FUND |
Class
A
Shares |
Institutional
Shares |
Administration
Shares |
Preferred
Shares |
Investor
Shares |
Class
R6
Shares |
Class
P
Shares |
GOLDMAN
SACHS SHORT-TERM
CONSERVATIVE
INCOME FUND |
GPAPX |
GPPIX |
GPPAX |
GPPPX |
GPPOX |
GPPSX |
GMBPX |
Name,
Address and
Age1
|
Position(s)
Held
with the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s) During Past 5 Years |
Number
of
Portfolios
in Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
Jessica
Palmer
Age:
73 |
Chair
of the
Board
of
Trustees |
Since
2018
(Trustee
since
2007) |
Ms.
Palmer is retired. She was formerly
Consultant,
Citigroup Human Resources
Department
(2007–2008); Managing Director,
Citigroup
Corporate and Investment Banking
(previously,
Salomon Smith Barney/Salomon
Brothers)
(1984–2006). Ms. Palmer was a
Member
of the Board of Trustees of Indian
Mountain
School (private elementary and
secondary
school) (2004–2009). Chair of the
Board
of Trustees—Goldman Sachs Trust and
Goldman
Sachs Variable Insurance Trust. |
104 |
None |
Dwight
L.
Bush
Age:
65 |
Trustee |
Since
2020 |
Ambassador
Bush is President and CEO of D.L.
Bush
& Associates (a financial advisory and
private
investment firm) (2002–2014 and
2017–present);
Director of MoneyLion, Inc. (an
operator
of a data-driven, digital financial
platform)
(2021–present); and was formerly
U.S.
Ambassador to the Kingdom of Morocco
(2014–2017)
and a Member of the Board of
Directors
of Santander Bank, N.A. (2018–2019).
Previously,
Ambassador Bush served as an
Advisory
Board Member of Goldman Sachs
Trust
and Goldman Sachs Variable Insurance
Trust
(October 2019–January
2020).Trustee—Goldman
Sachs Trust and
Goldman
Sachs Variable Insurance Trust. |
104 |
None |
Kathryn
A.
Cassidy
Age:
68 |
Trustee |
Since
2015 |
Ms.
Cassidy is retired. She is Director, Vertical
Aerospace
Ltd. (an aerospace and technology
company)
(2021–present). Formerly, Ms.
Cassidy
was Advisor to the Chairman (May
2014–December
2014); and Senior Vice
President
and Treasurer (2008–2014), General
Electric
Company & General Electric Capital
Corporation
(technology and financial services
companies).Trustee—Goldman
Sachs Trust and
Goldman
Sachs Variable Insurance Trust. |
104 |
None |
Name,
Address and
Age1 |
Position(s)
Held
with the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s) During Past 5 Years |
Number
of
Portfolios
in Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
John
G. Chou
Age:
65 |
Trustee |
Since
2022 |
Mr.
Chou is Executive Vice President and Special
Advisor
to the Chairman and CEO of
AmerisourceBergen
Corporation (a
pharmaceutical
and healthcare company)
(2021–present);
and formerly held various
executive
management positions with
AmerisourceBergen
Corporation, including
Executive
Vice President and Chief Legal Officer
(2019–2021);
Corporate Secretary (2019–2020);
Executive
Vice President and Chief Legal &
Business
Officer (2017–2019); and Executive
Vice
President and General Counsel
(2011–2017).Trustee—Goldman
Sachs Trust and
Goldman
Sachs Variable Insurance Trust. |
104 |
None |
Diana
M.
Daniels
Age:
73 |
Trustee |
Since
2007 |
Ms.
Daniels is retired. Formerly, she was Vice
President,
General Counsel and Secretary, The
Washington
Post Company (1991–2006). Ms.
Daniels
is a Trustee Emeritus and serves as a
Presidential
Councillor of Cornell University
(2013–Present);
Director of 1735 NY
Investments,
LLC (oversees an investment fund
that
supports the mission of the American
Institute
of Architects) (2022–Present); former
Member
of the Legal Advisory Board, New York
Stock
Exchange (2003–2006) and of the
Corporate
Advisory Board, Standish Mellon
Management
Advisors (2006–2007).
