B-1 | |
B-4 | |
B-5 | |
B-39 | |
B-40 | |
B-41 | |
B-60 | |
B-83 | |
B-86 | |
B-86 | |
B-87 | |
B-89 | |
B-92 |
Balanced
Portfolio |
Mid-Cap
Index Portfolio |
Capital
Growth Portfolio |
Moderate
Allocation Portfolio |
Conservative
Allocation Portfolio |
Money
Market Portfolio |
Diversified
Value Portfolio |
Real
Estate Index Portfolio2
|
Equity
Income Portfolio |
Short-Term
Investment-Grade Portfolio |
Equity
Index Portfolio |
Small
Company Growth Portfolio |
Growth
Portfolio |
Total
Bond Market Index Portfolio |
Global
Bond Index Portfolio |
Total
International Stock Market Index Portfolio |
High
Yield Bond Portfolio |
Total
Stock Market Index Portfolio |
International
Portfolio |
|
Portfolio |
2021 |
2022 |
2023 |
Balanced
Portfolio |
$22,666.72 |
$21,500.04 |
$21,500.04 |
Capital
Growth Portfolio |
22,666.72 |
21,500.04 |
21,500.04
|
Portfolio |
2021 |
2022 |
2023 |
Conservative
Allocation Portfolio |
15,583.26 |
16,999.92 |
16,999.92 |
Diversified
Value Portfolio |
22,666.72 |
21,500.04 |
21,500.04 |
Equity Income
Portfolio |
22,666.72 |
21,500.04 |
21,500.04 |
Equity Index
Portfolio |
16,999.92 |
16,999.92 |
16,999.92 |
Global Bond
Portfolio |
15,583.26 |
16,999.92 |
16,999.92 |
Growth
Portfolio |
22,666.72 |
21,500.04 |
21,500.04 |
High Yield
Bond Portfolio |
22,666.72 |
21,500.04 |
21,500.04 |
International
Portfolio |
22,666.72 |
21,500.04 |
21,500.04 |
Mid-Cap Index
Portfolio |
16,999.92 |
16,999.92 |
16,999.92 |
Moderate
Allocation Portfolio |
15,583.26 |
16,999.92 |
16,999.92 |
Money Market
Portfolio |
22,666.72 |
21,500.04 |
31,500.00 |
Real Estate
Index Portfolio |
16,999.92 |
16,999.92 |
16,999.92 |
Short-Term
Investment-Grade Portfolio |
22,666.72 |
21,500.04 |
21,500.04 |
Small Company
Growth Portfolio |
22,666.72 |
21,500.04 |
21,500.04 |
Total Bond
Market Index Portfolio |
22,666.72 |
21,500.04 |
21,500.04 |
Total
International Stock Index Portfolio |
15,583.26 |
16,999.92 |
16,999.92 |
Total Stock
Market Index Portfolio |
15,583.26 |
16,999.92 |
16,999.92 |
Vanguard
Fund |
Capital
Contribution
to
Vanguard |
Percentage
of
Fund’s
Average
Net
Assets |
Percent
of
Vanguard
Funds’
Contribution |
Balanced
Portfolio |
$104,000 |
Less than
0.01% |
0.04% |
Capital
Growth Portfolio |
57,000 |
Less than
0.01 |
0.02 |
Diversified
Value Portfolio |
36,000 |
Less than
0.01 |
0.01 |
Equity
Income Portfolio |
63,000 |
Less than
0.01 |
0.03 |
Equity
Index Portfolio |
291,000 |
Less than
0.01 |
0.12 |
Growth
Portfolio |
38,000 |
Less than
0.01 |
0.02 |
High Yield
Bond Portfolio |
24,000 |
Less than
0.01 |
0.01 |
International
Portfolio |
96,000 |
Less than
0.01 |
0.04 |
Mid-Cap
Index Portfolio |
79,000 |
Less than
0.01 |
0.03 |
Money
Market Portfolio |
41,000 |
Less than
0.01 |
0.02 |
Real Estate
Index Portfolio |
35,000 |
Less than
0.01 |
0.01
|
Vanguard
Fund |
Capital
Contribution
to
Vanguard |
Percentage
of
Fund’s
Average
Net
Assets |
Percent
of
Vanguard
Funds’
Contribution |
Short-Term
Investment-Grade Portfolio |
72,000 |
Less than
0.01 |
0.03 |
Small
Company Growth Portfolio |
44,000 |
Less than
0.01 |
0.02 |
Total Bond
Market Index Portfolio |
137,000 |
Less than
0.01 |
0.05 |
Annual
Shared Fund Operating Expenses
(Shared
Expenses Deducted From Fund Assets) | |||
Vanguard
Fund |
2021 |
2022 |
2023 |
Balanced
Portfolio |
|
|
|
Management
and Administrative Expenses |
0.15% |
0.15% |
0.15% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
Less than
0.01 |
Capital
Growth Portfolio |
|
|
|
Management
and Administrative Expenses |
0.18% |
0.18% |
0.18% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Diversified
Value Portfolio |
|
|
|
Management
and Administrative Expenses |
0.15% |
0.15% |
0.15% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Equity
Income Portfolio |
|
|
|
Management
and Administrative Expenses |
0.19% |
0.20% |
0.21% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Equity
Index Portfolio |
|
|
|
Management
and Administrative Expenses |
0.12% |
0.12% |
0.13% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Growth
Portfolio |
|
|
|
Management
and Administrative Expenses |
0.24% |
0.24% |
0.24% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
High
Yield Bond Portfolio |
|
|
|
Management
and Administrative Expenses |
0.18% |
0.18% |
0.18% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
International
Portfolio |
|
|
|
Management
and Administrative Expenses |
0.18% |
0.18% |
0.18% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Mid-Cap
Index Portfolio |
|
|
|
Management
and Administrative Expenses |
0.14% |
0.15% |
0.16% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Money
Market Portfolio |
|
|
|
Management
and Administrative Expenses |
0.14% |
0.13% |
0.13% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Real
Estate Index Portfolio |
|
|
|
Management
and Administrative Expenses |
0.23% |
0.24% |
0.24% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Short-Term
Investment-Grade Portfolio |
|
|
|
Management
and Administrative Expenses |
0.12% |
0.12% |
0.11% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Small
Company Growth Portfolio |
|
|
|
Management
and Administrative Expenses |
0.17% |
0.18% |
0.19% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Total
Bond Market Index Portfolio |
|
|
|
Management
and Administrative Expenses |
0.13% |
0.10% |
0.12% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01
|
Name,
Year of Birth |
Position(s)
Held
With
Funds |
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number
of
Vanguard
Funds
Overseen
by
Trustee/Officer |
Interested
Trustee1
|
|
|
|
|
Mortimer J.
