Fund |
Principal
U.S. Listing Exchange |
Ticker |
Invesco
Aerospace & Defense ETF |
NYSE
Arca, Inc. |
PPA |
Invesco
BuyBack AchieversTM
ETF |
The
Nasdaq Stock Market LLC |
PKW |
Invesco
Dividend AchieversTM
ETF |
The
Nasdaq Stock Market LLC |
PFM |
Invesco
Dow Jones Industrial Average Dividend ETF |
NYSE
Arca, Inc. |
DJD |
Invesco
DWA Basic Materials Momentum ETF |
The
Nasdaq Stock Market LLC |
PYZ |
Invesco
DWA Consumer Cyclicals Momentum ETF |
The
Nasdaq Stock Market LLC |
PEZ |
Invesco
DWA Consumer Staples Momentum ETF |
The
Nasdaq Stock Market LLC |
PSL |
Invesco
DWA Energy Momentum ETF |
The
Nasdaq Stock Market LLC |
PXI |
Invesco
DWA Financial Momentum ETF |
The
Nasdaq Stock Market LLC |
PFI |
Invesco
DWA Healthcare Momentum ETF |
The
Nasdaq Stock Market LLC |
PTH |
Invesco
DWA Industrials Momentum ETF |
The
Nasdaq Stock Market LLC |
PRN |
Invesco
DWA Momentum ETF |
The
Nasdaq Stock Market LLC |
PDP |
Invesco
DWA Technology Momentum ETF |
The
Nasdaq Stock Market LLC |
PTF |
Invesco
DWA Utilities Momentum ETF |
The
Nasdaq Stock Market LLC |
PUI |
Invesco
Dynamic Biotechnology & Genome ETF |
NYSE
Arca, Inc. |
PBE |
Invesco
Dynamic Building & Construction ETF |
NYSE
Arca, Inc. |
PKB |
Invesco
Dynamic Energy Exploration & Production ETF |
NYSE
Arca, Inc. |
PXE |
Invesco
Dynamic Food & Beverage ETF |
NYSE
Arca, Inc. |
PBJ |
Invesco
Dynamic Large Cap Growth ETF |
NYSE
Arca, Inc. |
PWB |
Invesco
Dynamic Large Cap Value ETF |
NYSE
Arca, Inc. |
PWV |
Invesco
Dynamic Leisure and Entertainment ETF |
NYSE
Arca, Inc. |
PEJ |
Invesco
Dynamic Market ETF |
NYSE
Arca, Inc. |
PWC |
Invesco
Dynamic Media ETF |
NYSE
Arca, Inc. |
PBS |
Invesco
Dynamic Networking ETF |
NYSE
Arca, Inc. |
PXQ |
Invesco
Dynamic Oil & Gas Services ETF |
NYSE
Arca, Inc. |
PXJ |
Invesco
Dynamic Pharmaceuticals ETF |
NYSE
Arca, Inc. |
PJP |
Invesco
Dynamic Semiconductors ETF |
NYSE
Arca, Inc. |
PSI |
Invesco
Dynamic Software ETF |
NYSE
Arca, Inc. |
PSJ |
Invesco
Financial Preferred ETF |
NYSE
Arca, Inc. |
PGF |
Invesco
FTSE RAFI US 1000 ETF |
NYSE
Arca, Inc. |
PRF |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
The
Nasdaq Stock Market LLC |
PRFZ |
Invesco
Global Listed Private Equity ETF |
NYSE
Arca, Inc. |
PSP |
Invesco
Golden Dragon China ETF |
The
Nasdaq Stock Market LLC |
PGJ |
Invesco
High Yield Equity Dividend AchieversTM
ETF |
The
Nasdaq Stock Market LLC |
PEY |
Invesco
International Dividend AchieversTM
ETF |
The
Nasdaq Stock Market LLC |
PID |
Invesco
MSCI Sustainable Future ETF |
NYSE
Arca, Inc. |
ERTH |
Invesco
NASDAQ Internet ETF |
The
Nasdaq Stock Market LLC |
PNQI |
Invesco
Raymond James SB-1 Equity ETF |
NYSE
Arca, Inc. |
RYJ |
Invesco
S&P 100 Equal Weight ETF |
NYSE
Arca, Inc. |
EQWL |
Invesco
S&P 500 BuyWrite ETF |
NYSE
Arca, Inc. |
PBP |
Invesco
S&P 500®
Equal
Weight ETF |
NYSE
Arca, Inc. |
RSP |
Invesco
S&P 500®
Equal
Weight Communication Services ETF |
NYSE
Arca, Inc. |
EWCO |
Invesco
S&P 500®
Equal
Weight Consumer Discretionary ETF |
NYSE
Arca, Inc. |
RCD |
Invesco
S&P 500®
Equal Weight Consumer Staples ETF |
NYSE
Arca, Inc. |
RHS |
Invesco
S&P 500®
Equal
Weight Energy ETF |
NYSE
Arca, Inc. |
RYE |
Invesco
S&P 500®
Equal
Weight Financials ETF |
NYSE
Arca, Inc. |
RYF |
Invesco
S&P 500®