Trustee—Goldman
Sachs Trust and Goldman
Sachs
Variable Insurance Trust. |
104 |
None |
Joaquin
Delgado
Age:
62 |
Trustee |
Since
2020 |
Dr.
Delgado is retired. He is Director, Stepan
Company
(a specialty chemical manufacturer)
(2011–present);
and was formerly Director,
Hexion
Inc. (a specialty chemical manufacturer)
(2019–2022);
Executive Vice President,
Consumer
Business Group of 3M Company (July
2016–July
2019); and Executive Vice President,
Health
Care Business Group of 3M Company
(October
2012–July 2016). Previously, Dr.
Delgado
served as an Advisory Board Member
of
Goldman Sachs Trust and Goldman Sachs
Variable
Insurance Trust (October 2019– January
2020).Trustee—Goldman
Sachs Trust and
Goldman
Sachs Variable Insurance Trust. |
104 |
Hexion
Inc. (a
specialty
chemical
manufacturer);
Stepan
Company
(a
specialty
chemical
manufacturer) |
Name,
Address and
Age1 |
Position(s)
Held
with the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s) During Past 5 Years |
Number
of
Portfolios
in Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
Eileen
H.
Dowling
Age:
59 |
Trustee |
Since
2021 |
Ms.
Dowling is retired. Formerly, she was Senior
Advisor
(April 2021–September 2021); and
Managing
Director (2013–2021),
BlackRock,
Inc. (a financial services
firm).Trustee—Goldman
Sachs Trust and
Goldman
Sachs Variable Insurance Trust. |
104 |
None |
Roy
W.
Templin
Age:
61 |
Trustee |
Since
2013 |
Mr.
Templin is retired. He is Director, Armstrong
World
Industries, Inc. (a designer and
manufacturer
of ceiling and wall systems)
(2016–Present);
and was formerly Chairman of
the
Board of Directors, Con-Way Incorporated (a
transportation,
logistics and supply chain
management
service company) (2014–2015);
Executive
Vice President and Chief Financial
Officer,
Whirlpool Corporation (an appliance
manufacturer
and marketer)
(2004–2012).Trustee—Goldman
Sachs Trust and
Goldman
Sachs Variable Insurance Trust. |
104 |
Armstrong
World
Industries,
Inc. (a
ceiling
and wall
systems
manufacturer) |
Gregory
G.
Weaver
Age:
70 |
Trustee |
Since
2015 |
Mr.
Weaver is retired. He is Director, Verizon
Communications
Inc. (2015–Present); and was
formerly
Chairman and Chief Executive Officer,
Deloitte
& Touche LLP (a professional services
firm)
(2001–2005 and 2012–2014); and Member
of
the Board of Directors, Deloitte & Touche
LLP
(2006–2012).Trustee—Goldman Sachs
Trust
and Goldman Sachs Variable Insurance
Trust. |
104 |
Verizon
Communications
Inc. |
Paul
C. Wirth
Age:
64 |
Trustee |
Since
2022 |
Mr.
Wirth is retired. Formerly, he was Deputy
Chief
Financial Officer and Principal Accounting
Officer
(2011–2020); Finance Director and
Principal
Accounting Officer (2010–2011); and
Managing
Director, Global Controller, and Chief
Accounting
Officer (2005–2010) of Morgan
Stanley.Trustee—Goldman
Sachs Trust and
Goldman
Sachs Variable Insurance Trust. |
104 |
None |
Name,
Address and
Age1
|
Position(s)
Held
with the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s) During Past 5 Years |
Number
of
Portfolios
in Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4
|
James
A.
