STATEMENT OF ADDITIONAL INFORMATION |
This is the Statement of Additional Information (SAI) for all of the funds listed below (Price Funds). It is divided into two parts (Part I and Part II). Part I primarily contains information that is particular to each fund, while Part II contains information that generally applies to all of the mutual funds sponsored and managed by T. Rowe Price Associates, Inc. (Price Associates or T. Rowe Price).
The date of this Statement of Additional Information is May 30, 2023.
T. ROWE PRICE ALL-CAP OPPORTUNITIES FUND, INC. | |
T. Rowe Price All-Cap Opportunities Fund | PRWAX |
T. Rowe Price All-Cap Opportunities Fund—Advisor Class | PAWAX |
T. Rowe Price All-Cap Opportunities Fund—I Class | PNAIX |
T. ROWE PRICE BALANCED FUND, INC. | |
T. Rowe Price Balanced Fund | RPBAX |
T. Rowe Price Balanced Fund—I Class | RBAIX |
T. ROWE PRICE BLUE CHIP GROWTH FUND, INC. | |
T. Rowe Price Blue Chip Growth Fund | TRBCX |
T. Rowe Price Blue Chip Growth Fund—Advisor Class | PABGX |
T. Rowe Price Blue Chip Growth Fund—I Class | TBCIX |
T. Rowe Price Blue Chip Growth Fund—R Class | RRBGX |
T. Rowe Price Blue Chip Growth Fund—Z Class | TRZBX |
T. ROWE PRICE CAPITAL APPRECIATION FUND, INC. | |
T. Rowe Price Capital Appreciation Fund | PRWCX |
T. Rowe Price Capital Appreciation Fund—Advisor Class | PACLX |
T. Rowe Price Capital Appreciation Fund—I Class | TRAIX |
T. ROWE PRICE COMMUNICATIONS & TECHNOLOGY FUND, INC. | |
T. Rowe Price Communications & Technology Fund | PRMTX |
T. Rowe Price Communications & Technology Fund—I Class | TTMIX |
T. ROWE PRICE CORPORATE INCOME FUND, INC. | |
T. Rowe Price Corporate Income Fund | PRPIX |
T. Rowe Price Corporate Income Fund—I Class | TICCX |
T. Rowe Price Corporate Income Fund—Z Class | TRZCX |
T. ROWE PRICE CREDIT OPPORTUNITIES FUND, INC. | |
T. Rowe Price Credit Opportunities Fund | PRCPX |
T. Rowe Price Credit Opportunities Fund—Advisor Class | PAOPX |
T. Rowe Price Credit Opportunities Fund—I Class | TCRRX |
T. ROWE PRICE DIVERSIFIED MID-CAP GROWTH FUND, INC. | |
T. Rowe Price Diversified Mid-Cap Growth Fund | PRDMX |
T. Rowe Price Diversified Mid-Cap Growth Fund—I Class | RPTTX |
C00-042 5/30/2023
T. ROWE PRICE DIVIDEND GROWTH FUND, INC. | |
T. Rowe Price Dividend Growth Fund | PRDGX |
T. Rowe Price Dividend Growth Fund—Advisor Class | TADGX |
T. Rowe Price Dividend Growth Fund—I Class | PDGIX |
T. Rowe Price Dividend Growth Fund—Z Class | TRZDX |
T. ROWE PRICE EQUITY FUNDS, INC. | |
T. Rowe Price Hedged Equity Fund | PHEFX |
T. Rowe Price Hedged Equity Fund—I Class | PHEIX |
T. Rowe Price Hedged Equity Fund—Z Class | PZHEX |
T. Rowe Price Institutional Large-Cap Core Growth Fund | TPLGX |
T. Rowe Price Institutional Mid-Cap Equity Growth Fund | PMEGX |
T. Rowe Price Institutional Small-Cap Stock Fund | TRSSX |
T. Rowe Price Large-Cap Growth Fund | TRGOX |
T. Rowe Price Large-Cap Growth Fund—I Class | TRLGX |
T. Rowe Price Large-Cap Value Fund | TRLUX |
T. Rowe Price Large-Cap Value Fund—I Class | TILCX |
T. ROWE PRICE EQUITY INCOME FUND, INC. | |
T. Rowe Price Equity Income Fund | PRFDX |
T. Rowe Price Equity Income Fund—Advisor Class | PAFDX |
T. Rowe Price Equity Income Fund—I Class | REIPX |
T. Rowe Price Equity Income Fund—R Class | RRFDX |
T. Rowe Price Equity Income Fund—Z Class | TRZQX |
T. ROWE PRICE FINANCIAL SERVICES FUND, INC. | |
T. Rowe Price Financial Services Fund | PRISX |
T. Rowe Price Financial Services Fund—I Class | TFIFX |
T. ROWE PRICE FLOATING RATE FUND, INC. | |
T. Rowe Price Floating Rate Fund | PRFRX |
T. Rowe Price Floating Rate Fund—Advisor Class | PAFRX |
T. Rowe Price Floating Rate Fund—I Class | TFAIX |
T. Rowe Price Floating Rate Fund—Z Class | TRIZX |
T. ROWE PRICE GLOBAL ALLOCATION FUND, INC. | |
T. Rowe Price Global Allocation Fund | RPGAX |
T. Rowe Price Global Allocation Fund—Advisor Class | PAFGX |
T. Rowe Price Global Allocation Fund—I Class | TGAFX |
T. ROWE PRICE GLOBAL FUNDS, INC. | |
T. Rowe Price Global Value Equity Fund | TRGVX |
T. Rowe Price Global Value Equity Fund—I Class | PRIGX |
T. Rowe Price Institutional Emerging Markets Bond Fund | TREBX |
T. Rowe Price Institutional Emerging Markets Equity Fund | IEMFX |
T. Rowe Price Institutional International Disciplined Equity Fund | RPICX |
T. ROWE PRICE GLOBAL MULTI-SECTOR BOND FUND, INC. | |
T. Rowe Price Global Multi-Sector Bond Fund | PRSNX |
T. Rowe Price Global Multi-Sector Bond Fund—Advisor Class | PRSAX |
T. Rowe Price Global Multi-Sector Bond Fund—I Class | PGMSX |
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T. ROWE PRICE GLOBAL REAL ESTATE FUND, INC. | |
T. Rowe Price Global Real Estate Fund | TRGRX |
T. Rowe Price Global Real Estate Fund—Advisor Class | PAGEX |
T. Rowe Price Global Real Estate Fund—I Class | TIRGX |
T. ROWE PRICE GLOBAL TECHNOLOGY FUND, INC. | |
T. Rowe Price Global Technology Fund | PRGTX |
T. Rowe Price Global Technology Fund—I Class | PGTIX |
T. ROWE PRICE GNMA FUND, INC. | |
T. Rowe Price GNMA Fund | PRGMX |
T. Rowe Price GNMA Fund—I Class | PRXAX |
T. Rowe Price GNMA Fund—Z Class | TRZGX |
T. ROWE PRICE GOVERNMENT MONEY FUND, INC. | |
T. Rowe Price Government Money Fund | PRRXX |
T. Rowe Price Government Money Fund—I Class | TTGXX |
T. ROWE PRICE GROWTH STOCK FUND, INC. | |
T. Rowe Price Growth Stock Fund | PRGFX |
T. Rowe Price Growth Stock Fund—Advisor Class | TRSAX |
T. Rowe Price Growth Stock Fund—I Class | PRUFX |
T. Rowe Price Growth Stock Fund—R Class | RRGSX |
T. Rowe Price Growth Stock Fund—Z Class | TRJZX |
T. ROWE PRICE HEALTH SCIENCES FUND, INC. | |
T. Rowe Price Health Sciences Fund | PRHSX |
T. Rowe Price Health Sciences Fund—I Class | THISX |
T. ROWE PRICE HIGH YIELD FUND, INC. | |
T. Rowe Price High Yield Fund | PRHYX |
T. Rowe Price High Yield Fund—Advisor Class | PAHIX |
T. Rowe Price High Yield Fund—I Class | PRHIX |
T. Rowe Price High Yield Fund—Z Class | TRKZX |
T. Rowe Price U.S. High Yield Fund | TUHYX |
T. Rowe Price U.S. High Yield Fund—Advisor Class | TUHAX |
T. Rowe Price U.S. High Yield Fund—I Class | TUHIX |
T. ROWE PRICE INDEX TRUST, INC. |
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T. Rowe Price Equity Index 500 Fund | PREIX |
T. Rowe Price Equity Index 500 Fund—I Class | PRUIX |
T. Rowe Price Equity Index 500 Fund—Z Class | TRHZX |
T. Rowe Price Extended Equity Market Index Fund | PEXMX |
T. Rowe Price Mid-Cap Index Fund | TRMNX |
T. Rowe Price Mid-Cap Index Fund—I Class | TRMSX |
T. Rowe Price Mid-Cap Index Fund—Z Class | TRSZX |
T. Rowe Price Small-Cap Index Fund | TRSYX |
T. Rowe Price Small-Cap Index Fund—I Class | TRCSX |
T. Rowe Price Small-Cap Index Fund—Z Class | TRZIX |
T. Rowe Price Total Equity Market Index Fund | POMIX |
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T. Rowe Price U.S. Limited Duration TIPS Index Fund | TLDTX |
T. Rowe Price U.S. Limited Duration TIPS Index Fund—I Class | TLDUX |
T. Rowe Price U.S. Limited Duration TIPS Index Fund—Z Class | TLDZX |
T. ROWE PRICE INFLATION PROTECTED BOND FUND, INC. | |
T. Rowe Price Inflation Protected Bond Fund | PRIPX |
T. Rowe Price Inflation Protected Bond Fund—I Class | TIIPX |
T. Rowe Price Inflation Protected Bond Fund—Z Class | TRZHX |
T. ROWE PRICE INSTITUTIONAL INCOME FUNDS, INC. | |
T. Rowe Price Institutional Floating Rate Fund | RPIFX |
T. Rowe Price Institutional Floating Rate Fund—F Class | PFFRX |
T. Rowe Price Institutional Floating Rate Fund—Z Class | TRAZX |
T. Rowe Price Institutional High Yield Fund | TRHYX |
T. Rowe Price Institutional High Yield Fund—Z Class | TRCZX |
T. Rowe Price Institutional Long Duration Credit Fund | RPLCX |
T. ROWE PRICE INTEGRATED EQUITY FUNDS, INC. (formerly T. ROWE PRICE QUANTITATIVE MANAGEMENT FUNDS, INC.) | |
T. Rowe Price Integrated Global Equity Fund (formerly T. Rowe Price QM Global Equity Fund) | TQGEX |
T. Rowe Price Integrated Global Equity Fund—Advisor Class (formerly T. Rowe Price QM Global Equity Fund—Advisor Class) | TQGAX |
T. Rowe Price Integrated Global Equity Fund—I Class (formerly T. Rowe Price QM Global Equity Fund—I Class) | TQGIX |
T. Rowe Price Integrated U.S. Large-Cap Value Equity Fund (formerly T. Rowe Price QM U.S. Value Equity Fund) | TQMVX |
T. Rowe Price Integrated U.S. Large-Cap Value Equity Fund—Advisor Class (formerly T. Rowe Price QM U.S. Value Equity Fund—Advisor Class) | TQVAX |
T. Rowe Price Integrated U.S. Large-Cap Value Equity Fund—I Class (formerly T. Rowe Price QM U.S. Value Equity Fund—I Class) | TQVIX |
T. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund (formerly T. Rowe Price QM U.S. Small-Cap Growth Equity Fund) | PRDSX |
T. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund—Advisor Class (formerly T. Rowe Price QM U.S. Small-Cap Growth Equity Fund—Advisor Class) | TQAAX |
T. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund—I Class (formerly T. Rowe Price QM U.S. Small-Cap Growth Equity Fund—I Class) | TQAIX |
T. Rowe Price Integrated U.S. Small-Mid Cap Core Equity Fund (formerly T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund) | TQSMX |
T. Rowe Price Integrated U.S. Small-Mid Cap Core Equity Fund—Advisor Class (formerly T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund—Advisor Class) | TQSAX |
T. Rowe Price Integrated U.S. Small-Mid Cap Core Equity Fund—I Class (formerly T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund—I Class) | TQSIX |
T. ROWE PRICE INTERMEDIATE TAX-FREE HIGH YIELD FUND, INC. | |
T. Rowe Price Intermediate Tax-Free High Yield Fund | PRIHX |
T. Rowe Price Intermediate Tax-Free High Yield Fund—Advisor Class | PRAHX |
T. Rowe Price Intermediate Tax-Free High Yield Fund—I Class | TFHAX |
T. ROWE PRICE INTERNATIONAL FUNDS, INC. |
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T. Rowe Price Africa & Middle East Fund | TRAMX |
T. Rowe Price Africa & Middle East Fund—I Class | PRAMX |
T. Rowe Price Africa & Middle East Fund—Z Class | TRZMX |
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T. Rowe Price Asia Opportunities Fund | TRAOX |
T. Rowe Price Asia Opportunities Fund—Advisor Class | PAAOX |
T. Rowe Price Asia Opportunities Fund—I Class | TRASX |
T. Rowe Price China Evolution Equity Fund | TCELX |
T. Rowe Price China Evolution Equity Fund—I Class | TRCLX |
T. Rowe Price Dynamic Credit Fund | RPIDX |
T. Rowe Price Dynamic Credit Fund—I Class | RPELX |
T. Rowe Price Dynamic Global Bond Fund | RPIEX |
T. Rowe Price Dynamic Global Bond Fund—Advisor Class | PAIEX |
T. Rowe Price Dynamic Global Bond Fund—I Class | RPEIX |
T. Rowe Price Dynamic Global Bond Fund—Z Class | TRDZX |
T. Rowe Price Emerging Europe Fund | TREMX |
T. Rowe Price Emerging Europe Fund—I Class | TTEEX |
T. Rowe Price Emerging Europe Fund—Z Class | TRZEX |
T. Rowe Price Emerging Markets Bond Fund | PREMX |
T. Rowe Price Emerging Markets Bond Fund—Advisor Class | PAIKX |
T. Rowe Price Emerging Markets Bond Fund—I Class | PRXIX |
T. Rowe Price Emerging Markets Bond Fund—Z Class | TREZX |
T. Rowe Price Emerging Markets Corporate Bond Fund | TRECX |
T. Rowe Price Emerging Markets Corporate Bond Fund—Advisor Class | PACEX |
T. Rowe Price Emerging Markets Corporate Bond Fund—I Class | TECIX |
T. Rowe Price Emerging Markets Discovery Stock Fund | PRIJX |
T. Rowe Price Emerging Markets Discovery Stock Fund—Advisor Class | PAIJX |
T. Rowe Price Emerging Markets Discovery Stock Fund—I Class | REVIX |
T. Rowe Price Emerging Markets Discovery Stock Fund—Z Class | TRFZX |
T. Rowe Price Emerging Markets Local Currency Bond Fund | PRELX |
T. Rowe Price Emerging Markets Local Currency Bond Fund—Advisor Class | PAELX |
T. Rowe Price Emerging Markets Local Currency Bond Fund—I Class | TEIMX |
T. Rowe Price Emerging Markets Local Currency Bond Fund—Z Class | TRZFX |
T. Rowe Price Emerging Markets Stock Fund | PRMSX |
T. Rowe Price Emerging Markets Stock Fund—I Class | PRZIX |
T. Rowe Price Emerging Markets Stock Fund—Z Class | TRGZX |
T. Rowe Price European Stock Fund | PRESX |
T. Rowe Price European Stock Fund—I Class | TEUIX |
T. Rowe Price European Stock Fund—Z Class | TRZPX |
T. Rowe Price Global Consumer Fund | PGLOX |
T. Rowe Price Global Growth Stock Fund | RPGEX |
T. Rowe Price Global Growth Stock Fund—Advisor Class | PAGLX |
T. Rowe Price Global Growth Stock Fund—I Class | RGGIX |
T. Rowe Price Global High Income Bond Fund | RPIHX |
T. Rowe Price Global High Income Bond Fund—Advisor Class | PAIHX |
T. Rowe Price Global High Income Bond Fund—I Class | RPOIX |
T. Rowe Price Global Impact Equity Fund | TGPEX |
T. Rowe Price Global Impact Equity Fund—I Class | TGBLX |
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T. Rowe Price Global Industrials Fund | RPGIX |
T. Rowe Price Global Industrials Fund—I Class | TRGAX |
T. Rowe Price Global Stock Fund | PRGSX |
T. Rowe Price Global Stock Fund—Advisor Class | PAGSX |
T. Rowe Price Global Stock Fund—I Class | TRGLX |
T. Rowe Price International Bond Fund | RPIBX |
T. Rowe Price International Bond Fund—Advisor Class | PAIBX |
T. Rowe Price International Bond Fund—I Class | RPISX |
T. Rowe Price International Bond Fund—Z Class | TRLZX |
T. Rowe Price International Bond Fund (USD Hedged) | TNIBX |
T. Rowe Price International Bond Fund (USD Hedged)—Advisor Class | TTABX |
T. Rowe Price International Bond Fund (USD Hedged)—I Class | TNBMX |
T. Rowe Price International Bond Fund (USD Hedged)—Z Class | TRMZX |
T. Rowe Price International Disciplined Equity Fund | PRCNX |
T. Rowe Price International Disciplined Equity Fund—Advisor Class | PRNCX |
T. Rowe Price International Disciplined Equity Fund—I Class | RICIX |
T. Rowe Price International Discovery Fund | PRIDX |
T. Rowe Price International Discovery Fund—I Class | TIDDX |
T. Rowe Price International Discovery Fund—Z Class | TRZKX |
T. Rowe Price International Stock Fund | PRITX |
T. Rowe Price International Stock Fund—Advisor Class | PAITX |
T. Rowe Price International Stock Fund—I Class | PRIUX |
T. Rowe Price International Stock Fund—R Class | RRITX |
T. Rowe Price International Stock Fund—Z Class | TRNZX |
T. Rowe Price International Value Equity Fund | TRIGX |
T. Rowe Price International Value Equity Fund—Advisor Class | PAIGX |
T. Rowe Price International Value Equity Fund—I Class | TRTIX |
T. Rowe Price International Value Equity Fund—R Class | RRIGX |
T. Rowe Price International Value Equity Fund—Z Class | TROZX |
T. Rowe Price Japan Fund | PRJPX |
T. Rowe Price Japan Fund—I Class | RJAIX |
T. Rowe Price Japan Fund—Z Class | TRZJX |
T. Rowe Price Latin America Fund | PRLAX |
T. Rowe Price Latin America Fund—I Class | RLAIX |
T. Rowe Price Latin America Fund—Z Class | TRZYX |
T. Rowe Price New Asia Fund | PRASX |
T. Rowe Price New Asia Fund—I Class | PNSIX |
T. Rowe Price New Asia Fund—Z Class | TRZNX |
T. Rowe Price Overseas Stock Fund | TROSX |
T. Rowe Price Overseas Stock Fund—Advisor Class | PAEIX |
T. Rowe Price Overseas Stock Fund—I Class | TROIX |
T. Rowe Price Overseas Stock Fund—Z Class | TRZSX |
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T. ROWE PRICE INTERNATIONAL INDEX FUND, INC. | |
T. Rowe Price International Equity Index Fund | PIEQX |
T. Rowe Price International Equity Index Fund—Z Class | TLIEX |
T. ROWE PRICE LIMITED DURATION INFLATION FOCUSED BOND FUND, INC. | |
T. Rowe Price Limited Duration Inflation Focused Bond Fund | TRBFX |
T. Rowe Price Limited Duration Inflation Focused Bond Fund—I Class | TRLDX |
T. Rowe Price Limited Duration Inflation Focused Bond Fund—Z Class | TRPZX |
T. ROWE PRICE MID-CAP GROWTH FUND, INC. | |
T. Rowe Price Mid-Cap Growth Fund | RPMGX |
T. Rowe Price Mid-Cap Growth Fund—Advisor Class | PAMCX |
T. Rowe Price Mid-Cap Growth Fund—I Class | RPTIX |
T. Rowe Price Mid-Cap Growth Fund—R Class | RRMGX |
T. Rowe Price Mid-Cap Growth Fund—Z Class | TRQZX |
T. ROWE PRICE MID-CAP VALUE FUND, INC. | |
T. Rowe Price Mid-Cap Value Fund | TRMCX |
T. Rowe Price Mid-Cap Value Fund—Advisor Class | TAMVX |
T. Rowe Price Mid-Cap Value Fund—I Class | TRMIX |
T. Rowe Price Mid-Cap Value Fund—R Class | RRMVX |
T. Rowe Price Mid-Cap Value Fund—Z Class | TRTZX |
T. ROWE PRICE MULTI-SECTOR ACCOUNT PORTFOLIOS, INC. | |
T. Rowe Price Emerging Markets Corporate Multi-Sector Account Portfolio | — |
T. Rowe Price Emerging Markets Local Multi-Sector Account Portfolio | — |
T. Rowe Price Floating Rate Multi-Sector Account Portfolio | — |
T. Rowe Price High Yield Multi-Sector Account Portfolio | — |
T. Rowe Price Investment-Grade Corporate Multi-Sector Account Portfolio | — |
T. Rowe Price Mortgage-Backed Securities Multi-Sector Account Portfolio | — |
T. ROWE PRICE MULTI-STRATEGY TOTAL RETURN FUND, INC. | |
T. Rowe Price Multi-Strategy Total Return Fund | TMSRX |
T. Rowe Price Multi-Strategy Total Return Fund—Advisor Class | TMSAX |
T. Rowe Price Multi-Strategy Total Return Fund—I Class | TMSSX |
T. ROWE PRICE NEW ERA FUND, INC. | |
T. Rowe Price New Era Fund | PRNEX |
T. Rowe Price New Era Fund—I Class | TRNEX |
T. ROWE PRICE NEW HORIZONS FUND, INC. | |
T. Rowe Price New Horizons Fund | PRNHX |
T. Rowe Price New Horizons Fund—I Class | PRJIX |
T. Rowe Price New Horizons Fund—Z Class | TRUZX |
T. ROWE PRICE NEW INCOME FUND, INC. | |
T. Rowe Price New Income Fund | PRCIX |
T. Rowe Price New Income Fund—Advisor Class | PANIX |
T. Rowe Price New Income Fund—I Class | PRXEX |
T. Rowe Price New Income Fund—R Class | RRNIX |
T. Rowe Price New Income Fund—Z Class | TRVZX |
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T. ROWE PRICE QM U.S. BOND INDEX FUND, INC. | |
T. Rowe Price QM U.S. Bond Index Fund | PBDIX |
T. Rowe Price QM U.S. Bond Index Fund—I Class | TSBLX |
T. Rowe Price QM U.S. Bond Index Fund—Z Class | TSBZX |
T. ROWE PRICE REAL ASSETS FUND, INC. | |
T. Rowe Price Real Assets Fund | PRAFX |
T. Rowe Price Real Assets Fund—I Class | PRIKX |
T. Rowe Price Real Assets Fund—Z Class | TRZRX |
T. ROWE PRICE REAL ESTATE FUND, INC. | |
T. Rowe Price Real Estate Fund | TRREX |
T. Rowe Price Real Estate Fund—Advisor Class | PAREX |
T. Rowe Price Real Estate Fund—I Class | TIRRX |
T. ROWE PRICE RESERVE INVESTMENT FUNDS, INC. (TRP RESERVE FUNDS) |
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T. Rowe Price Government Reserve Fund | — |
T. Rowe Price Short-Term Fund | — |
T. Rowe Price Short-Term Government Fund | — |
T. Rowe Price Transition Fund | TTNFX |
T. Rowe Price Treasury Reserve Fund | — |
T. ROWE PRICE RETIREMENT FUNDS, INC. (RETIREMENT FUNDS) |
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T. Rowe Price Retirement 2005 Fund | TRRFX |
T. Rowe Price Retirement 2005 Fund—Advisor Class | PARGX |
T. Rowe Price Retirement 2005 Fund—R Class | RRTLX |
T. Rowe Price Retirement 2010 Fund | TRRAX |
T. Rowe Price Retirement 2010 Fund—Advisor Class | PARAX |
T. Rowe Price Retirement 2010 Fund—R Class | RRTAX |
T. Rowe Price Retirement 2015 Fund | TRRGX |
T. Rowe Price Retirement 2015 Fund—Advisor Class | PARHX |
T. Rowe Price Retirement 2015 Fund—R Class | RRTMX |
T. Rowe Price Retirement 2020 Fund | TRRBX |
T. Rowe Price Retirement 2020 Fund—Advisor Class | PARBX |
T. Rowe Price Retirement 2020 Fund—R Class | RRTBX |
T. Rowe Price Retirement 2025 Fund | TRRHX |
T. Rowe Price Retirement 2025 Fund—Advisor Class | PARJX |
T. Rowe Price Retirement 2025 Fund—R Class | RRTNX |
T. Rowe Price Retirement 2030 Fund | TRRCX |
T. Rowe Price Retirement 2030 Fund—Advisor Class | PARCX |
T. Rowe Price Retirement 2030 Fund—R Class | RRTCX |
T. Rowe Price Retirement 2035 Fund | TRRJX |
T. Rowe Price Retirement 2035 Fund—Advisor Class | PARKX |
T. Rowe Price Retirement 2035 Fund—R Class | RRTPX |
T. Rowe Price Retirement 2040 Fund | TRRDX |
T. Rowe Price Retirement 2040 Fund—Advisor Class | PARDX |
T. Rowe Price Retirement 2040 Fund—R Class | RRTDX |
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T. Rowe Price Retirement 2045 Fund | TRRKX |
T. Rowe Price Retirement 2045 Fund—Advisor Class | PARLX |
T. Rowe Price Retirement 2045 Fund—R Class | RRTRX |
T. Rowe Price Retirement 2050 Fund | TRRMX |
T. Rowe Price Retirement 2050 Fund—Advisor Class | PARFX |
T. Rowe Price Retirement 2050 Fund—R Class | RRTFX |
T. Rowe Price Retirement 2055 Fund | TRRNX |
T. Rowe Price Retirement 2055 Fund—Advisor Class | PAROX |
T. Rowe Price Retirement 2055 Fund—R Class | RRTVX |
T. Rowe Price Retirement 2060 Fund | TRRLX |
T. Rowe Price Retirement 2060 Fund—Advisor Class | TRRYX |
T. Rowe Price Retirement 2060 Fund—R Class | TRRZX |
T. Rowe Price Retirement 2065 Fund | TRSJX |
T. Rowe Price Retirement 2065 Fund—Advisor Class | PASUX |
T. Rowe Price Retirement 2065 Fund—R Class | RRSUX |
T. Rowe Price Retirement Balanced Fund | TRRIX |
T. Rowe Price Retirement Balanced Fund—Advisor Class | PARIX |
T. Rowe Price Retirement Balanced Fund—R Class | RRTIX |
T. Rowe Price Retirement Blend 2005 Fund | TBLPX |
T. Rowe Price Retirement Blend 2005 Fund—I Class | TBLAX |
T. Rowe Price Retirement Blend 2010 Fund | TBLQX |
T. Rowe Price Retirement Blend 2010 Fund—I Class | TBLBX |
T. Rowe Price Retirement Blend 2015 Fund | TBLSX |
T. Rowe Price Retirement Blend 2015 Fund—I Class | TBLCX |
T. Rowe Price Retirement Blend 2020 Fund | TSBAX |
T. Rowe Price Retirement Blend 2020 Fund—I Class | TBLDX |
T. Rowe Price Retirement Blend 2025 Fund | TBLVX |
T. Rowe Price Retirement Blend 2025 Fund—I Class | TBLEX |
T. Rowe Price Retirement Blend 2030 Fund | TBLWX |
T. Rowe Price Retirement Blend 2030 Fund—I Class | TBLGX |
T. Rowe Price Retirement Blend 2035 Fund | TBLYX |
T. Rowe Price Retirement Blend 2035 Fund—I Class | TBLHX |
T. Rowe Price Retirement Blend 2040 Fund | TRBLX |
T. Rowe Price Retirement Blend 2040 Fund—I Class | TBLIX |
T. Rowe Price Retirement Blend 2045 Fund | TRBQX |
T. Rowe Price Retirement Blend 2045 Fund—I Class | TBLKX |
T. Rowe Price Retirement Blend 2050 Fund | TBLPX |
T. Rowe Price Retirement Blend 2050 Fund—I Class | TBLAX |
T. Rowe Price Retirement Blend 2055 Fund | TRBOX |
T. Rowe Price Retirement Blend 2055 Fund—I Class | TBLMX |
T. Rowe Price Retirement Blend 2060 Fund | TRBNX |
T. Rowe Price Retirement Blend 2060 Fund—I Class | TBLNX |
T. Rowe Price Retirement Blend 2065 Fund | TRBPX |
T. Rowe Price Retirement Blend 2065 Fund—I Class | TBLOX |
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T. Rowe Price Retirement I 2005 Fund—I Class | TRPFX |
T. Rowe Price Retirement I 2010 Fund—I Class | TRPAX |
T. Rowe Price Retirement I 2015 Fund—I Class | TRFGX |
T. Rowe Price Retirement I 2020 Fund—I Class | TRBRX |
T. Rowe Price Retirement I 2025 Fund—I Class | TRPHX |
T. Rowe Price Retirement I 2030 Fund—I Class | TRPCX |
T. Rowe Price Retirement I 2035 Fund—I Class | TRPJX |
T. Rowe Price Retirement I 2040 Fund—I Class | TRPDX |
T. Rowe Price Retirement I 2045 Fund—I Class | TRPKX |
T. Rowe Price Retirement I 2050 Fund—I Class | TRPMX |
T. Rowe Price Retirement I 2055 Fund—I Class | TRPNX |
T. Rowe Price Retirement I 2060 Fund—I Class | TRPLX |
T. Rowe Price Retirement I 2065 Fund—I Class | TRFKX |
T. Rowe Price Retirement Balanced I Fund—I Class | TRPTX |
T. Rowe Price Retirement Income 2020 Fund | TRLAX |
T. Rowe Price Target 2005 Fund | TRARX |
T. Rowe Price Target 2005 Fund—Advisor Class | PANRX |
T. Rowe Price Target 2005 Fund—I Class | TFRRX |
T. Rowe Price Target 2010 Fund | TRROX |
T. Rowe Price Target 2010 Fund—Advisor Class | PAERX |
T. Rowe Price Target 2010 Fund—I Class | TORFX |
T. Rowe Price Target 2015 Fund | TRRTX |
T. Rowe Price Target 2015 Fund—Advisor Class | PAHRX |
T. Rowe Price Target 2015 Fund—I Class | TTRTX |
T. Rowe Price Target 2020 Fund | TRRUX |
T. Rowe Price Target 2020 Fund—Advisor Class | PAIRX |
T. Rowe Price Target 2020 Fund—I Class | TTURX |
T. Rowe Price Target 2025 Fund | TRRVX |
T. Rowe Price Target 2025 Fund—Advisor Class | PAJRX |
T. Rowe Price Target 2025 Fund—I Class | TRVVX |
T. Rowe Price Target 2030 Fund | TRRWX |
T. Rowe Price Target 2030 Fund—Advisor Class | PAKRX |
T. Rowe Price Target 2030 Fund—I Class | TWRRX |
T. Rowe Price Target 2035 Fund | RPGRX |
T. Rowe Price Target 2035 Fund—Advisor Class | PATVX |
T. Rowe Price Target 2035 Fund—I Class | TPGPX |
T. Rowe Price Target 2040 Fund | TRHRX |
T. Rowe Price Target 2040 Fund—Advisor Class | PAHHX |
T. Rowe Price Target 2040 Fund—I Class | TRXRX |
T. Rowe Price Target 2045 Fund | RPTFX |
T. Rowe Price Target 2045 Fund—Advisor Class | PAFFX |
T. Rowe Price Target 2045 Fund—I Class | TRFWX |
10
T. Rowe Price Target 2050 Fund | TRFOX |
T. Rowe Price Target 2050 Fund—Advisor Class | PAOFX |
T. Rowe Price Target 2050 Fund—I Class | TOORX |
T. Rowe Price Target 2055 Fund | TRFFX |
T. Rowe Price Target 2055 Fund—Advisor Class | PAFTX |
T. Rowe Price Target 2055 Fund—I Class | TRPPX |
T. Rowe Price Target 2060 Fund | TRTFX |
T. Rowe Price Target 2060 Fund—Advisor Class | TRTGX |
T. Rowe Price Target 2060 Fund—I Class | TTOIX |
T. Rowe Price Target 2065 Fund | PRSLX |
T. Rowe Price Target 2065 Fund—Advisor Class | PAZLX |
T. Rowe Price Target 2065 Fund—I Class | RPFDX |
T. ROWE PRICE SCIENCE & TECHNOLOGY FUND, INC. | |
T. Rowe Price Science & Technology Fund | PRSCX |
T. Rowe Price Science & Technology Fund—Advisor Class | PASTX |
T. Rowe Price Science & Technology Fund—I Class | TSNIX |
T. ROWE PRICE SHORT-TERM BOND FUND, INC. | |
T. Rowe Price Short Duration Income Fund | TSDLX |
T. Rowe Price Short Duration Income Fund—I Class | TSIDX |
T. Rowe Price Short-Term Bond Fund | PRWBX |
T. Rowe Price Short-Term Bond Fund—Advisor Class | PASHX |
T. Rowe Price Short-Term Bond Fund—I Class | TBSIX |
T. Rowe Price Short-Term Bond Fund—Z Class | TRZOX |
T. Rowe Price Ultra Short-Term Bond Fund | TRBUX |
T. Rowe Price Ultra Short-Term Bond Fund—I Class | TRSTX |
T. Rowe Price Ultra Short-Term Bond Fund—Z Class | TRZWX |
T. ROWE PRICE SMALL-CAP STOCK FUND, INC. | |
T. Rowe Price Small-Cap Stock Fund | OTCFX |
T. Rowe Price Small-Cap Stock Fund—Advisor Class | PASSX |
T. Rowe Price Small-Cap Stock Fund—I Class | OTIIX |
T. Rowe Price Small-Cap Stock Fund—Z Class | TRZZX |
T. ROWE PRICE SMALL-CAP VALUE FUND, INC. | |
T. Rowe Price Small-Cap Value Fund | PRSVX |
T. Rowe Price Small-Cap Value Fund—Advisor Class | PASVX |
T. Rowe Price Small-Cap Value Fund—I Class | PRVIX |
T. Rowe Price Small-Cap Value Fund—Z Class | TRZVX |
T. ROWE PRICE SPECTRUM FUND, INC. (SPECTRUM FUNDS) |
|
T. Rowe Price Spectrum Diversified Equity Fund | PRSGX |
T. Rowe Price Spectrum Diversified Equity Fund—I Class | TSVPX |
T. Rowe Price Spectrum Income Fund | RPSIX |
T. Rowe Price Spectrum Income Fund—I Class | TSPNX |
T. Rowe Price Spectrum International Equity Fund | PSILX |
T. Rowe Price Spectrum International Equity Fund—I Class | TSINX |
11
T. ROWE PRICE SPECTRUM FUNDS II, INC. (SPECTRUM FUNDS II) |
|
T. Rowe Price Spectrum Conservative Allocation Fund | PRSIX |
T. Rowe Price Spectrum Conservative Allocation Fund—I Class | PPIPX |
T. Rowe Price Spectrum Moderate Allocation Fund | TRPBX |
T. Rowe Price Spectrum Moderate Allocation Fund—I Class | TRPAX |
T. Rowe Price Spectrum Moderate Growth Allocation Fund | TRSGX |
T. Rowe Price Spectrum Moderate Growth Allocation Fund—I Class | TGIPX |
T. ROWE PRICE STATE TAX-FREE FUNDS, INC. |
|
T. Rowe Price California Tax-Free Bond Fund | PRXCX |
T. Rowe Price California Tax-Free Bond Fund—I Class | TCFEX |
T. Rowe Price Georgia Tax-Free Bond Fund | GTFBX |
T. Rowe Price Georgia Tax-Free Bond Fund—I Class | TBGAX |
T. Rowe Price Maryland Short-Term Tax-Free Bond Fund | PRMDX |
T. Rowe Price Maryland Short-Term Tax-Free Bond Fund—I Class | TRMUX |
T. Rowe Price Maryland Tax-Free Bond Fund | MDXBX |
T. Rowe Price Maryland Tax-Free Bond Fund—I Class | TFBIX |
T. Rowe Price Maryland Tax-Free Money Fund | TMDXX |
T. Rowe Price Maryland Tax-Free Money Fund—I Class | TWNXX |
T. Rowe Price New Jersey Tax-Free Bond Fund | NJTFX |
T. Rowe Price New Jersey Tax-Free Bond Fund—I Class | TRJIX |
T. Rowe Price New York Tax-Free Bond Fund | PRNYX |
T. Rowe Price New York Tax-Free Bond Fund—I Class | TRYIX |
T. Rowe Price Virginia Tax-Free Bond Fund | PRVAX |
T. Rowe Price Virginia Tax-Free Bond Fund—I Class | TFBVX |
T. ROWE PRICE SUMMIT FUNDS, INC. (SUMMIT INCOME FUNDS) |
|
T. Rowe Price Cash Reserves Fund | TSCXX |
T. ROWE PRICE SUMMIT MUNICIPAL FUNDS, INC. (SUMMIT MUNICIPAL FUNDS) |
|
T. Rowe Price Summit Municipal Income Fund | PRINX |
T. Rowe Price Summit Municipal Income Fund—Advisor Class | PAIMX |
T. Rowe Price Summit Municipal Income Fund—I Class | PRIMX |
T. Rowe Price Summit Municipal Intermediate Fund | PRSMX |
T. Rowe Price Summit Municipal Intermediate Fund—Advisor Class | PAIFX |
T. Rowe Price Summit Municipal Intermediate Fund—I Class | PRTMX |
T. ROWE PRICE TAX-EFFICIENT FUNDS, INC. (TAX-EFFICIENT FUNDS) |
|
T. Rowe Price Tax-Efficient Equity Fund | PREFX |
T. Rowe Price Tax-Efficient Equity Fund—I Class | TEEFX |
T. ROWE PRICE TAX-EXEMPT MONEY FUND, INC. | |
T. Rowe Price Tax-Exempt Money Fund | PTEXX |
T. Rowe Price Tax-Exempt Money Fund—I Class | TERXX |
T. ROWE PRICE TAX-FREE HIGH YIELD FUND, INC. | |
T. Rowe Price Tax-Free High Yield Fund | PRFHX |
T. Rowe Price Tax-Free High Yield Fund—Advisor Class | PATFX |
T. Rowe Price Tax-Free High Yield Fund—I Class | PTYIX |
12
T. ROWE PRICE TAX-FREE INCOME FUND, INC. | |
T. Rowe Price Tax-Free Income Fund | PRTAX |
T. Rowe Price Tax-Free Income Fund—Advisor Class | PATAX |
T. Rowe Price Tax-Free Income Fund—I Class | TFILX |
T. ROWE PRICE TAX-FREE SHORT-INTERMEDIATE FUND, INC. | |
T. Rowe Price Tax-Free Short-Intermediate Fund | PRFSX |
T. Rowe Price Tax-Free Short-Intermediate Fund—Advisor Class | PATIX |
T. Rowe Price Tax-Free Short-Intermediate Fund—I Class | TTSIX |
T. ROWE PRICE TOTAL RETURN FUND, INC. | |
T. Rowe Price Total Return Fund | PTTFX |
T. Rowe Price Total Return Fund—Advisor Class | PTATX |
T. Rowe Price Total Return Fund—I Class | PTKIX |
T. ROWE PRICE U.S. EQUITY RESEARCH FUND, INC. | |
T. Rowe Price U.S. Equity Research Fund | PRCOX |
T. Rowe Price U.S. Equity Research Fund—Advisor Class | PACOX |
T. Rowe Price U.S. Equity Research Fund—I Class | PCCOX |
T. Rowe Price U.S. Equity Research Fund—R Class | RRCOX |
T. Rowe Price U.S. Equity Research Fund—Z Class | PCUZX |
T. ROWE PRICE U.S. LARGE-CAP CORE FUND, INC. | |
T. Rowe Price U.S. Large-Cap Core Fund | TRULX |
T. Rowe Price U.S. Large-Cap Core Fund—Advisor Class | PAULX |
T. Rowe Price U.S. Large-Cap Core Fund—I Class | RCLIX |
T. Rowe Price U.S. Large-Cap Core Fund—Z Class | TRZLX |
T. ROWE PRICE U.S. TREASURY FUNDS, INC. (U.S. TREASURY FUNDS) |
|
T. Rowe Price U.S. Treasury Intermediate Index Fund | PRTIX |
T. Rowe Price U.S. Treasury Intermediate Index Fund—I Class | PRKIX |
T. Rowe Price U.S. Treasury Intermediate Index Fund—Z Class | TRZTX |
T. Rowe Price U.S. Treasury Long-Term Index Fund | PRULX |
T. Rowe Price U.S. Treasury Long-Term Index Fund—I Class | PRUUX |
T. Rowe Price U.S. Treasury Long-Term Index Fund—Z Class | TRZUX |
T. Rowe Price U.S. Treasury Money Fund | PRTXX |
T. Rowe Price U.S. Treasury Money Fund—I Class | TRGXX |
T. Rowe Price U.S. Treasury Money Fund—Z Class | TRZXX |
T. ROWE PRICE VALUE FUND, INC. | |
T. Rowe Price Value Fund | TRVLX |
T. Rowe Price Value Fund—Advisor Class | PAVLX |
T. Rowe Price Value Fund—I Class | TRPIX |
T. Rowe Price Value Fund—Z Class | TRZAX |
13
Mailing Address:
T. Rowe Price Investment Services, Inc.
100 East Pratt Street
Baltimore, Maryland 21202
1-800-638-5660
This SAI is not a prospectus. It should be read in conjunction with the appropriate current fund prospectus, which may be obtained from T. Rowe Price Investment Services, Inc. (Investment Services), the Corporation’s principal underwriter (Distributor). If you would like a prospectus or an annual or semiannual shareholder report for a fund, please visit troweprice.com or call 1-800-638-5660 and it will be sent to you at no charge. Please read this material carefully.
The prospectus for each fund is dated as shown above, as such prospectus may be revised from time to time. Capitalized terms used herein that are not defined have the same meaning as in the prospectuses, unless otherwise noted.
The financial statements and Report of Independent Registered Public Accounting Firm of the funds included in each fund’s annual report, when available, are incorporated into this SAI by reference.
14
PART I – TABLE OF CONTENTS
Page
Page
References to the following are as indicated:
Fitch Ratings, Inc. (Fitch)
Internal Revenue Code of 1986, as amended (Code)
Internal Revenue Service (IRS)
Investment Company Act of 1940, as amended (1940 Act)
Moody’s Investors Service, Inc. (Moody’s)
Securities Act of 1933, as amended (1933 Act)
Securities and Exchange Commission (SEC)
Securities Exchange Act of 1934, as amended (1934 Act)
S&P Global Ratings (S&P)
T. Rowe Price Hong Kong Limited (Price Hong Kong)
T. Rowe Price Japan, Inc. (Price Japan)
T. Rowe Price International Ltd (Price International)
T. Rowe Price Investment Management, Inc. (Price Investment Management)
T. Rowe Price Singapore Private Ltd. (Price Singapore)
While many Price Funds are offered in more than one share class, not all Price Funds are offered in the share classes described below. The front cover of each Price Fund’s prospectus indicates which share classes are available for the fund.
Investor Class
The Investor Class is available to individual investors, institutions, and a wide variety of other types of investors. The Investor Class may be purchased directly through T. Rowe Price or through a retirement plan or through a financial intermediary. A Price Fund (other than an institutional fund) that does not indicate a specific share class after its name is considered to be the Investor Class of that fund.
I Class
The I Class requires a $500,000 minimum initial investment per fund per account registration, although the initial investment minimum generally is waived or reduced for financial intermediaries, eligible retirement plans, certain client accounts for which T. Rowe Price or its affiliate has discretionary investment authority, qualifying directly held accounts, and certain other types of accounts.
Advisor Class
The Advisor Class is designed to be sold through various financial intermediaries, such as broker-dealers, banks, insurance companies, retirement plan recordkeepers, and financial advisors. The Advisor Class must be purchased through an eligible intermediary (except for certain retirement plans held directly with T. Rowe Price). The Advisor Class requires an agreement between the financial intermediary and T. Rowe Price to be executed prior to investment.
R Class
The R Class is designed to be sold only through various third-party intermediaries that offer employer-sponsored defined contribution retirement plans and certain other accounts, including brokers, dealers, banks, insurance companies, retirement plan recordkeepers, and others. The R Class must be purchased through an eligible intermediary (except for certain retirement plans held directly with T. Rowe Price). The R Class requires an agreement between the financial intermediary and T. Rowe Price to be executed prior to investment.
15
Institutional Class
Most of the T. Rowe Price institutional funds are available only in a single share class (referred to as the “Institutional Class”). The institutional funds (other than their F Class shares) generally require a $1 million initial investment minimum, although the minimum may be waived for retirement plans, financial intermediaries maintaining omnibus accounts, and certain other accounts. The Institutional Class is designed for institutional investors, which typically include, but are not limited to: corporations, endowments and foundations, charitable trusts, investment companies and other pooled vehicles, defined benefit and defined contribution retirement plans, broker-dealers, registered investment advisers, banks and bank trust programs, and Section 529 college savings plans. Institutional funds may be purchased directly through T. Rowe Price or through a financial intermediary.
F Class
The F Class is a separate share class of certain institutional funds and is designed to be sold only through financial advisors and certain third-party intermediaries, including brokers, banks, insurance companies, retirement plan recordkeepers, and other financial intermediaries that provide various distribution and administrative services. F Class shares are not intended to be offered by intermediaries through a mutual fund “supermarket” platform. The F Class cannot be purchased directly through T. Rowe Price and must be purchased through a financial intermediary.
Z Class
The Z Class is only available to funds managed by T. Rowe Price and other advisory clients of T. Rowe Price or its affiliates that are subject to a contractual fee for investment management services. The Z Class does not impose sales charges and does not make any administrative fee payments or 12b-1 fee payments to financial intermediaries.
Hedged Equity Fund, Mid-Cap Index Fund, Multi-Sector Account Portfolios, Small-Cap Index Fund, and TRP Reserve Funds
These funds are not available for direct purchase by members of the public. Shares of these funds may only be purchased by or on behalf of mutual funds, Section 529 college savings plans, or certain institutional client accounts for which T. Rowe Price or one of its affiliates has discretionary investment authority.
PART I
Below is a table showing the prospectus and shareholder report dates for each fund. Each prospectus and shareholder report includes information on all share classes available for a fund. The table also lists each fund’s category, which should be used to identify groups of funds that are referenced throughout this SAI. The prospectus date shown for each fund reflects the date that the prospectus will be annually updated once the fund has been in operation at its fiscal year-end.
Fund | Fund Category | Fiscal | Annual
Report | Semiannual | Prospectus |
Africa & Middle East Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
All-Cap Opportunities Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Asia Opportunities Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Balanced Fund | Asset Allocation | Dec 31 | Dec 31 | June 30 | May 1 |
Blue Chip Growth Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
California Tax-Free Bond Fund | State Tax-Free Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
Capital Appreciation Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Cash Reserves Fund | Taxable Money | Oct 31 | Oct 31 | Apr 30 | March 1 |
China Evolution Equity Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Communications & Technology Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Corporate Income Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Credit Opportunities Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Diversified Mid-Cap Growth Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Dividend Growth Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Dynamic Credit Fund | Taxable Bond | Dec 31 | Dec 31 | June 30 | May 1 |
Dynamic Global Bond Fund | Taxable Bond | Dec 31 | Dec 31 | June 30 | May 1 |
Emerging Europe Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Emerging Markets Bond Fund | International Bond | Dec 31 | Dec 31 | June 30 | May 1 |
16
Fund | Fund Category | Fiscal | Annual
Report | Semiannual | Prospectus |
Emerging Markets Corporate Bond Fund | International Bond | Dec 31 | Dec 31 | June 30 | May 1 |
Emerging Markets Corporate Multi-Sector Account Portfolio | International Bond | Dec 31 | Dec 31 | June 30 | May 1 |
Emerging Markets Discovery Stock Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Emerging Markets Local Currency Bond Fund | International Bond | Dec 31 | Dec 31 | June 30 | May 1 |
Emerging Markets Local Multi-Sector Account Portfolio | International Bond | Dec 31 | Dec 31 | June 30 | May 1 |
Emerging Markets Stock Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Equity Income Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Equity Index 500 Fund | Index Equity | Dec 31 | Dec 31 | June 30 | May 1 |
European Stock Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Extended Equity Market Index Fund | Index Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Financial Services Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Floating Rate Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Floating Rate Multi-Sector Account Portfolio | Taxable Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
Georgia Tax-Free Bond Fund | State Tax-Free Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
Global Allocation Fund | Asset Allocation | Oct 31 | Oct 31 | Apr 30 | March 1 |
Global Consumer Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Global Growth Stock Fund | Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Global High Income Bond Fund | Taxable Bond | Dec 31 | Dec 31 | June 30 | May 1 |
Global Impact Equity Fund | Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Global Industrials Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Global Multi-Sector Bond Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Global Real Estate Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Global Stock Fund | Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Global Technology Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Global Value Equity Fund | Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
GNMA Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Government Money Fund | Taxable Money | May 31 | May 31 | Nov 30 | Oct 1 |
Government Reserve Fund | Taxable Money | May 31 | May 31 | Nov 30 | Oct 1 |
Growth Stock Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Health Sciences Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Hedged Equity Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
High Yield Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
High Yield Multi-Sector Account Portfolio | Taxable Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
Inflation Protected Bond Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Institutional Emerging Markets Bond Fund | International Bond | Dec 31 | Dec 31 | June 30 | May 1 |
Institutional Emerging Markets Equity Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Institutional Floating Rate Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Institutional High Yield Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Institutional International Disciplined Equity Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Institutional Large-Cap Core Growth Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Institutional Long Duration Credit Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Institutional Mid-Cap Equity Growth Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Institutional Small-Cap Stock Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Integrated Global Equity Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Integrated U.S. Large-Cap Value Equity Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
17
Fund | Fund Category | Fiscal | Annual
Report | Semiannual | Prospectus |
Integrated U.S. Small-Cap Growth Equity Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Integrated U.S. Small-Mid Cap Core Equity Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Intermediate Tax-Free High Yield Fund | Tax-Free Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
International Bond Fund | International Bond | Dec 31 | Dec 31 | June 30 | May 1 |
International Bond Fund (USD Hedged) | International Bond | Dec 31 | Dec 31 | June 30 | May 1 |
International Disciplined Equity Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
International Discovery Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
International Equity Index Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
International Stock Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
International Value Equity Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Investment-Grade Corporate Multi-Sector Account Portfolio | Taxable Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
Japan Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Latin America Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
Large-Cap Growth Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Large-Cap Value Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Limited Duration Inflation Focused Bond Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Maryland Short-Term Tax-Free Bond Fund | State Tax-Free Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
Maryland Tax-Free Bond Fund | State Tax-Free Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
Maryland Tax-Free Money Fund | State Tax-Free Money | Feb 28 | Feb 28 | Aug 30 | July 1 |
Mid-Cap Growth Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Mid-Cap Index Fund | Index Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Mid-Cap Value Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Mortgage-Backed Securities Multi-Sector Account Portfolio | Taxable Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
Multi-Strategy Total Return Fund | Asset Allocation | Oct 31 | Oct 31 | Apr 30 | March 1 |
New Asia Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
New Era Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
New Horizons Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
New Income Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
New Jersey Tax-Free Bond Fund | State Tax-Free Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
New York Tax-Free Bond Fund | State Tax-Free Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
Overseas Stock Fund | International Equity | Oct 31 | Oct 31 | Apr 30 | March 1 |
QM U.S. Bond Index Fund | Index Bond | Oct 31 | Oct 31 | Apr 30 | March 1 |
Real Assets Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Real Estate Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Retirement 2005 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement 2010 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement 2015 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement 2020 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement 2025 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement 2030 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement 2035 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement 2040 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement 2045 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement 2050 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement 2055 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement 2060 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement 2065 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Balanced Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Blend 2005 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Blend 2010 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
18
Fund | Fund Category | Fiscal | Annual
Report | Semiannual | Prospectus |
Retirement Blend 2015 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Blend 2020 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Blend 2025 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Blend 2030 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Blend 2035 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Blend 2040 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Blend 2045 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Blend 2050 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Blend 2055 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Blend 2060 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Blend 2065 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement I 2005 Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement I 2010 Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement I 2015 Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement I 2020 Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement I 2025 Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement I 2030 Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement I 2035 Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement I 2040 Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement I 2045 Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement I 2050 Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement I 2055 Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement I 2060 Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement I 2065 Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Balanced I Fund—I Class | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Retirement Income 2020 Fund | Asset Allocation | Dec 31 | Dec 31 | June 30 | May 1 |
Science & Technology Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Short Duration Income Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Short-Term Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Short-Term Bond Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Short-Term Government Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Small-Cap Index Fund | Index Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Small-Cap Stock Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Small-Cap Value Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Spectrum Conservative Allocation Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Spectrum Diversified Equity Fund | Asset Allocation | Dec 31 | Dec 31 | June 30 | May 1 |
Spectrum Income Fund | Asset Allocation | Dec 31 | Dec 31 | June 30 | May 1 |
Spectrum International Equity Fund | Asset Allocation | Dec 31 | Dec 31 | June 30 | May 1 |
Spectrum Moderate Allocation Fund | Asset Allocation | Dec 31 | Dec 31 | June 30 | May 1 |
Spectrum Moderate Growth Allocation Fund | Asset Allocation | Dec 31 | Dec 31 | June 30 | May 1 |
Summit Municipal Income Fund | Tax-Free Bond | Oct 31 | Oct 31 | Apr 30 | March 1 |
Summit Municipal Intermediate Fund | Tax-Free Bond | Oct 31 | Oct 31 | Apr 30 | March 1 |
Target 2005 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Target 2010 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Target 2015 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Target 2020 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Target 2025 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Target 2030 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Target 2035 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Target 2040 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Target 2045 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Target 2050 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Target 2055 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
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Fund | Fund Category | Fiscal | Annual
Report | Semiannual | Prospectus |
Target 2060 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Target 2065 Fund | Asset Allocation | May 31 | May 31 | Nov 30 | Oct 1 |
Tax-Efficient Equity Fund | Equity | Feb 28 | Feb 28 | Aug 30 | July 1 |
Tax-Exempt Money Fund | Tax-Free Money | Feb 28 | Feb 28 | Aug 30 | July 1 |
Tax-Free High Yield Fund | Tax-Free Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
Tax-Free Income Fund | Tax-Free Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
Tax-Free Short-Intermediate Fund | Tax-Free Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
Total Equity Market Index Fund | Index Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Total Return Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Transition Fund | Other | Dec 31 | Dec 31 | June 30 | May 1 |
Treasury Reserve Fund | Taxable Money | May 31 | May 31 | Nov 30 | Oct 1 |
U.S. Equity Research Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
U.S. High Yield Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
U.S. Large-Cap Core Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
U.S. Limited Duration TIPS Index Fund | Index Bond | May 31 | May 31 | Nov 30 | Oct 1 |
U.S. Treasury Intermediate Index Fund | Index Bond | May 31 | May 31 | Nov 30 | Oct 1 |
U.S. Treasury Long-Term Index Fund | Index Bond | May 31 | May 31 | Nov 30 | Oct 1 |
U.S. Treasury Money Fund | Taxable Money | May 31 | May 31 | Nov 30 | Oct 1 |
Ultra Short-Term Bond Fund | Taxable Bond | May 31 | May 31 | Nov 30 | Oct 1 |
Value Fund | Equity | Dec 31 | Dec 31 | June 30 | May 1 |
Virginia Tax-Free Bond Fund | State Tax-Free Bond | Feb 28 | Feb 28 | Aug 30 | July 1 |
The officers and directors of the Price Funds are listed on the following pages. Unless otherwise noted, the address of each officer and director is 100 East Pratt Street, Baltimore, Maryland 21202.