Equal
Weight Health Care ETF |
NYSE
Arca, Inc. |
RYH |
Invesco
S&P 500®
Equal
Weight Industrials ETF |
NYSE
Arca, Inc. |
RGI |
Fund |
Principal
U.S. Listing Exchange |
Ticker |
Invesco
S&P 500®
Equal
Weight Materials ETF |
NYSE
Arca, Inc. |
RTM |
Invesco
S&P 500®
Equal
Weight Real Estate ETF |
NYSE
Arca, Inc. |
EWRE |
Invesco
S&P 500®
Equal
Weight Technology ETF |
NYSE
Arca, Inc. |
RYT |
Invesco
S&P 500®
Equal
Weight Utilities ETF |
NYSE
Arca, Inc. |
RYU |
Invesco
S&P 500 GARP ETF |
NYSE
Arca, Inc. |
SPGP |
Invesco
S&P 500®
Pure Growth ETF |
NYSE
Arca, Inc. |
RPG |
Invesco
S&P 500®
Pure Value ETF |
NYSE
Arca, Inc. |
RPV |
Invesco
S&P 500®
Quality ETF |
NYSE
Arca, Inc. |
SPHQ |
Invesco
S&P 500®
Top 50 ETF |
NYSE
Arca, Inc. |
XLG |
Invesco
S&P 500 Value with Momentum ETF |
NYSE
Arca, Inc. |
SPVM |
Invesco
S&P MidCap 400®
Equal Weight ETF |
NYSE
Arca, Inc. |
EWMC |
Invesco
S&P MidCap 400®
Pure Growth ETF |
NYSE
Arca, Inc. |
RFG |
Invesco
S&P MidCap 400®
Pure Value ETF |
NYSE
Arca, Inc. |
RFV |
Invesco
S&P MidCap Momentum ETF |
NYSE
Arca, Inc. |
XMMO |
Invesco
S&P MidCap Quality ETF |
NYSE
Arca, Inc. |
XMHQ |
Invesco
S&P MidCap Value with Momentum ETF |
NYSE
Arca, Inc. |
XMVM |
Invesco
S&P SmallCap 600®
Equal Weight ETF |
NYSE
Arca, Inc. |
EWSC |
Invesco
S&P SmallCap 600®
Pure Growth ETF |
NYSE
Arca, Inc. |
RZG |
Invesco
S&P SmallCap 600®
Pure Value ETF |
NYSE
Arca, Inc. |
RZV |
Invesco
S&P SmallCap Momentum ETF |
NYSE
Arca, Inc. |
XSMO |
Invesco
S&P SmallCap Value with Momentum ETF |
NYSE
Arca, Inc. |
XSVM |
Invesco
S&P Spin-Off ETF |
NYSE
Arca, Inc. |
CSD |
Invesco
Water Resources ETF |
The
Nasdaq Stock Market LLC |
PHO |
Invesco
WilderHill Clean Energy ETF |
NYSE
Arca, Inc. |
PBW |
Invesco
Zacks Mid-Cap ETF |
NYSE
Arca, Inc. |
CZA |
Invesco
Zacks Multi-Asset Income ETF |
NYSE
Arca, Inc. |
CVY |
Fund |
2022 |
2021 |
Invesco
Dow Jones Industrial Average Dividend ETF (1) |
15% |
50% |
Invesco
Dynamic Oil & Gas Services ETF (1) |
109% |
63% |
Invesco
MSCI Sustainable Future ETF (2) |
30% |
140% |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
Ronn
R. Bagge—1958
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Vice
Chair of
the
Board;
Chair
of the
Nominating
and
Governance
Committee
and
Trustee |
Vice
Chair since
2018;
Chair of
the
Nominating
and
Governance
Committee
and
Trustee
since
2003 |
Founder
and Principal,
YQA
Capital Management
LLC
(1998-Present);
formerly,
Owner/CEO of
Electronic
Dynamic
Balancing
Co., Inc. (high-
speed
rotating equipment
service
provider). |
230 |
Chair
(since 2021) and
member
(since 2017)
of
the Joint Investment
Committee,
Mission
Aviation
Fellowship
and
MAF Foundation;
Trustee,
Mission
Aviation
Fellowship
(2017-Present). |
Todd
J. Barre—1957
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee |
Since
2010 |
Assistant
Professor of
Business,
Trinity Christian
College (2010-2016);
formerly,
Vice President
and
Senior Investment
Strategist
(2001-2008),
Director
of Open
Architecture
and Trading
(2007-2008),
Head of
Fundamental
Research
(2004-2007)
and Vice
President
and Senior
Fixed
Income Strategist |
230 |
None. |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
(1994-2001),
BMO
Financial
Group/Harris
Private
Bank. |
|
|
Edmund
P.
