| Schwab® S&P 500 Index Fund | | |
SWPPX |
|
| Schwab 1000 Index® Fund | | |
SNXFX |
|
| Schwab Small-Cap Index Fund® | | |
SWSSX |
|
| Schwab Total Stock Market Index Fund® | | |
SWTSX |
|
|
Schwab® U.S.
Large-Cap Growth Index Fund |
| |
SWLGX |
|
| Schwab® U.S. Large-Cap Value Index Fund | | |
SWLVX |
|
| Schwab® U.S. Mid-Cap Index Fund | | |
SWMCX |
|
| Schwab International Index Fund® | | |
SWISX |
|
| | |
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APPENDIX – PROXY VOTING POLICY | | | | | | | |
|
Name, Year of Birth, and Position(s) with
the Trust (Term of Office and Length of Time Served(1)) |
| |
Principal Occupations During the Past Five Years |
| |
Number of Portfolios in Fund Complex Overseen by the Trustee |
| |
Other Directorships During the Past Five Years |
|
|
INDEPENDENT TRUSTEES |
| |||||||||
| Michael J. Beer 1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2022) |
| | Retired. Director, President and Chief Executive Officer (Dec. 2016-Sept. 2019), Principal Funds (investment management). | | |
106 |
| | Director (2016‑2019), Principal Funds, Inc. |
|
| Robert W. Burns 1959 Trustee (Trustee of Schwab Strategic Trust since 2009; The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2016) |
| | Retired/Private Investor. | | |
106 |
| | None | |
| Nancy F. Heller 1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Retired. | | |
106 |
| | None | |
| David L. Mahoney 1954 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) |
| | Private Investor. | | |
106 |
| |
Director (2004‑present),
Corcept Therapeutics Incorporated Director (2009‑2021),
Adamas Pharmaceuticals, Inc. Director (2003‑2019), Symantec Corporation |
|
| Jane P. Moncreiff 1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2019) |
| | Consultant (2018-present), Fulham Advisers LLC (management consulting); Chief Investment Officer (2009-2017), CareGroup Healthcare System, Inc. (healthcare). | | |
106 |
| | None | |
| Kimberly S. Patmore 1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) |
| | Consultant (2008-present), Patmore Management Consulting (management consulting). | | |
106 |
| | None | |
|
Name, Year of Birth, and Position(s) with
the Trust (Term of Office and Length of Time Served(1)) |
| |
Principal Occupations During the Past Five Years |
| |
Number of Portfolios in Fund Complex Overseen by the Trustee |
| |
Other Directorships During the Past Five Years |
|
|
INDEPENDENT TRUSTEES |
| |||||||||
| J. Derek Penn 1957 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Head of Equity Sales and Trading (2006-2018), BNY Mellon (financial services). | | |
106 |
| | None | |
|
INTERESTED TRUSTEES |
| |||||||||
| Walter W. Bettinger II(2)
1960 Chairman and Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios since 2008; Schwab Strategic Trust since 2009; Laudus Trust since 2010) |
| | Co-Chairman of the Board (July 2022-present), Director and Chief Executive Officer (Oct. 2008-present) and President (Feb. 2007-Oct. 2021), The Charles Schwab Corporation; President and Chief Executive Officer (Oct. 2008-Oct. 2021) and Director (May 2008-Oct. 2021), Charles Schwab & Co., Inc.; Co-Chairman of the Board (July 2022-present) and Director (Apr. 2006-present), Charles Schwab Bank, SSB; Co-Chairman of the Board (July 2022-present) and Director (Nov. 2017-present), Charles Schwab Premier Bank, SSB; Co-Chairman of the Board (July 2022-present) and Director (July 2019-present), Charles Schwab Trust Bank; Director (May 2008-present), Chief Executive Officer (Aug. 2017-present) and President (Aug. 2017-Nov. 2021), Schwab Holdings, Inc.; Manager (Sept. 2023-present), TD Ameritrade Holding LLC; Director (Oct. 2020-Aug. 2023), TD Ameritrade Holding Corporation; Director (July 2016-Oct. 2021), Charles Schwab Investment Management, Inc. | | |
