Class: |
Class
A |
Class
C |
Class
R |
Class
Y |
Investor
Class |
Class
R5 |
Class
R6 |
Invesco
Advantage International Fund |
QMGAX |
QMGCX |
QMGRX |
QMGYX |
N/A |
GMAGX |
QMGIX |
Invesco
EQV Asia Pacific Equity Fund (formerly known as Invesco Asia Pacific
Growth
Fund) |
ASIAX |
ASICX |
N/A |
ASIYX |
N/A |
N/A |
ASISX |
Invesco
EQV European Equity Fund (formerly known as Invesco European Growth
Fund) |
AEDAX |
AEDCX |
AEDRX |
AEDYX |
EGINX |
N/A |
AEGSX |
Invesco
EQV International Equity Fund (formerly known as Invesco International
Growth
Fund) |
AIIEX |
AIECX |
AIERX |
AIIYX |
N/A |
AIEVX |
IGFRX |
Invesco
Global Focus Fund |
GLVAX |
GLVCX |
GLVNX |
GLVYX |
N/A |
GFFDX |
GLVIX |
Invesco
Global Fund |
OPPAX |
OGLCX |
OGLNX |
OGLYX |
N/A |
GFDDX |
OGLIX |
Invesco
Global Growth Fund |
AGGAX |
AGGCX |
N/A |
AGGYX |
N/A |
GGAIX |
AGGFX |
Invesco
Global Opportunities Fund |
OPGIX |
OGICX |
OGINX |
OGIYX |
N/A |
GOFFX |
OGIIX |
Invesco
International Core Equity Fund |
IBVAX |
IBVCX |
IIBRX |
IBVYX |
IIBCX |
IBVIX |
IBVFX |
Invesco
International Equity Fund |
QIVAX |
QIVCX |
QIVNX |
QIVYX |
N/A |
INEQX |
QIVIX |
Invesco
International Select Equity Fund |
IZIAX |
IZICX |
IZIRX |
IZIYX |
N/A |
IZIFX |
IZISX |
Invesco
International Small-Mid Company Fund |
OSMAX |
OSMCX |
OSMNX |
OSMYX |
N/A |
INSLX |
OSCIX |
Invesco
MSCI World SRI Index Fund |
VSQAX |
VSQCX |
VSQRX |
VSQYX |
N/A |
VSQFX |
VSQSX |
Invesco
Oppenheimer International Growth Fund |
OIGAX |
OIGCX |
OIGNX |
OIGYX |
N/A |
INGFX |
OIGIX |
|
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107
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124
| |
124
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125
| |
128
| |
A-1
| |
B-1
| |
C-1
| |
D-1
| |
E-1
| |
F-1
| |
G-1
| |
H-1
| |
I-1
| |
J-1
| |
K-1
| |
L-1
| |
M-1
| |
N-1
| |
O-1 |
Fund
Name |
Fund
History |
Invesco
Advantage International Fund* |
Prior
to February 28, 2020, Invesco Advantage International Fund was known as
Invesco
Oppenheimer Global Multi-Asset Growth Fund.
On
May 24, 2019, Invesco Oppenheimer Global Multi-Asset Growth Fund assumed
the
assets and liabilities of its predecessor fund Oppenheimer Global
Multi-Asset
Growth
Fund. |
Invesco
EQV Asia Pacific Equity Fund |
Prior
to February 28, 2022, Invesco EQV Asia Pacific Equity Fund was known as
Invesco
Asia Pacific Growth Fund. |
Invesco
EQV European Equity Fund |
Prior
to February 28, 2022, Invesco EQV European Equity Fund was known as
Invesco
European Growth Fund. |
Invesco
EQV International Equity Fund |
Prior
to February 28, 2022, Invesco EQV International Equity Fund was known as
Invesco
International Growth Fund. |
Invesco
Global Focus Fund* |
Prior
to September 30, 2020, Invesco Global Focus Fund was known as Invesco
Oppenheimer
Global Focus Fund.
On
May 24, 2019, Invesco Oppenheimer Global Focus Fund assumed the assets and
liabilities
of its predecessor fund Oppenheimer Global Focus
Fund. |
Invesco
Global Fund* |
Prior
to September 30, 2020, Invesco Global Fund was known as Invesco
Oppenheimer
Global Fund.
On
May 24, 2019, Invesco Oppenheimer Global Fund assumed the assets and
liabilities
of its predecessor fund Oppenheimer Global Fund. |
Invesco
Global Growth Fund |
No
prior history. |
Invesco
Global Opportunities Fund* |
Prior
to September 30, 2020, Invesco Global Opportunities Fund was known as
Invesco
Oppenheimer Global Opportunities Fund.
On
May 24, 2019, Invesco Oppenheimer Global Opportunities Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer Global Opportunities
Fund. |
Invesco
International Core Equity Fund |
No
prior history. |
Invesco
International Equity Fund* |
Prior
to September 30, 2020, Invesco International Equity Fund was known as
Invesco
Oppenheimer International Equity Fund.
On
May 24, 2019, Invesco Oppenheimer International Equity Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer International Equity
Fund. |
Invesco
International Select Equity Fund |
Prior
to November 30, 2018, Invesco International Select Equity Fund was known
as
Invesco
International Companies Fund. |
Invesco
International Small-Mid Company
Fund* |
Prior
to September 30, 2020, Invesco International Small-Mid Company Fund was
known
as Invesco Oppenheimer International Small-Mid Company Fund.
On
May 24, 2019, Invesco Oppenheimer International Small-Mid Company Fund
assumed
the assets and liabilities of its predecessor fund Oppenheimer
International
Small-Mid
Company Fund. |
Invesco
MSCI World SRI Index Fund |
Prior
to June 29, 2020, Invesco MSCI World SRI Index Fund was known as Invesco
Global
Responsibility Equity
Fund. |
Fund
Name |
Fund
History |
Invesco
Oppenheimer International Growth
Fund
* |
On
May 24, 2019, Invesco Oppenheimer International Growth Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer International Growth
Fund. |
Bangladesh |
Malaysia |
Sri
Lanka |
China |
Pakistan |
Taiwan |
Hong
Kong |
Philippines |
Thailand |
India |
Singapore |
Vietnam |
Indonesia |
South
Korea |
|
Australia |
New
Zealand |
|
Austria |
Germany |
Luxembourg
|
Slovenia
|
Belgium |
Greece |
Montenegro
|
Spain
|
Bulgaria |
Hungary |
Netherlands
|
Sweden
|
Croatia
|
Iceland |
Norway
|
Switzerland |
Czech
Republic |
Ireland |
Poland
|
Turkey
|
Denmark |
Isreal |
Portugal
|
Ukraine
|
Estonia |
Italy
|
Romania
|
United
Kingdom |
Finland |
Latvia
|
Russia
|
|
France |
Liechtenstein
|
Serbia
|
|
Fund
|
2021 |
2020 |
Invesco
International Small-Mid Company Fund1
|
24% |
73% |
Invesco
MSCI World SRI Index Fund2
|
19 |
118 |
Fund
|
2021 |
2020 |
|
|
|
1
The variation in portfolio turnover for Invesco International Small-Mid
Company Fund was due to a change in portfolio
management. | ||
2
The variation in portfolio turnover for Invesco MSCI World SRI Index Fund
was due to a change in its investment strategy from an
actively
managed portfolio to an indexing strategy based on the MSCI World SRI
Index during 2020. |
Information |
Approximate
Date of Web site Posting |
Information
Remains Posted on Web site |
Select
portfolio holdings information, such
as
top ten holdings as of the month-end |
15
days after month-end |
Until
replaced with the following month’s
top
ten holdings |
| ||
Select
portfolio holdings information
included
in the Fund’s Quarterly
Performance
Update |
29
days after calendar quarter-end |
Until
replaced with the following
quarter’s
Quarterly Performance Update |
| ||
Complete
portfolio holdings information as
of
calendar quarter-end |
30
days after month-end |
For
one year |
| ||
Complete
portfolio holdings information as
of
fiscal quarter-end |
60-70
days after fiscal quarter-end |
For
one year |
|
Information |
Approximate
Date of Web site Posting |
Information
Remains Posted on Web site |
Select
portfolio holdings information, such
as
top ten holdings as of the month-end |
15
days after month-end |
Until
replaced with the following
quarter’s
top ten holdings |
| ||
Select
portfolio holdings information
included
in the Fund’s Quarterly
Performance
Update |
29
days after calendar quarter-end |
Until
replaced with the following
quarter’s
Quarterly Performance
Update |
Information |
Approximate
Date of Web site Posting |
Information
Remains Posted on Web site |
| ||
Complete
portfolio holdings information as
of
calendar quarter-end |
30
days after calendar quarter-end |
For
one year |
| ||
Complete
portfolio holdings information as
of
fiscal quarter-end |
60-70
days after fiscal quarter-end |
For
one year |
|
Fund
Name |
Adviser/Sub-Adviser |
Invesco
Advantage International Fund |
Invesco
Advisers, Inc. |
Invesco
EQV Asia Pacific Equity Fund |
Invesco
Advisers, Inc. |
Invesco
EQV European Equity Fund |
Invesco
Advisers, Inc. |
Invesco
EQV International Equity Fund |
Invesco
Advisers, Inc. |
Invesco
Global Focus Fund |
Invesco
Advisers, Inc. |
Invesco
Global Fund |
Invesco
Advisers, Inc. |
Invesco
Global Growth Fund |
Invesco
Advisers, Inc. |
Invesco
Global Opportunities Fund
|
Invesco
Advisers, Inc. |
Invesco
International Core Equity Fund |
Invesco
Advisers, Inc./Invesco Asset Management Limited |
Invesco
International Equity Fund |
Invesco
Advisers, Inc. |
Invesco
International Select Equity Fund |
Invesco
Advisers, Inc./Invesco Hong Kong Limited |
Invesco
International Small-Mid Company
Fund |
Invesco
Advisers, Inc. |
Invesco
MSCI World SRI Index Fund |
Invesco
Advisers, Inc /Invesco Asset Management Deutschland
GmbH. |
Invesco
Oppenheimer International Growth
Fund |
Invesco
Advisers, Inc. |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
Invesco
Advantage International Fund |
First
$500 million 0.49% |
|
Next
$500 million 0.47% |
|
Next
$4 billion 0.44% |
|
Over
$5 billion 0.42% |
Invesco
EQV Asia Pacific Equity Fund |
First
$250 million 0.935% |
Invesco
EQV European Equity Fund |
Next
$250 million 0.91% |
Invesco
EQV International Equity Fund |
Next
$500 million 0.885% |
Invesco
International Select Equity Fund |
Next
$1.5 billion 0.86% |
|
Next
$2.5 billion 0.835% |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
|
Next
$2.5 billion 0.81% |
|
Next
$2.5 billion 0.785% |
|
Over
$10 billion 0.76% |
Invesco
Global Focus Fund* |
First
$500 million 0.80% |
|
Next
$500 million 0.75% |
|
Over
$1 billion 0.72% |
Invesco
Global Fund* |
First
$250 million 0.80% |
|
Next
$250 million 0.77% |
|
Next
$500 million 0.75% |
|
Next
$1 billion 0.69% |
|
Next
$1.5 billion 0.67% |
|
Next
$2.5 billion 0.65% |
|
Next
$2.5 billion 0.63% |
|
Next
$2.5 billion 0.60% |
|
Next
$4 billion 0.58% |
|
Next
$8 billion 0.56% |
|
Over
$23 billion 0.54% |
Invesco
Global Growth Fund |
First
$250 million 0.80% |
|
Next
$250 million 0.78% |
|
Next
$500 million 0.76% |
|
Next
$1.5 billion 0.74% |
|
Next
$2.5 billion 0.72% |
|
Next
$2.5 billion 0.70% |
|
Next
$2.5 billion 0.68% |
|
Over
$10 billion 0.66% |
Invesco
Global Opportunities Fund* |
First
$250 million 0.80% |
|
Next
$250 million 0.77% |
|
Next
$500 million 0.75% |
|
Next
$1 billion 0.69% |
|
Next
$1.5 billion 0.67% |
|
Next
$2.5 billion 0.65% |
|
Next
$4 billion 0.63% |
|
Over
$10 billion 0.61% |
Invesco
International Core Equity Fund |
First
$500 million 0.75% |
|
Next
$500 million 0.65% |
|
From
$1 billion 0.55% |
|
From
$2 billion 0.45% |
|
From
$4 billion 0.40% |
|
From
$6 billion 0.375% |
|
From
$8 billion 0.35% |
Invesco
International Equity Fund* |
First
$500 million 0.85% |
|
Next
$500 million 0.75% |
|
Next
$1 billion 0.70% |
|
Next
$3 billion 0.67% |
|
Over
$5 billion 0.65% |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
Invesco
International Small-Mid Company
Fund* |
First
$500 million 1.00% |
|
Next
$500 million 0.95% |
|
Next
$4 billion 0.92% |
|
Next
$5 billion 0.90% |
|
Next
$10 billion 0.88% |
|
Over
$20 billion 0.87% |
Invesco
MSCI World SRI Index Fund |
First
$25 million 0.65% |
|
Over
$25 million 0.60% |
Invesco
Oppenheimer International Growth
Fund* |
First
$250 million 0.80% |
|
Next
$250 million 0.77% |
|
Next
$500 million 0.75% |
|
Next
$1 billion 0.69% |
|
Next
$3 billion 0.67% |
|
Next
$5 billion 0.65% |
|
Next
$10 billion 0.63% |
|
Next
10 billion 0.61% |
|
Over
$30 billion 0.59% |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Invesco
Advantage International Fund |
|
|
Class
A Shares |
0.85% |
February
28, 2023 |
Class
C Shares |
1.60% |
February
28, 2023 |
Class
R Shares |
1.10% |
February
28, 2023 |
Class
R5 Shares |
0.60% |
February
28, 2023 |
Class
R6 Shares |
0.60% |
February
28, 2023 |
Class
Y Shares |
0.60% |
February
28, 2023 |
| ||
Invesco
EQV Asia Pacific Equity Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
| ||
Invesco
EQV European Equity Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Class
R Shares |
2.50% |
June
30, 2022 |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
Investor
Class Shares |
2.25% |
June
30, 2022 |
| ||
Invesco
EQV International Equity Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Class
R Shares |
2.50% |
June
30, 2022 |
Class
R5 Shares |
2.00% |
June
30, 2022 |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
| ||
Invesco
Global Focus Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Class
R Shares |
2.50% |
June
30, 2022 |
Class
R5 Shares |
2.00% |
June
30, 2022 |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
| ||
Invesco
Global Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Class
R Shares |
2.50% |
June
30, 2022 |
Class
R5 Shares |
2.00% |
June
30, 2022 |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
| ||
Invesco
Global Growth Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Class
R5 Shares |
2.00% |
June
30, 2022 |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
| ||
Invesco
Global Opportunities Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Class
R Shares |
2.50% |
June
30, 2022 |
Class
R5 Shares |
2.00% |
June
30, 2022 |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
| ||
Invesco
International Core Equity Fund |
|
|
Class
A Shares |
1.12% |
February
28, 2023 |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
C Shares |
1.87% |
February
28, 2023 |
Class
R Shares |
1.37% |
February
28, 2023 |
Class
R5 Shares |
0.87% |
February
28, 2023 |
Class
R6 Shares |
0.87% |
February
28, 2023 |
Class
Y Shares |
0.87% |
February
28, 2023 |
Investor
Class Shares |
1.12% |
February
28, 2023 |
| ||
Invesco
International Equity Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Class
R Shares |
2.50% |
June
30, 2022 |
Class
R5 Shares |
2.00% |
June
30, 2022 |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
| ||
Invesco
International Select Equity Fund |
|
|
Class