McNamara*
Age:
59 |
President
and
Trustee |
Since
2007 |
Advisory
Director, Goldman Sachs (January
2018–Present);
Managing Director, Goldman
Sachs
(January 2000–December 2017); Director
of
Institutional Fund Sales, GSAM (April
1998–December
2000); and Senior Vice
President
and Manager, Dreyfus Institutional
Service
Corporation (January 1993–April
1998).President
and Trustee—Goldman Sachs
Trust;
Goldman Sachs Variable Insurance Trust;
Goldman
Sachs Trust II; Goldman Sachs MLP
and
Energy Renaissance Fund; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II;
Goldman
Sachs Credit Income Fund; and
Goldman
Sachs Real Estate Diversified
Income
Fund.
|
173 |
None |
Name,
Age and Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time Served1
|
Principal
Occupation(s) During Past 5 Years |
James
A. McNamara
200
West Street
New
York, NY 10282
Age:
59 |
Trustee
and
President |
Since
2007 |
Advisory
Director, Goldman Sachs (January 2018 – Present);
Managing
Director, Goldman Sachs (January 2000 – December 2017);
Director
of Institutional Fund Sales, GSAM (April 1998 – December
2000);
and Senior Vice President and Manager, Dreyfus Institutional
Service
Corporation (January 1993 – April 1998).President and
Trustee—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs Credit Income Fund; and Goldman
Sachs
Real Estate Diversified Income Fund. |
Joseph
F. DiMaria
30
Hudson Street
Jersey
City, NJ 07302
Age:
53 |
Treasurer,
Principal
Financial
Officer
and
Principal
Accounting
Officer |
Since
2017
(Treasurer
and
Principal
Financial
Officer
since
2019) |
Managing
Director, Goldman Sachs (November 2015 – Present) and
Vice
President – Mutual Fund Administration, Columbia Management
Investment
Advisers, LLC (May 2010 – October 2015).Treasurer,
Principal
Financial Officer and Principal Accounting
Officer—Goldman
Sachs Trust (previously Assistant Treasurer
(2016));
Goldman Sachs Variable Insurance Trust (previously Assistant
Treasurer
(2016)); Goldman Sachs Trust II (previously Assistant
Treasurer
(2017)); Goldman Sachs MLP and Energy Renaissance Fund
(previously
Assistant Treasurer (2017)); Goldman Sachs ETF Trust
(previously
Assistant Treasurer (2017)); Goldman Sachs ETF Trust II;
Goldman
Sachs Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Name,
Age and Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time Served1 |
Principal
Occupation(s) During Past 5 Years |
Julien
Yoo
200
West Street
New
York, NY 10282
Age:
51 |
Chief
Compliance
Officer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2020–Present); Vice
President,
Goldman Sachs (December 2014–December 2019); and Vice
President,
Morgan Stanley Investment Management (2005–2010).Chief
Compliance
Officer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs
Private
Middle Market Credit II LLC; Goldman Sachs Middle Market
Lending
Corp.; Goldman Sachs MLP and Energy Renaissance Fund;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Peter
W. Fortner
30
Hudson Street
Jersey
City, NJ 07302
Age:
64 |
Assistant
Treasurer |
Since
2000 |
Vice
President, Goldman Sachs (July 2000–Present); Principal
Accounting
Officer and Treasurer, Commerce Bank Mutual Fund
Complex
(2008–Present); Treasurer of Goldman Sachs
Philanthropy
Fund (2019–Present); and Treasurer of Ayco Charitable
Foundation
(2020–Present). Assistant Treasurer—Goldman Sachs
Trust;
Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust
II;
Goldman Sachs MLP and Energy Renaissance Fund; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Allison
Fracchiolla
30
Hudson Street
Jersey
City, NJ 07302
Age:
39 |
Assistant
Treasurer |
Since
2014 |
Vice
President, Goldman Sachs (January 2013–Present).Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Tyler
Hanks
222
S. Main St
Salt
Lake City, UT 84101
Age:
40 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (January 2016—Present); and
Associate,
Goldman Sachs (January 2014—January 2016). Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF
Trust
II; Goldman Sachs Credit Income Fund; and Goldman Sachs Real
Estate
Diversified Income Fund.