106 |
| | Director (2008‑present), The Charles Schwab Corporation |
|
| Richard A. Wurster(2)
1973 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2022) |
| | President (Oct. 2021-present) and Executive Vice President – Schwab Asset Management Solutions (Apr. 2019-Oct. 2021), The Charles Schwab Corporation; President, Director (Oct. 2021-present), Executive Vice President – Schwab Asset Management Solutions (July 2019-Oct. 2021) and Senior Vice President – Advisory (May 2016-July 2019), Charles Schwab & Co., Inc.; President (Nov. 2021-present), Schwab Holdings, Inc.; Director (Oct. 2021-present) and Chief Executive Officer (Nov. 2019-Jan. 2022), Charles Schwab Investment Management, Inc.; Director, Chief Executive Officer and President (Mar. 2018-Oct. 2022), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (July 2016-Apr. 2018) and President (Mar. 2017-Apr. 2018), ThomasPartners, Inc.; Chief Executive Officer (July 2016-Apr. 2018), Windhaven Investment Management, Inc. | | |
106 |
| | None | |
|
Name, Year of Birth, and Position(s) with
the Trust (Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past
Five Years |
|
|
OFFICERS |
| |||
| Omar Aguilar 1970 Chief Executive Officer, President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Chief Executive Officer (Jan. 2022-present), President (Oct. 2023-present), Chief Investment Officer (Apr. 2011-present) and Senior Vice President (Apr. 2011-Jan. 2022), Charles Schwab Investment Management, Inc.; Director, Chief Executive Officer and President (Oct. 2022-present), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (Sept. 2023-present), President (Oct. 2023-present), Chief Investment Officer (June 2011-present) and Vice President (June 2011-Sept. 2023), Schwab Funds, Laudus Trust and Schwab ETFs. | |
| Mark Fischer 1970 Chief Operating Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2013) |
| | Chief Operating Officer (Dec. 2020-present) and Treasurer and Chief Financial Officer (Jan. 2016-Dec. 2022), Schwab Funds, Laudus Trust and Schwab ETFs; Chief Financial Officer (Mar. 2020-present), Chief Operating Officer (Oct. 2023-present), Managing Director (Mar. 2023-present) and Vice President (Oct. 2013-Mar. 2023), Charles Schwab Investment Management, Inc. | |
|
Name, Year of Birth, and Position(s) with
the Trust (Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past
Five Years |
|
|
OFFICERS |
| |||
| Dana Smith 1965 Treasurer and Chief Financial Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2023) |
| | Treasurer and Chief Financial Officer (Jan. 2023-present) and Assistant Treasurer (Dec. 2015-Dec. 2022), Schwab Funds, Laudus Trust and Schwab ETFs; Managing Director (Mar. 2023-present), Vice President (Mar. 2022-Mar. 2023) and Director (Oct. 2015-Mar. 2022), Charles Schwab Investment Management, Inc.; Managing Director (May 2022-present) and Vice President (Apr. 2022-May 2022), Charles Schwab & Co., Inc. | |
| Patrick Cassidy 1964 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Chief Investment Officer (Oct. 2023-present) and Vice President (Feb. 2018-present), Schwab Funds, Laudus Trust and Schwab ETFs; Managing Director (Mar. 2023-present), Chief Investment Officer (Oct. 2023-present), and Senior Vice President (Oct. 2012-Mar. 2023), Charles Schwab Investment Management, Inc. | |