Each fund is overseen by a Board of Directors (Board) that meets regularly to review a wide variety of matters affecting or potentially affecting the funds, including performance, investment programs, compliance matters, advisory fees and expenses, service providers, and business and regulatory affairs. The Boards elect the funds’ officers and are responsible for performing various duties imposed on them by the 1940 Act, the laws of Maryland, and other applicable laws. The directors who are also employees or officers of T. Rowe Price are considered to be “interested” directors as defined in Section 2(a)(19) of the 1940 Act because of their relationships with T. Rowe Price and its affiliates. Each interested director and officer (except as indicated in the tables setting forth the directors’ and officers’ principal occupations during the past five years) has been an employee of T. Rowe Price or its affiliates for five or more years. The Boards held five regularly scheduled formal meetings during calendar year 2022. The same directors currently serve on the Board of all the exchange-traded funds sponsored and managed by T. Rowe Price (such exchange-traded funds, the “Price ETFs,” and together with the Price Funds, the (Price Complex). Although the Boards have direct responsibility over various matters (such as approval of advisory contracts and review of fund performance), each Board also exercises certain of its oversight responsibilities through several committees that it has established and which report back to the full Boards. The Boards believe that a committee structure is an effective means to permit directors to focus on particular operations or issues affecting the funds, including risk oversight. Each Board currently has three standing committees that are joint with the board of the Price ETFs (hereinafter referred to as “Joint” committees): a Joint Nominating and Governance Committee, a Joint Audit Committee, and a Joint Executive Committee.
Robert J. Gerrard, Jr., an independent director, serves as the chair of the Board of each Price Fund. The chair presides at all meetings of the Boards and all executive sessions of the independent directors. He also reviews and provides guidance on Board meeting agendas and materials, and typically represents the independent directors in discussions with T. Rowe Price management. Each fund’s Board has determined that its leadership and committee structure is appropriate because the Board believes that it sets the proper tone for the relationship between the fund, on the one hand, and T. Rowe Price or its affiliates and the fund’s other principal service providers, on the other, and facilitates the exercise of the Board’s independent judgment in evaluating and managing the relationships. In addition, the structure efficiently allocates
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responsibility among committees and the full Boards. The same independent directors currently serve on the Boards of all of the Price Funds. This approach is designed to provide effective governance by exposing the independent directors to a wider range of business issues and market trends, allowing the directors to better share their knowledge, background, and experience and permitting the Boards to operate more efficiently, particularly with respect to matters common to all Price Funds.
The Joint Nominating and Governance Committee consists of all of the independent directors of the funds, and is responsible for, among other things, seeking, reviewing, and selecting candidates to fill independent director vacancies on each fund’s Board; periodically evaluating the compensation payable to the independent directors; and performing certain functions with respect to the governance of the funds. The chair of the Board of the Price Funds serves as chair of the committee. The committee will consider written recommendations from shareholders for possible nominees for independent directors. Nominees will be considered based on their ability to review critically, evaluate, question, and discuss information provided to them; to interact effectively with the funds’ management and counsel and the various service providers to the funds; and to exercise reasonable business judgment in the performance of their duties as directors. The Joint Nominating and Governance Committee seeks to ensure that the Board is comprised of independent directors who bring diverse perspectives to the Board, including diverse experiences, backgrounds, race, ethnicity, gender, qualifications, skills, thoughts, viewpoints, and other qualities. Nominees will also be considered based on their independence from T. Rowe Price and other principal service providers. Other than executive sessions in connection with Board meetings, the Joint Nominating and Governance Committee formally met one time in 2022.
The Joint Audit Committee consists of only independent directors. The current members of the committee are Teresa Bryce Bazemore, Robert J. Gerrard, Jr., Paul F. McBride, and Kellye L. Walker. Ms. Bazemore serves as chair of the committee and is considered an “audit committee financial expert” within the meaning of applicable SEC rules. The Joint Audit Committee oversees the pricing processes for the Price Funds and holds at least three regular meetings during each fiscal year. Each of the three regular meetings include the attendance of the independent registered public accounting firm of the Price Funds as the Joint Audit Committee reviews: (1) the services provided; (2) the findings of the most recent audits; (3) management’s response to the findings of the most recent audits; (4) the scope of the audits to be performed; (5) the accountants’ fees; (6) the qualifications, independence, and performance of the independent registered public accounting firm; and (7) any accounting questions relating to particular areas of the T. Rowe Price Funds’ operations, accounting service provider performance, or the operations of parties dealing with the T. Rowe Price Funds, as circumstances indicate. The Joint Audit Committee also reviews the risk management program of the funds’ investment adviser and valuation-related materials and reports provide by the funds’ valuation designee. The Joint Audit Committee met four times in 2022.
The Joint Executive Committee, which consists of each fund’s interested directors, has been authorized by the Boards to exercise all powers of the Boards in the intervals between regular meetings of the Boards, except for those powers prohibited by statute from being delegated. All actions of the Joint Executive Committee must be approved in advance by the independent chair of the Board (and if the independent chair is unavailable, consult an independent director of the Board) and reviewed after the fact by the full Board. The Joint Executive Committee does not hold regularly scheduled meetings. The Joint Executive Committee was called upon one time to take action on behalf of the funds during 2022.
From time to time, the independent directors may create a special committee (Special Committee) or an ad hoc working group comprised of independent directors, whose purpose is to review certain limited topics that require in-depth consideration outside of the Boards’ regular review.
In addition to the Boards and the various committees, the directors have established an Advisory Board which consists of Melody Bianchetto and Mark J. Parrell. Advisory Board members serve in a consultative capacity to the Board. As such, Ms. Bianchetto and Mr. Parrell participate in Board discussions and review Board materials relating to the T. Rowe Price Funds. However, Advisory Board members are not eligible to vote on any matter presented to the Boards and have no power to act on behalf of or bind the directors or any committee of the Board. Both Ms. Bianchetto and Mr. Parrell are not considered “interested persons” of the T. Rowe Price Funds, as defined in the 1940 Act. Ms. Bianchetto and Mr. Parrell have been nominated by the Boards for shareholder election at an upcoming shareholder meeting scheduled for July 24, 2023. If they are elected by shareholders to serve as independent directors as proposed, they will no longer serve on the Advisory Board and the Advisory Board is expected to terminate.
Like other investment companies, the Price Funds are subject to various risks, including, among others, investment, compliance, operational, and valuation risks. The Boards oversee risk as part of their oversight of the funds. Risk oversight
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is addressed as part of various Board and committee activities. Each Board, directly or through its committees, interacts with and reviews reports from, among others, the investment adviser or its affiliates, the funds’ chief compliance officer, the adviser’s liquidity committee, the derivatives risk manager, the funds’ independent registered public accounting firm, legal counsel, and internal auditors for T. Rowe Price or its affiliates, as appropriate, regarding risks the funds face and the risk management programs of the investment adviser and certain other service providers. Also, the Joint Audit Committee receives periodic reports from the chief risk officer and members of the adviser’s Risk and Operational Steering Committee on the significant risks inherent to the adviser’s business, including aggregate investment risks, reputational risk, business continuity risk, technology and cybersecurity risk, and operational risk. The actual day-to-day risk management functions with respect to the funds are subsumed within the responsibilities of the investment adviser, its affiliates that serve as investment subadvisers to the funds, and other service providers (depending on the nature of the risk) that carry out the funds’ investment management and business affairs. Although the risk management policies of T. Rowe Price and its affiliates, and the funds’ other service providers, are reasonably designed to be effective, those policies and their implementation vary among service providers over time, and there is no guarantee that they will always be effective.
Each director’s experience, qualifications, attributes, or skills, on an individual basis and in combination with those of the other directors, have led to the conclusion that each director should serve on the Boards of the Price Funds. Attributes common to all directors include the ability to review critically, evaluate, question, and discuss information provided to them; to interact effectively with the funds’ management and counsel and the various service providers to the funds; and to exercise reasonable business judgment in the performance of their duties as directors. In addition, the actual service and commitment of the directors during their tenure on the funds’ Boards is taken into consideration in concluding that each should continue to serve. A director’s ability to perform his or her duties effectively may have been attained through his or her educational background or professional training; business, consulting, public service, or academic positions; experience from service as a director of the Price Funds, public companies, nonprofit entities, or other organizations; or other experiences. Each director brings a diverse perspective to the Boards.
Set forth below is a brief discussion of the specific experience, qualifications, attributes, or skills of each current director or Advisory Board member that led to the conclusion that he or she should serve as a director or Advisory Board member.
Teresa Bryce Bazemore has more than 25 years of experience as a senior executive in the mortgage banking field, including building both mortgage insurance and services businesses. Ms. Bazemore currently serves as president and chief executive officer of the Federal Home Loan Bank of San Francisco (March 2021 to present); a director of First Industrial Realty Trust, an owner and operator of industrial properties (May 2020 to present); a director of Public Media Company (2008 to present); and a trustee of the Southern California chapter of the International Women’s Forum (January 2021 to present). She previously served as chief executive officer of Bazemore Consulting LLC (2018 to 2021); a director of Chimera Investment Corporation, a publicly traded mortgage REIT (November 2017 to February 2021); a director of the University of Virginia Foundation (July 2014 to June 2022); a member of the University of Virginia’s Center for Politics Advisory Board (October 2019 to July 2022); a president of Radian Guaranty, a national private mortgage insurer (2008 to 2017); and a director of the Federal Home Loan Bank of Pittsburgh (August 2017 to February 2019). She has been an independent director of the Price Funds since January 2018 and became the chair of the Joint Audit Committee in August 2019. Ms. Bazemore has a J.D. from Columbia University and a B.A. from the University of Virginia.
Melody Bianchetto is an accomplished finance professional with over 30 years of experience. She served as vice president for finance at the University of Virginia (UVA) from 2015 until her retirement in February 2023, with oversight of key financial activities, including tax, accounting, financial reporting, debt and cash management, procurement, payroll, financial planning, and enterprise risk management. Prior to that, she led UVA’s financial planning and analysis function from 1998 to 2015. Ms. Bianchetto earned a B.S. in commerce with a concentration in accounting from UVA and an M.B.A. from James Madison University. She is also a licensed Certified Public Accountant. Ms. Bianchetto has served as a member of the Board’s Advisory Committee since February 24, 2023.
Bruce W. Duncan has substantial experience in the field of commercial real estate. Mr. Duncan served as president, chief executive officer, and a director of CyrusOne, Inc., a real estate investment trust specializing in engineering, building, and managing data centers, from July 2020 to July 2021. He served as chair of the board of First Industrial Realty Trust from January 2016 until July 2020, president and chief executive officer from January 2009 until September 2016, and chief executive officer until December 2016. Mr. Duncan served as a senior advisor to KKR from November 2018 to December 2022. In May 2016, Mr. Duncan became a member of the board of Boston Properties, and he is currently a member of the nominating and governance committee and is a member of the audit committee of Boston Properties. From
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September 2016 until July 2020, Mr. Duncan served as a member of the board of Marriott International, Inc. He has been an independent director of the Price Funds since October 2013; in September 2014, he became a member of the Joint Audit Committee until August 2019 and served as chair of the Joint Audit Committee from July 2017 to August 2019. Mr. Duncan holds an M.B.A. in finance from the University of Chicago and a B.A. in economics from Kenyon College.
Robert J. Gerrard, Jr. has served as chair of the Boards of all Price Funds since July 2018. He has been an independent director of certain Price Funds since 2012 (and all Price Funds since October 2013), and served as the chair of the Joint Audit Committee from September 2014 to July 2017. He became chair of the Price Funds in July 2018 and became a member of the Joint Audit Committee in August 2019. He has substantial legal and business experience in the industries relating to communications and interactive data services. He has served on the board and compensation committee for Syniverse Holdings and served as general counsel to Scripps Networks. Mr. Gerrard earned a J.D. from Harvard Law School and an A.B. from Harvard College.
Paul F. McBride has served in various management and senior leadership roles with the Black & Decker Corporation and General Electric Company. He led businesses in the materials, industrial, and consumer durable segments, and has significant global experience. He serves on the advisory board of Vizzia Technologies as well as Gilman School and Bridges Baltimore. He has been an independent director of the Price Funds since October 2013; served as a member of the Joint Audit Committee from September 2014 to August 2019; and became a member of the Joint Audit Committee in February 2022. Mr. McBride received a B.A. in economics from Trinity College in Hartford, CT.
Mark J. Parrell has been chief executive officer and a member of the Board of Trustees of Equity Residential (EQR) since January 2019 and president of EQR since September 2018. Mr. Parrell served as executive vice president and chief financial officer of EQR from October 2007 to September 2018. Mr. Parrell was senior vice president and treasurer of EQR from August 2005 to October 2007 and has held various positions within the EQR finance group since September 1999. He served as director of Brookdale Senior Living Inc., a leading operator of senior living communities throughout the United States, from April 2015 to July 2017, and served as a director of Aviv REIT, Inc., a real estate investment trust, from March 2013 until April 2015 when it merged with Omega Healthcare. Mr. Parrell serves on the Board of Directors of the Real Estate Roundtable and the 2022 Executive Board of the National Association of Real Estate Investment Trusts (Nareit). He is a member of the Nareit Dividends Through Diversity, Equity & Inclusion CEO Council and was chair of the Nareit 2021 Audit and Investment Committee. He is a member of the Advisory Board for the Ross Business School at University of Michigan, and is a member of the National Multifamily Housing Council and served as the chair of the Finance Committee in 2015 to 2016. Mr. Parrell also serves on the Board of Directors and is chair of the Finance Committee of the Greater Chicago Food Depository and is a member of the Economic Club of Chicago. Mr. Parrell received a B.B.A. from the University of Michigan and a J.D. from the Georgetown University Law Center. Mr. Parrell has served as a member of the Board’s Advisory Committee since January 1, 2023.
David Oestreicher has served as an interested director of all Price Funds since July 2018. He is the general counsel for T. Rowe Price Group, Inc. and a member of the firm’s management committee. Mr. Oestreicher serves as a member of the Board of Governors for the Investment Company Institute (ICI), and previously served as the chair of the ICI’s international committee. He is on the Mutual Insurance Company Board of Governors, where he serves as a member of its executive committee and chair of its risk management committee. He also served on the board of the Investment Adviser Association and was a past chair of its legal and regulatory committee. Before joining T. Rowe Price in 1997, Mr. Oestreicher was special counsel in the Division of Market Regulation with the SEC. Mr. Oestreicher earned a B.S. in business administration from Bucknell University and a J.D. from Villanova University School of Law.
Eric L. Veiel has served as an interested director of all Price Funds since February 2022. He is the head of Global Equity and chief investment officer, chair of the Investment Management Steering Committee, and a member of the Management, Equity Steering, International Steering, Multi-Asset Steering, Product Steering, and Management Compensation and Development Committees. Mr. Veiel’s investment experience began in 1999. Prior to joining T. Rowe Price, he spent six years as a sell-side equity analyst, covering health insurers and pharmacy benefit managers at Wachovia Securities, Deutsche Bank Securities, and A.G. Edwards & Sons. He has been with T. Rowe Price since 2005, beginning in the Equity Division as an investment analyst covering life insurance companies, asset managers, money-centered banks, and investment banks. From 2010 to 2014, he was the portfolio manager of the Financial Services Equity Strategy and the financial services sector team leader. He served as a co-director of Equity Research for North America from 2014 to 2015 and co-portfolio manager of the US Equity Structured Research Strategy from 2015 to 2017. Most recently, from 2016 to 2021, he was co-head of Global Equity and head of U.S. Equity. Mr. Veiel earned a B.B.A., magna cum laude, in finance
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from James Madison University and an M.B.A., with concentrations in finance and accounting, from Washington University in St. Louis, John M. Olin School of Business, where he was a Charles F. Knight Scholar. He also has earned the Chartered Financial Analyst® designation.
Kellye L. Walker is executive vice president, chief legal officer, and corporate secretary of Eastman Chemical Company. She is a seasoned senior executive with over 25 years of experience helping publicly traded companies increase value through forward thinking, strategic discipline, and a focus on continuous improvement. Her experience includes leading law departments, as well as other functions including compliance; government affairs; human resources; health, safety, environment and security; and information technology. Ms. Walker received a B.S. from Louisiana Tech University and a J.D. from Emory University School of Law. Ms. Walker was appointed as an independent director of the Price Funds on November 8, 2021.
In addition, the following tables provide biographical information for the directors or Advisory Board members, along with their principal occupations and any directorships they have held of public companies and other investment companies during the past five years. Each director who is not an interested person (as defined in the 1940 Act) of the fund is referred to herein as an independent director.
Independent Directors and Advisory Board Members(a)
Name, Year of Birth, and Number | Principal Occupation(s) | Directorships of
Public |
Teresa Bryce Bazemore 1959 213 portfolios | President and Chief Executive Officer, Federal Home Loan Bank of San Francisco (2021 to present); Chief Executive Officer, Bazemore Consulting LLC (2018 to 2021) | Chimera Investment Corporation (2017 to 2021); First Industrial Realty Trust (2020 to present); Federal Home Loan Bank of Pittsburgh (2017 to 2019) |
Melody Bianchetto 1966 213 portfolios | Advisory Board member; Vice President for Finance, University of Virginia (2015 to 2023) | None |
Bruce W. Duncan 1951 213 portfolios | President, Chief Executive Officer, and Director, CyrusOne, Inc. (2020 to 2021); Chair of the Board (2016 to 2020), and President (2009 to 2016), First Industrial Realty Trust, owner and operator of industrial properties; Member, Investment Company Institute Board of Governors (2017 to 2019); Member, Independent Directors Council Governing Board (2017 to 2019); Senior Advisor, KKR (2018 to 2022) | CyrusOne, Inc. (2020 to 2021); First Industrial Realty Trust (2016 to 2020); Boston Properties (2016 to present); Marriott International, Inc. (2016 to 2020) |
Robert J. Gerrard, Jr. 1952 213 portfolios | Chair of the Board, all funds (July 2018 to present) | None |
Paul F. McBride 1956 213 portfolios | Advisory Board Member, Vizzia Technologies (2015 to present); Board Member, Dunbar Armored (2012 to 2018) | None |
Mark J. Parrell 1966 213 portfolios | Advisory Board Member, Chief Executive Officer (2019 to present) and President, EQR (2018 to present); Executive Vice President and Chief Financial Officer, EQR (2007 to 2018); Senior Vice President and Treasurer, EQR (2005 to 2007); Member, Nareit Dividends Through Diversity, Equity & Inclusion CEO Council and Chair, Nareit 2021 Audit and Investment Committee (2021); Advisory Board, Ross Business School at University of Michigan (2015 to 2016); Member, National Multifamily Housing Council and served as the Chair of the Finance Committee, (2015 to 2016); Member of the Economic Club of Chicago | EQR (2019 to present); Brookdale Senior Living Inc. (2015 to 2017); Aviv REIT, Inc. (2013 to 2015); Real Estate Roundtable and the 2022 Executive Board Nareit; Board of Directors and is Chair of the Finance Committee of the Greater Chicago Food Depository |
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Name, Year of Birth, and Number | Principal Occupation(s) | Directorships of
Public |
Kellye L. Walker 1966 213 portfolios | Executive Vice President and Chief Legal Officer, Eastman Chemical Company (April 2020 to present); Executive Vice President and Chief Legal Officer, Huntington Ingalls Industries, Inc. (January 2015 to March 2020) | Lincoln Electric Company (October 2020 to present) |
(a) All information about the independent directors was current as of December 31, 2022, unless otherwise indicated, except for the number of portfolios overseen, which is current as of the date of this SAI.
Interested Directors(a)
The following persons are considered interested directors of the funds because they also serve as employees of T. Rowe Price or its affiliates. No more than two interested directors serve as directors of any fund.
The Boards invite nominations from the funds’ investment adviser for persons to serve as interested directors, and the Board reviews and approves these nominations. Each of the current interested directors is a senior executive officer of T. Rowe Price and T. Rowe Price Group, Inc., as well as certain of their affiliates. David Oestreicher has served as an interested director of all Price Funds since July 2018. Eric L. Veiel has served as an interested director of all Price Funds since February 2022. For each fund, the two interested directors serve as members of the fund’s Executive Committee. In addition, specific experience with respect to the interested directors’ principal occupations and any directorships they have held of public companies and other investment companies during the past five years are set forth in the following table.
Name, Year of Birth, and Number | Principal Occupation(s) | Directorships of
Public |
David Oestreicher 1967 213 portfolios | Director, Vice President, and Secretary, T. Rowe Price, T. Rowe Price Investment Services, Inc., T. Rowe Price Retirement Plan Services, Inc., and T. Rowe Price Services, Inc.; Director and Secretary, Price Investment Management; Vice President and Secretary, Price International; Vice President, Price Hong Kong, Price Japan, and Price Singapore; General Counsel, Vice President, and Secretary, T. Rowe Price Group, Inc.; Chair of the Board, Chief Executive Officer, President, and Secretary, T. Rowe Price Trust Company Principal Executive Officer and Executive Vice President, all funds | None |
Eric L. Veiel, CFA 1972 213 portfolios | Director and Vice President, T. Rowe Price; Vice President, T. Rowe Price Group, Inc. and T. Rowe Price Trust Company Vice President, Global Funds | None |
(a) All information about the interested directors was current as of December 31, 2022, unless otherwise indicated, except for the number of portfolios overseen, which is current as of the date of this SAI.
Funds-of-Funds Arrangements
The Board is responsible for overseeing the business and affairs of the T. Rowe Price Funds-of-Funds, which consist of the following: Spectrum Diversified Equity Fund, Spectrum Income Fund, and Spectrum International Equity Fund (collectively, the “Spectrum Funds”); Retirement 2005 Fund, Retirement 2010 Fund, Retirement 2015 Fund, Retirement 2020 Fund, Retirement 2025 Fund, Retirement 2030 Fund, Retirement 2035 Fund, Retirement 2040 Fund, Retirement 2045 Fund, Retirement 2050 Fund, Retirement 2055 Fund, Retirement 2060 Fund, Retirement 2065 Fund, and Retirement Balanced Fund, and their respective share classes (collectively, the “RDFs”); Retirement Blend 2005 Fund, Retirement Blend 2010 Fund, Retirement Blend 2015 Fund, Retirement Blend 2020 Fund, Retirement Blend 2025 Fund, Retirement Blend 2030 Fund, Retirement Blend 2035 Fund, Retirement Blend 2040 Fund, Retirement Blend 2045 Fund, Retirement Blend 2050 Fund, Retirement Blend 2055 Fund, Retirement Blend 2060 Fund, Retirement Blend 2065 Fund (collectively the “Retirement Blend Funds”); Retirement I 2005 Fund, Retirement I 2010 Fund, Retirement I 2015 Fund, Retirement I 2020 Fund, Retirement I 2025 Fund, Retirement I 2030 Fund, Retirement I 2035 Fund, Retirement I 2040 Fund,
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Retirement I 2045 Fund, Retirement I 2050 Fund, Retirement I 2055 Fund, Retirement I 2060 Fund, Retirement I 2065 Fund, and Retirement Balanced I Fund (collectively the, “Retirement I Funds”); Retirement Income 2020 Fund; and Target 2005 Fund, Target 2010 Fund, Target 2015 Fund, Target 2020 Fund, Target 2025 Fund, Target 2030 Fund, Target 2035 Fund, Target 2040 Fund, Target 2045 Fund, Target 2050 Fund, Target 2055 Fund, Target 2060 Fund, and Target 2065 Fund and their respective share classes (collectively, the “TRFs”). The Spectrum Funds, RDFs, Retirement Blend, Retirement I Funds, Retirement Income 2020 Fund, and TRFs are referred to collectively as “Funds-of-Funds” and each fund individually as a “Fund-of-Funds,” and where the policies that apply to the RDFs, Retirement Blend, Retirement I Funds, Retirement Income 2020 Fund, and TRFs are identical, the RDFs, Retirement I Funds, Retirement Income 2020 Fund, and TRFs may be referred to collectively as “Target Date Funds.”
A majority of the directors of the Funds-of-Funds are independent of T. Rowe Price and its affiliates. However, the directors and officers of the Funds-of-Funds and certain directors and officers of T. Rowe Price and its affiliates also serve in similar positions with most of the various Price Funds in which the Fund-of-Funds invest (collectively, the “underlying Price Funds”). Thus, if the interests of the Funds-of-Funds and the underlying Price Funds were ever to become divergent, it is possible that a conflict of interest could arise and affect how this latter group of persons fulfill their fiduciary duties to the Funds-of-Funds and the underlying Price Funds. The directors of the Funds-of-Funds believe they have structured the Funds-of Funds to avoid these concerns. However, a situation could conceivably occur where proper action for the Funds-of-Funds could be adverse to the interests of an underlying Price Fund, or the reverse could occur. If the possibility of such a situation arises, the directors and officers of the affected funds and the directors and officers of T. Rowe Price will carefully analyze the situation and take all steps they believe reasonable to minimize and, where possible, eliminate the potential conflict or adverse impacts. For example, the Fund-of-Funds may add or remove underlying Price Funds from their list of permissible investments, change their asset allocations among the underlying Price Funds, or change their investments in the underlying Price Funds to a different share class, any of which could cause large redemptions or purchases in the underlying Price Funds. These actions could increase a Fund-of-Fund’s capital gains distributions, which may be taxable to shareholders who do not hold the Fund-of-Fund in a tax-deferred account, or have an adverse impact on an underlying Price Fund, including increasing the underlying Price Fund’s capital gains, portfolio turnover, and transaction costs. Such actions could also cause the underlying Price Fund to sell securities or invest additional cash at disadvantageous prices. In addition, changing an investment in an underlying Price Fund to a different share class of the underlying Price Fund could cause an increase to the expense ratio of one or more of the underlying Price Fund’s share classes. In an effort to minimize any potential adverse impacts on the underlying Price Funds, a Fund-of-Funds may purchase or redeem its shares of an underlying Price Fund gradually over time or seek to effect redemptions of shares in-kind when possible.
Term of Office and Length of Time Served
The directors serve until retirement, resignation, or election of a successor. The following table shows the year from which each director has served on each fund’s Board (or that of the corporation of which the fund is a series of).
Corporation | Number of Portfolios | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | ||
All-Cap Opportunities Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Balanced Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Blue Chip Growth Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Capital Appreciation Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Communications & Technology Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Corporate Income Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Credit Opportunities Fund | 1 | 2018 | 2014 | 2014 | 2014 | 2021 |
Diversified Mid-Cap Growth Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Dividend Growth Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Equity Funds | 6 | 2018 | 2013 | 2012 | 2013 | 2021 |
Equity Income Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
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Corporation | Number of Portfolios | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | ||
Financial Services Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Floating Rate Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Global Allocation Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Global Funds | 4 | 2018 | 2013 | 2012 | 2013 | 2021 |
Global Multi-Sector Bond Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Global Real Estate Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Global Technology Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
GNMA Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Government Money Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Growth Stock Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Health Sciences Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
High Yield Fund | 2 | 2018 | 2013 | 2013 | 2013 | 2021 |
Index Trust | 6 | 2018 | 2013 | 2012 | 2013 | 2021 |
Inflation Protected Bond Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Institutional Income Funds | 3 | 2018 | 2013 | 2013 | 2013 | 2021 |
Integrated Equity Funds | 4 | 2018 | 2013 | 2012 | 2013 | 2021 |
Intermediate Tax-Free High Yield Fund | 1 | 2018 | 2014 | 2014 | 2014 | 2021 |
International Funds | 28 | 2018 | 2013 | 2012 | 2013 | 2021 |
International Index Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Limited Duration Inflation Focused Bond Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Mid-Cap Growth Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Mid-Cap Value Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Multi-Sector Account Portfolios | 6 | 2018 | 2013 | 2013 | 2013 | 2021 |
Multi-Strategy Total Return Fund | 1 | 2018 | 2017 | 2017 | 2017 | 2021 |
New Era Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
New Horizons Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
New Income Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
QM U.S. Bond Index Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Real Assets Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Real Estate Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
TRP Reserve Funds | 5 | 2018 | 2013 | 2013 | 2013 | 2021 |
Retirement Funds | 55 | 2018 | 2013 | 2012 | 2013 | 2021 |
Science & Technology Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Short-Term Bond Fund | 3 | 2018 | 2013 | 2013 | 2013 | 2021 |
Small-Cap Stock Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Small-Cap Value Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Spectrum Funds | 3 | 2018 | 2013 | 2012 | 2013 | 2021 |
Spectrum Funds II | 3 | 2018 | 2013 | 2012 | 2013 | 2021 |
State Tax-Free Funds | 8 | 2018 | 2013 | 2013 | 2013 | 2021 |
27
Corporation | Number of Portfolios | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | ||
Summit Income Funds | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Summit Municipal Funds | 2 | 2018 | 2013 | 2013 | 2013 | 2021 |
Tax-Efficient Funds | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Tax-Exempt Money Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Tax-Free High Yield Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Tax-Free Income Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Tax-Free Short-Intermediate Fund | 1 | 2018 | 2013 | 2013 | 2013 | 2021 |
Total Return Fund | 1 | 2018 | 2016 | 2016 | 2016 | 2021 |
U.S. Equity Research Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
U.S. Large-Cap Core Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
U.S. Treasury Funds | 3 | 2018 | 2013 | 2013 | 2013 | 2021 |
Value Fund | 1 | 2018 | 2013 | 2012 | 2013 | 2021 |
Corporation | Number of Portfolios | Interested Directors | |||||||||||
Oestreicher | Veiel | ||||||||||||
All-Cap Opportunities Fund | 1 | 2018 | 2022 | ||||||||||
Balanced Fund | 1 | 2018 | 2022 | ||||||||||
Blue Chip Growth Fund | 1 | 2018 | 2022 | ||||||||||
Capital Appreciation Fund | 1 | 2018 | 2022 | ||||||||||
Communications & Technology Fund | 1 | 2018 | 2022 | ||||||||||
Corporate Income Fund | 1 | 2018 | 2022 | ||||||||||
Credit Opportunities Fund | 1 | 2018 | 2022 | ||||||||||
Diversified Mid-Cap Growth Fund | 1 | 2018 | 2022 | ||||||||||
Dividend Growth Fund | 1 | 2018 | 2022 | ||||||||||
Equity Funds | 6 | 2018 | 2022 | ||||||||||
Equity Income Fund | 1 | 2018 | 2022 | ||||||||||
Financial Services Fund | 1 | 2018 | 2022 | ||||||||||
Floating Rate Fund | 1 | 2018 | 2022 | ||||||||||
Global Allocation Fund | 1 | 2018 | 2022 | ||||||||||
Global Funds | 4 | 2018 | 2022 | ||||||||||
Global Multi-Sector Bond Fund | 1 | 2018 | 2022 | ||||||||||
Global Real Estate Fund | 1 | 2018 | 2022 | ||||||||||
Global Technology Fund | 1 | 2018 | 2022 | ||||||||||
GNMA Fund | 1 | 2018 | 2022 | ||||||||||
Government Money Fund | 1 | 2018 | 2022 | ||||||||||
Growth Stock Fund | 1 | 2018 | 2022 | ||||||||||
Health Sciences Fund | 1 | 2018 | 2022 | ||||||||||
High Yield Fund | 2 | 2018 | 2022 | ||||||||||
Index Trust | 6 | 2018 | 2022 | ||||||||||
Inflation Protected Bond Fund | 1 | 2018 | 2022 |
28
Corporation | Number of Portfolios | Interested Directors | |||||||||||
Oestreicher | Veiel | ||||||||||||
Institutional Income Funds | 3 | 2018 | 2022 | ||||||||||
Integrated Equity Funds | 4 | 2018 | 2022 | ||||||||||
Intermediate Tax-Free High Yield Fund | 1 | 2018 | 2022 | ||||||||||
International Funds | 28 | 2018 | 2022 | ||||||||||
International Index Fund | 1 | 2018 | 2022 | ||||||||||
Limited Duration Inflation Focused Bond Fund | 1 | 2018 | 2022 | ||||||||||
Mid-Cap Growth Fund | 1 | 2018 | 2022 | ||||||||||
Mid-Cap Value Fund | 1 | 2018 | 2022 | ||||||||||
Multi-Sector Account Portfolios | 6 | 2018 | 2022 | ||||||||||
Multi-Strategy Total Return Fund | 1 | 2018 | 2022 | ||||||||||
New Era Fund | 1 | 2018 | 2022 | ||||||||||
New Horizons Fund | 1 | 2018 | 2022 | ||||||||||
New Income Fund | 1 | 2018 | 2022 | ||||||||||
QM U.S. Bond Index Fund | 1 | 2018 | 2022 | ||||||||||
Real Assets Fund | 1 | 2018 | 2022 | ||||||||||
Real Estate Fund | 1 | 2018 | 2022 | ||||||||||
TRP Reserve Funds | 5 | 2018 | 2022 | ||||||||||
Retirement Funds | 55 | 2018 | 2022 | ||||||||||
Science & Technology Fund | 1 | 2018 | 2022 | ||||||||||
Short-Term Bond Fund | 3 | 2018 | 2022 | ||||||||||
Small-Cap Stock Fund | 1 | 2018 | 2022 | ||||||||||
Small-Cap Value Fund | 1 | 2018 | 2022 | ||||||||||
Spectrum Funds | 3 | 2018 | 2022 | ||||||||||
Spectrum Funds II | 3 | 2018 | 2022 | ||||||||||
State Tax-Free Funds | 8 | 2018 | 2022 | ||||||||||
Summit Income Funds | 1 | 2018 | 2022 | ||||||||||
Summit Municipal Funds | 2 | 2018 | 2022 | ||||||||||
Tax-Efficient Funds | 1 | 2018 | 2022 | ||||||||||
Tax-Exempt Money Fund | 1 | 2018 | 2022 | ||||||||||
Tax-Free High Yield Fund | 1 | 2018 | 2022 | ||||||||||
Tax-Free Income Fund | 1 | 2018 | 2022 | ||||||||||
Tax-Free Short-Intermediate Fund | 1 | 2018 | 2022 | ||||||||||
Total Return Fund | 1 | 2018 | 2022 | ||||||||||
U.S. Equity Research Fund | 1 | 2018 | 2022 | ||||||||||
U.S. Large-Cap Core Fund | 1 | 2018 | 2022 | ||||||||||
U.S. Treasury Funds | 3 | 2018 | 2022 | ||||||||||
Value Fund | 1 | 2018 | 2022 |
29
Below is a table that sets forth certain information, as of March 31, 2023, concerning each person deemed to be an officer of the Price Funds.
Officers
Fund | Name | Position
Held |
All funds | David Oestreicher | Director, Principal Executive Officer, and Executive Vice President |
Alan S. Dupski | Principal Financial Officer, Vice President, and Treasurer | |
Richard Sennett | Assistant Treasurer | |
Armando (Dino) Capasso | Chief Compliance Officer | |
Gary J. Greb | Vice President | |
Cheryl Hampton | Vice President | |
Benjamin Kersse | Vice President | |
Paul J. Krug | Vice President | |
Fran M. Pollack-Matz | Vice President and Secretary | |
Megan Warren | Vice President | |
Shannon Hofher Rauser | Assistant Secretary |
Below is a table that sets forth certain information, organized by fund, concerning each person deemed to be an officer of each fund. Information is provided as of March 31, 2023 unless otherwise noted.
