|
Fund Name |
| |
Class I |
| |
Class R5 |
| |
Service Class |
| |
Administrative Class |
| |
Class R4 |
| |
Class A |
| |
Class R3 |
| |
Class
Y |
| ||||||||||||||||||||||||
|
MassMutual 20/80
Allocation Fund |
| | | | MRCUX | | | | | | MRCSX | | | | | | MRCYX | | | | | | MRCLX | | | | | | MRCZX | | | | | | MCTAX | | | | | | MRCVX | | | | | | MMNOX | | |
|
MassMutual 40/60
Allocation Fund |
| | | | MRMUX | | | | | | MROSX | | | | | | MRMYX | | | | | | MRMLX | | | | | | MRMZX | | | | | | MRMAX | | | | | | MRMTX | | | | | | MMNPX | | |
|
MassMutual 60/40
Allocation Fund |
| | | | MROUX | | | | | | MRSSX | | | | | | MROYX | | | | | | MRSLX | | | | | | MROZX | | | | | | MOGAX | | | | | | MROTX | | | | | | MMNQX | | |
|
MassMutual 80/20
Allocation Fund |
| | | | MRGUX | | | | | | MRRSX | | | | | | MRGYX | | | | | | MRGLX | | | | | | MRGZX | | | | | | MRRAX | | | | | | MRGVX | | | | | | MMNSX | | |
|
MassMutual
RetireSMARTSM
by JPMorgan In Retirement Fund |
| | | | MDRVX | | | | | | MDRTX | | | | | | MDRSX | | | | | | MDRYX | | | | | | MDRZX | | | | | | MRDAX | | | | | | MDRNX | | | | | | | | |
|
MassMutual
RetireSMARTSM
by JPMorgan 2020 Fund |
| | | | MRTDX | | | | | | MRTBX | | | | | | MRTSX | | | | | | MRTYX | | | | | | MRTHX | | | | | | MRTAX | | | | | | MRTNX | | | | | | | | |
|
MassMutual
RetireSMARTSM
by JPMorgan 2025 Fund |
| | | | MMNUX | | | | | | MMNTX | | | | | | MMISX | | | | | | MMIYX | | | | | | MMNZX | | | | | | MMSDX | | | | | | MMNRX | | | | | | | | |
|
MassMutual
RetireSMARTSM
by JPMorgan 2030 Fund |
| | | | MRYUX | | | | | | MRYTX | | | | | | MRYSX | | | | | | MRYYX | | | | | | MRYZX | | | | | | MRYAX | | | | | | MRYNX | | | | | | | | |
|
MassMutual
RetireSMARTSM
by JPMorgan 2035 Fund |
| | | | MMXUX | | | | | | MMXTX | | | | | | MMXSX | | | | | | MMXYX | | | | | | MMXZX | | | | | | MMXAX | | | | | | MMXNX | | | | | | | | |
|
MassMutual
RetireSMARTSM
by JPMorgan 2040 Fund |
| | | | MRFUX | | | | | | MRFTX | | | | | | MFRSX | | | | | | MRFYX | | | | | | MRFZX | | | | | | MRFAX | | | | | | MFRNX | | | | | | | | |
|
MassMutual
RetireSMARTSM
by JPMorgan 2045 Fund |
| | | | MMKUX | | | | | | MMKTX | | | | | | MMKSX | | | | | | MMKYX | | | | | | MMKZX | | | | | | MMKAX | | | | | | MMKNX | | | | | | | | |
|
MassMutual
RetireSMARTSM
by JPMorgan 2050 Fund |
| | | | MMRUX | | | | | | MMRTX | | | | | | MMTSX | | | | | | MMRYX | | | | | | MMRZX | | | | | | MMARX | | | | | | MMRNX | | | | | | | | |
|
MassMutual
RetireSMARTSM
by JPMorgan 2055 Fund |
| | | | MMWZX | | | | | | MMWUX | | | | | | MMWSX | | | | | | MMWYX | | | | | | MMWEX | | | | | | MMWAX | | | | | | MMWTX | | | | | | | | |
|
MassMutual
RetireSMARTSM
by JPMorgan 2060 Fund |
| | | | MMWIX | | | | | | MMWHX | | | | | | MMWGX | | | | | | MMWFX | | | | | | MMWCX | | | | | | MMWDX | | | | | | MMWBX | | | | | | | | |
|
MassMutual
RetireSMARTSM
by JPMorgan 2065 Fund |
| | | | MMZBX | | | | | | MMZCX | | | | | | MMZDX | | | | | | MMZEX | | | | | | MMZFX | | | | | | MMZGX | | | | | | MMZHX | | | | | | | | |
| | |
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| Allan W. Blair 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1948 Trustee of the Trust since 2003 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| Nabil N. El‑Hage 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1958 Trustee of the Trust since 2012 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| Maria D. Furman 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1954 Trustee of the Trust since 2012 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| R. Bradford Malt 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1954 