|
Kirsten
Frivold
Imohiosen
200
West Street
New
York, NY 10282
Age:
52 |
Assistant
Treasurer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2018–Present); and Vice
President,
Goldman Sachs (May 1999–December 2017).Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs BDC, Inc.; Goldman Sachs Private
Middle
Market Credit LLC; Goldman Sachs Private Middle Market
Credit
II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Name,
Age and Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time Served1 |
Principal
Occupation(s) During Past 5 Years |
Steven
Z. Indich
30
Hudson Street
Jersey
City, NJ 07302
Age:
53 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (February 2010 – Present).Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs BDC, Inc.; Goldman Sachs Private
Middle
Market Credit LLC; Goldman Sachs Private Middle Market
Credit
II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Carol
Liu
30
Hudson Street
Jersey
City, NJ 07302
Age:
47 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (October 2017 – Present); Tax Director,
The
Raine Group LLC (August 2015 – October 2017); and Tax
Director,
Icon Investments LLC (January 2012 – August
2015).Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II; Goldman Sachs
MLP
and Energy Renaissance Fund; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs
Private
Middle Market Credit II LLC; Goldman Sachs Middle Market
Lending
Corp.; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust
II;
Goldman Sachs Credit Income Fund; and Goldman Sachs Real
Estate
Diversified Income Fund. |
Christopher
Bradford
30
Hudson Street
Jersey
City, NJ 07302
Age:
40 |
Vice
President |
Since
2020 |
Vice
President, Goldman Sachs (January 2014–Present).Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs Real Estate Diversified
Income
Fund; and Goldman Sachs Credit Income Fund. |
Kenneth
Cawley
71
South Wacker Drive
Chicago,
IL 60606
Age:
52 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (2017 – Present), Vice President
(December
1999–2017); Associate (December 1996–December 1999);
Associate,
Discover Financial (August 1994–December 1996).Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
and Goldman Sachs Trust II. |
Anney
Chi
200
West Street
New
York, NY 10282
Age:
39 |
Vice
President |
Since
2022 |
Vice
President, Goldman Sachs (2014–Present).Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
TP
Enders
200
West Street
New
York, NY 10282
Age:
53 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (January 2012–Present); Vice
President,
Goldman Sachs (April 2004–December 2011)Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs Credit Income Fund; and Goldman
Sachs
Real Estate Diversified Income
Fund. |
Name,
Age and Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time Served1 |
Principal
Occupation(s) During Past 5 Years |
Frank
Murphy
200
West Street
New
York, NY 10282
Age:
47 |
Vice
President |
Since
2019 |
Managing
Director, Goldman Sachs (2015 – Present); Vice President,
Goldman
Sachs (2003 – 2014); Associate, Goldman Sachs (2001 –
2002);
and Analyst, Goldman Sachs (1999 – 2001).Vice
President—Goldman
Sachs Trust; and Goldman Sachs Variable
Insurance
Trust. |
Caroline
L. Kraus
200
West Street
New
York, NY 10282
Age:
45 |
Secretary |
Since
2012 |
Managing
Director, Goldman Sachs (January 2016–Present); Vice
President,
Goldman Sachs (August 2006–December 2015); Senior
Counsel,
Goldman Sachs (January 2020–Present); Associate General
Counsel,