| William P. McMahon, Jr. 1972 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Managing Director (Mar. 2023-present), Senior Vice President (Jan. 2020-Mar. 2023) and Chief Investment Officer (Jan. 2020-present), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2021-present), Schwab Funds, Laudus Trust and Schwab ETFs; Senior Vice President and Chief Investment Officer – ThomasPartners Strategies (Apr. 2018-Dec. 2019), Charles Schwab Investment Advisory, Inc.; Senior Vice President and Chief Investment Officer (May 2001-Apr. 2018), ThomasPartners, Inc. | |
| Catherine MacGregor 1964 Chief Legal Officer and Secretary, Schwab Funds and Schwab ETFs Chief Legal Officer, Vice President and Clerk, Laudus Trust (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2005; Schwab Strategic Trust since 2009) |
| | Chief Legal Officer (Mar. 2022-present), Managing Director (Mar. 2023-present) and Vice President (Sept. 2005-Mar. 2023), Charles Schwab Investment Management, Inc.; Managing Director (May 2022-present) and Vice President (Aug. 2005-May 2022), Charles Schwab & Co., Inc.; Vice President (Dec. 2005-present) and Chief Legal Officer and Clerk (Mar. 2007-present), Laudus Trust; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President (Nov. 2005-Oct. 2021) and Assistant Secretary (June 2007-Oct. 2021), Schwab Funds; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President and Assistant Secretary (Oct. 2009-Oct. 2021), Schwab ETFs. | |
| | | |
Aggregate Compensation from:
|
| |
Pension or Retirement Benefits Accrued as Part of Fund Expenses |
| |
Total Compensation from the Funds and Fund Complex Paid to Trustees |
| |||||||||
|
Name of Trustee |
| |
The
Funds that are a series of Schwab Capital Trust |
| |
The
Fund that is a series of Schwab Investments |
| ||||||||||||
|
INTERESTED TRUSTEES |
| ||||||||||||||||||
|
Walter W. Bettinger II |
| | | | None | | | |
None |
| | | | N/A | | | | None | |
| Richard A. Wurster | | | | | None | | | |
None |
| | | | N/A | | | | None | |
|
INDEPENDENT TRUSTEES |
| ||||||||||||||||||
| Michael J. Beer | | | | $ | 39,233 | | | |
$7,301 |
| | | | N/A | | | | $345,000 | |
| Robert W. Burns | | | | $ | 39,233 | | | |
$7,301 |
| | | | N/A | | | | $345,000 | |
| Nancy F. Heller | | | | $ | 39,233 | | | |
$7,301 |
| | | | N/A | | | | $345,000 | |
| David L. Mahoney | | | | $ | 42,077 | | | |
$7,830 |
| | | | N/A | | | | $370,000 | |
| Jane P. Moncreiff | | | | $ | 42,077 | | | |
$7,830 |
| | | | N/A | | | | $370,000 | |
|
Kimberly S. Patmore |
| | | $ | 42,077 | | | |
$7,830 |
| | | | N/A | | | | $370,000 | |
| J. Derek Penn | | | | $ | 39,233 | | | |
$7,301 |
| | | | N/A | | | | $345,000 | |
Name of Trustee |
| |
Dollar Range of Trustee Ownership of the
Funds Included in the SAI |
| |
Aggregate Dollar Range of Trustee Ownership in the Family of Investment Companies |
| |||
INTERESTED TRUSTEES |
| |||||||||
Walter W. Bettinger II | | | | | | | | |
Over $100,000 |
|
| | | Schwab S&P 500 Index Fund | | |
None |
| | | |
| | | Schwab 1000 Index Fund | | |
Over
$100,000 |
| | | |
| | | Schwab Small-Cap Index Fund | | |
None |
| | | |
| | | Schwab Total Stock Market Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Growth Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Value Index Fund | | |
None |
| | | |
| | | Schwab U.S. Mid-Cap Index Fund | | |
None |
| | | |
| | | Schwab International Index Fund | | |
None |
| | | |
Richard A. Wurster | | | | | | | | |
Over $100,000 |
|
| | | Schwab S&P 500 Index Fund | | |
None |
| | | |
| | | Schwab 1000 Index Fund | | |
$50,000-$100,000 |
| | | |
| | | Schwab Small-Cap Index Fund | | |
None |
| | | |