A Shares |
1.21% |
February
28, 2023 |
Class
C Shares |
1.96% |
February
28, 2023 |
Class
R Shares |
1.46% |
February
28, 2023 |
Class
R5 Shares |
0.96% |
February
28, 2023 |
Class
R6 Shares |
0.96% |
February
28, 2023 |
Class
Y Shares |
0.96% |
February
28, 2023 |
| ||
Invesco
International Small-Mid Company
Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Class
R Shares |
2.50% |
June
30, 2022 |
Class
R5 Shares |
2.00% |
June
30, 2022 |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
| ||
Invesco
MSCI World SRI Index Fund |
|
|
Class
A Shares |
0.44% |
February
28, 2023 |
Class
C Shares |
1.19% |
February
28, 2023 |
Class
R Shares |
0.69% |
February
28, 2023 |
Class
R5 Shares |
0.19% |
February
28, 2023 |
Class
R6 Shares |
0.19% |
February
28, 2023 |
Class
Y Shares |
0.19% |
February
28, 2023 |
| ||
Invesco
Oppenheimer International Growth
Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Class
R Shares |
2.50% |
June
30, 2022 |
Class
R5 Shares |
2.00% |
June
30, 2022 |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
|
Fund |
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Advantage
International
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
EQV Asia
Pacific
Equity Fund |
$19.65 |
$3.11 |
$6.00 |
$0.00 |
$0.00 |
$(17.52) |
$0.00 |
$(8.41) |
$28.06 |
Invesco
EQV European
Equity
Fund |
$12,427.38 |
$4,063.04 |
$5,481.00 |
$0.00 |
$0.00 |
$(33,685.34) |
$0.00 |
$(24,141.30) |
$36,568.68 |
Invesco
EQV
International
Equity
Fund |
$21,339.63 |
$6,104.45 |
$9,414.00 |
$0.00 |
$0.00 |
$(49,119.69) |
$0.00 |
$(33,601.24) |
$54,940.87 |
Invesco
Global Focus
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Global Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Global Growth
Fund |
$14,160.41 |
$3,534.58 |
$4,731.00 |
$0.00 |
$0.00 |
$(25,925.54) |
$0.00 |
$(17,659.96) |
$31,820.37 |
Invesco
Global
Opportunities
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
International
Core
Equity Fund |
$968.11 |
$466.48 |
$371.00 |
$0.00 |
$0.00 |
$(4,068.43) |
$0.00 |
$(3,230.95) |
$4,199.06 |
Invesco
International
Equity
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
International
Select
Equity Fund |
$430.30 |
$1,297.64 |
$215.00 |
$0.00 |
$0.00 |
$(12,762.03) |
$0.00 |
$(11,249.39) |
$11,679.69 |
Invesco
International
Small-Mid
Company
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
MSCI World
SRI
Index Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Oppenheimer
International
Growth
Fund |
$30,063.33 |
$35,153.85 |
$13,492.00 |
$0.00 |
$0.00 |
$(334,970.19) |
$0.00 |
$(286,324.34) |
$316,387.67 |
Fund |
Class
A |
Class
C |
Class
R |
Investor
Class |
Invesco
Advantage International Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
EQV Asia Pacific Equity Fund |
0.25% |
1.00% |
N/A |
N/A |
Invesco
EQV European Equity Fund |
0.25% |
1.00% |
0.50% |
See
below |
Invesco
EQV International Equity Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Global Focus Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Global Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Global Growth Fund |
0.25% |
1.00% |
N/A |
N/A |
Invesco
Global Opportunities Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
International Core Equity Fund |
0.25% |
1.00% |
0.50% |
0.25% |
Invesco
International Equity Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
International Select Equity Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
International Small-Mid Company Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
MSCI World SRI Index Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Oppenheimer International Growth Fund |
See
below |
1.00% |
0.50% |
N/A |
Fund |
Class
A |
Class
C |
Class
R |
Investor
Class |
Invesco
Advantage International Fund |
0.25% |
See
above |
See
above |
N/A |
Invesco
EQV European Equity Fund |
See
above |
See
above |
See
above |
0.25% |
Invesco
Global Focus Fund |
0.25% |
See
above |
See
above |
N/A |
Invesco
Global Fund |
0.25% |
See
above |
See
above |
N/A |
Invesco
Global Opportunities Fund |
0.25% |
See
above |
See
above |
N/A |
Invesco
International Small-Mid Company Fund |
0.25% |
See
above |
See
above |
N/A |
Invesco
Oppenheimer International Growth Fund |
0.25% |
See
above |
See
above |
N/A |
Service
Provider |
Disclosure
Category |
ABN
AMRO Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
Absolute
Color |
Financial
Printer |
Anglemyer
& Co. |
Analyst
(for certain Invesco Funds) |
AXA |
Other |
Ballard
Spahr Andrews & Ingersoll, LLP |
Special
Insurance Counsel |
Barclays
Capital, Inc. |
Broker
(for certain Invesco Funds) |
Blaylock
Robert Van LLC |
Broker
(for certain Invesco Funds) |
BB&T
Capital Markets |
Broker
(for certain Invesco Funds) |
Bear
Stearns Pricing Direct, Inc. |
Pricing
Vendor (for certain Invesco Funds) |
BLNS
Securities Ltd. |
Broker
(for certain Invesco Funds) |
BOSC,
Inc. |
Broker
(for certain Invesco Funds) |
Brown
Brothers Harriman & Co.
|
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Cabrera
Capital Markets |
Broker
(for certain Invesco Funds) |
Charles
River Systems, Inc. |
System
Provider |
Chas.
P. Young Co. |
Financial
Printer |
Cirrus
Research, LLC |
Trading
System |
Citibank,
N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Citigroup
Global Markets, Inc. |
Broker
(for certain Invesco Funds) |
Commerce
Capital Markets |
Broker
(for certain Invesco Funds) |
Crane
Data, LLC |
Analyst
(for certain Invesco Funds) |
Credit
Suisse International / Credit Suisse
Securities
(Europe) Ltd. |
Service
Provider |
Crews
& Associates |
Broker
(for certain Invesco Funds) |
D.A.
Davidson & Co. |
Broker
(for certain Invesco Funds) |
Dechert
LLP |
Legal
Counsel |
DEPFA
First Albany
|
Broker
(for certain Invesco Funds) |
Deutsche
Bank Trust Company Americas |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
E.K.
Riley Investments LLC |
Broker
(for certain Invesco Funds) |
Empirical
Research Partners |
Analyst
(for certain Invesco Funds) |
Finacorp
Securities |
Broker
(for certain Invesco Funds) |
First
Miami Securities |
Broker
(for certain Invesco Funds) |
First
Southwest Co. |
Broker
(for certain Invesco Funds) |
First
Tryon Securities |
Broker
(for certain Invesco Funds) |
Fitch,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
FT
Interactive Data Corporation |
Pricing
Vendor |
FTN
Financial Group |
Broker
(for certain Invesco Funds) |
GainsKeeper |
Software
Provider (for certain Invesco Funds) |
GCom2
Solutions |
Software
Provider (for certain Invesco Funds) |
George
K. Baum & Company |
Broker
(for certain Invesco Funds) |
Glass,
Lewis & Co. |
System
Provider (for certain Invesco Funds) |
Global
Trading Analytics, LLC |
Software
Provider |
Global
Trend Alert |
Analyst
(for certain Invesco Funds) |
Hattier,
Sanford & Reynoir |
Broker
(for certain Invesco Funds) |
Hutchinson,
Shockey, Erley & Co. |
Broker
(for certain Invesco Funds) |
ICI
(Investment Company Institute) |
Analyst
(for certain Invesco Funds) |
ICRA
Online Ltd. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Lincoln
Investment Advisors Corporation |
Other |
iMoneyNet,
Inc. |
Rating
& Ranking Agency (for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
Initram
Data, Inc. |
Pricing
Vendor |
Institutional
Shareholder Services, Inc.
|
Proxy
Voting Service (for certain Invesco Funds) |
Invesco
Investment Services, Inc. |
Transfer
Agent |
Invesco
Senior Secured Management, Inc. |
System
Provider (for certain Invesco Funds) |
Investment
Company Institute |
Analyst
(for certain Invesco Funds) |
Investortools,
Inc. |
Broker
(for certain Invesco Funds) |
ITG,
Inc. |
Pricing
Vendor (for certain Invesco Funds) |
J.P.
Morgan Chase Bank |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
J.P.
Morgan Securities, Inc. |
Analyst
(for certain Invesco Funds) |
J.P.
Morgan Securities Inc.\Citigroup Global
Markets
Inc.\JPMorgan Chase Bank, N.A. |
Lender
(for certain Invesco Funds) |
J.P.
Morgan Securities |
Broker
(for certain Invesco Funds) |
Janney
Montgomery Scott LLC |
Broker
(for certain Invesco Funds) |
John
Hancock Investment Management
Services,
LLC |
Sub-advisor
(for certain sub-advised accounts) |
Jorden
Burt LLP |
Special
Insurance Counsel |
KeyBanc
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Kramer
Levin Naftalis & Frankel LLP
|
Legal
Counsel |
Lebenthal
& Co. LLC |
Broker
(for certain Invesco Funds) |
Lipper,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Loan
Pricing Corporation |
Pricing
Service (for certain Invesco Funds) |
Loop
Capital Markets |
Broker
(for certain Invesco Funds) |
M.R.
Beal |
Broker
(for certain Invesco Funds) |
MarkIt
Group Limited |
Pricing
Vendor (for certain Invesco Funds) |
Merrill
Communications LLC |
Financial
Printer |
Mesirow
Financial, Inc. |
Broker
(for certain Invesco Funds) |
Middle
Office Solutions |
Software
Provider |
Moody's
Investors Service |
Rating
& Ranking Agency (for certain Invesco Funds) |
Morgan
Keegan & Company, Inc. |
Broker
(for certain Invesco Funds) |
Morrison
Foerster LLP |
Legal
Counsel
|
MS
Securities Services, Inc. and Morgan
Stanley
& Co. Incorporated |
Securities
Lender (for certain Invesco Funds) |
Muzea
Insider Consulting Services, LLC |
Analyst
(for certain Invesco Funds) |
Ness
USA Inc. |
System
provider
|
Noah
Financial, LLC |
Analyst
(for certain Invesco Funds) |
Omgeo
LLC |
Trading
System
|
Piper
Jaffray |
Analyst
(for certain Invesco Funds) |
Prager,
Sealy & Co. |
Broker
(for certain Invesco Funds) |
PricewaterhouseCoopers
LLP |
Independent
Registered Public Accounting Firm (for all Invesco
Funds) |
Protective
Securities |
Broker
(for certain Invesco Funds) |
Ramirez
& Co., Inc. |
Broker
(for certain Invesco Funds) |
Raymond
James & Associates, Inc. |
Broker
(for certain Invesco Funds) |
RBC
Capital Markets |
Analyst
(for certain Invesco Funds) |
RBC
Dain Rauscher Incorporated |
Broker
(for certain Invesco Funds) |
Reuters
America LLC |
Pricing
Service (for certain Invesco Funds) |
Rice
Financial Products |
Broker
(for certain Invesco Funds) |
Robert
W. Baird & Co. Incorporated |
Broker
(for certain Invesco Funds) |
RR
Donnelley Financial |
Financial
Printer |
Ryan
Beck & Co. |
Broker
(for certain Invesco Funds) |
SAMCO
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Seattle-Northwest
Securities Corporation |
Broker
(for certain Invesco Funds) |
Siebert
Brandford Shank & Co., L.L.C. |
Broker
(for certain Invesco Funds) |
Simon
Printing Company |
Financial
Printer |
Service
Provider |
Disclosure
Category |
Southwest
Precision Printers, Inc. |
Financial
Printer |
Southwest
Securities |
Broker
(for certain Invesco Funds) |
Standard
and Poor's/Standard and Poor's
Securities
Evaluations, Inc. |
Pricing
Service and Rating and Ranking Agency (each, respectively, for certain
Invesco
Funds) |
StarCompliance,
Inc. |
System
Provider |
State
Street Bank and Trust Company |
Custodian,
Lender, Securities Lender, and System Provider (each, respectively, for
certain
Invesco Funds)
|
Sterne,
Agee & Leach, Inc. |
Broker
(for certain Invesco Funds) |
Stifel,
Nicolaus & Company, Incorporated |
Broker
(for certain Invesco Funds) |
Stradley
Ronon Stevens & Young, LLP |
Legal
Counsel |
The
Bank of New York |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds)
|
The
MacGregor Group, Inc. |
Software
Provider |
The
Savader Group LLC |
Broker
(for certain Invesco Funds) |
Thomson
Information Services
Incorporated
|
Software
Provider |
TradingHub
Group Ltd. |
Analyst
(for certain Invesco Funds) |
UBS
Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
UMB
Bank, N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
VCI
Group Inc. |
Financial
Printer |
Vining
Sparks IBG |
Broker
(for Certain Invesco Funds) |
W.H
Mell Associates, Inc. |
Broker
(for certain Invesco Funds) |
Wachovia
National Bank, N.A. |
Broker
(for certain Invesco Funds) |
Western
Lithograph |
Financial
Printer |
Wiley
Bros. Aintree Capital L.L.C. |
Broker
(for certain Invesco Funds) |
William
Blair & Co. |
Broker
(for certain Invesco Funds) |
XSP,
LLC\Solutions Plus, Inc. |
Software
Provider |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Martin
L. Flanagan1
- 1960 |
Trustee
and
Vice
Chair |
2007 |
Executive
Director, Chief
Executive
Officer and
President,
Invesco Ltd.
(ultimate
parent of Invesco
and
a global investment
management
firm);
Trustee
and Vice Chair,
The
Invesco Funds; Vice
Chair,
Investment
Company
Institute; and
Member
of Executive
Board,
SMU Cox School
of
Business
Formerly:
Advisor to the
Board,
Invesco Advisers,
Inc.
(formerly known as
Invesco
Institutional
(N.A.),
Inc.); Chairman
and
Chief Executive
Officer,
Invesco Advisers,
Inc.
(registered investment
adviser);
Director,
Chairman,
Chief Executive
Officer
and President,
Invesco
Holding Company
(US),
Inc. (formerly IVZ
Inc.)
(holding company),
Invesco
Group Services,
Inc.
(service provider) and
Invesco
North American
Holdings,
Inc. (holding
company);
Director, Chief
Executive
Officer and
President,
Invesco Holding
Company
Limited (parent
of
Invesco and a global
investment
management
firm);
Director, Invesco
Ltd.;
Chairman,
Investment
Company
Institute
and President,
Co-Chief
Executive
Officer,
Co-President,
Chief
Operating Officer |
188 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
and
Chief Financial
Officer,
Franklin
Resources,
Inc. (global
investment
management
organization) |
|
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Christopher
L. Wilson –
1957 |
Trustee
and
Chair |
2017 |
Retired
Formerly:
Director, TD
Asset
Management USA
Inc.
