FUND |
CLASS
A
SHARES |
CLASS
C
SHARES |
INSTITUTIONAL
SHARES |
INVESTOR
SHARES |
CLASS
R
SHARES |
CLASS
R6
SHARES |
CLASS
P
SHARES |
GOLDMAN
SACHS MLP ENERGY
INFRASTRUCTURE
FUND |
GLPAX |
GLPCX |
GMLPX |
GLPIX |
GLPRX |
GLPSX |
GMNPX |
GOLDMAN
SACHS ENERGY
INFRASTRUCTURE
FUND |
GLEAX |
GLECX |
GLEPX |
GLEIX |
GLERX |
GLESX |
GAMPX |
GOLDMAN
SACHS CLEAN ENERGY
INCOME
FUND |
GCEBX |
GCEGX |
GCEDX |
GCEJX |
GCEHX |
GCEEX |
GCEPX |
B-4 | |
B-4 | |
B-6 | |
B-39 | |
B-43 | |
B-55 | |
B-63 | |
B-81 | |
B-83 | |
B-86 | |
B-90 | |
B-101 | |
B-101 | |
B-102 | |
B-110 | |
B-115 | |
B-118 | |
B-121 | |
1-A | |
1-B | |
2-B |
Name,
Address
and
Age1
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
Gregory
G.
Weaver
Age:
71 |
Chair
of the
Board
of
Trustees |
Since
2018
(Trustee
since
2007) |
Mr.
Weaver is retired. He is Director, Verizon
Communications
Inc. (2015–Present); and was
formerly
Chairman and Chief Executive Officer,
Deloitte
& Touche LLP (a professional services firm)
(2001–2005
and 2012–2014); and Member of the
Board
of Directors, Deloitte & Touche LLP
(2006–2012).
Chair
of the Board of Trustees—Goldman Sachs Trust
and
Goldman Sachs Variable Insurance Trust. |
103 |
Verizon
Communications
Inc. |
Dwight
L.
Bush
Age:
66 |
Trustee |
Since
2020 |
Ambassador
Bush is President and CEO of D.L. Bush
&
Associates (a financial advisory and private
investment
firm) (2002–2014 and 2017–present);
Director
of MoneyLion, Inc. (an operator of a
data-driven,
digital financial platform)
(2021–present);
and was formerly U.S. Ambassador to
the
Kingdom of Morocco (2014–2017) and a Member
of
the Board of Directors of Santander Bank, N.A.
(2018–2019).
Previously, Ambassador Bush served as
an
Advisory Board Member of Goldman Sachs Trust
and
Goldman Sachs Variable Insurance Trust (October
2019–January
2020).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
MoneyLion,
Inc.
(an
operator of a
data-driven,
digital
financial
platform) |
Kathryn
A.
Cassidy
Age:
69 |
Trustee |
Since
2015 |
Ms.
Cassidy is retired. She is Director, Vertical
Aerospace
Ltd. (an aerospace and technology
company)
(2021–present). Formerly, Ms, Cassidy was
Advisor
to the Chairman (May 2014–December
2014);
and Senior Vice President and Treasurer
(2008–2014),
General Electric Company & General
Electric
Capital Corporation (technology and financial
services
companies).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
Vertical
Aerospace
Ltd.
(an
aerospace
and
technology
company) |
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
John
G. Chou
Age:
66 |
Trustee |
Since
2022 |
Mr.
Chou is Executive Vice President and Special
Advisor
to the Chairman and CEO of
AmerisourceBergen
Corporation (a pharmaceutical
and
healthcare company) (2021–present); and
formerly
held various executive management positions
with
AmerisourceBergen Corporation, including
Executive
Vice President and Chief Legal Officer
(2019–2021);
Executive Vice President and Chief
Legal
& Business Officer (2017–2019); and Executive
Vice
President and General Counsel (2011–2017).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
None |
Joaquin
Delgado
Age:
63 |
Trustee |
Since
2020 |
Dr.
Delgado is retired. He is Director, Stepan
Company
(a specialty chemical manufacturer)
(2011–present);
and was formerly Director,
Hexion
Inc. (a specialty chemical manufacturer)
(2019–2022);
Executive Vice President, Consumer
Business
Group of 3M Company (July 2016–July
2019);
and Executive Vice President, Health Care
Business
Group of 3M Company (October 2012–July
2016).
Previously, Dr. Delgado served as an Advisory
Board
Member of Goldman Sachs Trust and Goldman
Sachs
Variable Insurance Trust (October 2019–
January
2020).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
Stepan
Company
(a
specialty
chemical
manufacturer) |
Eileen
H.
Dowling
Age:
60 |
Trustee |
Since
2021 |
Ms.
Dowling is retired. Formerly, she was Senior
Advisor
(April 2021–September 2021); and Managing
Director
(2013–2021), BlackRock, Inc. (a financial
services
firm).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
None |
Paul
C. Wirth
Age:
65 |
Trustee |
Since
2022 |
Mr.
Wirth is retired. Formerly, he was Deputy Chief
Financial
Officer and Principal Accounting Officer
(2011–2020);
Finance Director and Principal
Accounting
Officer (2010–2011); and Managing
Director,
Global Controller, and Chief Accounting
Officer
(2005–2010) of Morgan Stanley.