Trustee of the Trust since 2022 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| C. Ann Merrifield 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1951 Trustee of the Trust since 2012 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| Cynthia R. Plouché 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1957 Trustee of the Trust since 2022 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| Jason J. Price 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1973 Trustee of the Trust since 2022 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| Susan B. Sweeney 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1952 Chairperson of the Trust since 2022 Trustee of the Trust since 2009 Trustee of 112 portfolios in fund complex1 |
| | Chairperson and Trustee of the Trust | |
| Michael R. Fanning2
1295 State Street Springfield, MA 01111‑0001 Year of birth: 1963 Trustee of the Trust since 2021 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| Clifford M. Noreen3
1295 State Street Springfield, MA 01111‑0001 Year of birth: 1957 Trustee of the Trust since 2021 Trustee of 112 portfolios in fund complex4 |
| | Trustee of the Trust | |
| Andrea Anastasio 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1974 Officer of the Trust since 2021 Officer of 110 portfolios in fund complex |
| | Vice President | |
| Andrew M. Goldberg 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1966 Officer of the Trust since 2001 Officer of 110 portfolios in fund complex |
| | Vice President, Secretary, and Chief Legal Officer of the Trust | |
| Renee Hitchcock 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1970 Officer of the Trust since 2007 Officer of 110 portfolios in fund complex |
| | Chief Financial Officer and Treasurer of the Trust | |
| Paul LaPiana 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1969 Officer of the Trust since 2021 Officer of 110 portfolios in fund complex |
| | President of the Trust | |
| Jill Nareau Robert 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1972 Officer of the Trust since 2008 Officer of 110 portfolios in fund complex |
| | Vice President and Assistant Secretary of the Trust | |
| Douglas Steele 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1975 Officer of the Trust since 2016 Officer of 110 portfolios in fund complex |
| | Vice President of the Trust | |
| Philip S. Wellman 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1964 Officer of the Trust since 2007 Officer of 110 portfolios in fund complex |
| | Vice President and Chief Compliance Officer of the Trust | |
Name
of Trustee |
| |
The Dollar Range of Equity Securities Beneficially Owned in the Trust |
| |
Aggregate Dollar Range of Equity
Securities in All Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
Independent Trustees | | | | | | | |
Allan W. Blair |
| |
None
|
| |
over
$100,000 |
|
Nabil N. El-Hage |
| |
None
|
| |
None
|
|
Maria D. Furman |
| |
None
|
| |
None
|
|
R.
Bradford Malt |
| |
None
|
| |
None
|
|
C.
Ann Merrifield |
| |
None
|
| |
None
|
|
Cynthia R. Plouché |
| |
None |
| |
None |
|
Jason J. Price |
| |
None |
| |
None |
|
Susan B. Sweeney |
| |
None
|
| |
None
|
|
Interested Trustees | | | | | | | |
Michael R. Fanning |
| |
None
|
| |
None
|
|
Clifford M. Noreen |
| |
None |
| |
None |
|
Name of Trustee |
| |
Aggregate
Compensation from the Trust |
| |
Total Compensation from the Trust and
Fund Complex Paid to Trustees |
|
Allan W. Blair |
| |
$191,115 |
| |
$285,825 |
|
Nabil N. El-Hage |
| |
$196,280 1
|
| |
$337,648 |
|
Michael R. Fanning |
| |
$0 |
| |
$0 |
|
Maria D. Furman |
| |
$179,064 |
| |
$267,800 |
|
R.