(mutual fund complex)
(22
portfolios); Managing
Partner,
CT2, LLC
(investing
and consulting
firm);
President/Chief
Executive
Officer,
Columbia
Funds, Bank of
America
Corporation;
President/Chief
Executive
Officer,
CDC IXIS Asset
Management
Services,
Inc.;
Principal & Director
of
Operations, Scudder
Funds,
Scudder, Stevens
&
Clark, Inc.; Assistant
Vice
President, Fidelity
Investments |
188 |
Formerly:
enaible, Inc.
(artificial
intelligence
technology);
Director,
ISO
New England, Inc.
(non-profit
organization
managing
regional
electricity
market) |
Beth
Ann Brown – 1968 |
Trustee |
2019 |
Independent
Consultant
Formerly:
Head of
Intermediary
Distribution,
Managing
Director,
Strategic
Relations,
Managing
Director, Head
of
National Accounts,
Senior
Vice President,
National
Account Manager
and
Senior Vice President,
Key
Account Manager,
Columbia
Management
Investment
Advisers LLC;
Vice
President, Key
Account
Manager, Liberty
Funds
Distributor, Inc.;
and
Trustee of certain
Oppenheimer
Funds |
188 |
Director,
Board of
Directors
of Caron
Engineering
Inc.;
Advisor,
Board of
Advisors
of Caron
Engineering
Inc.;
President
and Director,
Acton
Shapleigh Youth
Conservation
Corps
(non-profit);
Formerly:
President
and
Director of
Grahamtastic
Connection
(non-profit) |
Cynthia
Hostetler —1962 |
Trustee |
2017 |
Non-Executive
Director |
188 |
Resideo
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
and
Trustee of a number
of
public and private
business
corporations
Formerly:
Director,
Aberdeen
Investment
Funds
(4 portfolios);
Director,
Artio Global
Investment
LLC (mutual
fund
complex); Director,
Edgen
Group, Inc.
(specialized
energy and
infrastructure
products
distributor);
Director,
Genesee
& Wyoming, Inc.
(railroads);
Head of
Investment
Funds and
Private
Equity, Overseas
Private
Investment
Corporation;
President,
First
Manhattan
Bancorporation,
Inc.;
Attorney,
Simpson
Thacher
& Bartlett LLP |
|
Technologies(smart
home
technology);
Vulcan
Materials
Company
(construction
materials
company);
Trilinc
Global Impact
Fund;
Textainer Group
Holdings,
(shipping
container
leasing
company);
Investment
Company
Institute
(professional
organization);
Independent
Directors
Council
(professional
organization) |
Eli
Jones – 1961 |
Trustee |
2016 |
Professor
and Dean
Emeritus,
Mays Business
School
at Texas A&M
University
Formerly:
Dean of Mays
Business
School at Texas
A&M
University; Professor
and
Dean, Walton College
of
Business, University of
Arkansas
and E.J. Ourso
College
of Business,
Louisiana
State University;
Director,
Arvest Bank |
188 |
Insperity,
Inc. (formerly
known
as Administaff)
(human
resources
provider);
Member of
Regional
Board of
Directors
and Board of
Directors,
First
Financial
Bancorp
(regional
bank) |
Elizabeth
Krentzman – 1959 |
Trustee |
2019 |
Formerly:
Principal and
Chief
Regulatory Advisor
for
Asset Management
Services
and U.S. Mutual
Fund
Leader of Deloitte &
Touche
LLP; General
Counsel
of the Investment
Company
Institute (trade
association);
National
Director
of the Investment
Management
Regulatory
Consulting
Practice,
Principal,
Director and
Senior
Manager of
Deloitte
& Touche LLP;
Assistant
Director of the
Division
of Investment
Management
- Office of |
188 |
Trustee
of the
University
of Florida
National
Board
Foundation;
Member of
the
Cartica Funds
Board
of Directors
(private
investment
funds);
Formerly:
Member of
the
University of
Florida
Law Center
Association,
Inc. Board
of
Trustees, Audit
Committee
and
Membership
Committee |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Disclosure
and Investment
Adviser
Regulation of the
U.S.
Securities and
Exchange
Commission
and
various positions with
the
Division of Investment
Management
– Office of
Regulatory
Policy of the
U.S.
Securities and
Exchange
Commission;
Associate
at Ropes &
Gray
LLP; and Trustee of
certain
Oppenheimer
Funds |
|
|
Anthony
J. LaCava, Jr.–
1956 |
Trustee |
2019 |
Formerly:
Director and
Member
of the Audit
Committee,
Blue Hills
Bank
(publicly traded
financial
institution) and
Managing
Partner, KPMG
LLP |
188 |
Blue
Hills Bank;
Chairman,
Bentley
University;
Member,
Business
School
Advisory
Council; and
Nominating
Committee,
KPMG
LLP |
Prema
Mathai-Davis – 1950 |
Trustee |
1998 |
Retired
Formerly:
Co-Founder &
Partner
of Quantalytics
Research,
LLC, (a
FinTech
Investment
Research
Platform for the
Self-Directed
Investor);
Trustee
of YWCA
Retirement
Fund; CEO of
YWCA
of the USA; Board
member
of the NY
Metropolitan
Transportation
Authority;
Commissioner
of the NYC
Department
of Aging;
Board
member of Johns
Hopkins
Bioethics Institute |
188 |
Member
of Board of
Positive
Planet US
(non-profit)
and
HealthCare
Chaplaincy
Network
(non-profit) |
Joel
W. Motley – 1952
|
Trustee |
2019 |
Director
of Office of
Finance,
Federal Home
Loan
Bank System;
Managing
Director of
Carmona
Motley Inc.
(privately
held financial
advisor);
Member of the
Council
on Foreign
Relations
and its Finance
and
Budget Committee;
Chairman
Emeritus of
Board
of Human Rights
Watch
and Member of its
Investment
Committee;
Member
of Investment
Committee
and Board of |
188 |
Member
of Board of
Trust
for Mutual
Understanding
(non-
profit
promoting the
arts
and environment);
Member
of Board of
Greenwall
Foundation
(bioethics
research
foundation)
and its
Investment
Committee;
Member
of Board of
Friends
of the LRC
(non-profit
legal
advocacy);
Board
Member
and
Investment
Committee |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Historic
Hudson Valley
(non-profit
cultural
organization);
and
Member
of Board of Blue
Ocean
Acquisition Corp.
Formerly:
Managing
Director
of Public Capital
Advisors,
LLC (privately
held
financial advisor);
Managing
Director of
Carmona
Motley Hoffman,
Inc.
(privately held
financial
advisor); Trustee
of
certain Oppenheimer
Funds;
Director of
Columbia
Equity Financial
Corp.
(privately held
financial
advisor); and
Member
of the Vestry of
Trinity
Church Wall Street |
|
Member
of Pulitzer
Center
for Crisis
Reporting
(non-profit
journalism) |
Teresa
M. Ressel — 1962 |
Trustee |
2017 |
Non-executive
director
and
trustee of a number of
public
and private
business
corporations
Formerly:
Chief Executive
Officer,
UBS Securities
LLC
(investment banking);
Chief
Operating Officer,
UBS
AG Americas
(investment
banking); Sr.
Management
Team
Olayan
America, The
Olayan
Group
(international
investor/commercial/industrial);
Assistant
Secretary for
Management
& Budget
and
Designated Chief
Financial
Officer, U.S.
Department
of Treasury;
Director,
Atlantic Power
Corporation
(power
generation
company) and
ON
Semiconductor
Corporation
(semiconductor
manufacturing) |
188 |
None |
Ann
Barnett Stern – 1957 |
Trustee |
2017 |
President
and Chief
Executive
Officer, Houston
Endowment
Inc. (private
philanthropic
institution)
Formerly:
Executive Vice
President,
Texas |
188 |
Trustee
and Board
Vice
Chair of
Holdsworth
Center
(non-profit);
Trustee
and
Chair of
Nomination/Governance
Committee,
Good |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Children’s
Hospital; Vice
President,
General
Counsel
and Corporate
Compliance
Officer, Texas
Children’s
Hospital;
Attorney,
Beck, Redden
and
Secrest, LLP and
Andrews
& Kurth LLP |
|
Reason
Houston, (non-
profit);
Trustee and
Investment
Committee
member
of University
of
Texas Law School
Foundation
(non-profit);
Board
Member of
Greater
Houston
Partnership
(non-
profit);
Advisory Board
member,
Baker
Institute
for Public
Policy
at Rice
University
(non-
profit)
Formerly:
Director and
Audit
Committee
Member
of Federal
Reserve
Bank of
Dallas |
Robert
C. Troccoli – 1949 |
Trustee |
2016 |
Retired
Formerly:
Adjunct
Professor,
University of
Denver
– Daniels College
of
Business; and
Managing
Partner, KPMG
LLP |
188 |
None |
Daniel
S. Vandivort –1954
|
Trustee |
2019 |
President,
Flyway
Advisory
Services LLC
(consulting
and property
management)
|
188 |
Formerly:
Trustee,
Board
of Trustees,
Huntington
Disease
Foundation
of America;
Trustee
and
Governance
Chair, of
certain
Oppenheimer
Funds;
and Treasurer,
Chairman
of the Audit
Committee,
Huntington
Disease
Foundation of
America |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
Sheri
Morris – 1964 |
President
and
Principal
Executive
Officer |
1999 |
Head
of Global Fund Services, Invesco Ltd.; President and
Principal
Executive Officer, The Invesco Funds; Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust; and Vice President,
OppenheimerFunds,
Inc.
Formerly:
Vice President, Treasurer and Principal Financial
Officer,
The Invesco Funds; Vice President, Invesco AIM Advisers,
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Inc.,
Invesco AIM Capital Management, Inc. and Invesco AIM
Private
Asset Management, Inc.; Assistant Vice President and
Assistant
Treasurer, The Invesco Funds; Vice President and
Assistant
Vice President, Invesco Advisers, Inc.; Assistant Vice
President,
Invesco AIM Capital Management, Inc. and Invesco
AIM
Private Asset Management, Inc.; Treasurer, Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust and Invesco
Actively
Managed Exchange-Traded Fund Trust and Senior Vice
President,
Invesco Advisers, Inc. (formerly known as Invesco
Institutional
(N.A.), Inc.) (registered investment adviser) |
|
|
||
Jeffrey
H. Kupor – 1968 |
Senior
Vice
President,
Chief
Legal
Officer
and
Secretary |
2018 |
Head
of Legal of the Americas, Invesco Ltd.; Senior Vice
President
and Secretary, Invesco Advisers, Inc. (formerly known
as
Invesco Institutional (N.A.), Inc.) (registered investment
adviser);
Secretary, Invesco Distributors, Inc. (formerly known as
Invesco
AIM Distributors, Inc.); Vice President and Secretary,
Invesco
Investment Services, Inc. (formerly known as Invesco
AIM
Investment Services, Inc.) Senior Vice President, Chief Legal
Officer
and Secretary, The Invesco Funds; Secretary and General
Counsel,
Invesco Investment Advisers LLC (formerly known as
Van
Kampen Asset Management); Secretary and General
Counsel,
Invesco Capital Markets, Inc. (formerly known as Van
Kampen
Funds Inc.) and Chief Legal Officer, Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust; Secretary and Vice
President,
Harbourview Asset Management Corporation;
Secretary
and Vice President, OppenheimerFunds, Inc. and
Invesco
Managed Accounts, LLC; Secretary and Senior Vice
President,
OFI Global Institutional, Inc.; Secretary and Vice
President,
OFI SteelPath, Inc.; Secretary and Vice President,
Oppenheimer
Acquisition Corp.; Secretary and Vice President,
Shareholder
Services, Inc.; Secretary and Vice President, Trinity
Investment
Management Corporation
Formerly:
Senior Vice President, Invesco Distributors, Inc.;
Secretary
and Vice President, Jemstep, Inc.; Head of Legal,
Worldwide
Institutional, Invesco Ltd.; Secretary and General
Counsel,
INVESCO Private Capital Investments, Inc.; Senior Vice
President,
Secretary and General Counsel, Invesco Management
Group,
Inc. (formerly known as Invesco AIM Management Group,
Inc.);
Assistant Secretary, INVESCO Asset Management
(Bermuda)
Ltd.; Secretary and General Counsel, Invesco Private
Capital,
Inc.; Assistant Secretary and General Counsel, INVESCO
Realty,
Inc.; Secretary and General Counsel, Invesco Senior
Secured
Management, Inc.; Secretary, Sovereign G./P. Holdings
Inc.;
Secretary, Invesco Indexing LLC; and Secretary, W.L. Ross
&
Co., LLC; |
Andrew
R. Schlossberg –
1974 |
Senior
Vice
President |
2019 |
Head
of the Americas and Senior Managing Director, Invesco
Ltd.;
Director and Senior Vice President, Invesco Advisers, Inc.
(formerly
known as Invesco Institutional (N.A.), Inc.) (registered
investment
adviser); Director and Chairman, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.) (registered transfer agent); Senior Vice President,
The
Invesco Funds; Director, Invesco Investment Advisers LLC
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
(formerly
known as Van Kampen Asset Management)
Formerly:
Director, President and Chairman, Invesco Insurance
Agency,
Inc.; Director, Invesco UK Limited; Director and Chief
Executive,
Invesco Asset Management Limited and Invesco Fund
Managers
Limited; Assistant Vice President, The Invesco Funds;
Senior
Vice President, Invesco Advisers, Inc. (formerly known as
Invesco
Institutional (N.A.), Inc.) (registered investment adviser);
Director
and Chief Executive, Invesco Administration Services
Limited
and Invesco Global Investment Funds Limited; Director,
Invesco
Distributors, Inc.; Head of EMEA, Invesco Ltd.; President,
Invesco
Actively Managed Exchange-Traded Commodity Fund
Trust,
Invesco Actively Managed Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II and Invesco India Exchange-Traded Fund Trust;
Managing
Director and Principal Executive Officer, Invesco
Capital
Management LLC |
John
M. Zerr – 1962
|
Senior
Vice
President |
2006 |
Chief
Operating Officer of the Americas; Senior Vice President,
Invesco
Advisers, Inc. (formerly known as Invesco Institutional
(N.A.),
Inc.) (registered investment adviser); Senior Vice
President,
Invesco Distributors, Inc. (formerly known as Invesco
AIM
Distributors, Inc.); Director and Vice President, Invesco
Investment
Services, Inc. (formerly known as Invesco AIM
Investment
Services, Inc.) Senior Vice President, The Invesco
Funds;
Managing Director, Invesco Capital Management LLC;
Director,
Invesco Investment Advisers LLC (formerly known as
Van
Kampen Asset Management); Senior Vice President, Invesco
Capital
Markets, Inc. (formerly known as Van Kampen Funds
Inc.);
Manager, Invesco Indexing LLC; Manager, Invesco
Specialized
Products, LLC; Member, Invesco Canada Funds
Advisory
Board; Director, President and Chief Executive Officer,
Invesco
Corporate Class Inc. (corporate mutual fund company);
and
Director, Chairman, President and Chief Executive Officer,
Invesco
Canada Ltd. (formerly known as Invesco Trimark
Ltd./Invesco
Trimark Ltèe) (registered investment adviser and
registered
transfer agent); President, Invesco, Inc.; President,
Invesco
Global Direct Real Estate Feeder GP Ltd.; President,
Invesco
IP Holdings (Canada) Ltd; President, Invesco Global
Direct
Real Estate GP Ltd.; President, Invesco Financial Services
Ltd.