Buckley
(1969) |
Chairman of
the
Board, Chief
Executive
Officer, and
President |
January
2018 |
Chairman of
the board (2019–present) of Vanguard
and of each
of the investment companies served by
Vanguard;
chief executive officer (2018–present) of
Vanguard;
chief executive officer, president, and
trustee
(2018–present) of each of the investment
companies
served by Vanguard; president
(2017-2024)
and director (2017–present) of Vanguard;
and president
(2018–present) of Vanguard Marketing
Corporation.
Chief investment officer (2013–2017),
managing
director (2002–2017), head of the Retail
Investor
Group (2006–2012), and chief information
officer
(2001–2006) of Vanguard. Member of the
board of
governors of the Investment Company
Institute and
of FINRA. |
210 |
1 Mr.
Buckley is considered an “interested person” as defined in the 1940 Act
because he is an officer of the Trust. | ||||
Independent
Trustees |
|
|
|
|
Tara
Bunch
(1962) |
Trustee |
November
2021 |
Head of
Global Operations at Airbnb (2020–present).
Vice
President of AppleCare (2012–2020). Member of
the board of
the University of California, Berkeley
School of
Engineering, and Santa Clara University’s
School of
Business. |
210 |
Emerson U.
Fullwood
(1948) |
Trustee |
January
2008 |
Executive
chief staff and marketing officer for North
America and
corporate vice president (retired 2008) of
Xerox
Corporation (document management products
and
services). Former president of the Worldwide
Channels
Group, Latin America, and Worldwide
Customer
Service and executive chief staff officer of
Developing
Markets of Xerox. Executive in residence
and 2009–2010
Distinguished Minett Professor at the
Rochester
Institute of Technology. Member of the
board of
directors of the University of Rochester
Medical
Center, the Monroe Community College
Foundation,
the United Way of Rochester, North
Carolina
A&T University, Roberts Wesleyan College,
and the
Rochester Philharmonic Orchestra. Trustee of
the
University of Rochester. |
210 |
F. Joseph
Loughrey
(1949) |
Trustee |
October
2009 |
President and
chief operating officer (retired 2009)
and vice
chairman of the board (2008–2009) of
Cummins Inc.
(industrial machinery). Director of the V
Foundation.
Member of the advisory council for the
College of
Arts and Letters at the University of Notre
Dame.
Chairman of the board of Saint Anselm
College. |
210 |
Mark
Loughridge
(1953) |
Lead
Independent
Trustee |
March
2012 |
Senior vice
president and chief financial officer (retired
2013) of IBM
(information technology services).
Fiduciary
member of IBM’s Retirement Plan
Committee
(2004–2013), senior vice president and
general
manager (2002–2004) of IBM Global
Financing,
vice president and controller (1998–2002)
of IBM, and a
variety of other prior management roles
at IBM.
Member of the Council on Chicago Booth. |
210
|
Name,
Year of Birth |
Position(s)
Held
With
Funds |
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number of
Vanguard
Funds
Overseen by
Trustee/Officer |
Scott C.
Malpass
(1962) |
Trustee |
March
2012 |
Co-founder
and managing partner (2022-present) of
Grafton
Street Partners (investment advisory firm).
Chief
investment officer and vice president of the
University of
Notre Dame (retired 2020). Chair of the
board of
Catholic Investment Services, Inc.
(investment
advisors). Member of the board of
superintendence
of the Institute for the Works of
Religion.
Member of the Notre Dame 403(b)
Investment
Committee and the board of directors of
Paxos Trust
Company (finance). |
210 |
Deanna
Mulligan
(1963) |
Trustee |
January
2018 |
Chief
executive officer of Purposeful (2021–present).
Board chair
(2020), chief executive officer
(2011–2020),
and president (2010–2019) of The
Guardian Life
Insurance Company of America. Chief
operating
officer (2010–2011) and executive vice
president
(2008–2010) of Individual Life and Disability
of The
Guardian Life Insurance Company of America.
Director of
DuPont. Member of the board of the
Economic Club
of New York. Trustee of the
Partnership
for New York City (business leadership),
the Chief
Executives for Corporate Purpose, and the
New
York-Presbyterian Hospital. |
210 |
Lubos
Pastor
(1974) |
Trustee |
January
2024 |
Charles P.
McQuaid Distinguished Service Professor
of Finance
(2023-present) at the University of Chicago
Booth School
of Business; Charles P. McQuaid
Professor of
Finance at the University of Chicago
Booth School
of Business (2009-2023). Vice
President at
European Finance Association. Member
of the board
of the Fama-Miller Center for Research in
Finance.
Research Associate at the National Bureau
of Economic
Research, and Research Fellow at the
Centre for
Economic Policy and Research. Member of
Center for
Research in Security Prices (CRSP) Index
Advisory
Council and Advisory Board. |
210 |
André F.
Perold
(1952) |
Trustee |
December
2004 |
George Gund
Professor of Finance and Banking,
Emeritus at
the Harvard Business School (retired
2011). Chief
investment officer and partner of
HighVista
Strategies LLC (private investment firm).