Alan Hunter, Jr. 2
|
| |
$149,919 |
| |
$224,700 |
|
R.
Bradford Malt 3
|
| |
$53,633 |
| |
$79,930 |
|
C.
Ann Merrifield |
| |
$186,915 |
| |
$279,500 |
|
Clifford M. Noreen |
| |
$0 |
| |
$0 |
|
Cynthia R. Plouché 3
|
| |
$53,633 |
| |
$119,930 |
|
Jason J. Price 3
|
| |
$53,633 |
| |
$119,930 |
|
Name of Trustee |
| |
Aggregate
Compensation from the Trust |
| |
Total Compensation from the Trust and
Fund Complex Paid to Trustees |
|
Susan B. Sweeney |
| |
$228,647 |
| |
$510,787 |
|
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 71.66% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 13.81% | | |
| | |
The Hartford
One
Hartford Plaza
Hartford, CT 06155 |
| | | | 13.64% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 100.00% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 99.16% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 55.45% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 44.55% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 89.26% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 9.48% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 89.31% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 10.69% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 65.55% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 26.82% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 7.63% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 76.53% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 14.90% | | |
| | |
The Hartford
One
Hartford Plaza
Hartford, CT 06155 |
| | | | 8.57% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 97.81% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 93.27% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 6.44% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 85.06% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 14.94% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 92.24% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 6.66% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 84.23% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 15.77% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class R3 |
| |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 72.65% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 24.81% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 62.20% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 29.98% | | |
| | |
The Hartford
One
Hartford Plaza
Hartford, CT 06155 |
| | | | 7.81% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 97.96% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 96.37% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 82.06% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 17.94% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 72.49% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 16.92% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 10.59% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 93.36% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 6.64% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 69.84% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 23.96% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 6.21% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 75.21% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 15.10% | | |
| | |
The Hartford
One
Hartford Plaza
Hartford, CT 06155 |
| | | | 9.69% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 85.43% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 14.57% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 99.60% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 73.30% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 26.70% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 86.67% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 8.71% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 83.21% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 16.60% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 56.02% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 36.50% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 7.48% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 58.39% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 29.27% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 12.34% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 95.40% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 86.61% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 13.39% | | |
Administrative Class |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 57.23% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 34.71% | | |
| | |
First County Bank Trust
Department
FBO
Tata Chemical NA
3001
Summer Street
Stamford, CT 06905 |
| | | | 6.73% | | |
Class R4 |
| |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 42.42% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 33.34% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 22.68% | | |
Class A |
| |
Pershing LLC
P.O.
Box 2052
Jersey
City, NJ 07303 |
| | | | 37.20% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 32.38% | | |
| | |
Millennium Trust Company
LLC
FBO
Various Beneficiaries
2001
Spring Road, Suite 700
Oak
Brook, IL 60523 |
| | | | 13.59% | | |
| | |
National Financial Services
LLC
499
Washington Boulevard
Jersey
City, NJ 07310 |
| | | | 8.24% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 8.09% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 76.96% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 22.58% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 64.62% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 24.67% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 10.72% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 99.03% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 61.08% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 38.92% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 59.38% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 37.50% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 57.80% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 25.01% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 17.20% | | |
Class A |
| |
Pershing LLC
P.O.
Box 2052
Jersey
City, NJ 07303 |
| | | | 48.54% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 29.58% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 8.94% | | |
| | |
Millennium Trust Company
LLC
FBO
Various Beneficiaries
2001
Spring Road, Suite 700
Oak
Brook, IL 60523 |
| | | | 6.42% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 62.68% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 33.83% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 49.09% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 40.37% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 10.54% | | |
Class R5 |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 54.59% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 45.41% | | |
Service Class |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 72.77% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 27.23% | | |
Administrative Class |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 56.60% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 41.14% | | |
Class R4 |
| |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 34.96% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 33.63% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 31.34% | | |
Class A |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 58.78% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 31.61% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 90.11% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 9.44% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 51.65% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 34.53% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 13.82% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 87.50% | | |
| | |
Matrix Trust Company As Agent
for Advisor Trust, Inc.