/ Services Financiers Invesco Ltée; and Director and
Chairman,
Invesco Trust Company
Formerly:
President, Trimark Investments Ltd/Services Financiers
Invesco
Ltee: Director and Senior Vice President, Invesco
Insurance
Agency, Inc.; Director and Senior Vice President,
Invesco
Management Group, Inc. (formerly known as Invesco AIM
Management
Group, Inc.); Secretary and General Counsel,
Invesco
Management Group, Inc. (formerly known as Invesco AIM
Management
Group, Inc.); Secretary, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.); Chief Legal Officer and Secretary, The Invesco
Funds;
Secretary and General Counsel, Invesco Investment
Advisers
LLC (formerly known as Van Kampen Asset
Management);
Secretary and General Counsel, Invesco Capital
Markets,
Inc. (formerly known as Van Kampen Funds Inc.); Chief
Legal
Officer, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Trust;
Secretary, Invesco Indexing LLC; Director, Secretary,
General
Counsel and Senior Vice President, Van Kampen
Exchange
Corp.; Director, Vice President and Secretary, IVZ
Distributors,
Inc. (formerly known as INVESCO Distributors, Inc.);
Director
and Vice President, INVESCO Funds Group, Inc.;
Director
and Vice President, Van Kampen Advisors Inc.; Director,
Vice
President, Secretary and General Counsel, Van Kampen
Investor
Services Inc.; Director and Secretary, Invesco
Distributors,
Inc. (formerly known as Invesco AIM Distributors,
Inc.);
Director, Senior Vice President, General Counsel and
Secretary,
Invesco AIM Advisers, Inc. and Van Kampen
Investments
Inc.; Director, Vice President and Secretary, Fund
Management
Company; Director, Senior Vice President,
Secretary,
General Counsel and Vice President, Invesco AIM
Capital
Management, Inc.; Chief Operating Officer and General
Counsel,
Liberty Ridge Capital, Inc. (an investment
adviser) |
Gregory
G. McGreevey –
1962 |
Senior
Vice
President |
2012 |
Senior
Managing Director, Invesco Ltd.; Director, Chairman,
President,
and Chief Executive Officer, Invesco Advisers, Inc.
(formerly
known as Invesco Institutional (N.A.), Inc.) (registered
investment
adviser); Director, Invesco Mortgage Capital, Inc. and
Invesco
Senior Secured Management, Inc.; Senior Vice President,
The
Invesco Funds; President, SNW Asset Management
Corporation
and Invesco Managed Accounts, LLC; Chairman and
Director,
Invesco Private Capital, Inc.; Chairman and Director,
INVESCO
Private Capital Investments, Inc;. Chairman and
Director,
INVESCO Realty, Inc.; and Senior Vice President,
Invesco
Group Services, Inc.
Formerly:
Senior Vice President, Invesco Management Group,
Inc.
and Invesco Advisers, Inc.; Assistant Vice President, The
Invesco
Funds |
Adrien
Deberghes – 1967
|
Principal
Financial
Officer,
Treasurer
and
Vice
President |
2020 |
Head
of the Fund Office of the CFO and Fund Administration;
Vice
President, Invesco Advisers, Inc.; Principal Financial Officer,
Treasurer
and Vice President, The Invesco Funds; Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust
Formerly:
Senior Vice President and Treasurer, Fidelity
Investments |
Crissie
M. Wisdom – 1969
|
Anti-Money
Laundering
Compliance
Officer |
2013 |
Anti-Money
Laundering and OFAC Compliance Officer for Invesco
U.S.
entities including: Invesco Advisers, Inc. and its affiliates,
Invesco
Capital Markets, Inc., Invesco Distributors, Inc., Invesco
Investment
Services, Inc., The Invesco Funds, Invesco Capital
Management,
LLC, Invesco Trust Company; and Fraud
Prevention
Manager for Invesco Investment Services, Inc. |
Todd
F. Kuehl – 1969 |
Chief
Compliance
Officer
and
Senior
Vice
President |
2020 |
Chief
Compliance Officer, Invesco Advisers, Inc. (registered
investment
adviser); and Chief Compliance Officer and Senior
Vice
President, The Invesco Funds
Formerly:
Managing Director and Chief Compliance Officer, Legg
Mason
(Mutual Funds); Chief Compliance Officer, Legg Mason
Private
Portfolio Group (registered investment adviser) |
Michael
McMaster – 1962 |
Chief
Tax
Officer,
Vice |
2020 |
Head
of Global Fund Services Tax; Chief Tax Officer, Vice
President
and Assistant Treasurer, The Invesco Funds; Vice
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
President
and
Assistant
Treasurer |
|
President,
Invesco Advisers, Inc.; Assistant Treasurer, Invesco
Capital
Management LLC, Assistant Treasurer and Chief Tax
Officer,
Invesco Exchange-Traded Fund Trust, Invesco Exchange-
Traded
Fund Trust II, Invesco India Exchange-Traded Fund Trust,
Invesco
Actively Managed Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Commodity Fund Trust and
Invesco
Exchange-Traded Self-Indexed Fund Trust; Assistant
Treasurer,
Invesco Specialized Products, LLC
Formerly:
Senior Vice President – Managing Director of Tax
Services,
U.S. Bank Global Fund Services
(GFS) |
Name
of Trustee |
Dollar
Range of Equity Securities Per Fund |
Aggregate
Dollar Range of Equity
Securities
in All Registered
Investment
Companies Overseen
by
Trustee in Invesco Funds |
Interested
Person |
|
|
Martin
L. Flanagan |
Invesco
EQV European Equity Fund
(Over
$100,000) |
Over
$100,000 |
|
Invesco
EQV International Equity Fund
(Over
$100,000) |
|
| ||
Independent
Trustees |
|
|
Beth
Ann Brown |
None |
Over
$100,000 |
| ||
Cynthia
Hostetler |
None |
Over
$100,0002
|
| ||
Eli
Jones |
Invesco
Global Focus Fund ($50,001 -
$100,000) |
Over
$100,0002
|
|
Invesco
Global Opportunities Fund
($50,001
- $100,000) |
|
| ||
Elizabeth
Krentzman |
|
Over
$100,000 |
|
Invesco
EQV Asia Pacific Equity Fund
($10,001
- $50,000) |
|
|
Invesco
Global Focus Fund ($10,001 -
$50,000) |
|
|
Invesco
Oppenheimer International
Growth
Fund ($10,001 - $50,000) |
|
| ||
Anthony
J. LaCava, Jr.
|
Invesco
Global Focus Fund ($50,001 -
$100,000) |
Over
$100,0002
|
|
Invesco
Oppenheimer International
Growth
Fund ($50,001 - $100,000) |
|
| ||
Prema
Mathai-Davis |
Invesco
EQV Asia Pacific Equity Fund
(Over
$100,000) |
Over
$100,0002
|
|
Invesco
Global Focus Fund (Over
$100,000) |
|
|
Invesco
Oppenheimer International
Growth
Fund (Over $100,000) |
|
| ||
Joel
W. Motley |
Invesco
Global Fund (Over $100,000) |
Over
$100,0002
|
|
Invesco
Global Opportunities Fund
(Over
$100,000) |
|
|
Invesco
Oppenheimer International
Growth
Fund ($100,000) |
|
| ||
Teresa
M. Ressel |
Invesco
EQV Asia Pacific Equity Fund
($10,001
- $50,000) |
Over
$100,000 |
| ||
Ann
Barnett Stern |
Invesco
Global Opportunities Fund
(Over
$100,000) |
Over
$100,0002
|
| ||
Robert
C. Troccoli |
Invesco
Global Opportunities Fund
($50,001
- $100,000) |
Over
$100,0002
|
|
Invesco
EQV International Equity Fund
(Over
$100,000) |
|
Name
of Trustee |
Dollar
Range of Equity Securities Per Fund |
Aggregate
Dollar Range of Equity
Securities
in All Registered
Investment
Companies Overseen
by
Trustee in Invesco Funds |
| ||
Daniel
S. Vandivort |
Invesco
Global Opportunities Fund
(Over
$100,000) |
Over
$100,0002
|
|
Invesco
International Small-Mid
Company
Fund ($50,001 - $100,000) |
|
| ||
Christopher
L. Wilson |
Invesco
Global Focus Fund (Over
$100,000) |
Over
$100,0002
|
|
Invesco
Global Opportunities Fund
($10,001
- $50,000) |
|
Trustee |
Aggregate
Compensation
From
the Trust(1)
|
Retirement
Benefits
Accrued
by
All Invesco
Funds |
Estimated
Annual
Benefits
Upon
Retirement(2)
|
Total
Compensation
From
All Invesco Funds Paid to
the
Trustees(3)
|
Independent
Trustees(4) |
|
|
|
|
Beth
Ann Brown |
$39,902
|
— |
— |
$428,989
|
Cynthia
Hostetler |
41,833
|
— |
— |
443,985
|
Eli
Jones |
38,232
|
— |
— |
403,989
|
Elizabeth
Krentzman |
42,782
|
— |
— |
461,485
|
Anthony
J. LaCava, Jr. |
43,593
|
— |
— |
466,263
|
Prema
Mathai-Davis |
38,472
|
— |
$205,000
|
398,989
|
Joel
W. Motley |
38,237
|
— |
— |
406,489
|
Teresa
M. Ressel |
39,955
|
— |
— |
422,589
|
Ann
Barnett Stern |
39,949
|
— |
— |
430,089
|
Robert
C. Troccoli |
39,667
|
— |
— |
418,989
|
Daniel
S. Vandivort |
38,991
|
— |
— |
420,089
|
Christopher
L. Wilson |
67,290
|
— |
— |
690,933 |
Draft |
: |
Final |
Version |
: |
8 |
Effective
Date |
: |
May
25, 2020 |
Sr.
# |
Circular
Number |
Date |
1. |
SEBI/IMD/CIR
No 18 / 198647 /2010 |
March
15, 2010 |
2. |
E-mail
from SEBI |
June
23, 2011 |
3. |
CIR/IMD/DF/05/2014 |
March
24, 2014 |
4. |
SEBI/HO/IMD/DF2/CIR/P/2016/68 |
August
10, 2016 |
5. |
CIR/CFD/CMD1/168/2019 |
December
24, 2019 |
Taher
Badshah
Head
– Equity |
Sujoy
Das
Head
- Fixed Income |
Suresh
Jakhotiya
Head
- Compliance & Risk |
| ||
Neelesh
Dhamnaskar
Fund
Manager |
Kavita
Bhanej
Vice
President - Operations |
|
Saurabh
Nanavati
Chief
Executive Officer |
Ketan
Ugrankar
COO
& CFO |
Version |
Date |
Description |
Initiator |
Approved
by |
1.0 |
September 2,
2010 |
Initial
Adoption of Voting Policy |
Suresh
Jakhotiya |
Board of
Religare Invesco AMC
and Trustees
at board meetings
held on
September 16, 2010. |
2.0 |
June 28,
2011 |
Policy
amended pursuant to SEBI
e-mail dated
June 23, 2011 |
Suresh
Jakhotiya |
Board of
Religare Invesco AMC
and Trustees
at board meetings
held on July
13, 2011. |
3.0 |
May 23,
2014 |
Policy
amended pursuant to SEBI
circular
dated March 24, 2014 |
Suresh
Jakhotiya |
Board of
Religare Invesco AMC
and Trustees
at board meetings
held on May
22, 2014 and
May 23, 2014
respectively. |
3.1 |
July 5,
2016 |
Names of AMC
and Trustee
Company were
changed to
reflect new
names and logo was
changed |
Suresh
Jakhotiya |
N.A. |
4 |
November 18,
2016 |
Amended
Policy pursuant to SEBI
circular
dated August 10, 2016 and
for the
purpose of IAMI’s
application
to SEC for registration
as an
advisor. |
Suresh
Jakhotiya |
Board of
IAMI & ITPL at their
meetings
held on
November 18,
2016 and
November 25,
2016, respectively. |
5 |
May 5,
2017 |
Reviewed and
no changes
to be
made |
Suresh
Jakhotiya |
N.A. |
6 |
May 31,
2018 |
Changes in
the
voting
policy guidelines. |
Suresh
Jakhotiya |
Board of
IAMI & ITPL at their
meetings
held on July 13, 2018
respectively. |
7 |
May 9,
2019 |
Reviewed and
changes made
w.r.t voting
for holdings in
arbitrage
fund |
Suresh
Jakhotiya |
Will be
placed before the
Board of
IAMI and ITC for
noting at
their forthcoming
meetings. |
8 |
May 25,
2020 |
Reviewed and
changes made
pursuant to
Stewardship code
introduced
by SEBI vide SEBI
Circular
dated
December 24,
2019 |
Suresh
Jakhotiya |
Will be
placed before the
Board of
IAMI and ITC for
noting at
their forthcoming
meetings. |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
GSVF
LLC
Kirk
Albert
Seattle,
WA |
- |
- |
5.50% |
- |
- |
- |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
100.00%* |
100.00%* |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
- |
- |
13.76% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Attn:
Mutual Funds Dept. 4th
Fl.
499
Washington Blvd.
Jersey
City, NJ 07310-1995 |
- |
- |
- |
15.88% |
- |
- |
Natixis
c/o
Fund Solutions Dept.
47
Quai D’Austerlitz
Paris
France 75013 |
- |
- |
- |
51.61% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd
Avenue S.
Minneapolis,
MN 55402-2405 |
- |
5.30% |
- |
8.60% |
- |
- |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
26.02% |
- |
- |
- |
- |
- |
Edward
D. Jones & Company
For
the Benefit of Customers
12555
Manchester Road
St.
Louis, MO 63131-3710 |
8.45% |
- |
- |
- |
- |
15.33% |
JP
Morgan Securities LLC
For
the Exclusive Benefit of Our Customers
4
Chase Metrotech Ctr.
Brooklyn,
NY 11245-0001 |
- |
5.31% |
- |
- |
- |
12.60% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
10.06% |
- |
- |
- |
- |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plz. Fl. 12
New
York, NY 10004-1932 |
- |
8.32% |
- |
9.01% |
- |
- |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd. Fl. 5
Jersey
City, NJ 07310-2010 |
7.29% |
9.51% |
- |
21.38% |
- |
70.30% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
5.74% |
- |
- |
- |
- |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
- |
- |
- |
5.49% |
- |
- |
UBS
WM USA
Omni
Account M/F
Attn:
Department Manager
Spec
CDY A/C Excl Ben Cust UBSFSI
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
- |
- |
16.01% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R6 Shares |
Investor
Shares |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
7.92% |
- |
- |
- |
- |
- |
Charles
Schwab & Company Inc.
Special
Custody Account FBO CustomersAttn: Mutual
Funds
211
Main Street
San
Francisco, CA 94105-1905 |
- |
- |
- |
5.78% |
- |
20.12% |
Edward
D. Jones & Company
For
the Benefit of Customers
12555
Manchester Road
St.