Giambastiani, Jr.—1948
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee |
Since
2019 |
President,
Giambastiani
Group
LLC (national
security
and energy
consulting)
(2007-
Present);
Director, First
Eagle
Alternative Credit
LLC
(2020-Present);
Advisory
Board Member,
Massachusetts
Institute of
Technology
Lincoln
Laboratory
(federally-
funded
research
development)
(2010-
Present);
Defense
Advisory
Board Member,
Lawrence
Livermore
National
Laboratory (2013-
Present);
formerly,
Director,
The Boeing
Company
(2009-2021);
Trustee,
MITRE
Corporation
(federally
funded
research
development)
(2008-
2020);
Director, THL
Credit,
Inc. (alternative
credit
investment
manager)
(2016-2020);
Chair
(2015-2016), Lead
Director
(2011-2015) and
Director
(2008-2011),
Monster
Worldwide, Inc.
(career
services); United
States
Navy, career
nuclear
submarine officer
(1970-2007);
Seventh Vice
Chair
of the Joint Chiefs
of
Staff (2005-2007); first
NATO
Supreme Allied
Commander
Transformation
(2003-
2005);
Commander, U.S.
Joint
Forces Command
(2002-2005). |
230 |
Trustee,
U.S. Naval
Academy
Foundation
Athletic
& Scholarship
Program
(2010-
Present);
formerly,
Trustee,
certain funds
of
the Oppenheimer
Funds
complex (2013-
2019);
Advisory Board
Member,
Maxwell
School
of Citizenship
and
Public Affairs of
Syracuse
University
(2012-2016). |
Victoria
J. Herget—1951
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee |
Since
2019 |
Formerly,
Managing
Director
(1993-2001),
Principal
(1985-1993),
Vice
President (1978-
1985)
and Assistant Vice
President
(1973-1978),
Zurich
Scudder
Investments
(investment |
230 |
Trustee
(2000-Present)
and
Chair (2010-2017),
Newberry
Library;
Trustee,
Chikaming
Open
Lands (2014-
Present);
formerly,
Trustee,
Mather
LifeWays
(2001-2021); |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
adviser)
(and its
predecessor
firms). |
|
Trustee,
certain funds
in
the Oppenheimer
Funds
complex (2012-
2019);
Board Chair
(2008-2015)
and
Director
(2004-2018),
United
Educators
Insurance
Company;
Independent
Director,
First
American Funds
(2003-2011);
Trustee
(1992-2007),
Chair of
the
Board of Trustees
(1999-2007),
Investment
Committee
Chair
(1994-1999) and
Investment
Committee
member
(2007-2010),
Wellesley
College;
Trustee,
BoardSource
(2006-2009);
Trustee,
Chicago
City Day
School
(1994-2005). |
Marc
M. Kole—1960
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chair
of the
Audit
Committee
and
Trustee |
Chair
of the
Audit
Committee
since
2008;
Trustee
since
2006 |
Formerly,
Managing
Director
of Finance (2020-
2021)
and Senior Director
of
Finance (2015-2020),
By
The Hand Club for
Kids
(not-for-profit); Chief
Financial
Officer, Hope
Network
(social services)
(2008-2012);
Assistant
Vice
President and
Controller,
Priority Health
(health
insurance) (2005-
2008);
Regional Chief
Financial
Officer, United
Healthcare
(2005); Chief
Accounting
Officer, Senior
Vice
President of Finance,
Oxford
Health Plans
(2000-2004);
Audit
Partner,
Arthur Andersen
LLP
(1996-2000). |
230 |
Formerly,
Treasurer
(2018-2021),
Finance
Committee
Member
(2015-2021)
and Audit
Committee
Member
(2015),
Thornapple
Evangelical
Covenant
Church;
Board and
Finance
Committee
Member
(2009-2017)
and
Treasurer (2010-
2015,
2017),
NorthPointe
Christian
Schools. |
Yung
Bong Lim—1964
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chair
of the
Investment
Oversight
Committee
and
Trustee |
Chair
of the
Investment
Oversight
Committee
since
2014;
Trustee
since
2013 |
Managing
Partner, RDG
Funds
LLC (real estate)
(2008-Present);
formerly,
Managing
Director, Citadel
LLC
(1999-2007). |
230 |
Board
Director, Beacon
Power
Services, Corp.