| | | Schwab Total Stock Market Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Growth Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Value Index Fund | | |
None |
| | | |
| | | Schwab U.S. Mid-Cap Index Fund | | |
None |
| | | |
| | | Schwab International Index Fund | | |
$50,001-$100,000 |
| | | |
INDEPENDENT TRUSTEES |
| |||||||||
Michael J. Beer | | | | | | | | |
Over $100,000 |
|
| | | Schwab S&P 500 Index Fund | | |
None |
| | | |
| | | Schwab 1000 Index Fund | | |
None |
| | | |
| | | Schwab Small-Cap Index Fund | | |
None |
| | | |
| | | Schwab Total Stock Market Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Growth Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Value Index Fund | | |
None |
| | | |
| | | Schwab U.S. Mid-Cap Index Fund | | |
None |
| | | |
| | | Schwab International Index Fund | | |
None |
| | | |
Robert W. Burns | | | | | | | | |
Over $100,000 |
|
| | | Schwab S&P 500 Index Fund | | |
None |
| | | |
| | | Schwab 1000 Index Fund | | |
None |
| | | |
| | | Schwab Small-Cap Index Fund | | |
None |
| | | |
| | | Schwab Total Stock Market Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Growth Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Value Index Fund | | |
None |
| | | |
| | | Schwab U.S. Mid-Cap Index Fund | | |
None |
| | | |
| | | Schwab International Index Fund | | |
None |
| | | |
Name of Trustee |
| |
Dollar Range of Trustee Ownership of the
Funds Included in the SAI |
| |
Aggregate Dollar Range of Trustee Ownership in the Family of Investment Companies |
| |||
INDEPENDENT TRUSTEES |
| |||||||||
Nancy F. Heller | | | | | | | | |
Over $100,000 |
|
| | | Schwab S&P 500 Index Fund | | |
$10,001-$50,000 |
| | | |
| | | Schwab 1000 Index Fund | | |
None |
| | | |
| | | Schwab Small-Cap Index Fund | | |
$10,001-$50,000 |
| | | |
| | | Schwab Total Stock Market Index Fund | | |
$10,001-$50,000 |
| | | |
| | | Schwab U.S. Large-Cap Growth Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Value Index Fund | | |
None |
| | | |
| | | Schwab U.S. Mid-Cap Index Fund | | |
None |
| | | |
| | | Schwab International Index Fund | | |
None |
| | | |
David L. Mahoney | | | | | | | | |
Over $100,000 |
|
| | | Schwab S&P 500 Index Fund | | |
None |
| | | |
| | | Schwab 1000 Index Fund | | |
None |
| | | |
| | | Schwab Small-Cap Index Fund | | |
None |
| | | |
| | | Schwab Total Stock Market Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Growth Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Value Index Fund | | |
None |
| | | |
| | | Schwab U.S. Mid-Cap Index Fund | | |
None |
| | | |
| | | Schwab International Index Fund | | |
None |
| | | |
Jane P. Moncreiff | | | | | | | | |
Over $100,000 |
|
| | | Schwab S&P 500 Index Fund | | |
None |
| | | |
| | | Schwab 1000 Index Fund | | |
None |
| | | |
| | | Schwab Small-Cap Index Fund | | |
None |
| | | |
| | | Schwab Total Stock Market Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Growth Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Value Index Fund | | |
None |
| | | |
| | | Schwab U.S. Mid-Cap Index Fund | | |
None |
| | | |
| | | Schwab International Index Fund | | |
None |
| | | |
Kimberly S. Patmore | | | | | | | | |
Over $100,000 |
|
| | | Schwab S&P 500 Index Fund | | |
None |
| | | |
| | | Schwab 1000 Index Fund | | |
None |
| | | |
| | | Schwab Small-Cap Index Fund | | |
None |
| | | |
| | | Schwab Total Stock Market Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Growth Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Value Index Fund | | |
None |
| | | |
| | | Schwab U.S. Mid-Cap Index Fund | | |
None |
| | | |
| | | Schwab International Index Fund | | |
None |
| | | |
Name of Trustee |
| |