Board member
of RIT Capital Partners (investment
firm). |
210 |
Sarah Bloom
Raskin
(1961) |
Trustee |
January
2018 |
Deputy
secretary (2014–2017) of the United States
Department of
the Treasury. Governor (2010–2014) of
the Federal
Reserve Board. Commissioner
(2007–2010)
of financial regulation for the State of
Maryland.
Colin W. Brown Distinguished Professor of
the Practice,
Duke Law School (2021–present);
Rubenstein
Fellow, Duke University (2017–2020);
Distinguished
Fellow of the Global Financial Markets
Center, Duke
Law School (2020–2022); and Senior
Fellow, Duke
Center on Risk (2020–present). Partner
of Kaya
Partners (climate policy advisory services).
Member of the
board of directors of Arcadia (energy
solution
technology). |
210
|
Name,
Year of Birth |
Position(s)
Held
With
Funds |
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number of
Vanguard
Funds
Overseen by
Trustee/Officer |
Grant
Reid
(1959) |
Trustee |
July
2023 |
Senior
operating partner (2023–present) of CVC
Capital
(alternative investment manager). Chief
executive
officer and president (2014–2022) and
member of the
board of directors (2015–2022) of
Mars,
Incorporated (multinational manufacturer).
Member of the
board of directors of Marriott
International,
Inc. Member of the board of the
Sustainable
Markets Initiative (environmental
services) and
chair of the Sustainable Markets
Initiative’s
Agribusiness Task Force. |
210 |
David
Thomas
(1956) |
Trustee |
July
2021 |
President of
Morehouse College (2018–present).
Professor of
Business Administration Emeritus at
Harvard
University (2017–2018) and Dean
(2011–2016)
and Professor of Management at
Georgetown
University, McDonough School of
Business
(2016–2017). Director of DTE Energy
Company.
Trustee of Common Fund. |
210 |
Peter F.
Volanakis
(1955) |
Trustee |
July
2009 |
President and
chief operating officer (retired 2010) of
Corning
Incorporated (communications equipment)
and director
of Corning Incorporated (2000–2010) and
Dow Corning
(2001–2010). Director (2012) of SPX
Corporation
(multi-industry manufacturing). Overseer
of the Amos
Tuck School of Business Administration,
Dartmouth
College (2001–2013). Member of the BMW
Group
Mobility Council. |
210 |
Executive
Officers |
|
|
|
|
Jacqueline
Angell
(1974) |
Chief
Compliance
Officer |
November
2022 |
Principal of
Vanguard. Chief compliance officer
(2022–present)
of Vanguard and of each of the
investment
companies served by Vanguard. Chief
compliance
officer (2018–2022) and deputy chief
compliance
officer (2017–2019) of State Street. |
210 |
Christine
Buchanan
(1970) |
Chief
Financial
Officer |
November
2017 |
Principal of
Vanguard. Chief financial officer
(2021–present)
and treasurer (2017–2021) of each of
the
investment companies served by Vanguard.
Partner
(2005–2017) at KPMG (audit, tax, and
advisory
services). |
210 |
John
Galloway
(1973) |
Investment
Stewardship
Officer |
September
2020 |
Principal of
Vanguard. Investment stewardship officer
(2020–present)
of each of the investment companies
served by
Vanguard. Head of Investor Advocacy
(2020–present)
and head of Marketing Strategy and
Planning
(2017–2020) at Vanguard. Special Assistant
to the
President of the United States (2015). |
210 |
Ashley
Grim
(1984) |
Treasurer |
February
2022 |
Treasurer
(2022–present) of each of the investment
companies
served by Vanguard. Fund transfer agent
controller
(2019–2022) and director of Audit Services
(2017–2019)
at Vanguard. Senior manager
(2015–2017)
at PriceWaterhouseCoopers (audit and
assurance,
consulting, and tax services). |
210 |
Jodi
Miller
(1980) |
Finance
Director |
September
2022 |
Principal of
Vanguard. Finance director
(2022–present)
of each of the investment companies
served by
Vanguard. Head of Enterprise Investment
Services
(2020–present), Head of Retail Client
Services
& Operations (2020–2022), and Head of
Retail
Strategic Support (2018–2020) at Vanguard. |
210
|
Name,
Year of Birth |
Position(s)
Held
With
Funds |
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number of
Vanguard
Funds
Overseen by
Trustee/Officer |
Anne E.
Robinson
(1970) |
Secretary |
September
2016 |
General
counsel (2016–present) of Vanguard.
Secretary
(2016–present) of Vanguard and of each of
the
investment companies served by Vanguard.
Managing
director (2016–present) of Vanguard.
Managing
director and general counsel of Global
Cards and
Consumer Services (2014–2016) at
Citigroup.
Counsel (2003–2014) at American Express.
Non-executive
director of the board of National Grid
(energy). |
210 |
Michael
Rollings
(1963) |
Finance
Director |
February
2017 |
Finance
director (2017–present) and treasurer (2017)
of each of
the investment companies served by
Vanguard.
Managing director (2016–present) of
Vanguard.
Chief financial officer (2016–present) of
Vanguard.
Director (2016–present) of Vanguard
Marketing
Corporation. Executive vice president and
chief
financial officer (2006–2016) of MassMutual
Financial
Group. |
210 |
Trustee |
Aggregate
Compensation
From
the
Funds1
|
Total
Compensation
From All
Vanguard
Funds Paid
to Trustees2
|
Mortimer J.
Buckley |
— |
— |
Tara
Bunch |
$2,037 |
$330,000 |
Emerson U.
Fullwood |
2,037 |
330,000 |
F. Joseph
Loughrey |
2,160 |
350,000 |
Mark
Loughridge |
2,469 |
400,000 |
Scott C.
Malpass |
2,037 |
330,000 |
Deanna
Mulligan |
2,037 |
330,000 |
Lubos
Pastor3 |
— |
— |
André F.
Perold |
2,037 |
330,000 |
Sarah Bloom
Raskin |
2,160 |
350,000 |
Grant
Reid4 |
1,164 |
188,572 |
David
Thomas |
2,037 |
330,000 |
Peter F.