(2019-Present);
formerly,
Advisory
Board
Member,
Performance
Trust
Capital
Partners, LLC
(2008-2020). |
Joanne
Pace—1958
c/o
Invesco Capital |
Trustee |
Since
2019 |
Formerly,
Senior Advisor,
SECOR
Asset |
230 |
Board
Director, Horizon
Blue
Cross Blue Shield |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
|
|
Management,
LP (2010-
2011);
Managing Director
and
Chief Operating
Officer,
Morgan Stanley
Investment
Management
(2006-2010);
Partner and
Chief
Operating Officer,
FrontPoint
Partners, LLC
(alternative
investments)
(2005-2006);
Managing
Director
(2003-2005),
Global
Head of Human
Resources
and member of
Executive
Board and
Operating
Committee
(2004-2005),
Global Head
of
Operations and Product
Control
(2003-2004),
Credit
Suisse (investment
banking);
Managing
Director
(1997-2003),
Controller
and Principal
Accounting
Officer (1999-
2003),
Chief Financial
Officer
(temporary
assignment)
for the
Oversight
Committee,
Long
Term Capital
Management
(1998-1999),
Morgan
Stanley. |
|
of
New Jersey (2012-
Present);
Governing
Council
Member
(2016-Present)
and
Chair
of Education
Committee
(2017-
2021),
Independent
Directors
Council
(IDC);
Council
Member,
New York-
Presbyterian
Hospital’s
Leadership
Council on
Children’s
and
Women’s
Health
(2012-Present);
formerly,
Advisory
Board
Director, The
Alberleen
Group LLC
(2012-2021);
Board
Member,
100 Women
in
Finance (2015-
2020);
Trustee, certain
funds
in the
Oppenheimer
Funds
complex
(2012-2019);
Lead
Independent
Director
and Chair of
the
Audit and
Nominating
Committee
of
The Global Chartist
Fund,
LLC,
Oppenheimer
Asset
Management
(2011-
2012);
Board Director,
Managed
Funds
Association
(2008-
2010);
Board Director
(2007-2010)
and
Investment
Committee
Chair
(2008-2010),
Morgan
Stanley
Foundation. |
Gary
R. Wicker—1961
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee |
Since
2013 |
Senior
Vice President of
Global
Finance and Chief
Financial
Officer, RBC
Ministries
(publishing
company)
(2013-Present);
formerly,
Executive Vice
President
and Chief
Financial
Officer,
Zondervan
Publishing (a
division
of Harper
Collins/NewsCorp)
(2007-
2012);
Senior Vice
President
and Group
Controller
(2005- 2006), |
230 |
Board
Member and
Treasurer,
Our Daily
Bread
Ministries
Canada
(2015-
Present);
Board and
Finance
Committee
Member,
West
Michigan
Youth For
Christ
(2010-Present). |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
Senior
Vice President and
Chief
Financial Officer
(2003-2004),
Chief
Financial
Officer (2001-
2003),
Vice President,
Finance
and Controller
(1999-2001)
and Assistant
Controller
(1997-1999),
divisions
of The Thomson
Corporation
(information
services
provider); Senior
Audit
Manager (1994-
1997),
PricewaterhouseCoopers
LLP. |
|
|
Donald
H. Wilson—1959
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chair
of the
Board
and
Trustee |
Chair
since 2012;
Trustee
since 2006 |
Chair,
President and Chief
Executive
Officer,
McHenry
Bancorp Inc. and
McHenry
Savings Bank
(subsidiary)
(2018-
Present);
formerly, Chair
and
Chief Executive
Officer,
Stone Pillar
Advisors,
Ltd. (2010-
2017);
President and
Chief
Executive Officer,
Stone
Pillar Investments,
Ltd.