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
None
|
Name,
Address
and
Age1
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
James
A.
McNamara*
Age:
60 |
President
and
Trustee |
Since
2007 |
Advisory
Director, Goldman Sachs (January
2018–Present);
Managing Director, Goldman Sachs
(January
2000–December 2017); Director of
Institutional
Fund Sales, GSAM (April
1998–December
2000); and Senior Vice President and
Manager,
Dreyfus Institutional Service Corporation
(January
1993–April 1998).
President
and Trustee—Goldman Sachs Trust;
Goldman
Sachs Variable Insurance Trust; Goldman
Sachs
Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
172 |
None |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1
|
Principal
Occupation(s) During Past 5 Years |
James
A. McNamara
200
West Street
New
York, NY 10282
Age:
60 |
Trustee
and
President |
Since
2007 |
Advisory
Director, Goldman Sachs (January 2018 – Present);
Managing
Director, Goldman Sachs (January 2000 – December 2017);
Director
of Institutional Fund Sales, GSAM (April 1998 – December
2000);
and Senior Vice President and Manager, Dreyfus Institutional
Service
Corporation (January 1993 – April 1998).
President
and Trustee—Goldman Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs MLP
and
Energy Renaissance Fund; Goldman Sachs Credit Income Fund;
and
Goldman Sachs Real Estate Diversified Income
Fund. |
Joseph
F. DiMaria
30
Hudson Street
Jersey
City, NJ 07302
Age:
54 |
Treasurer,
Principal
Financial
Officer
and
Principal
Accounting
Officer |
Since
2017
(Treasurer
and
Principal
Financial
Officer
since
2019) |
Managing
Director, Goldman Sachs (November 2015 – Present) and
Vice
President – Mutual Fund Administration, Columbia Management
Investment
Advisers, LLC (May 2010 – October 2015).
Treasurer,
Principal Financial Officer and Principal Accounting
Officer—Goldman
Sachs Trust (previously Assistant Treasurer
(2016));
Goldman Sachs Variable Insurance Trust (previously Assistant
Treasurer
(2016)); Goldman Sachs Trust II (previously Assistant
Treasurer
(2017)); Goldman Sachs MLP and Energy Renaissance Fund
(previously
Assistant Treasurer (2017)); Goldman Sachs ETF Trust
(previously
Assistant Treasurer (2017)); Goldman Sachs ETF Trust II;
Goldman
Sachs Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Julien
Yoo
200
West Street
New
York, NY 10282
Age:
51 |
Chief
Compliance
Officer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2020–Present); Vice
President,
Goldman Sachs (December 2014–December 2019); and
Vice
President, Morgan Stanley Investment Management
(2005–2010).
Chief
Compliance Officer—Goldman Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II; Goldman Sachs
BDC,
Inc.; Goldman Sachs Private Middle Market Credit LLC;
Goldman
Sachs Private Middle Market Credit II LLC; Goldman Sachs
Middle
Market Lending Corp.; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF
Trust
II; Goldman Sachs Credit Income Fund; and Goldman Sachs
Real
Estate Diversified Income Fund. |
Peter
W. Fortner
30
Hudson Street
Jersey
City, NJ 07302
Age:
65 |
Assistant
Treasurer |
Since
2000 |
Vice
President, Goldman Sachs (July 2000–Present); Principal
Accounting
Officer and Treasurer, Commerce Bank Mutual Fund
Complex
(2008–Present); Treasurer of Goldman Sachs
Philanthropy
Fund (2019–Present); and Treasurer of Ayco Charitable
Foundation
(2020–Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs MLP and
Energy
Renaissance Fund; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs Credit Income Fund; and
Goldman
Sachs Real Estate Diversified Income
Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Allison
Fracchiolla
30
Hudson Street
Jersey
City, NJ 07302
Age:
39 |
Assistant
Treasurer |
Since
2014 |
Vice
President, Goldman Sachs (January 2013–Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs MLP and Energy Renaissance Fund; and Goldman
Sachs
Real Estate Diversified Income Fund. |
Tyler
Hanks
222
S. Main St
Salt
Lake City, UT 84101
Age:
41 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (January 2016—Present); and
Associate,
Goldman Sachs (January 2014—January 2016).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs MLP and
Energy
Renaissance Fund; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs Credit Income Fund; and
Goldman
Sachs Real Estate Diversified Income Fund. |
Kirsten
Frivold Imohiosen
200
West Street
New
York, NY 10282
Age:
52 |
Assistant
Treasurer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2018–Present); and Vice
President,
Goldman Sachs (May 1999–December 2017).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs MLP and
Energy
Renaissance Fund; Goldman Sachs BDC, Inc.; Goldman Sachs
Private
Middle Market Credit LLC; Goldman Sachs Private Middle
Market
Credit II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Steven
Z. Indich
30
Hudson Street
Jersey
City, NJ 07302
Age:
53 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (February 2010 – Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs MLP and