Volanakis |
2,160 |
350,000 |
Trustee |
Aggregate
Dollar Range
of
Vanguard Fund Shares
Owned
By Trustee |
Mortimer
J. Buckley |
Over
$100,000 |
Tara
Bunch |
Over
$100,000 |
Emerson
U. Fullwood |
Over
$100,000 |
F.
Joseph Loughrey |
Over
$100,000 |
Mark
Loughridge |
Over
$100,000 |
Scott
C. Malpass |
Over
$100,000 |
Deanna
Mulligan |
Over
$100,000 |
André
F. Perold |
Over
$100,000 |
Sarah
Bloom Raskin |
Over
$100,000 |
David
Thomas |
Over
$100,000 |
Peter
F. Volanakis |
Over
$100,000 |
Vanguard
Fund |
Owner |
Percentage
of
Ownership |
Vanguard
Variable Insurance Fund - Balanced Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
64.44% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
6.76% |
|
AMERICAN FIDELITY ASSURANCE
OKLAHOMA CITY, OK |
5.32% |
Vanguard
Variable Insurance Fund - Capital Growth
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
53.46% |
|
AMERICAN FIDELITY ASSURANCE
OKLAHOMA CITY, OK |
9.76% |
Vanguard
Variable Insurance Fund - Conservative
Allocation
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
72.24% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
8.76% |
|
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
6.65% |
Vanguard
Variable Insurance Fund - Diversified Value
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
45.57% |
|
MUTUAL OF AMERICA MID ATLANTIC
TRUST COMPANY
PITTSBURG,
PA |
28.00% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
5.47% |
Vanguard
Variable Insurance Fund - Equity Income
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
45.62% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
13.05% |
|
NATIONWIDE LIFE INSURANCE
COMPANY COLUMBUS,
OH |
8.47% |
|
EMPOWER ANNUITY INSURANCE
BENEFIT TRUST CO
FBO GWLA COLI VUL7 GREENWOOD
VLG, CO |
5.22% |
Vanguard
Variable Insurance Fund - Equity Index
Portfolio |
VANGUARD VARIABLE FUNDS
CONSERVATIVE
ALLOCATION PORTFOLIO VALLEY
FORGE, PA |
44.55% |
|
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
22.35% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
5.04% |
Vanguard
Variable Insurance Fund - Global Bond Index
Portfolio |
THE LINCOLN LIFE INSURANCE
COMPANY FORT
WAYNE, IN |
32.00% |
|
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
30.63% |
|
NATIONWIDE LIFE INSURANCE
COMPANY COLUMBUS,
OH |
13.77% |
|
TRANSAMERICA PREMIER LIFE
INSURANCE COMPANY
CEDAR RAPIDS,
IA |
6.67% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
5.36% |
Vanguard
Variable Insurance Fund - Growth Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
63.35% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
12.75% |
|
TRANSAMERICA FINANCIAL LIFE
INSURANCE
COMPANY CEDAR RAPIDS,
IA |
6.23%
|
Vanguard
Fund |
Owner |
Percentage
of
Ownership |
Vanguard
Variable Insurance Fund - High Yield Bond
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
37.26% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
9.40% |
|
TIAA CREF LIFE INSURANCE
COMPANY NEW YORK, NY |
8.92% |
|
NATIONWIDE LIFE INSURANCE
COMPANY COLUMBUS,
OH |
7.94% |
Vanguard
Variable Insurance Fund - International
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
31.32% |
|
MUTUAL OF AMERICA MID ATLANTIC
TRUST COMPANY
PITTSBURG,
PA |
13.78% |
|
PRUDENTIAL INSURANCE COMPANY OF
AMERICA
NEWARK,
NJ |
11.00% |
|
NATIONWIDE LIFE INSURANCE
COMPANY COLUMBUS,
OH |
6.72% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
5.76% |
|
TALCOTT RESOLUTION LIFE
INSURANCE COMPANY
HARTFORD,
CT |
5.38% |
Vanguard
Variable Insurance Fund - Mid-Cap Index
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
31.35% |
|
NATIONWIDE LIFE INSURANCE
COMPANY COLUMBUS,
OH |
9.61% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
7.27% |
|
PRINCIPAL LIFE INSURANCE
COMPANY DES MOINES,
IA |
6.17% |
|
THE LINCOLN LIFE INSURANCE
COMPANY FORT
WAYNE, IN |
5.94% |
Vanguard
Variable Insurance Fund - Moderate Allocation
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
67.46% |
|
TRANSAMERICA FINANCIAL LIFE
INSURANCE
COMPANY CEDAR RAPIDS,
IA |
6.34% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
6.19% |
Vanguard
Variable Insurance Fund - Money Market
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
87.40% |
|
TRANSAMERICA FINANCIAL LIFE
INSURANCE
COMPANY CEDAR RAPIDS,
IA |
6.06% |
Vanguard
Variable Insurance Fund - Real Estate Index
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
36.60% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
9.51% |
|
MUTUAL OF AMERICA MID ATLANTIC
TRUST COMPANY
PITTSBURG,
PA |
8.74% |
|
NATIONWIDE LIFE INSURANCE
COMPANY COLUMBUS,
OH |
7.58% |
|
TALCOTT RESOLUTION LIFE
INSURANCE COMPANY
HARTFORD,
CT |
5.84% |
|
THE LINCOLN LIFE INSURANCE
COMPANY FORT
WAYNE, IN |
5.52% |
Vanguard
Variable Insurance Fund - Short-Term
Investment-Grade
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
34.74% |
|
NATIONWIDE LIFE INSURANCE
COMPANY COLUMBUS,
OH |
22.01% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
14.68%
|
Vanguard
Fund |
Owner |
Percentage
of
Ownership |
Vanguard
Variable Insurance Fund - Small Company
Growth
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
51.96% |
|
NATIONWIDE LIFE INSURANCE
COMPANY COLUMBUS,
OH |
11.25% |
Vanguard
Variable Insurance Fund - Total Bond Market
Index
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
26.78% |
|
VANGUARD VARIABLE FUNDS
CONSERVATIVE
ALLOCATION PORTFOLIO VALLEY
FORGE, PA |
15.78% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
14.33% |
|
NATIONWIDE LIFE INSURANCE