Goldman Sachs (2012–December 2019); Assistant General
Counsel,
Goldman Sachs (August 2006–December 2011); and
Associate,
Weil, Gotshal & Manges, LLP
(2002–2006).Secretary—Goldman
Sachs Trust (previously Assistant
Secretary
(2012)); Goldman Sachs Variable Insurance Trust (previously
Assistant
Secretary (2012)); Goldman Sachs Trust II; Goldman Sachs
BDC,
Inc.; Goldman Sachs Private Middle Market Credit LLC;
Goldman
Sachs Private Middle Market Credit II LLC; Goldman Sachs
Middle
Market Lending Corp.; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF
Trust
II; Goldman Sachs Credit Income Fund; and Goldman Sachs Real
Estate
Diversified Income Fund. |
David
A. Fishman
200
West Street
New
York, NY 10282
Age:
57 |
Assistant
Secretary |
Since
2001 |
Managing
Director, Goldman Sachs (December 2001 – Present); and
Vice
President, Goldman Sachs (1997 – December 2001).Assistant
Secretary—Goldman
Sachs Trust; and Goldman Sachs Variable
Insurance
Trust. |
Shaun
Cullinan
200
West Street
New
York, NY 10282
Age:
42 |
Assistant
Secretary |
Since
2018 |
Managing
Director, Goldman Sachs (2018 – Present); Vice President,
Goldman
Sachs (2009 – 2017); Associate, Goldman Sachs (2006 –
2008);
Analyst, Goldman Sachs (2004 – 2005).Assistant
Secretary—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
and Goldman Sachs Trust II. |
Name
of Trustee |
Dollar
Range of Equity Securities in the
Fund1
|
Aggregate
Dollar Range of Equity
Securities
in All Portfolios in Fund
Complex
Overseen by Trustee |
Jessica
Palmer |
None |
Over
$100,000 |
Dwight
L. Bush |
None |
Over
$100,000 |
Kathryn
A. Cassidy |
None |
Over
$100,000 |
John
G. Chou2
|
None |
None |
Diana
M. Daniels |
None |
Over
$100,000 |
Joaquin
Delgado |
None |
Over
$100,000 |
Eileen
H. Dowling3
|
None |
Over
$100,000 |
James
A. McNamara |
None |
Over
$100,000 |
Roy
W. Templin |
None |
Over
$100,000 |
Gregory
G. Weaver |
None |
Over
$100,000 |
Paul
C. Wirth2
|
None |
None |
Name
of Trustee |
Aggregate
Compensation
from
the Fund |
Pension
or Retirement Benefits
Accrued
as Part of the Trust’s
Expenses |
Total
Compensation From
Fund
Complex (including the Fund)1
|
Jessica
Palmer2
|
$5,169 |
$0 |
$518,500 |
Dwight
L. Bush |
3,449 |
0 |
346,000 |
Kathryn
A. Cassidy |
3,449 |
0 |
346,000 |
John
G. Chou3
|
0 |
0 |
0 |
Diana
M. Daniels |
3,449 |
0 |
346,000 |
Name
of Trustee |
Aggregate
Compensation
from
the Fund |
Pension
or Retirement Benefits
Accrued
as Part of the Trust’s
Expenses |
Total
Compensation From
Fund
Complex (including the Fund)1 |
Joaquin
Delgado |
3,449 |
0 |
346,000 |
Eileen
H. Dowling4
|
1,701 |
0 |
175,500 |
James
A. McNamara5
|
— |
— |
— |
Roy
W. Templin |
3,449 |
0 |
346,000 |
Gregory
G. Weaver6
|
4,058 |
0 |
346,500 |
Paul
C. Wirth3
|
0 |
0 |
0 |
Fund |
Contractual
Rate |
Actual
Rate for the Fiscal Year Ended
March
31, 2022 |
Short-Term
Conservative Income Fund |
0.25% |
0.17% |
Fund |
Fiscal
Year Ended
March
31, 2022 |
Fiscal
Year Ended
March
31, 2021 |
Fiscal
Year Ended
March
31, 2020 |
Short-Term
Conservative Income Fund |
|
|
|
With
fee waivers |
$11,924,166 |
$8,536,926 |
$7,112,123 |
Without
fee waivers |
13,373,363 |
12,181,209 |
9,919,436 |
|
Number
of Other Accounts Managed and Total Assets by Account
Type |
Number
of Accounts and Total Assets for
Which
Advisory Fee is Performance Based | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Name
of Portfolio Manager |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Short-Term
Conservative
Income
Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Dave