Energy
Renaissance Fund; Goldman Sachs BDC, Inc.; Goldman Sachs
Private
Middle Market Credit LLC; Goldman Sachs Private Middle
Market
Credit II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Carol
Liu
30
Hudson Street
Jersey
City, NJ 07302
Age:
48 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (October 2017 – Present); Tax
Director,
The Raine Group LLC (August 2015 – October 2017); and
Tax
Director, Icon Investments LLC (January 2012 – August 2015).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs MLP and
Energy
Renaissance Fund; Goldman Sachs BDC, Inc.; Goldman Sachs
Private
Middle Market Credit LLC; Goldman Sachs Private Middle
Market
Credit II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Christopher
Bradford
30
Hudson Street
Jersey
City, NJ 07302
Age:
41 |
Vice
President |
Since
2020 |
Vice
President, Goldman Sachs (January 2014–Present).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs Real Estate Diversified
Income
Fund; and Goldman Sachs Credit Income
Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Kenneth
Cawley
71
South Wacker Drive
Chicago,
IL 60606
Age:
53 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (2017 – Present), Vice President
(December
1999–2017); Associate (December 1996–December 1999);
Associate,
Discover Financial (August 1994–December 1996).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; and Goldman Sachs Trust II. |
TP
Enders
200
West Street
New
York, NY 10282
Age:
53 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (January 2012–Present); Vice
President,
Goldman Sachs (April 2004–December 2011).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs Credit Income Fund; and Goldman
Sachs
Real Estate Diversified Income Fund. |
Anney
Chi
200
West Street
New
York, NY 10282
Age:
39 |
Vice
President |
Since
2022 |
Vice
President, Goldman Sachs (2014–Present).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Frank
Murphy
200
West Street
New
York, NY 10282
Age:
48 |
Vice
President |
Since
2019 |
Managing
Director, Goldman Sachs (2015 – Present); Vice President,
Goldman
Sachs (2003 – 2014); Associate, Goldman Sachs (2001 –
2002);
and Analyst, Goldman Sachs (1999 – 2001).
Vice
President—Goldman Sachs Trust; and Goldman Sachs Variable
Insurance
Trust. |
Caroline
L. Kraus
200
West Street
New
York, NY 10282
Age:
45 |
Secretary |
Since
2012 |
Managing
Director, Goldman Sachs (January 2016–Present); Vice
President,
Goldman Sachs (August 2006–December 2015); Senior
Counsel,
Goldman Sachs (January 2020–Present); Associate General
Counsel,
Goldman Sachs (2012–December 2019); Assistant General
Counsel,
Goldman Sachs (August 2006–December 2011); and
Associate,
Weil, Gotshal & Manges, LLP (2002–2006).
Secretary—Goldman
Sachs Trust (previously Assistant Secretary
(2012));
Goldman Sachs Variable Insurance Trust (previously Assistant
Secretary
(2012)); Goldman Sachs Trust II; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs
Private
Middle Market Credit II LLC; Goldman Sachs Middle Market
Lending
Corp.; Goldman Sachs MLP and Energy Renaissance Fund;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
David
A. Fishman
200
West Street
New
York, NY 10282
Age:
58 |
Assistant
Secretary |
Since
2001 |
Managing
Director, Goldman Sachs (December 2001 – Present); and
Vice
President, Goldman Sachs (1997 – December 2001).
Assistant
Secretary—Goldman Sachs Trust; and Goldman Sachs
Variable
Insurance Trust. |
Shaun
Cullinan
200
West Street
New
York, NY 10282
Age:
43 |
Assistant
Secretary |
Since
2018 |
Managing
Director, Goldman Sachs (2018 – Present); Vice President,
Goldman
Sachs (2009 – 2017); Associate, Goldman Sachs (2006 –
2008);
Analyst, Goldman Sachs (2004 – 2005).
Assistant
Secretary—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; and Goldman Sachs Trust
II. |
Name
of
Trustee |
Dollar
Range
of
Equity
Securities
in
the
Funds(1)
|
Aggregate
Dollar Range of Equity Securities in All Portfolios in Fund Complex
Overseen By Trustee |
Gregory
G.Weaver |
MLP
Energy
Infrastructure
Fund:
Over
$100,000 |
Over
$100,000 |
Dwight
L.
Bush |
None |
None |
Name
of
Trustee |
Dollar
Range
of
Equity
Securities
in
the
Funds(1) |
Aggregate
Dollar Range of Equity Securities in All Portfolios in Fund Complex
Overseen By Trustee |
Kathryn
A.
Cassidy |
None |
Over
$100,000 |
John
G.
Chou(2) |
None |
None |
Joaquin
Delgado |
None |
Over
$100,000 |
Eileen
H.
Dowling |
None |
Over
$100,000 |
Paul
C.
Wirth(2) |
None |
Over
$100,000 |
James
A.
McNamara |
None |
Over
$100,000 |
Name
of
Trustee |
Aggregate
Compensation
from
the MLP Energy
Infrastructure
Fund |
Aggregate
Compensation
from
the Energy
Infrastructure
Fund |
Aggregate
Compensation
from
the Clean Energy
Income
Fund |
Pension
or Retirement
Benefits
Accrued as Part
of
the Trust’s Expenses |
Total
Compensation From
Fund
Complex (including
the
Funds)* |
Gregory
G.
Weaver(1) |
$3,430 |
$3,214 |
$3,210 |
$0 |
$419,500 |
Dwight
L.