COMPANY COLUMBUS,
OH |
13.89% |
|
TIAA CREF LIFE INSURANCE
COMPANY NEW YORK, NY |
7.01% |
Vanguard
Variable Insurance Fund - Total International
Stock Market
Index Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
17.21% |
|
NATIONWIDE LIFE INSURANCE
COMPANY COLUMBUS,
OH |
17.03% |
|
THE LINCOLN LIFE INSURANCE
COMPANY FORT
WAYNE, IN |
13.69% |
|
NATIONWIDE LIFE INSURANCE
COMPANY COLUMBUS,
OH |
11.63% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
10.33% |
|
TRANSAMERICA PREMIER LIFE
INSURANCE COMPANY
CEDAR RAPIDS,
IA |
9.94% |
Vanguard
Variable Insurance Fund - Total Stock Market
Index
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
38.72% |
|
JEFFERSON NATIONAL LIFE
INSURANCE COMPANY
COLUMBUS,
OH |
11.24% |
|
AMERICAN FIDELITY ASSURANCE
OKLAHOMA CITY, OK |
8.77% |
|
TRANSAMERICA PREMIER LIFE
INSURANCE COMPANY
CEDAR RAPIDS,
IA |
6.48% |
Vanguard
Fund |
Owner |
Percentage
of
Ownership |
Vanguard
Variable Insurance Fund - Balanced Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
64.44% |
Vanguard
Variable Insurance Fund - Capital Growth
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
53.46% |
Vanguard
Variable Insurance Fund - Conservative
Allocation
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
72.24% |
Vanguard
Variable Insurance Fund - Diversified Value
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
45.57% |
|
MUTUAL OF AMERICA MID ATLANTIC
TRUST COMPANY
PITTSBURG,
PA |
28.00% |
Vanguard
Variable Insurance Fund - Equity Income
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
45.62% |
Vanguard
Variable Insurance Fund - Equity Index
Portfolio |
VANGUARD VARIABLE FUNDS
CONSERVATIVE
ALLOCATION PORTFOLIO VALLEY
FORGE, PA |
44.55% |
Vanguard
Variable Insurance Fund - Global Bond Index
Portfolio |
THE LINCOLN LIFE INSURANCE
COMPANY FORT
WAYNE, IN |
32.00% |
|
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
30.63%
|
Vanguard
Fund |
Owner |
Percentage
of
Ownership |
Vanguard
Variable Insurance Fund - Growth Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
63.35% |
Vanguard
Variable Insurance Fund - High Yield Bond
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
37.26% |
Vanguard
Variable Insurance Fund - International
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
31.32% |
Vanguard
Variable Insurance Fund - Mid-Cap Index
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
31.35% |
Vanguard
Variable Insurance Fund - Moderate Allocation
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
67.46% |
Vanguard
Variable Insurance Fund - Money Market
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
87.40% |
Vanguard
Variable Insurance Fund - Real Estate Index
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
36.60% |
Vanguard
Variable Insurance Fund - Short-Term
Investment-Grade
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
34.74% |
Vanguard
Variable Insurance Fund - Small Company
Growth
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
51.96% |
Vanguard
Variable Insurance Fund - Total Bond Market
Index
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
26.78% |
Vanguard
Variable Insurance Fund - Total Stock Market
Index
Portfolio |
TRANSAMERICA LIFE INSURANCE
COMPANY CEDAR
RAPIDS,
IA |
38.72% |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts with
performance-based
fees |
Total assets
in
accounts
with
performance-based
fees |
Theo A.
Kolokotrones |
Registered
investment companies1 |
7 |
$125.2B |
0 |
$0 |
|
Other
pooled investment vehicles |
2 |
$1.9B |
0 |
$0 |
|
Other
accounts |
27 |
$7.4B |
0 |
$0 |
Joel P.
Fried |
Registered
investment companies1 |
7 |
$125.2B |
0 |
$0 |
|
Other
pooled investment vehicles |
2 |
$1.9B |
0 |
$0 |
|
Other
accounts |
27 |
$7.4B |
0 |
$0 |
Alfred W.
Mordecai |
Registered
investment companies1 |
7 |
$125.2B |
0 |
$0 |
|
Other
pooled investment vehicles |
2 |
$1.9B |
0 |
$0 |
|
Other
accounts |
27 |
$7.4B |
0 |
$0 |
M. Mohsin
Ansari |
Registered
investment companies1 |
7 |
$125.2B |
0 |
$0 |
|
Other
pooled investment vehicles |
2 |
$1.9B |
0 |
$0 |
|
Other
accounts |
27 |
$7.4B |
0 |
$0 |
James
Marchetti |
Registered
investment companies1 |
7 |
$125.2B |
0 |
$0 |
|
Other
pooled investment vehicles |
2 |
$1.9B |
0 |
$0 |
|
Other
accounts |
27 |
$7.4B |
0 |
$0 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts with
performance-based
fees |
Total assets
in
accounts
with
performance-based
fees |
George H.
Davis Jr. |
Registered
investment companies1 |
25 |
$22.1B |
2 |
$13.5B |
|
Other
pooled investment vehicles |
11 |
$2.3B |
2 |
$46.3M |
|
Other
accounts |
52 |
$6.4B |
4 |
$791.1M |
Scott
McBride |
Registered
investment companies1 |
25 |
$22.1B |
2 |
$13.5B |
|
Other
pooled investment vehicles |
11 |
$2.3B |
2 |
$46.3M |
|
Other
accounts |
52 |
$6.4B |
4 |
$791.1M |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts with
performance-based
fees |
Total assets
in
accounts
with
performance-based
fees |
Andrew
Lacey |
Registered
investment companies1 |
14 |
$30.9B |
2 |
$21.8B |
|
Other
pooled investment vehicles |
8 |
$3.2B |
2 |
$0 |
|
Other
accounts |
95 |
$8.2B |
0 |
$0 |
Henry Ross
Seiden |
Registered
investment companies1 |
8 |
$30.5B |
2 |
$21.8B |
|
Other
pooled investment vehicles |
4 |
$1.6B |
2 |
$926M |
|
Other
accounts |
71 |
$4.8B |
0 |
$0 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts with
performance-based
fees |
Total assets
in
accounts
with
performance-based
fees |
Andrew J.