The
Century Association DB Plan
717
17th Street, Suite 1300
Denver,
CO 80202 |
| | | | 10.02% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 62.86% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 37.14% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 58.08% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 40.16% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 55.52% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 27.64% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 16.70% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 50.54% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 21.72% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Pershing LLC
P.O.
Box 2052
Jersey
City, NJ 07303 |
| | | | 21.03% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 74.39% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 25.21% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 61.13% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 30.23% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 8.64% | | |
Class R5 |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 75.95% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 20.10% | | |
Service Class |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 62.76% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 37.24% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 48.99% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 47.10% | | |
Class R4 |
| |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 40.26% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 37.74% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 21.59% | | |
Class A |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 75.61% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 23.30% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 90.08% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 8.78% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 61.50% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 20.49% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 18.01% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 99.20% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 59.90% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 40.10% | | |
Administrative Class |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 54.98% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 43.67% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 51.74% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 29.78% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 18.42% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 58.11% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 24.53% | | |
| | |
Pershing LLC
P.O.
Box 2052
Jersey
City, NJ 07303 |
| | | | 12.74% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 84.41% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 13.38% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 61.67% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 26.74% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 11.59% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 55.79% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 37.55% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 6.66% | | |
Service Class |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 67.09% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 32.91% | | |
Administrative Class |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 57.01% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 40.14% | | |
Class R4 |
| |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 41.85% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 32.55% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 25.53% | | |
Class A |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 66.58% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 33.36% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 86.56% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 13.12% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 62.26% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 26.03% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 11.71% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 98.55% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Service Class |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 62.24% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 37.76% | | |
Administrative Class |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 72.90% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 25.61% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 46.59% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 29.38% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 24.04% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 51.85% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 47.69% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 86.26% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 12.84% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 48.89% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 41.03% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 10.08% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 63.51% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 23.90% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 12.59% | | |