Fund | Name | Position Held
| ||
All-Cap Opportunities Fund | Justin P. White | President | ||
|
|
| Jason Adams | Vice President |
|
|
| Ziad Bakri | Vice President |
|
|
| Shaun Michael Currie | Vice President |
|
|
| Eric L. DeVilbiss | Vice President |
|
|
| Shawn T. Driscoll | Vice President |
|
|
| Jon Michael Friar | Vice President |
|
|
| Jeffrey Holford | Vice President |
|
|
| Dante Pearson | Vice President |
|
|
| Craig A. Thiese | Vice President |
|
|
| Ari Weisband | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Balanced Fund | Charles M. Shriver | Co-President | ||
|
|
| Toby M. Thompson | Co-President |
|
|
| Kimberly E. DeDominicis | Vice President |
|
|
| Robert M. Larkins | Vice President |
|
|
| Wyatt A. Lee | Vice President |
|
|
| Raymond A. Mills | Vice President |
|
|
| Sebastien Page | Vice President |
|
|
| Rodney M. Rayburn | Vice President |
|
|
| Guido F. Stubenrauch | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
30
Fund | Name | Position
Held | ||
Blue Chip Growth Fund | Paul Greene II | President | ||
|
|
| Jason Adams | Vice President |
|
|
| Ziad Bakri | Vice President |
|
|
| Jon Michael Friar | Vice President |
|
|
| Kate Hobbs | Vice President |
|
|
| Lu (Jacqueline) Liu | Vice President |
|
|
| Jodi Love | Vice President |
|
|
| George Marzano | Vice President |
|
|
| Weijie (Vivian) Si | Vice President |
|
|
| James Stillwagon | Vice President |
|
|
| Alan Tu | Vice President |
|
|
| Anthony Bruce Wang | Vice President |
|
|
| Justin P. White | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Capital Appreciation Fund | David R. Giroux | President | ||
|
|
| Paul Cho | Vice President |
|
|
| Donald J. Easley | Vice President |
|
|
| Matthew Frustaci | Vice President |
|
|
| Steven D. Krichbaum | Vice President |
|
|
| Kevin Patrick Loome | Vice President |
|
|
| Vivek Rajeswaran | Vice President |
|
|
| Farris G. Shuggi | Vice President |
|
|
| Mike Signore | Vice President |
|
|
| Brian Solomon | Vice President |
|
|
| Matthew Stevenson | Vice President |
|
|
| Chen Tian | Vice President |
|
|
| Tamara P. Wiggs | Vice President |
|
|
| Jon Davis Wood | Vice President |
|
|
| Ashley R. Woodruff | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Communications & Technology Fund | James Stillwagon | President | ||
|
|
| Gregory Dunham | Vice President |
|
|
| David J. Eiswert | Vice President |
|
|
| Joseph B. Fath | Vice President |
|
|
| Chris Graff | Vice President |
|
|
| Paul Greene II | Vice President |
|
|
| Sam Johnson | Vice President |
|
|
| Lu (Jacqueline) Liu | Vice President |
|
|
| Ross MacMillan | Vice President |
|
|
| Jennifer O'Hara Martin | Vice President |
|
|
| Philip A. Nestico | Vice President |
|
|
| Daniel Shear | Vice President |
|
|
| Alan Tu | Vice President |
|
|
| Justin P. White | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
31
Fund | Name | Position
Held | ||
Corporate Income Fund | Steven E. Boothe | Co-President | ||
|
|
| Lauren T. Wagandt | Co-President |
|
|
| Michael Patrick Daley | Vice President |
|
|
| Michael J. Grogan | Vice President |
|
|
| Michael Lambe | Vice President |
|
|
| Matthew Lawton | Vice President |
|
|
| Samy B. Muaddi | Vice President |
|
|
| Alexander S. Obaza | Vice President |
|
|
| Miso Park | Vice President |
|
|
| Walter Charles Peppelman | Vice President |
|
|
| Theodore E. Robson | Vice President |
|
|
| Elliot J. Shue | Vice President |
|
|
| Jeanny Silva | Vice President |
|
|
| Tyrone Smith | Vice President |
|
|
| Mark Stodden | Vice President |
|
|
| Pranay Subedi | Vice President |
|
|
| Robert D. Thomas | Vice President |
|
|
| Wesley Ross Trowbridge | Vice President |
|
|
| Mitch Unger | Vice President |
|
|
| Bineesha Wickremarachchi | Vice President |
|
|
| James Woodward | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Credit Opportunities Fund | Rodney M. Rayburn | President | ||
|
|
| Jason A. Bauer | Vice President |
|
|
| Daniel Fox | Vice President |
|
|
| Michael T. Hyland | Vice President |
|
|
| Brian A. Rubin | Vice President |
|
|
| Reena Tilva | Vice President |
|
|
| Michael J. Trivino | Vice President |
|
|
| Adam Trusley | Vice President |
|
|
| David Alan Yatzeck | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Diversified Mid-Cap Growth Fund | Donald J. Peters | President | ||
|
|
| Jason Adams | Vice President |
|
|
| Kennard W. Allen | Vice President |
|
|
| Stephanie Beebe | Vice President |
|
|
| Anne Daub | Vice President |
|
|
| Rachel D. Jonas | Vice President |
|
|
| Jodi Love | Vice President |
|
|
| Ross MacMillan | Vice President |
|
|
| Sudhir Nanda | Vice President |
|
|
| Weijie (Vivian) Si | Vice President |
|
|
| Anthony Bruce Wang | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
32
Fund | Name | Position
Held | ||
Dividend Growth Fund | Thomas J. Huber | President | ||
|
|
| Jason Adams | Vice President |
|
|
| Peter J. Bates | Vice President |
|
|
| Shawn T. Driscoll | Vice President |
|
|
| Jon Michael Friar | Vice President |
|
|
| Ryan S. Hedrick | Vice President |
|
|
| Melanie A. Abate Rizzo | Vice President |
|
|
| Weijie (Vivian) Si | Vice President |
|
|
| Gabriel Solomon | Vice President |
|
|
| Steven Strycula | Vice President |
|
|
| Anthony Bruce Wang | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Equity Funds | Joshua Nelson | Co-President | ||
Hedged Equity Fund | Paul Greene II | Executive Vice President | ||
|
| Institutional Large-Cap Core Growth Fund | John D. Linehan | Executive Vice President |
|
| Large-Cap Growth Fund | Sean P. McWilliams | Executive Vice President |
|
| Large-Cap Value Fund | Gabriel Solomon | Executive Vice President |
|
| Taymour R. Tamaddon | Executive Vice President | |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Equity Funds | Stephon Jackson | Co-President | ||
|
| Institutional Mid-Cap Equity Growth Fund | Francisco Alonso | Executive Vice President |
|
| Institutional Small-Cap Stock Fund | Brian W.H. Berghuis | Executive Vice President |
|
|
| John F. Wakeman | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Equity Income Fund | John D. Linehan | President | ||
|
|
| Jason Adams | Vice President |
|
|
| Ziad Bakri | Vice President |
|
|
| David Corris | Vice President |
|
|
| Ryan S. Hedrick | Vice President |
|
|
| Kate Hobbs | Vice President |
|
|
| Jonathan R. Hussey | Vice President |
|
|
| Shinwoo Kim | Vice President |
|
|
| George Marzano | Vice President |
|
|
| Heather K. McPherson | Vice President |
|
|
| Andy Peters | Vice President |
|
|
| Melanie A. Abate Rizzo | Vice President |
|
|
| Daniel Shear | Vice President |
|
|
| Matthew J. Snowling | Vice President |
|
|
| Preeta Ragavan Srinivasan | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
33
Fund | Name | Position
Held | ||
Financial Services Fund | Matthew J. Snowling | President | ||
|
|
| Elias Chrysostomou | Vice President |
|
|
| Vincent Michael DeAugustino | Vice President |
|
|
| Jon Michael Friar | Vice President |
|
|
| Nina Gupta | Vice President |
|
|
| Nina P. Jones | Vice President |
|
|
| Takanori Kobayashi | Vice President |
|
|
| Karim Laib | Vice President |
|
|
| Shengrong Lau | Vice President |
|
|
| Gregory Locraft | Vice President |
|
|
| Jihong Min | Vice President |
|
|
| John (Teddy) Oaks | Vice President |
|
|
| Gabriel Solomon | Vice President |
|
|
| Preeta Ragavan Srinivasan | Vice President |
|
|
| Zenon Voyiatzis | Vice President |
|
|
| Ari Weisband | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Floating Rate Fund | Paul M. Massaro | President | ||
|
|
| Jason A. Bauer | Vice President |
|
|
| Michael F. Connelly | Vice President |
|
|
| Stephen M. Finamore | Vice President |
|
|
| Justin T. Gerbereux | Vice President |
|
|
| Michael J. McGonigle | Vice President |
|
|
| Brian A. Rubin | Vice President |
|
|
| Michael J. Trivino | Vice President |
|
|
| Rebecca Willey | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
34
Fund | Name | Position
Held | ||
Global Funds | Justin Thomson | President | ||
|
| Global Value Equity Fund | Malik Sarmad Asif | Executive Vice President |
|
| Institutional Emerging Markets Bond Fund | Sebastien Mallet | Executive Vice President |
|
| Institutional Emerging Markets Equity Fund | Eric C. Moffett | Executive Vice President |
|
| Institutional International Disciplined Equity Fund | Samy B. Muaddi | Executive Vice President |
|
|
| Federico Santilli | Executive Vice President |
|
|
| Ulle Adamson | Vice President |
|
|
| Roy H. Adkins | Vice President |
|
|
| Kennard W. Allen | Vice President |
|
|
| Paulina Amieva | Vice President |
|
|
| Ziad Bakri | Vice President |
|
|
| Harishankar Balkrishna | Vice President |
|
|
| Sheena L. Barbosa | Vice President |
|
|
| Peter J. Bates | Vice President |
|
|
| Peter Ivanov Botoucharov | Vice President |
|
|
| Tala Boulos | Vice President |
|
|
| Carolyn Hoi Che Chu | Vice President |
|
|
| Archibald Ciganer Albeniz | Vice President |
|
|
| Richard de los Reyes | Vice President |
|
|
| Iona Dent | Vice President |
|
|
| Maria Elena Drew | Vice President |
|
|
| Shawn T. Driscoll | Vice President |
|
|
| Bridget A. Ebner | Vice President |
|
|
| Aaron Gifford | Vice President |
|
|
| Paul Greene II | Vice President |
|
|
| Benjamin Griffiths | Vice President |
|
|
| Richard L. Hall | Vice President |
|
|
| Nabil Hanano | Vice President |
|
|
| Jeffrey Holford | Vice President |
|
|
| Stefan Hubrich | Vice President |
|
|
| Arif Husain | Vice President |
|
|
| Randal Spero Jenneke | Vice President |
|
|
| Nina P. Jones | Vice President |
|
|
| Yoichiro Kai | Vice President |
|
|
| Jai Kapadia | Vice President |
|
|
| Andrew J. Keirle | Vice President |
|
|
| Christopher J. Kushlis | Vice President |
|
|
| Johannes Loefstrand | Vice President |
|
|
| Anh Thi Lu | Vice President |
|
|
| Jennifer O'Hara Martin | Vice President |
|
|
| Tobias Fabian Mueller | Vice President |
|
|
| Sudhir Nanda | Vice President |
|
|
| Kenneth Antony Orchard | Vice President |
|
|
| Oluwaseun Oyegunle | Vice President |
|
|
| Sebastian Schrott | Vice President |
|
|
| Robert W. Sharps | Vice President |
|
|
| Bin Shen | Vice President |
|
|
| John Carl A. Sherman | Vice President |
35
Fund | Name | Position
Held | ||
|
|
| Gabriel Solomon | Vice President |
|
|
| Joshua K. Spencer | Vice President |
|
|
| Taymour R. Tamaddon | Vice President |
|
|
| Eric L. Veiel | Vice President |
|
|
| Rupinder Vig | Vice President |
|
|
| Zenon Voyiatzis | Vice President |
|
|
| Verena Wachnitz | Vice President |
|
|
| Marta Yago | Vice President |
|
|
| Ernest C. Yeung | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Global Allocation Fund | Charles M. Shriver | Co-President | ||
|
|
| Toby M. Thompson | Co-President |
|
|
| David L. Clewell | Vice President |
|
|
| Robert Lovette Harlow | Vice President |
|
|
| Stefan Hubrich | Vice President |
|
|
| Robert M. Larkins | Vice President |
|
|
| Sean P. McWilliams | Vice President |
|
|
| Christina Dove Noonan | Vice President |
|
|
| Robert A. Panariello | Vice President |
|
|
| Michael K. Sewell | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Global Multi-Sector Bond Fund | Kenneth Antony Orchard | President | ||
|
|
| Steven E. Boothe | Vice President |
|
|
| Christopher P. Brown | Vice President |
|
|
| Vincent Chung | Vice President |
|
|
| Michael F. Connelly | Vice President |
|
|
| Ramon Roberto de Castro | Vice President |
|
|
| Quentin S. Fitzsimmons | Vice President |
|
|
| Arif Husain | Vice President |
|
|
| Andrew J. Keirle | Vice President |
|
|
| Steven M. Kohlenstein | Vice President |
|
|
| Samy B. Muaddi | Vice President |
|
|
| Nikolaj Schmidt | Vice President |
|
|
| Saurabh Sud | Vice President |
|
|
| Ju Yen Tan | Vice President |
|
|
| Siby Thomas | Vice President |
|
|
| James Woodward | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
36
Fund | Name | Position
Held | ||
Global Real Estate Fund | Jai Kapadia | President | ||
|
|
| Richard N. Clattenburg | Vice President |
|
|
| Nina P. Jones | Vice President |
|
|
| Vineet Khanna | Vice President |
|
|
| Takanori Kobayashi | Vice President |
|
|
| Gregg Korondi | Vice President |
|
|
| Raymond A. Mills | Vice President |
|
|
| Philip A. Nestico | Vice President |
|
|
| Dante Pearson | Vice President |
|
|
| Preeta Ragavan Srinivasan | Vice President |
|
|
| Kim Tracey | Vice President |
|
|
| Pavel Vedrov | Vice President |
|
|
| Charlene Wong | Vice President |
|
|
| Marta Yago | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Global Technology Fund | Dominic Rizzo | Co-President | ||
|
|
| Alan Tu | Co-President |
|
|
| Kennard W. Allen | Vice President |
|
|
| Christopher W. Carlson | Vice President |
|
|
| Gregory Dunham | Vice President |
|
|
| David J. Eiswert | Vice President |
|
|
| Sam Johnson | Vice President |
|
|
| Lu (Jacqueline) Liu | Vice President |
|
|
| Ross MacMillan | Vice President |
|
|
| Jennifer O'Hara Martin | Vice President |
|
|
| Joshua K. Spencer | Vice President |
|
|
| James Stillwagon | Vice President |
|
|
| Anthony Bruce Wang | Vice President |
|
|
| Ari Weisband | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
GNMA Fund | Ramon Roberto de Castro | President | ||
|
|
| Scott Edwin Ackerman | Vice President |
|
|
| Christopher P. Brown | Vice President |
|
|
| Lei Zhu | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Government Money Fund | Douglas D. Spratley | President | ||
|
|
| Davis Collins | Vice President |
|
|
| Maria H. Condez | Vice President |
|
|
| Cheryl A. Mickel | Vice President |
|
|
| Rachel Protzman | Vice President |
|
|
| Chen Shao | Vice President |
|
|
| Mitch Unger | Vice President |
|
|
| Blerina Uruci | Vice President |
|
|
| Kyeonta Williams | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
37
Fund | Name | Position
Held | ||
Growth Stock Fund | Joseph B. Fath | President | ||
|
|
| Eric L. DeVilbiss | Vice President |
|
|
| Shawn T. Driscoll | Vice President |
|
|
| David J. Eiswert | Vice President |
|
|
| Jon Michael Friar | Vice President |
|
|
| Chris Graff | Vice President |
|
|
| Paul Greene II | Vice President |
|
|
| Sam Johnson | Vice President |
|
|
| Jodi Love | Vice President |
|
|
| Ross MacMillan | Vice President |
|
|
| Robert W. Sharps | Vice President |
|
|
| Taymour R. Tamaddon | Vice President |
|
|
| Justin P. White | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Health Sciences Fund | Ziad Bakri | President | ||
|
|
| Zachary Baca | Vice President |
|
|
| Anne Daub | Vice President |
|
|
| John Hall | Vice President |
|
|
| Amanda Ho | Vice President |
|
|
| Kate Hobbs | Vice President |
|
|
| Jeffrey Holford | Vice President |
|
|
| Rachel D. Jonas | Vice President |
|
|
| Jill Jortner | Vice President |
|
|
| Taymour R. Tamaddon | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
High Yield Fund | Andrew C. McCormick | Co-President | ||
|
| High Yield Fund | Rodney M. Rayburn | Executive Vice President |
|
| Jason A. Bauer | Vice President | |
|
|
| Michael F. Connelly | Vice President |
|
|
| Michael Della Vedova | Vice President |
|
|
| Stephen M. Finamore | Vice President |
|
|
| Daniel Fox | Vice President |
|
|
| Justin T. Gerbereux | Vice President |
|
|
| Michael T. Hyland | Vice President |
|
|
| Paul M. Massaro | Vice President |
|
|
| Brian A. Rubin | Vice President |
|
|
| Reena Tilva | Vice President |
|
|
| Michael J. Trivino | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
38
Fund | Name | Position
Held | ||
High Yield Fund | Stephon Jackson | Co-President | ||
|
| U.S. High Yield Fund | Kevin Patrick Loome | Executive Vice President |
|
|
| Maron Deering | Vice President |
|
|
| Devon Everhart | Vice President |
|
|
| Matthew Fanandakis | Vice President |
|
|
| Gregg Gola | Vice President |
|
|
| Todd Nocella | Vice President |
|
|
| Latika Ravi | Vice President |
Douglas Zinser | Vice President | |||
(For remaining officers, refer to the “All funds” table) | ||||
Index Trust | Neil Smith | President | ||
|
| Equity Index 500 Fund | Michael K. Sewell | Executive Vice President |
|
| Extended Equity Market Index Fund |
|
|
|
| Mid-Cap Index Fund |
|
|
|
| Small-Cap Index Fund |
|
|
|
| Total Equity Market Index Fund |
|
|
|
| U.S. Limited Duration TIPS Index Fund |
|
|
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Inflation Protected Bond Fund | Michael K. Sewell | President | ||
|
|
| Stephen L. Bartolini | Vice President |
|
|
| Ramon Roberto de Castro | Vice President |
|
|
| Quentin S. Fitzsimmons | Vice President |
|
|
| Geoffrey M. Hardin | Vice President |
|
|
| Christopher J. Temple | Vice President |
|
|
| Siby Thomas | Vice President |
|
|
| Blerina Uruci | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
39
Fund | Name | Position
Held | ||
Institutional Income Funds | Andrew C. McCormick | President | ||
|
| Institutional Floating Rate Fund | Robert M. Larkins | Executive Vice President |
|
| Institutional High Yield Fund | Paul M. Massaro | Executive Vice President |
|
| Institutional Long Duration Credit Fund | Rodney M. Rayburn | Executive Vice President |
|
|
| Jason A. Bauer | Vice President |
|
|
| Steven E. Boothe | Vice President |
|
|
| Michael F. Connelly | Vice President |
|
|
| Michael Patrick Daley | Vice President |
|
|
| Amit Deshpande | Vice President |
|
|
| Stephen M. Finamore | Vice President |
|
|
| Justin T. Gerbereux | Vice President |
|
|
| Michael J. Grogan | Vice President |
|
|
| Michael Lambe | Vice President |
|
|
| Yongheon Lee | Vice President |
|
|
| Michael J. McGonigle | Vice President |
|
|
| Samy B. Muaddi | Vice President |
|
|
| Alexander S. Obaza | Vice President |
|
|
| Miso Park | Vice President |
|
|
| Theodore E. Robson | Vice President |
|
|
| Brian A. Rubin | Vice President |
|
|
| Jeanny Silva | Vice President |
|
|
| Robert D. Thomas | Vice President |
|
|
| Michael J. Trivino | Vice President |
|
|
| Wesley Ross Trowbridge | Vice President |
|
|
| Lauren T. Wagandt | Vice President |
|
|
| Bineesha Wickremarachchi | Vice President |
|
|
| Rebecca Willey | Vice President |
|
|
| James Woodward | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Integrated Equity Funds | Peter Stournaras | President | ||
Integrated Global Equity Fund | David Corris | Executive Vice President | ||
Integrated U.S. Large-Cap Value Equity Fund | Prashant G. Jeyaganesh | Executive Vice President | ||
Integrated U.S. Small-Cap Growth Equity Fund | Sudhir Nanda | Executive Vice President | ||
Integrated U.S. Small-Mid Cap Core Equity Fund | Jordan S. Pryor | Executive Vice President | ||
| Pengquin George Gao | Vice President | ||
Rinald Murataj | Vice President | |||
| (For remaining officers, refer to the “All funds” table) |
| ||
Intermediate Tax-Free High Yield Fund | James M. Murphy | President | ||
|
|
| Ralph Lee Arnold Jr. | Executive Vice President |
|
|
| Colin T. Bando | Executive Vice President |
|
|
| Daniel Chihorek | Vice President |
|
|
| Sarah J. Engle | Vice President |
|
|
| Thomas Dylan Jones | Vice President |
|
|
| Michael Kane | Vice President |
|
|
| John Leard | Vice President |
|
|
| Konstantine B. Mallas | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
40
Fund | Name | Position
Held | ||
International Funds | Justin Thomson | President | ||
|
| Africa & Middle East Fund | Jason Adams | Executive Vice President |
|
| Asia Opportunities Fund | Ulle Adamson | Executive Vice President |
|
| China Evolution Equity Fund | Malik Sarmad Asif | Executive Vice President |
|
| Dynamic Credit Fund | Harishankar Balkrishna | Executive Vice President |
|
| Dynamic Global Bond Fund | Robert Scott Berg | Executive Vice President |
|
| Emerging Europe Fund | Archibald Ciganer Albeniz | Executive Vice President |
|
| Emerging Markets Bond Fund | Richard N. Clattenburg | Executive Vice President |
|
| Emerging Markets Corporate Bond Fund | Michael F. Connelly | Executive Vice President |
|
| Emerging Markets Discovery Stock Fund | Michael Della Vedova | Executive Vice President |
|
| Emerging Markets Local Currency Bond Fund | David J. Eiswert | Executive Vice President |
|
| Emerging Markets Stock Fund | Benjamin Griffiths | Executive Vice President |
|
| European Stock Fund | Arif Husain | Executive Vice President |
|
| Global Consumer Fund | Andrew J. Keirle | Executive Vice President |
|
| Global Growth Stock Fund | Anh Thi Lu | Executive Vice President |
|
| Global High Income Bond Fund | Colin McQueen | Executive Vice President |
|
| Global Impact Equity Fund | Raymond A. Mills | Executive Vice President |
|
| Global Industrials Fund | Jihong Min | Executive Vice President |
|
| Global Stock Fund | Eric C. Moffett | Executive Vice President |
|
| International Bond Fund | Samy B. Muaddi | Executive Vice President |
|
| International Bond Fund (USD Hedged) | Tobias Fabian Mueller | Executive Vice President |
|
| International Disciplined Equity Fund | Kenneth Antony Orchard | Executive Vice President |
|
| International Discovery Fund | Oluwaseun Oyegunle | Executive Vice President |
|
| International Stock Fund | Federico Santilli | Executive Vice President |
|
| International Value Equity Fund | Weijie (Vivian) Si | Executive Vice President |
|
| Japan Fund | Saurabh Sud | Executive Vice President |
|
| Latin America Fund | Siby Thomas | Executive Vice President |
|
| New Asia Fund | Verena Wachnitz | Executive Vice President |
|
|
| Ernest C. Yeung | Executive Vice President |
|
|
| Wenli Zheng | Executive Vice President |
|
|
| Mariel Abreu | Vice President |
|
|
| Roy H. Adkins | Vice President |
|
|
| Syed Haider Ali | Vice President |
|
|
| Kennard W. Allen | Vice President |
|
|
| Paulina Amieva | Vice President |
|
|
| Ziad Bakri | Vice President |
|
|
| Sheena L. Barbosa | Vice President |
|
|
| Jason A. Bauer | Vice President |
|
|
| Luis Martin Baylac | Vice President |
|
|
| Steven E. Boothe | Vice President |
|
|
| Peter Ivanov Botoucharov | Vice President |
|
|
| Tala Boulos | Vice President |
|
|
| Christopher P. Brown | Vice President |
|
|
| Shiu Tak (Sheldon) Chan | Vice President |
|
|
| Andrew Chang | Vice President |
|
|
| Carolyn Hoi Che Chu | Vice President |
|
|
| Vincent Chung | Vice President |
|
|
| Richard de los Reyes | Vice President |
41
Fund | Name | Position
Held | ||
|
|
| Iona Dent | Vice President |
|
|
| Maria Elena Drew | Vice President |
|
|
| Shawn T. Driscoll | Vice President |
|
|
| Bridget A. Ebner | Vice President |
|
|
| Dawei Feng | Vice President |
|
|
| Ryan W Ferro | Vice President |
|
|
| Quentin S. Fitzsimmons | Vice President |
|
|
| Justin T. Gerbereux | Vice President |
|
|
| Aaron Gifford | Vice President |
|
|
| Vishnu Vardhan Gopal | Vice President |
|
|
| Joel Grant | Vice President |
|
|
| Shaoyu Guo | Vice President |
|
|
| Richard L. Hall | Vice President |
|
|
| Nabil Hanano | Vice President |
|
|
| Jeffrey Holford | Vice President |
|
|
| Stefan Hubrich | Vice President |
|
|
| Tetsuji Inoue | Vice President |
|
|
| Michael Jacobs | Vice President |
|
|
| Randal Spero Jenneke | Vice President |
|
|
| Prashant G. Jeyaganesh | Vice President |
|
|
| Nina P. Jones | Vice President |
|
|
| Yoichiro Kai | Vice President |
|
|
| Jacob H. Kann | Vice President |
|
|
| Jai Kapadia | Vice President |
|
|
| Takanori Kobayashi | Vice President |
|
|
| Christopher J. Kushlis | Vice President |
|
|
| Shengrong Lau | Vice President |
|
|
| Lu (Jacqueline) Liu | Vice President |
|
|
| Johannes Loefstrand | Vice President |
|
|
| Sebastien Mallet | Vice President |
|
|
| Jennifer O'Hara Martin | Vice President |
|
|
| Ryan Martyn | Vice President |
|
|
| Ivan Morozov | Vice President |
|
|
| Razan Nasser | Vice President |
|
|
| Philip A. Nestico | Vice President |
|
|
| Sridhar Nishtala | Vice President |
|
|
| Todd Reese | Vice President |
|
|
| Melanie A. Abate Rizzo | Vice President |
|
|
| David L. Rowlett | Vice President |
|
|
| Nikolaj Schmidt | Vice President |
|
|
| Sebastian Schrott | Vice President |
|
|
| Robert W. Sharps | Vice President |
|
|
| Bin Shen | Vice President |
|
|
| John Carl A. Sherman | Vice President |
|
|
| Scott D. Solomon | Vice President |
|
|
| Joshua K. Spencer | Vice President |
|
|
| David Stanley | Vice President |
|
|
| Taymour R. Tamaddon | Vice President |
42
Fund | Name | Position
Held | ||
|
|
| Ju Yen Tan | Vice President |
|
|
| Sin Dee Tan | Vice President |
|
|
| Rupinder Vig | Vice President |
|
|
| Willem Visser | Vice President |
|
|
| Zenon Voyiatzis | Vice President |
|
|
| Hiroshi Watanabe | Vice President |
|
|
| James Woodward | Vice President |
|
|
| Marta Yago | Vice President |
|
|
| Benjamin T. Yeagle | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
International Index Fund | Neil Smith | President | ||
|
| International Equity Index Fund | E. Frederick Bair | Vice President |
|
|
| Craig A. Thiese | Vice President |
|
|
| Michael T. Wehn | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Limited Duration Inflation Focused Bond Fund | Michael K. Sewell | President | ||
|
|
| Stephen L. Bartolini | Vice President |
|
|
| Ramon Roberto de Castro | Vice President |
|
|
| Quentin S. Fitzsimmons | Vice President |
|
|
| Geoffrey M. Hardin | Vice President |
|
|
| Wyatt A. Lee | Vice President |
|
|
| Christopher J. Temple | Vice President |
|
|
| Siby Thomas | Vice President |
|
|
| Blerina Uruci | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Mid-Cap Growth Fund | Brian W.H. Berghuis | President | ||
|
|
| John F. Wakeman | Executive Vice President |
|
|
| Francisco Alonso | Vice President |
|
|
| Donald J. Easley | Vice President |
|
|
| Peter (Matt) Mahon | Vice President |
|
|
| Robert J. Marcotte | Vice President |
|
|
| Rekha Marda | Vice President |
|
|
| Brad Moldin | Vice President |
|
|
| Rohit Pandey | Vice President |
|
|
| Simon Paterson | Vice President |
|
|
| Emily Scudder | Vice President |
|
|
| Jon Davis Wood | Vice President |
|
|
| Ashley R. Woodruff | Vice President |
|
|
| Nina Xu | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
43
Fund | Name | Position
Held | ||
Mid-Cap Value Fund | Vincent Michael DeAugustino | President | ||
|
|
| Heather K. McPherson | Executive Vice President |
|
|
| Stephanie Beebe | Vice President |
|
|
| Christopher W. Carlson | Vice President |
|
|
| Richard de los Reyes | Vice President |
|
|
| Vincent Michael DeAugustino | Vice President |
|
|
| Ryan S. Hedrick | Vice President |
|
|
| Nina P. Jones | Vice President |
|
|
| Josepha Kaufman | Vice President |
|
|
| Priyal Maniar | Vice President |
|
|
| Andy Peters | Vice President |
|
|
| Melanie A. Abate Rizzo | Vice President |
|
|
| Gabriel Solomon | Vice President |
|
|
| Justin P. White | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Multi-Sector Account Portfolios | Steven E. Boothe | President | ||
|
| Emerging Markets Corporate Multi-Sector Account Portfolio | Michael F. Connelly | Executive Vice President |
|
| Emerging Markets Local Multi-Sector Account Portfolio | Ramon Roberto de Castro | Executive Vice President |
|
| Floating Rate Multi-Sector Account Portfolio | Stephen M. Finamore | Executive Vice President |
|
| High Yield Multi-Sector Account Portfolio | Andrew J. Keirle | Executive Vice President |
|
| Investment-Grade Corporate Multi-Sector Account Portfolio | Samy B. Muaddi | Executive Vice President |
|
| Mortgage-Backed Securities Multi-Sector Account Portfolio | Siby Thomas | Executive Vice President |
|
|
| Mariel Abreu | Vice President |
|
|
| Scott Edwin Ackerman | Vice President |
|
|
| Roy H. Adkins | Vice President |
|
|
| Stephen L. Bartolini | Vice President |
|
|
| Jason A. Bauer | Vice President |
|
|
| Peter Ivanov Botoucharov | Vice President |
|
|
| Tala Boulos | Vice President |
|
|
| Christopher P. Brown | Vice President |
|
|
| Shiu Tak (Sheldon) Chan | Vice President |
|
|
| Carolyn Hoi Che Chu | Vice President |
|
|
| Michael J. Conelius | Vice President |
|
|
| Michael Patrick Daley | Vice President |
|
|
| Justin T. Gerbereux | Vice President |
|
|
| Aaron Gifford | Vice President |
|
|
| Michael J. Grogan | Vice President |
|
|
| Shaoyu Guo | Vice President |
|
|
| Richard L. Hall | Vice President |
|
|
| Arif Husain | Vice President |
|
|
| Christopher J. Kushlis | Vice President |
|
|
| Michael Lambe | Vice President |
|
|
| Paul M. Massaro | Vice President |
|
|
| Michael J. McGonigle | Vice President |
|
|
| Ivan Morozov | Vice President |
|
|
| Razan Nasser | Vice President |
|
|
| Ka Yi Claire Ng | Vice President |
|
|
| Alexander S. Obaza | Vice President |
44
Fund | Name | Position
Held | ||
|
|
| Kenneth Antony Orchard | Vice President |
|
|
| Miso Park | Vice President |
|
|
| Rodney M. Rayburn | Vice President |
|
|
| Theodore E. Robson | Vice President |
|
|
| Brian A. Rubin | Vice President |
|
|
| Jeanny Silva | Vice President |
|
|
| David Stanley | Vice President |
|
|
| Ju Yen Tan | Vice President |
|
|
| Robert D. Thomas | Vice President |
|
|
| Michael J. Trivino | Vice President |
|
|
| Wesley Ross Trowbridge | Vice President |
|
|
| Willem Visser | Vice President |
|
|
| Lauren T. Wagandt | Vice President |
|
|
| Bineesha Wickremarachchi | Vice President |
|
|
| Rebecca Willey | Vice President |
|
|
| James Woodward | Vice President |
|
|
| Lei Zhu | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Multi-Strategy Total Return Fund | Richard de los Reyes | Co-President | ||
|
|
| Stefan Hubrich | Co-President |
|
|
| Arif Husain | Vice President |
|
|
| John D. Linehan | Vice President |
|
|
| Sebastien Page | Vice President |
|
|
| Robert W. Sharps | Vice President |
|
|
| Charles M. Shriver | Vice President |
|
|
| Justin Thomson | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
New Era Fund | Shinwoo Kim | President | ||
|
|
| Richard de los Reyes | Vice President |
|
|
| Shawn T. Driscoll | Vice President |
|
|
| Ryan S. Hedrick | Vice President |
|
|
| Jonathan R. Hussey | Vice President |
|
|
| Vineet Khanna | Vice President |
|
|
| Priyal Maniar | Vice President |
|
|
| Ryan Martyn | Vice President |
|
|
| Kevin Mastalerz | Vice President |
|
|
| Heather K. McPherson | Vice President |
|
|
| John Corbin Qian | Vice President |
|
|
| Thomas Alexander Shelmerdine | Vice President |
|
|
| Craig A. Thiese | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
45
Fund | Name | Position
Held | ||
New Horizons Fund | Joshua K. Spencer | President | ||
|
|
| Ziad Bakri | Vice President |
|
|
| Harishankar Balkrishna | Vice President |
|
|
| Christina Brathwaite | Vice President |
|
|
| Christopher W. Carlson | Vice President |
|
|
| Shaun Michael Currie | Vice President |
|
|
| Gregory Dunham | Vice President |
|
|
| Jon Michael Friar | Vice President |
|
|
| Nabil Hanano | Vice President |
|
|
| Ross MacMillan | Vice President |
|
|
| Maria Aimee Muller | Vice President |
|
|
| Dante Pearson | Vice President |
|
|
| Weijie (Vivian) Si | Vice President |
|
|
| Alan Tu | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
New Income Fund | Stephen L. Bartolini | President | ||
|
|
| Jason A. Bauer | Vice President |
|
|
| Steven E. Boothe | Vice President |
|
|
| Christopher P. Brown | Vice President |
|
|
| Ramon Roberto de Castro | Vice President |
|
|
| Anna Alexandra Dreyer | Vice President |
|
|
| Geoffrey M. Hardin | Vice President |
|
|
| Robert M. Larkins | Vice President |
|
|
| Matthew Lawton | Vice President |
|
|
| Samy B. Muaddi | Vice President |
|
|
| Lauren T. Wagandt | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
QM U.S. Bond Index Fund | Robert M. Larkins | President | ||
|
|
| Stephen L. Bartolini | Vice President |
|
|
| Christopher P. Brown | Vice President |
|
|
| Amit Deshpande | Vice President |
|
|
| Yongheon Lee | Vice President |
|
|
| Lauren T. Wagandt | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
46
Fund | Name | Position
Held | ||
Real Assets Fund | Richard Coghlan | Co-President | ||
|
|
| Christopher Faulkner-MacDonagh | Co-President |
|
|
| E. Frederick Bair | Vice President |
|
|
| Richard de los Reyes | Vice President |
|
|
| Matthew A. Howell | Vice President |
|
|
| Nina P. Jones | Vice President |
|
|
| Shinwoo Kim | Vice President |
|
|
| Sebastien Page | Vice President |
|
|
| Robert A. Panariello | Vice President |
|
|
| John Corbin Qian | Vice President |
|
|
| Michael K. Sewell | Vice President |
|
|
| Charles M. Shriver | Vice President |
|
|
| J. Zachary Wood | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Real Estate Fund | Nina P. Jones | President | ||
|
|
| Thomas J. Huber | Vice President |
|
|
| Gregg Korondi | Vice President |
|
|
| Philip A. Nestico | Vice President |
|
|
| Dante Pearson | Vice President |
|
|
| Jane K. Rivers | Vice President |
|
|
| Theodore E. Robson | Vice President |
|
|
| Weijie (Vivian) Si | Vice President |
|
|
| Preeta Ragavan Srinivasan | Vice President |
|
|
| Charlene Wong | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
TRP Reserve Investment Funds | Douglas D. Spratley | President | ||
|
| Government Reserve Fund | Matthew W. Novak | Executive Vice President |
|
| Short-Term Fund | Bradley R. Raglin | Executive Vice President |
|
| Short-Term Government Fund | Davis Collins | Vice President |
|
| Transition Fund | Maria H. Condez | Vice President |
|
| Treasury Reserve Fund | Cheryl A. Mickel | Vice President |
|
|
| Rachel Protzman | Vice President |
|
|
| Peter J. Roehrig | Vice President |
|
|
| Chen Shao | Vice President |
|
|
| Neil Smith | Vice President |
|
|
| Mitch Unger | Vice President |
|
|
| Blerina Uruci | Vice President |
|
|
| Michael T. Wehn | Vice President |
|
|
| Arnold N. Welsh Jr. | Vice President |
|
|
| Kyeonta Williams | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
47
Fund | Name | Position
Held | ||
Retirement Funds | Kimberly E. DeDominicis | Co-President | ||
|
| Retirement 2005 Fund | Andrew G. Jacobs Van Merlen | Co-President |
|
| Retirement 2010 Fund | Wyatt A. Lee | Co-President |
|
| Retirement 2015 Fund | Stephen L. Bartolini | Vice President |
|
| Retirement 2020 Fund | Richard de los Reyes | Vice President |
|
| Retirement 2025 Fund | David J. Eiswert | Vice President |
|
| Retirement 2030 Fund | Arif Husain | Vice President |
|
| Retirement 2035 Fund | Paul M. Massaro | Vice President |
|
| Retirement 2040 Fund | Matthew W. Novak | Vice President |
|
| Retirement 2045 Fund | Sebastien Page | Vice President |
|
| Retirement 2050 Fund | Robert A. Panariello | Vice President |
|
| Retirement 2055 Fund | Darren Scheinberg | Vice President |
|
| Retirement 2060 Fund | Charles M. Shriver | Vice President |
|
| Retirement 2065 Fund | Guido F. Stubenrauch | Vice President |
|
| Retirement Balanced Fund | Justin Thomson | Vice President |
|
| Retirement Balanced I Fund—I Class | James A. Tzitzouris Jr. | Vice President |
|
| Retirement Blend 2005 Fund | Justin P. White | Vice President |
|
| Retirement Blend 2010 Fund |
|
|
|
| Retirement Blend 2015 Fund |
|
|
|
| Retirement Blend 2020 Fund |
|
|
|
| Retirement Blend 2025 Fund |
|
|
|
| Retirement Blend 2030 Fund |
|
|
|
| Retirement Blend 2035 Fund |
|
|
|
| Retirement Blend 2040 Fund |
|
|
|
| Retirement Blend 2045 Fund |
|
|
|
| Retirement Blend 2050 Fund |
|
|
|
| Retirement Blend 2055 Fund |
|
|
|
| Retirement Blend 2060 Fund |
|
|
|
| Retirement Blend 2065 Fund |
|
|
|
| Retirement I 2005 Fund—I Class |
|
|
|
| Retirement I 2010 Fund—I Class |
|
|
|
| Retirement I 2015 Fund—I Class |
|
|
|
| Retirement I 2020 Fund—I Class |
|
|
|
| Retirement I 2025 Fund—I Class |
|
|
|
| Retirement I 2030 Fund—I Class |
|
|
|
| Retirement I 2035 Fund—I Class |
|
|
|
| Retirement I 2040 Fund—I Class |
|
|
|
| Retirement I 2045 Fund—I Class |
|
|
|
| Retirement I 2050 Fund—I Class |
|
|
|
| Retirement I 2055 Fund—I Class |
|
|
|
| Retirement I 2060 Fund—I Class |
|
|
|
| Retirement I 2065 Fund—I Class |
|
|
|
| Retirement Income 2020 Fund |
|
|
|
| Target 2005 Fund |
|
|
|
| Target 2010 Fund |
|
|
|
| Target 2015 Fund |
|
|
|
| Target 2020 Fund |
|
|
|
| Target 2025 Fund |
|
|
48
Fund | Name | Position
Held | ||
|
| Target 2030 Fund |
|
|
|
| Target 2035 Fund |
|
|
|
| Target 2040 Fund |
|
|
|
| Target 2045 Fund |
|
|
|
| Target 2050 Fund |
|
|
|
| Target 2055 Fund |
|
|
|
| Target 2060 Fund |
|
|
|
| Target 2065 Fund | (For remaining officers, refer to the “All funds” table) |
|
Science & Technology Fund | Kennard W. Allen | President | ||
|
|
| Bill Bai | Vice President |
|
|
| Stephanie Beebe | Vice President |
|
|
| Gregory Dunham | Vice President |
|
|
| David J. Eiswert | Vice President |
|
|
| Paul Greene II | Vice President |
|
|
| Sam Johnson | Vice President |
|
|
| Lu (Jacqueline) Liu | Vice President |
|
|
| Ross MacMillan | Vice President |
|
|
| Dominic Rizzo | Vice President |
|
|
| Frank Shi | Vice President |
|
|
| Joshua K. Spencer | Vice President |
|
|
| James Stillwagon | Vice President |
|
|
| Alan Tu | Vice President |
|
|
| Anthony Bruce Wang | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Short-Term Bond Funds | Cheryl A. Mickel | President | ||
|
| Short Duration Income | Steven M. Kohlenstein | Executive Vice President |
|
| Short-Term Bond Fund | Alexander S. Obaza | Executive Vice President |
|
| Ultra Short-Term Bond Fund | Michael F. Reinartz | Executive Vice President |
|
|
| Austin Applegate | Vice President |
|
|
| Christopher P. Brown | Vice President |
|
|
| Shiu Tak (Sheldon) Chan | Vice President |
|
|
| Jason T. Collins | Vice President |
|
|
| Michael F. Connelly | Vice President |
|
|
| Ramon Roberto de Castro | Vice President |
|
|
| Levent Demirekler | Vice President |
|
|
| Charles B. Hill | Vice President |
|
|
| Matthew Lawton | Vice President |
|
|
| Samy B. Muaddi | Vice President |
|
|
| Rachel Protzman | Vice President |
|
|
| Michael K. Sewell | Vice President |
|
|
| Chen Shao | Vice President |
|
|
| Douglas D. Spratley | Vice President |
|
|
| Siby Thomas | Vice President |
|
|
| Lauren T. Wagandt | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
49
Fund | Name | Position
Held | ||
Small-Cap Stock Fund | Francisco Alonso | President | ||
|
|
| Christopher T. Fortune | Vice President |
|
|
| Daniel Biros Hirsch | Vice President |
|
|
| Peter (Matt) Mahon | Vice President |
|
|
| Robert J. Marcotte | Vice President |
|
|
| Rekha Marda | Vice President |
|
|
| Curt J. Organt | Vice President |
|
|
| Simon Paterson | Vice President |
|
|
| Robert T. Quinn | Vice President |
|
|
| Alexander Paul Roik | Vice President |
|
|
| John David Wagner | Vice President |
|
|
| Nina Xu | Vice President |
|
|
| Yan Zhang | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Small-Cap Value Fund | John David Wagner | President | ||
|
|
| Francisco Alonso | Vice President |
|
|
| Paul Cho | Vice President |
|
|
| Christopher T. Fortune | Vice President |
|
|
| Rekha Marda | Vice President |
|
|
| Joseph R. Mlinac | Vice President |
|
|
| Christian M. O’Neill | Vice President |
|
|
| Curt J. Organt | Vice President |
|
|
| Robert T. Quinn | Vice President |
|
|
| Alexander Paul Roik | Vice President |
|
|
| Farris G. Shuggi | Vice President |
|
|
| Nina Xu | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Spectrum Funds | Charles M. Shriver | Co-President | ||
|
| Spectrum Diversified Equity Fund | Toby M. Thompson | Co-President |
|
| Spectrum Income Fund | Stephen L. Bartolini | Vice President |
|
| Spectrum International Equity Fund | Richard de los Reyes | Vice President |
|
|
| Kimberly E. DeDominicis | Vice President |
|
|
| David J. Eiswert | Vice President |
|
|
| Arif Husain | Vice President |
|
|
| Wyatt A. Lee | Vice President |
|
|
| Paul M. Massaro | Vice President |
|
|
| Sebastien Page | Vice President |
|
|
| Robert A. Panariello | Vice President |
|
|
| Guido F. Stubenrauch | Vice President |
|
|
| Justin Thomson | Vice President |
|
|
| Justin P. White | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
50
Fund | Name | Position
Held | ||
Spectrum Funds II | Charles M. Shriver | Co-President | ||
|
| Spectrum Conservative Allocation Fund | Toby M. Thompson | Co-President |
|
| Spectrum Moderate Allocation Fund | E. Frederick Bair | Vice President |
|
| Spectrum Moderate Growth Allocation Fund | Stephen L. Bartolini | Vice President |
|
|
| Richard de los Reyes | Vice President |
|
|
| Kimberly E. DeDominicis | Vice President |
|
|
| David J. Eiswert | Vice President |
|
|
| Arif Husain | Vice President |
|
|
| Wyatt A. Lee | Vice President |
|
|
| Paul M. Massaro | Vice President |
|
|
| Raymond A. Mills | Vice President |
|
|
| Sebastien Page | Vice President |
|
|
| Robert A. Panariello | Vice President |
|
|
| Guido F. Stubenrauch | Vice President |
|
|
| Justin Thomson | Vice President |
|
|
| Justin P. White | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
State Tax-Free Funds | James M. Murphy | President | ||
|
| California Tax-Free Bond Fund | Austin Applegate | Executive Vice President |
|
| Georgia Tax-Free Bond Fund | Charles B. Hill | Executive Vice President |
|
| Maryland Short-Term Tax-Free Bond Fund | Konstantine B. Mallas | Executive Vice President |
|
| Maryland Tax-Free Bond Fund | Douglas D. Spratley | Executive Vice President |
|
| Maryland Tax-Free Money Fund | Timothy G. Taylor | Executive Vice President |
|
| New Jersey Tax-Free Bond Fund | Colin T. Bando | Vice President |
|
| New York Tax-Free Bond Fund | Daniel Chihorek | Vice President |
|
| Virginia Tax-Free Bond Fund | Davis Collins | Vice President |
|
|
| Maria H. Condez | Vice President |
|
|
| Sarah J. Engle | Vice President |
|
|
| Thomas Dylan Jones | Vice President |
|
|
| Matthew T Larkin | Vice President |
|
|
| John Leard | Vice President |
|
|
| James T. Lynch | Vice President |
|
|
| Rachel Protzman | Vice President |
|
|
| Chen Shao | Vice President |
|
|
| Mitch Unger | Vice President |
|
|
| Blerina Uruci | Vice President |
|
|
| Kyeonta Williams | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Summit Funds | Douglas D. Spratley | President | ||
|
| Cash Reserves Fund | Davis Collins | Vice President |
|
|
| Maria H. Condez | Vice President |
|
|
| Cheryl A. Mickel | Vice President |
|
|
| Rachel Protzman | Vice President |
|
|
| Chen Shao | Vice President |
|
|
| Mitch Unger | Vice President |
|
|
| Blerina Uruci | Vice President |
|
|
| Kyeonta Williams | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
51
Fund | Name | Position
Held | ||
Summit Municipal Funds | James M. Murphy | President | ||
|
| Summit Municipal Income Fund | Austin Applegate | Executive Vice President |
|
| Summit Municipal Intermediate Fund | Charles B. Hill | Executive Vice President |
|
|
| Konstantine B. Mallas | Executive Vice President |
|
|
| Ralph Lee Arnold Jr. | Vice President |
|
|
| Colin T. Bando | Vice President |
|
|
| Daniel Chihorek | Vice President |
|
|
| Davis Collins | Vice President |
|
|
| Sarah J. Engle | Vice President |
|
|
| Thomas Dylan Jones | Vice President |
|
|
| Michael Kane | Vice President |
|
|
| Matthew T Larkin | Vice President |
|
|
| John Leard | Vice President |
|
|
| James T. Lynch | Vice President |
|
|
| Timothy G. Taylor | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Tax-Efficient Funds | Donald J. Peters | President | ||
|
| Tax-Efficient Equity Fund | Kennard W. Allen | Vice President |
|
|
| Ziad Bakri | Vice President |
|
|
| Gregory Dunham | Vice President |
|
|
| Kate Hobbs | Vice President |
|
|
| Weijie (Vivian) Si | Vice President |
|
|
| Matthew J. Snowling | Vice President |
|
|
| James Stillwagon | Vice President |
|
|
| Alan Tu | Vice President |
|
|
| Anthony Bruce Wang | Vice President |
|
|
| Mark R. Weigman | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Tax-Exempt Money Fund | Douglas D. Spratley | President | ||
|
|
| Davis Collins | Vice President |
|
|
| Maria H. Condez | Vice President |
|
|
| Cheryl A. Mickel | Vice President |
|
|
| Rachel Protzman | Vice President |
|
|
| Chen Shao | Vice President |
|
|
| Mitch Unger | Vice President |
|
|
| Blerina Uruci | Vice President |
|
|
| Kyeonta Williams | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
52
Fund | Name | Position
Held | ||
Tax-Free High Yield Fund | James M. Murphy | President | ||
|
|
| Ralph Lee Arnold Jr. | Executive Vice President |
|
|
| Colin T. Bando | Executive Vice President |
|
|
| Daniel Chihorek | Vice President |
|
|
| Sarah J. Engle | Vice President |
|
|
| Charles B. Hill | Vice President |
|
|
| Thomas Dylan Jones | Vice President |
|
|
| Michael Kane | Vice President |
|
|
| Konstantine B. Mallas | Vice President |
|
|
| Timothy G. Taylor | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Tax-Free Income Fund | Konstantine B. Mallas | Co-President | ||
|
|
| Timothy G. Taylor | Co-President |
|
|
| Austin Applegate | Vice President |
|
|
| Ralph Lee Arnold Jr. | Vice President |
|
|
| Sarah J. Engle | Vice President |
|
|
| Charles B. Hill | Vice President |
|
|
| Thomas Dylan Jones | Vice President |
|
|
| Matthew T Larkin | Vice President |
|
|
| James T. Lynch | Vice President |
|
|
| James M. Murphy | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Tax-Free Short-Intermediate Fund | Charles B. Hill | President | ||
|
|
| Austin Applegate | Vice President |
|
|
| Thomas Dylan Jones | Vice President |
|
|
| John Leard | Vice President |
|
|
| James T. Lynch | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Total Return Fund | Christopher P. Brown | Co-President | ||
|
|
| Anna Alexandra Dreyer | Co-President |
|
|
| Stephen L. Bartolini | Vice President |
|
|
| Jason A. Bauer | Vice President |
|
|
| Robert M. Larkins | Vice President |
|
|
| Yongheon Lee | Vice President |
|
|
| Pradeep Manikonda | Vice President |
|
|
| Kenneth Antony Orchard | Vice President |
|
|
| Saurabh Sud | Vice President |
|
|
| Christopher J. Temple | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
53
Fund | Name | Position
Held | ||
U.S. Equity Research Fund | Ann M. Holcomb | Co-President | ||
|
|
| Jason Nogueira | Co-President |
|
|
| Jason Benjamin Polun | Co-President |
|
|
| Jason Adams | Vice President |
|
|
| Kennard W. Allen | Vice President |
|
|
| Christopher W. Carlson | Vice President |
|
|
| Joseph B. Fath | Vice President |
|
|
| Jon Michael Friar | Vice President |
|
|
| Alexa M. Gagliardi | Vice President |
|
|
| Ryan S. Hedrick | Vice President |
|
|
| Weijie (Vivian) Si | Vice President |
|
|
| Matthew J. Snowling | Vice President |
|
|
| James Stillwagon | Vice President |
|
|
| Anthony Bruce Wang | Vice President |
|
|
| Justin P. White | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
U.S. Large-Cap Core Fund | Shawn T. Driscoll | President | ||
|
|
| Stephanie Beebe | Vice President |
|
|
| Ryan S. Hedrick | Vice President |
|
|
| Kate Hobbs | Vice President |
|
|
| Jacob H. Kann | Vice President |
|
|
| Kevin Mastalerz | Vice President |
|
|
| John (Teddy) Oaks | Vice President |
|
|
| John Corbin Qian | Vice President |
|
|
| Dhiren Shah | Vice President |
|
|
| Daniel Shear | Vice President |
|
|
| Weijie (Vivian) Si | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
U.S. Treasury Funds | Andrew C. McCormick | President | ||
|
| U.S. Treasury Intermediate Index Fund | Michael K. Sewell | Executive Vice President |
|
| U.S. Treasury Long-Term Index Fund | Douglas D. Spratley | Executive Vice President |
|
| U.S. Treasury Money Fund | Stephen L. Bartolini | Vice President |
|
|
| Maria H. Condez | Vice President |
|
|
| Geoffrey M. Hardin | Vice President |
|
|
| Cheryl A. Mickel | Vice President |
|
|
| Rachel Protzman | Vice President |
|
|
| Chen Shao | Vice President |
|
|
| Jeanny Silva | Vice President |
|
|
| Christopher J. Temple | Vice President |
|
|
| Mitch Unger | Vice President |
|
|
| Blerina Uruci | Vice President |
|
|
| Kyeonta Williams | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
54
Fund | Name | Position
Held | ||
Value Fund | Ryan S. Hedrick | President | ||
|
|
| Peter J. Bates | Vice President |
|
|
| Jason A. Bauer | Vice President |
|
|
| Vincent Michael DeAugustino | Vice President |
|
|
| Kate Hobbs | Vice President |
|
|
| Jonathan R. Hussey | Vice President |
|
|
| Vineet Khanna | Vice President |
|
|
| Gregg Korondi | Vice President |
|
|
| John D. Linehan | Vice President |
|
|
| Jodi Love | Vice President |
|
|
| Heather K. McPherson | Vice President |
|
|
| Daniel Shear | Vice President |
|
|
| Weijie (Vivian) Si | Vice President |
|
|
| (For remaining officers, refer to the “All funds” table) |
|
Below is a table that sets forth certain information, as of March 31, 2023, regarding each person deemed to be an officer of the Price Funds.