Fishman |
24 |
$375,362 |
184 |
$231,287 |
1,212 |
$102,394 |
— |
— |
4
|
$77 |
— |
— |
John
Olivo |
24 |
$375,362 |
184 |
$231,287 |
1,212 |
$102,394 |
— |
— |
4 |
$77 |
— |
— |
Name
of Portfolio Manager |
Dollar
Range of Equity
Securities
Beneficially
Owned
by Portfolio
Manager |
Dave
Fishman |
$500,001
– $1,000,000 |
John
Olivo |
$50,001
– $100,000 |
Fund |
Class
A Shares for Fiscal
Year
Ended March 31, 2022 |
Class
A Shares for Fiscal
Year
Ended March 31, 2021 |
Class
A Shares for Fiscal
Year
Ended March 31, 2020 |
Short-Term
Conservative
Income
Fund |
$0 |
$0 |
$0 |
Fund |
Class
A Shares for Fiscal
Year
Ended March 31,
2022 |
Class
A Shares for Fiscal
Year
Ended March 31, 2021 |
Class
A Shares for Fiscal
Year
Ended March 31, 2020 |
Short-Term
Conservative
Income
Fund |
$101,904 |
$118,212 |
$65,143 |
Fund |
Institutional
Shares for
Fiscal
Year Ended March
31,
2022 |
Institutional
Shares for Fiscal
Year
Ended March 31, 2021 |
Institutional
Shares for Fiscal
Year
Ended March 31, 2020 |
Short-Term
Conservative
Income
Fund |
$1,037,151 |
$740,666 |
$555,239 |
Fund |
Administration
Shares
for
the Fiscal Year
Ended
March 31, 2022 |
Administration
Shares
for
the Fiscal Year
Ended
March 31, 2021 |
Administration
Shares for the
Fiscal
Year Ended March 31,
2020 |
Short-Term
Conservative
Income
Fund |
$11 |
$126 |
$314 |
Fund |
Preferred
Shares for
Fiscal
Year Ended
March
31, 2022 |
Preferred
Shares for Fiscal
Year
Ended March 31, 2021 |
Preferred
Shares for Fiscal
Year
Ended March 31, 2020 |
Short-Term
Conservative
Income
Fund |
$11 |
$11 |
$11 |
Fund |
Investor
Shares for Fiscal
Year
Ended March
31,
2022 |
Investor
Shares for Fiscal
Period
Ended March 31, 2021 |
Investor
Shares for Fiscal
Year
Ended March 31, 2020 |
Short-Term
Conservative
Income
Fund |
$107,238 |
$157,341 |
$98,027 |
Fund |
Class
R6 Shares for Fiscal
Year
Ended March 31,
2022 |
Class
R6 Shares for Fiscal
Year
Ended March 31,
2021 |
Class
R6 Shares for Fiscal
Period
Ended March 31, 2020 |
Short-Term
Conservative
Income
Fund |
$64,056 |
$86,677 |
$161,696 |
Fund |
Class
P Shares for Fiscal
Year
Ended March 31,
2022 |
Class
P Shares for Fiscal
Period
Ended March 31,
2021 |
Class
P Shares for Fiscal Year
Ended
March 31, 2020 |
Short-Term
Conservative
Income
Fund |
$710,582 |
$751,640 |
$574,309 |
Fund |
Fiscal
Year Ended
March
31, 2022 |
Fiscal
Year Ended
March
31, 2021 |
Fiscal
Year Ended
March
31, 2020 |
Short-Term
Conservative Income Fund |
$658,369 |
$743,071 |
$904,171 |
|
Total
Brokerage
Commissions
Paid1
|
Total
Brokerage
Commissions
Paid
to
Goldman
Sachs2
|
Total
Amount of
Transactions
on
which
Commissions
Paid3
|
Amount
of
Transactions
Effected
Through
Brokers
Providing
Research4
|
Brokerage
Commissions
Paid to Brokers
Providing
Research4
|
Short-Term
Conservative Income Fund |
$0 |
$
0 (0%) |
$0 |
$0 |
$0 |
|
Total
Brokerage
Commissions
Paid1
|
Total
Brokerage
Commissions
Paid
to
Goldman
Sachs2
|
Total
Amount of
Transactions
on
which
Commissions
Paid3
|
Amount
of
Transactions
Effected
Through
Brokers
Providing
Research4
|
Brokerage
Commissions
Paid to Brokers
Providing
Research4
|
Short-Term
Conservative Income Fund |
$0 |
$0
(0%) |
$0 |
$0 |
$0 |
|
Total
Brokerage
Commissions
Paid1
|
Total
Brokerage
Commissions
Paid
to
Goldman
Sachs2
|
Total
Amount of
Transactions
on
which
Commissions
Paid3
|
Amount
of
Transactions
Effected
Through
Brokers
Providing
Research4
|
Brokerage
Commissions
Paid to Brokers
Providing
Research4
|
Short-Term