Service Class |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 57.65% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 42.35% | | |
Administrative Class |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 53.75% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 41.83% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 54.51% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 29.43% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 16.06% | | |
Class A |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 70.63% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 29.35% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 92.93% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 6.89% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 88.64% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 6.00% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 5.37% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 99.92% | | |
Service Class |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 75.31% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 24.69% | | |
Administrative Class |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 77.58% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 22.42% | | |
Class R4 |
| |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 69.16% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 19.71% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 11.13% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 85.62% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 14.38% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 76.17% | | |
| | |
Empower Trust Company
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 16.75% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 7.08% | | |
| | | |
Class I |
| |
Class R5 |
| |
Service Class |
| |
Administrative Class |
| |
Class R4 |
| |
Class A |
| |
Class R3 |
| |
Class Y |
| ||||||||||||||||||||||||
|
20/80 Allocation Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | |
0.10% |
| |||
|
40/60 Allocation Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | |
0.10% |
| |||
|
60/40 Allocation Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | |
0.10% |
| |||
|
80/20 Allocation Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | |
0.10% |
| |||
|
MM RetireSMART by
JPMorgan In Retirement Fund
|
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | N/A | | |
|
MM RetireSMART by
JPMorgan 2020 Fund
|
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | N/A | | |
|
MM RetireSMART by
JPMorgan 2025 Fund
|
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | N/A | | |
|
MM RetireSMART by
JPMorgan 2030 Fund
|
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | N/A | | |
|
MM RetireSMART by
JPMorgan 2035 Fund
|
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | N/A | | |
|
MM RetireSMART by
JPMorgan 2040 Fund
|
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | N/A | | |
|
MM RetireSMART by
JPMorgan 2045 Fund
|
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | N/A | | |
|
MM RetireSMART by
JPMorgan 2050 Fund
|
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | N/A | | |
|
MM RetireSMART by
JPMorgan 2055 Fund
|
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | N/A | | |
|
MM RetireSMART by
JPMorgan 2060 Fund
|
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | N/A | | |
|
MM RetireSMART by
JPMorgan 2065 Fund
|
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.20% | | | | | | N/A | | |
| | | |
Fiscal Year Ended
September 30, 2022 |
| |||||||||||||||||||||
| | | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Other Expenses Reimbursed |
| ||||||||||||
|
20/80 Allocation Fund 1
|
| | | $ | — | | | | | $ | — | | | | | $ | 373,019 | | | | | $ | (147,284) | | |
|
40/60 Allocation Fund 2
|
| | | | — | | | | | | — | | | | | | 414,056 | | | | | | (100,143) | | |
|
60/40 Allocation Fund 2
|
| | | | — | | | | | | — | | | | | | 410,429 | | | | | | (105,744) | | |
|
80/20 Allocation Fund 3
|
| | | | — | | | | | | — | | | | | | 240,286 | | | | | | (89,276) | | |
|
MM
RetireSMART by JPMorgan In Retirement Fund 2
|
| | | | — | | | | | | — | | | | | | 205,496 | | | | | | (157,592) | | |
|
MM
RetireSMART by JPMorgan 2020 Fund 1
|
| | | | — | | | | | | — | | | | | | 356,500 | | | | | | (149,820) | | |
|
MM
RetireSMART by JPMorgan 2025 Fund 4
|
| | | | — | | | | | | — | | | | | | 292,483 | | | | | | (206,254) | | |
|
MM
RetireSMART by JPMorgan 2030 Fund 1
|
| | | | — | | | | | | — | | | | | | 654,827 | | | | | | (97,214) | | |
|
MM
RetireSMART by JPMorgan 2035 Fund 5