Officers
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
Mariel Abreu, 1981 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, International Funds and Multi-Sector Account Portfolios | |
Scott Edwin Ackerman, 1987 Assistant Vice President, T. Rowe Price | Vice President, GNMA Fund and Multi-Sector Account Portfolios | |
Jason Adams, 1979 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, International Funds; Vice President, All-Cap Opportunities Fund, Blue Chip Growth Fund, Diversified Mid-Cap Growth Fund, Dividend Growth Fund, Equity Income Fund, and U.S. Equity Research Fund | |
Ulle Adamson, CFA, 1979 Vice President, T. Rowe Price Group, Inc. and Price International | Executive Vice President, International Funds; Vice President, Global Funds | |
Roy H. Adkins, 1970 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Funds, International Funds, and Multi-Sector Account Portfolios | |
Archibald Ciganer Albeniz, CFA, 1976 Director and Vice President, Price Japan; Vice President, T. Rowe Price Group, Inc. | Executive Vice President, International Funds; Vice President, Global Funds | |
Syed Haider Ali, 1970 Vice President, Price Hong Kong, Price Singapore, and T. Rowe Price Group, Inc. | Vice President, International Funds | |
Kennard W. Allen, 1977 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Science & Technology Fund; Vice President, Diversified Mid-Cap Growth Fund, Global Funds, Global Technology Fund, International Funds, Tax-Efficient Funds, and U.S. Equity Research Fund | |
Francisco Alonso, 1978 Vice President, Price Investment Management, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, Small-Cap Stock Fund; Executive Vice President, Equity Funds; Vice President, Mid-Cap Growth Fund and Small-Cap Value Fund | |
Paulina Amieva, 1981 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Global Funds and International Funds | |
Austin Applegate, 1974 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, State Tax-Free Funds and Summit Municipal Funds; Vice President, Short-Term Bond Fund, Tax-Free Income Fund, and Tax-Free Short-Intermediate Fund |
55
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
Ralph Lee Arnold, Jr., CFA, CPA, 1970 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, Intermediate Tax-Free High Yield Fund and Tax-Free High Yield Fund; Vice President, Summit Municipal Funds and Tax-Free Income Fund | |
Malik Sarmad Asif, 1981 Vice President, T. Rowe Price Group, Inc. and Price International | Executive Vice President, Global Funds and International Funds | |
Bill Bai, 1985 Vice President, Price Hong Kong; formerly Executive Director and Senior Analyst, Destination Partners Asset Management (to 2019) | Vice President, Science & Technology Fund | |
E. Frederick Bair, CFA, CPA, 1969 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Vice President, International Index Fund, Real Assets Fund, and Spectrum Funds II | |
Zachary Baca, 1990 Vice President, T. Rowe Price; formerly Associate, Rock Springs Capital (to 2020) | Vice President, Health Sciences Fund | |
Ziad Bakri, M.D., CFA, 1980 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Health Sciences Fund; Vice President, All-Cap Opportunities Fund, Blue Chip Growth Fund, Equity Income Fund, Global Funds, International Funds, New Horizons Fund, and Tax-Efficient Funds | |
Harishankar Balkrishna, 1983 Vice President, T. Rowe Price Group, Inc. and Price International | Executive Vice President, International Funds; Vice President, Global Funds and New Horizons Fund | |
Colin T. Bando, CFA, 1987 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, Intermediate Tax-Free High Yield Fund and Tax-Free High Yield Fund; Vice President, State Tax-Free Funds and Summit Municipal Funds | |
Sheena L. Barbosa, 1983 Vice President, Price Hong Kong and T. Rowe Price Group, Inc. | Vice President, Global Funds and International Funds | |
Stephen L. Bartolini, CFA, 1977 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, New Income Fund; Vice President, Inflation Protected Bond Fund, Limited Duration Inflation Focused Bond Fund, Multi-Sector Account Portfolios, QM U.S. Bond Index Fund, Retirement Funds, Spectrum Funds, Spectrum Funds II, Total Return Fund, and U.S. Treasury Funds | |
Peter J. Bates, CFA, 1974 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, International Funds; Vice President, Dividend Growth Fund, Global Funds, and Value Fund | |
Jason A. Bauer, 1979 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Credit Opportunities Fund, Floating Rate Fund, High Yield Fund (serves only with respect to the High Yield Fund), Institutional Income Funds, International Funds, Multi-Sector Account Portfolios, New Income Fund, Total Return Fund, and Value Fund | |
Luis Martin Baylac, 1982 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, International Funds | |
Stephanie Beebe, 1990 Employee, T. Rowe Price; formerly student, The Wharton School, University of Pennsylvania (to 2020); summer intern, T. Rowe Price (2018); Investment Banking Associate, Bank of America Merrill Lynch (to 2018) | Vice President, Diversified Mid-Cap Growth Fund, Mid-Cap Value Fund, Science & Technology Fund, and U.S. Large-Cap Core Fund | |
Robert Scott Berg, CFA, 1972 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Executive Vice President, International Funds | |
Brian W.H. Berghuis, CFA, 1958 Vice President, Price Investment Management, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, Mid-Cap Growth Fund; Executive Vice President, Equity Funds | |
Steven E. Boothe, CFA, 1977 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Multi-Sector Account Portfolios; Co-President, Corporate Income Fund; Vice President, Global Multi-Sector Bond Fund, Institutional Income Funds, International Funds, and New Income Fund | |
Peter Ivanov Botoucharov, 1965 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Funds, International Funds, and Multi-Sector Account Portfolios | |
Tala Boulos, 1984 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Funds, International Funds, and Multi-Sector Account Portfolios |
56
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
Christina Brathwaite, 1989 Employee, T. Rowe Price; formerly Analyst, JP Morgan Securities | Vice President, New Horizons Fund | |
Christopher P. Brown, CFA, 1977 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Co-President, Total Return Fund; Vice President, Global Multi-Sector Bond Fund, GNMA Fund, International Funds, Multi-Sector Account Portfolios, New Income Fund, QM U.S. Bond Index Fund, and Short-Term Bond Fund | |
Armando (Dino) Capasso, 1974 Chief Compliance Officer and Vice President, T. Rowe Price and Price Investment Management; Vice President, T. Rowe Price Group, Inc.; formerly, Chief Compliance Officer, PGIM Investments LLC and AST Investment Services, Inc. (ASTIS) (to 2022); Chief Compliance Officer, PGIM Retail Funds complex and Prudential Insurance Funds (to 2022); Vice President and Deputy Chief Compliance Officer, PGIM Investments LLC and ASTIS (to 2019) | Chief Compliance Officer, all funds | |
Christopher W. Carlson, 1967 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Global Technology Fund, Mid-Cap Value Fund, New Horizons Fund, and U.S. Equity Research Fund | |
Shiu Tak Chan, 1981 Vice President, Price Hong Kong and T. Rowe Price Group, Inc. | Vice President, International Funds, Multi-Sector Account Portfolios, and Short-Term Bond Fund | |
Andrew Chang, 1983 Vice President, Price Singapore and T. Rowe Price Group, Inc. | Vice President, International Funds | |
Daniel Chihorek, 1984 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Intermediate Tax-Free High Yield Fund, State Tax-Free Funds, Summit Municipal Funds, and Tax-Free High Yield Fund | |
Paul Cho, 1986 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Capital Appreciation Fund and Small-Cap Value Fund | |
Elias Chrysostomou, CFA, 1980 Vice President, T. Rowe Price Group, Inc. and Price International; formerly Financials Sector Specialist, Lazard Asset Management (to 2019) | Vice President, Financial Services Fund | |
Carolyn Hoi Che Chu, 1974 Vice President, Price Hong Kong and T. Rowe Price Group, Inc. | Vice President, Global Funds, International Funds, and Multi-Sector Account Portfolios | |
Vincent Chung, 1988 Vice President, T. Rowe Price Group, Inc. and Price International; formerly Investment Analyst/Trader, Observatory Capital Management LLP (to 2019) | Vice President, Global Multi-Sector Bond Fund and International Funds | |
Richard N. Clattenburg, CFA, 1979 Vice President, Price Singapore, T. Rowe Price, T. Rowe Price Group, Inc., Price International, and T. Rowe Price Trust Company | Executive Vice President, International Funds; Vice President, Global Real Estate Fund | |
David L. Clewell, 1984 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Global Allocation Fund | |
Richard Coghlan, PhD., 1961 Vice President, Price Japan, T. Rowe Price, and T. Rowe Price Group, Inc. | Co-President, Real Assets Fund | |
Davis Collins, CFA, 1989 Vice President, T. Rowe Price | Vice President, Government Money Fund, TRP Reserve Investment Funds, State Tax-Free Funds, Summit Income Funds, Summit Municipal Funds, and Tax-Exempt Money Fund | |
Jason T. Collins, CFA, 1971 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Vice President, Short-Term Bond Fund | |
Maria H. Condez, 1962 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Government Money Fund, TRP Reserve Investment Funds, State Tax-Free Funds, Summit Income Funds, Tax-Exempt Money Fund, and U.S. Treasury Funds | |
Michael J. Conelius, CFA, 1964 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., Price International, and T. Rowe Price Trust Company | Vice President, Multi-Sector Account Portfolios | |
Michael F. Connelly, CFA, 1977 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, Multi-Sector Account Portfolios; Vice President, Floating Rate Fund, Global Multi-Sector Bond Fund, High Yield Fund (serves only with respect to the High Yield Fund), Institutional Income Funds, and Short-Term Bond Fund |
57
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
David Corris, 1975 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly Head of Disciplined Equities and Portfolio Manager, Bank of Montreal Global Asset Management (to 2021) | Executive Vice President, Integrated Equity Funds; Vice President, Equity Income Fund | |
Shaun Michael Currie, 1986 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, All-Cap Opportunities Fund and New Horizons Fund | |
Michael Patrick Daley, 1981 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Corporate Income Fund, Institutional Income Funds, and Multi-Sector Account Portfolios | |
Anne Daub, 1973 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Diversified Mid-Cap Growth Fund and Health Sciences Fund | |
Ramon Roberto de Castro, 1966 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, GNMA Fund; Executive Vice President, Multi-Sector Account Portfolios; Vice President, Global Multi-Sector Bond Fund, Inflation Protected Bond Fund, Limited Duration Inflation Focused Bond Fund, New Income Fund, and Short-Term Bond Fund | |
Richard de los Reyes, 1975 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Co-President, Multi-Strategy Total Return Fund; Vice President, Global Funds, International Funds, Mid-Cap Value Fund, New Era Fund, Real Assets Fund, Retirement Funds, Spectrum Funds, and Spectrum Funds II | |
Vincent Michael DeAugustino, 1983 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Mid-Cap Value Fund, Vice President, Financial Services Fund and Value Fund | |
Kimberly E. DeDominicis, 1976 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., Price International, and T. Rowe Price Trust Company | Co-President, Retirement Funds, Vice President, Balanced Fund, Spectrum Funds, and Spectrum Funds II | |
Maron Deering, 1980 Vice President, Price Investment Management; formerly Principal, Maplewood Capital, LLC (to 2020) | Vice President, High Yield Fund (serves only with respect to the U.S. High Yield Fund) | |
Michael Della Vedova, 1969 Vice President, T. Rowe Price Group, Inc. and Price International | Executive Vice President, International Funds; Vice President, Global Multi-Sector Bond Fund and High Yield Fund (serves only with respect to the High Yield Fund) | |
Levent Demirekler, CFA, 1974 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Short-Term Bond Fund | |
Iona Dent, CFA, 1991 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Funds and International Funds | |
Amit Deshpande, CFA, FRM, 1972 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Institutional Income Funds and QM U.S. Bond Index Fund | |
Eric L. DeVilbiss, CFA, 1983 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, All-Cap Opportunities Fund and Growth Stock Fund | |
Christina Dove Noonan, 1988 Vice President, T. Rowe Price | Vice President, Global Allocation Fund | |
Maria Elena Drew, 1973 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Funds and International Funds | |
Anna Alexandra Dreyer, Ph.D., CFA, 1981 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Co-President, Total Return Fund; Vice President, New Income Fund | |
Shawn T. Driscoll, 1975 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, U.S. Large-Cap Core Fund, Vice President, All-Cap Opportunities Fund, Dividend Growth Fund, Global Funds, Growth Stock Fund, International Funds, and New Era Fund | |
Gregory Dunham, CFA, 1974 Vice President, T. Rowe Price and T. Rowe Price Group | Vice President, Communications & Technology Fund, Global Technology Fund, New Horizons Fund, Science & Technology Fund, and Tax-Efficient Funds | |
Alan S. Dupski, CPA, 1982 Vice President, Price Investment Management, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Principal Financial Officer, Vice President, and Treasurer, all funds | |
Donald J. Easley, CFA, 1971 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Capital Appreciation Fund and Mid-Cap Growth Fund | |
Bridget A. Ebner, 1970 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Global Funds and International Funds |
58
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
David J. Eiswert, CFA, 1972 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, International Funds; Vice President, Communications & Technology Fund, Global Technology Fund, Growth Stock Fund, Retirement Funds, Science & Technology Fund, Spectrum Funds, and Spectrum Funds II | |
Sarah J. Engle, 1979 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Intermediate Tax-Free High Yield Fund, State Tax-Free Funds, Summit Municipal Funds, Tax-Free High Yield Fund, and Tax-Free Income Fund | |
Devon Everhart, CFA, 1977 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, High Yield Fund (serves only with respect to the U.S. High Yield Fund) | |
Matthew Fanandakis, CFA, 1983 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, High Yield Fund (serves only with respect to the U.S. High Yield Fund) | |
Joseph B. Fath, CPA, 1971 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, Growth Stock Fund; Vice President, Communications & Technology Fund and U.S. Equity Research Fund | |
Christopher Faulkner-MacDonagh, 1969 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Co-President, Real Assets Fund | |
Dawei Feng, 1979 Vice President, Price Hong Kong and T. Rowe Price Group, Inc. | Vice President, International Funds | |
Ryan W. Ferro, 1985 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, International Funds | |
Stephen M. Finamore, CFA, 1976 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, Multi-Sector Account Portfolios; Vice President, Floating Rate Fund, High Yield Fund (serves only with respect to the High Yield Fund), and Institutional Income Funds | |
Quentin S. Fitzsimmons, 1968 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Multi-Sector Bond Fund, Inflation Protected Bond Fund, International Funds, and Limited Duration Inflation Focused Bond Fund | |
Christopher T. Fortune, 1973 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Small-Cap Stock Fund and Small-Cap Value Fund | |
Daniel Fox, CFA, 1985 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Credit Opportunities Fund and High Yield Fund (serves only with respect to the High Yield Fund) | |
Jon Michael Friar, 1982 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, All-Cap Opportunities Fund, Blue Chip Growth Fund, Dividend Growth Fund, Financial Services Fund, Growth Stock Fund, New Horizons Fund, and U.S. Equity Research Fund | |
Matthew Frustaci, 1990 Vice President, Price Investment Management; formerly student, The Wharton School, University of Pennsylvania (to 2020); summer intern, T. Rowe Price (2019) | Vice President, Capital Appreciation Fund | |
Pengquin George Gao, 1979 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Integrated Equity Funds | |
Justin T. Gerbereux, CFA, 1975 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Vice President, Floating Rate Fund, High Yield Fund (serves only with respect to the High Yield Fund), Institutional Income Funds, International Funds, and Multi-Sector Account Portfolios | |
Aaron Gifford, CFA, 1987 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Global Funds, International Funds, and Multi-Sector Account Portfolios | |
David R. Giroux, CFA, 1975 Vice President, Price Investment Management, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, Capital Appreciation Fund | |
Gregg Gola, CFA, 1965 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, High Yield Fund (serves only with respect to the U.S. High Yield Fund) | |
Vishnu Vardhan Gopal, 1979 Vice President, Price Hong Kong and T. Rowe Price Group, Inc. | Vice President, International Funds | |
Chris Graff, 1985 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly Partner -Investment Team, Sequoia Capital Global Equities (to 2020) | Vice President, Communications & Technology Fund and Growth Stock Fund |
59
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
Joel Grant, 1978 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, International Funds | |
Gary J. Greb, 1961 Vice President, Price Investment Management, T. Rowe Price, Price International, and T. Rowe Trust Company | Vice President, all funds | |
Paul Greene II, 1978 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Blue Chip Growth Fund; Executive Vice President, Equity Funds; Vice President, Communications & Technology Fund, Global Funds, Growth Stock Fund, and Science & Technology Fund | |
Benjamin Griffiths, CFA, 1977 Vice President, T. Rowe Price Group, Inc. and Price International | Executive Vice President, International Funds; Vice President, Global Funds | |
Michael J. Grogan, CFA, 1971 Vice President, T. Rowe Price and T. Rowe Price Group Inc. | Vice President, Corporate Income Fund, Institutional Income Funds, and Multi-Sector Account Portfolios | |
Shaoyu Guo, 1992 Vice President, Price Hong Kong; formerly Economist, JP Morgan (to 2020) | Vice President, International Funds and Multi-Sector Account Portfolios | |
Nina Gupta, 1975 Vice President, T. Rowe Price; formerly Sector Head, Allianz Global Investors (to 2021); Senior Analyst, Portables Partners (to 2014) | Vice President, Financial Services Fund | |
John Hall, 1977 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Health Sciences Fund | |
Richard L. Hall, 1979 Vice President, T. Rowe Price and T. Rowe Price Group Inc. | Vice President, Global Funds, International Funds, and Multi-Sector Account Portfolios | |
Cheryl Hampton, CPA, 1969 Vice President, T. Rowe Price; formerly Tax Director, Invesco Ltd. (to 2021); Vice President, Oppenheimer Funds, Inc. (to 2019) | Vice President, all funds | |
Nabil Hanano, CFA, 1984 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Funds, International Funds, and New Horizons Fund | |
Geoffrey M. Hardin, 1971 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Inflation Protected Bond Fund, Limited Duration Inflation Focused Bond Fund, New Income Fund, and U.S. Treasury Funds | |
Robert Lovette Harlow, CAIA, CFA, 1986 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Global Allocation Fund | |
Ryan S. Hedrick, CFA, 1980 Vice President, T. Rowe Price and T. Rowe Price Group Inc. | President, Value Fund; Vice President, Dividend Growth Fund, Equity Income Fund, Mid-Cap Value Fund, New Era Fund, U.S. Equity Research Fund, and U.S. Large-Cap Core Fund | |
Charles B. Hill, CFA, 1961 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Tax-Free Short-Intermediate Fund; Executive Vice President, State Tax-Free Funds and Summit Municipal Funds; Vice President, Short-Term Bond Fund, Tax-Free High Yield Fund, and Tax-Free Income Fund | |
Daniel Biros Hirsch, CFA, 1985 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Small-Cap Stock Fund | |
Amanda Ho, 1993 Employee, T. Rowe Price; summer intern, T. Rowe Price (to 2020); formerly, Revenue Strategy, Senior Analyst, Snap, Inc. (to 2019) | Vice President, Health Sciences Fund | |
Kate Hobbs, 1982 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly Portfolio Manager, Millennium Partners (to 2020); Senior Analyst, Citadel LLC, Aptigon Capital (to 2018) | Vice President, Blue Chip Growth Fund, Equity Income Fund, Health Sciences Fund, Tax-Efficient Funds, U.S. Large-Cap Core Fund, and Value Fund | |
Ann M. Holcomb, CFA, 1972 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Co-President, U.S. Equity Research Fund | |
Jeffrey Holford, Ph.D., ACA, 1972 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, All-Cap Opportunity Fund, Global Funds, Health Sciences Fund, and International Funds | |
Matthew A. Howell, IMC, 1974 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Real Assets Fund | |
Thomas J. Huber, CFA, 1966 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, Dividend Growth Fund; Vice President, Real Estate Fund |
60
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
Stefan Hubrich, Ph.D., CFA, 1974 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Co-President, Multi-Strategy Total Return Fund; Vice President, Global Allocation Fund, Global Funds, and International Funds | |
Arif Husain, CFA, 1972 Vice President, T. Rowe Price Group, Inc. and Price International | Executive Vice President, International Funds; Vice President, Global Funds, Global Multi-Sector Bond Fund, Multi-Sector Account Portfolios, Multi-Strategy Total Return Fund, Retirement Funds, Spectrum Funds, and Spectrum Funds II | |
Jonathan R. Hussey, CFA, 1982 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Equity Income Fund, New Era Fund, and Value Fund | |
Michael T. Hyland, 1979 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Credit Opportunities Fund and High Yield Fund (serves only with respect to the High Yield Fund) | |
Tetsuji Inoue, 1971 Vice President, Price Hong Kong, T. Rowe Price Group, Inc., and Price International | Vice President, International Funds | |
Stephon Jackson, CFA,1962 Vice President, T. Rowe Price | Co-President, Equity Funds and High Yield Fund | |
Andrew G. Jacobs Van Merlen, 1978 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., Price International, and T. Rowe Price Trust Company | Co-President, Retirement Funds | |
Michael Jacobs, 1971 Vice President, Price Japan, T. Rowe Price Group, Inc., and Price International | Vice President, International Funds | |
Randal Spero Jenneke, 1971 Vice President, T. Rowe Price Group, Inc. | Vice President, Global Funds and International Funds | |
Prashant G. Jeyaganesh, 1983 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, Integrated Equity Funds; Vice President, International Funds | |
Sam Johnson, 1992 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Communications & Technology Fund, Global Technology Fund, Growth Stock Fund, and Science & Technology Fund | |
Rachel D. Jonas, 1983 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Diversified Mid-Cap Growth Fund and Health Sciences Fund | |
Nina P. Jones, CPA, 1980 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Real Estate Fund; Vice President, Financial Services Fund, Global Funds, Global Real Estate Fund, International Funds, Mid-Cap Value Fund, and Real Assets Fund | |
Thomas Dylan Jones, CFA, 1971 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Intermediate Tax-Free High Yield Fund, State Tax-Free Funds, Summit Municipal Funds, Tax-Free High Yield Fund, Tax-Free Income Fund, and Tax-Free Short-Intermediate Fund | |
Jill Jortner, 1977 Employee, T. Rowe Price; formerly Research Analyst, Iridian Asset Management (to 2022) | Vice President, Health Sciences Fund | |
Yoichiro Kai, 1973 Vice President, Price Singapore, T. Rowe Price Group, Inc., and Price International | Vice President, Global Funds and International Funds | |
Michael Kane, 1982 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly Research Analyst, GW&K Investments (to 2019) | Vice President, Intermediate Tax-Free High Yield Fund, Summit Municipal Funds, and Tax-Free High Yield Fund | |
Jacob H. Kann, CFA, 1987 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, International Funds and U.S. Large-Cap Core Fund | |
Jai Kapadia, 1982 Vice President, Price Hong Kong and T. Rowe Price Group, Inc. | President, Global Real Estate Fund; Vice President, Global Funds and International Funds | |
Josepha Kaufman, 1973 Vice President, T. Rowe Price; formerly Managing Director, Senior Analyst, Epoch Investment Partners (to 2021) | Vice President, Mid-Cap Value Fund | |
Andrew J. Keirle, 1974 Vice President, T. Rowe Price Group, Inc. and Price International | Executive Vice President, International Funds and Multi-Sector Account Portfolios; Vice President, Global Funds and Global Multi-Sector Bond Fund | |
Benjamin Kersse, CPA, 1989 Vice President, T. Rowe Price | Vice President, all funds | |
Vineet Khanna, 1989 Employee, T. Rowe Price | Vice President, Global Real Estate Fund, New Era Fund, and Value Fund |
61
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
Shinwoo Kim, 1977 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, New Era Fund; Vice President, Equity Income Fund and Real Assets Fund | |
Takanori Kobayashi, 1981 Vice President, Price Japan, T. Rowe Price Group, Inc., and Price International | Vice President, Financial Services Fund, Global Real Estate Fund, and International Funds | |
Steven M. Kohlenstein, CFA, 1987 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, Short-Term Bond Fund; Vice President, Global Multi-Sector Bond Fund | |
Gregg Korondi, 1976 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly Managing Director, LaSalle Investment Management Securities (to 2019) | Vice President, Global Real Estate Fund, Real Estate Fund, and Value Fund | |
Steven D. Krichbaum, 1977 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Capital Appreciation Fund | |
Paul J. Krug, CPA, 1964 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Vice President, all funds | |
Christopher J. Kushlis, CFA, 1976 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Funds, International Funds, and Multi-Sector Account Portfolios | |
Karim Laib, CFA, 1989 Vice President, T. Rowe Price; formerly Equity Analyst, Blackrock, Inc. (to 2022); Equity Analyst, Global Equity Research (to 2017) | Vice President, Financial Services Fund | |
Michael Lambe, CFA, 1977 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Corporate Income Fund, Institutional Income Funds, and Multi-Sector Account Portfolios | |
Matthew T. Larkin, 1983 Assistant Vice President, T. Rowe Price | Vice President, State Tax-Free Funds, Summit Municipal Funds, and Tax-Free Income Fund | |
Robert M. Larkins, CFA, 1973 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, QM U.S. Bond Index Fund; Executive Vice President, Institutional Income Funds; Vice President, Balanced Fund, Global Allocation Fund, New Income Fund, and Total Return Fund | |
Shengrong Lau, 1982 Vice President, Price Singapore and T. Rowe Price Group, Inc. | Vice President, Financial Services Fund and International Funds | |
Matthew Lawton, CFA, 1983 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Corporate Income Fund, New Income Fund, and Short-Term Bond Fund | |
John Leard, CFA, 1985 Employee, T. Rowe Price | Vice President, International-Free High Yield Fund, State Tax-Free Funds, Summit Municipal Funds, and Tax-Free Short-Intermediate Fund | |
Wyatt A. Lee, CFA, 1971 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Co-President, Retirement Funds; Vice President, Balanced Fund, Limited Duration Inflation Focused Bond Fund, Spectrum Funds, and Spectrum Funds II | |
Yongheon Lee, 1975 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Institutional Income Funds, QM U.S. Bond Index Fund, and Total Return Fund | |
John D. Linehan, CFA, 1965 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, Equity Income Fund; Executive Vice President, Equity Funds; Vice President, Multi-Strategy Total Return Fund and Value Fund | |
Lu Liu, 1979 Vice President, Price Hong Kong and T. Rowe Price Group, Inc. | Vice President, Blue Chip Growth Fund, Communications & Technology Fund, Global Technology Fund, International Funds, and Science & Technology Fund | |
Gregory Locraft, 1971 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Financial Services Fund | |
Johannes Loefstrand, 1988 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Funds and International Funds | |
Kevin Patrick Loome, CFA, 1967 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Executive Vice President, High Yield Fund (serves only with respect to the U.S. High Yield Fund); Vice President, Capital Appreciation Fund | |
Jodi Love, 1977 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly Managing Director, Jennison Associates LLC (to 2019) | Vice President, Blue Chip Growth Fund, Diversified Mid-Cap Growth Fund, Growth Stock Fund, and Value Fund | |
Anh Thi Lu, 1968 Vice President, Price Hong Kong and T. Rowe Price Group, Inc. | Executive Vice President, International Funds; Vice President, Global Funds |
62
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
James T. Lynch, CFA, 1983 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, State Tax-Free Funds, Summit Municipal Funds, Tax-Free Income Fund, and Tax-Free Short-Intermediate Fund | |
Ross MacMillan, 1970 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly Managing Director, RBC Capital Markets (to 2019) | Vice President, Communications & Technology Fund, Diversified Mid-Cap Growth Fund, Global Technology Fund, Growth Stock Fund, New Horizons Fund, and Science & Technology Fund | |
Peter (Matt) Mahon, 1985 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Mid-Cap Growth Fund and Small-Cap Stock Fund | |
Konstantine B. Mallas, 1963 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Co-President, Tax-Free Income Fund; Executive Vice President, State Tax-Free Funds and Summit Municipal Funds; Vice President, Intermediate Tax-Free High Yield Fund and Tax-Free High Yield Fund | |
Sebastien Mallet, 1974 Vice President, T. Rowe Price Group, Inc. and Price International | Executive Vice President, Global Funds; Vice President, International Funds | |
Priyal Maniar, CFA, 1991 Vice President, T. Rowe Price; formerly Senior Research Analyst, Brandywine Global (to 2021); Financial Institutions Group Analyst, BlackRock (to 2014) | Vice President, Mid-Cap Value Fund and New Era Fund | |
Pradeep Manikonda, 1981 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Total Return Fund | |
Robert J. Marcotte, 1962 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Global Real Estate Fund, Mid-Cap Growth Fund, and Small-Cap Stock Fund | |
Rekha Marda, 1987 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Mid-Cap Growth Fund, Small-Cap Stock Fund, and Small-Cap Value Fund | |
Jennifer O’Hara Martin, 1972 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Communications & Technology Fund, Global Funds, Global Technology Fund, and International Funds | |
Ryan Martyn, 1979 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, International Funds and New Era Fund | |
George Marzano, 1980 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Blue Chip Growth Fund and Equity Income Fund | |
Paul M. Massaro, CFA, 1975 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, Floating Rate Fund; Executive Vice President, Institutional Income Funds; Vice President, High Yield Fund (serves only with respect to the High Yield Fund), Multi-Sector Account Portfolios, Retirement Funds, Spectrum Funds, and Spectrum Fund II | |
Kevin Mastalerz, 1984 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, New Era Fund and U.S. Large-Cap Core Fund | |
Andrew C. McCormick, 1960 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, Institutional Income Funds and U.S. Treasury Funds; Co-President, High Yield Fund | |
Michael J. McGonigle, 1966 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Floating Rate Fund, Institutional Income Funds, and Multi-Sector Account Portfolios | |
Heather K. McPherson, CPA, 1967 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, Equity Funds and Mid-Cap Value Fund; Vice President, Equity Income Fund, New Era Fund, and Value Fund | |
Colin McQueen, 1967 Vice President, T. Rowe Price Group, Inc. and Price International; formerly Senior Investment Manager, Global Equities, Sanlam FOUR Investments UK Limited (to 2019) | Executive Vice President, International Funds | |
Sean P. McWilliams, 1988 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, Equity Funds; Vice President, Global Allocation Fund | |
Cheryl A. Mickel, CFA, 1967 Director and Vice President, T. Rowe Price Trust Company; Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Short-Term Bond Fund; Vice President, Government Money Fund, TRP Reserve Investment Funds, Summit Income Funds, Tax-Exempt Money Fund, and U.S. Treasury Funds | |
Raymond A. Mills, Ph.D., CFA, 1960 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., Price International, and T. Rowe Price Trust Company | Executive Vice President, International Funds; Vice President, Balanced Fund, Global Real Estate Fund, and Spectrum Funds II | |
Jihong Min, 1979 Vice President, Price Singapore and T. Rowe Price Group, Inc. | Executive Vice President, International Funds; Vice President, Financial Serviced Fund |
63
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
Joseph R. Mlinac, CFA, 1983 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Small-Cap Value Fund | |
Eric C. Moffett, 1974 Vice President, Price Singapore and T. Rowe Price Group, Inc. | Executive Vice President, Global Funds and International Funds | |
Brad Moldin, 1979 Vice President, Price Investment Management and T. Rowe Price Group, Inc.; formerly Equity Research Analyst, Fidelity Investments (to 2019) | Vice President, Mid-Cap Growth Fund | |
Ivan Morozov, CFA, 1987 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, International Funds and Multi-Sector Account Portfolios | |
Samy B. Muaddi, CFA, 1984 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Trust Company | Executive Vice President, Global Funds, International Funds, and Multi-Sector Account Portfolios; Vice President, Corporate Income Fund, Global Multi-Sector Bond Fund, Institutional Income Funds, New Income Fund, and Short-Term Bond Fund | |
Tobias Fabian Mueller, CFA, 1980 Vice President, T. Rowe Price Group, Inc. and Price International | Executive Vice President, International Funds; Vice President, Global Funds | |
Maria Aimee Muller, 1986 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, New Horizons Fund | |
Rinald Murataj, Ph.D., 1989 Vice President, T. Rowe Price | Vice President, Integrated Equity Funds | |
James M. Murphy, CFA, 1967 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Intermediate Tax-Free High Yield Fund, State Tax-Free Funds, Summit Municipal Funds, and Tax-Free High Yield Fund; Vice President, Tax-Free Income Fund | |
Sudhir Nanda, Ph.D., CFA, 1959 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, Integrated Equity Funds; Vice President, Diversified Mid-Cap Growth Fund and Global Funds | |
Razan Nasser, 1985 Vice President, T. Rowe Price Group, Inc. and Price International; formerly Senior Economist, HSBC Bank Middle East Ltd (to 2019) | Vice President, International Funds and Multi-Sector Account Portfolios | |
Joshua Nelson, 1977 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., Price International, and T. Rowe Price Trust Company | Co-President, Equity Funds | |
Philip A. Nestico, 1976 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Communications & Technology Fund, Global Real Estate Fund, International Funds, and Real Estate Fund | |
Ka Yi Claire Ng, 1984 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Multi-Sector Account Portfolios | |
Sridhar Nishtala, 1975 Director and Vice President, Price Singapore; Vice President, T. Rowe Price Group, Inc. | Vice President, International Funds | |
Todd Nocella, CFA, 1981 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, High Yield Fund (serves only with respect to the U.S. High Yield Fund) | |
Jason Nogueira, CFA, 1974 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Co-President, U.S. Equity Research Fund | |
Matthew W. Novak, 1983 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, TRP Reserve Investment Funds; Vice President, Retirement Funds | |
John (Teddy) Oaks, CFA, 1992 Employee, T. Rowe Price | Vice President, Financial Services Fund and U.S. Large-Cap Core Fund | |
Alexander S. Obaza, 1981 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Executive Vice President, Short-Term Bond Fund; Vice President, Corporate Income Fund, Institutional Income Funds, and Multi-Sector Account Portfolios | |
Christian M. O’Neill, 1969 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Small-Cap Value Fund | |
Kenneth Antony Orchard, 1975 Vice President, T. Rowe Price Group, Inc. and Price International | President, Global Multi-Sector Bond Fund; Executive Vice President, International Funds; Vice President, Global Funds, Multi-Sector Account Portfolios, and Total Return Fund | |
Curt J. Organt, CFA, 1968 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Small-Cap Stock Fund and Small-Cap Value Fund |
64
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
Oluwaseun Oyegunle, CFA, 1984 Vice President, T. Rowe Price Group, Inc. and Price International | Executive Vice President, International Funds; Vice President, Global Funds | |
Sebastien Page, 1977 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Balanced Fund, Multi-Strategy Total Return Fund, Real Assets Fund, Retirement Funds, Spectrum Funds, and Spectrum Funds II | |
Robert A. Panariello, 1983 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Global Allocation Fund, Real Assets Fund, Retirement Funds, Spectrum Funds, and Spectrum Funds II | |
Rohit Pandey, 1974 Vice President, Price Investment Management and T. Rowe Price Group, Inc.; formerly Equity Analyst, Jennison Associates (to 2019) | Vice President, Mid-Cap Growth Fund | |
Miso Park, CFA, 1982 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Corporate Income Fund, Institutional Income Funds, and Multi-Sector Account Portfolios | |
Simon Paterson, 1978 Vice President, Price Investment Management and T. Rowe Price Group, Inc.; formerly Partner, Senior Equity Analyst, Brown Advisory (to 2020) | Vice President, Mid-Cap Growth Fund and Small-Cap Stock Fund | |
Dante Pearson, 1990 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, All-Cap Opportunities Fund, Global Real Estate Fund, New Horizons Fund, and Real Estate Fund | |
Walter Charles Peppelman, 1989 Vice
President, T. Rowe Price; summer intern, T. Rowe Price | Vice President, Corporate Income Fund | |
Andy Peters, 1988 Employee, T. Rowe Price | Vice President, Equity Income Fund and Mid-Cap Value Fund | |
Donald J. Peters, 1959 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Diversified Mid-Cap Growth Fund and Tax-Efficient Funds | |
Fran M. Pollack-Matz, 1961 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., T. Rowe Price Investment Services, Inc., and T. Rowe Price Services, Inc. | Vice President and Secretary, all Funds | |
Jason Benjamin Polun, CFA, 1974 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Co-President, U.S. Equity Research Fund | |
Rachel Protzman, 1988 Assistant Vice President, T. Rowe Price | Vice President, Government Money Fund, TRP Reserve Investment Funds, Short-Term Bond Fund, State Tax-Free Funds, Summit Income Funds, Tax-Exempt Money Fund, and U.S. Treasury Funds | |
Jordan S. Pryor, 1991 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, Integrated Equity Funds | |
John Corbin Qian, 1989 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, New Era Fund, Real Assets Fund, and U.S. Large-Cap Core Fund | |
Robert T. Quinn, 1972 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Small-Cap Stock Fund and Small-Cap Value Fund | |
Bradley R. Raglin, 1982 Vice President, T. Rowe Price | Executive Vice President, TRP Reserve Investment Funds | |
Vivek Rajeswaran, 1985 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Capital Appreciation Fund | |
Shannon Hofher Rauser, 1987 Assistant Vice President, T. Rowe Price | Assistant Secretary, all funds | |
Latika Ravi, 1979 Vice President, Price Investment Management; formerly Partner, Portfolio Manager and Senior Research Analyst, Franklin Templeton Investments (to 2020) | Vice President, High Yield Fund (serves only with respect to the U.S. High Yield Fund) | |
Rodney M. Rayburn, CFA, 1970 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, Credit Opportunities Fund; Executive Vice President, High Yield Fund (serves only with respect to the High Yield Fund) and Institutional Income Funds; Vice President, Balanced Fund and Multi-Sector Account Portfolios | |
Todd Reese, 1990 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, International Funds |
65
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
Michael F. Reinartz, CFA, 1973 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Executive Vice President, Short-Term Bond Fund | |
Jane K. Rivers, CFA, 1979 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Real Estate Fund | |
Dominic Rizzo, 1993 Vice President, T. Rowe Price Group, Inc. and Price International | Co-President, Global Technology Fund; Vice President, Science & Technology Fund | |
Melanie A. Abate Rizzo, 1982 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Dividend Growth Fund, Equity Income Fund, International Funds, and Mid-Cap Value Fund | |
Theodore E. Robson, CFA, 1965 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Vice President, Corporate Income Fund, Institutional Income Funds, Multi-Sector Account Portfolios, and Real Estate Fund | |
Peter J. Roehrig, 1983 Vice President, T. Rowe Price Group, Inc. | Vice President, TRP Reserve Investment Funds | |
Alexander Paul Roik, CFA, 1991 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Small-Cap Stock Fund and Small-Cap Value Fund | |
David L. Rowlett, CFA, 1975 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, International Funds | |
Brian A. Rubin, CPA, 1974 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Vice President, Credit Opportunities Fund, Floating Rate Fund, High Yield Fund (serves only with respect to the High Yield Fund), Institutional Income Funds, and Multi-Sector Account Portfolios | |
Federico Santilli, CFA, 1974 Vice President, T. Rowe Price Group, Inc. and Price International | Executive Vice President, Global Funds and International Funds | |
Darren Scheinberg, 1979 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Retirement Funds | |
Nikolaj Schmidt, 1975 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Multi-Sector Bond Fund and International Funds | |
Sebastian Schrott, 1977 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Funds and International Funds | |
Emily Scudder, CFA, CPA, 1985 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Mid-Cap Growth Fund | |
Richard Sennett, CPA, 1970 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Assistant Treasurer, all funds | |
Michael K. Sewell, 1982 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Inflation Protected Bond Fund; Executive Vice President, Index Trust and U.S. Treasury Funds; Vice President, Global Allocation Fund, Real Assets Fund, and Short-Term Bond Fund | |
Dhiren Shah, CFA, 1991 Vice President, T. Rowe Price; summer analyst, Elliott Management Corporation (to 2019) | Vice President, U.S. Large-Cap Core Fund | |
Chen Shao, 1980 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Government Money Fund, TRP Reserve Investment Funds, Short-Term Bond Fund, State Tax-Free Funds, Summit Income Funds, Tax-Exempt Money Fund, and U.S. Treasury Funds | |
Daniel Shear, 1992 Employee, T. Rowe Price; formerly student, The University of Chicago Booth School of Business (to 2020); summer intern, T. Rowe Price (2019) | Vice President, Communications & Technology Fund, Equity Income Fund, U.S. Large-Cap Core Fund, and Value Fund | |
Thomas Alexander Shelmerdine, 1977 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, New Era Fund | |
Bin Shen, CFA, 1987 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Funds and International Funds | |
John Carl A. Sherman, 1969 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Global Funds and International Funds | |
Frank Shi, 1992 Employee, T. Rowe Price; formerly Equity Research Analyst, Nezu Asia Capital Management (to 2019) | Vice President, Science & Technology Fund |
66
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
Charles M. Shriver, CFA, 1967 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., Price International, and T. Rowe Price Trust Company | Co-President, Balanced Fund, Global Allocation Fund, Spectrum Funds, and Spectrum Funds II; Vice President, Multi-Strategy Total Return Fund, Real Assets Fund, and Retirement Funds | |
Elliot J. Shue, CFA, 1984 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Corporate Income Fund | |
Farris G. Shuggi, 1984 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Executive Vice President, Integrated Equity Funds; Vice President, Capital Appreciation Fund and Small-Cap Value Fund | |
Weijie (Vivian) Si, 1983 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, International Funds: Vice President, Blue-Chip Growth Fund, Diversified Mid-Cap Growth Fund, Dividend Growth Fund, New Horizons Fund, Real Estate Fund, Tax-Efficient Funds, U.S. Equity Research Fund, U.S. Large-Cap Core Fund, and Value Fund | |
Mike Signore, 1987 Vice President, Price Investment Management | Vice President, Capital Appreciation Fund | |
Jeanny Silva, 1975 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Corporate Income Fund, Institutional Income Funds, Multi-Sector Account Portfolios, and U.S. Treasury Funds | |
Neil Smith, 1972 Vice President, Price Hong Kong, Price Japan, Price Singapore, T. Rowe Price Group, Inc., and Price International | President, Index Trust and International Index Fund; Vice President, TRP Reserve Investment Funds | |
Tyrone Smith, 1977 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Corporate Income Fund | |
Matthew J. Snowling, CFA, 1971 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Financial Services Fund; Vice President, Equity Income Fund, Tax-Efficient Funds, and U.S. Equity Research Fund | |
Brian Solomon, CFA, 1986 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Capital Appreciation Fund | |
Gabriel Solomon, 1977 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, Equity Funds; Vice President, Dividend Growth Fund, Financial Services Fund, Global Funds, and Mid-Cap Value Fund | |
Scott D. Solomon, CFA, 1981 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, International Funds | |
Joshua K. Spencer, CFA, 1973 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, New Horizons Fund; Vice President, Global Funds, Global Technology Fund, International Funds, and Science & Technology Fund | |
Douglas D. Spratley, CFA, 1969 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, Government Money Fund, TRP Reserve Investment Funds, Summit Income Funds, and Tax-Exempt Money Fund; Executive Vice President, State Tax-Free Funds and U.S. Treasury Funds; Vice President, Short-Term Bond Fund | |
Preeta Ragavan Srinivasan, CFA, 1987 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Equity Income Fund, Financial Services Fund, Global Real Estate Fund, and Real Estate Fund | |
David Stanley, 1963 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, International Funds and Multi-Sector Account Portfolios | |
Matthew Stevenson, 1991 Vice President, Price Investment Management and T. Rowe Price Group, Inc.; formerly student, Columbia Business School (to 2019) | Vice President, Capital Appreciation Fund | |
James Stillwagon, 1982 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Communications & Technology Fund; Vice President, Blue Chip Growth Fund, Global Technology Fund, Science & Technology Fund, Tax-Efficient Funds, and U.S. Equity Research Fund | |
Mark Stodden, CFA, 1973 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Corporate Income Fund | |
Peter Stournaras, 1973 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly Managing Director, Chief Portfolio Strategist JP Morgan Private Bank (to 2020); Private Consultant and Advisor, Pteleos Consulting (to 2018) | President, Integrated Equity Funds |
67
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
Steven Strycula, 1981 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly Sellside Equity Research- Executive Director, UBS Investment Bank (to 2020) | Vice President, Dividend Growth Fund | |
Guido F. Stubenrauch, CFA, 1970 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Balanced Fund, Retirement Funds, Spectrum Funds, and Spectrum Funds II | |
Pranay Subedi, CFA, 1990 Vice President, T. Rowe Price; formerly student, The University of Chicago Booth School of Business (to 2019) | Vice President, Corporate Income Fund | |
Saurabh Sud, CFA, 1985 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, International Funds; Vice President, Global Multi-Sector Bond Fund and Total Return Fund | |
Taymour R. Tamaddon, CFA, 1976 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Executive Vice President, Equity Funds; Vice President, Global Funds, Growth Stock Fund, Health Sciences Fund, and International Funds | |
Ju Yen Tan, 1972 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Multi-Sector Bond Fund, International Funds, and Multi-Sector Account Portfolios | |
Sin Dee Tan, CFA, 1979 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, International Funds | |
Timothy G. Taylor, CFA, 1975 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Co-President, Tax-Free Income Fund; Executive Vice President, State Tax-Free Funds; Vice President, Summit Municipal Funds and Tax-Free High Yield Fund | |
Christopher J. Temple, CFA, 1978 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Inflation Protected Bond Fund, Limited Duration Inflation Focused Bond Fund, Total Return Fund, and U.S. Treasury Funds | |
Craig A. Thiese, 1975 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and Price International | Vice President, All-Cap Opportunities Fund, International Index Fund, and New Era Fund | |
Robert D. Thomas, 1971 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Corporate Income Fund, Institutional Income Funds, and Multi-Sector Account Portfolios | |
Siby Thomas, 1979 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, International Funds and Multi-Sector Account Portfolios; Vice President, Global Multi-Sector Bond Fund, Inflation Protected Bond Fund, Limited Duration Inflation Focused Bond Fund, and Short-Term Bond Fund | |
Toby M. Thompson, CAIA, CFA, 1971 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., Price International, and T. Rowe Price Trust Company | Co-President, Balanced Fund, Global Allocation Fund, Spectrum Funds, and Spectrum Funds II | |
Justin Thomson, 1968 Director, Price Hong Kong; Vice President, T. Rowe Price Group, Inc.; Director and Vice President, Price International | President, Global Funds and International Funds; Vice President, Multi-Strategy Total Return Fund, Retirement Funds, Spectrum Funds, and Spectrum Funds II | |
Chen Tian, 1993 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Capital Appreciation Fund | |
Reena Tilva, CFA, 1981 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Credit Opportunities Fund and High Yield Fund (serves only with respect to the High Yield Fund) | |
Kim Tracey, 1969 Vice President, T. Rowe Price Group, Inc. | Vice President, Global Real Estate Fund | |
Michael J. Trivino, 1981 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Credit Opportunities Fund, Floating Rate Fund, High Yield Fund (serves only with respect to the High Yield Fund), Institutional Income Funds, and Multi-Sector Account Portfolios | |
Susan G. Troll, CPA, 1966 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Global Multi-Sector Bond Fund, Inflation Protected Bond Fund, Limited Duration Inflation Focused Bond Fund, New Income Fund, and Short-Term Bond Fund | |
Wesley Ross Trowbridge, 1987 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Corporate Income Fund, Institutional Income Funds, and Multi-Sector Account Portfolios | |
Adam Trusley, 1987 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly Analyst, Citadel LLC (to 2020); Analyst, Brigade Capital Management LLC (to 2018) | Vice President, Credit Opportunities Fund |
68
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
Alan Tu, 1985 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Co-President, Global Technology Fund; Vice President, Blue Chip Growth Fund, Communications & Technology Fund, New Horizons Fund, Science & Technology Fund, and Tax-Efficient Funds | |
James A. Tzitzouris, Jr., Ph.D., 1974 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Retirement Funds | |
Mitch Unger, 1986 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Corporate Income Fund, Government Money Fund, TRP Reserve Investment Funds, State Tax-Free Funds, Summit Income Funds, Tax-Exempt Money Fund, and U.S. Treasury Funds | |
Blerina Uruci, 1984 Vice President, T. Rowe Price; formerly Senior U.S. Economist, Barclays Capital (to 2022) | Vice President, Government Money Fund, Inflation Protected Bond Fund, Limited Duration Inflation Focused Bond Fund, TRP Reserve Investment Funds, State Tax-Free Funds, Summit Income Funds, Tax-Exempt Money Fund, and U.S. Treasury Funds | |
Pavel Vedrov, 1990 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Real Estate Fund | |
Eric L. Veiel, CFA, 1972 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Vice President, Global Funds | |
Rupinder Vig, 1979 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Funds | |
Willem Visser, 1979 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, International Funds and Multi-Sector Account Portfolios | |
Zenon Voyiatzis, 1971 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Financial Services Fund, Global Funds, and International Funds | |
Verena Wachnitz, CFA, 1978 Vice President, T. Rowe Price Group, Inc. and Price International | Executive Vice President, International Funds; Vice President, Global Funds | |
Lauren T. Wagandt, 1984 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Co-President, Corporate Income Fund; Vice President, Institutional Income Funds, Multi-Sector Account Portfolios, New Income Fund, QM U.S. Bond Index Fund, and Short-Term Bond Fund | |
John David Wagner, CFA, 1974 Vice President, Price Investment Management, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, Small-Cap Value Fund; Vice President, Small-Cap Stock Fund | |
John F. Wakeman, 1962 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Executive Vice President, Mid-Cap Growth Fund; Vice President, Equity Funds | |
Anthony Bruce Wang, 1989 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Blue Chip Growth Fund, Diversified Mid-Cap Growth Fund, Dividend Growth Fund, Global Technology Fund, Science & Technology Fund, Tax-Efficient Funds, and U.S. Equity Research Fund | |
Megan Warren, 1968 OFAC Sanctions Compliance Officer and Vice President, Price Investment Management; Vice President, T. Rowe Price, T. Rowe Price Group, Inc., T. Rowe Price Retirement Plan Services, Inc., T. Rowe Price Services, Inc., and T. Rowe Price Trust Company | Vice President, all funds | |
Hiroshi Watanabe, CFA, 1975 Director and Vice President, Price Japan; Vice President, T. Rowe Price Group, Inc. | Vice President, International Funds | |
Michael T. Wehn, 1984 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, International Index Fund and TRP Reserve Investment Funds | |
Mark R. Weigman, CFA, CIC, 1962 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | Vice President, Tax-Efficient Funds | |
Arnold N. Welsh, Jr., 1971 Vice President, T. Rowe Price Group, Inc. | Vice President, TRP Reserve Investment Funds | |
Ari Weisband, 1992 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, All-Cap Opportunities Fund, Financial Services Fund, and Global Technology Fund | |
Justin P. White, 1981 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, All-Cap Opportunities Fund; Vice President, Blue Chip Growth Fund, Communications & Technology Fund, Growth Stock Fund, Mid-Cap Value Fund, Retirement Funds, Spectrum Funds, Spectrum Funds II, and U.S. Equity Research Fund |
69
Name, Year of Birth, and Principal Occupation(s) | Position(s) Held With Fund(s) | |
Christopher S. Whitehouse, 1972 Vice President, Price Investment Management, T. Rowe Price Group, Inc., and Price International | Vice President, Global Funds | |
Bineesha Wickremarachchi, CFA, 1980 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Corporate Income Fund, Institutional Income Funds, and Multi-Sector Account Portfolios | |
Tamara P. Wiggs, 1979 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Capital Appreciation Fund | |
Rebecca Willey, 1987 Vice President, T. Rowe Price | Vice President, Floating Rate Fund, Institutional Income Funds, and Multi-Sector Account Portfolios | |
Kyeonta Williams, 1992 Assistant Vice President, T. Rowe Price; formerly Institutional Salesman, Wells Fargo Securities (to 2021); Sales Assistant, Wells Fargo Securities (to 2018) | Vice President, Government Money Fund, TRP Reserve investment Funds, State Tax-Free Funds, Summit Income Funds, Tax-Exempt Money Fund, and U.S. Treasury Funds | |
Charlene Wong, 1992 Employee, T. Rowe Price | Vice President, Global Real Estate Fund and Real Estate Fund | |
J. Zachary Wood, CFA, 1972 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Real Assets Fund | |
Jon Davis Wood, CFA, 1979 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Capital Appreciation Fund and Mid-Cap Growth Fund | |
Ashley R. Woodruff, CFA, 1979 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Capital Appreciation Fund and Mid-Cap Growth Fund | |
James Woodward, CFA, 1974 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Corporate Income Fund, Global Multi-Sector Bond Fund, Institutional Income Funds, International Funds, and Multi-Sector Account Portfolios | |
Nina Xu, 1987 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, Mid-Cap Growth Fund, Small-Cap Stock Fund, and Small-Cap Value Fund | |
Marta Yago, 1977 Vice President, T. Rowe Price Group, Inc. and Price International | Vice President, Global Funds, Global Real Estate Fund, and International Funds | |
David Alan Yatzeck, 1981 Vice President, T. Rowe Price and T. Rowe Price Group | Vice President, Credit Opportunities Fund | |
Benjamin T. Yeagle, 1978 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, International Funds | |
Ernest C. Yeung, CFA, 1979 Director and Vice President, Price Hong Kong; Vice President, T. Rowe Price Group, Inc. | Executive Vice President, International Funds; Vice President, Global Funds | |
Yan Zhang, 1990 Vice President, Price Investment Management and T. Rowe Price Group, Inc.; formerly student, The University of Chicago Booth School of Business (to 2019) | Vice President, Small-Cap Stock Fund | |
Wenli Zheng, 1979 Vice President, Price Hong Kong and T. Rowe Price Group, Inc. | Executive Vice President, International Funds | |
Lei Zhu, 1980 Vice President, T. Rowe Price; formerly Senior Analyst/Assistant Portfolio Manager/Trading Analyst, Metacapital Management (to 2020) | Vice President, GNMA Fund and Multi-Sector Account Portfolios | |
Douglas Zinser, 1975 Vice President, Price Investment Management and T. Rowe Price Group, Inc. | Vice President, High Yield Fund (serves only with respect to the U.S. High Yield Fund) |
Directors’ and Advisory Board Members’ Compensation
Each independent director and Advisory Board member is paid $375,000 annually for his or her service on the Boards or Advisory Board, as applicable. The chair of the Boards, an independent director, receives an additional $165,000 annually for serving in this capacity. An independent director serving on the Joint Audit Committee receives an additional $30,000 annually for his or her service and the chair of the Joint Audit Committee receives an additional $35,000 for his or her service. An independent director serving as a member of a Special Committee of the Independent Directors receives an
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additional $1,500 per meeting of the Special Committee (currently, no Special Committees have been assigned by the Boards). All of these fees are allocated to each fund on a pro-rata basis based on each fund’s net assets relative to the other funds.
The following table shows the total compensation that was received by the independent directors in the calendar year 2022, unless otherwise indicated. The independent directors of the funds do not receive any pension or retirement benefits from the funds or from T. Rowe Price. In addition, the officers and interested directors of the funds do not receive any compensation or benefits from the funds for their service.
Directors | Total Compensation |
Bazemore | $395,000 |
Daniels* | 370,000 |
Duncan | 340,000 |
Gerrard | 535,000 |
McBride | 340,000 |
Walker | 55,667 |
* Effective April 27, 2022, Mr. Daniels resigned from his role as an independent director of the Price Funds.