Louis, MO 63131-3710 |
5.81% |
- |
- |
- |
53.70% |
- |
John
Hancock Trust Company LLC
690
Canton Street, Suite 100
Westwood,
MA 02090-2324 |
- |
- |
- |
- |
24.92% |
- |
Merrill
Lynch Pierce Fenner & Smith
FBO
the Sole Benefit of Customers
Attn:
Fund Administration
4800
Deer Lake Dr. East 2nd Floor
Jacksonville,
FL 32246-6484 |
6.09% |
- |
- |
- |
- |
- |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plz. Fl. 12
New
York, NY 10004-1932 |
10.64% |
10.17% |
- |
25.76% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R6 Shares |
Investor
Shares |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd. Fl. 5
Jersey
City, NJ 07310-2010 |
7.56% |
7.62% |
- |
44.88% |
13.56% |
12.14% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.28% |
12.16% |
- |
- |
- |
- |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33706-1102 |
- |
11.61% |
- |
- |
- |
- |
Reliance
Trust Co. Cust
FBO
MassMutual Omnibus PLL/SMF
P.O.
Box 78446
Atlanta,
GA 30357-2446 |
- |
- |
10.56% |
- |
- |
- |
State
Street Bank and Trust as Cust.
FBO
ADP Access Product
1
Lincoln Stotech Ctr. Fl. 6
Boston,
MA 02111 |
- |
- |
10.16% |
- |
- |
- |
UBS
WM USA
Omni
Account M/F
Attn:
Department Manager
Spec
CDY A/C Excl Ben Cust UBS FSI
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
7.74% |
- |
- |
- |
- |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
- |
13.50% |
- |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
13.45% |
- |
- |
- |
- |
- |
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
- |
- |
- |
6.32% |
- |
- |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
33.63% |
13.23% |
- |
- |
- |
72.29% |
John
Hancock Trust Company LLC
JHRPS-Trading
Ops – ST6
200
Berkeley St. FL 3
Boston,
MA 02116-5030 |
- |
- |
- |
- |
19.67% |
- |
Local
& Co. Nmnee Trust Co. of TOL3
1630
Timber Wolf Dr.
Holland,
OH 43528-8303 |
- |
- |
- |
- |
9.27% |
- |
Massachusetts
Mutual Life Ins. Co.
1295
State St.
Springfield,
MA 01111-0001 |
- |
- |
6.12% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Maureen
K. Wolfson Ttee
Equitable
Life for Separate Acct.
On
Behalf of Various 401K Expeditor
Ken
Butka-Equitable
200
Plaza Dr. HM/2
Secaucus,
NJ 07094-3607 |
- |
- |
8.07% |
- |
- |
- |
Merrill
Lynch Pierce Fenner & Smith
FBO
the Sole Benefit of Customers
Attn:
Fund Administration
4800
Deer Lake Dr. East 2nd Floor
Jacksonville,
FL 32246-6484 |
5.60% |
- |
- |
6.78% |
- |
6.17% |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plz. Fl. 12
New
York, NY 10004-1932 |
- |
11.61% |
- |
20.09% |
- |
- |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd. Fl. 5
Jersey
City, NJ 07310-2010 |
- |
7.14% |
- |
11.15% |
23.61% |
13.44% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
- |
- |
7.09% |
- |
- |
State
Street Bank and Trust as Cust
FBO
ADP Access Product
1
Lincoln Stotech Ctr. Fl. 6
Boston,
MA 02111 |
- |
- |
16.99% |
- |
- |
- |
Stifel
Nicolaus & Co. Inc.
Exclusive
Benefit of Customers
501
N. Broadway
Saint
Louis, MO 63102-2137 |
- |
- |
- |
13.00% |
- |
- |
Talcott
Resolution Life Ins. Co.
Account
401K
P.O.
Box 5051
Hartford,
CT 06102-5051 |
- |
- |
10.35% |
- |
- |
- |
UBS
WM USA
Omni
Account M/F
Attn:
Department Manager
Spec
Cdy A/C Excl Ben Cust UBSFSI
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
5.37% |
- |
7.95% |
- |
- |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of
Customer
2801
Market Street
St.
Louis, MO 63103-2523 |
- |
5.76% |
- |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
- |
6.71% |
- |
8.04% |
- |
- |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
8.38% |
- |
- |
- |
- |
- |
Edward
D. Jones & Company
For
the Benefit of Customers
12555
Manchester Road
St.
Louis, MO 63131-3710 |
8.54% |
- |
- |
- |
- |
57.39% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
98.96% |
- |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO its Customers
1
New York Plaza Fl. 12
New
York, NY 10004-1932 |
- |
9.09% |
- |
16.71% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty St.
One
World Financial Center
Attn:
Mutual Funds 5th
Floor
New
York, NY 10281-1003 |
7.61% |
6.47% |
- |
14.02% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Attn:
Mutual Funds 4th
Floor
499
Washington Blvd.
Jersey
City, NJ 07310-1995 |
- |
- |
- |
- |
- |
13.36% |
Nationwide
Trust Co.
FSB
FBO Participating Ret PL NTC-PLNS
c/o
IPO Portfolio Accounting
P.O.
Box 182029
Columbus,
OH 43218-2029 |
- |
- |
- |
- |
- |
9.92% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
10.12% |
7.95% |
- |
21.33% |
- |
- |
Raymond
James
Omnibus
for Mutual Funds
House
A/C
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
- |
- |
- |
5.63% |
- |
- |
Sammons
Financial Network
4546
Corporate Dr. Ste. 100
West
Des Moines, IA 50266-5911 |
- |
- |
30.10% |
- |
- |
- |
Spec
Cdy A/C EBOC UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
5.08% |
- |
9.42% |
- |
- |
Stifel
Nicolaus & Co. Inc.
Exclusive
FBO Customers
501
N. Broadway
St.
Louis, MO 63102-2137 |
- |
5.65% |
- |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd Ave. South
Minneapolis,
MN 55402-2405 |
- |
- |
- |
5.42% |
- |
- |
Edward
D. Jones & Company
For
the Benefit of Customers
12555
Manchester Road
St.
Louis, MO 63131-3710 |
- |
- |
- |
- |
- |
9.31% |
Hartford
Life Insurance Co.
Separate
Account 401K
Attn:
UIT Operations
P.O.
Box 2999
Hartford,
CT 06104-2999 |
- |
- |
9.13% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
100.00%* |
- |
Invesco
Growth Allocation Fund
Fund
Omnibus Account – KGHL
11
Greenway Plz. Ste. 2500
Houston,
TX 77046-1188 |
- |
- |
- |
- |
- |
5.00% |
John
Hancock Life Ins. Co. USA
JHRPS-
Trading Ops. – ST6
200
Berkeley St.
Boston,
MA 02116-5023 |
- |
- |
- |
9.26% |
- |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
- |
- |
7.86% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty St.
One
World Financial Center
Attn:
Mutual Funds 5th
Floor
New
York, NY 10281-1003 |
6.99% |
6.70% |
- |
15.56% |
- |
14.48% |
Oppenheimer
Portfolio Series
Active
Allocation
Attn:
Cynthia Smith
11
Greenway Plaza, Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
10.06% |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Cynthia Smith
11
Greenway Plaza, Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
6.98% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
8.17% |
- |
6.96% |
- |
- |
State
Street Bank & Trust
As
Tr. & Cust. FBO ADP Access
1
Lincoln Street
Boston,
MA 02111-2900 |
- |
- |
7.77% |
- |
- |
- |
Wells
Fargo Clearing Services LLC
Special
Custody A/C for the Exclusive FBO Customer
2801
Market Street
St.
Louis, MO 63103-2523 |
- |
- |
- |
6.18% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
5.01% |
- |
- |
- |
- |
Charles
Schwab & Company Inc.
Attn:
Mutual Funds Ops.
211
Main Street
San
Francisco, CA 94105-1905 |
- |
- |
6.22% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Edward
D. Jones & Company
For
the Benefit of Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710 |
6.43% |
- |
- |
- |
70.76% |
Great-West
Trust Company LLC Ttee.
FBO
Employee Benefits Clients 401k
Omniortr.
8515
E Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002 |
- |
- |
- |
- |
5.81% |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
- |
5.41% |
- |
- |
Merrill
Lynch Pierce Fenner & Smith
FBO
the Sole Benefit of Customers
Attn:
Fund Administration
4800
Deer Lake Dr. East 2nd
Floor
Jacksonville,
FL 32246-6484 |
- |
- |
5.74% |
- |
10.68% |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plz. Fl. 12
New
York, NY 10004-1932 |
13.71% |
- |
15.89% |
- |
- |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd. Fl. 5
Jersey
City, NJ 07310-2010 |
6.01% |
- |
7.77% |
91.88% |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.19% |
6.28% |
6.49% |
5.21% |
- |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
- |
- |
5.30% |
- |
- |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
- |
7.09% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
- |
11.30% |
- |
15.93% |
- |
- |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
8.88% |
- |
- |
- |
- |
71.05% |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
5.57% |
- |
10.37% |
- |
- |
Mass
Mutual Life Insurance Co.
Separate
Investment A/C
1295
State Street MIP M200-INVST
Springfield,
MA 01111-0001 |
- |
- |
6.06% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Merrill
Lynch Pierce Fenner & Smith
For
the Sole Benefit of Its Customers
Attn:
Fund Admin.
4800
Deer Lake Drive E., Floor 3
Jacksonville,
FL 32246-6484 |
- |
- |
- |
6.80% |
- |
- |
Morgan
Stanley Smith Barney
For
the Exclusive FBO its Customers
1
New York Plaza, Floor 12
New
York, NY 10004-1932 |
- |
5.38% |
- |
6.53% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
11.06% |
6.82% |
- |
11.28% |
- |
6.20% |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Mutual
Funds
499
Washington Blvd. Fl. 5
Jersey
City, NJ 07310-2010 |
- |
- |
- |
- |
79.75% |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.29% |
7.99% |
- |
10.60% |
19.28% |
- |
Reliance
Trust Co. FBO
MassMutual
Registered Product
P.O.
Box 78446
Atlanta,
GA 30357-2446 |
- |
- |
- |
- |
- |
5.23% |
Sammons
Financial Network
4546
Corporate Dr. Ste. 100
West
Des Moines, IA 50266-5911 |
- |
- |
19.76% |
- |
- |
- |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market St.
St.
Louis, MO 63103-2523 |
- |
11.45% |
- |
6.21% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Investor
Shares |
American
Enterprise Investment Svc.
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
- |
- |
- |
7.50% |
- |
- |
- |
Central
Iowa Carpenters Pension
Fund
Pen PL Dtd 01/26/2009
3001
Metro Dr. Ste. 500
Bloomington,
MN 55425-1617 |
- |
- |
- |
- |
- |
99.72% |
- |
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO
Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
- |
- |
- |
- |
- |
- |
8.76% |
Edward
D. Jones & Company
For
the Benefit of Customers
12555
Manchester Road
St.
Louis, MO 63131-3710 |
12.47% |
6.58% |
8.83% |
17.87% |
- |
- |
- |
Invesco
Group Services Inc.
1555
Peachtree St. NE
4th
Floor General Ledger Accounting
Atlanta,
GA 30309-2460 |
- |
- |
- |
- |
80.86% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Investor
Shares |
J.
A. Martin CPA
Jill
A. Martin
Roswell,
GA |
- |
- |
5.05% |
- |
- |
- |
- |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd. FL 5
Jersey
City, NJ 07310-2010 |
- |
- |
- |
22.40% |
- |
- |
5.16% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
- |
- |
27.16% |
- |
- |
- |
Powell
& Martello PC
Christopher
Powell
Bourbonnais,
IL |
- |
- |
5.30% |
- |
- |
- |
- |
State
Street Bank and Trust as Cust.
FBO
ADP Access Product
1
Lincoln Stotech Ctr. Fl. 6
Boston,
MA 02111 |
- |
- |
- |
- |
17.85% |
- |
- |
Steven
Flynn
Sunset
Beach, CA |
- |
- |
5.45% |
- |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue South
Minneapolis,
MN 55402-2405 |
- |
- |
- |
10.86% |
- |
- |
Charles
Schwab & Co., Inc.
Special
Custody A/C FBO Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1905 |
- |
10.78% |
- |
23.25% |
- |
- |
Lincoln
Retirement Services Co.
FBO
Exeter Health Res. 457(b) RSP
PO
Box 7876
Fort
Wayne, IN 46801-7876 |
- |
- |
- |
- |
5.73% |
- |
Lincoln
Retirement Services Co.
FBO
Exeter Health Resources 403b
PO
Box 7876
Fort
Wayne, IN 46801-7876 |
- |
- |
- |
- |
94.14% |
- |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO its Customers
1
New York Plaza FL 12
New
York, NY 10004-1932 |
5.58% |
5.63% |
- |
16.87% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th Floor
New
York, NY 10281-1003 |
5.95% |
- |
- |
12.25% |
- |
- |
Oppenheimer
International Diversified Fund
Attn:
Cynthia Smith
11
Greenway Plz. Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
95.49% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
- |
- |
10.99% |
- |
- |
Sammons
Financial Network
4546
Corporate Drive, Suite 100
West
Des Moines, IA 50266-5911 |
- |
- |
18.52% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
State
Street Bank & Trust As Tr. & Cust.
FBO
ADP Access
1
Lincoln Street
Boston,
MA 02111-2900 |
- |
- |
5.62% |
- |
- |
- |
Voya
Institutional Trust Co.
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
- |
- |
32.14% |
- |
- |
- |
Wells
Fargo Clearing Services LLC
Special
Custody A/C For the Exclusive FBO Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
- |
8.37% |
- |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Charles
D. Schwab & Co. Inc.
Special
Custody Acct. FBO Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1905 |
20.52% |
- |
- |
- |
- |
- |
David
J. Crandall
Fox
River Grove, IL |
- |
- |
13.10% |
- |
- |
- |
Edward
D. Jones & Company
For
the Benefit of Customers
12555
Manchester Road
St.
Louis, MO 63131-3710 |
12.53% |
10.41% |
- |
9.00% |
- |
- |
Innovation
Inc.
Lital
Barkan Rosenberg
Stevenson
Ranch, CA |
- |
5.21% |
- |
- |
- |
- |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
100.00%* |
- |
Invesco
Growth Allocation Fund
Fund
Omnibus Account KGHL
11
Greenway Plz. Ste. 2500
Houston,
TX 77046-1188 |
- |
- |
- |
- |
- |
12.56% |
ITC
Cust. IRA
FBO
Janet E. Ford
San
Diego, CA |
- |
5.43% |
- |
- |
- |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
- |
- |
45.31% |
- |
- |
MAC
& Co. Acct.
Attn:
Mutual Funds Operation
500
Grant Street Room 151-1010
Pittsburgh,
PA 15219-2502 |
- |
- |
- |
- |
- |
20.54% |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plz. Fl. 12
New
York, NY 10004-1932 |
- |
6.70% |
- |
- |
- |
- |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd. Fl. 5
Jersey
City, NJ 07310-2010 |
- |
- |
- |
9.68% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Natixis
c/o
Fund Solutions Dept.
47
Quai D’Austerlitz
Paris
France 75013 |
- |
- |
- |
23.95% |
- |
- |
Oppenheimer
Portfolio Series
Active
Allocation
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
- |
- |
- |
- |
- |
26.15% |
Oppenheimer
Portfolio Series
Growth
Investor Fund
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
- |
- |
- |
- |
- |
11.68% |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Cynthia Smith
11
Greenway Plz. Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
21.50% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0002 |
- |
9.59% |
- |
- |
- |
- |
TD
Ameritrade Inc.