|
| | | | — | | | | | | — | | | | | | 274,802 | | | | | | (137,877) | | |
|
MM
RetireSMART by JPMorgan 2040 Fund 1
|
| | | | — | | | | | | — | | | | | | 474,714 | | | | | | (125,601) | | |
|
MM
RetireSMART by JPMorgan 2045 Fund 6
|
| | | | — | | | | | | — | | | | | | 212,550 | | | | | | (191,418) | | |
|
MM
RetireSMART by JPMorgan 2050 Fund 6
|
| | | | — | | | | | | — | | | | | | 328,165 | | | | | | (185,554) | | |
|
MM
RetireSMART by JPMorgan 2055 Fund 7
|
| | | | — | | | | | | — | | | | | | 107,900 | | | | | | (209,490) | | |
|
MM
RetireSMART by JPMorgan 2060 Fund 7
|
| | | | — | | | | | | — | | | | | | 17,871 | | | | | | (201,235) | | |
| | |
Fiscal Year Ended
September 30, 2021 |
| |||||||||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Supplemental Shareholder Services Fees Paid |
| |
Other Expenses Reimbursed |
| |||||||||||||||
20/80 Allocation Fund 1
|
| | | $ | — | | | | | $ | — | | | | | $ | 392,566 | | | | | $ | 35,510 | | | | | $ | (180,508) | | |
40/60 Allocation Fund 2
|
| | | | — | | | | | | — | | | | | | 424,130 | | | | | | 47,907 | | | | | | (130,987) | | |
60/40 Allocation Fund 2
|
| | | | — | | | | | | — | | | | | | 446,523 | | | | | | 49,403 | | | | | | (131,357) | | |
80/20 Allocation Fund 3
|
| | | | — | | | | | | — | | | | | | 249,143 | | | | | | 22,099 | | | | | | (112,916) | | |
MM RetireSMART by JPMorgan In
Retirement Fund4
|
| | | | — | | | | | | — | | | | | | 342,361 | | | | | | 42,764 | | | | | | (131,280) | | |
MM RetireSMART by JPMorgan 2020
Fund5
|
| | | | — | | | | | | — | | | | | | 570,618 | | | | | | 56,827 | | | | | | (149,888) | | |
MM RetireSMART by JPMorgan 2025
Fund6
|
| | | | — | | | | | | — | | | | | | 463,731 | | | | | | 44,705 | | | | | | (238,805) | | |
MM RetireSMART by JPMorgan 2030
Fund5
|
| | | | — | | | | | | — | | | | | | 831,046 | | | | | | 71,718 | | | | | | (111,707) | | |
MM RetireSMART by JPMorgan 2035
Fund7
|
| | | | — | | | | | | — | | | | | | 367,947 | | | | | | 29,453 | | | | | | (145,929) | | |
MM RetireSMART by JPMorgan 2040
Fund5
|
| | | | — | | | | | | — | | | | | | 561,971 | | | | | | 44,792 | | | | | | (142,705) | | |
MM RetireSMART by JPMorgan 2045
Fund8
|
| | | | — | | | | | | — | | | | | | 277,870 | | | | | | 20,382 | | | | | | (213,004) | | |
MM RetireSMART by JPMorgan 2050
Fund8
|
| | | | — | | | | | | — | | | | | | 358,410 | | | | | | 26,407 | | | | | | (210,794) | | |
MM RetireSMART by JPMorgan 2055
Fund9
|
| | | | — | | | | | | — | | | | | | 128,166 | | | | | | 7,593 | | | | | | (229,606) | | |
| | |
Fiscal Year Ended
September 30, 2021 |
| |||||||||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Supplemental Shareholder Services Fees Paid |
| |
Other Expenses Reimbursed |
| |||||||||||||||
MM RetireSMART by JPMorgan 2060
Fund9
|
| | | | — | | | | | | — | | | | | | 17,543 | | | | | | 1,189 | | | | | | (231,149) | | |
| | |
Fiscal Year Ended
September 30, 2020 |
| |||||||||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Supplemental Shareholder Services Fees Paid |
| |
Other Expenses Reimbursed |
| |||||||||||||||
20/80 Allocation Fund 1
|
| | | $ | — | | | | | $ | — | | | | | $ | 338,818 | | | | | $ | 112,794 | | | | | $ | (196,799) | | |
40/60 Allocation Fund 2
|
| | | | — | | | | | | — | | | | | | 316,883 | | | | | | 201,406 | | | | | | (147,855) | | |
60/40 Allocation Fund 2
|
| | | | — | | | | | | — | | | | | | 296,054 | | | | | | 197,585 | | | | | | (152,186) | | |
80/20 Allocation Fund 3
|
| | | | — | | | | | | — | | | | | | 164,077 | | | | | | 86,589 | | | | | | (138,309) | | |
MM RetireSMART by JPMorgan In
Retirement Fund4
|
| | | | — | | | | | | — | | | | | | 283,720 | | | | | | 159,884 | | | | | | (119,368) | | |
MM RetireSMART by JPMorgan 2020
Fund2
|
| | | | — | | | | | | — | | | | | | 497,249 | | | | | | 219,735 | | | | | | (120,508) | | |
MM RetireSMART by JPMorgan 2025
Fund5
|
| | | | — | | | | | | — | | | | | | 390,215 | | | | | | 155,458 | | | | | | (223,681) | | |
MM RetireSMART by JPMorgan 2030
Fund2
|
| | | | — | | | | | | — | | | | | | 663,959 | | | | | | 263,038 | | | | | | (86,318) | | |
MM RetireSMART by JPMorgan 2035
Fund6
|
| | | | — | | | | | | — | | | | | | 296,289 | | | | | | 102,899 | | | | | | (138,579) | | |
MM RetireSMART by JPMorgan 2040
Fund2
|
| | | | — | | | | | | — | | | | | | 417,623 | | | | | | 166,320 | | | | | | (135,494) | | |
MM RetireSMART by JPMorgan 2045
Fund1
|
| | | | — | | | | | | — | | | | | | 201,763 | | | | | | 64,986 | | | | | | (204,747) | | |
MM RetireSMART by JPMorgan 2050
Fund1
|
| | | | — | | | | | | — | | | | | | 250,018 | | | | | | 98,127 | | | | | | (202,855) | | |
MM RetireSMART by JPMorgan 2055
Fund7
|
| | | | — | | | | | | — | | | | | | 90,581 | | | | | | 24,652 | | | | | | (221,854) | | |
MM RetireSMART by JPMorgan 2060
Fund7
|
| | | | — | | | | | | — | | | | | | 8,564 | | | | | | 2,938 | | | | | | (206,712) | | |
| | |
Class R4 12b-1 Fees |
| |
Class A 12b-1 Fees |
| |
Class R3 12b-1 Fees |
| |||||||||
20/80 Allocation Fund |