Dollar Range of Trustee Ownership of the
Funds Included in the SAI |
| |
Aggregate Dollar Range of Trustee Ownership in the Family of Investment Companies |
| |||
INDEPENDENT TRUSTEES |
| |||||||||
J. Derek Penn | | | | | | | | |
None |
|
| | | Schwab S&P 500 Index Fund | | |
None |
| | | |
| | | Schwab 1000 Index Fund | | |
None |
| | | |
| | | Schwab Small-Cap Index Fund | | |
None |
| | | |
| | | Schwab Total Stock Market Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Growth Index Fund | | |
None |
| | | |
| | | Schwab U.S. Large-Cap Value Index Fund | | |
None |
| | | |
| | | Schwab U.S. Mid-Cap Index Fund | | |
None |
| | | |
| | | Schwab International Index Fund | | |
None |
| | | |
Fund |
| |
Name and Address |
| |
Percentage of Ownership |
| ||||
Schwab S&P 500 Index Fund
|
| |
Charles Schwab & Co., Inc. FBO Customers Attn: Schwab Funds Team N 3000 Schwab Way Westlake, TX 76262 |
| | | | 85.21 | % | | |
| Charles Schwab Trust Bank 2360 Corporate Circle Suite 400 Henderson, NV 89074 |
| | | | 10.87 | %(1) | | | ||
Schwab 1000 Index Fund |
| |
Charles Schwab & Co., Inc. FBO Customers Attn: Schwab Funds Team N |
| | | | 93.69 | % | | |
| Charles Schwab Trust Bank | | | | | 12.72 | %(1) | | |
Fund |
| |
Name and Address |
| |
Percentage of Ownership |
| ||||
Schwab Small-Cap Index Fund
|
| |
Charles Schwab & Co., Inc. FBO Customers Attn: Schwab Funds Team N |
| | | | 79.79 | % | | |
| Charles Schwab Trust Bank | | | | | 9.44 | %(1) | | | ||
| Schwab Charitable Fund 211 Main Street San Francisco, CA 94105 |
| | | | 6.81 | %(1) | | | ||
Schwab Total Stock Market Index
Fund |
| |
Charles Schwab & Co., Inc. FBO Customers Attn: Schwab Funds Team N |
| | | | 90.59 | % | | |
| Schwab Charitable Fund | | | | | 12.57 | %(1) | | | ||
Schwab U.S. Large-Cap Growth Index Fund | | | Charles Schwab & Co., Inc. FBO Customers Attn: Schwab Funds Team N |
| | | | 89.97 | % | | |
Schwab U.S. Large-Cap Value Index
Fund |
| |
Charles Schwab & Co., Inc. FBO Customers Attn: Schwab Funds Team N |
| | | | 85.28 | % | | |
| National Financial Services LLC For Exclusive Benefit of Customers 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281‑1003 |
| | | | 5.13 | % | | | ||
Schwab U.S. Mid-Cap Index Fund
|
| |
Charles Schwab & Co., Inc. FBO Customers Attn: Schwab Funds Team N |
| | | | 91.35 | % | | |
| Charles Schwab Trust Bank | | | | | 11.04 | %(1) | | | ||
Schwab International Index Fund
|
| |
Charles Schwab & Co., Inc. FBO Customers Attn: Schwab Funds Team N |
| | | | 78.41 | % | | |
| Charles Schwab Trust Bank | | | | | 16.61 | %(1) | | |
Fund |
| |
Advisory Fee Schedule |
| |||
Schwab S&P 500 Index Fund | | | | | 0.02% | | |
Schwab 1000 Index Fund | | | | | 0.05% | | |
Schwab Small-Cap Index Fund | | | | | 0.04% | | |
Schwab Total Stock Market Index Fund | | | | | 0.03% | | |
Schwab U.S. Large-Cap Growth Index Fund | | | | | 0.035% | | |
Schwab U.S. Large-Cap Value Index Fund | | | | | 0.035% | | |
Schwab U.S. Mid-Cap Index Fund | | | | | 0.04% | | |
Schwab International Index Fund | | | | | 0.06% | | |
Fund |
| | | | |
2023 |
| |
2022 |
| |
2021 |
|
Schwab S&P 500 Index Fund | | | | | |
$13,484,296 |
| |
$12,965,469 |
| |
$11,509,654 |
|
Schwab 1000 Index Fund | | | | | |
$6,377,808 |
| |
$6,461,785 |
| |
$6,273,096 |
|
Schwab Small-Cap Index Fund | | | | | |
$2,148,087 |
| |
$2,306,027 |
| |
$2,388,536 |
|
Schwab Total Stock Market Index Fund | | | | | |
$5,260,075 |
| |
$5,132,595 |
| |
$4,674,020 |
|
Schwab U.S. Large-Cap Growth Index Fund | | | | | | $395,924 | | | $311,233 | | | $241,082 | |
Schwab U.S. Large-Cap Value Index Fund | | | | | | $221,361 | | | $214,388 | | | $169,611 | |