FBO
Our Customers
P.O.
Box 2226
Omaha,
NE 68103-2226 |
23.82% |
- |
- |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
|
American
Enterprise Investment Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
- |
7.53% |
- |
8.55% |
- |
- |
|
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
14.69% |
- |
- |
24.05% |
- |
- |
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Road
St.
Louis, MO 63131-3710 |
- |
- |
- |
- |
- |
22.79% |
|
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
7.71% |
- |
5.03% |
- |
- |
|
Matrix
Trust Company Cust. FBO
Eclipse
Messenger Service
717
17th Street, Suite 1300
Denver,
CO 80202-3304 |
- |
- |
- |
- |
10.18% |
- |
|
Matrix
Trust Company Cust. FBO
Tiger
Tails Animal Hospital 401k
717
17th Street, Suite 1300
Denver,
CO 80202-3304 |
- |
- |
- |
- |
5.61% |
- |
|
Matrix
Trust Company Cust. FBO
UOC
USA Inc 401k Pl.
717
17th Street, Suite 1300
Denver,
CO 80202-3304 |
- |
- |
- |
- |
8.90% |
- |
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
|
Merrill
Lynch Pierce Fenner & Smith
For
The Sole Benefit of its Customers
Attn:
Fund Administration
4800
Deer Lake Drive East, Fl. 3
Jacksonville,
FL 32246-6484 |
5.40% |
- |
- |
- |
- |
- |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO its Customers
1
New York Plaza Fl. 12
New
York, NY 10004-1932 |
5.30% |
- |
- |
13.72% |
- |
- |
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds 5th
Floor
New
York, NY 10281-1003 |
13.16% |
8.75% |
- |
14.01% |
- |
9.34% |
|
Oppenheimer
International Diversified Fund
Attn:
Cynthia Smith
11
Greenway Plz. Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
39.69% |
|
PAI
Trustco Inc.
Louis
W. Apostolakis MD PA 401(k)
De
Pere, WI |
- |
- |
- |
- |
63.91% |
- |
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
7.17% |
- |
5.34% |
- |
- |
|
Raymond
James
Omnibus
for Mutual Funds
House
A/C
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
- |
6.28% |
- |
- |
- |
- |
|
Sammons
Financial Network
4546
Corporate Dr. Ste. 100
West
Des Moines, IA 50266-5911 |
- |
- |
50.72% |
- |
- |
- |
|
Spec
Cdy A/C EBOC UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
- |
- |
6.46% |
- |
- |
|
Wells
Fargo Clearing Services LLC
Special
Custody A/C for the
Exclusive
FBO Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
- |
14.65% |
- |
- |
- |
- |
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
|
Amy
Berlin MD Inc.
Amy
Berlin
Walnut,
CA |
- |
- |
35.70% |
- |
- |
- |
|
Belltower
Vortex
Boris
McGiver
West
Fulton, NY |
- |
- |
5.62% |
- |
- |
- | |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St NE, Ste. 1800
Atlanta,
GA 30309-2499 |
- |
8.25% |
- |
7.26% |
100.00%* |
10.41% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
|
ITC
Bereford
Company
Nicolas
Thornton
Detroit,
MI |
- |
9.56% |
- |
- |
- |
- | |
ITC
Irvington
UFSD
Amy
Blackwell
Hastings
on Hudson, NY |
- |
- |
9.09% |
- |
- |
- | |
ITC
Customer IRA
FBO
Joel T. Block
Rio
Rico, AZ |
7.37% |
- |
- |
- |
- |
- | |
ITC
Customer IRA
FBO
Judith Anne Chamberlin
Ridgeway,
CO |
5.74% |
- |
- |
- |
- |
- | |
ITC
Customer IRA
FBO
Susan Johanningmeier
Quasqueton
IA |
- |
5.29% |
- |
- |
- |
- | |
KSCARR
Holding
Kimberly
Carr
Greer,
SC |
5.45% |
- |
- |
- |
- |
- | |
Mac
& Company Account 1525 William Penn
PlaceP.O.
Box 3198Pittsburgh, PA 15230-3198 |
- |
- |
- |
- |
- |
10.27% | |
Mac
& Company Account 2
525
William Penn Place
P.O.
Box 3198
Pittsburgh,
PA 15230-3198 |
- |
- |
- |
- |
- |
79.32% | |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd. FL 5
Jersey
City, NJ 07310-2010 |
10.36% |
- |
- |
24.10% |
- |
- | |
Natixis
c/o
Fund Solutions Dept.
47
Quai D’Austerlitz
Paris
France 75013 |
- |
- |
- |
20.74% |
- |
- | |
On
Location 360 Inc.
Askia
Jacob
New
York, NY |
- |
- |
8.26% |
- |
- |
- | |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
50.70% |
- |
43.90% |
- |
- | |
Sabina
Louise Pierce LLC
Sabina
L. Pierce
Philadelphia,
PA |
- |
10.67% |
- |
- |
- |
- | |
TD
Ameritrade Inc.
FBO
Our Customers
P.O.
Box 2226
Omaha,
NE 68103-2226 |
7.56% |
- |
- |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
- |
7.78% |
- |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Charles
Schwab & Co. Inc.
Special
Custody Account for Benefit of Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
6.60% |
- |
- |
- |
- |
- |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
10.88% |
- |
- |
- |
- |
11.03% |
Hartford
Life Insurance Co.
Separate
Account 401k
Attn:
UIT Operations
P.
O. Box 2999
Hartford,
CT 06104-2999 |
- |
- |
5.43% |
- |
- |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
5.67% |
- |
- |
- |
- |
Matrix
Trustco. Cust. FBO
Seps
Inc. 401k Retirement Saving
PO
Box 52129
Phoenix,
AZ 85072-2129 |
- |
- |
- |
- |
5.58% |
- |
Merrill
Lynch Pierce Fenner & Smith
For
the Sole Benefit of Its Customers
Attn:
Fund Admin.4800 Deer Lake Drive E. Fl. 3
Jacksonville,
FL 32246-6484 |
10.97% |
- |
- |
12.21% |
- |
7.89% |
Minnesota
Life Insurance Co.
400
Robert St. N. Ste. A
St.
Paul, MN 55101-2099 |
- |
- |
- |
- |
94.34% |
- |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Floor 12
New
York, NY 10004-1932 |
- |
7.40% |
- |
16.68% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th Floor
New
York, NY 10281-1003 |
6.91% |
7.64% |
- |
19.36% |
- |
9.24% |
Oppenheimer
International Diversified Fund
Attn:
Cynthia Smith
11
Greenway Plz. Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
16.14% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
6.27% |
10.64% |
- |
11.71% |
- |
- |
Sammons
Financial Network
4546
Corporate Drive, Suite 100
West
Des Moines, IA 50266-5911 |
- |
- |
27.62% |
- |
- |
- |
Special
Custody A/C EBOC UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Boulevard
Weehawken,
NJ 07086-6761 |
- |
5.20% |
- |
- |
- |
- |
State
Street Bank & Trust As Tr. & Cust.
FBO
ADP Access
1
Lincoln Street
Boston,
MA 02111-2900 |
- |
- |
9.09% |
- |
- |
- |
TD
Ameritrade, Inc.
FBO
Our Customers
P.
O. Box 2226
Omaha,
NE 68103-2226 |
- |
- |
- |
- |
- |
12.37% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Voya
Institutional Trust Co.
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
- |
- |
21.37% |
- |
- |
- |
Voya
Retirement Insurance & Annuity Company
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
- |
- |
5.44% |
- |
- |
- |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive FBO Customer
2801
Market Street
St.
Louis, MO 63103-2523 |
- |
11.75% |
- |
5.87% |
- |
- |
|
2021 |
2020 |
2019 | ||||||
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Invesco
EQV Asia
Pacific
Equity Fund |
$7,122,764 |
$(28,380) |
$7,094,384 |
$6,298,295 |
$(73,995) |
$6,224,300 |
$6,787,064 |
$(89,921) |
$6,697,143 |
Invesco
EQV European
Equity
Fund |
10,239,384 |
(24,767) |
10,214,617 |
9,846,998 |
(72,151) |
9,774,847 |
11,749,722 |
(107,642) |
11,642,080 |
Invesco
EQV
International
Equity
Fund |
32,134,975 |
(36,458) |
32,098,517 |
35,776,018 |
(142,626) |
35,633,392 |
48,622,308 |
(223,230) |
48,399,078 |
Invesco
Global Growth
Fund |
7,409,643 |
(124,549) |
7,285,094 |
5,002,246 |
(400,052) |
4,602,194 |
3,955,822 |
(325,214) |
3,630,608 |
Invesco
International
Core
Equity Fund |
542,388 |
(242,345) |
300,043 |
455,551 |
(281,087) |
174,464 |
553,428 |
(327,764) |
225,664 |
Invesco
International
Select
Equity Fund |
2,450,019 |
(509,257) |
1,940,762 |
1,297,592 |
(376,595) |
920,997 |
1,074,850 |
(340,872) |
733,978 |
Invesco
MSCI World
SRI
Index Fund |
15,207
|
(289,143) |
0 |
40,413 |
(182,847) |
0 |
55,269 |
(204,869) |
0 |
|
October
31, 2021 |
October
31, 2020 |
October
31, 2019 | ||||
Fund |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Paid |
Invesco
Advantage International Fund |
$105,832
|
$(303,116) |
$0 |
$300,064 |
$(392,084) |
$(92,020) |
$513,598 |
|
October
31, 2021 |
October
31, 2020 |
Six-Month
Period Ended
October
31, 2019 |
April
30, 2019 | ||||
Fund |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Paid |
Management
Fee
Paid |
Invesco
Global Focus Fund* |
$7,222,530 |
$(8,876) |
$7,213,654 |
$3,946,444 |
$(31,962) |
$3,914,482 |
$2,140,132 |
$4,723,358 |
*Prior
to October 31, 2019, the fiscal year end of the Fund was April
30. |
|
October
31, 2021 |
October
31, 2020 |
One-Month
Period Ended
October
31, 2019 |
September
30, 2019 | ||||
Fund |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Paid |
Management
Fee
Paid |
Invesco
Global Fund** |
$82,463,079
|
$(11,242) |
$82,451,837
|
$67,204,733 |
$(31,827) |
$67,172,906 |
$5,654,204 |
$68,851,030 |
Invesco
Global
Opportunities
Fund** |
61,366,554
|
(56,674) |
61,309,880
|
46,978,135 |
(87,893) |
46,890,242 |
3,972,710 |
52,825,588 |
**Prior
to October 31, 2019, the fiscal year end of the Fund was September
30. |
|
October
31, 2021 |
October
31, 2020 |
Eleven-Month
Period Ended
October
31, 2019 | ||||
Fund |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Paid |
Invesco
International Equity Fund*** |
$11,529,600
|
$(217,228) |
$11,312,372
|
$11,882,587 |
$(264,358) |
$11,618,229 |
$12,593,314 |
Invesco
Oppenheimer International Growth
Fund*** |
83,146,800
|
(286,167) |
82,860,633
|
87,015,081 |
(2,033,088) |
84,981,993 |
106,816,090 |
***Prior
to July 31, 2019, the fiscal year end of the Fund was November
30. |
|
October
31, 2021 |
October
31, 2020 |
Two-Month
Period Ended
October
31, 2019 |
August
31, 2019 | ||||
Fund |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Paid |
Management
Fee
Paid |
Invesco
International
Small-Mid
Company
Fund**** |
$76,030,810
|
$(40,312) |
$75,990,498
|
$67,671,451 |
$(189,752) |
$67,481,699 |
$12,677,770 |
$83,272,407 |
****Prior
to October 31, 2019, the fiscal year end of the Fund was August
31. |
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
Invesco
Advantage International Fund | ||
|
Mark
Ahnrud |
None |
|
John
Burrello |
$50,001
– $100,000 |
|
Chris
Devine |
None |
|
Scott
Hixon |
$100,001
– $500,000
|
|
Christian
Ulrich |
None |
|
Scott
Wolle |
None |
| ||
Invesco
EQV Asia Pacific Equity Fund | ||
|
Brent
Bates |
Over
$1,000,000 |
|
Shuxin
Cao |
Over
$1,000,000 |
|
Mark
Jason |
$100,001
– $500,000 |
|
Michael
Shaman1
|
$10,001
– $50,000 |
| ||
Invesco
EQV European Equity Fund | ||
|
Clas
Olsson |
Over
$1,000,000 |
|
Borge
Endresen |
$100,001
– $500,000 |
|
Mark
McDonnell1
|
$100,001
– $500,000 |
|
Richard
Nield |
$100,001
– $500,000 |
| ||
Invesco
EQV International Equity Fund | ||
|
Clas
Olsson |
Over
$1,000,000 |
|
Brent
Bates |
Over
$1,000,000 |
|
Mark
Jason |
Over
$1,000,000
|
|
Richard
Nield |
Over
$1,000,000 |
| ||
Invesco
Global Focus Fund | ||
|
Randall
Dishmon |
Over
$1,000,000 |
| ||
|
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
Invesco
Global Fund
| ||
|
John
Delano |
Over
$1,000,000 |
| ||
Invesco
Global Growth Fund | ||
|
John
Delano2
|
None |
| ||
Invesco
Global Opportunities Fund
| ||
|
Frank
Jennings |
Over
$1,000,000
|
|
Maire
Lane |
$100,001
– $500,000
|
| ||
Invesco
International Core Equity Fund | ||
|
Erik
Esselink |
$50,001
– $100,000
|
|
Andy
Tidby3
|
None |
|
Douglas
Turnbull3
|
None |
| ||
Invesco
International Equity Fund
| ||
|
James
C. Ayer |
$500,001
– $1,000,000
|
| ||
Invesco
International Select Equity Fund | ||
|
Jeff
Feng |
$500,001
– $1,000,000
|
|
Matt
Peden |
$500,001
– $1,000,000
|
| ||
Invesco
International Small-Mid Company Fund | ||
|
David
Nadel |
Over
$1,000,000 |
| ||
Invesco
MSCI World SRI Index Fund
| ||
|
Su-Jin
Fabian3
|
None |
|
Nils
Huter3
|
None |
|
Robert
Nakouzi3
|
None |
|
Daniel
Tsai |
None |
|
Ahmadreza
Vafaeimehr3
|
None |
| ||
Invesco
Oppenheimer International Growth Fund | ||
|
Robert
B. Dunphy |
Over
$1,000,000
|
|
George
R. Evans |
Over
$1,000,000 |
| ||
1
The Portfolio Manager began serving on the Fund effective February 28,