Bush |
$2,915 |
$2,732 |
$2,728 |
$0 |
$356,000 |
Kathryn
A.
Cassidy |
$2,915 |
$2,732 |
$2,728 |
$0 |
$356,000 |
Name
of
Trustee |
Aggregate
Compensation
from
the MLP Energy
Infrastructure
Fund |
Aggregate
Compensation
from
the Energy
Infrastructure
Fund |
Aggregate
Compensation
from
the Clean Energy
Income
Fund |
Pension
or Retirement
Benefits
Accrued as Part
of
the Trust’s Expenses |
Total
Compensation From
Fund
Complex (including
the
Funds)* |
John
G.
Chou(2) |
$1,506 |
$1,408 |
$1,401 |
$0 |
$180,500 |
Diana
M.
Daniels(3) |
$2,915 |
$2,732 |
$2,728 |
$0 |
$356,000 |
Joaquin
Delgado |
$2,915 |
$2,732 |
$2,728 |
$0 |
$356,000 |
Eileen
H.
Dowling |
$2,915 |
$2,732 |
$2,728 |
$0 |
$356,000 |
Jessica
Palmer(3)(4) |
$4,369 |
$4,093 |
$4,088 |
$0 |
$533,500 |
Roy
W.
Templin(5) |
$2,041 |
$1,914 |
$1,913 |
$0 |
$250,874 |
Paul
C.
Wirth(2) |
$1,506 |
$1,408 |
$1,401 |
$0 |
$180,500 |
James
A.
McNamara(6) |
$— |
$— |
$— |
$— |
$— |
Fund |
Contractual
Rate |
Actual
Rate for the Fiscal
Year
Ended November 30, 2022 |
MLP
Energy Infrastructure Fund |
1.00%
on the first $1 billion |
0.97% |
|
0.90%
on the next $1 billion |
|
|
0.86%
on the next $3 billion |
|
|
0.84%
on the next $3 billion |
|
|
0.82%
over $8 billion |
|
Energy
Infrastructure Fund |
1.00%
on the first $1 billion |
1.00% |
|
0.90%
on the next $1 billion |
|
|
0.86%
on the next $3 billion |
|
|
0.84%
on the next $3 billion |
|
|
0.82%
over $8 billion |
|
Clean
Energy Income Fund |
0.80%
on the first $1 billion |
0.80% |
|
0.72%
on the next $1 billion |
|
|
0.68%
on the next $3 billion |
|
|
0.67%
on the next $3 billion |
|
|
0.66%
over $8 billion |
|
|
Fiscal
Year ended
November
30, 2022 |
Fiscal
Year ended
November
30, 2021 |
Fiscal
Year ended
November
30, 2020 | |||
Fund |
With
Fee
Waiver |
Without
Fee
Waiver |
With
Fee
Waiver |
Without
Fee
Waiver |
With
Fee
Waiver |
Without
Fee
Waiver |
MLP
Energy Infrastructure Fund |
$13,292,199 |
$13,295,280 |
$11,569,677 |
$11,574,929 |
$10,596,890 |
$10,607,099 |
Energy
Infrastructure Fund |
$3,819,922 |
$3,821,318 |
$2,870,665 |
$2,871,385 |
$1,634,301 |
$1,636,804 |
Clean
Energy Income Fund1 |
$2,819,498 |
$2,820,885 |
$2,943,374 |
$2,943,936 |
$163,434 |
$163,829 |
Name
of Portfolio Manager |
Number
of Accounts Managed
and
Total Assets by
Account
Type |
Number
of Accounts and
Total
Assets for Which
Advisory
Fee is
Performance
Based | ||||||||||
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed | |
Kyri
Loupis |
3 |
$2,167 |
3 |
$192 |
988 |
$1,756 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Matthew
Cooper |
3 |
$2,167 |
0 |
$0 |
964 |
$1,730 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Ben
Okin |
1 |
$314 |
1 |
$14 |
3 |
$30 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Vikrum
Vora |
1 |
$314 |
1 |
$14 |
3 |
$30 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Kristin
Kuney |
6 |
$1,338 |
8 |
$889 |
21 |
$846 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Christopher
A. Schiesser |
2 |
$647 |
3 |
$192 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Akif
Irfan |
2 |
$1.591 |
0 |
$0 |
24 |
$24 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Name
of Portfolio Manager |
Dollar
Range of Equity Securities Beneficially Owned by Portfolio
Manager |
MLP
Energy Infrastructure Fund |
|
Kyri
Loupis |
$2,000,000+ |
Matthew
Cooper |
None |
Christopher
Schiesser |
$50,001
- $100,000 |
Energy
Infrastructure Fund |
|
Kyri
Loupis |
$2,000,000+ |
Matthew
Cooper |
None |
Akif
Irfan |
None |
Clean
Energy Income Fund |
|
Ben
Okin |
None |
Vikrum
Vora |
$1
- $10,000 |
Kristin
Kuney |
$50,001
- $100,000 |
Fund |
Fiscal
Year ended
November
30, 2022 |
Fiscal
Year ended
November
30, 2021 |
Fiscal
Year ended
November
30, 2020 |
MLP
Energy Infrastructure Fund |
$2,995 |
$10,603 |
$16,499 |
Energy
Infrastructure Fund |
$5,704 |
$1,586 |