Conservative Income Fund |
$0 |
$0
(0%) |
$0 |
$0 |
$0 |
Fund |
Amount
($) |
Year
of Expiration |
Short-Term
Conservative Income |
4,731,830 |
Perpetual
Short-term |
Type
of Information |
When
Available Upon Request |
Portfolio
Characteristics Information
(Except
for Aggregate Liquidity
Classification
Information) |
Prior
to 15 Business Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
15
Business Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. | |
Aggregate
Liquidity Classification
Information |
Prior
to 90 Calendar Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
90
Calendar Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. |
Fund |
Fiscal
Year Ended
March
31, 2022 |
Fiscal
Year Ended
March
31, 2021 |
Fiscal
Year Ended
March
31, 2020 |
Short-Term
Conservative Income Fund |
$127,380 |
$145,740 |
$75,166 |
Compensation
to Dealers |
Compensation
and
Expenses
of the
Distributor
and Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Total |
$132,012 |
$20,432 |
$6,234 |
$260 |
$709 |
$159,649 |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Ameriprise
Financial Services Inc., FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
55.40% |
Class
A |
Stifel
Nicolaus & Co., FEBO Customers, 501 N. Broadway, St. Louis, Mo,
63102-2188 |
11.43% |
Class
A |
LPL
Financial, Omnibus Customer Account, Attn: Mutual Fund Trading, 4707
Executive Dr.,
San
Diego, CA 92121-3091 |
13.56% |
Class
A |
Raymond
James & Associates, Raymond James, Omnibus For Mutual Funds, 880
Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
9.18% |
Institutional |
BofA
Securities, Inc., The Patrick J. McGovern Foundation, Inc., PO Box 171536,
Boston, MA
02117-3375 |
8.47% |
Institutional |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept. 4th Fl.,
499
Washington
Blvd., Jersey City, NJ, 07310-1995 |
15.96% |
Institutional |
Bank
of Oklahoma, N.A., Chickasaw Holding Company, Attn: Larry Jones, PO Box
460,
Sulphur,
OK 73086-0460 |
5.54% |
Institutional |
JetBlue
Airways Co., Attn: Lawrence Chuang, 2701 Queen Plaza North, Long Island
City, NY
11101-
4020 |
16.06% |
Institutional |
Ligand
Pharmaceuticals Incorporated, 3911 Sorrento Valley Blvd, Suite 110, San
Diego, CA,
92121-
1457 |
8.98% |
Institutional |
TD
Ameritrade Clearing Inc., FEBO Clients, PO Box 2226, Omaha, NE,
68103-2226 |
5.05% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody A/C FBO Customers, Attn: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
6.58% |
Administration |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru, 560103 India |
100.00% |
Preferred |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru, 560103 India |
100.00% |
Investor |
LPL
Financial Corporation, FBO Customer Accounts, Attn: Mutual Fund
Operations, 4707
Executive
Dr., San Diego, CA 92121-3091 |
43.71% |
Investor |
Ameriprise
Financial Services Inc., FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
43.25% |
Investor |
Raymond
James, Omnibus For Mutual Funds, 880 Carillon Parkway, St. Petersburg, FL
33716-1102 |
10.39% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S. Main St., Salt
Lake City,
UT,
84101-2199 |
99.78%* |
Class
R6 |
Goldman
Sachs Trust, Goldman Sachs Collective Trust, Tactical Exposure Fund, 200
West St.
Fl.
36, New York, NY 10282-2102 |
99.95% |
| |
2-B | |
3-B | |
7-B | |
10-B | |
11-B | |
13-B | |
| |
18-B | |
19-B | |
24-B | |
26-B | |
26-B | |
29-B | |
| |
33-B | |
34-B | |
39-B | |
41-B | |
41-B | |
43-B | |
| |
48-B | |
49-B | |
53-B | |
53-B | |
54-B | |
55-B |