2022. All information is provided as of December 31,
2021. | ||
2
The Portfolio Manager began serving on the Fund effective December 9,
2021. All information is provided as of December 31,
2021. | ||
3
The portfolio manager is not domiciled in the United States. Accordingly,
the portfolio manager may not invest in the Fund. | ||
|
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
|
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Invesco
Advantage International Fund | ||||||
Mark
Ahnrud |
8 |
$8,647.6 |
16 |
$2,168.5 |
None |
None |
John
Burrello |
3 |
$1,983.5 |
None |
None |
None |
None |
Chris
Devine |
9 |
$9,153.4 |
17 |
$2,221.8 |
None |
None |
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
Scott
Hixon |
9 |
$9,153.4 |
17 |
$2,221.8 |
None |
None |
Christian
Ulrich |
8 |
$8,647.6 |
16 |
$2,168.5 |
None |
None |
Scott
Wolle |
9 |
$9,153.4 |
23 |
$5,215.4 |
None |
None |
Invesco
EQV Asia Pacific Equity Fund | ||||||
Brent
Bates |
6 |
$8,740.4 |
5 |
$478.6 |
4,2154
|
$2,241.24
|
Shuxin
Cao |
2 |
$2,950.9 |
5 |
$478.6 |
None |
None |
Mark
Jason |
7 |
$9,566.9 |
6 |
$576.8 |
4,2154
|
$2,241.24
|
Michael
Shaman1
|
None |
None |
None |
None |
None |
None |
Invesco
EQV European Equity Fund | ||||||
Clas
Olsson |
5 |
$6,115.0 |
10 |
$1,801.3 |
4,2154
|
$2,241.24
|
Borge
Endresen |
3 |
$3,229.4 |
1 |
$49.5 |
None |
None |
Mark
McDonnell1
|
None |
None |
None |
None |
None |
None |
Richard
Nield |
5 |
$6,115.0 |
11 |
$1,871.7 |
4,2144
|
$2,212.44
|
Invesco
EQV International Equity Fund | ||||||
Clas
Olsson |
5 |
$3,939.0 |
10 |
$1,801.3 |
4,2154
|
$2,241.24
|
Brent
Bates |
6 |
$6,134.2 |
5 |
$478.6 |
4,2154
|
$2,241.24
|
Mark
Jason |
7 |
$6,960.8 |
6 |
$576.8 |
4,2154
|
$2,241.24
|
Richard
Nield |
5 |
$3,939.0 |
11 |
$1,871.7 |
4,2144
|
$2,212.44
|
Invesco
Global Focus Fund | ||||||
Randall
Dishmon |
None |
None |
6 |
$1,978.9 |
34
|
$1,145.84
|
|
|
|
|
|
|
|
Invesco
Global Fund | ||||||
John
Delano |
8 |
$10,260.3 |
3 |
$163.3 |
54
|
$145.64
|
Invesco
Global Growth Fund | ||||||
John
Delano2
|
9 |
$23,533.1 |
3 |
$219.3 |
54
|
$147.94
|
|
|
|
|
|
|
|
Invesco
Global Opportunities Fund | ||||||
Frank
Jennings |
None |
None |
1 |
$158.5 |
None |
None |
Maire
Lane |
None |
None |
1 |
$158.5 |
None |
None |
|
|
|
|
|
|
|
Invesco
International Core Equity Fund | ||||||
Erik
Esselink
|
None |
None |
6 |
$2,432.2 |
184
|
$4.84
|
Andy
Tidby |
None |
None |
None |
None |
None |
None |
Douglas
Turnbull |
None |
None |
None |
None |
None |
None |
Invesco
International Equity Fund | ||||||
James
Ayer |
None |
None |
None |
None |
1 |
$4.1 |
|
|
|
|
|
|
|
Invesco
International Select Equity Fund | ||||||
Jeff
Feng |
2 |
$89.7 |
14 |
$9,197.1 |
None |
None |
Matt
Peden |
None |
None |
5 |
$3,079.0 |
None |
None |
|
|
|
|
|
|
|
Invesco
International Small-Mid Company Fund | ||||||
David
Nadel |
None |
None |
1 |
$25.0 |
None |
None |
Invesco
MSCI World SRI Index Fund | ||||||
Su-Jin
Fabian |
None |
None |
31 |
$6,673.0 |
685
|
$17,5815
|
Nils
Huter |
1 |
$54.0 |
31 |
$6,673.0 |
685
|
$17,5815
|
Robert
Nakouzi |
None |
None |
31 |
$6,673.0 |
685
|
$17,5815
|
Daniel
Tsai |
1 |
$54.0 |
31 |
$6,673.0 |
685
|
$17,5815
|
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
Ahmadreza
Vafaeimehr |
None |
None |
31 |
$6,673.0 |
685
|
$17,5815
|
Invesco
Oppenheimer International Growth Fund | ||||||
Robert
B. Dunphy |
1 |
$535.5 |
2 |
$512.5 |
3 |
$784.1 |
George
R. Evans |
2 |
$5,090.3 |
2 |
$512.5 |
3 |
$784.1 |
4
These are accounts of individual investors for which Invesco provides
investment advice. Invesco offers separately managed accounts that
are managed according
to
the investment models developed by its portfolio managers and used in
connection with the management of certain Invesco Funds. These
accounts may be
invested
in accordance with one or more of those investment models and investments
held in those accounts are traded in accordance with the applicable
models. | ||||||
5
This amount includes 4 funds that pay performance-based fees with $6.3M in
total assets under
management. |
Sub-Adviser |
Performance
time period5
|
Invesco6
|
One-,
Three- and Five-year performance against Fund peer group
|
Invesco
Canada6
| |
Invesco
Deutschland6
| |
Invesco
Hong Kong6
| |
Invesco
Asset Management6
| |
Invesco
India6
| |
Invesco
Listed Real Assets Division6
| |
Invesco
Senior Secured6,
7
|
Not
applicable |
Invesco
Capital6,
8
| |
Invesco
Japan |
One-,
Three- and Five-year performance |
| |
5
Rolling time periods based on calendar year-end. | |
6
Portfolio Managers may be granted an annual deferral award that vests on a
pro-rata basis over a four-year period. | |
7
Invesco Senior Secured’s bonus is based on annual measures of equity
return and standard tests of collateralization
performance. | |
8
Portfolio Managers for Invesco Capital base their bonus on Invesco results
as well as overall performance of Invesco
Capital. |
Fund |
2021 |
2020 |
2019 |
Invesco
Advantage International Fund |
$0 |
$6,906 |
$4,283 |
Invesco
EQV Asia Pacific Equity Fund |
116,628 |
98,568 |
118,574 |
Invesco
EQV European Equity Fund |
162,709 |
158,859 |
210,592 |
Invesco
EQV International Equity Fund |
535,285 |
610,787 |
774,627 |
Invesco
Global Growth Fund |
138,788 |
91,322 |
82,517 |
Invesco
International Core Equity Fund |
10,747 |
8,510 |
17,131 |
Invesco
International Select Equity Fund |
42,703 |
15,738 |
21,999 |
Invesco
MSCI World SRI Index Fund |
1,611 |
1,161 |
9,355 |
Fund |
October
31, 2021 |
October
31, 2020 |
6
Months Ended
October
31, 2019 |
April
30, 2019 |
Invesco
Global Focus Fund* |
$133,634 |
$72,764 |
$32,055 |
$0 |
*Prior
to October 31, 2019, the fiscal year end of the Fund was April
30. |
Fund |
October
31, 2021 |
October
31, 2020 |
1
Month Ended
October
31, 2019 |
September
30, 2019 |
Invesco
Global Fund** |
$1,860,252 |
$1,519,217 |
$125,567 |
$525,391 |
Invesco
Global Opportunities Fund** |
1,335,799 |
1,029,955 |
85,583 |
377,574 |
**Prior
to October 31, 2019, the fiscal year end of the Fund was September
30. |
Fund |
October
31, 2021 |
October
31, 2020 |
11
Months Ended
October
31, 2019 |
Invesco
International Equity Fund*** |
$216,610 |
$228,962 |
$109,693 |
Invesco
Oppenheimer International Growth Fund*** |
1,808,744 |
1,940,317 |
1,009,533 |
***Prior
to July 31, 2019, the fiscal year end of the Fund was November
30. |
Fund |
October
31, 2021 |
October
31, 2020 |
2
Months Ended
October
31, 2019 |
August
31, 2019 |
Invesco
International Small-Mid Company
Fund**** |
$1,185,002 |
$1,076,540 |
$201,621 |
$321,242 |
****Prior
to October 31, 2019, the fiscal year end of the Fund was August
31. |
|
Total
$ Amount
of
Brokerage
Commissions
Paid1
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
|
2021 |
2020 |
2019 |
2021 |
2020 |
2019 |
2021 |
2021 |
Invesco
Advantage International Fund |
$15,467 |
$71,460 |
$60,771 |
$0 |
$0 |
N/A |
0% |
0% |
Invesco
EQV Asia Pacific Equity Fund |
366,302 |
568,620 |
350,343 |
628 |
0 |
$0 |
0.17 |
1.48 |
Invesco
EQV European Equity Fund |
660,979 |
1,016,508 |
793,050 |
469 |
0 |
N/A |
0.07 |
0.22 |
Invesco
EQV International Equity Fund |
3,605,893 |
6,000,600 |
5,948,846 |
2,982 |
13 |
N/A |
0.08 |
0.34 |
Invesco
Global Growth Fund |
784,508 |
722,863 |
447,611 |
12,241 |
2,153 |
2,069.14 |
1.56 |
4.59 |
Invesco
International Core Equity Fund |
66,003 |
80,236 |
73,045 |
793 |
0 |
N/A |
1.20 |
1.69 |
Invesco
International Select Equity Fund |
276,120 |
191,235 |
126,736 |
3,372 |
32 |
N/A |
1.22 |
1.89 |
Invesco
MSCI World SRI Index Fund |
1,367 |
6,047 |
5,289 |
0 |
0 |
N/A |
0 |
0 |
|
|
|
|
|||||
1
Disclosure regarding brokerage commissions is limited to commissions paid
on agency trades and designated as such on the trade
confirm. |
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||||
|
October
31,
2021 |
October
31,
2020 |
6
Months
Ended
October
31,
2019 |
April
30,
2019 |
October
31,
2021 |
October
31,
2020 |
6
Months
Ended
October
31,
2019 |
April
30,
2019 |
2021 |
2021 |
Invesco
Global Focus
Fund** |
$172,760 |
$152,992 |
$270,966 |
$319,686 |
$163 |
$313 |
N/A |
N/A |
0.09% |
0.15% |
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||||
|
October
31,
2021 |
October
31,
2020 |
1-Month
Ended
October
31,
2019 |
September
30,
2019 |
October
31,
2021 |
October
31,
2020 |
1-Month
Ended
October
31,
2019 |
September
30,
2019 |
2021 |
2021 |
Invesco
Global
Fund*** |
$1,379,539 |
$1,868,723 |
$190,1413
|
$1,750,132 |
$0 |
$0 |
N/A |
N/A |
0% |
0% |
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||||
|
October
31,
2021 |
October
31,
2020 |
1-Month
Ended
October
31,
2019 |
September
30,
2019 |
October
31,
2021 |
October
31,
2020 |
1-Month
Ended
October
31,
2019 |
September
30,
2019 |
2021 |
2021 |
Invesco
Global
Opportunities
Fund*** |
1,214,046 |
1,379,777 |
322,4573
|
1,867,991 |
3,706 |
0 |
N/A |
N/A |
0.31 |
0.67 |
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
|
October
31,
2021 |
October
31,
2020 |
11
Months
Ended
October
31,
2019 |
October
31,
2021 |
October
31,
2020 |
11
Months
Ended
October
31,
2019 |
2021 |
2021 |
Invesco
International
Equity
Fund**** |
$2,328,717 |
$2,609,404 |
$2,179,194 |
$82,603 |
$2,900 |
N/A |
3.55% |
5.97% |
Invesco
Oppenheimer
International
Growth
Fund**** |
5,632,016 |
11,074,158 |
9,657,535 |
66 |
338 |
N/A |
0.00 |
0.00 |
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||||
|
October
31,
2021 |
October
31,
2020 |
Two-
Month
Period
Ended
October
31,
2019 |
August
31,
2019 |
October
31,
2021 |
October
31,
2020 |
Two-
Month
Period
Ended
October
31,
2019 |
August
31,
2019 |
2021 |
2021 |
Invesco
International
Small-Mid
Company
Fund***** |
$4,168,156 |
$11,224,417 |
$500,2754
|
$5,697,383 |
$35 |
$0 |
N/A |
N/A |
0% |
0% |
Fund |
Transactions1 |
Related
Brokerage Commissions1 |
Invesco
Advantage International Fund |
$19 |
$9,530 |
Invesco
EQV Asia Pacific Equity Fund |
335,413 |
179,861,271 |
Invesco
EQV European Equity Fund |
628,134 |
377,973,061 |
Invesco
EQV International Equity Fund |
3,459,699 |
2,362,692,784 |
Invesco
Global Focus Fund |
99,095 |
243,483,368 |
Invesco
Global Fund |
1,274,232 |
2,500,991,303 |
Invesco
Global Growth Fund |
753,273 |
1,054,111,840 |
Invesco
Global Opportunities Fund |
1,084,231 |
1,300,354,147 |
Invesco
International Core Equity Fund |
10,265 |
7,045,808 |
Invesco
International Equity Fund |
2,068,030 |
2,106,972,230 |
Invesco
International Select Equity Fund |
222,402 |
187,724,701 |
Invesco
International Small-Mid
Company
Fund |
3,520,422 |
3,166,758,381 |
Invesco
MSCI World SRI Index Fund |
0 |
0 |
Invesco
Oppenheimer International
Growth
Fund |
4,746,705 |
4,061,936,312 |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $50,000 |
5.50%
|
5.82%
|
5.00%
|
$50,000
but less than $100,000 |
4.50%
|
4.71%
|
4.00%
|
$100,000
but less than $250,000 |
3.50%
|
3.63%
|
3.00%
I |
$250,000
but less than $500,000 |
2.75%
|
2.83%
|
2.25%
|
$500,000
but less than $1,000,000 |
2.00%
|
2.04%
|
1.75% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
4.25% |
4.44% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.25% |
$250,000
but less than $500,000 |
2.50% |
2.56% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
1.00% |
1.01% |
0.75% |
$100,000
but less than $250,000 |
0.75% |
0.76% |
0.50% |
$250,000
but less than $1,000,000 |
0.50% |
0.50% |
0.40% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
2.50% |
2.56% |
2.00% |
$100,000
but less than $250,000 |
1.75% |
1.78% |
1.50% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
3.25% |
3.36% |
3.00% |
$100,000
but less than $250,000 |
2.75% |
2.83% |
2.50% |
$250,000
but less than $500,000 |
1.75% |
1.78% |
1.50% |
$500,000
but less than $1,000,000 |
1.50% |
1.52% |