$0 |
Clean
Energy Income Fund1 |
$5,673 |
$7,349 |
$165 |
Class
A and C Shares* | |||
Fund |
Fiscal
Year ended
November
30, 2022 |
Fiscal
Year ended
November
30, 2021 |
Fiscal
Year ended
November
30, 2020 |
MLP
Energy Infrastructure Fund |
$114,706 |
$105,915 |
$127,360 |
Energy
Infrastructure Fund |
$2,688 |
$737 |
$368 |
Clean
Energy Income Fund1 |
$8,281 |
$8,322 |
$320 |
Institutional
and Class R6 Shares | |||
Fund |
Fiscal
Year ended
November
30, 2022 |
Fiscal
Year ended
November
30, 2021 |
Fiscal
Year ended
November
30, 2020 |
MLP
Energy Infrastructure Fund |
$117,661 |
$135,065 |
$147,235 |
Energy
Infrastructure Fund |
$34,098 |
$25,428 |
$12,827 |
Clean
Energy Income Fund1 |
$3,053 |
$4,989 |
$1,020 |
Investor
and Class R Shares* | |||
Fund |
Fiscal
Year ended
November
30, 2022 |
Fiscal
Year ended
November
30, 2021 |
Fiscal
Year ended
November
30, 2020 |
MLP
Energy Infrastructure Fund |
$75,160 |
$51,689 |
$87,712 |
Energy
Infrastructure Fund |
$213 |
$163 |
$138 |
Clean
Energy Income Fund1 |
$13,695 |
$2,964 |
$86 |
Class
P Shares | |||
Fund |
Fiscal
Year ended
November
30, 2022 |
Fiscal
Year ended
November
30, 2021 |
Fiscal
Year ended
November
30, 2020 |
MLP
Energy Infrastructure Fund |
$274,932 |
$213,980 |
$163,610 |
Energy
Infrastructure Fund |
$80,082 |
$60,854 |
$36,416 |
Clean
Energy Income Fund1 |
$99,368 |
$104,531 |
$5,305
|
Fund |
Fiscal
Year ended
November
30, 2022 |
Fiscal
Year ended
November
30, 2021 |
Fiscal
Year ended
November
30, 2020 |
MLP
Energy Infrastructure Fund |
$58,197 |
$131,787 |
$276,406 |
Energy
Infrastructure Fund |
$237,987 |
$203,518 |
$368,685 |
Clean
Energy Income Fund1 |
$302,743 |
$469,715 |
$293,461 |
|
Clean
Energy Income Fund |
Gross
Income from Securities Lending Activities1 |
$5,313 |
Fees
and/or Compensation for Securities Lending Activities and Related
Services |
|
Revenue
Split2 |
$588 |
Cash
Collateral Management Fees3 |
$20 |
Administrative
Fees |
— |
|
Clean
Energy Income Fund |
Indemnification
Fees |
— |
Rebates
to Borrowers |
— |
Other
Fees |
— |
Aggregate
Fees/Compensation for Securities Lending Activities |
$608 |
Net
Income from the Securities Lending Activities |
$4,705 |
Fiscal
Year Ended
November
30, 2022 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid to
Goldman
Sachs1
|
Total
Amount of
Transactions
on which
Commissions
Paid2
|
Amount
of
Transactions
Effected
through
Brokers
Providing
Proprietary
Research3
|
Total
Brokerage
Commissions
Paid
for
Proprietary
Research3
| ||
MLP
Energy Infrastructure Fund |
$2,612,221 |
$265,589 |
(10%) |
$3,194,588,525 |
(10%) |
$3,089,332,449 |
$2,464,312 |
Energy
Infrastructure Fund |
$391,987 |
$0 |
(0%) |
$400,250,124 |
(5%) |
— |
— |
Clean
Energy Income Fund4 |
$259,878 |
$60,501 |
(23%) |
$424,970,043 |
(0%) |
— |
—
|
Fiscal
Year Ended
November
30, 2021 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid to
Goldman
Sachs1
|
Total
Amount of
Transactions
on which
Commissions
Paid2
|
Amount
of
Transactions
Effected
through
Brokers
Providing
Proprietary
Research3
|
Total
Brokerage
Commissions
Paid
for
Proprietary
Research3
| ||
MLP
Energy
Infrastructure
Fund |
$3,674,906 |
$327,278 |
(9%) |
$3,769,826,189 |
(7%) |
$3,780,411,110 |
$3,366,534 |
Energy
Infrastructure Fund |
$296,668 |
$20,161 |
(7%) |
$321,841,846 |
(83%) |
$1,005,425,736 |
$1,052,114 |
Clean
Energy Income Fund4 |
$363,089 |
$0 |
(0%) |
$835,280,639 |
(0%) |
$0 |
$0 |
Fiscal
Year Ended
November
30, 2020 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid to
Goldman
Sachs1
|
Total
Amount of
Transactions
on which
Commissions
Paid2
|
Amount
of
Transactions
Effected
through
Brokers
Providing
Proprietary
Research3
|
Total
Brokerage
Commissions
Paid
for
Proprietary
Research3
| ||
MLP
Energy Infrastructure Fund |
$3,017,517 |
$136,719 |
(5%) |
$3,221,938,924 |
(2%) |
$3,232,420,889 |