| | | $ | 9,192 | | | | | $ | 43,083 | | | | | $ | 27,106 | | |
40/60 Allocation Fund |
| | | | 87,735 | | | | | | 135,284 | | | | | | 84,130 | | |
60/40 Allocation Fund
|
| | | | 24,041 | | | | | | 131,947 | | | | | | 58,826 | | |
80/20 Allocation Fund |
| | | | 33,434 | | | | | | 66,252 | | | | | | 85,982 | | |
MM
RetireSMART by JPMorgan In Retirement Fund |
| | | | 28,663 | | | | | | 31,562 | | | | | | 99,134 | | |
MM
RetireSMART by JPMorgan 2020 Fund |
| | | | 47,553 | | | | | | 65,473 | | | | | | 213,558 | | |
MM
RetireSMART by JPMorgan 2025 Fund |
| | | | 62,874 | | | | | | 28,578 | | | | | | 251,442 | | |
MM
RetireSMART by JPMorgan 2030 Fund |
| | | | 69,192 | | | | | | 83,453 | | | | | | 412,884 | | |
MM
RetireSMART by JPMorgan 2035 Fund |
| | | | 54,369 | | | | | | 26,691 | | | | | | 244,464 | | |
MM
RetireSMART by JPMorgan 2040 Fund |
| | | | 47,886 | | | | | | 51,639 | | | | | | 254,529 | | |
MM
RetireSMART by JPMorgan 2045 Fund |
| | | | 45,794 | | | | | | 21,648 | | | | | | 181,134 | | |
MM
RetireSMART by JPMorgan 2050 Fund |
| | | | 36,815 | | | | | | 29,066 | | | | | | 163,622 | | |
MM
RetireSMART by JPMorgan 2055 Fund |
| | | | 17,322 | | | | | | 6,859 | | | | | | 116,858 | | |
MM
RetireSMART by JPMorgan 2060 Fund |
| | | | 2,558 | | | | | | 1,163 | | | | | | 7,304 | | |
| | | | $ | 567,428 | | | | | $ | 722,698 | | | | | $ | 2,200,973 | | |
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,406,825,439 |
| | | | 0 | | | |
$0 |
|
|
Other pooled investment vehicles
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,395,305,268 |
| | | | 0 | | | |
$0 |
|
|
Other pooled investment vehicles
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,407,922,357 |
| | | | 0 | | | |
$0 |
|
|
Other pooled investment vehicles
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,451,236,489 |
| | | | 0 | | | |
$0 |
|
|
Other pooled investment vehicles
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,481,916,598 |
| | | | 0 | | | |
$0 |
|
|
Other pooled investment vehicles
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,403,337,615 |
| | | | 0 | | | |
$0 |
|
|
Other pooled investment vehicles
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,422,910,904 |
| | | | 0 | | | |
$0 |
|
|
Other pooled investment vehicles
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,255,718,679 |
| | | | 0 | | | |
$0 |
|
|
Other pooled investment vehicles
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,426,630,347 |
| | | | 0 | | | |
$0 |
|
|
Other pooled investment vehicles
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,340,963,238 |
| | | | 0 | | | |
$0 |
|
|
Other pooled investment vehicles
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,463,851,780 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,408,072,554 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,512,354,517 |
| | | | 0 | | | |
$0 |
|
|
Other pooled investment vehicles
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 21 | | | |
$5,547,687,130 |
| | | | 0 | | | |
$0 |
|
|
Other pooled investment vehicles
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Michael J. Abata |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 22 | | | |
$5,565,032,733 |
| | | | 0 | | | |
$0 |
|
|
Other pooled investment vehicles
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 30 | | | |
$40,188.79 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$40,387.84 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 30 | | | |
$40,110.21 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$40,309.26 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 30 | | | |
$40,129.78 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$40,328.84 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 30 | | | |
$39,962.59 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$40,161.64 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed * |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 30 | | | |
$40,133.50 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$40,332.56 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 30 | | | |
$40,047.83 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$40,246.89 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 30 | | | |
$40,170.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$40,369.78 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 30 | | | |
$40,114.94 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$40,314.00 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 30 | | | |
$40,219.22 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$40,418.28 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 30 | | | |
$40,254.56 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$40,453.61 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$40,271.90 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 32 | | | |
$40,470.90 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$45,648.72 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|