The following table shows the amounts paid by each fund to the independent directors based on accrued compensation in the calendar year 2022, unless otherwise indicated:
Fund | Aggregate Compensation From Fund | |||||
Bazemore | Daniels* | Duncan | Gerrard | McBride | Walker | |
Africa & Middle East Fund | $74 | $20 | $63 | $96 | $68 | $63 |
All-Cap Opportunities Fund | 3,745 | 1,105 | 3,191 | 4,851 | 3,427 | 3,191 |
Asia Opportunities Fund | 82 | 28 | 70 | 106 | 75 | 70 |
Balanced Fund | 2,176 | 665 | 1,855 | 2,819 | 1,991 | 1,855 |
Blue Chip Growth Fund | 34,533 | 11,911 | 29,435 | 44,760 | 31,555 | 29,435 |
California Tax-Free Bond Fund | 309 | 93 | 263 | 400 | 282 | 263 |
Capital Appreciation Fund | 23,332 | 6,717 | 19,885 | 30,221 | 21,355 | 19,885 |
Cash Reserves Fund | 1,930 | 468 | 1,644 | 2,499 | 1,768 | 1,644 |
China Evolution Equity Fund | 31 | 10 | 27 | 40 | 29 | 27 |
Communications & Technology Fund | 3,862 | 1,327 | 3,292 | 5,006 | 3,529 | 3,292 |
Corporate Income Fund | 295 | 92 | 251 | 382 | 270 | 251 |
Credit Opportunities Fund | 44 | 13 | 37 | 57 | 40 | 37 |
Diversified Mid-Cap Growth Fund | 926 | 291 | 790 | 1,200 | 847 | 790 |
Dividend Growth Fund | 9,706 | 2,758 | 8,272 | 12,573 | 8,884 | 8,272 |
Dynamic Credit Fund | 18 | 5 | 15 | 23 | 16 | 15 |
Dynamic Global Bond Fund | 2,229 | 576 | 1,900 | 2,887 | 2,042 | 1,900 |
Emerging Europe Fund | 26 | 15 | 22 | 34 | 24 | 22 |
Emerging Markets Bond Fund | 1,943 | 585 | 1,656 | 2,517 | 1,777 | 1,656 |
Emerging Markets Corporate Bond Fund | 316 | 109 | 269 | 409 | 289 | 269 |
Emerging Markets Corporate Multi-Sector Account Portfolio (a) | — | — | — | — | — | — |
Emerging Markets Local Currency Bond Fund | 182 | 55 | 155 | 236 | 167 | 155 |
Emerging Markets Discovery Stock Fund | 1,945 | 558 | 1,657 | 2,517 | 1,781 | 1,657 |
Emerging Markets Local Multi-Sector Account Portfolio (a) | — | — | — | — | — | — |
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Fund | Aggregate Compensation From Fund | |||||
Bazemore | Daniels* | Duncan | Gerrard | McBride | Walker | |
Emerging Markets Stock Fund | 4,027 | 1,339 | 3,432 | 5,216 | 3,682 | 3,432 |
Equity Income Fund | 8,663 | 2,491 | 7,383 | 11,218 | 7,930 | 7,383 |
Equity Index 500 Fund | 12,741 | 4,195 | 10,859 | 16,508 | 11,651 | 10,859 |
European Stock Fund | 483 | 158 | 412 | 626 | 441 | 412 |
Extended Equity Market Index Fund | 469 | 152 | 400 | 608 | 429 | 400 |
Financial Services Fund | 856 | 277 | 730 | 1,108 | 784 | 730 |
Floating Rate Fund | 2,274 | 606 | 1,938 | 2,942 | 2,084 | 1,938 |
Floating Rate Multi-Sector Account Portfolio (a) | — | — | — | — | — | — |
Georgia Tax-Free Bond Fund | 212 | 64 | 180 | 274 | 194 | 180 |
Global Allocation Fund | 508 | 151 | 433 | 658 | 465 | 433 |
Global Consumer Fund | 34 | 13 | 29 | 43 | 31 | 29 |
Global Growth Stock Fund | 563 | 189 | 480 | 730 | 515 | 480 |
Global High Income Bond Fund | 135 | 40 | 115 | 175 | 124 | 115 |
Global Impact Equity Fund | 8 | 2 | 7 | 11 | 8 | 7 |
Global Industrials Fund | 87 | 33 | 74 | 113 | 80 | 74 |
Global Multi-Sector Bond Fund | 751 | 228 | 640 | 972 | 687 | 640 |
Global Real Estate Fund | 49 | 16 | 42 | 63 | 45 | 42 |
Global Stock Fund | 2,774 | 941 | 2,365 | 3,595 | 2,536 | 2,365 |
Global Technology Fund | 2,359 | 950 | 2,011 | 3,059 | 2,152 | 2,011 |
Global Value Equity Fund | 18 | 4 | 15 | 23 | 16 | 15 |
GNMA Fund | 479 | 140 | 408 | 620 | 438 | 408 |
Government Money Fund | 4,819 | 1,276 | 4,108 | 6,246 | 4,410 | 4,108 |
Government Reserve Fund | 9,181 | 3,070 | 7,823 | 11,882 | 8,402 | 7,823 |
Growth Stock Fund | 25,701 | 8,543 | 21,907 | 36,293 | 23,065 | 21,907 |
Health Sciences Fund | 7,864 | 2,271 | 6,703 | 10,190 | 7,196 | 6,703 |
Hedged Equity Fund (b) | 464 | — | 395 | 600 | 427 | 427 |
High Yield Fund | 3,530 | 1,038 | 3,009 | 4,573 | 3,230 | 3,009 |
High Yield Multi-Sector Account Portfolio (a) | — | — | — | — | — | — |
Inflation Protected Bond Fund | 353 | 100 | 301 | 457 | 323 | 301 |
Institutional Emerging Markets Bond Fund | 192 | 59 | 164 | 228 | 145 | 164 |
Institutional Emerging Markets Equity Fund | 615 | 221 | 524 | 796 | 561 | 524 |
Institutional Floating Rate Fund | 3,012 | 867 | 2,566 | 3,898 | 2,758 | 2,566 |
Institutional High Yield Fund | 834 | 250 | 711 | 1,080 | 763 | 711 |
Institutional International Disciplined Equity Fund | 148 | 46 | 126 | 191 | 135 | 126 |
Institutional Large-Cap Core Growth Fund | 2,171 | 750 | 1,850 | 2,813 | 1,984 | 1,850 |
Institutional Long Duration Credit Fund | 13 | 5 | 11 | 17 | 12 | 11 |
Institutional Mid-Cap Equity Growth Fund | 2,622 | 838 | 2,235 | 3,399 | 2,397 | 2,235 |
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Fund | Aggregate Compensation From Fund | |||||
Bazemore | Daniels* | Duncan | Gerrard | McBride | Walker | |
Institutional Small-Cap Stock Fund | 2,395 | 732 | 2,042 | 3,103 | 2,192 | 2,042 |
Integrated Global Equity Fund | 11 | 4 | 10 | 15 | 10 | 10 |
Integrated U.S. Large-Cap Value Equity Fund | 19 | 6 | 17 | 25 | 18 | 17 |
Integrated U.S. Small-Mid Cap Core Equity Fund | 138 | 33 | 117 | 178 | 126 | 117 |
Integrated U.S. Small-Cap Growth Equity Fund | 3,602 | 1,141 | 3,070 | 4,667 | 3,294 | 3,070 |
Intermediate Tax-Free High Yield Fund | 31 | 9 | 27 | 41 | 29 | 27 |
International Bond Fund | 493 | 160 | 420 | 639 | 451 | 420 |
International Bond Fund (USD Hedged) | 2,690 | 767 | 2,293 | 3,484 | 2,462 | 2,293 |
International Disciplined Equity Fund | 149 | 49 | 127 | 193 | 136 | 127 |
International Discovery Fund | 3,605 | 1,223 | 3,072 | 4,671 | 3,294 | 3,072 |
International Equity Index Fund | 313 | 92 | 267 | 405 | 286 | 267 |
International Stock Fund | 6,171 | 1,829 | 5,259 | 7,993 | 5,646 | 5,259 |
International Value Equity Fund | 5,361 | 1,687 | 4,568 | 6,942 | 4,904 | 4,568 |
Investment-Grade Corporate Multi-Sector Account Portfolio (a) | — | — | — | — | — | — |
Japan Fund | 280 | 109 | 239 | 363 | 256 | 239 |
Latin America Fund | 191 | 52 | 163 | 248 | 175 | 163 |
Large-Cap Growth Fund | 8,671 | 2,890 | 7,391 | 11,238 | 7,925 | 7,391 |
Large-Cap Value Fund | 1,670 | 485 | 1,423 | 2,164 | 1,528 | 1,423 |
Limited Duration Inflation Focused Bond Fund | 4,101 | 1,269 | 3,495 | 5,310 | 3,752 | 3,495 |
Maryland Short-Term Tax-Free Bond Fund | 79 | 21 | 67 | 102 | 72 | 67 |
Maryland Tax-Free Bond Fund | 1,174 | 354 | 1,001 | 1,521 | 1,074 | 1,001 |
Maryland Tax-Free Money Fund | 48 | 11 | 41 | 62 | 44 | 41 |
Mid-Cap Growth Fund | 14,417 | 4,414 | 12,287 | 18,680 | 13,186 | 12,287 |
Mid-Cap Index Fund | 44 | 12 | 37 | 57 | 40 | 37 |
Mid-Cap Value Fund | 6,653 | 1,956 | 5,670 | 8,616 | 6,090 | 5,670 |
Mortgage-Backed Securities Multi-Sector Account Portfolio (a) | — | — | — | — | — | — |
Multi-Strategy Total Return Fund | 178 | 51 | 151 | 230 | 163 | 151 |
New Asia Fund | 1,461 | 473 | 1,246 | 1,893 | 1,336 | 1,246 |
New Era Fund | 1,520 | 411 | 1,295 | 1,967 | 1,392 | 1,295 |
New Horizons Fund | 12,994 | 4,404 | 11,076 | 16,840 | 11,877 | 11,076 |
New Income Fund | 8,360 | 2,550 | 7,125 | 10,829 | 7,647 | 7,125 |
New Jersey Tax-Free Bond Fund | 197 | 60 | 168 | 256 | 181 | 168 |
New York Tax-Free Bond Fund | 222 | 66 | 189 | 288 | 203 | 189 |
Overseas Stock Fund | 9,586 | 2,878 | 8,169 | 12,415 | 8,771 | 8,169 |
QM U.S. Bond Index Fund | 619 | 193 | 527 | 801 | 566 | 527 |
Real Assets Fund | 2,764 | 591 | 2,355 | 3,579 | 2,533 | 2,355 |
Real Estate Fund | 704 | 221 | 600 | 912 | 644 | 600 |
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Fund | Aggregate Compensation From Fund | |||||
Bazemore | Daniels* | Duncan | Gerrard | McBride | Walker | |
Retirement 2005 Fund | 524 | 159 | 447 | 679 | 479 | 447 |
Retirement 2010 Fund | 1,451 | 441 | 1,237 | 1,880 | 1,327 | 1,237 |
Retirement 2015 Fund | 2,213 | 676 | 1,886 | 2,867 | 2,024 | 1,886 |
Retirement 2020 Fund | 5,838 | 1,805 | 4,976 | 7,865 | 5,340 | 4,976 |
Retirement 2025 Fund | 6,444 | 1,980 | 5,492 | 8,347 | 5,894 | 5,492 |
Retirement 2030 Fund | 8,598 | 2,623 | 7,327 | 11,138 | 7,865 | 7,327 |
Retirement 2035 Fund | 5,521 | 1,684 | 4,705 | 7,152 | 5,051 | 4,705 |
Retirement 2040 Fund | 6,202 | 1,910 | 5,286 | 8,035 | 5,674 | 5,286 |
Retirement 2045 Fund | 3,685 | 1,127 | 3,140 | 4,773 | 3,371 | 3,140 |
Retirement 2050 Fund | 3,231 | 987 | 2,754 | 4,185 | 2,956 | 2,754 |
Retirement 2055 Fund | 1,881 | 560 | 1,603 | 2,436 | 1,721 | 1,603 |
Retirement 2060 Fund | 673 | 188 | 573 | 871 | 616 | 573 |
Retirement 2065 Fund | 42 | 9 | 36 | 54 | 39 | 36 |
Retirement Balanced Fund | 910 | 274 | 775 | 1,178 | 832 | 775 |
Retirement Blend 2005 Fund | 2 | 0 | 2 | 2 | 2 | 2 |
Retirement Blend 2010 Fund | 2 | 0 | 2 | 3 | 2 | 2 |
Retirement Blend 2015 Fund | 4 | 0 | 3 | 5 | 4 | 3 |
Retirement Blend 2020 Fund | 13 | 1 | 11 | 17 | 12 | 11 |
Retirement Blend 2025 Fund | 21 | 2 | 18 | 28 | 20 | 18 |
Retirement Blend 2030 Fund | 18 | 1 | 16 | 24 | 17 | 16 |
Retirement Blend 2035 Fund | 20 | 3 | 17 | 26 | 18 | 17 |
Retirement Blend 2040 Fund | 17 | 2 | 15 | 22 | 16 | 15 |
Retirement Blend 2045 Fund | 13 | 2 | 11 | 17 | 12 | 11 |
Retirement Blend 2050 Fund | 9 | 1 | 7 | 11 | 8 | 7 |
Retirement Blend 2055 Fund | 5 | 1 | 4 | 6 | 4 | 4 |
Retirement Blend 2060 Fund | 2 | 0 | 1 | 2 | 2 | 1 |
Retirement Blend 2065 Fund | 1 | 0 | 1 | 1 | 1 | 1 |
Retirement I 2005 Fund—I Class | 148 | 43 | 126 | 192 | 136 | 126 |
Retirement I 2010 Fund—I Class | 444 | 130 | 379 | 575 | 407 | 379 |
Retirement I 2015 Fund—I Class | 785 | 232 | 669 | 1,016 | 718 | 669 |
Retirement I 2020 Fund—I Class | 2,627 | 221 | 2,239 | 3,402 | 2,404 | 2,239 |
Retirement I 2025 Fund—I Class | 3,667 | 1,069 | 3,125 | 4,749 | 3,356 | 3,125 |
Retirement I 2030 Fund—I Class | 4,910 | 1,407 | 4,184 | 6,359 | 4,494 | 4,184 |
Retirement I 2035 Fund—I Class | 3,595 | 1,034 | 3,064 | 4,657 | 3,291 | 3,064 |
Retirement I 2040 Fund—I Class | 3,934 | 1,136 | 3,352 | 5,095 | 3,600 | 3,352 |
Retirement I 2045 Fund—I Class | 2,783 | 800 | 2,372 | 3,605 | 2,548 | 2,372 |
Retirement I 2050 Fund—I Class | 2,645 | 750 | 2,255 | 3,427 | 2,422 | 2,255 |
Retirement I 2055 Fund—I Class | 1,510 | 421 | 1,287 | 1,956 | 1,382 | 1,287 |
Retirement I 2060 Fund—I Class | 673 | 177 | 574 | 872 | 617 | 574 |
Retirement I 2065 Fund—I Class | 36 | 6 | 31 | 47 | 33 | 31 |
Retirement Balanced I Fund—I Class | 248 | 68 | 211 | 321 | 227 | 211 |
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Fund | Aggregate Compensation From Fund | |||||
Bazemore | Daniels* | Duncan | Gerrard | McBride | Walker | |
Retirement Income 2020 Fund | 62 | 18 | 53 | 81 | 57 | 53 |
Science & Technology Fund | 3,068 | 1,041 | 2,615 | 3,975 | 2,803 | 2,615 |
Short Duration Income Fund | 23 | 7 | 20 | 30 | 21 | 20 |
Short-Term Fund | 0 | 0 | 0 | 0 | 0 | 0 |
Short-Term Bond Fund | 2,465 | 684 | 2,100 | 3,192 | 2,256 | 2,100 |
Short-Term Government Fund | — | — | — | — | — | — |
Small-Cap Index Fund | 45 | 11 | 38 | 58 | 41 | 38 |
Small-Cap Stock Fund | 4,521 | 1,382 | 3,853 | 5,857 | 4,136 | 3,853 |
Small-Cap Value Fund | 5,657 | 1,718 | 4,821 | 7,328 | 5176, | 4,821 |
Spectrum Conservative Allocation Fund | 1,103 | 332 | 940 | 1,429 | 1,009 | 940 |
Spectrum Diversified Equity Fund | 1,817 | 553 | 1,548 | 2,354 | 1,662 | 1,548 |
Spectrum Income Fund | 3,058 | 894 | 2,607 | 3,961 | 2,799 | 2,607 |
Spectrum International Equity Fund | 801 | 260 | 683 | 1,037 | 732 | 683 |
Spectrum Moderate Allocation Fund | 1,133 | 348 | 966 | 1,468 | 1,037 | 966 |
Spectrum Moderate Growth Allocation Fund | 1,601 | 492 | 1,364 | 2,074 | 1,464 | 1,364 |
Summit Municipal Income Fund | 1,148 | 380 | 978 | 1,487 | 1,050 | 978 |
Summit Municipal Intermediate Fund | 2,896 | 873 | 2,468 | 3,751 | 2,649 | 2,468 |
Target 2005 Fund | 27 | 8 | 23 | 35 | 25 | 23 |
Target 2010 Fund | 36 | 11 | 31 | 47 | 33 | 31 |
Target 2015 Fund | 89 | 26 | 76 | 115 | 81 | 76 |
Target 2020 Fund | 164 | 49 | 140 | 212 | 150 | 140 |
Target 2025 Fund | 239 | 71 | 204 | 310 | 219 | 204 |
Target 2030 Fund | 261 | 76 | 222 | 338 | 239 | 222 |
Target 2035 Fund | 204 | 58 | 174 | 264 | 186 | 174 |
Target 2040 Fund | 176 | 52 | 150 | 228 | 161 | 150 |
Target 2045 Fund | 156 | 44 | 133 | 202 | 143 | 133 |
Target 2050 Fund | 119 | 35 | 102 | 154 | 109 | 102 |
Target 2055 Fund | 83 | 24 | 71 | 108 | 76 | 71 |
Target 2060 Fund | 40 | 11 | 34 | 52 | 37 | 34 |
Target 2065 Fund | 4 | 1 | 4 | 6 | 4 | 4 |
Tax-Efficient Equity Fund | 367 | 115 | 312 | 475 | 335 | 312 |
Tax-Exempt Money Fund | 300 | 79 | 256 | 389 | 275 | 256 |
Tax-Free High Yield Fund | 2,242 | 709 | 1,911 | 2,905 | 2,051 | 1,911 |
Tax-Free Income Fund | 1,145 | 357 | 976 | 1,483 | 1,047 | 976 |
Tax-Free Short-Intermediate Fund | 949 | 267 | 809 | 1,229 | 868 | 809 |
Total Equity Market Index Fund | 1,001 | 312 | 853 | 1,298 | 915 | 853 |
Total Return Fund | 304 | 83 | 259 | 393 | 278 | 259 |
Transition Fund | — | — | — | — | — | — |
Treasury Reserve Fund | 1,502 | 427 | 1,280 | 1,945 | 1,376 | 1,280 |
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Fund | Aggregate Compensation From Fund | |||||
Bazemore | Daniels* | Duncan | Gerrard | McBride | Walker | |
U.S. Equity Research Fund | 5,382 | 1.287 | 4,586 | 6,967 | 4,934 | 4,586 |
U.S. High Yield Fund | 240 | 77 | 204 | 311 | 219 | 204 |
U.S. Large-Cap Core Fund | 3,240 | 803 | 2,762 | 4,198 | 2,968 | 2,762 |
U.S. Limited Duration TIPS Index Fund | 754 | 206 | 643 | 976 | 690 | 643 |
U.S. Treasury Intermediate Index Fund | 394 | 113 | 335 | 510 | 360 | 335 |
U.S. Treasury Long-Term Index Fund | 1,975 | 463 | 1,683 | 2,558 | 1,810 | 1,683 |
U.S. Treasury Money Fund | 5,916 | 1,424 | 5,042 | 7,661 | 5,421 | 5,042 |
Ultra Short-Term Bond Fund | 1,722 | 533 | 1,467 | 2,230 | 1,574 | 1,467 |
Value Fund | 15,445 | 4,758 | 13,163 | 20,007 | 14,130 | 13,163 |
Virginia Tax-Free Bond Fund | 701 | 218 | 598 | 909 | 642 | 598 |
* Effective April 27, 2022, Mr. Daniels resigned from his role as independent director of the Price Funds.
(a) Directors’ fees were paid by T. Rowe Price on behalf of the fund.
(b) Estimated for the period June 1, 2023 through December 31, 2023.
Directors’ Holdings in the Price Funds
The following tables set forth the Price Fund holdings of the current independent and interested directors, as of December 31, 2022, unless otherwise indicated.
Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
Africa & Middle East Fund | None | None | None | None | None |
Africa & Middle East Fund—I Class | None | None | None | None | None |
All-Cap Opportunities Fund | None | None | $50,001-$100,000 | None | None |
All-Cap Opportunities Fund—Advisor Class | None | None | None | None | None |
All-Cap Opportunities Fund—I Class | None | None | $10,001–$50,000 | Over $100,000 | None |
Asia Opportunities Fund | None | None | None | None | None |
Asia Opportunities Fund—Advisor Class | None | None | None | None | None |
Asia Opportunities Fund—I Class | None | None | None | None | None |
Balanced Fund | None | None | None | None | None |
Balanced Fund—I Class | None | None | None | None | None |
Blue Chip Growth Fund | Over $100,000 | None | $10,001–$50,000 | None | None |
Blue Chip Growth Fund—Advisor Class | None | None | None | None | None |
Blue Chip Growth Fund—I Class | None | None | $50,001-$100,000 | None | None |
Blue Chip Growth Fund—R Class | None | None | None | None | None |
California Tax-Free Bond Fund | None | None | None | None | None |
California Tax-Free Bond Fund—I Class | None | None | None | None | None |
Capital Appreciation Fund | None | None | $10,001–$50,000 | None | None |
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Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
Capital Appreciation Fund—Advisor Class | None | None | None | None | None |
Capital Appreciation Fund—I Class | None | None | Over $100,000 | Over $100,000 | None |
Cash Reserves Fund | None | None | None | None | None |
China Evolution Equity Fund | None | None | $10,001–$50,000 | None | None |
China Evolution Equity Fund—I Class | None | None | None | None | None |
Communications & Technology Fund | None | None | $10,001–$50,000 | None | None |
Communications & Technology Fund—I Class | None | None | Over $100,000 | None | None |
Corporate Income Fund | None | None | None | None | None |
Corporate Income Fund—I Class | None | None | None | None | None |
Credit Opportunities Fund | None | None | None | None | None |
Credit Opportunities Fund—Advisor Class | None | None | None | None | None |
Credit Opportunities Fund—I Class | None | None | None | None | None |
Diversified Mid-Cap Growth Fund | None | None | $10,001–$50,000 | None | None |
Diversified Mid-Cap Growth Fund—I Class | None | None | None | None | None |
Dividend Growth Fund | None | None | None | None | Over $100,000 |
Dividend Growth Fund—Advisor Class | None | None | None | None | None |
Dividend Growth Fund—I Class | None | None | $10,001–$50,000 | None | None |
Dynamic Credit Fund | None | None | None | None | None |
Dynamic Credit Fund—I Class | None | None | None | None | None |
Dynamic Global Bond Fund | None | None | None | None | None |
Dynamic Global Bond Fund—Advisor Class | None | None | None | None | None |
Dynamic Global Bond Fund—I Class | None | None | None | None | None |
Dynamic Global Bond Fund—Z Class | None | None | None | None | None |
Emerging Europe Fund | None | None | None | None | None |
Emerging Europe Fund—I Class | None | None | None | None | None |
Emerging Markets Bond Fund | None | None | None | None | $10,001–$50,000 |
Emerging Markets Bond Fund—Advisor Class | None | None | None | None | None |
Emerging Markets Bond Fund—I Class | None | None | None | None | None |
Emerging Markets Bond Fund—Z Class | None | None | None | None | None |
Emerging Markets Corporate Bond Fund | None | None | $1–$10,000 | None | None |
Emerging Markets Corporate Bond Fund—Advisor Class | None | None | None | None | None |
Emerging Markets Corporate Bond Fund—I Class | None | None | None | None | None |
Emerging Markets Corporate Multi-Sector Account Portfolio | None | None | None | None | None |
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Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
Emerging Markets Discovery Stock Fund | None | None | $10,001–$50,000 | None | None |
Emerging Markets Discovery Stock Fund—Advisor Class | None | None | None | None | None |
Emerging Markets Discovery Stock Fund—I Class | None | None | None | None | None |
Emerging Markets Discovery Stock Fund—Z Class | None | None | None | None | None |
Emerging Markets Local Currency Bond Fund | Over $100,000 | None | None | None | None |
Emerging Markets Local Currency Bond Fund—Advisor Class | None | None | None | None | None |
Emerging Markets Local Currency Bond Fund—I Class | None | None | None | None | None |
Emerging Markets Local Multi-Sector Account Portfolio | None | None | None | None | None |
Emerging Markets Stock Fund | None | Over $100,000 | $1–$10,000 | None | None |
Emerging Markets Stock Fund—I Class | None | None | $10,001–$50,000 | None | None |
Emerging Markets Stock Fund—Z Class | None | None | None | None | None |
Equity Income Fund | None | None | $10,001–$50,000 | None | None |
Equity Income Fund—Advisor Class | None | None | None | None | None |
Equity Income Fund—I Class | None | None | None | None | None |
Equity Income Fund—R Class | None | None | None | None | None |
Equity Index 500 Fund | None | None | None | None | $50,001-$100,000 |
Equity Index 500 Fund—I Class | None | None | None | None | None |
European Stock Fund | None | None | None | None | None |
European Stock Fund—I Class | None | None | None | None | None |
Extended Equity Market Index Fund | None | None | $10,001–$50,000 | None | None |
Financial Services Fund | None | None | $50,001-$100,000 | None | None |
Financial Services Fund—I Class | None | None | $50,001-$100,000 | None | None |
Floating Rate Fund | None | None | None | None | $10,001–$50,000 |
Floating Rate Fund—Advisor Class | None | None | None | None | None |
Floating Rate Fund—I Class | None | None | None | None | None |
Floating Rate Fund—Z Class | None | None | None | None | None |
Floating Rate Multi-Sector Account Portfolio | None | None | None | None | None |
Georgia Tax-Free Bond Fund | None | None | None | None | None |
Georgia Tax-Free Bond Fund—I Class | None | None | None | None | None |
Global Allocation Fund | None | None | None | None | None |
Global Allocation Fund—Advisor Class | None | None | None | None | None |
Global Allocation Fund—I Class | None | None | $10,001–$50,000 | None | None |
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Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
Global Consumer Fund | None | None | $10,001–$50,000 | None | None |
Global Growth Stock Fund | None | None | None | None | None |
Global Growth Stock Fund—Advisor Class | None | None | None | None | None |
Global Growth Stock Fund—I Class | None | None | None | None | None |
Global High Income Bond Fund | None | None | None | None | None |
Global High Income Bond Fund—Advisor Class | None | None | None | None | None |
Global High Income Bond Fund—I Class | None | None | None | None | None |
Global Industrials Fund | None | None | $10,001-$50,000 | None | None |
Global Industrials Fund—I Class | None | None | None | None | None |
Global Multi-Sector Bond Fund | None | None | None | None | None |
Global Multi-Sector Bond Fund—Advisor Class | None | None | None | None | None |
Global Multi-Sector Bond Fund—I Class | None | None | None | None | None |
Global Real Estate Fund | None | None | None | None | None |
Global Real Estate Fund—Advisor Class | None | None | None | None | None |
Global Real Estate Fund—I Class | None | None | None | None | None |
Global Stock Fund | None | None | $10,001–$50,000 | None | $50,001-$100,000 |
Global Stock Fund—Advisor Class | None | None | None | None | None |
Global Stock Fund—I Class | None | None | $50,001-$100,000 | None | None |
Global Technology Fund | None | None | $10,001–$50,000 | None | None |
Global Technology Fund—I Class | None | None | Over $100,000 | None | None |
Global Value Equity Fund | None | None | None | None | None |
Global Value Equity Fund—I Class | None | None | None | None | None |
GNMA Fund | None | None | $1–$10,000 | None | None |
GNMA Fund—I Class | None | None | None | None | None |
Government Money Fund | None | None | None | None | None |
Government Money Fund—I Class | None | None | None | None | None |
Government Reserve Fund | None | None | None | None | None |
Growth Stock Fund | None | None | $10,001-$50,000 | None | None |
Growth Stock Fund—Advisor Class | None | None | None | None | None |
Growth Stock Fund—I Class | None | None | Over $100,000 | None | None |
Growth Stock Fund—R Class | None | None | None | None | None |
Health Sciences Fund | None | None | $10,001-$50,000 | None | None |
Health Sciences Fund—I Class | None | None | Over $100,000 | Over $100,000 | None |
High Yield Fund | None | None | None | None | None |
High Yield Fund—Advisor Class | None | None | None | None | None |
79
Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
High Yield Fund—I Class | None | None | None | None | None |
High Yield Multi-Sector Account Portfolio | None | None | None | None | None |
Inflation Protected Bond Fund | None | None | None | None | $10,001-$50,000 |
Inflation Protected Bond Fund—I Class | None | None | None | None | None |
Institutional Emerging Markets Bond Fund | None | None | None | None | None |
Institutional Emerging Markets Equity Fund | None | None | None | None | None |
Institutional Floating Rate Fund | None | None | None | None | None |
Institutional Floating Rate Fund—F Class | None | None | None | None | None |
Institutional Floating Rate Fund—Z Class | None | None | None | None | None |
Institutional High Yield Fund | None | None | None | None | None |
Institutional High Yield Fund—Z Class | None | None | None | None | None |
Institutional International Disciplined Equity Fund | None | None | None | None | None |
Institutional Large-Cap Core Growth Fund | None | None | None | None | None |
Institutional Long Duration Credit Fund | None | None | None | None | None |
Institutional Mid-Cap Equity Growth Fund | None | None | None | None | None |
Institutional Small-Cap Stock Fund | None | None | None | None | None |
Integrated Global Equity Fund | None | None | None | None | None |
Integrated Global Equity Fund—Advisor Class | None | None | None | None | None |
Integrated Global Equity Fund—I Class | None | None | None | None | None |
Integrated U.S. Large-Cap Value Equity Fund | None | None | None | None | None |
Integrated U.S. Large-Cap Value Equity Fund—Advisor Class | None | None | None | None | None |
Integrated U.S. Large-Cap Value Equity Fund—I Class | None | None | None | None | None |
Integrated U.S. Small-Cap Growth Equity Fund | None | None | $1–$10,000 | None | None |
Integrated U.S. Small-Cap Growth Equity Fund—Advisor Class | None | None | None | None | None |
Integrated U.S. Small-Cap Growth Equity Fund—I Class | None | None | None | None | None |
Integrated U.S. Small-Mid Cap Core Equity Fund | None | None | $1–$10,000 | None | None |
Integrated U.S. Small-Mid Cap Core Equity Fund—Advisor Class | None | None | None | None | None |
Integrated U.S. Small-Mid Cap Core Equity Fund—I Class | None | None | None | None | None |
Intermediate Tax-Free High Yield Fund | None | None | None | None | None |
Intermediate Tax-Free High Yield Fund—Advisor Class | None | None | None | None | None |
80
Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
Intermediate Tax-Free High Yield Fund—I Class | None | None | None | None | None |
International Bond Fund | None | None | None | None | None |
International Bond Fund—Advisor Class | None | None | None | None | None |
International Bond Fund—I Class | None | None | None | None | None |
International Bond Fund—Z Class | None | None | None | None | None |
International Bond Fund (USD Hedged) | None | None | None | None | None |
International Bond Fund (USD Hedged)—Advisor Class | None | None | None | None | None |
International Bond Fund (USD Hedged)—I Class | None | None | None | None | None |
International Bond Fund (USD Hedged)—Z Class | None | None | None | None | None |
International Disciplined Equity Fund | None | None | None | None | None |
International Disciplined Equity Fund—Advisor Class | None | None | None | None | None |
International Disciplined Equity Fund—I Class | None | None | None | None | None |
International Discovery Fund | None | None | $1–$10,000 | None | None |
International Discovery Fund—I Class | None | None | None | None | None |
International Equity Index Fund | None | None | None | None | None |
International Equity Index Fund—Z Class | None | None | None | None | None |
International Stock Fund | None | None | $1–$10,000 | None | None |
International Stock Fund—Advisor Class | None | None | None | None | None |
International Stock Fund—I Class | None | None | None | None | None |
International Stock Fund—R Class | None | None | None | None | None |
International Stock Fund—Z Class | None | None | None | None | None |
International Value Equity Fund | None | None | None | None | None |
International Value Equity Fund—Advisor Class | None | None | None | None | None |
International Value Equity Fund—I Class | None | None | None | None | None |
International Value Equity Fund—R Class | None | None | None | None | None |
International Value Equity Fund—Z Class | None | None | None | None | None |
Investment Grade Multi-Sector Account Portfolio | None | None | None | None | None |
Japan Fund | None | None | $1–$10,000 | None | None |
Japan Fund—I Class | None | None | None | None | None |
Latin America Fund | None | None | None | None | None |
Latin America Fund—I Class | None | None | None | None | None |
Large-Cap Growth Fund | None | None | $10,001-$50,000 | None | None |
Large-Cap Growth Fund—I Class | None | None | None | None | None |
Large-Cap Value Fund | None | None | $10,001-$50,000 | None | None |
81
Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
Large-Cap Value Fund—I Class | None | None | None | None | None |
Limited Duration Inflation Focused Bond Fund | None | None | None | None | None |
Limited Duration Inflation Focused Bond Fund—I Class | None | None | None | None | None |
Limited Duration Inflation Focused Bond Fund—Z Class | None | None | None | None | None |
Maryland Short-Term Tax-Free Bond Fund | None | None | None | None | None |
Maryland Short-Term Tax-Free Bond Fund—I Class | None | None | None | None | None |
Maryland Tax-Free Bond Fund | None | None | None | None | None |
Maryland Tax-Free Bond Fund—I Class | None | None | None | None | None |
Maryland Tax-Free Money Fund | None | None | None | None | None |
Maryland Tax-Free Money Fund—I Class | None | None | None | None | None |
Mid-Cap Growth Fund | None | None | None | None | $10,001–$50,000 |
Mid-Cap Growth Fund—Advisor Class | None | None | None | None | None |
Mid-Cap Growth Fund—I Class | None | None | $10,001–$50,000 | None | None |
Mid-Cap Growth Fund—R Class | None | None | None | None | None |
Mid-Cap Growth Fund—Z Class | None | None | None | None | None |
Mid-Cap Index Fund | None | None | None | None | None |
Mid-Cap Index Fund—I Class | None | None | None | None | None |
Mid-Cap Index Fund—Z Class | None | None | None | None | None |
Mid-Cap Value Fund | None | None | None | None | None |
Mid-Cap Value Fund—Advisor Class | None | None | None | None | None |
Mid-Cap Value Fund—I Class | None | None | $50,001-$100,000 | None | None |
Mid-Cap Value Fund—R Class | None | None | None | None | None |
Mid-Cap Value Fund—Z Class | None | None | None | None | None |
Mortgage-Backed Securities Multi-Sector Account Portfolio | None | None | None | None | None |
Multi-Strategy Total Return Fund | None | None | None | None | None |
Multi-Strategy Total Return Fund—Advisor Class | None | None | None | None | None |
Multi-Strategy Total Return Fund—I Class | None | None | None | None | None |
New Asia Fund | None | None | None | None | None |
New Asia Fund—I Class | None | None | None | None | None |
New Era Fund | None | None | $1–$10,000 | None | None |
New Era Fund—I Class | None | None | None | None | None |
New Horizons Fund | None | None | None | None | None |
New Horizons Fund—I Class | None | None | Over $100,000 | None | None |
New Horizons Fund—Z Class | None | None | None | None | None |
New Income Fund | None | None | None | None | None |
New Income Fund—Advisor Class | None | None | None | None | None |
New Income Fund—I Class | None | None | None | None | None |
New Income Fund—R Class | None | None | None | None | None |
New Income Fund—Z Class | None | None | None | None | None |
82
Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
New Jersey Tax-Free Bond Fund | None | None | None | None | None |
New Jersey Tax-Free Bond Fund—I Class | None | None | None | None | None |
New York Tax-Free Bond Fund | None | None | None | None | None |
New York Tax-Free Bond Fund—I Class | None | None | None | None | None |
Overseas Stock Fund | None | None | None | None | $50,001–$100,000 |
Overseas Stock Fund—Advisor Class | None | None | None | None | None |
Overseas Stock Fund—I Class | None | None | $50,001–$100,000 | None | None |
Overseas Stock Fund—Z Class | None | None | None | None | None |
QM U.S. Bond Index Fund | None | None | None | None | None |
QM U.S. Bond Index Fund—I Class | None | None | None | None | None |
QM U.S. Bond Index Fund—Z Class | None | None | None | None | None |
Real Assets Fund | None | None | None | None | None |
Real Assets Fund—I Class | None | None | $10,001–$50,000 | None | None |
Real Assets Fund—Z Class | None | None | None | None | None |
Real Estate Fund | None | None | None | None | None |
Real Estate Fund—Advisor Class | None | None | None | None | None |
Real Estate Fund—I Class | None | None | None | None | None |
Retirement 2005 Fund | None | None | None | None | None |
Retirement 2005 Fund—Advisor Class | None | None | None | None | None |
Retirement 2005 Fund—R Class | None | None | None | None | None |
Retirement 2010 Fund | None | None | None | None | None |
Retirement 2010 Fund—Advisor Class | None | None | None | None | None |
Retirement 2010 Fund—R Class | None | None | None | None | None |
Retirement 2015 Fund | None | None | None | None | None |
Retirement 2015 Fund—Advisor Class | None | None | None | None | None |
Retirement 2015 Fund—R Class | None | None | None | None | None |
Retirement 2020 Fund | None | None | $10,001–$50,000 | None | None |
Retirement 2020 Fund—Advisor Class | None | None | None | None | None |
Retirement 2020 Fund—R Class | None | None | None | None | None |
Retirement 2025 Fund | None | None | $10,001–$50,000 | None | None |
Retirement 2025 Fund—Advisor Class | None | None | None | None | None |
Retirement 2025 Fund—R Class | None | None | None | None | None |
Retirement 2030 Fund | None | None | $10,001–$50,000 | None | None |
Retirement 2030 Fund—Advisor Class | None | None | None | None | None |
Retirement 2030 Fund—R Class | None | None | None | None | None |
Retirement 2035 Fund | None | None | $10,001–$50,000 | None | None |
Retirement 2035 Fund—Advisor Class | None | None | None | None | None |
83
Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
Retirement 2035 Fund—R Class | None | None | None | None | None |
Retirement 2040 Fund | None | None | $10,001–$50,000 | None | None |
Retirement 2040 Fund—Advisor Class | None | None | None | None | None |
Retirement 2040 Fund—R Class | None | None | None | None | None |
Retirement 2045 Fund | None | None | None | None | None |
Retirement 2045 Fund—Advisor Class | None | None | None | None | None |
Retirement 2045 Fund—R Class | None | None | None | None | None |
Retirement 2050 Fund | None | None | None | None | None |
Retirement 2050 Fund—Advisor Class | None | None | None | None | None |
Retirement 2050 Fund—R Class | None | None | None | None | None |
Retirement 2055 Fund | None | None | $1-$10,000 | None | None |
Retirement 2055 Fund—Advisor Class | None | None | None | None | None |
Retirement 2055 Fund—R Class | None | None | None | None | None |
Retirement 2060 Fund | None | None | $1-$10,000 | None | None |
Retirement 2060 Fund—Advisor Class | None | None | None | None | None |
Retirement 2060 Fund—R Class | None | None | None | None | None |
Retirement 2065 Fund | None | None | None | None | None |
Retirement 2065 Fund—Advisor Class | None | None | None | None | None |
Retirement 2065 Fund—R Class | None | None | None | None | None |
Retirement Balanced Fund | None | None | None | None | None |
Retirement Balanced Fund—Advisor Class | None | None | None | None | None |
Retirement Balanced Fund—R Class | None | None | None | None | None |
Retirement Blend 2005 Fund | None | None | None | None | None |
Retirement Blend 2005 Fund—I Class | None | None | None | None | None |
Retirement Blend 2010 Fund | None | None | None | None | None |
Retirement Blend 2010 Fund—I Class | None | None | None | None | None |
Retirement Blend 2015 Fund | None | None | None | None | None |
Retirement Blend 2015 Fund—I Class | None | None | None | None | None |
Retirement Blend 2020 Fund | None | None | None | None | None |
Retirement Blend 2020 Fund—I Class | None | None | None | None | None |
Retirement Blend 2025 Fund | None | None | None | None | None |
Retirement Blend 2025 Fund—I Class | None | None | None | None | None |
Retirement Blend 2030 Fund | None | None | None | None | None |
Retirement Blend 2030 Fund—I Class | None | None | None | None | None |
Retirement Blend 2035 Fund | None | None | None | None | None |
Retirement Blend 2035 Fund—I Class | None | None | None | None | None |
Retirement Blend 2040 Fund | None | None | None | None | None |
Retirement Blend 2040 Fund—I Class | None | None | None | None | None |
Retirement Blend 2045 Fund | None | None | None | None | None |
84
Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
Retirement Blend 2045 Fund—I Class | None | None | None | None | None |
Retirement Blend 2050 Fund | None | None | None | None | None |
Retirement Blend 2050 Fund—I Class | None | None | None | None | None |
Retirement Blend 2055 Fund | None | None | None | None | None |
Retirement Blend 2055 Fund—I Class | None | None | None | None | None |
Retirement Blend 2060 Fund | None | None | None | None | None |
Retirement Blend 2060 Fund—I Class | None | None | None | None | None |
Retirement Blend 2065 Fund | None | None | None | None | None |
Retirement Blend 2065 Fund—I Class | None | None | None | None | None |
Retirement I 2005 Fund—I Class | None | None | None | None | None |
Retirement I 2010 Fund—I Class | None | None | None | None | None |
Retirement I 2015 Fund—I Class | None | None | None | None | None |
Retirement I 2020 Fund—I Class | None | None | None | None | None |
Retirement I 2025 Fund—I Class | None | None | None | None | None |
Retirement I 2030 Fund—I Class | None | None | None | None | None |
Retirement I 2035 Fund—I Class | None | None | None | None | None |
Retirement I 2040 Fund—I Class | None | None | None | None | None |
Retirement I 2045 Fund—I Class | None | None | None | None | None |
Retirement I 2050 Fund—I Class | None | None | None | None | None |
Retirement I 2055 Fund—I Class | None | None | None | None | None |
Retirement I 2060 Fund—I Class | None | None | None | None | None |
Retirement I 2065 Fund—I Class | None | None | None | None | None |
Retirement Balanced I Fund—I Class | None | None | None | None | None |
Retirement Income 2020 Fund | None | None | None | None | None |
Science & Technology Fund | None | None | $10,001–$50,000 | None | None |
Science & Technology Fund—Advisor Class | None | None | None | None | None |
Science & Technology Fund—I Class | None | None | $50,001-$100,000 | None | None |
Short Duration Income Fund | None | None | None | None | None |
Short Duration Income Fund—I Class | None | None | None | None | None |
Short-Term Fund | None | None | None | None | None |
Short-Term Bond Fund | None | None | None | None | None |
Short-Term Bond Fund—Advisor Class | None | None | None | None | None |
Short-Term Bond Fund—I Class | None | None | None | None | None |
Short-Term Government Fund | None | None | None | None | None |
Small-Cap Index Fund | None | None | None | None | None |
Small-Cap Index Fund—I Class | None | None | None | None | None |
Small-Cap Index Fund—Z Class | None | None | None | None | None |
Small-Cap Stock Fund | None | None | $10,001–$50,000 | None | None |
Small-Cap Stock Fund—Advisor Class | None | None | None | None | None |
Small-Cap Stock Fund—I Class | None | None | $50,001-$100,000 | None | None |
Small-Cap Stock Fund—Z Class | None | None | None | None | None |
85
Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
Small-Cap Value Fund | None | None | $10,001-$50,000 | None | $10,001-$50,000 |
Small-Cap Value Fund—Advisor Class | None | None | None | None | None |
Small-Cap Value Fund—I Class | None | None | None | None | None |
Small-Cap Value Fund—Z Class | None | None | None | None | None |
Spectrum Conservative Allocation Fund | None | None | None | None | None |
Spectrum Conservative Allocation Fund—I Class | None | None | None | None | None |
Spectrum Diversified Equity Fund | None | None | None | None | None |
Spectrum Diversified Equity Fund—I Class | None | None | None | None | None |
Spectrum Income Fund | None | None | None | None | None |
Spectrum Income Fund—I Class | None | None | None | None | None |
Spectrum International Equity Fund | None | None | None | None | None |
Spectrum International Equity Fund—I Class | None | None | None | None | None |
Spectrum Moderate Allocation Fund | None | None | None | None | None |
Spectrum Moderate Allocation Fund—I Class | None | None | $50,001-$100,000 | None | None |
Spectrum Moderate Growth Allocation Fund | None | None | None | None | None |
Spectrum Moderate Growth Allocation Fund—I Class | None | None | $50,001-$100,000 | None | None |
Summit Municipal Income Fund | None | None | None | None | None |
Summit Municipal Income Fund—Advisor Class | None | None | None | None | None |
Summit Municipal Income Fund—I Class | None | None | None | None | None |
Summit Municipal Intermediate Fund | None | None | None | None | None |
Summit Municipal Intermediate Fund—Advisor Class | None | None | None | None | None |
Summit Municipal Intermediate Fund—I Class | None | None | None | None | None |
Target 2005 Fund | None | None | None | None | None |
Target 2005 Fund—Advisor Class | None | None | None | None | None |
Target 2005 Fund—I Class | None | None | None | None | None |
Target 2010 Fund | None | None | None | None | None |
Target 2010 Fund—Advisor Class | None | None | None | None | None |
Target 2010 Fund—I Class | None | None | None | None | None |
Target 2015 Fund | None | None | None | None | None |
Target 2015 Fund—Advisor Class | None | None | None | None | None |
Target 2015 Fund—I Class | None | None | None | None | None |
Target 2020 Fund | None | None | None | None | None |
Target 2020 Fund—Advisor Class | None | None | None | None | None |
Target 2020 Fund—I Class | None | None | None | None | None |
Target 2025 Fund | None | None | None | None | None |
86
Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
Target 2025 Fund—Advisor Class | None | None | None | None | None |
Target 2025 Fund—I Class | None | None | None | None | None |
Target 2030 Fund | None | None | None | None | None |
Target 2030 Fund—Advisor Class | None | None | None | None | None |
Target 2030 Fund—I Class | None | None | None | None | None |
Target 2035 Fund | None | None | None | None | None |
Target 2035 Fund—Advisor Class | None | None | None | None | None |
Target 2035 Fund—I Class | None | None | None | None | None |
Target 2040 Fund | None | None | None | None | None |
Target 2040 Fund—Advisor Class | None | None | None | None | None |
Target 2040 Fund—I Class | None | None | None | None | None |
Target 2045 Fund | None | None | None | None | None |
Target 2045 Fund—Advisor Class | None | None | None | None | None |
Target 2045 Fund—I Class | None | None | None | None | None |
Target 2050 Fund | None | None | None | None | None |
Target 2050 Fund—Advisor Class | None | None | None | None | None |
Target 2050 Fund—I Class | None | None | None | None | None |
Target 2055 Fund | None | None | None | None | None |
Target 2055 Fund—Advisor Class | None | None | None | None | None |
Target 2055 Fund—I Class | None | None | None | None | None |
Target 2060 Fund | None | None | $1-$10,000 | None | None |
Target 2060 Fund—Advisor Class | None | None | None | None | None |
Target 2060 Fund—I Class | None | None | None | None | None |
Target 2065 Fund | None | None | $10,001-$50,000 | None | None |
Target 2065 Fund—Advisor Class | None | None | None | None | None |
Target 2065 Fund—I Class | None | None | None | None | None |
Tax-Efficient Equity Fund | None | None | None | None | None |
Tax-Efficient Equity Fund—I Class | None | None | None | None | None |
Tax-Exempt Money Fund | None | None | None | None | None |
Tax-Exempt Money Fund—I Class | None | None | None | None | None |
Tax-Free High Yield Fund | None | None | None | Over $100,000 | None |
Tax-Free High Yield Fund—Advisor Class | None | None | None | None | None |
Tax-Free High Yield Fund—I Class | None | None | None | None | None |
Tax-Free Income Fund | None | None | None | None | None |
Tax-Free Income Fund—Advisor Class | None | None | None | None | None |
Tax-Free Income Fund—I Class | None | None | None | None | None |
Tax-Free Short-Intermediate Fund | None | None | None | None | None |
Tax-Free Short-Intermediate Fund—Advisor Class | None | None | None | None | None |
87
Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
Tax-Free Short-Intermediate Fund—I Class | None | None | None | None | None |
Total Equity Market Index Fund | None | None | None | None | None |
Total Return Fund | None | None | None | None | $10,001-$50,000 |
Total Return Fund—Advisor Class | None | None | None | None | None |
Total Return Fund—I Class | None | None | None | None | None |
Treasury Reserve Fund | None | None | None | None | None |
U.S. Equity Research Fund | None | None | $10,001-$50,000 | None | None |
U.S. Equity Research Fund—Advisor Class | None | None | None | None | None |
U.S. Equity Research Fund—I Class | None | None | $50,001-$100,000 | None | None |
U.S. Equity Research Fund—R Class | None | None | None | None | None |
U.S. Equity Research Fund—Z Class | None | None | None | None | None |
U.S. High Yield Fund | None | None | None | None | None |
U.S. High Yield Fund—Advisor Class | None | None | None | None | None |
U.S. High Yield Fund—I Class | None | None | None | None | None |
U.S. Large-Cap Core Fund | None | None | $10,001–$50,000 | None | None |
U.S. Large-Cap Core Fund—Advisor Class | None | None | None | None | None |
U.S. Large-Cap Core Fund—I Class | None | None | $10,001–$50,000 | None | None |
U.S. Large-Cap Core Fund—Z Class | None | None | None | None | None |
U.S. Limited Duration TIPS Index Fund | None | None | None | None | None |
U.S. Limited Duration TIPS Index Fund—I Class | None | None | None | None | None |
U.S. Limited Duration TIPS Index Fund—Z Class | None | None | None | None | None |
U.S. Treasury Intermediate Index Fund | None | None | None | None | None |
U.S. Treasury Intermediate Index Fund—I Class | None | None | None | None | None |
U.S. Treasury Intermediate Index Fund—Z Class | None | None | None | None | None |
U.S. Treasury Long-Term Index Fund | None | None | None | None | None |
U.S. Treasury Long-Term Index Fund—I Class | None | None | None | None | None |
U.S. Treasury Long-Term Index Fund—Z Class | None | None | None | None | None |
U.S. Treasury Money Fund | None | None | None | None | None |
U.S. Treasury Money Fund—I Class | None | None | None | None | None |
U.S. Treasury Money Fund—Z Class | None | None | None | None | None |
Ultra Short-Term Bond Fund | None | None | $1-$10,000 | None | None |
Ultra Short-Term Bond Fund—I Class | None | None | None | None | None |
88
Aggregate | Independent Directors | ||||
Bazemore | Duncan | Gerrard | McBride | Walker | |
Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | Over $100,000 | |
Value Fund | None | None | $10,001–$50,000 | None | None |
Value Fund—Advisor Class | None | None | None | None | None |
Value Fund—I Class | None | None | $50,001-$100,000 | None | None |
Value Fund—Z Class | None | None | None | None | None |
Virginia Tax-Free Bond Fund | None | None | None | None | None |
Virginia Tax-Free Bond Fund—I Class | None | None | None | None | None |
Aggregate Holdings, | Interested Directors | |||||
Oestreicher | Veiel | |||||
Over $100,000 | Over $100,000 | |||||
Africa & Middle East Fund | None | None | ||||
Africa & Middle East Fund—I Class | None | None | ||||
All-Cap Opportunities Fund | None | Over $100,000 | ||||
All-Cap Opportunities Fund—Advisor Class | None | None | ||||
All-Cap Opportunities Fund—I Class | None | None | ||||
Asia Opportunities Fund | None | None | ||||
Asia Opportunities Fund—Advisor Class | None | None | ||||
Asia Opportunities Fund—I Class | None | None | ||||
Balanced Fund | None | None | ||||
Balanced Fund—I Class | None | None | ||||
Blue Chip Growth Fund | None | None | ||||
Blue Chip Growth Fund—Advisor Class | None | None | ||||
Blue Chip Growth Fund—I Class | $50,001–$100,000 | None | ||||
Blue Chip Growth Fund—R Class | None | None | ||||
California Tax-Free Bond Fund | None | None | ||||
California Tax-Free Bond Fund—I Class | None | None | ||||
Capital Appreciation Fund | None | None | ||||
Capital Appreciation Fund—Advisor Class | None | None | ||||
Capital Appreciation Fund—I Class | None | None | ||||
Cash Reserves Fund | None | None | ||||
China Evolution Equity Fund | None | None | ||||
China Evolution Equity Fund—I Class | None | None | ||||
Communications & Technology Fund | None | None | ||||
Communications & Technology Fund—I Class | None | None | ||||
Corporate Income Fund | None | None | ||||
Corporate Income Fund—I Class | None | None | ||||
Credit Opportunities Fund | None | None | ||||
Credit Opportunities Fund—Advisor Class | None | None | ||||
Credit Opportunities Fund—I Class | None | None | ||||
Diversified Mid-Cap Growth Fund | None | None | ||||
Diversified Mid-Cap Growth Fund—I Class | None | None | ||||
Dividend Growth Fund | None | Over $100,000 | ||||
Dividend Growth Fund—Advisor Class | None | None | ||||
Dividend Growth Fund—I Class | None | None | ||||
Dynamic Credit Fund | None | None | ||||
Dynamic Credit Fund—I Class | None | None | ||||
Dynamic Global Bond Fund | None | None | ||||
Dynamic Global Bond Fund—Advisor Class | None | None | ||||
Dynamic Global Bond Fund—I Class | None | None | ||||
Dynamic Global Bond Fund—Z Class | None | None | ||||
Emerging Europe Fund | None | None |
89
Aggregate
Holdings, | Interested Directors | |||||
Oestreicher | Veiel | |||||
Over $100,000 | Over $100,000 | |||||
Emerging Europe Fund—I Class | None | None | ||||
Emerging Markets Bond Fund | None | None | ||||
Emerging Markets Bond Fund—Advisor Class | None | None | ||||
Emerging Markets Bond Fund—I Class | None | None | ||||
Emerging Markets Bond Fund—Z Class | None | None | ||||