$3,003,552 |
Energy
Infrastructure Fund |
$481,029 |
$45,107 |
(9%) |
$551,225,806 |
(4%) |
$494,555,242 |
$713,499 |
Clean
Energy Income Fund4 |
$36,424 |
$0 |
(0%) |
$119,188,511 |
(0%) |
$120,220,213 |
$36,402 |
Fund |
Capital
Loss
Carryforward |
Expiration |
MLP
Energy Infrastructure Fund |
$537,818,375 |
2025 |
Energy
Infrastructure Fund |
— |
— |
Clean
Energy Income Fund |
$8,694,842 |
Perpetual
Short-Term |
|
$2,572,992 |
Perpetual
Long-Term |
Type
of Information |
When
Available Upon Request |
Portfolio
Characteristics Information
(Except
for Aggregate Liquidity
Classification
Information) |
Prior
to 15 Business Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
15
Business Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. | |
Aggregate
Liquidity Classification
Information |
Prior
to 90 Calendar Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
90
Calendar Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. |
Fund |
Fiscal
Year ended
November
30, 2022 |
Fiscal
Year ended
November
30, 2021 |
Fiscal
Year ended
November
30, 2020 |
MLP
Energy Infrastructure Fund |
$118,113 |
$99,915 |
$101,330 |
Energy
Infrastructure Fund |
$2,789 |
$655 |
$135 |
Clean
Energy Income Fund1 |
$11,543 |
$12,349 |
$407 |
Fund |
Fiscal
Year ended
November
30, 2022 |
Fiscal
Year ended
November
30, 2021 |
Fiscal
Year ended
November
30, 2020 |
MLP
Energy Infrastructure Fund |
$183,280 |
$207,901 |
$257,887 |
Energy
Infrastructure Fund |
$4,233 |
$1,530 |
$1,225 |
Clean
Energy Income Fund1 |
$4,188 |
$2,050 |
$191 |
Fund |
Fiscal
Year ended
November
30, 2022 |
Fiscal
Year ended
November
30, 2021 |
Fiscal
Year ended
November
30, 2020 |
MLP
Energy Infrastructure Fund |
$3,984 |
$3,208 |
$4,359 |
Energy
Infrastructure Fund |
$327 |
$257 |
$204 |
Clean
Energy Income Fund1 |
$344 |
$365 |
$126 |
Fund |
Compensation
to
Dealers1
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
MLP
Energy
Infrastructure
Fund |
$117,538 |
$130,361 |
$55,924 |
$2,329 |
$5,715 |
$311,867 |
Energy
Infrastructure
Fund |
$2,673 |
$7,271 |
$2,882 |
$120 |
$294 |
$13,240 |
Clean
Energy
Income
Fund |
$11,404 |
$20,471 |
$7,141 |
$297 |
$730 |
$40,043 |
Fund |
Compensation
to
Dealers1
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
MLP
Energy
Infrastructure
Fund |
$232,054 |
$57,866 |
$22,576 |
$940 |
$2,307 |
$315,743 |
Energy
Infrastructure
Fund |
$5,748 |
$407 |
$223 |
$9 |
$23 |
$6,410 |
Clean
Energy
Income
Fund |
$2,144 |
$1,754 |
$589 |
$25 |
$60 |
$4,572 |
Fund |
Compensation
to
Dealers1
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
MLP
Energy
Infrastructure
Fund |
$3,967 |
$664 |
$336 |
$14 |
$34 |
$5,015 |
Energy
Infrastructure
Fund |
$2 |
$2 |
$1 |
$0 |
$0 |
$5 |
Clean
Energy
Income
Fund |
$9 |
$3 |
$1 |
$0 |
$0 |
$13 |
Fund |
Net
Asset Value |
Maximum
Sales Charge |
Offering
Price to Public |
MLP
Energy Infrastructure Fund |
$28.86 |
5.50% |
$30.54 |
Energy
Infrastructure Fund |
$11.56 |
5.50% |
$12.23 |
Clean
Energy Income Fund |
$12.19 |
5.50% |
$12.90 |
Class |
Name/Address |
Percentage
of Class |
Class
A |
U.S.
Bank, FBO Customer, 1555 N Rivercenter Dr. Ste. 302, Milwaukee, WI
53212-3958 |
18.94% |
Class
A |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plaza Fl. 12, New
York,
NY 10004-1965 |
17.55% |
Class
A |
Wells
Fargo Clearing Services LLC, Special Custody Account FEBO Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
14.53% |
Class
A |
Ameriprise
Financial Services Inc., FBO Customers, 707 2nd Ave. S., Minneapolis, MN
55402-2405 |
11.44% |
Class
A |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St.
Petersburg,
FL 33716-1102 |
9.25% |
Class
A |
LPL
Financial, Omnibus Customer Account, Attn. Mutual Fund Trading, 4707
Executive
Dr.
San Diego, CA 92121-3091 |
5.14% |
Class
A |
Charles
Schwab & Co. Inc., Special Custody Account FBO Customers, Attn.