1.25% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00% |
Fund |
Class
A
Shares |
Class
C
Shares |
Class
R
Shares |
Investor
Class
Shares |
Invesco
Advantage
International
Fund |
$28,194 |
$36,460 |
$22,650
|
N/A |
Invesco
EQV Asia Pacific
Equity
Fund |
1,203,263 |
198,614 |
N/A |
N/A |
Invesco
EQV European
Equity
Fund |
877,118 |
228,169 |
36,879 |
$181,925 |
Invesco
EQV International
Equity
Fund |
3,485,728 |
334,035 |
250,241 |
N/A |
Invesco
Global Focus Fund |
911,952 |
756,227 |
166,769 |
N/A |
Invesco
Global Fund |
17,713,723 |
2,534,524 |
1,187,858 |
N/A |
Invesco
Global Growth
Fund |
1,948,979 |
149,314 |
N/A |
N/A |
Invesco
Global
Opportunities
Fund |
10,053,275 |
4,640,382 |
1,427,941 |
N/A |
Invesco
International Core
Equity
Fund |
78,730 |
19,946 |
8,822 |
24,778
|
Invesco
International Equity
Fund |
484,162 |
147,882 |
126,399 |
N/A |
Invesco
International Select
Equity
Fund |
44,743 |
8,614 |
3,120 |
N/A |
Invesco
International Small-
Mid
Company Fund |
3,293,430 |
1,309,555 |
509,616 |
N/A |
Invesco
MSCI World SRI
Index
Fund |
2,929 |
1,794 |
2,312 |
N/A |
Invesco
Oppenheimer
International
Growth Fund |
4,124,284 |
1,726,717 |
1,541,639 |
N/A |
Fund |
Class
A Shares |
Invesco
Global Focus Fund |
$91,013 |
Invesco
Global Fund |
146,511 |
Invesco
Global Opportunities Fund |
128,593 |
Invesco
International Small-Mid Company Fund |
111,670 |
Invesco
Oppenheimer International Growth Fund |
80,451 |
Fund |
Advertising |
Printing
& Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Advantage International Fund |
$0 |
$0 |
$0 |
$0 |
$28,194
|
$0 |
$0 |
Invesco
EQV Asia Pacific Equity Fund |
0 |
0 |
0 |
0 |
1,203,263
|
0 |
0 |
Invesco
EQV European Equity Fund |
0 |
0 |
0 |
0 |
877,118
|
0 |
0 |
Invesco
EQV International Equity Fund |
0 |
0 |
0 |
0 |
3,485,728
|
0 |
0 |
Invesco
Global Focus Fund |
0 |
0 |
0 |
0 |
911,952
|
0 |
0 |
Invesco
Global Fund |
0 |
0 |
0 |
0 |
17,713,723
|
0 |
0 |
Invesco
Global Growth Fund |
0 |
0 |
0 |
0 |
1,948,979
|
0 |
0 |
Invesco
Global Opportunities Fund |
0 |
0 |
0 |
0 |
10,053,275
|
0 |
0 |
Invesco
International Core Equity Fund |
0 |
0 |
0 |
0 |
78,730
|
0 |
0 |
Invesco
International Equity Fund |
0 |
0 |
0 |
0 |
484,162
|
0 |
0 |
Invesco
International Select Equity Fund |
0 |
0 |
0 |
0 |
44,743
|
0 |
0 |
Invesco
International Small-Mid Company Fund |
0 |
0 |
0 |
0 |
3,293,430
|
0 |
0 |
Invesco
MSCI World SRI Index Fund |
0 |
0 |
0 |
0 |
2,929
|
0 |
0 |
Invesco
Oppenheimer International Growth Fund |
0 |
0 |
0 |
0 |
4,124,284
|
0 |
0 |
|
|
|
|
|
|
|
|
Fund |
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Advantage International Fund |
$48
|
$1
|
$0
|
$4,143
|
$31,713
|
$555
|
$0
|
Invesco
EQV Asia Pacific Equity Fund |
200
|
29
|
62
|
17,874
|
178,079
|
2,365
|
5
|
Invesco
EQV European Equity Fund |
185
|
31
|
54
|
16,410
|
209,318
|
2,164
|
7
|
Invesco
EQV International Equity Fund |
336
|
53
|
95
|
28,354
|
301,452
|
3,734
|
11
|
Invesco
Global Focus Fund |
951
|
30
|
0
|
80,994
|
663,400
|
10,852
|
0
|
Invesco
Global Fund |
2,151
|
65
|
0
|
181,084
|
2,327,001
|
24,223
|
0
|
Invesco
Global Growth Fund |
175
|
35
|
48
|
14,915
|
132,177
|
1,957
|
7
|
Invesco
Global Opportunities Fund |
0
|
124,182
|
0
|
372,545
|
4,143,655
|
0
|
0
|
Invesco
International Core Equity Fund |
26
|
3
|
7
|
2,032
|
17,610
|
267
|
1
|
Invesco
International Equity Fund |
214
|
6
|
0
|
17,956
|
127,303
|
2,403
|
0
|
Invesco
International Select Equity Fund |
12
|
1
|
1
|
805
|
7,686
|
109
|
0
|
Invesco
International Small-Mid Company Fund |
860
|
24
|
0
|
72,469
|
1,226,506
|
9,696
|
0
|
Invesco
MSCI World SRI Index Fund |
2
|
1
|
0
|
310
|
1,436
|
45
|
0
|
Invesco
Oppenheimer International Growth Fund |
1,298
|
37
|
0
|
109,987
|
1,600,663
|
14,732
|
0
|
|
|
|
|
|
|
|
|
Fund |
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Advantage International Fund |
$20
|
$2
|
$6
|
$559
|
$21,841
|
$221
|
$1
|
Invesco
EQV European Equity Fund |
5
|
1
|
1
|
145
|
36,670
|
57
|
0
|
Invesco
EQV International Equity Fund |
68
|
12
|
20
|
1,967
|
247,394
|
777
|
3
|
Invesco
Global Focus Fund |
122
|
21
|
35
|
3,464
|
161,756
|
1,366
|
5
|
Invesco
Global Fund |
1,367
|
229
|
398
|
39,101
|
1,131,271
|
15,433
|
59
|
Invesco
Global Opportunities Fund |
0
|
31,840
|
0
|
31,840
|
1,364,261
|
0
|
0
|
Invesco
International Core Equity Fund |
6
|
1
|
1
|
172
|
8,574
|
68
|
0
|
Invesco
International Equity Fund |
125
|
22
|
35
|
3,554
|
121,255
|
1,403
|
5
|
Invesco
International Select Equity Fund |
1
|
0
|
0
|
39
|
3,064
|
16
|
0
|
Invesco
International Small-Mid Company Fund |
442
|
78
|
127
|
12,586
|
491,395
|
4,968
|
20
|
Invesco
MSCI World SRI Index Fund |
1
|
0
|
0
|
43
|
2,251
|
17
|
0
|
Fund |
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Oppenheimer International Growth Fund |
714
|
120
|
208
|
20,445
|
1,512,049
|
8,073
|
30
|
|
Fund |
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
European Growth Fund |
$4,988
|
$14,964
|
$4,988
|
$0
|
$147,009
|
$4,988
|
$4,988
|
Invesco
International Core Equity Fund |
569
|
128
|
195
|
0
|
16,991
|
6,872
|
23
|
|
|
|
|
|
|
|
|
Fund |
2021 |
2020 |
2019 | |||
|
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Invesco
EQV Asia Pacific Equity Fund |
$650,709 |
$82,347 |
$540,714 |
$66,467 |
$718,801 |
$84,322 |
Invesco
EQV European Equity Fund |
189,585 |
24,766 |
218,019 |
28,845 |
314,340 |
37,948 |
Invesco
EQV International Equity Fund |
1,135,455 |
140,077 |
1,084,527 |
134,087 |
1,500,441 |
181,650 |
Invesco
Global Growth Fund |
354,296 |
55,383 |
212,884 |
31,428 |
155,086 |
20,177 |
Invesco
International Core Equity Fund |
46,504 |
6,172 |
21,402 |
2,608 |
23,153 |
3,620 |
Invesco
International Select Equity Fund |
40,859 |
5,444 |
14,793 |
2,019 |
14,263 |
2,225 |
Invesco
MSCI World SRI Index Fund |
2,489 |
0 |
2,216 |
0 |
12,404 |
18 |
Fund |
2021 |
2020 |
2019 |
Invesco
EQV Asia Pacific Equity Fund |
$3,812 |
$5,171 |
$19,117 |
Invesco
EQV European Equity Fund |
2,226 |
1,925 |
59,700 |
Invesco
EQV International Equity Fund |
9,588 |
8,857 |
29,317 |
Invesco
Global Growth Fund |
1,035 |
426 |
1,110 |
Invesco
International Core Equity Fund |
89 |
13 |
199 |
Invesco
International Select Equity Fund |
978 |
11 |
156 |
Invesco
MSCI World SRI Index Fund |
0 |
203 |
14 |
Fund |
Aggregate
Front-End
Sales
Charges on Class A Shares |
Class
A Front-End
Sales
Charges Retained by Distributor* | ||||
|
October
31,
2021 |
October
31,
2020 |
October
31,
2019 |
October
31,
2021 |
October
31,
2020 |
October
31,
2019 |
Invesco
Advantage International Fund |
$66,445 |
$83,867 |
$90,165 |
$13,999 |
$14,267 |
$19,679 |
|
|
|
|
|
|
|
Fund |
Aggregate
Front-End Sales Charges
on
Class A Shares |
Class
A Front-End Sales Charges
Retained
by Distributor* | ||||||
|
October
31,
2021 |
October
31,
2020 |
1
Month
Ended
October
31,
2019 |
September
30,
2019 |
October
31,
2021 |
October
31,
2020 |
1
Month
Ended
October
31,
2019 |
September
30,
2019 |
Invesco
Global Fund* |
$2,046,615 |
$1,734,546 |
$141,063 |
$1,861,647 |
$331,583 |
270,699 |
$28,154 |
$417,096 |
Invesco
Global Opportunities Fund* |
3,731,603 |
2,639,525 |
202,898 |
3,559,733 |
509,589 |
388,404 |
37,139 |
699,104 |
|
|
Fund |
Aggregate
Front-End Sales Charges
on
Class A Shares |
Class
A Front-End Sales Charges
Retained
by Distributor | ||||||
|
October
31,
2021 |
October
31,
2020 |
6
Months
Ended
October
31,
2019 |
April
30,
2019 |
October
31,
2021 |
October
31,
2020 |
6
Months
Ended
October
31,
2019 |
April
30,
2019 |
Invesco
Global Focus Fund** |
$1,444,847 |
$425,979 |
$49,123 |
$200,095 |
$185,006 |
$62,079 |
$9,769 |
$44,238 |
|
|
|
|
|
|
|
|
|
Fund |
Aggregate
Front-End Sales Charges
on
Class A Shares |
Class
A Front-End Sales Charges
Retained
by Distributor* | ||||
|
October
31,
2021 |
October
31,
2020 |
11
Months
Ended
October
31,
2019 |
October
31,
2021 |
October
31,
2020 |
11
Months
Ended
October
31,
2019 |
Invesco
International Equity Fund*** |
$99,125 |
$93,569 |
$84,718 |
$18,882 |
$20,131 |
$19,453 |
Invesco
Oppenheimer International Growth Fund*** |
664,042 |
569,105 |
$555,317 |
114,419 |
99,020 |
113,953 |
Fund |
Aggregate
Front-End Sales Charges
on
Class A Shares |
Class
A Front-End Sales Charges
Retained
by Distributor | ||||||
|
October
31,
2021 |
October
31,
2020 |
2
Months
Ended
October
31,
2019 |
August
31,
2019 |
October
31,
2021 |
October
31,
2020 |
2
Months
Ended
October
31,
2019 |
August
31,
2019 |
Invesco
International Small-Mid Company Fund**** |
$209,417 |
$250,071 |
$45,913 |
$133,534 |
$37,913 |
$39,940 |
$8,255 |
$119,175 |
|
|
|
|
|
|
|
|
|
Fund |
Class
A
Contingent
Deferred Sales
Charges
Retained by Distributor |
Class
C
Contingent
Deferred Sales
Charges
Retained by Distributor |
Class
R
Contingent
Deferred Sales
Charges
Retained by Distributor | ||||||
|
October
31,
2021 |
October
31,
2020 |
October
31,
2019 |
October
31,
2021 |
October
31,
2020 |
October
31,
2019 |
October
31,
2021 |
October
31,
2020 |
October
31,
2019 |
Invesco
Advantage
International
Fund |
$0 |
$0 |
$49 |
$0 |
$300 |
$526 |
$0 |
$0 |
$0 |
|
|
|
|
|
|
|
|
|
|
Fund |
Class
A
Contingent
Deferred Sales
Charges
Retained by Distributor |
Class
C
Contingent
Deferred Sales
Charges
Retained by Distributor |
Class
R
Contingent
Deferred Sales Charges
Retained
by Distributor | |||||||||
|
October
31,
2021 |
October
31,
2020 |
1
Month
Ended
October
31,
2019 |
September
30,
2019 |
October
31,
2021 |
October
31,
2020 |
1
Month
Ended
October
31,
2019 |
September
30,
2019 |
October
31,
2021 |
October
31,
2020 |
1
Month
Ended
October
31,
2019 |
September
30,
2019 |
Invesco
Global Fund* |
$10,385 |
$10,758 |
$304 |
$7,746 |
$7,218 |
$11,139 |
$172 |
$33,516 |
$0 |
$0 |
$0 |
$0 |
Invesco
Global Opportunities Fund* |
7,865 |
13,016 |
1,484 |
36,483 |
14,521 |
22,365 |
2,831 |
142,713 |
0 |
0 |
0 |
0 |
Fund |
Class
A
Contingent
Deferred Sales
Charges
Retained by Distributor |
Class
C
Contingent
Deferred Sales
Charges
Retained by Distributor |
Class
R
Contingent
Deferred Sales Charges
Retained
by Distributor | |||||||||
|
October
31,
2021 |
October
31,
2020 |
6
Months
Ended
October
31,
2019 |
April
30,
2019 |
October
31,
2021 |
October
31,
2020 |
6
Months
Ended
October
31,
2019 |
April
30,
2019 |
October
31,
2021 |
October
31,
2020 |
6
Months
Ended
October
31,
2019 |
April
30,
2019 |
Invesco
Global Focus Fund** |
$7,061 |
$5,593 |
$512 |
$0 |
$3,438 |
$2,024 |
$1,211 |
$1,184 |
$0 |
$0 |
$0 |
$0 |
Fund |
Class
A
Contingent
Deferred Sales
Charges
Retained by Distributor |
Class
C
Contingent
Deferred Sales
Charges
Retained by Distributor |
Class
R
Contingent
Deferred Sales
Charges
Retained by Distributor | ||||||
|
October
31,
2021 |
October
31,
2020 |
11
Months
Ended
October
31,
2019 |
October
31,
2021 |
October
31,
2020 |
11
Months
Ended
October
31,
2019 |
October
31,
2021 |
October
31,
2020 |
11
Months
Ended
October
31,
2019 |
Invesco
International
Equity
Fund*** |
$0 |
$556 |
$0 |
$212 |
$0 |
$1,493 |
$0 |
$0 |
$0 |
Invesco
Oppenheimer
International
Growth
Fund*** |
6,195 |
2,132 |
7,121 |
3,648 |
4,624 |
27,298 |
0 |
0 |
0 |
Fund |
Class
A
Contingent
Deferred Sales
Charges
Retained by Distributor |
Class
C
Contingent
Deferred Sales
Charges
Retained by Distributor |
Class
R
Contingent
Deferred Sales
Charges
Retained by Distributor | |||||||||
|
October
31,
2021 |
October
31,
2020 |
2
Months
Ended
October
31,
2019 |
August
31,
2019 |
October
31,
2021 |
October
31,
2020 |
2
Months
Ended
October
31,
2019 |
August
31,
2019 |
October
31,
2021 |
October
31,
2020 |
2
Months
Ended
October
31,
2019 |
August
31,
2019 |
Invesco
International Small-Mid Company Fund**** |
$477 |
$104 |
$0 |
$1,006 |
$1,063 |
$1,925 |
$77 |
$6,336 |
$0 |
$0 |
$0 |
$0 |