Shilling |
Registered
investment companies1 |
6 |
$23.3B |
2 |
$20.9B |
|
Other
pooled investment vehicles |
3 |
$6.4B |
0 |
$0 |
|
Other
accounts |
17 |
$5.0B |
0 |
$0 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts with
performance-based
fees |
Total assets
in
accounts
with
performance-based
fees |
Lawrence
Burns |
Registered
investment companies1 |
7 |
$37.7B |
3 |
$33.8B |
|
Other
pooled investment vehicles |
7 |
$18.5B |
1 |
$114M |
|
Other
accounts |
35 |
$12.9B |
1 |
$70M |
Thomas
Coutts |
Registered
investment companies1 |
4 |
$36.9B |
2 |
$33.1B |
|
Other
pooled investment vehicles |
5 |
$1.3B |
1 |
$114M |
|
Other
accounts |
29 |
$12.9B |
0 |
$0 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts with
performance-based
fees |
Total assets
in
accounts
with
performance-based
fees |
James
Gautrey |
Registered
investment companies1 |
7 |
$23.2B |
3 |
$17B |
|
Other
pooled investment vehicles |
4 |
$1.5B |
1 |
$48M |
|
Other
accounts |
12 |
$4.7B |
0 |
$0 |
Simon
Webber |
Registered
investment companies1 |
8 |
$23.2B |
3 |
$17B |
|
Other
pooled investment vehicles |
5 |
$4.9B |
1 |
$48M |
|
Other
accounts |
15 |
$6.9B |
1 |
$1.7B |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts with
performance-based
fees |
Total assets
in
accounts
with
performance-based
fees |
Chad
Meade |
Registered
investment companies1 |
7 |
$7.2B |
2 |
$4.4B |
|
Other
pooled investment vehicles |
0 |
$0 |
0 |
$0 |
|
Other
accounts |
23 |
$1.4B |
2 |
$103M |
Brian
Schaub |
Registered
investment companies1 |
7 |
$7.2B |
2 |
$4.4B |
|
Other
pooled investment vehicles |
0 |
$0 |
0 |
$0 |
|
Other
accounts |
23 |
$1.4B |
2 |
$103M |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts
with
performance-based
fees |
Total
assets
in accounts
with
performance-based
fees |
Cesar
Orosco |
Registered
investment companies1 |
5 |
$32.6B |
0 |
$0 |
|
Other
pooled investment vehicles |
0 |
$0 |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts with
performance-based
fees |
Total assets
in
accounts
with
performance-based
fees |
Matthew
Hand |
Registered
investment companies1,2 |
12 |
$72.5B |
4 |
$56.9B |
|
Other
pooled investment vehicles |
10 |
$1.9B |
2 |
$16M |
|
Other
accounts |
10 |
$1.3B |
0 |
$0 |
Elizabeth
H.
Shortsleeve3 |
Registered
investment companies2 |
2 |
$16.2B |
1 |
$0 |
|
Other
pooled investment vehicles |
1 |
$17.1M |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts
with
performance-based
fees |
Total
assets
in accounts
with
performance-based
fees |
Sharon
Hill |
Registered
investment companies1 |
2 |
$56.2B |
0 |
$0 |
|
Other
pooled investment vehicles |
0 |
$0 |
0 |
$0 |
|
Other
accounts |
2 |
$512.1M |
0 |
$0 |
Michael
Chang |
Registered
investment companies2 |
5 |
$25.1B |
0 |
$0 |
|
Other
pooled investment vehicles |
0 |
$0 |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts with
performance-based
fees |
Total assets
in
accounts
with
performance-based
fees |
Daniel J.
Pozen |
Registered
investment companies1 |
4 |
$79.3B |
2 |
$73.4B |
|
Other
pooled investment vehicles |
15 |
$3.6B |
5 |
$1.4B |
|
Other
accounts |
19 |
$5.0B |
1 |
$90M |
Loren L.
Moran |
Registered
investment companies1 |
11 |
$80.9B |
5 |
$75.5B |
|
Other
pooled investment vehicles |
4 |
$464M |
1 |
$50.0M |
|
Other
accounts |
1 |
$657M |
0 |
$0 |
Vanguard
Fund |
2021 |
2022 |
2023 |
Equity
Index Portfolio |
$1,268,000 |
$770,000 |
$246,000 |
Mid-Cap
Index Portfolio |
383,000 |
215,000 |
47,000 |
Money
Market Portfolio |
26,000 |
14,000 |
5,000 |
Real Estate
Index Portfolio |
195,000 |
118,000 |
22,000 |
Short-Term
Investment-Grade Portfolio |
210,000 |
161,000 |
234,000 |
Total Bond
Market Index Portfolio |
111,000 |
1,115,000 |
90,000 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts
with
performance-based
fees |
Total
assets
in accounts
with
performance-based
fees |
Aurélie
Denis |
Registered
investment companies1 |
31 |
$1.0T |
0 |
$0 |
|
Other
pooled investment vehicles |
14 |
$675.6B |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Michelle
Louie |
Registered
investment companies1 |
15 |
$2.9T |
0 |
$0 |
|
Other
pooled investment vehicles |
0 |
$0 |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts
with
performance-based
fees |
Total
assets
in accounts
with
performance-based
fees |
Aaron
Choi |
Registered
investment companies1 |
6 |
$1.2T |
0 |
$0 |
|
Other
pooled investment vehicles |
0 |
$0 |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Awais
Khan |
Registered
investment companies1 |
13 |
$266.5B |
0 |
$0 |
|
Other
pooled investment vehicles |
0 |
$0 |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts
with
performance-based
fees |
Total
assets
in accounts
with
performance-based
fees |
John C.