Emerging Markets Corporate Bond Fund | None | None | ||||
Emerging Markets Corporate Bond Fund—Advisor Class | None | None | ||||
Emerging Markets Corporate Bond Fund—I Class | None | None | ||||
Emerging Markets Corporate Multi-Sector Account Portfolio | None | None | ||||
Emerging Markets Discovery Stock Fund | None | None | ||||
Emerging Markets Discovery Stock Fund—Advisor Class | None | None | ||||
Emerging Markets Discovery Stock Fund—I Class | None | None | ||||
Emerging Markets Discovery Stock Fund—Z Class | None | None | ||||
Emerging Markets Local Currency Bond Fund | None | None | ||||
Emerging Markets Local Currency Bond Fund—Advisor Class | None | None | ||||
Emerging Markets Local Currency Bond Fund—I Class | None | None | ||||
Emerging Markets Local Multi-Sector Account Portfolio | None | None | ||||
Emerging Markets Stock Fund | None | None | ||||
Emerging Markets Stock Fund—I Class | None | None | ||||
Emerging Markets Stock Fund—Z Class | None | None | ||||
Equity Income Fund | $50,001–$100,000 | None | ||||
Equity Income Fund—Advisor Class | None | None | ||||
Equity Income Fund—I Class | None | None | ||||
Equity Income Fund—R Class | None | None | ||||
Equity Index 500 Fund | None | None | ||||
Equity Index 500 Fund—I Class | None | None | ||||
European Stock Fund | None | None | ||||
European Stock Fund—I Class | None | None | ||||
Extended Equity Market Index Fund | None | None | ||||
Financial Services Fund | None | None | ||||
Financial Services Fund—I Class | None | None | ||||
Floating Rate Fund | None | None | ||||
Floating Rate Fund—Advisor Class | None | None | ||||
Floating Rate Fund—I Class | None | Over $100,000 | ||||
Floating Rate Fund—Z Class | None | None | ||||
Floating Rate Multi-Sector Account Portfolio | None | None | ||||
Georgia Tax-Free Bond Fund | None | None | ||||
Georgia Tax-Free Bond Fund—I Class | None | None | ||||
Global Allocation Fund | None | None | ||||
Global Allocation Fund—Advisor Class | None | None | ||||
Global Allocation Fund—I Class | None | None | ||||
Global Consumer Fund | None | None | ||||
Global Growth Stock Fund | None | None | ||||
Global Growth Stock Fund—Advisor Class | None | None | ||||
Global Growth Stock Fund—I Class | None | None | ||||
Global High Income Bond Fund | None | None | ||||
Global High Income Bond Fund—Advisor Class | None | None | ||||
Global High Income Bond Fund—I Class | None | None | ||||
Global Industrials Fund | None | None | ||||
Global Industrials Fund—I Class | None | None | ||||
Global Multi-Sector Bond Fund | None | None | ||||
Global Multi-Sector Bond Fund—Advisor Class | None | None | ||||
Global Multi-Sector Bond Fund—I Class | None | None | ||||
Global Real Estate Fund | None | None | ||||
Global Real Estate Fund—Advisor Class | None | None | ||||
Global Real Estate Fund—I Class | None | None |
90
Aggregate
Holdings, | Interested Directors | |||||||||
Oestreicher | Veiel | |||||||||
Over $100,000 | Over $100,000 | |||||||||
Global Stock Fund | None | None | ||||||||
Global Stock Fund—Advisor Class | None | None | ||||||||
Global Stock Fund—I Class | None | None | ||||||||
Global Technology Fund | None | None | ||||||||
Global Technology Fund—I Class | None | None | ||||||||
Global Value Equity Fund | None | None | ||||||||
Global Value Equity Fund—I Class | None | None | ||||||||
GNMA Fund | None | None | ||||||||
GNMA Fund—I Class | None | None | ||||||||
Government Money Fund | $50,001–$100,000 | None | ||||||||
Government Money Fund—I Class | None | None | ||||||||
Government Reserve Fund | None | None | ||||||||
Growth Stock Fund | None | None | ||||||||
Growth Stock Fund—Advisor Class | None | None | ||||||||
Growth Stock Fund—I Class | None | None | ||||||||
Growth Stock Fund—R Class | None | None | ||||||||
Health Sciences Fund | None | None | ||||||||
Health Sciences Fund—I Class | None | None | ||||||||
High Yield Fund | $10,001–$50,000 | None | ||||||||
High Yield Fund—Advisor Class | None | None | ||||||||
High Yield Fund—I Class | None | None | ||||||||
High Yield Multi-Sector Account Portfolio | None | None | ||||||||
Inflation Protected Bond Fund | None | None | ||||||||
Inflation Protected Bond Fund—I Class | None | Over $100,000 | ||||||||
Institutional Emerging Markets Bond Fund | None | None | ||||||||
Institutional Emerging Markets Equity Fund | None | None | ||||||||
Institutional Floating Rate Fund | None | None | ||||||||
Institutional Floating Rate Fund—F Class | None | None | ||||||||
Institutional Floating Rate Fund—Z Class | None | None | ||||||||
Institutional High Yield Fund | None | None | ||||||||
Institutional High Yield Fund—Z Class | None | None | ||||||||
Institutional International Disciplined Equity Fund | None | None | ||||||||
Institutional Large-Cap Core Growth Fund | None | None | ||||||||
Institutional Long Duration Credit Fund | None | None | ||||||||
Institutional Mid-Cap Equity Growth Fund | None | None | ||||||||
Institutional Small-Cap Stock Fund | None | None | ||||||||
Integrated Global Equity Fund | None | None | ||||||||
Integrated Global Equity Fund—Advisor Class | None | None | ||||||||
Integrated Global Equity Fund—I Class | None | None | ||||||||
Integrated U.S. Large-Cap Value Equity Fund | None | None | ||||||||
Integrated U.S. Large-Cap Value Equity Fund—Advisor Class | None | None | ||||||||
Integrated U.S. Large-Cap Value Equity Fund—I Class | None | None | ||||||||
Integrated U.S. Small-Cap Growth Equity Fund | None | None | ||||||||
Integrated U.S. Small-Cap Growth Equity Fund—Advisor Class | None | None | ||||||||
Integrated U.S. Small-Cap Growth Equity Fund—I Class | None | None | ||||||||
Integrated U.S. Small-Mid Cap Core Equity Fund | None | None | ||||||||
Integrated U.S. Small-Mid Cap Core Equity Fund—Advisor Class | None | None | ||||||||
Integrated U.S. Small-Mid Cap Core Equity Fund—I Class | None | None | ||||||||
Intermediate Tax-Free High Yield Fund | None | None | ||||||||
Intermediate Tax-Free High Yield Fund—Advisor Class | None | None | ||||||||
Intermediate Tax-Free High Yield Fund—I Class | None | None | ||||||||
International Bond Fund | None | None | ||||||||
International Bond Fund—Advisor Class | None | None | ||||||||
International Bond Fund—I Class | None | None | ||||||||
International Bond Fund—Z Class | None | None |
91
Aggregate
Holdings, | Interested Directors | |||||
Oestreicher | Veiel | |||||
Over $100,000 | Over $100,000 | |||||
International Bond Fund (USD Hedged) | None | None | ||||
International Bond Fund (USD Hedged)—Advisor Class | None | None | ||||
International Bond Fund (USD Hedged)—I Class | None | None | ||||
International Bond Fund (USD Hedged)—Z Class | None | None | ||||
International Disciplined Equity Fund | None | None | ||||
International Disciplined Equity Fund—Advisor Class | None | None | ||||
International Disciplined Equity Fund—I Class | None | None | ||||
International Discovery Fund | None | None | ||||
International Discovery Fund—I Class | None | None | ||||
International Equity Index Fund | None | None | ||||
International Equity Index Fund—Z Class | None | None | ||||
International Stock Fund | None | None | ||||
International Stock Fund—Advisor Class | None | None | ||||
International Stock Fund—I Class | None | None | ||||
International Stock Fund—R Class | None | None | ||||
International Stock Fund—Z Class | None | None | ||||
International Value Equity Fund | None | None | ||||
International Value Equity Fund—Advisor Class | None | None | ||||
International Value Equity Fund—I Class | None | None | ||||
International Value Equity Fund—R Class | None | None | ||||
International Value Equity Fund—Z Class | None | None | ||||
Investment Grade Multi-Sector Account Portfolio | None | None | ||||
Japan Fund | None | None | ||||
Japan Fund—I Class | None | None | ||||
Latin America Fund | None | None | ||||
Latin America Fund—I Class | None | None | ||||
Large-Cap Growth Fund | None | None | ||||
Large-Cap Growth Fund—I Class | None | None | ||||
Large-Cap Value Fund | None | None | ||||
Large-Cap Value Fund—I Class | None | None | ||||
Limited Duration Inflation Focused Bond Fund | None | None | ||||
Limited Duration Inflation Focused Bond Fund—I Class | None | None | ||||
Limited Duration Inflation Focused Bond Fund—Z Class | None | None | ||||
Maryland Short-Term Tax-Free Bond Fund | None | None | ||||
Maryland Short-Term Tax-Free Bond Fund—I Class | None | None | ||||
Maryland Tax-Free Bond Fund | None | None | ||||
Maryland Tax-Free Bond Fund—I Class | None | None | ||||
Maryland Tax-Free Money Fund | None | None | ||||
Maryland Tax-Free Money Fund—I Class | None | None | ||||
Mid-Cap Growth Fund | None | $50,001–$100,000 | ||||
Mid-Cap Growth Fund—Advisor Class | None | None | ||||
Mid-Cap Growth Fund—I Class | $10,001–$50,000 | None | ||||
Mid-Cap Growth Fund—R Class | None | None | ||||
Mid-Cap Growth Fund—Z Class | None | None | ||||
Mid-Cap Index Fund | None | None | ||||
Mid-Cap Index Fund—I Class | None | None | ||||
Mid-Cap Index Fund—Z Class | None | None | ||||
Mid-Cap Value Fund | $10,001–$50,000 | None | ||||
Mid-Cap Value Fund—Advisor Class | None | None | ||||
Mid-Cap Value Fund—I Class | None | None | ||||
Mid-Cap Value Fund—R Class | None | None | ||||
Mid-Cap Value Fund—Z Class | None | None | ||||
Mortgage-Backed Securities Multi-Sector Account Portfolio | None | None | ||||
Multi-Strategy Total Return Fund | None | None | ||||
Multi-Strategy Total Return Fund—Advisor Class | None | None | ||||
Multi-Strategy Total Return Fund—I Class | None | None | ||||
New Asia Fund | None | None |
92
Aggregate
Holdings, | Interested Directors | |||||
Oestreicher | Veiel | |||||
Over $100,000 | Over $100,000 | |||||
New Asia Fund—I Class | None | None | ||||
New Era Fund | None | None | ||||
New Era Fund—I Class | None | None | ||||
New Horizons Fund | None | None | ||||
New Horizons Fund—I Class | None | None | ||||
New Horizons Fund—Z Class | None | None | ||||
New Income Fund | None | None | ||||
New Income Fund—Advisor Class | None | None | ||||
New Income Fund—I Class | $50,001–$100,000 | None | ||||
New Income Fund—R Class | None | None | ||||
New Income Fund—Z Class | None | None | ||||
New Jersey Tax-Free Bond Fund | None | None | ||||
New Jersey Tax-Free Bond Fund—I Class | None | None | ||||
New York Tax-Free Bond Fund | None | None | ||||
New York Tax-Free Bond Fund—I Class | None | None | ||||
Overseas Stock Fund | None | None | ||||
Overseas Stock Fund—Advisor Class | None | None | ||||
Overseas Stock Fund—I Class | None | None | ||||
Overseas Stock Fund—Z Class | None | None | ||||
QM U.S. Bond Index Fund | None | None | ||||
QM U.S. Bond Index Fund—I Class | None | None | ||||
QM U.S. Bond Index Fund—Z Class | None | None | ||||
Real Assets Fund | None | None | ||||
Real Assets Fund—I Class | None | None | ||||
Real Assets Fund—Z Class | None | None | ||||
Real Estate Fund | None | None | ||||
Real Estate Fund—Advisor Class | None | None | ||||
Real Estate Fund—I Class | None | None | ||||
Retirement 2005 Fund | None | None | ||||
Retirement 2005 Fund—Advisor Class | None | None | ||||
Retirement 2005 Fund—R Class | None | None | ||||
Retirement 2010 Fund | None | None | ||||
Retirement 2010 Fund—Advisor Class | None | None | ||||
Retirement 2010 Fund—R Class | None | None | ||||
Retirement 2015 Fund | None | None | ||||
Retirement 2015 Fund—Advisor Class | None | None | ||||
Retirement 2015 Fund—R Class | None | None | ||||
Retirement 2020 Fund | Over $100,000 | None | ||||
Retirement 2020 Fund—Advisor Class | None | None | ||||
Retirement 2020 Fund—R Class | None | None | ||||
Retirement 2025 Fund | $10,001–$50,000 | None | ||||
Retirement 2025 Fund—Advisor Class | None | None | ||||
Retirement 2025 Fund—R Class | None | None | ||||
Retirement 2030 Fund | None | None | ||||
Retirement 2030 Fund—Advisor Class | None | None | ||||
Retirement 2030 Fund—R Class | None | None | ||||
Retirement 2035 Fund | None | None | ||||
Retirement 2035 Fund—Advisor Class | None | None | ||||
Retirement 2035 Fund—R Class | None | None | ||||
Retirement 2040 Fund | None | None | ||||
Retirement 2040 Fund—Advisor Class | None | None | ||||
Retirement 2040 Fund—R Class | None | None | ||||
Retirement 2045 Fund | None | None | ||||
Retirement 2045 Fund—Advisor Class | None | None | ||||
Retirement 2045 Fund—R Class | None | None | ||||
Retirement 2050 Fund | None | None | ||||
Retirement 2050 Fund—Advisor Class | None | None | ||||
Retirement 2050 Fund—R Class | None | None |
93
Aggregate Holdings, | Interested Directors | |||||
Oestreicher | Veiel | |||||
Over $100,000 | Over $100,000 | |||||
Retirement 2055 Fund | None | None | ||||
Retirement 2055 Fund—Advisor Class | None | None | ||||
Retirement 2055 Fund—R Class | None | None | ||||
Retirement 2060 Fund | None | None | ||||
Retirement 2060 Fund—Advisor Class | None | None | ||||
Retirement 2060 Fund—R Class | None | None | ||||
Retirement 2065 Fund | None | None | ||||
Retirement 2065 Fund—Advisor Class | None | None | ||||
Retirement 2065 Fund—R Class | None | None | ||||
Retirement Balanced Fund | None | None | ||||
Retirement Balanced Fund—Advisor Class | None | None | ||||
Retirement Balanced Fund—R Class | None | None | ||||
Retirement Blend 2005 Fund | None | None | ||||
Retirement Blend 2005 Fund—I Class | None | None | ||||
Retirement Blend 2010 Fund | None | None | ||||
Retirement Blend 2010 Fund—I Class | None | None | ||||
Retirement Blend 2015 Fund | None | None | ||||
Retirement Blend 2015 Fund—I Class | None | None | ||||
Retirement Blend 2020 Fund | None | None | ||||
Retirement Blend 2020 Fund—I Class | None | None | ||||
Retirement Blend 2025 Fund | None | None | ||||
Retirement Blend 2025 Fund—I Class | None | None | ||||
Retirement Blend 2030 Fund | None | None | ||||
Retirement Blend 2030 Fund—I Class | None | None | ||||
Retirement Blend 2035 Fund | None | None | ||||
Retirement Blend 2035 Fund—I Class | None | None | ||||
Retirement Blend 2040 Fund | None | None | ||||
Retirement Blend 2040 Fund—I Class | None | None | ||||
Retirement Blend 2045 Fund | None | None | ||||
Retirement Blend 2045 Fund—I Class | None | None | ||||
Retirement Blend 2050 Fund | None | None | ||||
Retirement Blend 2050 Fund—I Class | None | None | ||||
Retirement Blend 2055 Fund | None | None | ||||
Retirement Blend 2055 Fund—I Class | None | None | ||||
Retirement Blend 2060 Fund | None | None | ||||
Retirement Blend 2060 Fund—I Class | None | None | ||||
Retirement Blend 2065 Fund | None | None | ||||
Retirement Blend 2065 Fund—I Class | None | None | ||||
Retirement I 2005 Fund—I Class | None | None | ||||
Retirement I 2010 Fund—I Class | None | None | ||||
Retirement I 2015 Fund—I Class | None | None | ||||
Retirement I 2020 Fund—I Class | None | None | ||||
Retirement I 2025 Fund—I Class | None | None | ||||
Retirement I 2030 Fund—I Class | None | None | ||||
Retirement I 2035 Fund—I Class | None | None | ||||
Retirement I 2040 Fund—I Class | None | None | ||||
Retirement I 2045 Fund—I Class | None | None | ||||
Retirement I 2050 Fund—I Class | None | None | ||||
Retirement I 2055 Fund—I Class | None | None | ||||
Retirement I 2060 Fund—I Class | None | None | ||||
Retirement I 2065 Fund—I Class | None | None | ||||
Retirement Balanced I Fund—I Class | None | None | ||||
Retirement Income 2020 Fund | None | None | ||||
Science & Technology Fund | None | None | ||||
Science & Technology Fund—Advisor Class | None | None | ||||
Science & Technology Fund—I Class | None | None | ||||
Short Duration Income Fund | None | None | ||||
Short Duration Income Fund—I Class | None | None |
94
Aggregate
Holdings, | Interested Directors | |||||
Oestreicher | Veiel | |||||
Over $100,000 | Over $100,000 | |||||
Short-Term Fund | None | None | ||||
Short-Term Bond Fund | None | None | ||||
Short-Term Bond Fund—Advisor Class | None | None | ||||
Short-Term Bond Fund—I Class | None | None | ||||
Short-Term Government Fund | None | None | ||||
Small-Cap Index Fund | None | None | ||||
Small-Cap Index Fund—I Class | None | None | ||||
Small-Cap Index Fund—Z Class | None | None | ||||
Small-Cap Stock Fund | $10,001–$50,000 | None | ||||
Small-Cap Stock Fund—Advisor Class | None | None | ||||
Small-Cap Stock Fund—I Class | None | None | ||||
Small-Cap Stock Fund—Z Class | None | None | ||||
Small-Cap Value Fund | None | None | ||||
Small-Cap Value Fund—Advisor Class | None | None | ||||
Small-Cap Value Fund—I Class | None | None | ||||
Small-Cap Value Fund—Z Class | None | None | ||||
Spectrum Conservative Allocation Fund | None | None | ||||
Spectrum Conservative Allocation Fund—I Class | None | None | ||||
Spectrum Diversified Equity Fund | None | None | ||||
Spectrum Diversified Equity Fund—I Class | None | None | ||||
Spectrum Income Fund | $1–$10,000 | None | ||||
Spectrum Income Fund—I Class | None | None | ||||
Spectrum International Equity Fund | None | None | ||||
Spectrum International Equity Fund—I Class | None | None | ||||
Spectrum Moderate Allocation Fund | None | None | ||||
Spectrum Moderate Allocation Fund—I Class | None | None | ||||
Spectrum Moderate Growth Allocation Fund | None | None | ||||
Spectrum Moderate Growth Allocation Fund—I Class | None | None | ||||
Summit Municipal Income Fund | None | None | ||||
Summit Municipal Income Fund—Advisor Class | None | None | ||||
Summit Municipal Income Fund—I Class | None | None | ||||
Summit Municipal Intermediate Fund | None | None | ||||
Summit Municipal Intermediate Fund—Advisor Class | None | None | ||||
Summit Municipal Intermediate Fund—I Class | None | None | ||||
Target 2005 Fund | None | None | ||||
Target 2005 Fund—Advisor Class | None | None | ||||
Target 2005 Fund—I Class | None | None | ||||
Target 2010 Fund | None | None | ||||
Target 2010 Fund—Advisor Class | None | None | ||||
Target 2010 Fund—I Class | None | None | ||||
Target 2015 Fund | None | None | ||||
Target 2015 Fund—Advisor Class | None | None | ||||
Target 2015 Fund—I Class | None | None | ||||
Target 2020 Fund | None | None | ||||
Target 2020 Fund—Advisor Class | None | None | ||||
Target 2020 Fund—I Class | None | None | ||||
Target 2025 Fund | None | None | ||||
Target 2025 Fund—Advisor Class | None | None | ||||
Target 2025 Fund—I Class | None | None | ||||
Target 2030 Fund | None | None | ||||
Target 2030 Fund—Advisor Class | None | None | ||||
Target 2030 Fund—I Class | None | None | ||||
Target 2035 Fund | None | None | ||||
Target 2035 Fund—Advisor Class | None | None | ||||
Target 2035 Fund—I Class | None | None | ||||
Target 2040 Fund | None | None | ||||
Target 2040 Fund—Advisor Class | None | None | ||||
Target 2040 Fund—I Class | None | None |
95
Aggregate Holdings, | Interested Directors | |||||
Oestreicher | Veiel | |||||
Over $100,000 | Over $100,000 | |||||
Target 2045 Fund | None | None | ||||
Target 2045 Fund—Advisor Class | None | None | ||||
Target 2045 Fund—I Class | None | None | ||||
Target 2050 Fund | None | None | ||||
Target 2050 Fund—Advisor Class | None | None | ||||
Target 2050 Fund—I Class | None | None | ||||
Target 2055 Fund | None | None | ||||
Target 2055 Fund—Advisor Class | None | None | ||||
Target 2055 Fund—I Class | None | None | ||||
Target 2060 Fund | None | None | ||||
Target 2060 Fund—Advisor Class | None | None | ||||
Target 2060 Fund—I Class | None | None | ||||
Target 2065 Fund | None | None | ||||
Target 2065 Fund—Advisor Class | None | None | ||||
Target 2065 Fund—I Class | None | None | ||||
Tax-Efficient Equity Fund | None | None | ||||
Tax-Efficient Equity Fund—I Class | None | None | ||||
Tax-Exempt Money Fund | None | None | ||||
Tax-Exempt Money Fund—I Class | None | None | ||||
Tax-Free High Yield Fund | None | None | ||||
Tax-Free High Yield Fund—Advisor Class | None | None | ||||
Tax-Free High Yield Fund—I Class | None | None | ||||
Tax-Free Income Fund | None | None | ||||
Tax-Free Income Fund—Advisor Class | None | None | ||||
Tax-Free Income Fund—I Class | None | None | ||||
Tax-Free Short-Intermediate Fund | None | None | ||||
Tax-Free Short-Intermediate Fund—Advisor Class | None | None | ||||
Tax-Free Short-Intermediate Fund—I Class | None | None | ||||
Total Equity Market Index Fund | None | None | ||||
Total Return Fund | None | None | ||||
Total Return Fund—Advisor Class | None | None | ||||
Total Return Fund—I Class | None | None | ||||
Treasury Reserve Fund | None | None | ||||
U.S. Equity Research Fund | None | None | ||||
U.S. Equity Research Fund—Advisor Class | None | None | ||||
U.S. Equity Research Fund—I Class | None | None | ||||
U.S. Equity Research Fund—R Class | None | None | ||||
U.S. Equity Research Fund—Z Class | None | None | ||||
U.S. High Yield Fund | None | None | ||||
U.S. High Yield Fund—Advisor Class | None | None | ||||
U.S. High Yield Fund—I Class | None | None | ||||
U.S. Large-Cap Core Fund | None | None | ||||
U.S. Large-Cap Core Fund—Advisor Class | None | None | ||||
U.S. Large-Cap Core Fund—I Class | None | None | ||||
U.S. Large-Cap Core Fund—Z Class | None | None | ||||
U.S. Limited Duration TIPS Index Fund | None | None | ||||
U.S. Limited Duration TIPS Index Fund—I Class | None | None | ||||
U.S. Limited Duration TIPS Index Fund—Z Class | None | None | ||||
U.S. Treasury Intermediate Index Fund | None | None | ||||
U.S. Treasury Intermediate Index Fund—I Class | None | None | ||||
U.S. Treasury Intermediate Index Fund—Z Class | None | None | ||||
U.S. Treasury Long-Term Index Fund | None | None | ||||
U.S. Treasury Long-Term Index Fund—I Class | None | None | ||||
U.S. Treasury Long-Term Index Fund—Z Class | None | None | ||||
U.S. Treasury Money Fund | Over $100,000 | Over $100,000 | ||||
U.S. Treasury Money Fund—I Class | None | None | ||||
U.S. Treasury Money Fund—Z Class | None | None | ||||
Ultra Short-Term Bond Fund | None | None |
96
Aggregate Holdings, | Interested Directors | |||||
Oestreicher | Veiel | |||||
Over $100,000 | Over $100,000 | |||||
Ultra Short-Term Bond Fund—I Class | None | None | ||||
Value Fund | None | None | ||||
Value Fund—Advisor Class | None | None | ||||
Value Fund—I Class | None | None | ||||
Value Fund—Z Class | None | None | ||||
Virginia Tax-Free Bond Fund | None | None | ||||
Virginia Tax-Free Bond Fund—I Class | None | None |
Portfolio Managers’ Holdings in the Price Funds
The following tables set forth the dollar range of equity securities beneficially owned by each Price Fund’s portfolio manager as of each Price Fund’s most recently completed fiscal year-end, unless otherwise indicated. Portfolio managers are encouraged to invest in the Price Funds they manage to align their interests with those of fund shareholders. Exceptions may arise when, for example, tax considerations or the nature of the fund make the investment inappropriate for the portfolio manager. Holdings in the investment strategy include investments in the applicable Price Fund, as well as all investment portfolios that are managed by the same portfolio manager and have investment objectives, policies, and strategies that are substantially similar to those of the fund. Substantially similar portfolios may include other Price Funds (such as institutional funds), T. Rowe Price common trust funds, and non-U.S. pooled investment vehicles, such as Société d’Investissement à Capital Variable Funds (SICAVs).
Fund | Portfolio Manager | Range
of Equity Securities in the Fund Beneficially Owned as of Fund’s Last | Range
of Holdings in Investment Strategy as of Fund’s Last |
Africa & Middle East Fund | Oluwaseun Oyegunle | $50,001-$100,000 | $50,001-$100,000 |
All-Cap Opportunities Fund | Justin P. White | Over $1,000,000 | Over $1,000,000 |
Asia Opportunities Fund | Jihong Min | None | None |
Balanced Fund | Charles M. Shriver Toby M. Thompson | $100,001-$500,000 $100,001-$500,000 | $100,001-$500,000 $100,001-$500,000 |
Blue Chip Growth Fund | Paul D. Greene II | None | Over $1,000,000 |
Capital Appreciation Fund | David R. Giroux | Over $1,000,000 | Over $1,000,000 |
Cash Reserves Fund | Douglas D. Spratley | $10,001-$50,000 | $10,001-$50,000 |
China Evolution Equity Fund | Wenli Zheng | Over $1,000,000 | Over $1,000,000 |
Communications & Technology Fund | James Stillwagon | $100,001-$500,000 | $100,001-$500,000 |
Corporate Income Fund | Steven E. Boothe Lauren T. Wagandt | $10,001-$50,000 None | $10,001-$50,000 None |
Credit Opportunities Fund | Rodney M. Rayburn | Over $1,000,000 | Over $1,000,000 |
Diversified Mid-Cap Growth Fund | Donald J. Peters | Over $1,000,000 | Over $1,000,000 |
Dividend Growth Fund | Thomas J. Huber | Over $1,000,000 | Over $1,000,000 |
Dynamic Credit Fund | Saurabh Sud | Over $1,000,000 | Over $1,000,000 |
Dynamic Global Bond Fund | Quentin S. Fitzsimmons Arif Husain (b) Scott D. Solomon | (b) $100,001-$500,000 (b) | (b) $100,001-$500,000 (b) |
Emerging Europe Fund | Ulle Adamson | None | None |
Emerging Markets Bond Fund | Samy B. Muaddi | $500,001-$1,000,000 | $500,001-$1,000,000 |
Emerging Markets Corporate Bond Fund | Samy B. Muaddi Siby Thomas | $500,001-$1,000,000 $100,001-$500,000 | $500,001-$1,000,000 $100,001-$500,000 |
Emerging Markets Discovery Stock Fund | Ernest C. Yeung | Over $1,000,000 | Over $1,000,000 |
97
Fund | Portfolio Manager | Range of Equity Securities in the Fund Beneficially
Owned as of Fund’s Last | Range of Holdings in Investment Strategy
as of Fund’s Last |
Emerging Markets Local Currency Bond Fund | Andrew J. Keirle | $100,001-$500,000 | $100,001-$500,000 |
Emerging Markets Stock Fund | Eric C. Moffett | $500,001-$1,000,000 | $500,001-$1,000,000 |
Equity Income Fund | John D. Linehan | Over $1,000,000 | Over $1,000,000 |
Equity Index 500 Fund | Neil Smith | None | None |
European Stock Fund | Tobias Fabian Mueller | $100,001-$500,000 | $500,001-$1,000,000 |
Extended Equity Market Index Fund | Neil Smith | None | None |
Financial Services Fund | Matthew J. Snowling | $50,001-$100,000 | $50,001-$100,000 |
Floating Rate Fund | Paul M. Massaro | $100,001-$500,000 | $100,001-$500,000 |
Global Allocation Fund | Charles M. Shriver Toby M. Thompson | Over $1,000,000 $100,001-$500,000 | Over $1,000,000 $100,001-$500,000 |
Global Consumer Fund | Weijie (Vivian) Si (c) | None | None |
Global Growth Stock Fund | Robert Scott Berg | Over $1,000,000 | Over $1,000,000 |
Global High Income Bond Fund | Michael F. Connelly Michael Della Vedova Samy B. Muaddi | over $1,000,000 $100,001-$500,000 over $1,000,000 | Over $1,000,000 $100,001-$500,000 over $1,000,000 |
Global Impact Equity Fund | Harishankar Balkrishna | None | $100,001-$500,000 |
Global Industrials Fund | Jason Adams | None | None |
Global Multi-Sector Bond Fund | Kenneth Antony Orchard | $100,001-$500,000 | $100,001-$500,000 |
Global Real Estate Fund | Jai Kapadia | None | $10,001-$50,000 |
Global Stock Fund | David J. Eiswert | Over $1,000,000 | Over $1,000,000 |
Global Technology Fund | Dominic Rizzo | None | None |
Global Value Equity Fund | Sebastien Mallet | Over $1,000,000 | Over $1,000,000 |
GNMA Fund | Ramon Roberto de Castro | (d) | (d) |
Government Money Fund | Douglas D. Spratley | None | None |
Growth Stock Fund | Joseph B. Fath | Over $1,000,000 | Over $1,000,000 |
Health Sciences Fund | Ziad Bakri | $500,001-$1,000,000 | $500,001-$1,000,000 |
High Yield Fund | Rodney M. Rayburn | None | $100,001-$500,000 |
Inflation Protected Bond Fund | Michael K. Sewell | None | None |
Institutional Emerging Markets Bond Fund | Samy B. Muaddi | None | $500,001-$1,000,000 |
Institutional Emerging Markets Equity Fund | Eric C. Moffett | None | $500,001-$1,000,000 |
Institutional Floating Rate Fund | Paul M. Massaro | $100,001-$500,000 | $100,001-$500,000 |
Institutional High Yield Fund | Rodney M. Rayburn | $100,001-$500,000 | $100,001-$500,000 |
Institutional International Disciplined Equity Fund | Federico Santilli | $100,001-$500,000 | $100,001-$500,000 |
Institutional Large-Cap Core Growth Fund | Paul D. Greene II | None | Over $1,000,000 |
Institutional Long Duration Credit Fund | Robert M. Larkins | None | None |
Institutional Mid-Cap Equity Growth Fund | Brian W.H. Berghuis | Over $1,000,000 | Over $1,000,000 |
Institutional Small-Cap Stock Fund | Francisco Alonso (e) | Over $1,000,000 | Over $1,000,000 |
98
Fund | Portfolio Manager | Range of Equity Securities in the Fund Beneficially
Owned as of Fund’s Last | Range of Holdings in Investment Strategy
as of Fund’s Last |
Integrated Global Equity Fund | David Corris Prashant G. Jeyaganesh Jordan S. Pryor | $10,001-$50,000 $10,001-$50,000 $10,001-$50,000 | $10,001-$50,000 $10,001-$50,000 $10,001-$50,000 |
Integrated U.S. Large-Cap Value Equity Fund | David Corris Prashant G. Jeyaganesh | $50,001-$100,000 $10,001-$50,000 | $50,001-$100,000 $10,001-$50,000 |
Integrated U.S. Small-Cap Growth Equity Fund | Sudhir Nanda | $100,001–$500,000 | $100,001–$500,000 |
Integrated U.S. Small-Mid Cap Core Equity Fund | David Corris Prashant G. Jeyaganesh | $100,001-$500,000 $50,001-$100,000 | $100,001-$500,000 $50,001-$100,000 |
Intermediate Tax-Free High Yield Fund | James M. Murphy | $100,001-$500,000 | $100,001-$500,000 |
International Bond Fund | Andrew J. Keirle Kenneth Antony Orchard | (f) None | (f) None |
International Bond Fund (USD Hedged) | Andrew J. Keirle Kenneth Antony Orchard | (f) None | (f) None |
International Disciplined Equity Fund | Federico Santilli | $100,001-$500,000 | $100,001-$500,000 |
International Discovery Fund | Benjamin Griffiths | $100,001-$500,000 | $100,001–$500,000 |
International Equity Index Fund | Neil Smith | None | None |
International Stock Fund | Richard N. Clattenburg | $500,001–$1,000,000 | $500,001–$1,000,000 |
International Value Equity Fund | Colin McQueen | $100,001-$500,000 | $100,001-$500,000 |
Japan Fund | Archibald Ciganer Albeniz | None | None |
Large-Cap Growth Fund | Taymour R. Tamaddon | Over $1,000,000 | Over $1,000,000 |
Large-Cap Value Fund | John D. Linehan Gabriel Solomon | Over $1,000,000 $500,001–$1,000,000 | Over $1,000,000 $500,001–$1,000,000 |
Latin America Fund | Verena Wachnitz | $500,001–$1,000,000 | $500,001–$1,000,000 |
Limited Duration Inflation Focused Bond Fund | Michael K. Sewell | None | None |
Mid-Cap Growth Fund | Brian W.H. Berghuis | Over $1,000,000 | Over $1,000,000 |
Mid-Cap Value Fund | Vincent Michael DeAugustino | $500,001–$1,000,000 | Over $1,000,000 |
Multi-Strategy Total Return Fund | Richard de los Reyes Stefan Hubrich | Over $1,000,000 $500,001–$1,000,000 | Over $1,000,000 $500,001–$1,000,000 |
New Asia Fund | Anh Thi Lu | None | Over $1,000,000 |
New Era Fund | Shinwoo Kim | $100,001-$500,000 | $100,001-$500,000 |
New Horizons Fund | Joshua K. Spencer | over $1,000,000 | Over $1,000,000 |
New Income Fund | Stephen L. Bartolini Saurabh Sud | $500,001–$1,000,000 (g) | $500,001–$1,000,000 (g) |
Overseas Stock Fund | Raymond A. Mills | None | Over $1,000,000 |
QM U.S. Bond Index Fund | Robert M. Larkins | $10,001–$50,000 | $10,001–$50,000 |
Real Assets Fund | Richard Coghlan Christopher Faulkner-MacDonagh | $50,001-$100,000 None | $50,001–$100,000 $10,001-$50,000 |
Real Estate Fund | Nina P. Jones | $500,001-$1,000,000 | $500,001-$1,000,000 |
Science & Technology Fund | Kennard W. Allen (h) | Over $1,000,000 | Over $1,000,000 |
Short Duration Income Fund | Steven M. Kohlenstein Cheryl A. Mickel | $50,001-$100,000 $500,001–$1,000,000 | $50,001-$100,000 $500,001–$1,000,000 |
Short-Term Bond Fund | Michael F. Reinartz | $100,001-$500,000 | $100,001-$500,000 |
Small-Cap Stock Fund | Francisco Alonso (e) | None | Over $1,000,000 |
Small-Cap Value Fund | John David Wagner | $100,001–$500,000 | Over $1,000,000 |
Spectrum Conservative Allocation Fund | Charles M. Shriver Toby M. Thompson | $100,001-$500,000 $100,001-$500,000 | $100,001-$500,000 $500,001-$1,000,000 |
99
Fund | Portfolio Manager | Range of Equity Securities in the Fund Beneficially
Owned as of Fund’s Last | Range of Holdings in Investment Strategy
as of Fund’s Last |
Spectrum Diversified Equity Fund | Charles M. Shriver Toby M. Thompson | $100,001-$500,000 $10,001-$50,000 | $500,001-$1,000,000 $50,001-$10,000 |
Spectrum Income Fund | Charles M. Shriver Toby M. Thompson | $100,001-$500,000 $50,001-$10,000 | $500,001-$1,000,000 $50,001-$10,000 |
Spectrum International Equity Fund | Charles M. Shriver Toby M. Thompson | $100,001-$500,000 $10,001-$50,000 | $500,001-$1,000,000 $50,001-$10,000 |
Spectrum Moderate Allocation Fund | Charles M. Shriver Toby M. Thompson | $100,001-$500,000 $100,001-$500,000 | $100,001-$500,000 $500,001-$1,000,000 |
Spectrum Moderate Growth Allocation Fund | Charles M. Shriver Toby M. Thompson | $100,001-$500,000 $100,001-$500,000 | $100,001-$500,000 $500,001-$1,000,000 |
Summit Municipal Income Fund | Austin Applegate Konstantine B. Mallas | (i) $500,001–$1,000,000 | (i) Over $1,000,000 |
Summit Municipal Intermediate Fund | Charles B. Hill | Over $1,000,000 | Over $1,000,000 |
Tax-Efficient Equity Fund | Donald J. Peters | Over $1,000,000 | Over $1,000,000 |
Tax-Exempt Money Fund | Douglas D. Spratley | None | None |
Tax-Free High Yield Fund | James M. Murphy | $100,001–$500,000 | $100,001–$500,000 |
Tax-Free Income Fund | Konstantine B. Mallas Timothy G. Taylor | Over $1,000,000 (j) | Over $1,000,000 (j) |
Tax-Free Short-Intermediate Fund | Charles B. Hill | $1–$10,000 | $10,001–$50,000 |
Total Equity Market Index Fund | Neil Smith | None | None |
Total Return Fund | Christopher P. Brown Anna Alexandra Dreyer | $100,001-$500,000 $100,001-$500,000 | $100,001-$500,000 $100,001-$500,000 |
U.S. Equity Research Fund | Ann M. Holcomb Jason Nogueira Jason Benjamin Polun | Over $1,000,000 None None | Over $1,000,000 $50,001-$100,000 Over $1,000,000 |
U.S. High Yield Fund | Kevin Patrick Loome | $100,001–$500,000 | $100,001–$500,000 |
U.S. Large-Cap Core Fund | Shawn T. Driscoll | Over $1,000,000 | Over $1,000,000 |
U.S. Limited Duration TIPS Index Fund | Michael K. Sewell | None | None |
U.S. Treasury Intermediate Index Fund | Michael K. Sewell | None | None |
U.S. Treasury Long-Term Index Fund | Michael K. Sewell | None | None |
U.S. Treasury Money Fund | Douglas D. Spratley | None | $10,001-$50,000 |
Ultra Short-Term Bond Fund | Alexander S. Obaza | $100,001-$500,000 | $100,001-$500,000 |
Value Fund | Ryan S. Hedrick | Over $1,000,000 | Over $1,000,000 |
(a) See table beginning on page 16 for the fiscal year of the funds. The range of fund holdings as of the fund’s fiscal year end is updated concurrently with each fund’s prospectus date as shown in the table beginning on page 16.
(b) Effective February 28, 2023, Quentin S. Fitzsimmons and Scott D. Solomon became co-portfolio managers of the fund. Therefore, the range of holdings is not yet available. Effective December 31, 2023, Mr. Arif Husain will step down as co-portfolio manager of the fund.
(c) On March 13, 2003, Vivian Si will be on maternity leave and is expected to return on or about May 22, 2023. During the time Ms. Si is on maternity leave, Ann M. Holcomb will serve as interim portfolio manager of the fund.
(d) Effective February 28, 2023, Ramon Roberto de Castro replaced Keir R. Joyce as portfolio manager of the fund. Therefore, the range of holdings is not yet available.
(e) Effective July 1, 2023, Alexander Paul Roik will become co-portfolio manager of the fund. Therefore, the range of holdings is not yet available. Effective January 1, 2024, Mr. Alonso will step down as co-portfolio manager of the fund and Mr. Roik will become sole portfolio manager of the fund.
(f) Effective February 28, 2023, Andrew J. Keirle joined Kenneth Antony Orchard as co-portfolio manager of the fund. Therefore, the range of holdings is not yet available.
(g) Effective May 1, 2023, Saurabh Sud became co-portfolio manager of the fund. Therefore, the range of holdings is not yet available.
(h) Effective October 1, 2023, Anthony Bruce Wang will become co-portfolio manager of the fund. Therefore, the range of holdings is not yet available. Effective January 1, 2024, Mr. Allen will step down as co-portfolio manager of the fund and Mr. Wang will become sole portfolio manager of the fund.
(i) Effective January 1, 2023, Austin Applegate became co-portfolio manager of the fund. Therefore, the range of holdings is not yet available. Effective December 31, 2023, Mr. Applegate will become sole portfolio manager of the fund.
(j) Effective January 1, 2023, Timothy G. Taylor became co-portfolio manager of the fund. Therefore, the range of holdings is not yet available. Effective December 31, 2023, Mr. Taylor will become sole portfolio manager of the fund.
100
The following funds are generally designed to be sold to persons residing in the state referenced in the fund’s name. Since the portfolio managers of the state tax-free funds reside in Maryland, they do not typically invest in funds designed to provide tax benefits for residents of other states.
Fund | Portfolio Manager | Range
of Equity Securities | Range of Holdings in Investment Strategy as of Fund’s Last Fiscal Year Enda |
California Tax-Free Bond Fund | Austin Applegate | None | $10,001–$50,000 |
Georgia Tax-Free Bond Fund | Timothy G. Taylor | None | $50,001–$100,000 |
Maryland Short-Term Tax-Free Bond Fund | Charles B. Hill | $1–$10,000 | $10,001–$50,000 |
Maryland Tax-Free Bond Fund | Timothy G. Taylor | $50,001–$100,000 | $50,001–$100,000 |
Maryland Tax-Free Money Fund | Douglas D. Spratley | None | None |
New Jersey Tax-Free Bond Fund | Konstantine B. Mallas Timothy G. Taylor | None (b) | $100,001–$500,000 (b) |
New York Tax-Free Bond Fund | Konstantine B. Mallas Timothy G. Taylor | None (b) | $100,001–$500,000 (b) |
Virginia Tax-Free Bond Fund | Timothy G. Taylor | None | $50,001–$100,000 |
(a) See table beginning on page 16 for the fiscal year of the funds. The range of fund holdings as of the fund’s fiscal year is updated concurrently with each fund’s prospectus date as shown in the table beginning on page 16.
(b) Effective January 1, 2023, Timothy G. Taylor became co-portfolio manager of the fund. Therefore, the range of holdings is not yet available. Effective December 31, 2023, Mr. Mallas will step down as co-portfolio manager of the fund and Mr. Taylor will become sole portfolio manager of the fund.
The following Target Date Funds are designed to provide a diversified portfolio that becomes more conservative over time based on an expected retirement year.
Fund | Portfolio Manager | Range
of Equity Securities | Range of Holdings in Investment Strategy as |
Retirement 2005 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement 2010 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement 2015 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement 2020 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement 2025 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement 2030 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement 2035 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None $50,001-$100,000 | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement 2040 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None $100,001–$500,000 | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement 2045 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | $500,001–$1,000,000 None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
101
Fund | Portfolio Manager | Range of Equity Securities | Range
of Holdings in Investment Strategy as |
Retirement 2050 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None $500,001–$1,000,000 | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement 2055 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None $100,001–$500,000 | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement 2060 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None Over $1,000,000 | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement 2065 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None $1-$10,000 | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement Balanced Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement Blend 2005 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Retirement Blend 2010 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Retirement Blend 2015 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Retirement Blend 2020 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Retirement Blend 2025 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Retirement Blend 2030 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Retirement Blend 2035 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Retirement Blend 2040 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Retirement Blend 2045 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Retirement Blend 2050 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Retirement Blend 2055 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Retirement Blend 2060 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Retirement Blend 2065 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Retirement I 2005 Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
102
Fund | Portfolio Manager | Range of Equity Securities | Range
of Holdings in Investment Strategy as |
Retirement I 2010 Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement I 2015 Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement I 2020 Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement I 2025 Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement I 2030 Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement I 2035 Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement I 2040 Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None $100,001-$500,000 | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement I 2045 Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement I 2050 Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None $500,001-$1,000,000 | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement I 2055 Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None $100,001-$500,000 | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement I 2060 Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None Over $1,000,000 | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement I 2065 Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement Balanced I Fund—I Class | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Retirement Income 2020 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None Over $1,000,000 | Over $1,000,000 Over $1,000,000 Over $1,000,000 |
Target 2005 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Target 2010 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Target 2015 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Target 2020 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Target 2025 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
103
Fund | Portfolio Manager | Range of Equity Securities | Range
of Holdings in Investment Strategy as |
Target 2030 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Target 2035 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Target 2040 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Target 2045 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Target 2050 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Target 2055 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Target 2060 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
Target 2065 Fund | Kimberly E. DeDominicis Andrew G. Jacobs Van Merlen Wyatt A. Lee | None None None | None None None |
(a) See table beginning on page 16 for the fiscal year of the funds. The range of fund holdings as of the fund’s fiscal year is updated concurrently with each fund’s prospectus date as shown in the table beginning on page 16.
The following funds are not available for direct purchase by members of the public. Therefore, the portfolio manager is not permitted to invest directly in the fund.
Fund | Portfolio Manager | Range
of Equity | Range
of Holdings in Investment Strategy as of Fund’s Last |
Emerging Markets Corporate Multi-Sector Account Portfolio | Samy B. Muaddi Siby Thomas | None None | $500,001–$1,000,000 $100,001–$500,000 |
Emerging Markets Local Multi-Sector Account Portfolio | Andrew J. Keirle | None | $100,001–$500,000 |
Floating Rate Multi-Sector Account Portfolio | Stephen M. Finamore | None | None |
Government Reserve Fund | Douglas D. Spratley | None | $10,001-$50,000 |
Hedged Equity Fund | Sean P. McWilliams | (c) | (c) |
High Yield Multi-Sector Account Portfolio | Michael F. Connelly | None | None |
Investment-Grade Corporate Multi-Sector Account Portfolio | Steven E. Boothe | None | None |
Mid-Cap Index Fund | Neil Smith | None | None |
Mortgage-Backed Securities Multi-Sector Account Portfolio | Ramon Roberto de Castro | (b) | (b) |
Short-Term Fund | Douglas D. Spratley | None | None |
Short-Term Government Fund | Douglas D. Spratley | None | $10,001-$50,000 |
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Fund | Portfolio Manager | Range of Equity | Range of Holdings in Investment Strategy
as of Fund’s Last |
Small-Cap Index Fund | Neil Smith | None | None |
Transition Fund | Matthew W. Novak Bradley R. Raglin | None None | None None |
Treasury Reserve Fund | Douglas D. Spratley | None | None |
(a) See table beginning on page 16 for the fiscal year of the funds. The range of fund holdings as of the fund’s fiscal year is updated concurrently with each fund’s prospectus date as shown in the table beginning on page 16.
(b) Effective February 28, 2023, Ramon de Castro replaced Keir R. Joyce as portfolio manager of the fund. Therefore, the range of holdings is not yet available.
(c) The fund incepted on May 30, 2023; therefore, the range of fund holdings is not yet available.
Portfolio Manager Compensation
Portfolio manager compensation consists primarily of a base salary, a cash bonus, and an equity incentive that usually comes in the form of restricted stock grants. Compensation is variable and is determined based on the following factors.
Investment performance over 1-, 3-, 5-, and 10-year periods is the most important input. The weightings for these time periods are generally balanced and are applied consistently across similar strategies. T. Rowe Price (and Price Hong Kong, Price Singapore, Price Japan, Price International, and Price Investment Management, as appropriate) evaluates performance in absolute, relative, and risk-adjusted terms. Relative performance and risk-adjusted performance are typically determined with reference to the broad-based index (e.g., S&P 500 Index) and the Lipper average or index (e.g., Large-Cap Growth Index) set forth in the total returns table in the fund’s prospectus, although other benchmarks may be used as well. Investment results are also measured against comparably managed funds of competitive investment management firms. The selection of comparable funds is approved by the applicable investment steering committee (as described under the “Disclosure of Fund Portfolio Information” section) and is the same as the selection presented to the directors of the Price Funds in their regular review of fund performance. Performance is primarily measured on a pretax basis, although tax efficiency is considered and is especially important for the Tax-Efficient Equity Fund.
Compensation is viewed with a long-term time horizon. The more consistent a portfolio manager’s performance over time, the higher the compensation opportunity. The increase or decrease in a fund’s assets due to the purchase or sale of fund shares is not considered a material factor. In reviewing relative performance for fixed income funds, a fund’s expense ratio is usually taken into account. Contribution to T. Rowe Price’s overall investment process is an important consideration as well. Leveraging ideas and investment insights across applicable investment platforms; working effectively with and mentoring others; and other contributions to our clients, the firm, or our culture are important components of T. Rowe Price’s long-term success and are generally taken into consideration.
All employees of T. Rowe Price, including portfolio managers, can participate in a 401(k) plan sponsored by T. Rowe Price Group. In addition, all employees are eligible to purchase T. Rowe Price common stock through an employee stock purchase plan that features a limited corporate matching contribution. Eligibility for and participation in these plans is on the same basis for all employees. Finally, all vice presidents of T. Rowe Price Group, including all portfolio managers, receive supplemental medical/hospital reimbursement benefits and are eligible to participate in a supplemental savings plan sponsored by T. Rowe Price Group.
This compensation structure is used when evaluating the performance of all portfolios (including the Price Funds) managed by the portfolio manager.
Assets Under Management
The following table sets forth the number and total assets of the registered investment companies, other pooled investment vehicles, and other accounts managed by the portfolio managers as of the most recent fiscal year-end of the funds they manage, unless otherwise indicated. All of the assets of the funds that have multiple portfolio managers are shown as being allocated to all co-portfolio managers of those funds. There are no accounts for which the advisory fee is based on the performance of the account.