Schwab U.S. Mid-Cap Index Fund | | | | | | $415,161 | | | $358,330 | | | $284,565 | |
Schwab International Index Fund | | | | | |
$5,085,069 |
| |
$4,860,768 |
| |
$4,776,024 |
|
| | |
Schwab S&P 500 Index Fund |
| |
Schwab 1000 Index Fund |
| |
Schwab Small-Cap Index Fund |
| |
Schwab Total Stock Market Index Fund |
| ||||||||||||
Gross income from securities lending activities | | | | $ | 947,651 | | | | | $ | 1,625,329 | | | | | $ | 8,927,270 | | | | | $ | 4,263,726 | | |
Fees
and/or compensation paid for securities lending activities and related
services: |
| | | | | ||||||||||||||||||||
Fees
paid to securities lending agent from a revenue split |
| | | $ | 52,670 | | | | | $ | 88,994 | | | | | $ | 513,662 | | | | | $ | 256,885 | | |
Fees paid for any cash collateral
management service (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in a revenue split |
| | | $ | 7,125 | | | | | $ | 15,399 | | | | | $ | 103,001 | | | | | $ | 41,357 | | |
Administrative fees not included in
revenue split |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Indemnification fees not included in
revenue split |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Rebates (paid to borrower) |
| | | $ | 188,098 | | | | | $ | 261,220 | | | | | $ | 1,486,231 | | | | | $ | 552,605 | | |
Other fees not included in revenue
split |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Aggregate fees/compensation paid for securities lending activities | | | | $ | 247,893 | | | | | $ | 365,613 | | | | | $ | 2,102,894 | | | | | $ | 850,847 | | |
Net income from securities lending activities(1) | | | | $ | 699,758 | | | | | $ | 1,259,716 | | | | | $ | 6,824,376 | | | | | $ | 3,412,879 | | |
| | |
Schwab U.S. Large-Cap Growth Index Fund |
| |
Schwab U.S. Large-Cap Value Index Fund |
| |
Schwab U.S. Mid-Cap Index Fund |
| |
Schwab International Index Fund |
| ||||||||||||
Gross income from securities lending activities | | | | $ | 33,740 | | | | | $ | 146,312 | | | | | $ | 457,614 | | | | | $ | 1,110,946 | | |
Fees
and/or compensation paid for securities lending activities and related
services: |
| | | | | ||||||||||||||||||||
Fees
paid to securities lending agent from a revenue split |
| | | $ | 2,159 | | | | | $ | 7,839 | | | | | $ | 27,342 | | | | | $ | 46,367 | | |
Fees paid for any cash collateral
management service (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in a revenue split |
| | | $ | 460 | | | | | $ | 1,353 | | | | | $ | 4,234 | | | | | $ | 18,374 | | |
Administrative fees not included in
revenue split |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Indemnification fees not included in
revenue split |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Rebates (paid to borrower) |
| | | $ | 2,939 | | | | | $ | 25,378 | | | | | $ | 50,168 | | | | | $ | 511,333 | | |
Other fees not included in revenue
split |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Aggregate fees/compensation paid for securities lending activities | | | | $ | 5,558 | | | | | $ | 34,570 | | | | | $ | 81,744 | | | | | $ | 576,074 | | |
Net income from securities lending activities(1) | | | | $ | 28,182 | | | | | $ | 111,742 | | | | | $ | 375,870 | | | | | $ | 534,872 | | |
| | |
Registered Investment Companies (this amount does not include the funds in this SAI) |
| |
Other Pooled Investment Vehicles
|
| |
Other Accounts |
| |||||||||||||||||||||||||||
Name |
| |
Number of Accounts |
| |
Total Assets |
| |
Number of Accounts |
| |
Total Assets |
| |
Number of Accounts |
| |
Total Assets |
| ||||||||||||||||||
Christopher Bliss |