Lanius |
Registered
investment companies1 |
3 |
$364.1B |
0 |
$0 |
|
Other
pooled investment vehicles |
0 |
$0 |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts
with
performance-based
fees |
Total
assets
in accounts
with
performance-based
fees |
Walter
Nejman |
Registered
investment companies1 |
40 |
$2.9T |
0 |
$0 |
|
Other
pooled investment vehicles |
12 |
$667.4B |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Gerard C.
O’Reilly |
Registered
investment companies1 |
18 |
$2.4T |
0 |
$0 |
|
Other
pooled investment vehicles |
0 |
$0 |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts
with
performance-based
fees |
Total
assets
in accounts
with
performance-based
fees |
Arvind
Narayanan |
Registered
investment companies1 |
15 |
$224.2B |
0 |
$0 |
|
Other
pooled investment vehicles |
1 |
$859.6M |
0 |
$0 |
|
Other
accounts |
1 |
$32.4M |
0 |
$0 |
Daniel
Shaykevich |
Registered
investment companies1 |
16 |
$227.1B |
0 |
$0 |
|
Other
pooled investment vehicles |
1 |
$859.6M |
0 |
$0 |
|
Other
accounts |
1 |
$32.4M |
0 |
$0 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts
with
performance-based
fees |
Total
assets
in accounts
with
performance-based
fees |
Joshua C.
Barrickman |
Registered
investment companies1 |
24 |
$1.2T |
0 |
$0 |
|
Other
pooled investment vehicles |
0 |
$0 |
0 |
$0 |
|
Other
accounts |
7 |
$6.4B |
0 |
$0 |
Tara
Talone |
Registered
investment companies2 |
4 |
$255.3B |
0 |
$0 |
|
Other
pooled investment vehicles |
0 |
$0 |
0 |
$0 |
|
Other
accounts |
7 |
$6.4B |
0 |
$0 |
Portfolio
Manager |
|
No.
of
accounts |
Total
assets |
No. of
accounts
with
performance-based
fees |
Total
assets
in accounts
with
performance-based
fees |
Aurélie
Denis |
Registered
investment companies1 |
31 |
$1.0T |
0 |
$0 |
|
Other
pooled investment vehicles |
14 |
$675.6B |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Walter
Nejman |
Registered
investment companies1 |
40 |
$2.9T |
0 |
$0 |
|
Other
pooled investment vehicles |
12 |
$667.4B |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Roger
Aliaga-Diaz |
Registered
investment companies2 |
18 |
$676.4B |
0 |
$0 |
|
Other
pooled investment vehicles |
12 |
$667.4B |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Michael R.
Roach |
Registered
investment companies2 |
22 |
$763.3B |
0 |
$0 |
|
Other
pooled investment vehicles |
12 |
$667.4B |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Vanguard
Fund |
Securities
Lending Activities |
Balanced
Portfolio |
|
Gross
income from securities lending activities |
$582 |
Fees paid to
securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$13 |
Indemnification
fee not included in revenue split |
$0 |
Rebate (paid
to borrower) |
$0 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$13 |
Net
income from securities lending activities |
$569 |
Capital
Growth Portfolio |
|
Gross
income from securities lending activities |
$5,072 |
Fees paid to
securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$53 |
Administrative
fees not included in revenue split |
$67 |
Indemnification
fee not included in revenue split |
$0 |
Rebate (paid
to borrower) |
$1,275 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$1,395 |
Net
income from securities lending activities |
$3,677
|
Vanguard
Fund |
Securities
Lending Activities |
Diversified
Value Portfolio |
|
Gross
income from securities lending activities |
$19,478 |
Fees paid to
securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$66 |
Administrative
fees not included in revenue split |
$91 |
Indemnification
fee not included in revenue split |
$0 |
Rebate (paid
to borrower) |
$14,622 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$14,779 |
Net
income from securities lending activities |
$4,699 |
Equity
Income Portfolio |
|
Gross
income from securities lending activities |
$213,354 |
Fees paid to
securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$146 |
Administrative
fees not included in revenue split |
$3,170 |
Indemnification
fee not included in revenue split |
$0 |
Rebate (paid
to borrower) |
$1,410 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$4,726 |
Net
income from securities lending activities |
$208,628 |
Equity
Index Portfolio |
|
Gross
income from securities lending activities |
$4,931 |
Fees paid to
securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$34 |
Administrative
fees not included in revenue split |
$82 |
Indemnification
fee not included in revenue split |
$0 |
Rebate (paid
to borrower) |
$0 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$116 |
Net
income from securities lending activities |
$4,815 |
Growth
Portfolio |
|
Gross
income from securities lending activities |
$2,318 |
Fees paid to
securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$12 |
Administrative
fees not included in revenue split |
$60 |
Indemnification
fee not included in revenue split |
$0 |
Rebate (paid
to borrower) |
$704 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$776 |
Net
income from securities lending activities |
$1,542
|
Vanguard
Fund |
Securities
Lending Activities |
International
Portfolio |
|
Gross
income from securities lending activities |
$420,555 |
Fees paid to
securities lending agent from a revenue split |