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Registered Investment | Other
Pooled Investment | Other Accounts | ||||
Portfolio Manager | Number | Total Assets | Number | Total Assets | Number | Total Assets |
Jason Adams | 1 | $136,922,325 | 0 | — | 0 | — |
Ulle Adamson | 1 | 28,562,182 | 0 | — | 0 | — |
Archibald Ciganer Albeniz | 1 | 418,124,989 | 8 | $2,028,392,074 | 1 | $373,748,146 |
Kennard W. Allen | 4 | 6,380,381,725 | 2 | 53,074,059 | 0 | — |
Francisco Alonso | 4 | 13,023,857,954 | 6 | 5,116,922,986 | 1 | 107,775,029 |
Austin Applegate | 1 | 614,304,919 | 6 | 535,431,161 | 1 | 211,561,992 |
Malik Sarmad Asif | 5 | 7,815,685,356 | 13 | 10,148,887,970 | 2 | 242,207,497 |
Ziad Bakri | 5 | 17,683,809,107 | 4 | 2,651,252,717 | 0 | — |
Harishankar Balkrishna | 1 | 17,026,904 | 4 | 37,190,129 | 0 | — |
Stephen L. Bartolini | 2 | 18,354,354,300 | 9 | 15,014,289,707 | 0 | — |
Peter J. Bates | 0 | — | 1 | 6,973,374 | 0 | — |
Robert Scott Berg | 1 | 999,290,040 | 21 | 9,193,781,857 | 0 | — |
Brian W.H. Berghuis | 9 | 44,802,037,082 | 6 | 9,723,992,600 | 3 | 388,581,232 |
Steven E. Boothe | 2 | 596,248,716 | 9 | 5,645,424,135 | 1 | 305,075,756 |
Christopher P. Brown | 2 | 660,565,916 | 2 | 284,910,194 | 6 | 891,647,359 |
Richard N. Clattenburg | 4 | 14,432,017,159 | 3 | 9,793,926,276 | 0 | — |
Richard Coghlan | 2 | 6,861,780,840 | 3 | 7,259,403,391 | 3 | 129,754 |
Michael F. Connelly | 2 | 268,231,421 | 6 | 1,036,699,411 | 1 | 34,820,711 |
David Corris | 3 | 372,584,145 | 0 | — | 2 | 17,712,380 |
Kimberly E. DeDominicis | 73 | 155,522,868,320 | 143 | 203,352,668,570 | 0 | — |
Richard de los Reyes | 4 | 7,374,595,484 | 2 | 113,050,531 | 0 | |
Ramon Roberto de Castro(a) | — | — | — | — | — | — |
Michael Della Vedova | 1 | 260,066,304 | 8 | 1,257,348,756 | 0 | — |
Vincent Michael DeAugustino | 5 | 16,947,991,788 | 2 | 6,339,115,447 | 0 | — |
Anna Alexandra Dreyer | 2 | 660,565,916 | 2 | 284,910,194 | 0 | — |
Shawn T. Driscoll | 3 | 10,204,376,778 | 7 | 8,473,284,359 | 1 | 3,152,922 |
David J. Eiswert | 1 | 4,784,791,794 | 38 | 16,534,956,912 | 5 | 2,244,354,312 |
Joseph B. Fath | 12 | 57,177,332,294 | 9 | 25,035,196,097 | 4 | 1,548,587,853 |
Christopher Faulkner-MacDonagh | 6 | 14,076,269,541 | 3 | 6,870,123,388 | 1 | 5,062,913 |
Stephen M. Finamore | 1 | 39,058,772 | 1 | 1,580,504,370 | 0 | — |
Quentin S. Fitzsimmons(b) | — | — | — | — | — | — |
David R. Giroux | 7 | 71,010,146,237 | 1 | 587,508,728 | 0 | — |
Paul D. Greene II | 10 | 62,335,605,634 | 30 | 26,412,349,704 | 5 | 2,546,736,215 |
Benjamin Griffiths | 1 | 5,940,995,933 | 4 | 980,938,602 | 4 | 299,800,826 |
Ryan S. Hedrick | 5 | 33,495,712,118 | 7 | 25,042,654,230 | 2 | 494,393,334 |
Charles B. Hill | 3 | 7,544,283,969 | 2 | 204,601,862 | 6 | 1,236,950,749 |
Ann M. Holcomb | 4 | 23,539,495,948 | 28 | 23,694,515,499 | 4 | 5,728,204,966 |
Thomas J. Huber | 3 | 22,131,860,339 | 1 | 170,367,051 | 4 | 243,314,326 |
Stefan Hubrich | 1 | 352,247,957 | 1 | 49,095,136 | 0 | — |
Arif Husain | 4 | 12,225,672,208 | 22 | 12,287,845,097 | 1 | 1,063,954,475 |
Andrew G. Jacobs Van Merlen | 73 | 160,614,680,522 | 80 | 193,368,189,338 | 0 | — |
Prashant G. Jeyaganesh | 3 | 372,584,145 | 2 | 140,326,244 | 2 | 17,712,380 |
Nina P. Jones | 1 | 1,126,332,264 | 1 | 13,160,985 | 0 | — |
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Registered Investment | Other
Pooled Investment | Other Accounts | ||||
Portfolio Manager | Number | Total Assets | Number | Total Assets | Number | Total Assets |
Jai Kapadia | 1 | 82,360,900 | 0 | — | 0 | — |
Andrew J. Keirle | 2 | 363,607,746 | 1 | 129,788,540 | 1 | 91,254,319 |
Shinwoo Kim | 3 | 4,032,428,088 | 3 | 184,119,814 | 1 | 1,465,141 |
Steven M. Kohlenstein | 1 | 48,349,775 | 0 | — | 0 | — |
Robert M. Larkins | 3 | 1,143,725,409 | 14 | 2,770,948,048 | 2 | 226,028,888 |
Wyatt A. Lee | 73 | 155,650,154,566 | 79 | 188,982,387,261 | 0 | — |
John D. Linehan | 18 | 35,996,795,103 | 31 | 18,803,106,060 | 13 | 2,302,490,340 |
Kevin Patrick Loome | 4 | 1,629,133,922 | 5 | 757,033,391 | 0 | — |
Anh Thi Lu | 1 | 2,317,122,116 | 4 | 1,200,248,419 | 0 | — |
Navneesh Malhan | 1 | 147,705,548 | 0 | — | 0 | — |
Konstantine B. Mallas | 6 | 5,821,674,267 | 1 | 47,864,175 | 5 | 16,959,638 |
Sebastien Mallet | 1 | 86,439,926 | 4 | 860,797,172 | 0 | — |
Paul M. Massaro | 2 | 12,376,948,872 | 11 | 3,253,504,822 | 8 | 3,633,177,054 |
Hugh D. McGuirk | 3 | 4,757,455,511 | 0 | — | 14 | 810,952,257 |
Heather K. McPherson | 6 | 12,831,799,108 | 9 | 2,473,462,128 | 18 | 4,619,266,723 |
Colin McQueen | 2 | 9,492,777,064 | 1 | 8,737,633,793 | 0 | — |
Sean P. McWilliams | 2 | 523,338,646 | 0 | — | 3 | 35,044,995 |
Cheryl A. Mickel | 1 | 48,349,775 | 7 | 13,371,333,968 | 1 | 172,342,776 |
Raymond A. Mills | 6 | 19,790,303,256 | 2 | 10,554,057,189 | 4 | 1,219,835,247 |
Jihong Min | 1 | 118,610,348 | 3 | 536,744,139 | 0 | — |
Eric C. Moffett | 5 | 7,815,685,356 | 8 | 7,003,925,817 | 2 | 242,207,497 |
Samy B. Muaddi | 11 | 20,856,409,797 | 17 | 6,418,497,506 | 6 | 2,173,681,715 |
Tobias Fabian Mueller | 1 | 829,360,543 | 6 | 198,099,937 | 1 | 324,548,050 |
James M. Murphy | 4 | 7,626,585,644 | 0 | — | 0 | — |
Sudhir Nanda | 3 | 8,378,029,249 | 4 | 413,835,358 | 1 | 106,333,811 |
Jason Nogueira | 6 | 23,700,923,796 | 29 | 30,435,331,289 | 6 | 5,746,851,847 |
Matthew W. Novak | 1 | 21,297,516 | 0 | — | 0 | — |
Alexander S. Obaza | 2 | 3,734,396,372 | 0 | — | 0 | — |
Kenneth Antony Orchard | 3 | 6,953,947,019 | 9 | 4,769,209,771 | 2 | 2,799,499,327 |
Oluwaseun Oyegunle | 1 | 141,435,767 | 1 | 6,476,111 | 1 | 124,402 |
Donald J. Peters | 6 | 4,848,742,337 | 7 | 1,991,557,081 | 4 | 230,659,599 |
Jason Benjamin Polun | 6 | 23,700,923,796 | 28 | 30,414,742,427 | 6 | 5,746,851,847 |
Jordan S. Pryor | 1 | 24,432,393 | 0 | — | 1 | 8,015,379 |
Bradley R. Raglin | 1 | 21,297,516 | 0 | — | 0 | — |
Rodney M. Rayburn | 6 | 10,031,959,447 | 2 | 4,166,346,533 | 0 | — |
Michael F. Reinartz | 7 | 9,130,592,379 | 5 | 16,032,148,389 | 3 | 398,006,803 |
Dominic Rizzo | 1 | 2,871,152,698 | 6 | 2,283,377,884 | 2 | 995,257,385 |
Federico Santilli | 2 | 481,402,866 | 0 | — | 1 | 1,682,458 |
Michael K. Sewell | 8 | 27,723,179,693 | 3 | 10,306,865,734 | 0 | — |
Charles M. Shriver | 16 | 42,979,309,985 | 25 | 8,678,470,665 | 4 | 211,574,783 |
Farris G. Shuggi | 1 | 20,929,138 | 0 | — | 1 | 12,059,888 |
Weijie (Vivian) Si | 1 | 48,382,725 | 0 | — | 0 | — |
Neil Smith | 7 | 26,566,890,082 | 5 | 17,911,197,523 | 0 | — |
Matthew J. Snowling | 1 | 1,543,977,874 | 0 | — | 0 | — |
Gabriel Solomon | 6 | 9,651,304,110 | 18 | 5,890,496,374 | 9 | 2,117,622,094 |
Scott D. Solomon(b) | — | — | — | — | — | — |
107
Registered Investment | Other
Pooled Investment | Other Accounts | ||||
Portfolio Manager | Number | Total Assets | Number | Total Assets | Number | Total Assets |
Joshua K. Spencer | 2 | 22,386,036,754 | 11 | 4,872,797,283 | 1 | 42,968,363 |
Douglas D. Spratley | 8 | 51,239,469,778 | 2 | 14,201,166,079 | 4 | 36,103,313 |
James Stillwagon | 1 | 5,890,075,672 | 1 | 836,418,555 | 0 | — |
Saurabh Sud | 1 | 35,362,225 | 1 | 27,358,474 | 0 | — |
Taymour R. Tamaddon | 8 | 20,292,126,556 | 64 | 22,453,784,243 | 15 | 3,907,591,056 |
Timothy G. Taylor | 3 | 4,904,873,125 | 0 | — | 0 | — |
Siby Thomas | 4 | 1,039,034,828 | 3 | 2,148,936,267 | 5 | 2,138,861,005 |
Toby M. Thompson | 8 | 16,413,951,104 | 29 | 8,479,250,069 | 26 | 207,703,471 |
Alan Tu | 1 | 2,871,152,69 | 6 | 2,283,377,884 | 2 | 995,257,385 |
Verena Wachnitz | 1 | 431,477,680 | 0 | — | 0 | — |
Lauren T. Wagandt | 1 | 610,526,877 | 5 | 5,929,771,924 | 1 | 385,349,936 |
John David Wagner | 4 | 15,282,471,656 | 5 | 5,962,203,082 | 0 | — |
Justin P. White | 3 | 8,213,767,689 | 6 | 2,376,111,026 | 0 | — |
Ernest C. Yeung | 3 | 3,987,332,004 | 5 | 4,066,629,603 | 0 | — |
Wenli Zheng | 2 | 5,989,258,516 | 5 | 1,056,674,947 | 5 | 341,438,106 |
(a) The individual assumed portfolio management responsibilities of a mutual fund on February 28, 2023. The information on other managed accounts is not yet available.
(b) The individual assumed co-portfolio management responsibilities of a mutual fund on February 28, 2023. The information on other managed accounts is not yet available.
Conflicts of Interest
Portfolio managers at T. Rowe Price and its affiliates may manage multiple accounts. These accounts may include, among others, mutual funds, exchange-traded funds, separate accounts (assets managed on behalf of institutions such as pension funds, colleges and universities, and foundations), offshore funds, and common trust funds. T. Rowe Price also provides non-discretionary advice to institutional investors in the form of delivery of model portfolios. Portfolio managers make investment decisions for each portfolio based on the investment objectives, policies, practices, and other relevant investment considerations that they believe are applicable to that portfolio. Consequently, portfolio managers may purchase (or sell) securities for one portfolio and not another portfolio. T. Rowe Price and its affiliates have adopted brokerage and trade allocation policies and procedures that they believe are reasonably designed to address any potential conflicts associated with managing multiple accounts. Please see the “Portfolio Transactions” section of this SAI for more information about our brokerage and trade allocation policies. Also, as disclosed under the “Portfolio Manager Compensation” section, the portfolio managers’ compensation is determined in the same manner with respect to all portfolios managed by the portfolio manager.
The Price Funds may, from time to time, own shares of Morningstar, Inc. Morningstar is a provider of investment research to individual and institutional investors, and publishes ratings on funds, including the Price Funds. T. Rowe Price acts as subadviser to two mutual funds offered by Morningstar. T. Rowe Price and its affiliates pay Morningstar for a variety of products and services. Morningstar may provide investment consulting and investment management services to clients of T. Rowe Price or its affiliates. The Price Funds may generally not purchase shares of stock issued by T. Rowe Price Group, Inc. However, a T. Rowe Price Index Fund is permitted to make such purchases to the extent T. Rowe Price Group, Inc. is represented in the benchmark index the fund is designed to track.
Additional potential conflicts may be inherent in our use of multiple strategies. For example, conflicts will arise in cases where different clients invest in different parts of an issuer’s capital structure, including circumstances in which one or more clients may own private securities or obligations of an issuer and other clients may own or seek to acquire securities of the same issuer. For example, a client may acquire a loan, loan participation or a loan assignment of a particular borrower in which one or more other clients have an equity investment or may invest in senior debt obligations of an issuer for one client and junior debt obligations or equity of the same issuer for another client. Similarly, if an issuer in which a client and one or more other clients directly or indirectly hold different classes of securities (or other assets, instruments or obligations issued by such issuer or underlying investments of such issuer) encounters financial problems, is involved in a merger or acquisition or a going private transaction, decisions over the terms of any workout or transaction
108
will raise conflicts of interests. While it is appropriate for different clients to hold investments in different parts of the same issuer’s capital structure under normal circumstances, the interests of stockholders and debt holders may conflict, as the securities they hold will likely have different voting rights, dividend or repayment priorities or other features that could be in conflict with one another. Clients should be aware that conflicts will not necessarily be resolved in favor of their interests.
In some cases, T. Rowe Price or its affiliates may refrain from taking certain actions or making certain investments on behalf of clients in order to avoid or mitigate certain conflicts of interest or to prevent adverse regulatory actions or other implications for T. Rowe Price or its affiliates, or may sell investments for certain clients, in such case potentially disadvantaging the clients on whose behalf the actions are not taken, investments not made, or investments sold. In other cases, T. Rowe Price or its affiliates may take actions in order to mitigate legal risks to T. Rowe Price or its affiliates, even if disadvantageous to a client.
Conflicts such as those described above may also occur between clients on the one hand, and T. Rowe Price or its affiliates, on the other. These conflicts will not always be resolved in the favor of the client. In addition, conflicts may exist between different clients of T. Rowe Price or its affiliates. T. Rowe Price and one or more of its affiliates may operate autonomously from each other and may take actions that are adverse to other clients managed by an affiliate. In some cases, T. Rowe Price or its affiliates will have limited or no ability to mitigate those actions or address those conflicts, which could adversely affect T. Rowe Price or its affiliates’ clients. In addition, certain regulatory restrictions may prohibit clients of T. Rowe Price or its affiliates from investing in certain companies because of the applicability of certain laws and regulations to T. Rowe Price, its affiliates, or the Price Funds. T. Rowe Price or its affiliates’ willingness to negotiate terms or take actions with respect to an investment for its clients may be directly or indirectly, constrained or impacted to the extent that an affiliate or the Price Funds and/or their respective directors, partners, managers, members, officers or personnel are also invested therein or otherwise have a connection to the subject investments.
Investment personnel are mindful of potentially conflicting interests of our clients with investments in different parts of an issuer’s capital structure and take appropriate measures to ensure that the interests of all clients are fairly represented.
As of December 31, 2022, none of the independent directors, Advisory Board members, or their immediate family members owned beneficially or of record any securities of T. Rowe Price (the Price Funds’ investment adviser), Investment Services (the Price Funds’ distributor), or any person controlling, controlled by, or under common control with T. Rowe Price or Investment Services.
109
As of April 30, 2023, the directors and executive officers of the funds, as a group, owned less than 1% of the outstanding shares of any fund, except as shown in the following table.
Fund | % |
China Evolution Equity Fund | 28.71 |
Credit Opportunities Fund | 5.64 |
Dynamic Credit Fund | 3.66 |
Emerging Markets Discovery Stock Fund | 5.99 |
Global Impact Equity Fund | 14.29 |
Government Money Fund | 1.35 |
Integrated Global Equity Fund | 4.41 |
Integrated U.S. Large-Cap Value Equity Fund | 2.22 |
Intermediate Tax-Free High Yield Fund | 9.86 |
Maryland Short-Term Tax-Free Bond Fund | 2.86 |
Maryland Tax-Free Bond Fund | 2.24 |
Maryland Tax-Free Money Fund | 6.93 |
Short Duration Income Fund | 5.76 |
Tax-Efficient Equity Fund | 7.36 |
Target 2065 Fund | 4.68 |
As of April 30, 2023, the following shareholders of record owned more than 5% of the outstanding shares of the indicated funds and/or classes.
2/28 Fiscal Year Funds
FUND |
| SHAREHOLDER |
| % |
CALIFORNIA TAX-FREE BOND FUND |
| CHARLES SCHWAB & CO INC |
| 10.73 |
|
| REINVEST ACCOUNT |
|
|
ATTN MUTUAL FUND DEPT | ||||
211 MAIN STREET | ||||
SAN FRANCISCO CA 94105-1905 | ||||
|
|
|
|
|
|
| MLPF&S FOR THE SOLE BENEFIT OF |
| 5.68 |
|
| ITS CUSTOMERS |
|
|
|
| 4800 DEERLAKE DR E 3RD FL |
|
|
|
| JACKSONVILLE FL 32246-6484 |
|
|
|
|
|
|
|
|
| MORGAN STANLEY SMITH BARNEY LLC |
| 6.67 |
|
| FOR THE EXCL BENEFIT OF ITS CUST |
|
|
|
| 1 NEW YORK PLZ FL SC1 FL 39 |
|
|
|
| NEW YORK NY 10004-1932 |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 36.69(a) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
499 WASHINGTON BLVD FL 5 | ||||
JERSEY CITY NJ 07310-2010 |
110
FUND |
| SHAREHOLDER |
| % |
CALIFORNIA TAX-FREE BOND FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 10.93 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
| SEI PRIVATE TRUST COMPANY |
| 7.35 |
|
| C/O MELLON BANK |
|
|
|
| 1 FREEDOM VALLEY DR |
|
|
|
| OAKS PA 19456-9989 |
|
|
FLOATING RATE MULTI-SECTOR ACCOUNT PORTFOLIO |
| BALTIMORE EQUITABLE SOCIETY |
| 7.22 |
|
| ATTN MARY HARLEE |
|
|
100 N CHARLES ST STE 640 | ||||
BALTIMORE MD 21201-3808 | ||||
|
|
|
|
|
|
| GENERAL DYNAMICS CORP 401K |
| 34.79(a) |
|
| PLAN MASTER TRUST CP |
|
|
2941 FAIRVIEW PARK DR STE 100 | ||||
FALLS CHURCH VA 22042-4541 | ||||
|
|
|
|
|
|
| ILLINOIS STUDENT ASSISTANCE |
| 9.74 |
|
| COMMISSION |
|
|
|
| ATTN ROGER ROJAS |
|
|
1755 LAKE COOK RD | ||||
DEERFIELD IL 60015-5209 | ||||
|
|
|
|
|
|
| T ROWE PRICE ASSOCIATES |
| 34.59(b) |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
100 E PRATT ST | ||||
BALTIMORE MD 21202-1009 | ||||
|
|
|
|
|
|
| XCEL ENERGY INC. |
| 13.66 |
|
| ATTN GREG ZICK |
|
|
|
| 414 NICOLLET MALL |
|
|
|
| MINNEAPOLIS MN 55401-1993 |
|
|
GEORGIA TAX-FREE BOND FUND |
| CHARLES SCHWAB & CO INC |
| 10.09 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| MARIL & CO |
| 6.52 |
|
| C/O RELIANCE TRUST COMPANY WI |
|
|
|
| MAILCODE: BD1N - ATTN MF |
|
|
|
| 4900 W BROWN DEER RD |
|
|
|
| MILWAUKEE WI 53223-2422 |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 35.47(a) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
111
FUND |
| SHAREHOLDER |
| % |
GEORGIA TAX-FREE BOND FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 13.06 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| SEI PRIVATE TRUST COMPANY |
| 39.30(a) |
|
| C/O TRUST |
|
|
HIGH YIELD MULTI-SECTOR ACCOUNT PORTFOLIO |
| BALTIMORE EQUITABLE SOCIETY |
| 11.26 |
|
| ATTN MARY HARLEE |
|
|
|
|
|
|
|
|
| GENERAL DYNAMICS CORP 401K |
| 55.43(a) |
|
| PLAN MASTER TRUST CP |
|
|
|
|
|
|
|
|
| ILLINOIS STUDENT ASSISTANCE |
| 15.18 |
|
| COMMISSION |
|
|
|
| ATTN ROGER ROJAS |
|
|
|
|
|
|
|
|
| T ROWE PRICE ASSOCIATES |
| 18.13 |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
INTERMEDIATE TAX-FREE HIGH YIELD FUND |
| CHARLES SCHWAB & CO INC |
| 34.38(a) |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| LPL FINANCIAL |
| 12.73 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
| 4707 EXECUTIVE DR |
|
|
SAN DIEGO CA 92121-3091 | ||||
|
| NATIONAL FINANCIAL SERVICES |
| 10.85 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
INTERMEDIATE TAX-FREE HIGH YIELD FUND— |
| T ROWE PRICE ASSOCIATES |
| 100.00(b) |
ADVISOR CLASS |
| ATTN FINANCIAL REPORTING DEPT |
|
|
INTERMEDIATE TAX-FREE HIGH YIELD FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 37.41(a) |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| CINDY PATTERSON |
| 12.02 |
|
|
|
|
|
|
| VANGUARD BROKERAGE SERVICES |
| 7.39 |
PO BOX 1170 | ||||
VALLEY FORGE PA 19482-1170 |
112
FUND |
| SHAREHOLDER |
| % |
INVESTMENT-GRADE CORPORATE MULTI-SECTOR |
| ALLEN & COMPANY |
| 14.33 |
ACCOUNT PORTFOLIO |
| 711 5TH AVE FL 9 |
|
|
|
| NEW YORK NY 10022-3168 |
|
|
|
|
|
|
|
|
| BALTIMORE EQUITABLE SOCIETY |
| 11.97 |
|
| ATTN MARY HARLEE |
|
|
|
|
|
|
|
|
| GENERAL DYNAMICS CORP 401K |
| 57.52(a) |
|
| PLAN MASTER TRUST CP |
|
|
|
|
|
|
|
|
| ILLINOIS STUDENT ASSISTANCE |
| 16.18 |
|
| COMMISSION |
|
|
|
| ATTN ROGER ROJAS |
|
|
MARYLAND SHORT-TERM TAX-FREE BOND FUND |
| CHARLES SCHWAB & CO INC |
| 17.84 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 10.48 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 18.97 |
|
| PO BOX 2052 |
|
|
JERSEY CITY NJ 07303-2052 | ||||
|
| TD AMERITRADE INC FBO |
| 5.82 |
|
| OUR CUSTOMERS |
|
|
PO BOX 2226 | ||||
OMAHA NE 68103-2226 | ||||
MARYLAND TAX-FREE BOND FUND |
| CHARLES SCHWAB & CO INC |
| 9.15 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 19.28 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 5.01 |
MARYLAND TAX-FREE BOND FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 5.17 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| SAXON & CO |
| 5.45 |
|
| PO BOX 94597 |
|
|
|
| CLEVELAND OH 44101-4597 |
|
|
113
FUND |
| SHAREHOLDER |
| % |
MARYLAND TAX-FREE MONEY FUND |
| LPL FINANCIAL |
| 5.23 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| RBC CAPITAL MARKETS LLC |
| 7.26 |
|
| MUTUAL FUND OMNIBUS PROCESSING |
|
|
|
| OMNIBUS |
|
|
|
| ATTN MUTUAL FUND OPS MANAGER |
|
|
|
| 250 NICOLLET MALL STE 1400 |
|
|
|
| MINNEAPOLIS MN 55401-1931 |
|
|
MARYLAND TAX-FREE MONEY FUND—I CLASS |
| ARNOLD SAGNER AGENT POA |
| 7.50 |
|
| MONICA SAGNER TR |
|
|
|
| MONICA SAGNER REVOCABLE TRUST |
|
|
|
|
|
|
|
|
| BARBARA T TICE T O D |
| 7.89 |
|
|
|
|
|
|
| MARY JOHN MILLER |
| 13.90 |
|
| JAMES D MILLER JT TEN |
|
|
MORTGAGE-BACKED SECURITIES MULTI-SECTOR |
| ALLEN & COMPANY |
| 9.32 |
ACCOUNT PORTFOLIO |
|
|
| |
|
| BALTIMORE EQUITABLE SOCIETY |
| 9.04 |
|
| ATTN MARY HARLEE |
|
|
|
|
|
|
|
|
| GENERAL DYNAMICS CORP 401K |
| 43.26(a) |
|
| PLAN MASTER TRUST CP |
|
|
|
|
|
|
|
|
| ILLINOIS STUDENT ASSISTANCE |
| 12.26 |
|
| COMMISSION |
|
|
|
| ATTN ROGER ROJAS |
|
|
|
|
|
|
|
|
| XCEL ENERGY INC. |
| 26.13(a) |
|
| ATTN GREG ZICK |
|
|
NEW JERSEY TAX-FREE BOND FUND |
| CHARLES SCHWAB & CO INC |
| 6.34 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 40.17(a) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
NEW JERSEY TAX-FREE BOND FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 5.04 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| SAXON & CO |
| 9.12 |
114
FUND |
| SHAREHOLDER |
| % |
NEW YORK TAX-FREE BOND FUND |
| CHARLES SCHWAB & CO INC |
| 7.75 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| MLPF&S FOR THE SOLE BENEFIT OF |
| 5.32 |
|
| ITS CUSTOMERS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 11.72 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 5.17 |
|
| OUR CUSTOMERS |
|
|
NEW YORK TAX-FREE BOND FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 7.79 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
TAX-FREE HIGH YIELD FUND |
| BAND & CO C/O US BANK NA |
| 6.87 |
1555 N RIVERCENTER DR STE 302 | ||||
MILWAUKEE WI 53212-3958 | ||||
|
|
|
|
|
|
| GOLDMAN SACHS & CO |
| 26.56(a) |
|
| C/O MUTUAL FUNDS OPS |
|
|
|
| 222 S MAIN ST |
|
|
|
| SALT LAKE CITY UT 84101-2199 |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 13.11 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 7.09 |
TAX-FREE HIGH YIELD FUND—ADVISOR CLASS |
| LPL FINANCIAL |
| 6.69 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 51.22(a) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 24.23 |
|
|
|
|
|
|
| RAYMOND JAMES |
| 5.22 |
|
| OMNIBUS FOR MUTUAL FUNDS |
|
|
|
| HOUSE ACCT |
|
|
|
| ATTN COURTNEY WALLER |
|
|
115
FUND |
| SHAREHOLDER |
| % |
TAX-FREE HIGH YIELD FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 7.62 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| EDWARD D JONES & CO |
| 7.25 |
|
| FOR THE BENEFIT OF CUSTOMERS |
|
|
12555 MANCHESTER RD | ||||
SAINT LOUIS MO 63131-3729 | ||||
TAX-FREE INCOME FUND |
| CHARLES SCHWAB & CO INC |
| 5.73 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| LPL FINANCIAL |
| 8.34 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 10.09 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| RAYMOND JAMES |
| 7.35 |
|
| OMNIBUS FOR MUTUAL FUNDS |
|
|
|
| HOUSE ACCT |
|
|
|
| ATTN COURTNEY WALLER |
|
|
TAX-FREE INCOME FUND—ADVISOR CLASS |
| CHARLES SCHWAB & CO INC |
| 21.36 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 57.86(a) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 6.82 |
|
| OUR CUSTOMERS |
|
|
TAX-FREE INCOME FUND—I CLASS |
| J.P. MORGAN SECURITIES LLC |
| 5.98 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| 4 CHASE METROTECH CTR |
|
|
BROOKLYN NY 11245-0003 | ||||
|
| NATIONAL FINANCIAL SERVICES |
| 7.53 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT |
|
|
|
|
|
|
|
|
| SEI PRIVATE TRUST COMPANY |
| 20.48 |
|
| C/O M&T BANK |
|
|
|
| ATTN MUTUAL FUND ADMINISTRATOR |
|
|
116
FUND |
| SHAREHOLDER |
| % |
TAX-FREE SHORT-INTERMEDIATE FUND |
| CHARLES SCHWAB & CO INC |
| 8.34 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 9.60 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 6.59 |
|
| OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| WELLS FARGO CLEARING SERVICES LLC |
| 33.25(a) |
|
| SPECIAL CUSTODY ACCT FOR THE |
|
|
|
| EXCLUSIVE BENEFIT OF CUSTOMERS |
|
|
2801 MARKET ST | ||||
SAINT LOUIS MO 63103-2523 | ||||
TAX-FREE SHORT-INTERMEDIATE FUND—ADVISOR |
| CITBANCO A PARTNERSHIP |
| 36.24(a) |
CLASS |
| 529 LAKE AVENUE |
|
|
PO BOX 1227 | ||||
STORM LAKE IA 50588-1227 | ||||
|
| MORGAN STANLEY SMITH BARNEY LLC |
| 7.96 |
|
| FOR THE EXCL BENEFIT OF ITS CUST |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 36.49(a) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 18.01 |
TAX-FREE SHORT-INTERMEDIATE FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 6.69 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| CHARLES SCHWAB & CO INC |
| 9.63 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| EDWARD D JONES & CO |
| 12.60 |
|
| FOR THE BENEFIT OF CUSTOMERS |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 11.69 |
|
| OUR CUSTOMERS |
|
|
117
FUND |
| SHAREHOLDER |
| % |
VIRGINIA TAX-FREE BOND FUND |
| CHARLES SCHWAB & CO INC |
| 10.85 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 24.39 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 6.14 |
|
|
|
|
|
|
| RAYMOND JAMES |
| 6.01 |
|
| OMNIBUS FOR MUTUAL FUNDS |
|
|
|
| HOUSE ACCT |
|
|
|
| ATTN COURTNEY WALLER |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 6.02 |
|
| OUR CUSTOMERS |
|
|
VIRGINIA TAX-FREE BOND FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 10.28 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
(a) | At the level of ownership indicated, the shareholder may be able to determine the outcome of any matters affecting a fund or one of its classes that are submitted to shareholders for vote. |
(b) | T. Rowe Price Associates, Inc. is a wholly owned subsidiary of T. Rowe Price Group, Inc., each a Maryland corporation. Shares owned by T. Rowe Price Associates, Inc. may represent discretionary investments and/or a contribution to the fund at its inception that provided the fund with sufficient capital to invest in accordance with its investment program. At the level of ownership indicated, T. Rowe Price Associates, Inc. may be able to determine the outcome of most issues that were submitted to shareholders for vote. |
5/31 Fiscal Year Funds
FUND |
| SHAREHOLDER |
| % |
CORPORATE INCOME FUND—I CLASS |
| T ROWE PRICE RPS INC |
| 5.91 |
|
| FBO TRP PLAN |
|
|
|
| T ROWE PRICE CORP INCOME I |
|
|
PO BOX 17215 | ||||
BALTIMORE MD 21297-1215 | ||||
CORPORATE INCOME FUND—Z CLASS |
| SPECTRUM INCOME FUND |
| 100.00(a) |
|
| T. ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
CREDIT OPPORTUNITIES FUND |
| CHARLES SCHWAB & CO INC |
| 25.15(b) |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| LPL FINANCIAL |
| 9.17 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 7.38 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 5.49 |
118
FUND |
| SHAREHOLDER |
| % |
CREDIT OPPORTUNITIES FUND—ADVISOR CLASS |
| CHARLES SCHWAB & CO INC |
| 30.99(b) |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 65.63(b) |
CREDIT OPPORTUNITIES FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 22.02 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| T ROWE PRICE ASSOCIATES |
| 25.71(c) |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
FLOATING RATE FUND |
| CHARLES SCHWAB & CO INC |
| 7.66 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| LPL FINANCIAL |
| 10.05 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| MLPF&S FOR THE SOLE BENEFIT OF |
| 6.28 |
|
| ITS CUSTOMERS |
|
|
|
|
|
|
|
|
| MORGAN STANLEY SMITH BARNEY LLC |
| 6.37 |
|
| FOR THE EXCL BENEFIT OF ITS CUST |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 19.37 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 5.51 |
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 5.10 |
|
| OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| UBS WM USA |
| 8.70 |
|
| SPEC CDY A/C EXL BEN CUSTOMERS |
|
|
|
| OF UBSFI |
|
|
|
| 1000 HARBOR BLVD |
|
|
|
| WEEHAWKEN NJ 07086-6761 |
|
|
|
|
|
|
|
|
| WELLS FARGO CLEARING SERVICES LLC |
| 11.39 |
|
| SPECIAL CUSTODY ACCT FOR THE |
|
|
|
| EXCLUSIVE BENEFIT OF CUSTOMERS |
|
|
119
FUND |
| SHAREHOLDER |
| % |
FLOATING RATE FUND—ADVISOR CLASS |
| CHARLES SCHWAB & CO INC |
| 9.69 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 40.16(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 7.11 |
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 31.62(b) |
|
| OUR CUSTOMERS |
|
|
FLOATING RATE FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 31.83(b) |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 8.85 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 6.89 |
|
|
|
|
|
|
| T ROWE PRICE ASSOCIATES |
| 8.52 |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 6.79 |
|
| OUR CUSTOMERS |
|
|
120
FUND |
| SHAREHOLDER |
| % |
FLOATING RATE FUND—Z CLASS |
| RETIREMENT I 2020 FUND |
| 5.06 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2025 FUND |
| 6.42 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2030 FUND |
| 6.34 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2020 |
| 10.32 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2025 |
| 9.99 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2030 |
| 9.70 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| SPECTRUM INCOME FUND |
| 26.88(a) |
|
| T. ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
121
FUND |
| SHAREHOLDER |
| % |
GLOBAL MULTI-SECTOR BOND FUND |
| CHARLES SCHWAB & CO INC |
| 8.52 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| LPL FINANCIAL |
| 8.96 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| MORGAN STANLEY SMITH BARNEY LLC |
| 9.46 |
|
| FOR THE EXCL BENEFIT OF ITS CUST |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 12.86 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 8.27 |
|
|
|
|
|
|
| RAYMOND JAMES |
| 6.22 |
|
| OMNIBUS FOR MUTUAL FUNDS |
|
|
|
| HOUSE ACCT |
|
|
|
| ATTN COURTNEY WALLER |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 5.35 |
|
| OUR CUSTOMERS |
|
|
GLOBAL MULTI-SECTOR BOND FUND—ADVISOR CLASS |
| CHARLES SCHWAB & CO INC |
| 5.53 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 58.62(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
GLOBAL MULTI-SECTOR BOND FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 18.90 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 8.61 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 15.52 |
GNMA FUND |
| CHARLES SCHWAB & CO INC |
| 5.21 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
GNMA FUND—Z CLASS |
| SPECTRUM INCOME FUND |
| 100.00(a) |
|
| T. ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
GOVERNMENT MONEY FUND |
| T ROWE PRICE ASSOCIATES INC |
| 10.31 |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
122
FUND |
| SHAREHOLDER |
| % |
HIGH YIELD FUND |
| CHARLES SCHWAB & CO INC |
| 7.11 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 8.39 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
HIGH YIELD FUND—ADVISOR CLASS |
| CHARLES SCHWAB & CO INC |
| 7.08 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| MORGAN STANLEY SMITH BARNEY LLC |
| 5.63 |
|
| FOR THE EXCL BENEFIT OF ITS CUST |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 52.14(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| VOYA INSTITUTIONAL TRUST COMPANY |
| 5.90 |
|
| 1 ORANGE WAY B3N |
|
|
|
| WINDSOR CT 06095-4774 |
|
|
HIGH YIELD FUND—I CLASS |
| EDWARD D JONES & CO |
| 49.58(b) |
|
| FOR THE BENEFIT OF CUSTOMERS |
|
|
|
|
|
|
|
|
| FUBON LIFE INSURANCE CO., |
| 6.69 |
|
| LTD.-FIXED INCOME |
|
|
|
| 14F., NO.108, SEC.1, DUN HUA S. RD. |
|
|
|
| TAIPEI, 105 |
|
|
123
FUND |
| SHAREHOLDER |
| % |
HIGH YIELD FUND—Z CLASS |
| RETIREMENT I 2020 FUND |
| 5.12 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2025 FUND |
| 6.23 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2030 FUND |
| 6.09 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2020 |
| 10.37 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2025 |
| 9.63 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2030 |
| 9.24 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| SPECTRUM INCOME FUND |
| 28.61(a) |
|
| T. ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
INFLATION PROTECTED BOND FUND |
| NATIONAL FINANCIAL SERVICES |
| 22.41 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 5.83 |
|
| OMNIBUS ACCOUNT |
|
|
|
| INFLATION PROTECTED BOND |
|
|
INFLATION PROTECTED BOND FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 6.00 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 5.45 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
INFLATION PROTECTED BOND FUND—Z CLASS |
| T ROWE PRICE ASSOCIATES |
| 100.00(c) |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
124
FUND |
| SHAREHOLDER |
| % |
INSTITUTIONAL FLOATING RATE FUND |
| CHARLES SCHWAB & CO INC |
| 12.32 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 20.23 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| SEAMILE & CO |
| 20.18 |
|
| C/O T ROWE PRICE ASSOC |
|
|
|
| ATTN CAPITAL APPREC FUND |
|
|
|
|
|
|
|
|
| WELLS FARGO BANK NA FBO |
| 8.09 |
|
| OMNIBUS ACCOUNT CASH/CASH |
|
|
INSTITUTIONAL FLOATING RATE FUND—Z CLASS |
| ROCKYLEDGE & CO |
| 42.91(a) |
|
| C/O T ROWE PRICE ASSOC |
|
|
|
| ATTN GLOBAL MULTI-SECTOR BOND FUND |
|
|
|
|
|
|
|
|
| TUNA AND COMPANY |
| 57.09(b) |
|
| C/O T ROWE PRICE ASSOCIATES INC |
|
|
|
| ATTN NEW INCOME FUND |
|
|
INSTITUTIONAL HIGH YIELD FUND |
| BREAD & CO |
| 12.38 |
|
| C/O T ROWE PRICE ASSOC |
|
|
|
| ATTN BALANCED FUND |
|
|
|
|
|
|
|
|
| FACTORY MUTUAL INSURANCE CO |
| 9.63 |
|
| 270 CENTRAL AVE |
|
|
JOHNSTON RI 02919-4923 | ||||
|
| GOLDMAN SACHS & CO |
| 7.82 |
|
| EXCLUSIVE BENEFIT OF CUSTOMERS |
|
|
|
|
|
|
|
|
| LADYBIRD & CO |
| 5.46 |
|
| C/O T ROWE PRICE ASSOC |
|
|
|
| ATTN PERS STRATEGY INCOME FD |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 20.83 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
INSTITUTIONAL LONG DURATION CREDIT FUND |
| BAND & CO C/O US BANK NA |
| 17.77 |
|
|
|
|
|
|
| CHARLES SCHWAB & CO INC |
| 60.92(b) |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| CHILDRENS HOME SOCIETY OF NJ |
| 14.94 |
|
| PENSION FUND |
|
|
|
| C/O BRUNO CELLUCCI |
|
|
125
FUND |
| SHAREHOLDER |
| % |
LIMITED DURATION INFLATION FOCUSED BOND FUND |
| CHARLES SCHWAB & CO INC |
| 15.75 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| LPL FINANCIAL |
| 8.74 |
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 8.15 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 17.86 |
LIMITED DURATION INFLATION FOCUSED BOND FUND— |
| PERSHING LLC |
| 5.36 |
I CLASS |
|
|
|
|
|
| T ROWE PRICE SERVICES INC FBO |
| 27.38(b) |
|
| EDUCATION TRUST OF ALASKA |
|
|
|
| ENROLLMENT PORTFOLIO |
|
|
|
|
|
|
|
|
| T ROWE PRICE SERVICES INC FBO |
| 42.79(b) |
|
| EDUCATION TRUST OF ALASKA |
|
|
|
| PORTFOLIO 2021-2024 |
|
|
|
| ATTN DAWN WAGNER FIXED INCOME |
|
|
|
|
|
|
|
|
| T ROWE PRICE SERVICES INC FBO |
| 6.87 |
|
| EDUCATION TRUST OF ALASKA |
|
|
|
| PORTFOLIO 2025-2028 |
|
|
|
| ATTN DAWN WAGNER FIXED INCOME |
|
|
126
FUND |
| SHAREHOLDER |
| % |
LIMITED DURATION INFLATION FOCUSED BOND FUND— |
| RETIREMENT I 2020 FUND |
| 9.02 |
Z CLASS |
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2025 FUND |
| 9.28 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT INCOME PORTFOLIO |
| 5.30 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2010 |
| 6.47 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2015 |
| 8.38 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2020 |
| 18.27 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2025 |
| 14.35 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2030 |
| 7.11 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
NEW INCOME FUND |
| NATIONAL FINANCIAL SERVICES |
| 5.90 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 5.65 |
|
|
|
|
|
|
| T ROWE PRICE TRUST CO INC |
| 8.69 |
|
| ATTN TRPS INST CONTROL DEPT |
|
|
127
FUND |
| SHAREHOLDER |
| % |
NEW INCOME FUND—ADVISOR CLASS |
| EMPOWER TRUST COMPANY LLC |
| 8.58 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
| MORGAN STANLEY SMITH BARNEY LLC |
| 8.90 |
|
| FOR THE EXCL BENEFIT OF ITS CUST |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 5.86 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 14.71 |
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 5.37 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
| 1 LINCOLN STREET |
|
|
BOSTON MA 02111-2901 | ||||
|
| VANTAGEPOINT ROTH IRA |
| 5.28 |
|
| C/O MISSIONSQUARE RETIREMENT |
|
|
|
|
|
|
|
|
| VANTAGEPOINT TRADITIONAL IRA |
| 22.90 |
|
| C/O MISSIONSQUARE RETIREMENT |
|
|
NEW INCOME FUND—I CLASS |
| EDUCATION TRUST OF ALASKA |
| 7.96 |
|
| PORTFOLIO 2024 |
|
|
|
| C/O T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN DAWN WAGNER FIXED INCOME |
|
|
|
|
|
|
|
|
| EDWARD D JONES & CO |
| 6.34 |
|
| FOR THE BENEFIT OF CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 10.95 |
|
|
|
|
|
|
| T ROWE PRICE SERVICES INC FBO |
| 9.46 |
|
| EDUCATION TRUST OF ALASKA |
|
|
|
| PORTFOLIO FOR EDUCATION TODAY |
|
|
128
FUND |
| SHAREHOLDER |
| % |
NEW INCOME FUND—R CLASS |
| DCGT AS TTEE AND/OR CUST |
| 11.98 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
711 HIGH ST | ||||
DES MOINES IA 50392-0001 | ||||
|
|
|
|
|
|
| MATRIX TRUST COMPANY CUST FBO |
| 13.84 |
|
| FAMILY HOME OFFICE LLC 401(K) PLAN |
|
|
|
| 717 17TH ST STE 1300 |
|
|
DENVER CO 80202-3304 | ||||
|
| NATIONWIDE TRUST CO FSB |
| 15.45 |
|
| C/O IPO PORTFOLIO ACCTG |
|
|
|
| PO BOX 182029 |
|
|
COLUMBUS OH 43218-2029 | ||||
|
| STATE STREET BANK AND TRUST AS |
| 45.78(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
129
FUND |
| SHAREHOLDER |
| % |
NEW INCOME FUND—Z CLASS |
| RETIREMENT I 2020 FUND |
| 5.74 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2025 FUND |
| 7.62 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2030 FUND |
| 8.54 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2020 |
| 11.78 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2025 |
| 11.88 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2030 |
| 13.07 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2035 |
| 5.66 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| SPECTRUM INCOME FUND |
| 6.72 |
|
| T. ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
RETIREMENT 2005 FUND |
| NATIONAL FINANCIAL SERVICES |
| 8.57 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 6.12 |
|
| OMNIBUS ACCOUNT |
|
|
|
| RETIREMENT |
|
|
130
FUND |
| SHAREHOLDER |
| % |
RETIREMENT 2005 FUND—ADVISOR CLASS |
| NATIONAL FINANCIAL SERVICES |
| 13.02 |
|
| FOR EXCLUSIVE BENEFIT OF OUR |
|
|
|
| CUSTOMERS |
|
|
|
| RUSS LENNON |
|
|
|
|
|
|
|
|
| RELIANCE TRUST COMPANY FBO |
| 7.68 |
|
| RETIREMENT PLANS SERVICED BY METLIFE |
|
|
|
|
|
|
|
|
| VANTAGEPOINT ROTH IRA |
| 5.59 |
|
| C/O MISSIONSQUARE RETIREMENT |
|
|
|
| VANTAGEPOINT TRADITIONAL IRA |
| 34.98(b) |
|
| C/O MISSIONSQUARE RETIREMENT |
|
|
RETIREMENT 2005 FUND—R CLASS |
| AXA EQUITABLE |
| 8.15 |
|
| STATE STREET BANK AND TRUST AS |
| 54.38(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| VOYA RETIREMENT INS & ANNUITY CO |
| 16.34 |
RETIREMENT 2010 FUND |
| NATIONAL FINANCIAL SERVICES |
| 7.92 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
RETIREMENT 2010 FUND—ADVISOR CLASS |
| EMPOWER TRUST COMPANY LLC |
| 10.32 |
|
| EMPOWER BENEFIT PLANS |
|
|
|
|
|
|
|
|
| LINCOLN FINANCIAL GROUP TRUST CO |
| 6.59 |
|
| FBO ROLLOVER IRA PLANS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 7.44 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| TIAA, FSB CUST/TTEE FBO |
| 5.60 |
|
| RETIREMENT PLANS FOR WHICH |
|
|
|
| TIAA ACTS AS RECORDKEEPER |
|
|
|
| ATTN TRUST OPERATIONS |
|
|
|
|
|
|
|
|
| VANTAGEPOINT TRADITIONAL IRA |
| 5.83 |
|
| C/O MISSIONSQUARE RETIREMENT |
|
|
131
FUND |
| SHAREHOLDER |
| % |
RETIREMENT 2010 FUND—R CLASS |
| AXA EQUITABLE |
| 5.14 |
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 51.13(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
RETIREMENT 2015 FUND |
| NATIONAL FINANCIAL SERVICES |
| 8.68 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 6.28 |
|
| OMNIBUS ACCOUNT |
|
|
|
| RETIREMENT |
|
|
RETIREMENT 2015 FUND—ADVISOR CLASS |
| LINCOLN FINANCIAL GROUP TRUST CO |
| 8.23 |
|
| FBO ROLLOVER IRA PLANS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 18.75 |
|
| FOR EXCLUSIVE BENEFIT OF OUR |
|
|
|
| CUSTOMERS |
|
|
|
| RUSS LENNON |
|
|
|
|
|
|
|
|
| VALIC SEPARATE ACCOUNT |
| 7.40 |
|
|
|
|
|
|
| VANTAGEPOINT TRADITIONAL IRA |
| 7.37 |
|
| C/O MISSIONSQUARE RETIREMENT |
|
|
RETIREMENT 2015 FUND—R CLASS |
| AXA EQUITABLE |
| 9.08 |
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 48.12(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| VOYA RETIREMENT INS & ANNUITY CO |
| 8.35 |
RETIREMENT 2020 FUND |
| NATIONAL FINANCIAL SERVICES |
| 13.37 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 9.66 |
|
| OMNIBUS ACCOUNT |
|
|
|
| RETIREMENT 2020 |
|
|
132
FUND |
| SHAREHOLDER |
| % |
RETIREMENT 2020 FUND—ADVISOR CLASS |
| CHARLES SCHWAB & CO INC |
| 5.41 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 5.54 |
|
| EMPOWER BENEFIT PLANS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 13.74 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 5.27 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
RETIREMENT 2020 FUND—R CLASS |
| STATE STREET BANK AND TRUST AS |
| 51.89(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
RETIREMENT 2025 FUND |
| NATIONAL FINANCIAL SERVICES |
| 16.37 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 13.90 |
|
| OMNIBUS ACCOUNT |
|
|
|
| RETIREMENT |
|
|
RETIREMENT 2025 FUND—ADVISOR CLASS |
| EMPOWER TRUST COMPANY LLC |
| 6.56 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 19.88 |
|
| FOR EXCLUSIVE BENEFIT OF OUR |
|
|
|
| CUSTOMERS |
|
|
|
| RUSS LENNON |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 6.19 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| VALIC SEPARATE ACCOUNT |
| 7.54 |
RETIREMENT 2025 FUND—R CLASS |
| AXA EQUITABLE |
| 9.15 |
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 51.14(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| VOYA RETIREMENT INS & ANNUITY CO |
| 8.23 |
133
FUND |
| SHAREHOLDER |
| % |
RETIREMENT 2030 FUND |
| NATIONAL FINANCIAL SERVICES |
| 16.39 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 13.72 |
|
| OMNIBUS ACCOUNT |
|
|
|
| RETIREMENT 2030 |
|
|
RETIREMENT 2030 FUND—ADVISOR CLASS |
| CHARLES SCHWAB & CO INC |
| 5.54 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 5.82 |
|
| EMPOWER BENEFIT PLANS |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 5.75 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 14.10 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 6.52 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
RETIREMENT 2030 FUND—R CLASS |
| AXA EQUITABLE |
| 5.99 |
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 53.93(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
RETIREMENT 2035 FUND |
| NATIONAL FINANCIAL SERVICES |
| 16.90 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 14.63 |
|
| OMNIBUS ACCOUNT |
|
|
|
| RETIREMENT |
|
|
RETIREMENT 2035 FUND—ADVISOR CLASS |
| EMPOWER TRUST COMPANY LLC |
| 5.66 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 20.97 |
|
| FOR EXCLUSIVE BENEFIT OF OUR |
|
|
|
| CUSTOMERS |
|
|
|
| RUSS LENNON |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 6.11 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| VALIC SEPARATE ACCOUNT |
| 7.53 |
134
FUND |
| SHAREHOLDER |
| % |
RETIREMENT 2035 FUND—R CLASS |
| AXA EQUITABLE |
| 9.38 |
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 54.01(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| VOYA RETIREMENT INS & ANNUITY CO |
| 6.73 |
RETIREMENT 2040 FUND |
| CHARLES SCHWAB & CO INC |
| 5.32 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 17.00 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 13.34 |
|
| OMNIBUS ACCOUNT |
|
|
|
| RETIREMENT 2040 |
|
|
RETIREMENT 2040 FUND—ADVISOR CLASS |
| CHARLES SCHWAB & CO INC |
| 5.18 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 5.11 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 5.56 |
|
| EMPOWER BENEFIT PLANS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 13.68 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 6.89 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| VALIC SEPARATE ACCOUNT |
| 5.10 |
RETIREMENT 2040 FUND—R CLASS |
| AXA EQUITABLE |
| 5.79 |
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 57.43(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
135
FUND |
| SHAREHOLDER |
| % |
RETIREMENT 2045 FUND |
| CHARLES SCHWAB & CO INC |
| 5.14 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 18.84 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 14.43 |
|
| OMNIBUS ACCOUNT |
|
|
|
| RETIREMENT |
|
|
RETIREMENT 2045 FUND—ADVISOR CLASS |
| EMPOWER TRUST COMPANY LLC |
| 5.52 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 22.85 |
|
| FOR EXCLUSIVE BENEFIT OF OUR |
|
|
|
| CUSTOMERS |
|
|
|
| RUSS LENNON |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 6.43 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| VALIC SEPARATE ACCOUNT |
| 7.58 |
RETIREMENT 2045 FUND—R CLASS |
| AXA EQUITABLE |
| 9.11 |
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 57.38(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| VOYA RETIREMENT INS & ANNUITY CO |
| 7.08 |
RETIREMENT 2050 FUND |
| CHARLES SCHWAB & CO INC |
| 6.80 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 22.14 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 13.87 |
|
| OMNIBUS ACCOUNT |
|
|
|
| RETIREMENT |
|
|
136
FUND |
| SHAREHOLDER |
| % |
RETIREMENT 2050 FUND—ADVISOR CLASS |
| CHARLES SCHWAB & CO INC |
| 5.43 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 5.12 |
|
| EMPOWER BENEFIT PLANS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 16.97 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 8.30 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| VALIC SEPARATE ACCOUNT |
| 5.34 |
RETIREMENT 2050 FUND—R CLASS |
| AXA EQUITABLE |
| 6.28 |
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 59.86(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
RETIREMENT 2055 FUND |
| NATIONAL FINANCIAL SERVICES |
| 20.85 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 14.58 |
|
| OMNIBUS ACCOUNT |
|
|
|
| RETIREMENT |
|
|
RETIREMENT 2055 FUND—ADVISOR CLASS |
| EMPOWER TRUST COMPANY LLC |
| 7.08 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 26.73(b) |
|
| FOR EXCLUSIVE BENEFIT OF OUR |
|
|
|
| CUSTOMERS |
|
|
|
| RUSS LENNON |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 8.23 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| VALIC SEPARATE ACCOUNT |
| 5.44 |
RETIREMENT 2055 FUND—R CLASS |
| AXA EQUITABLE |
| 9.40 |
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 61.94(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| VOYA RETIREMENT INS & ANNUITY CO |
| 5.44 |
137
FUND |
| SHAREHOLDER |
| % |
RETIREMENT 2060 FUND |
| CHARLES SCHWAB & CO INC |
| 5.56 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 20.33 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 16.27 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP RETIREMENT 2060 |
|
|
RETIREMENT 2060 FUND—ADVISOR CLASS |
| NATIONAL FINANCIAL SERVICES |
| 13.74 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 6.74 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| STATE STREET BANK CUSTODIAN FBO ADP |
| 5.09 |
|
| ACCESS LARGE MARKET 401K |
|
|
|
|
|
|
|
|
| VALIC SEPARATE ACCOUNT |
| 10.29 |
RETIREMENT 2060 FUND—R CLASS |
| AXA EQUITABLE |
| 7.20 |
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 58.66(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
RETIREMENT 2065 FUND |
| DCGT AS TTEE AND/OR CUST |
| 10.12 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 9.57 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 25.23(d) |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP RETIREMENT 2065 FUND – INV FUND |
|
|
138
FUND |
| SHAREHOLDER |
| % |
RETIREMENT 2065 FUND—ADVISOR CLASS |
| AMERITAS LIFE INSURANCE CORP |
| 15.44 |
|
| SEPARATE ACCOUNT |
|
|
|
|
|
|
|
|
| DCGT AS TTEE AND/OR CUST |
| 15.13 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 12.98 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 7.52 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| STATE STREET BANK CUSTODIAN FBO ADP |
| 7.15 |
|
| ACCESS LARGE MARKET 401K |
|
|
|
|
|
|
|
|
| VOYA RETIREMENT INS & ANNUITY CO |
| 6.58 |
RETIREMENT 2065 FUND—R CLASS |
| AMERICAN UNITED LIFE |
| 9.48 |
|
| SEPARATE ACCOUNT II |
|
|
|