| | | | 27 | | | | | $ | 248,277,456,408 | | | | | | 0 | | | | | $ | 0 | | | | | | 5,997 | | | | | $ | 2,232,417,907 | | |
Jeremy Brown | | | | | 15 | | | | | $ | 185,222,471,754 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Joselle Duncan(1)
|
| | | | 12 | | | | | $ | 71,622,655,060 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Jiwei Gu(1) | | | | | 12 | | | | | $ | 71,622,655,060 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Ferian Juwono | | | | | 15 | | | | | $ | 185,222,471,754 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
David Rios | | | | | 13 | | | | | $ | 63,980,612,988 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Agnes Zau | | | | | 15 | | | | | $ | 185,222,471,754 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Portfolio Manager |
| |
Fund |
| |
Dollar Range of Fund Shares Owned |
| |||
Christopher Bliss | | | Schwab S&P 500 Index Fund | | |
None |
| |||
| | | Schwab 1000 Index Fund | | |
None |
| |||
| | | Schwab Small-Cap Index Fund | | |
None |
| |||
| | | Schwab Total Stock Market Index Fund | | |
None |
| |||
| | | Schwab U.S. Large-Cap Growth Index Fund | | |
None |
| |||
| | | Schwab U.S. Large-Cap Value Index Fund | | |
None |
| |||
| | | Schwab U.S. Mid-Cap Index Fund | | |
None |
| |||
| | | Schwab International Index Fund | | |
None |
| |||
Jeremy Brown | | | Schwab S&P 500 Index Fund | | |
None |
| |||
| | | Schwab 1000 Index Fund | | | | $ | 10,001-$50,000 | | |
| | | Schwab Small-Cap Index Fund | | |
None |
| |||
| | | Schwab Total Stock Market Index Fund | | |
None |
| |||
| | | Schwab U.S. Large-Cap Growth Index Fund | | |
None |
| |||
| | | Schwab U.S. Large-Cap Value Index Fund | | |
None |
| |||
| | | Schwab U.S. Mid-Cap Index Fund | | |
None |
| |||
Joselle Duncan(1) | | | Schwab International Index Fund | | | | $ | 10,001-$50,000 | | |
Jiwei Gu(1) | | | Schwab International Index Fund | | |
None |
| |||
Ferian Juwono | | | Schwab S&P 500 Index Fund | | |
None |
| |||
| | | Schwab 1000 Index Fund | | |
None |
| |||
| | | Schwab Small-Cap Index Fund | | |
None |
| |||
| | | Schwab Total Stock Market Index Fund | | |
None |
| |||
| | | Schwab U.S. Large-Cap Growth Index Fund | | |
None |
| |||
| | | Schwab U.S. Large-Cap Value Index Fund | | |
None |
| |||
| | | Schwab U.S. Mid-Cap Index Fund | | |
None |
| |||
David Rios | | | Schwab International Index Fund | | | | $ | 50,001-$100,000 | | |
Agnes Zau | | | Schwab S&P 500 Index Fund | | |
None |
| |||
| | | Schwab 1000 Index Fund | | | | $ | 50,001-$100,000 | | |
| | | Schwab Small-Cap Index Fund | | |
None |
|
Portfolio Manager |
| |
Fund |
| |
Dollar Range of Fund Shares Owned |
|
| | | Schwab Total Stock Market Index Fund | | |
None |
|
| | | Schwab U.S. Large-Cap Growth Index Fund | | |
None |
|
| | | Schwab U.S. Large-Cap Value Index Fund | | |
None |
|
| | | Schwab U.S. Mid-Cap Index Fund | | |
None |
|
Fund |
| |
2023 |
| |
2022 |
| |||||||
Schwab S&P 500 Index Fund | | | | | 2% | | | | | | 2 | % | | |
Schwab 1000 Index Fund | | | | | 3% | | | | | | 2 | % | | |
Schwab Small-Cap Index Fund | | | | | 10%(1) | | | | | | 16 | % | | |
Schwab Total Stock Market Index Fund | | | | | 2% | | | | | | 2 | % | | |
Schwab U.S. Large-Cap Growth Index Fund | | | | | 20% | | | | | | 18 | % | | |
Schwab U.S. Large-Cap Value Index Fund | | | | | 42%(2) | | | | | | 15 | % | | |
Schwab U.S. Mid-Cap Index Fund | | | | | 8% | | | | | | 11 | % | | |
Schwab International Index Fund | | | | | 13%(2) | | | | | | 5 | % | | |
Fund |
| |
2023 |
| |
2022 |
| |
2021 |
| |||||||||
Schwab S&P 500 Index Fund | | | | $ | 514,578 | | | | | $ | 571,395 | | | | | $ | 460,465 | | |