$697 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$625 |
Administrative
fees not included in revenue split |
$4,972 |
Indemnification
fee not included in revenue split |
$0 |
Rebate (paid
to borrower) |
$154,139 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$160,433 |
Net
income from securities lending activities |
$260,122 |
Mid-Cap
Index Portfolio |
|
Gross
income from securities lending activities |
$377,803 |
Fees paid to
securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$366 |
Administrative
fees not included in revenue split |
$6,927 |
Indemnification
fee not included in revenue split |
$0 |
Rebate (paid
to borrower) |
$7,436 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$14,729 |
Net
income from securities lending activities |
$363,074 |
Real
Estate Index Portfolio |
|
Gross
income from securities lending activities |
$88,814 |
Fees paid to
securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$297 |
Administrative
fees not included in revenue split |
$1,227 |
Indemnification
fee not included in revenue split |
$0 |
Rebate (paid
to borrower) |
$38,944 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$40,468 |
Net
income from securities lending activities |
$48,346 |
Small
Company Growth Portfolio |
|
Gross
income from securities lending activities |
$538,031 |
Fees paid to
securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$867 |
Administrative
fees not included in revenue split |
$8,737 |
Indemnification
fee not included in revenue split |
$0 |
Rebate (paid
to borrower) |
$127,718 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$137,322 |
Net
income from securities lending activities |
$400,709 |
Vanguard
Fund |
2021 |
2022 |
2023 |
Balanced
Portfolio1 |
$241,000 |
$263,000 |
$151,000 |
Capital
Growth Portfolio |
107,000 |
81,000 |
74,000 |
Conservative
Allocation Portfolio |
Less than
1,000 |
Less than
1,000 |
— |
Diversified
Value Portfolio |
171,000 |
174,000 |
191,000 |
Equity Income
Portfolio |
265,000 |
333,000 |
466,000 |
Equity Index
Portfolio |
28,000 |
42,000 |
46,000 |
Global Bond
Index Portfolio |
— |
— |
— |
Growth
Portfolio |
164,000 |
105,000 |
151,000 |
High Yield
Bond Portfolio2 |
1,000 |
3,000 |
— |
International
Portfolio |
897,000 |
456,000 |
424,000 |
Mid-Cap Index
Portfolio |
55,000 |
53,000 |
66,000 |
Moderate
Allocation Portfolio |
Less than
1,000 |
Less than
1,000 |
— |
Money Market
Portfolio |
— |
— |
— |
Real Estate
Index Portfolio |
25,000 |
19,000 |
20,000 |
Short-Term
Investment-Grade Portfolio |
34,000 |
40,000 |
29,000 |
Small Company
Growth Portfolio |
672,000 |
1,115,000 |
1,005,000 |
Total Bond
Market Index Portfolio |
— |
1,000 |
Less than
1,000 |
Total
International Stock Market Index Portfolio |
Less than
1,000 |
3,000 |
— |
Total Stock
Market Index Portfolio |
1,000 |
Less than
1,000 |
Less than
1,000 |
Vanguard
Fund |
Regular
Broker or Dealer (or Parent) |
Aggregate
Holdings |
Balanced
Portfolio |
BofA
Securities, Inc. |
$22,408,000 |
|
Goldman Sachs
& Co. LLC |
27,910,000 |
|
J.P. Morgan
Securities LLC |
69,060,000 |
|
Morgan
Stanley & Co. LLC |
54,554,000 |
|
Natwest
Markets Securities Inc. |
44,745,000 |
|
UBS
Securities LLC |
10,900,000 |
Capital
Growth Portfolio |
— |
— |
Diversified
Value Portfolio |
— |
— |
Equity Income
Portfolio |
BNP Paribas
Securities Corp. |
33,300,000 |
|
BofA
Securities, Inc. |
15,690,000 |
|
Citigroup,
Inc. |
8,563,000 |
|
J.P. Morgan
Securities LLC |
78,184,000 |
|
Wells Fargo
Securities, LLC |
13,126,000
|
Vanguard
Fund |
Regular
Broker or Dealer (or Parent) |
Aggregate
Holdings |
Equity Index
Portfolio |
BofA
Securities, Inc. |
53,092,000 |
|
Citigroup,
Inc. |
22,549,000 |
|
Goldman Sachs
& Co. LLC |
28,812,000 |
|
J.P. Morgan
Securities LLC |
112,621,000 |
|
Morgan
Stanley & Co. LLC |
26,990,000 |
|
Wells Fargo
Securities, LLC |
40,938,000 |
Growth
Portfolio |
Morgan
Stanley & Co. LLC |
9,267,000 |
High Yield
Bond Portfolio |
Barclays
Capital Inc. |
17,271,000 |
|
BofA
Securities, Inc. |
54,061,000 |
|
Citigroup,
Inc. |
25,306,000 |
|
Goldman Sachs
& Co. LLC |
24,518,000 |
|
J.P. Morgan
Securities LLC |
28,351,000 |
|
Morgan
Stanley & Co. LLC |
39,277,000 |
|
Nomura
Securities International, Inc. |
3,472,000 |
|
Wells Fargo
Securities, LLC |
66,052,000 |
International
Portfolio |
— |
— |
Mid-Cap Index
Portfolio |
— |
— |
Money Market
Portfolio |
Goldman Sachs
& Co. LLC |
11,000,000 |
|
J.P. Morgan
Securities LLC |
— |
|
MUFG
Securities Americas Inc. |
— |
|
RBC Dominion
Securities, Inc. |
5,000,000 |
|
Standard
Chartered Bank |
11,000,000 |
|
Sumitomo
Trust and Banking Co. (U.S.A.) |
11,000,000 |
|
The
Toronto-Dominion Bank |
3,000,000 |
Short-Term
Investment-Grade Portfolio |
BofA
Securities, Inc. |
22,798,000 |
|
Citigroup,
Inc. |
17,683,000 |
|
Wells Fargo
Securities, LLC |
25,671,000 |
Small Company
Growth Portfolio |
— |
— |
Total Bond
Market Index Portfolio |
Barclays
Capital Inc. |
9,003,000 |
|
BofA
Securities, Inc. |
30,263,000 |
|
Citigroup,
Inc. |
21,471,000 |
|
Deutsche Bank
Securities Inc. |
5,114,000 |
|
Goldman Sachs
& Co. LLC |
17,753,000 |
|
J.P. Morgan
Securities LLC |
26,999,000 |
|
Morgan
Stanley & Co. LLC |
27,210,000 |
|
Wells Fargo
Securities, LLC |
24,475,000 |