| ATTN SEPARATE ACCOUNTS |
|
|
|
| PO BOX 368 |
|
|
INDIANAPOLIS IN 46206-0368 | ||||
|
| DCGT AS TTEE AND/OR CUST |
| 21.04 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 6.21 |
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 26.73(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| VOYA RETIREMENT INS & ANNUITY CO |
| 20.54 |
RETIREMENT BALANCED FUND |
| NATIONAL FINANCIAL SERVICES |
| 8.76 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
139
FUND |
| SHAREHOLDER |
| % |
RETIREMENT BALANCED FUND—ADVISOR CLASS |
| AMERITAS LIFE INSURANCE CORP |
| 7.34 |
|
| SEPARATE ACCOUNT |
|
|
|
|
|
|
|
|
| CHARLES SCHWAB & CO INC |
| 7.22 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| LINCOLN FINANCIAL GROUP TRUST CO |
| 8.40 |
|
| FBO ROLLOVER IRA PLANS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 11.86 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 7.15 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
RETIREMENT BALANCED FUND—R CLASS |
| STATE STREET BANK AND TRUST AS |
| 50.73(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| UMB BANK N/A |
| 8.48 |
|
| FBO FIDUCIARY FOR VARIOUS |
|
|
|
| RETIREMENT PROGRAMS |
|
|
1 SW SECURITY BENEFIT PL | ||||
TOPEKA KS 66636-0001 | ||||
RETIREMENT BALANCED I FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 7.85 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 11.81 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| PIMS/PRUDENTIAL RETIREMENT |
| 9.42 |
|
| AS NOMINEE FOR THE TTEE/CUST PL 701 |
|
|
|
| INTERMOUNTAIN IRONWORKERS |
|
|
|
| PO BOX 30124 |
|
|
|
| SALT LAKE CTY UT 84130-0124 |
|
|
140
FUND |
| SHAREHOLDER |
| % |
RETIREMENT BLEND 2005 FUND |
| SUE E NORWITZ TR |
| 15.65 |
|
| IRREV TRUST OF STEVEN E NORWITZ |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 10.51 |
|
| FBO RETIREMENT PLAN CLIENTS |
|
|
|
| TRP RETIREMENT BLEND 2005 FUND |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 5.53 |
|
| CUST FOR THE IRA OF |
|
|
|
| ROBERT BORGE (DCD) |
|
|
|
| KEITH BORGE (BENE) |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 11.02 |
|
| CUST FOR THE IRA OF |
|
|
|
| ROSALIE A JONES |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 5.69 |
|
| CUST FOR THE IRA OF |
|
|
|
| WARNER SCHEIK (DCD) |
|
|
|
| WILLIAM SCHEIK (BENE) |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 5.37 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| MARK DERBY |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 10.33 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| PHILIP A. DE VITO |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 19.36 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| ROSE CAMPBELL |
|
|
RETIREMENT BLEND 2005 FUND—I CLASS |
| T ROWE PRICE RPS INC |
| 15.41 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP RETIREMENT BLEND 2005 – I FUND |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 6.30 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| JOHN J RAUSER |
|
|
|
|
|
|
|
|
| VOYA INSTITUTIONAL TRUST COMPANY |
| 63.26(b) |
141
FUND |
| SHAREHOLDER |
| % |
RETIREMENT BLEND 2010 FUND |
| CHARLES RUSSELL |
| 6.94 |
|
| KARLA K RUSSELL TRS |
|
|
|
| CHARLES AND KARLA REV LIVING TRUST |
|
|
|
|
|
|
|
|
| SAN GABRIEL COUNTRY CLUB 401(K) |
| 12.07 |
|
| LUIS F HERMOSILLO |
|
|
|
| 1234 S PINE ST |
|
|
|
| SAN GABRIEL CA 91776-3111 |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 55.17(d) |
|
| FBO RETIREMENT PLAN CLIENTS |
|
|
|
| TRP RETIREMENT BLEND 2010 FUND |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 5.60 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| JANICE MORRIS |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 5.07 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| SHARON M CAMPING |
|
|
RETIREMENT BLEND 2010 FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 27.26(b) |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| ELEANOR BROWN T O D |
| 8.84 |
|
|
|
|
|
|
| VOYA INSTITUTIONAL TRUST COMPANY |
| 45.10(b) |
RETIREMENT BLEND 2015 FUND |
| T ROWE PRICE RPS INC |
| 47.26(d) |
|
| FBO RETIREMENT PLAN CLIENTS |
|
|
|
| TRP RETIREMENT BLEND 2015 FUND |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 6.22 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| RAMON MORENO |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 6.04 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| WILLIAM LUTZ |
|
|
142
FUND |
| SHAREHOLDER |
| % |
RETIREMENT BLEND 2015 FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 6.97 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| JESSICA N LEVIN |
| 7.08 |
|
| RICHARD MANDY TRS |
|
|
|
| STEVEN E NORWITZ 2009 IRREVOCABLE TRUST |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 7.08 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| DAVID J PAGE |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 5.97 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| DEBORAH K MICHAELIS |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 7.71 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| DORIS E MARSH |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 8.11 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| LEE A KOZSEY |
|
|
|
|
|
|
|
|
| TRAC 2000 |
| 5.41 |
|
| DAVID F MAINLAND ATTY AT LAW SEPIRA |
|
|
|
| DAVID F MAINLAND |
|
|
|
| 624 ALTO ST. |
|
|
|
| SANTA FE NM 87501-2519 |
|
|
RETIREMENT BLEND 2020 FUND |
| NATIONAL FINANCIAL SERVICES |
| 22.04 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 46.41(d) |
|
| FBO RETIREMENT PLAN CLIENTS |
|
|
|
| TRP RETIREMENT BLEND 2020 FUND |
|
|
RETIREMENT BLEND 2020 FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 8.47 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 9.86 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP RETIREMENT BLEND 2020 – I FUND |
|
|
RETIREMENT BLEND 2025 FUND |
| T ROWE PRICE RPS INC |
| 67.34(d) |
|
| FBO RETIREMENT PLAN CLIENTS |
|
|
|
| TRP RETIREMENT BLEND 2025 FUND |
|
|
143
FUND |
| SHAREHOLDER |
| % |
RETIREMENT BLEND 2025 FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 12.66 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 5.33 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 9.29 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP RETIREMENT BLEND 2025 – I FUND |
|
|
|
|
|
|
|
|
| VOYA INSTITUTIONAL TRUST COMPANY |
| 6.17 |
RETIREMENT BLEND 2030 FUND |
| T ROWE PRICE RPS INC |
| 70.63(d) |
|
| FBO RETIREMENT PLAN CLIENTS |
|
|
|
| TRP RETIREMENT BLEND 2030 FUND |
|
|
RETIREMENT BLEND 2030 FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 16.90 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 14.15 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 15.92 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP RETIREMENT BLEND 2030 – I FUND |
|
|
RETIREMENT BLEND 2035 FUND |
| T ROWE PRICE RPS INC |
| 74.90(d) |
|
| FBO RETIREMENT PLAN CLIENTS |
|
|
|
| TRP RETIREMENT BLEND 2035 FUND |
|
|
RETIREMENT BLEND 2035 FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 15.14 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 20.73 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP RETIREMENT BLEND 2035 – I FUND |
|
|
RETIREMENT BLEND 2040 FUND |
| T ROWE PRICE RPS INC |
| 75.00(d) |
|
| FBO RETIREMENT PLAN CLIENTS |
|
|
|
| TRP RETIREMENT BLEND 2040 FUND |
|
|
144
FUND |
| SHAREHOLDER |
| % |
RETIREMENT BLEND 2040 FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 19.79 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 6.39 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 18.32 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP RETIREMENT BLEND 2040 – I FUND |
|
|
RETIREMENT BLEND 2045 FUND |
| T ROWE PRICE RPS INC |
| 67.54(d) |
|
| FBO RETIREMENT PLAN CLIENTS |
|
|
|
| TRP RETIREMENT BLEND 2045 FUND |
|
|
RETIREMENT BLEND 2045 FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 22.73 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 13.06 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 20.53 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP RETIREMENT BLEND 2045 – I FUND |
|
|
RETIREMENT BLEND 2050 FUND |
| T ROWE PRICE RPS INC |
| 60.53(d) |
|
| FBO RETIREMENT PLAN CLIENTS |
|
|
|
| TRP RETIREMENT BLEND 2050 FUND |
|
|
RETIREMENT BLEND 2050 FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 34.42(b) |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 10.83 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 12.97 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP RETIREMENT BLEND 2050 – I FUND |
|
|
RETIREMENT BLEND 2055 FUND |
| T ROWE PRICE RPS INC |
| 62.26(d) |
|
| FBO RETIREMENT PLAN CLIENTS |
|
|
|
| TRP RETIREMENT BLEND 2055 FUND |
|
|
145
FUND |
| SHAREHOLDER |
| % |
RETIREMENT BLEND 2055 FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 31.12(b) |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| FIIOC AS AGENT |
| 8.95 |
|
| ROSAUERS SUPERMARKETS, INC |
|
|
|
| RETIREMENT PLAN |
|
|
|
| 100 MAGELLAN WAY # KW1C |
|
|
COVINGTON KY 41015-1987 | ||||
|
| NATIONAL FINANCIAL SERVICES |
| 10.53 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 12.32 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP RETIREMENT BLEND 2055 – I FUND |
|
|
RETIREMENT BLEND 2060 FUND |
| T ROWE PRICE RPS INC |
| 46.37(d) |
|
| FBO RETIREMENT PLAN CLIENTS |
|
|
|
| TRP RETIREMENT BLEND 2060 FUND |
|
|
RETIREMENT BLEND 2060 FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 42.23(b) |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 9.82 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 8.90 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP RETIREMENT BLEND 2060 – I FUND |
|
|
RETIREMENT BLEND 2065 FUND |
| T ROWE PRICE RPS INC |
| 27.96(d) |
|
| FBO RETIREMENT PLAN CLIENTS |
|
|
|
| T. ROWE PRICE RETIREMENT BLEND 2065 FUND |
|
|
146
FUND |
| SHAREHOLDER |
| % |
RETIREMENT BLEND 2065 FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 27.53(b) |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| INDIAN RIVER LAND TRUST |
| 23.10 |
|
| 80 ROYAL PALM PT STE 301 |
|
|
|
| VERO BEACH FL 32960-4228 |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 12.70 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| RUSSELL K KARASCH |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 9.21 |
|
| CUST FOR THE ROTH IRA OF |
|
|
|
| JOSEPH HUBER |
|
|
RETIREMENT I 2005 FUND—I CLASS |
| NATIONAL FINANCIAL SERVICES |
| 31.58(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| TIAA, FSB CUST/TTEE FBO |
| 7.95 |
|
| RETIREMENT PLANS FOR WHICH |
|
|
|
| TIAA ACTS AS RECORDKEEPER |
|
|
|
| ATTN TRUST OPERATIONS |
|
|
RETIREMENT I 2010 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 6.81 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 22.07 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| TIAA, FSB CUST/TTEE FBO |
| 6.58 |
|
| RETIREMENT PLANS FOR WHICH |
|
|
|
| TIAA ACTS AS RECORDKEEPER |
|
|
|
| ATTN TRUST OPERATIONS |
|
|
RETIREMENT I 2015 FUND—I CLASS |
| NATIONAL FINANCIAL SERVICES |
| 27.72(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| TIAA, FSB CUST/TTEE FBO |
| 7.35 |
|
| RETIREMENT PLANS FOR WHICH |
|
|
|
| TIAA ACTS AS RECORDKEEPER |
|
|
|
| ATTN TRUST OPERATIONS |
|
|
147
FUND |
| SHAREHOLDER |
| % |
RETIREMENT I 2020 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 5.65 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 27.53(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
RETIREMENT I 2025 FUND—I CLASS |
| NATIONAL FINANCIAL SERVICES |
| 34.25(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| TIAA, FSB CUST/TTEE FBO |
| 5.01 |
|
| RETIREMENT PLANS FOR WHICH |
|
|
|
| TIAA ACTS AS RECORDKEEPER |
|
|
|
| ATTN TRUST OPERATIONS |
|
|
RETIREMENT I 2030 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 6.55 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 30.77(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
RETIREMENT I 2035 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 5.25 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 34.88(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| TIAA, FSB CUST/TTEE FBO |
| 5.66 |
|
| RETIREMENT PLANS FOR WHICH |
|
|
|
| TIAA ACTS AS RECORDKEEPER |
|
|
|
| ATTN TRUST OPERATIONS |
|
|
148
FUND |
| SHAREHOLDER |
| % |
RETIREMENT I 2040 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 7.08 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 31.24(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| TIAA, FSB CUST/TTEE FBO |
| 5.49 |
|
| RETIREMENT PLANS FOR WHICH |
|
|
|
| TIAA ACTS AS RECORDKEEPER |
|
|
|
| ATTN TRUST OPERATIONS |
|
|
RETIREMENT I 2045 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 5.46 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 34.25(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| TIAA, FSB CUST/TTEE FBO |
| 5.87 |
|
| RETIREMENT PLANS FOR WHICH |
|
|
|
| TIAA ACTS AS RECORDKEEPER |
|
|
|
| ATTN TRUST OPERATIONS |
|
|
RETIREMENT I 2050 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 7.97 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 31.47(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
RETIREMENT I 2055 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 6.56 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 34.44(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
149
FUND |
| SHAREHOLDER |
| % |
RETIREMENT I 2060 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 10.25 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 30.12(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
RETIREMENT I 2065 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 13.33 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| JOHN HANCOCK LIFE |
| 7.26 |
|
| INSURANCE CO USA |
|
|
|
| ATTN JHRPS TRADING |
|
|
|
| 200 BERKELEY STREET |
|
|
BOSTON MA 02116-5022 | ||||
|
| NATIONAL FINANCIAL SERVICES |
| 29.36(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
SHORT DURATION INCOME FUND |
| NATIONAL FINANCIAL SERVICES |
| 5.63 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE ASSOCIATES |
| 61.51(c) |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
SHORT DURATION INCOME FUND—I CLASS |
| T ROWE PRICE RPS INC |
| 9.38 |
|
| FBO TRP PLAN |
|
|
|
| TRP SHORT DURATION INCOME I |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 5.38 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| H. W PHEARS PC |
|
|
SHORT-TERM BOND FUND |
| NATIONAL FINANCIAL SERVICES |
| 7.64 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE ASSOCIATES |
| 15.13 |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
|
|
|
|
|
|
| WELLS FARGO CLEARING SERVICES LLC |
| 13.70 |
|
| SPECIAL CUSTODY ACCT FOR THE |
|
|
|
| EXCLUSIVE BENEFIT OF CUSTOMERS |
|
|
150
FUND |
| SHAREHOLDER |
| % |
SHORT-TERM BOND FUND—ADVISOR CLASS |
| CHARLES SCHWAB & CO INC |
| 5.60 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| MORGAN STANLEY SMITH BARNEY LLC |
| 8.42 |
|
| FOR THE EXCL BENEFIT OF ITS CUST |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 15.63 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 11.92 |
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 24.24 |
|
| OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| WELLS FARGO CLEARING SERVICES LLC |
| 5.71 |
|
| SPECIAL CUSTODY ACCT FOR THE |
|
|
|
| EXCLUSIVE BENEFIT OF CUSTOMERS |
|
|
SHORT-TERM BOND FUND—I CLASS |
| EDWARD D JONES & CO |
| 6.16 |
|
| FOR THE BENEFIT OF CUSTOMERS |
|
|
|
|
|
|
|
|
| MARYLAND COLLEGE INVESTMENT PLAN |
| 13.59 |
|
| PORTFOLIO 2024 |
|
|
|
| ATTN FUND ACCOUNTING |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 15.04 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE SERVICES INC FBO |
| 17.07 |
|
| MARYLAND COLLEGE INVESTMENT PLAN |
|
|
|
| PORTFOLIO FOR EDUCATION TODAY |
|
|
SHORT-TERM BOND FUND—Z CLASS |
| SPECTRUM INCOME FUND |
| 100.00(a) |
|
| T. ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
SPECTRUM CONSERVATIVE ALLOCATION FUND |
| CHARLES SCHWAB & CO INC |
| 6.15 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 12.50 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 5.20 |
|
| OUR CUSTOMERS |
|
|
151
FUND |
| SHAREHOLDER |
| % |
SPECTRUM CONSERVATIVE ALLOCATION FUND—I CLASS |
| NATIONAL FINANCIAL SERVICES |
| 19.84 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
SPECTRUM MODERATE ALLOCATION FUND |
| CHARLES SCHWAB & CO INC |
| 6.58 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 13.61 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 5.19 |
|
| OUR CUSTOMERS |
|
|
SPECTRUM MODERATE ALLOCATION FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 8.94 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 9.41 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
SPECTRUM MODERATE GROWTH ALLOCATION FUND |
| CHARLES SCHWAB & CO INC |
| 6.70 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 15.78 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 8.03 |
|
| OUR CUSTOMERS |
|
|
SPECTRUM MODERATE GROWTH ALLOCATION FUND— |
| CHARLES SCHWAB & CO INC |
| 52.01(b) |
I CLASS |
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
TARGET 2005 FUND—ADVISOR CLASS |
| PERSHING LLC |
| 26.82(b) |
|
|
|
|
|
|
| T ROWE PRICE ASSOCIATES |
| 73.18(c) |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
TARGET 2005 FUND—I CLASS |
| NATIONAL FINANCIAL SERVICES |
| 28.50(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
152
FUND |
| SHAREHOLDER |
| % |
TARGET 2010 FUND |
| NATIONAL FINANCIAL SERVICES |
| 8.82 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 6.62 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET RET 2010 |
|
|
TARGET 2010 FUND—ADVISOR CLASS |
| MATRIX TRUST COMPANY AS AGENT FOR |
| 37.98(b) |
|
| BANCORPSOUTH FBO |
|
|
|
| CAFFEY INC 401(K) PLAN |
|
|
|
| 2910 W JACKSON ST |
|
|
|
| TUPELO MS 38801-6799 |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 56.37(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 5.49 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
TARGET 2010 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 5.03 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| REBECCA L. BESSON |
| 10.08 |
|
| STUART B COOPER TEN ENT |
|
|
TARGET 2015 FUND—ADVISOR CLASS |
| NATIONAL FINANCIAL SERVICES |
| 5.62 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 86.37(b) |
TARGET 2020 FUND |
| DCGT AS TTEE AND/OR CUST |
| 5.82 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 6.36 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 11.75 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET RET 2020 |
|
|
153
FUND |
| SHAREHOLDER |
| % |
TARGET 2020 FUND—ADVISOR CLASS |
| EMPOWER TRUST COMPANY LLC |
| 66.43(b) |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 14.55 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 6.81 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
TARGET 2020 FUND—I CLASS |
| EMPOWER TRUST COMPANY LLC |
| 5.14 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 17.59 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
TARGET 2025 FUND |
| CHARLES SCHWAB & CO INC |
| 5.12 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| DCGT AS TTEE AND/OR CUST |
| 10.85 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 13.03 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 8.88 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET RET 2025 |
|
|
TARGET 2025 FUND—ADVISOR CLASS |
| EMPOWER TRUST COMPANY LLC |
| 28.44(b) |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| FIIOC AS AGENT |
| 5.22 |
|
| POINTE ADVISORY INC 401K |
|
|
|
| RETIREMENT PLAN |
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 20.13 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 39.08(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
154
FUND |
| SHAREHOLDER |
| % |
TARGET 2025 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 6.27 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 5.43 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 23.48 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
TARGET 2030 FUND |
| CHARLES SCHWAB & CO INC |
| 6.34 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| DCGT AS TTEE AND/OR CUST |
| 9.06 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 11.11 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 16.04 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET RET 2030 |
|
|
TARGET 2030 FUND—ADVISOR CLASS |
| FIIOC AS AGENT |
| 11.41 |
|
| NICCOLI BROS OIL INC |
|
|
|
| PROFIT SHARING PLAN |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 64.66(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 10.42 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
155
FUND |
| SHAREHOLDER |
| % |
TARGET 2030 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 6.24 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 7.00 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 28.66(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
TARGET 2035 FUND |
| DCGT AS TTEE AND/OR CUST |
| 10.95 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 15.52 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 14.53 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET RET 2035 |
|
|
TARGET 2035 FUND—ADVISOR CLASS |
| EMPOWER TRUST COMPANY LLC |
| 5.81 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| FIIOC AS AGENT |
| 8.62 |
|
| FBO RICHTON TIE AND TIMBER LLC |
|
|
|
|
|
|
|
|
| FIIOC AS AGENT |
| 11.23 |
|
| POINTE ADVISORY INC 401K |
|
|
|
| RETIREMENT PLAN |
|
|
|
|
|
|
|
|
| MATRIX TRUST COMPANY AS AGENT FOR |
| 7.97 |
|
| BANCORPSOUTH FBO |
|
|
|
| CAFFEY INC 401(K) PLAN |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 26.16(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 34.53(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
156
FUND |
| SHAREHOLDER |
| % |
TARGET 2035 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 6.84 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 6.87 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| JOHN HANCOCK TRUST COMPANY LLC |
| 5.75 |
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 33.11(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 5.07 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET 2035-ICL FUND |
|
|
TARGET 2040 FUND |
| CHARLES SCHWAB & CO INC |
| 6.86 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| DCGT AS TTEE AND/OR CUST |
| 6.26 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 16.40 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 18.23 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET RET 2040 |
|
|
157
FUND |
| SHAREHOLDER |
| % |
TARGET 2040 FUND—ADVISOR CLASS |
| FIIOC AS AGENT |
| 11.22 |
|
| POINTE ADVISORY INC 401K |
|
|
|
| RETIREMENT PLAN |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 36.61(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 6.54 |
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 21.58 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| TRAC 2000 |
| 5.72 |
|
| SKONA ADVERTISING, INC, 401K PLAN |
|
|
|
| JENNY SAGSTROM-WARNES |
|
|
|
| 1081 DE HARO ST |
|
|
|
| SAN FRANCISCO CA 94107-3208 |
|
|
TARGET 2040 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 8.34 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 8.61 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 32.69(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 5.93 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 8.33 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET 2040-ICL FUND |
|
|
158
FUND |
| SHAREHOLDER |
| % |
TARGET 2045 FUND |
| CHARLES SCHWAB & CO INC |
| 5.10 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| DCGT AS TTEE AND/OR CUST |
| 8.20 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 14.64 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 5.33 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 12.67 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET RET 2045 |
|
|
TARGET 2045 FUND—ADVISOR CLASS |
| FIIOC AS AGENT |
| 10.36 |
|
| POINTE ADVISORY INC 401K |
|
|
|
| RETIREMENT PLAN |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 28.21(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 44.77(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
159
FUND |
| SHAREHOLDER |
| % |
TARGET 2045 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 5.64 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| EDWARD C BERNARD TR |
| 6.78 |
|
| THORNTON MILL IRREVOCABLE TRUST |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 6.73 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 33.52(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 6.13 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET 2045-ICL FUND |
|
|
TARGET 2050 FUND |
| CHARLES SCHWAB & CO INC |
| 10.67 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 14.89 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 7.91 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 12.00 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET RET 2050 |
|
|
TARGET 2050 FUND—ADVISOR CLASS |
| NATIONAL FINANCIAL SERVICES |
| 36.47(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 50.24(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
160
FUND |
| SHAREHOLDER |
| % |
TARGET 2050 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 7.00 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 7.72 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 7.94 |
|
| MARY FREE BED REHABILITATION HOSP 4 |
|
|
|
| C/O FASCORE LLC |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 36.67(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 6.22 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 7.31 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET 2050-ICL FUND |
|
|
TARGET 2055 FUND |
| CHARLES SCHWAB & CO INC |
| 6.57 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| DCGT AS TTEE AND/OR CUST |
| 5.64 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 18.53 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 14.72 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET RET 2055 |
|
|
161
FUND |
| SHAREHOLDER |
| % |
TARGET 2055 FUND—ADVISOR CLASS |
| FIIOC AS AGENT |
| 7.97 |
|
| POINTE ADVISORY INC 401K |
|
|
|
| RETIREMENT PLAN |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 35.17(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 44.61(b) |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
TARGET 2055 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 7.69 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 5.00 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 6.36 |
|
| MARY FREE BED REHABILITATION HOSP 4 |
|
|
|
| C/O FASCORE LLC |
|
|
|
|
|
|
|
|
| JOHN HANCOCK TRUST COMPANY LLC |
| 6.77 |
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 39.07(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 7.00 |
|
| OMNI ACCT |
|
|
|
| 401K PLAN |
|
|
|
| TRP TARGET 2055 |
|
|
162
FUND |
| SHAREHOLDER |
| % |
TARGET 2060 FUND |
| CHARLES SCHWAB & CO INC |
| 9.05 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| DCGT AS TTEE AND/OR CUST |
| 5.69 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 23.60 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 6.65 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 11.66 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET RETIREMENT 2060 |
|
|
TARGET 2060 FUND—ADVISOR CLASS |
| EMPOWER TRUST COMPANY LLC |
| 11.53 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| FIIOC AS AGENT |
| 10.89 |
|
| POINTE ADVISORY INC 401K |
|
|
|
| RETIREMENT PLAN |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 41.90(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 21.82 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
163
FUND |
| SHAREHOLDER |
| % |
TARGET 2060 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 10.61 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 6.05 |
|
| EMPLOYEE BENEFITS CLIENTS 401K |
|
|
|
|
|
|
|
|
| EMPOWER TRUST COMPANY LLC |
| 8.74 |
|
| MARY FREE BED REHABILITATION HOSP 4 |
|
|
|
| C/O FASCORE LLC |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 30.71(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| STATE STREET BANK AND TRUST AS |
| 5.08 |
|
| TRUSTEE AND/OR CUSTODIAN |
|
|
|
| FBO ADP ACCESS PRODUCT |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 8.19 |
|
| OMNI ACCT |
|
|
|
| 401K PLAN |
|
|
|
| TRP TARGET 2060 |
|
|
TARGET 2065 FUND |
| CHARLES SCHWAB & CO INC |
| 7.68 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| DCGT AS TTEE AND/OR CUST |
| 11.53 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 11.12 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 13.68 |
|
| OMNIBUS ACCOUNT |
|
|
|
| TRP TARGET 2065 FUND – INV FUND |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 8.05 |
|
| OUR CUSTOMERS |
|
|
TARGET 2065 FUND—ADVISOR CLASS |
| T ROWE PRICE ASSOCIATES |
| 85.16(c) |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
|
|
|
|
|
|
| VOYA RETIREMENT INS & ANNUITY CO |
| 10.40 |
164
FUND |
| SHAREHOLDER |
| % |
TARGET 2065 FUND—I CLASS |
| DCGT AS TTEE AND/OR CUST |
| 17.24 |
|
| ATTN NPIO TRADE DESK |
|
|
|
| FBO PLIC VARIOUS RETIREMENT PLANS |
|
|
|
| OMNIBUS |
|
|
|
|
|
|
|
|
| HOWARD P COLHOUN TTEE |
| 9.41 |
|
| HOWARD P COLHOUN REV TRUST |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 33.33(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 5.77 |
|
| CUST FOR THE ROTH IRA OF |
|
|
|
| JOSEPH HUBER |
|
|
TOTAL RETURN FUND |
| CHARLES SCHWAB & CO INC |
| 16.18 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| LPL FINANCIAL |
| 17.13 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 8.94 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 7.25 |
|
| OUR CUSTOMERS |
|
|
TOTAL RETURN FUND—ADVISOR CLASS |
| PERSHING LLC |
| 10.51 |
|
|
|
|
|
|
| RAYMOND JAMES |
| 79.82(b) |
|
| OMNIBUS FOR MUTUAL FUNDS |
|
|
|
| HOUSE ACCT |
|
|
|
| ATTN COURTNEY WALLER |
|
|
165
FUND |
| SHAREHOLDER |
| % |
TOTAL RETURN FUND—I CLASS |
| GOLDEY-BEACOM COLLEGE ENDOWMENT FUND |
| 5.25 |
|
| ATTN KRISTINE M SANTOMAURO |
|
|
|
| 4701 LIMESTONE RD |
|
|
|
| WILMINGTON DE 19808-1993 |
|
|
|
|
|
|
|
|
| JEANETTE STUMP & |
| 8.03 |
|
| JAMES CARNEY & HOWARD KLINE TRS |
|
|
|
| SPECIAL METALS CORPORATION RETIREE |
|
|
|
| BENEFIT TRUST |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 21.63 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| SEI PRIVATE TRUST COMPANY |
| 6.32 |
|
| C/O TRUST |
|
|
|
| FBO THE CHURCH FOUNDATION |
|
|
TREASURY RESERVE FUND |
| BARNACLESAIL |
| 45.88(a) |
|
| C/O T ROWE PRICE ASSOC |
|
|
|
| ATTN MID CAP GROWTH FUND |
|
|
|
|
|
|
|
|
| T ROWE PRICE |
| 12.22 |
|
| RETIREMENT PLAN SERVICE INC |
|
|
|
| ATTN RPS CASH GROUP |
|
|
|
| 4555 PAINTERS MILL ROAD |
|
|
|
| OWINGS MILLS MD 21117-4903 |
|
|
U.S. HIGH YIELD FUND |
| LPL FINANCIAL |
| 16.13 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| MORGAN STANLEY SMITH BARNEY LLC |
| 21.41 |
|
| FOR THE EXCL BENEFIT OF ITS CUST |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 6.43 |
U.S. HIGH YIELD FUND—ADVISOR CLASS |
| MORGAN STANLEY SMITH BARNEY LLC |
| 9.07 |
|
| FOR THE EXCL BENEFIT OF ITS CUST |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 13.24 |
|
| FOR EXCLUSIVE BENEFIT OF OUR CUST |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 12.24 |
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 45.33(b) |
|
| OUR CUSTOMERS |
|
|
166
FUND |
| SHAREHOLDER |
| % |
U.S. HIGH YIELD FUND—I CLASS |
| NATIONAL FINANCIAL SERVICES |
| 10.17 |
|
| FOR EXCLUSIVE BENEFIT OF OUR CUST |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 11.15 |
U.S. LIMITED DURATION TIPS INDEX FUND |
| CHARLES SCHWAB & CO INC |
| 18.04 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 8.33 |
U.S. LIMITED DURATION TIPS INDEX FUND—I CLASS |
| EDUCATION TRUST OF ALASKA |
| 12.93 |
|
| PORTFOLIO 2024 |
|
|
|
| C/O T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN DAWN WAGNER FIXED INCOME |
|
|
|
|
|
|
|
|
| MARYLAND COLLEGE INVESTMENT PLAN |
| 25.59(b) |
|
| PORTFOLIO 2024 |
|
|
|
| ATTN FUND ACCOUNTING |
|
|
|
|
|
|
|
|
| MARYLAND COLLEGE INVESTMENT PLAN |
| 5.29 |
|
| PORTFOLIO 2027 |
|
|
|
| ATTN FUND ACCOUNTING |
|
|
|
|
|
|
|
|
| T ROWE PRICE SERVICES INC FBO |
| 16.78 |
|
| EDUCATION TRUST OF ALASKA |
|
|
|
| PORTFOLIO FOR EDUCATION TODAY |
|
|
|
|
|
|
|
|
| T ROWE PRICE SERVICES INC FBO |
| 33.32(b) |
|
| MARYLAND COLLEGE INVESTMENT PLAN |
|
|
|
| PORTFOLIO FOR EDUCATION TODAY |
|
|
167
FUND |
| SHAREHOLDER |
| % |
U.S. LIMITED DURATION TIPS INDEX FUND—Z CLASS |
| RETIREMENT BLEND 2005 FUND |
| 5.93 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT BLEND 2015 FUND |
| 11.17 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT BLEND 2020 FUND |
| 34.18(a) |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT BLEND 2025 FUND |
| 32.64(a) |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT BLEND 2030 FUND |
| 11.67 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
U.S. TREASURY INTERMEDIATE INDEX FUND |
| LPL FINANCIAL |
| 28.67(b) |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| MLPF&S FOR THE SOLE BENEFIT OF |
| 38.04(b) |
|
| ITS CUSTOMERS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 5.02 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
U.S. TREASURY INTERMEDIATE INDEX FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 5.84 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
U.S. TREASURY INTERMEDIATE INDEX FUND—Z CLASS |
| SPECTRUM INCOME FUND |
| 100.00(a) |
|
| T. ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
U.S. TREASURY LONG-TERM INDEX FUND |
| CHARLES SCHWAB & CO INC |
| 7.14 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 18.63 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 10.84 |
168
FUND |
| SHAREHOLDER |
| % |
U.S. TREASURY LONG-TERM INDEX FUND—I CLASS |
| LADYBIRD & CO |
| 13.23 |
|
| C/O T ROWE PRICE ASSOC |
|
|
|
| ATTN PERS STRATEGY INCOME FD |
|
|
|
|
|
|
|
|
| LADYBUG & CO |
| 18.29 |
|
| C/O T ROWE PRICE ASSOC |
|
|
|
| ATTN PERS STRATEGY BALANCED FD |
|
|
|
|
|
|
|
|
| LAKESIDE & CO |
| 20.01 |
|
| C/O T ROWE PRICE ASSOC |
|
|
|
| ATTN PERS STRATEGY GROWTH FUND |
|
|
|
|
|
|
|
|
| MARIL & CO |
| 5.63 |
|
| C/O RELIANCE TRUST COMPANY WI |
|
|
|
| MAILCODE BD1N - ATTN MF |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 7.38 |
U.S. TREASURY LONG-TERM INDEX FUND—Z CLASS |
| RETIREMENT I 2025 FUND |
| 6.61 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2030 FUND |
| 9.38 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2035 FUND |
| 5.86 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2020 |
| 8.76 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2025 |
| 10.22 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2030 |
| 14.33 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2035 |
| 7.75 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| SPECTRUM INCOME FUND |
| 7.03 |
|
| T. ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
169
FUND |
| SHAREHOLDER |
| % |
U.S. TREASURY MONEY FUND—I CLASS |
| EDWARD D JONES & CO |
| 29.46(b) |
|
| FOR THE BENEFIT OF CUSTOMERS |
|
|
|
|
|
|
|
|
| MARYLAND COLLEGE INVESTMENT PLAN |
| 6.44 |
|
| US TREASURY MONEY MARKET |
|
|
|
| ATTN FUND ACCOUNTING |
|
|
U.S. TREASURY MONEY FUND—Z CLASS |
| RETIREMENT I 2030 FUND |
| 6.02 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2040 |
| 7.51 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2020 |
| 7.35 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2025 |
| 7.40 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2030 |
| 9.44 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2035 |
| 7.27 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
ULTRA SHORT-TERM BOND FUND |
| CHARLES SCHWAB & CO INC |
| 18.16 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| LPL FINANCIAL |
| 10.09 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 36.25(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| UBS WM USA |
| 8.90 |
|
| SPEC CDY A/C EXL BEN CUSTOMERS |
|
|
|
| OF UBSFI |
|
|
170
FUND |
| SHAREHOLDER |
| % |
ULTRA SHORT-TERM BOND FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 23.92 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 5.35 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
ULTRA SHORT-TERM BOND FUND—Z CLASS |
| T ROWE PRICE ASSOCIATES |
| 100.00(c) |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
(a) | The indicated percentage of the outstanding shares of this fund are owned by another T. Rowe Price fund and held in the nominee name indicated. Shares of the fund are “echo-voted” by the T. Rowe Price fund that owns the shares in the same proportion that the shares of the underlying fund are voted by other shareholders. |
(b) | At the level of ownership indicated, the shareholder may be able to determine the outcome of any matters affecting a fund or one of its classes that are submitted to shareholders for vote. |
(c) | T. Rowe Price Associates, Inc. is a wholly owned subsidiary of T. Rowe Price Group, Inc., each a Maryland corporation. Shares owned by T. Rowe Price Associates, Inc. may represent discretionary investments and/or a contribution to the fund at its inception that provided the fund with sufficient capital to invest in accordance with its investment program. At the level of ownership indicated, T. Rowe Price Associates, Inc. may be able to determine the outcome of most issues that were submitted to shareholders for vote. |
(d) | T. Rowe Price Retirement Plan Services, Inc., is a wholly owned subsidiary of T. Rowe Price Associates, Inc., which is a wholly owned subsidiary of T. Rowe Price Group, Inc., each a Maryland corporation. T. Rowe Price Retirement Plan Services, Inc. is not the beneficial owner of these shares. Such shares are held of record by T. Rowe Price Retirement Plan Services, Inc. and are normally voted by various retirement plans and retirement plan participants. |
10/31 Fiscal Year Funds
FUND |
| SHAREHOLDER |
| % |
AFRICA & MIDDLE EAST FUND |
| CHARLES SCHWAB & CO INC |
| 5.71 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 6.94 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
AFRICA & MIDDLE EAST FUND—I CLASS |
| T ROWE PRICE RPS INC |
| 19.83 |
|
| FBO TRP PLAN |
|
|
|
| TRP AFRICA & MIDDLE EAST I |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 6.23 |
|
| OUR CUSTOMERS |
|
|
AFRICA & MIDDLE EAST FUND—Z CLASS |
| SPECTRUM INTERNATIONAL EQUITY FUND |
| 100.00(a) |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
ASIA OPPORTUNITIES FUND |
| CHARLES SCHWAB & CO INC |
| 7.46 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 14.93 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 6.05 |
171
FUND |
| SHAREHOLDER |
| % |
ASIA OPPORTUNITIES FUND—ADVISOR CLASS |
| NATIONAL FINANCIAL SERVICES |
| 49.24(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 18.02 |
|
|
|
|
|
|
| WELLS FARGO CLEARING SERVICES LLC |
| 19.09 |
|
| SPECIAL CUSTODY ACCT FOR THE |
|
|
|
| EXCLUSIVE BENEFIT OF CUSTOMERS |
|
|
ASIA OPPORTUNITIES FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 25.07(b) |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 8.94 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| T ROWE PRICE ASSOCIATES |
| 13.36 |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
CHINA EVOLUTION EQUITY FUND |
| CHARLES SCHWAB & CO INC |
| 7.26 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 5.44 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| WENLI ZHENG |
| 6.80 |
CHINA EVOLUTION EQUITY FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 15.74 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| T ROWE PRICE ASSOCIATES |
| 18.83 |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 14.32 |
|
| FBO TRP PLAN |
|
|
|
| TRP CHINA EVOLUTION EQUITY I |
|
|
|
|
|
|
|
|
| WENLI ZHENG |
| 8.28 |
EMERGING EUROPE FUND |
| NATIONAL FINANCIAL SERVICES |
| 6.85 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 6.21 |
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 5.22 |
|
| OMNIBUS PLAN |
|
|
|
| NEW BUSINESS-CONV ASSTS |
|
|
172
FUND |
| SHAREHOLDER |
| % |
EMERGING EUROPE FUND—I CLASS |
| CHRISTOPHER HADDAD |
| 9.62 |
|
| LYNN HADDAD JT TEN |
|
|
|
|
|
|
|
|
| KATHRYN A FOLEY T O D |
| 6.68 |
|
|
|
|
|
|
| KEVIN M STEPHENSON |
| 5.58 |
|
| KAREN S STEPHENSON JT TEN |
|
|
|
|
|
|
|
|
| T ROWE PRICE RPS INC |
| 16.22 |
|
| FBO TRP PLAN |
|
|
|
| TRP EMERGING EUROPE I |
|
|
|
|
|
|
|
|
| T ROWE PRICE TRUST CO |
| 5.66 |
|
| CUST FOR THE ROLLOVER IRA OF |
|
|
|
| DAVY SHIAN |
|
|
EMERGING EUROPE FUND—Z CLASS |
| SPECTRUM INTERNATIONAL EQUITY FUND |
| 100.00(a) |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
EMERGING MARKETS DISCOVERY STOCK FUND |
| CHARLES SCHWAB & CO INC |
| 5.33 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| LPL FINANCIAL |
| 8.51 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| MORGAN STANLEY SMITH BARNEY LLC |
| 8.41 |
|
| FOR THE EXCL BENEFIT OF ITS CUST |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 10.38 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| VANGUARD BROKERAGE SERVICES |
| 10.88 |
EMERGING MARKETS DISCOVERY STOCK FUND— |
| CHARLES SCHWAB & CO INC |
| 16.38 |
ADVISOR CLASS |
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| MATRIX TRUST COMPANY AS AGENT FOR |
| 21.03 |
|
| ADVISOR TRUST, INC. |
|
|
|
| CRESTWOOD SD (PA) 403(B) |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 60.32(b) |
173
FUND |
| SHAREHOLDER |
| % |
EMERGING MARKETS DISCOVERY STOCK FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 5.78 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| LINCOLN INVESTMENT PLANNING, LLC |
| 13.61 |
|
| FBO LINCOLN CUSTOMERS |
|
|
|
| 601 OFFICE CENTER DR STE 300 |
|
|
|
| FORT WASHINGTON PA 19034-3275 |
|
|
|
|
|
|
|
|
| MARYLAND COLLEGE INVESTMENT PLAN |
| 6.85 |
|
| EQUITY PORTFOLIO |
|
|
|
| T ROWE PRICE FUND ACCOUNTING |
|
|
|
|
|
|
|
|
| MARYLAND COLLEGE INVESTMENT PLAN |
| 5.03 |
|
| PORTFOLIO 2027 |
|
|
|
| ATTN FUND ACCOUNTING |
|
|
|
|
|
|
|
|
| MARYLAND COLLEGE INVESTMENT PLAN |
| 5.17 |
|
| PORTFOLIO 2030 |
|
|
|
| ATTN FUND ACCOUNTING |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 7.03 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
174
FUND |
| SHAREHOLDER |
| % |
EMERGING MARKETS DISCOVERY STOCK FUND— |
| RETIREMENT I 2030 FUND |
| 6.32 |
Z CLASS |
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2035 FUND |
| 5.57 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2040 FUND |
| 6.67 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2045 FUND |
| 5.06 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2040 |
| 8.86 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2025 |
| 5.92 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2030 |
| 9.55 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2035 |
| 7.18 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2045 |
| 5.63 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2050 |
| 5.05 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
175
FUND |
| SHAREHOLDER |
| % |
EMERGING MARKETS STOCK FUND |
| CHARLES SCHWAB & CO INC |
| 8.45 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| MLPF&S FOR THE SOLE BENEFIT OF |
| 5.54 |
|
| ITS CUSTOMERS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 9.76 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 19.85 |
EMERGING MARKETS STOCK FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 6.28 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 27.64(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 7.10 |
|
| OUR CUSTOMERS |
|
|
176
FUND |
| SHAREHOLDER |
| % |
EMERGING MARKETS STOCK FUND—Z CLASS |
| RETIREMENT I 2030 FUND |
| 6.16 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2035 FUND |
| 5.37 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2040 FUND |
| 6.40 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT I 2045 FUND |
| 5.03 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2040 |
| 8.83 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2025 |
| 5.77 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2030 |
| 9.41 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2035 |
| 7.11 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2045 |
| 5.62 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
|
|
|
|
|
|
| RETIREMENT PORTFOLIO 2050 |
| 5.02 |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
EUROPEAN STOCK FUND |
| CHARLES SCHWAB & CO INC |
| 12.62 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 10.39 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
EUROPEAN STOCK FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 8.75 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
177
FUND |
| SHAREHOLDER |
| % |
EUROPEAN STOCK FUND—Z CLASS |
| SPECTRUM INTERNATIONAL EQUITY FUND |
| 100.00(a) |
|
| T ROWE PRICE ASSOCIATES |
|
|
|
| ATTN FUND ACCOUNTING DEPT |
|
|
GLOBAL ALLOCATION FUND |
| LPL FINANCIAL |
| 16.11 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| MORGAN STANLEY SMITH BARNEY LLC |
| 6.54 |
|
| FOR THE EXCL BENEFIT OF ITS CUST |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 10.50 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 6.49 |
|
|
|
|
|
|
| T ROWE PRICE ASSOCIATES |
| 28.55(c) |
|
| ATTN FINANCIAL REPORTING DEPT |
|
|
|
|
|
|
|
|
| UBS WM USA |
| 5.13 |
|
| SPEC CDY A/C EXL BEN CUSTOMERS |
|
|
|
| OF UBSFI |
|
|
GLOBAL ALLOCATION FUND—ADVISOR CLASS |
| CHARLES SCHWAB & CO INC |
| 6.42 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| CHARLES SCHWAB & CO INC |
| 9.31 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| LPL FINANCIAL |
| 5.26 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| MLPF&S FOR THE SOLE BENEFIT OF |
| 8.21 |
|
| ITS CUSTOMERS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 36.19(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 18.10 |
178
FUND |
| SHAREHOLDER |
| % |
GLOBAL ALLOCATION FUND—I CLASS |
| CHARLES SCHWAB & CO INC |
| 26.15(b) |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| CHARLES SCHWAB & CO INC |
| 9.04 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 12.79 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
| ATTN MUTUAL FUNDS DEPT 4TH FL |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 6.19 |
|
| OUR CUSTOMERS |
|
|
GLOBAL GROWTH STOCK FUND |
| CHARLES SCHWAB & CO INC |
| 6.44 |
|
| SPECIAL CUSTODY A/C FBO CUSTOMERS |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| MLPF&S FOR THE SOLE BENEFIT OF |
| 13.45 |
|
| ITS CUSTOMERS |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 16.38 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 6.47 |
GLOBAL GROWTH STOCK FUND—ADVISOR CLASS |
| ASCENSUS TRUST COMPANY FBO |
| 10.47 |
|
| FARMINGTON ACUTE CARE EMERGENCY SPE |
|
|
|
| PO BOX 10758 |
|
|
|
| FARGO ND 58106-0758 |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 53.76(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 15.24 |
179
FUND |
| SHAREHOLDER |
| % |
GLOBAL GROWTH STOCK FUND—I CLASS |
| CTC FBO |
| 14.56 |
|
| TEXAS TUITION PROMISE FUND 529 |
|
|
|
| 17605 WRIGHT STREET SUITE #3 |
|
|
|
| OMAHA NE 68130-2033 |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 32.71(b) |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| WASHINGTON SUBURBAN SANITARY |
| 5.23 |
|
| COMMISSION RETIREE OTHER POST |
|
|
|
| EMPLOYMENT BENEFIT TRUST |
|
|
|
| 14501 SWEITZER LN |
|
|
|
| LAUREL MD 20707-5901 |
|
|
GLOBAL STOCK FUND |
| CHARLES SCHWAB & CO INC |
| 5.39 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| LPL FINANCIAL |
| 9.52 |
|
| OMNIBUS CUSTOMER ACCOUNT |
|
|
|
| ATTN MUTUAL FUND TRADING |
|
|
|
|
|
|
|
|
| MORGAN STANLEY SMITH BARNEY LLC |
| 8.87 |
|
| FOR THE EXCL BENEFIT OF ITS CUST |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 24.09 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| PERSHING LLC |
| 15.35 |
GLOBAL STOCK FUND—ADVISOR CLASS |
| MORGAN STANLEY SMITH BARNEY LLC |
| 5.18 |
|
| FOR THE EXCL BENEFIT OF ITS CUST |
|
|
|
|
|
|
|
|
| UMB BANK N/A |
| 68.91(b) |
|
| FBO FIDUCIARY FOR VARIOUS |
|
|
|
| RETIREMENT PROGRAMS |
|
|
180
FUND |
| SHAREHOLDER |
| % |
GLOBAL STOCK FUND—I CLASS |
| AFFILIATED FM INSURANCE CO. |
| 6.09 |
|
| 270 CENTRAL AVE |
|
|
JOHNSTON RI 02919-4923 | ||||
|
| CHARLES SCHWAB & CO INC |
| 11.31 |
|
| REINVEST ACCOUNT |
|
|
|
| ATTN MUTUAL FUND DEPT |
|
|
|
|
|
|
|
|
| EDWARD D JONES & CO |
| 14.59 |
|
| FOR THE BENEFIT OF CUSTOMERS |
|
|
|
|
|
|
|
|
| FACTORY MUTUAL INSURANCE CO |
| 11.68 |
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 12.02 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| TD AMERITRADE INC FBO |
| 7.56 |
|
| OUR CUSTOMERS |
|
|
INSTITUTIONAL EMERGING MARKETS EQUITY FUND |
| GOLDMAN SACHS & CO |
| 20.00 |
|
| EXCLUSIVE BENEFIT OF CUSTOMERS |
|
|
|
|
|
|
|
|
| LADYBIRD & CO |
| 6.53 |
|
| C/O T ROWE PRICE ASSOC |
|
|
|
| ATTN PERS STRATEGY INCOME FD |
|
|
|
|
|
|
|
|
| LADYBUG & CO |
| 10.14 |
|
| C/O T ROWE PRICE ASSOC |
|
|
|
| ATTN PERS STRATEGY BALANCED FD |
|
|
|
|
|
|
|
|
| LAKESIDE & CO |
| 20.25 |
|
| C/O T ROWE PRICE ASSOC |
|
|
|
| ATTN PERS STRATEGY GROWTH FUND |
|
|
|
|
|
|
|
|
| NATIONAL FINANCIAL SERVICES |
| 9.87 |
|
| FOR THE EXCLUSIVE BENEFIT |
|
|
|
| OF OUR CUSTOMERS |
|
|
|
|
|
|
|
|
| WELLS FARGO BANK NA FBO |
| 10.89 |
|
| OMNIBUS ACCOUNT CASH/CASH |
|
|
181