Schwab 1000 Index Fund | | | | $ | 76,226 | | | | | $ | 96,958 | | | | | $ | 147,753 | | |
Schwab Small-Cap Index Fund | | | | $ | 734,952 | | | | | $ | 1,020,163 | | | | | $ | 725,986 | | |
Schwab Total Stock Market Index Fund | | | | $ | 294,519 | | | | | $ | 359,021 | | | | | $ | 336,030 | | |
Schwab U.S. Large-Cap Growth Index Fund | | | | $ | 41,558 | | | | | $ | 35,263 | | | | | $ | 16,193 | | |
Schwab U.S. Large-Cap Value Index Fund | | | | $ | 93,424(1) | | | | | $ | 32,541 | | | | | $ | 21,294 | | |
Schwab U.S. Mid-Cap Index Fund | | | | $ | 44,552 | | | | | $ | 49,078 | | | | | $ | 37,175 | | |
Schwab International Index Fund | | | | $ | 772,087(1) | | | | | $ | 584,913 | | | | | $ | 520,427 | | |
Fund |
| |
Regular Broker-Dealer |
| |
Value of Holdings |
| |||
Schwab S&P 500 Index Fund | | | J.P. Morgan Securities LLC | | | | $ | 802,942,313 | | |
| | | BofA Securities, Inc. | | | | $ | 361,807,636 | | |
| | | Wells Fargo Securities, LLC | | | | $ | 289,111,952 | | |
| | | Charles Schwab & Co., Inc. | | | | $ | 152,666,938 | | |
| | | Citigroup Global Markets Inc. | | | | $ | 151,108,840 | | |
Schwab 1000 Index Fund | | | J.P. Morgan Securities LLC | | | | $ | 132,760,165 | | |
| | | BofA Securities, Inc. | | | | $ | 59,822,065 | | |
| | | Wells Fargo Securities, LLC | | | | $ | 47,802,387 | | |
| | | Goldman Sachs & Co. LLC | | | | $ | 32,881,570 | | |
| | | Morgan Stanley & Co. LLC | | | | $ | 29,683,707 | | |
| | | Charles Schwab & Co., Inc. | | | | $ | 25,223,788 | | |
| | | Citigroup Global Markets Inc. | | | | $ | 24,982,361 | | |
Schwab Small-Cap Index Fund | | | None | | | | | N/A | | |
Schwab Total Stock Market Index Fund | | | J.P. Morgan Securities LLC | | | | $ | 175,845,403 | | |
| | | BofA Securities, Inc. | | | | $ | 79,236,330 | | |
| | | Wells Fargo Securities, LLC | | | | $ | 63,315,868 | | |
| | | Goldman Sachs & Co. LLC | | | | $ | 43,552,854 | | |
| | | Morgan Stanley & Co. LLC | | | | $ | 39,317,069 | | |
| | | Charles Schwab & Co., Inc. | | | | $ | 33,371,014 | | |
| | | Citigroup Global Markets Inc. | | | | $ | 33,089,974 | | |
| | | Jefferies LLC | | | | $ | 2,492,148 | | |
| | | Piper Sandler & Co. | | | | $ | 897,837 | | |
| | | Virtu Americas LLC | | | | $ | 792,352 | | |
Schwab U.S. Large-Cap Growth Index Fund | | | None | | | | | N/A | | |
Fund |
| |
Regular Broker-Dealer |
| |
Value of Holdings |
| |||
Schwab U.S. Large-Cap Value Index Fund | | | J.P. Morgan Securities LLC | | | | $ | 13,183,861 | | |
| | | BofA Securities, Inc. | | | | $ | 6,025,828 | | |
| | | Wells Fargo Securities, LLC | | | | $ | 4,793,757 | | |
| | | Goldman Sachs & Co. LLC | | | | $ | 3,219,480 | | |
| | | Morgan Stanley & Co. LLC | | | | $ | 2,796,399 | | |
| | | Charles Schwab & Co., Inc. | | | | $ | 2,523,420 | | |
| | | Citigroup Global Markets Inc. | | | | $ | 2,522,463 | | |
| | | Stifel, Nicolaus & Company, Incorporated | | | | $ | 193,287 | | |
| | | Virtu Americas LLC | | | | $ | 52,900 | | |
Schwab U.S. Mid-Cap Index Fund | | | Jefferies LLC | | | | $ | 717,099 | | |
| | | Virtu Americas LLC | | | | $ | 195,291 | | |
Schwab International Index Fund | | | HSBC Securities (USA) Inc. | | | | $ | 78,966,675 | | |
| | | UBS Securities LLC | | | | $ | 42,772,240 | | |
| | | BNP Paribas Securities Corp. | | | | $ | 33,403,099 | | |
| | | Barclays Capital Inc. | | | | $ | 13,820,785 | | |
| | | SG Americas Securities, LLC | | | | $ | 9,063,450 | | |
|
|
The
Charles Schwab Family of Funds
Schwab Investments
Schwab Capital Trust
Schwab Annuity Portfolios
Laudus Trust
Schwab Strategic Trust |
|
|
Charles Schwab Investment Management,
Inc. |
|