Mutual
Funds, 211 Main St., San Francisco, CA 94105-1905 |
5.06% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account FBO Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
24.86% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St.
Petersburg,
FL 33716-1102 |
18.71% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, Att. Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
15.53% |
Class
C |
Ameriprise
Financial Services Inc., FBO Customers, 707 2nd Ave. S., Minneapolis, MN
55402-2405 |
12.05% |
Class
C |
UBS
Financial Services Inc., Omnibus Account, UBS WM USA, 1000 Harbor Blvd.,
Weehawken,
NJ, 07086-6761 |
8.20% |
Class
C |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plaza, Floor 12, New
York,
NY 10004-1965 |
7.31% |
Class
C |
Pershing
LLC, 1 Pershing Plz., Jersey City, NJ 07399-0002 |
6.05% |
Institutional |
National
Financial Services LLC, FBO Customers, Attn. Mutual Funds Dept. 4th Floor,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
19.93% |
Institutional |
MSCS
Financial Services LLC, SEI Private Trust Company, C/O Rockland SWP, 1
Freedom
Valley Drive, Oaks, PA 19456-9989 |
14.29% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account FBO Customers Attn.
Mutual
Funds, 101 Montgomery St., San Francisco, CA
94104-4151 |
12.65% |
Institutional |
Pershing
LLC, 1 Pershing Plz., Jersey City, NJ 07399-0002 |
11.41% |
Institutional |
Wells
Fargo Clearing Services LLC, Special Custody Account FBO Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
8.89% |
Class |
Name/Address |
Percentage
of Class |
Institutional |
UBS
Financial Services Inc., Omnibus Account, UBS WM USA, 1000 Harbor Blvd.,
Weehawken,
NJ 07086-6761 |
8.85% |
Institutional |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plaza, Floor 12, New
York,
NY 10004-1965 |
7.86% |
Institutional |
TD
Ameritrade Clearing Inc., FEBO Customers, P.O. Box 2226, Omaha, NE
68103-2226 |
7.10% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St.
Petersburg,
FL 33716-1102 |
42.50% |
Investor |
Ameriprise
Financial Services Inc., FBO Customers, 707 2nd Ave. S., Minneapolis, MN
55402-2405 |
27.80% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn. Mutual Fund
Trading,
4707
Executive Dr., San Diego, CA 92121-3091 |
26.04% |
Class
R |
Acensus
Broker Dealer Services LLC, Acensus Trust Company FBO Rankin &
Rankin,
Inc. 401(k) Plan, 90687, P.O. Box 10758, Fargo, ND
58106-0758 |
45.55% |
Class
R |
Acensus
Broker Dealer Services LLC, Ascensus Trust Company FBO Modern Glass,
Paint
& Tile Company, 213261, P.O. Box 10758, Fargo, ND
58106-0758 |
15.90% |
Class
R |
Acensus
Broker Dealer Services LLC, Ascensus Trust Company FBO Stiegler
Chiropractic
401(k) Plan, 90802, P.O. Box 10758, Fargo, ND
58106-0758 |
7.73% |
Class
R |
Matrix
Trust Company, FBO Cust. Barth Calderon 401K Plan, 717 17th
Street, Suite
1300,
Denver, CO 80202-3304 |
6.85% |
Class
R |
Capital
Bank & Trust Co. FBO Trustee, Northern Clearing 401K Plan, C/O FASCORE
LLC,
8515 E. Orchard Rd. #2T2, Greenwood VLG, CO
80111-5002 |
6.68% |
Class
R6 |
Goldman
Sachs & Co. LLC, Goldman Sachs Tax Advantaged Global Equity Portfolio,
C/O
Fund Management, 200 West Street, 37th Floor, New York, NY
10282-2102 |
54.63% |
Class
R6 |
Goldman
Sachs Trust, Goldman Sachs Income Builder Fund, C/O Goldman Sachs &
Co.,
200
West Street, New York, NY 10282-2102 |
32.06% |
Class
R6 |
Goldman
Sachs & Co. LLC, Goldman Sachs Enhanced Dividend Global Equity
Portfolio,
C/O
Fund Management, 200 West Street, 37th Floor, New York, NY
10282-2102 |
6.48% |
Class
P |
Goldman
Sachs & Co. FBO Omnibus Account, C/O Mutual Fund Ops., 222 S Main St.,
Salt
Lake City, UT 84101-2199 |
99.30%* |
Class |
Name/Address |
Percentage
of Class |
Class
A |
National
Financial Services LLC, FBO Customers, Attn. Mutual Funds Dept. 4th Fl.,
499
Washington
Blvd., Jersey City, NJ 07310-1995 |
69.07%* |
Class
A |
Pershing
LLC, P.O. Box 2052, Jersey City, NJ 07303-2052 |
25.23%* |
Class
C |
Pershing
LLC, P.O. Box 2052, Jersey City, NJ 07303-2052 |
99.73%* |
Institutional |
National
Financial Services LLC, FEBO Customers, Attn. Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
78.78%* |
Institutional |
Pershing
LLC, P.O. Box 2052, Jersey City, NJ 07303-2052 |
19.74% |
Investor |
GSAM
Holdings LLC Seed Account, Attn. IMD-India-Saos, Helios Business Park, 150
Outer
Ring Road, Kadubeesanahalli, Bengaluru, 560103 India |
96.64%* |
Class
R |
GSAM
Holdings LLC Seed Account, Attn. IMD-India-Saos, Helios Business Park, 150
Outer
Ring Road, Kadubeesanahalli, Bengaluru, 560103 India |
100.00%* |
Class
R6 |
Goldman
Sachs Trust, Goldman Sachs Tactical Tilt Implementation Fund, C/O Fund
Management
Team, 200 West Street, New York, NY 10282-2102 |
88.50%* |
Class
R6 |
Goldman
Sachs & Co. LLC, Goldman Sachs Tax Advantaged Global Equity Portfolio,
C/O
Fund Management, 200 West Street, 37th Floor, New York, NY
10282-2102 |
6.51% |
Class
P |
Goldman
Sachs & Co. FBO Omnibus Account, C/O Mutual Fund Ops., 222 S Main St.,
Salt
Lake City, UT 84101-2199 |
99.29%*
|
Class |
Name/Address |
Percentage
of Class |
Class
A |
National
Financial Services LLC, FBO Customers, Attn. Mutual Funds Dept. 4th Fl.,
499
Washington
Blvd., Jersey City, NJ 07310-1995 |
67.49%* |
Class
A |
Stifel
Nicolaus & Co., Exclusive Benefit of Customers, 501 N Broadway, Saint
Louis,
MO
63102-2188 |
9.01% |
Class
A |
Pershing
LLC, P.O. Box 2052, Jersey City, NJ 07303-2052 |
8.20% |
Class
A |
Charles
Schwab & Co. Inc., Special Custody Acct. for Benefit of Customers,
Attn:
Mutual Funds, 211 Main St., San Francisco, CA
94105-1901 |
5.80% |
Class
A |
RBC
Capital Markets LLC, Mutual Fund Omnibus, 60 S 6th
St., Ste 700 #P08,
Minneapolis,
MN 55402-4413 |
5.22% |
Class
C |
American
Enterprise Investment, FBO 41999970, 707 2nd
Ave. S., Minneapolis, MN
55402-2405 |
73.72%* |
Class
C |
Pershing
LLC, P.O. Box 2052, Jersey City, NJ 07303-2052 |
14.42% |
Class
C |
National
Financial Services LLC, FBO Customers, Attn. Mutual Funds Dept. 4th Fl.,
499
Washington
Blvd., Jersey City, NJ 07310-1995 |
9.90% |
Institutional |
National
Financial Services LLC, FBO Customers, Attn. Mutual Funds Dept. 4th Fl.,
499
Washington
Blvd., Jersey City, NJ 07310-1995 |
54.64%* |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account FBO Customers Attn.
Mutual
Funds, 211 Main St., San Francisco, CA 94105-1905 |
22.08% |
Institutional |
GSAM
Holdings LLC Seed Account, Attn. IMD-India-Saos, Helios Business Park, 150
Outer
Ring Road, Kadubeesanahalli, Bengaluru, 560103 India |
6.36% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team SEC
#97PR8,
Goldman
Sachs Funds, 4800 Deer Lake Dr. East 3rd
Flr., Jacksonville, FL 32246-6484 |
6.33% |
Institutional |
Pershing
LLC, P.O. Box 2052, Jersey City, NJ 07303-2052 |
5.70% |
Investor |
Ameriprise
Financial Services Inc., FBO Customers, 707 2nd
Ave. S., Minneapolis, MN
55402-2405 |
31.31%* |
Investor |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn: Mutual Funds
Dept
4th
Flr., 499 Washington Blvd, Jersey City, NJ
07310-1995 |
25.77%* |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Att. Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
20.76% |
Investor |
Pershing
LLC, P.O. Box 2052, Jersey City, NJ 07303-2052 |
10.43% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St.
Petersburg,
FL 33716-1102 |
8.61% |
Class
R |
GSAM
Holdings LLC Seed Account, Attn. IMD-India-Saos, Helios Business Park, 150
Outer
Ring Road, Kadubeesanahalli, Bengaluru, 560103 India |
100.00%* |
Class
R6 |
GSAM
Holdings LLC Seed Account, Attn. IMD-India-Saos, Helios Business Park, 150
Outer
Ring Road, Kadubeesanahalli, Bengaluru, 560103 India |
56.07%* |
Class
R6 |
Pershing
LLC, P.O. Box 2052, Jersey City, NJ 07303-2052 |
27.71%* |
Class
R6 |
Voya
Retirement Insurance and Annuity Company, 1 Orange Way, Windsor, CT
06095-4773 |
14.56% |
Class
P |
Goldman
Sachs & Co., C/O Mutual Fund Ops., 222 S Main St., Salt Lake City, UT
84101-2199 |
99.98%* |
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3-B | |
7-B | |
10-B | |
11-B | |
13-B | |
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18-B | |
19-B | |
24-B | |
26-B | |
26-B | |
28-B | |
33-B | |
33-B | |
34-B | |
39-B | |
41-B | |
41-B | |
43-B | |
| |
47-B | |
48-B | |
52-B | |
53-B | |
53-B | |
55-B |