(advisory services to
the
financial sector) (2016-
2018);
Chair, President
and
Chief Executive
Officer,
Community
Financial
Shares, Inc. and
Community
Bank—
Wheaton/Glen
Ellyn
(subsidiary)
(2013-2015);
Chief
Operating Officer,
AMCORE
Financial, Inc.
(bank
holding company)
(2007-2009);
Executive
Vice
President and Chief
Financial
Officer,
AMCORE
Financial, Inc.
(2006-2007);
Senior Vice
President
and Treasurer,
Marshall &
Ilsley Corp.
(bank
holding company)
(1995-2006). |
230 |
Director,
Penfield
Children’s
Center
(2004-Present);
Board
Chair,
Gracebridge
Alliance,
Inc.
(2015-Present). |
Name,
Address and
Year
of Birth
of
Interested Trustee* |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served** |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Interested
Trustee |
Other
Directorships
Held
by
Interested
Trustee
During
the Past 5 Years |
Anna
Paglia—1974
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite700
Downers
Grove, IL 60515 |
Trustee,
President
and
Principal
Executive
Officer |
Trustee
since
2022;
President
and
Principal
Executive
Officer
since
2020 |
President
and Principal
Executive
Officer (2020-
Present)
and Trustee
(2022-present),
Invesco
Exchange-Traded
Fund
Trust,
Invesco Exchange-
Traded
Fund Trust II,
Invesco
India Exchange-
Traded
Fund Trust,
Invesco
Actively Managed
Exchange-Traded
Fund
Trust,
Invesco Actively
Managed
Exchange-
Traded
Commodity Fund
Trust
and Invesco
Exchange-Traded
Self-
Indexed
Fund Trust;
Managing
Director and
Global
Head of ETFs and
Indexed
Strategies, Chief
Executive
Officer and
Principal
Executive Officer,
Invesco
Capital
Management
LLC (2020-
Present);
Chief Executive
Officer,
Manager and
Principal
Executive Officer,
Invesco
Specialized
Products,
LLC (2020-
Present);
Vice President,
Invesco
Indexing LLC
(2020-Present);
formerly,
Secretary,
Invesco
Exchange-Traded
Fund
Trust,
Invesco Exchange-
Traded
Fund Trust II,
Invesco
India Exchange-
Traded
Fund Trust and
Invesco
Actively Managed
Exchange-Traded
Fund
Trust
(2011-2020),
Invesco
Actively Managed
Exchange-Traded
Commodity
Fund Trust
(2014-2020)
and Invesco
Exchange-Traded
Self-
Indexed
Fund Trust (2015-
2020);
Head of Legal
(2010-2020)
and
Secretary
(2015-2020),
Invesco
Capital
Management
LLC;
Manager
and Assistant
Secretary,
Invesco |
230 |
None. |
Name,
Address and
Year
of Birth
of
Interested Trustee* |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served** |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Interested
Trustee |
Other
Directorships
Held
by
Interested
Trustee
During
the Past 5 Years |
|
|
|
Indexing
LLC (2017-2020);
Head
of Legal and
Secretary,
Invesco
Specialized
Products, LLC
(2018-2020);
Partner, K&L
Gates
LLP (formerly, Bell
Boyd
& Lloyd LLP) (2007-
2010);
and Associate
Counsel
at Barclays
Global
Investors
Ltd. (2004-2006). |
|
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5
Years |
Adrien
Deberghes — 1967
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President |
Since
2020 |
Vice
President, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2020-Present); Head of the Fund Office of the CFO, Fund
Administration
and Vice President, Invesco Advisers, Inc. (2020-
Present);
Principal Financial Officer, Treasurer and Vice President,
The
Invesco Funds (2020-Present); formerly, Senior Vice
President
and Treasurer, Fidelity Investments (2008-2020). |
Kelli
Gallegos — 1970
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President
and
Treasurer |
Since
2018 |
Vice
President, Invesco Advisers, Inc. (2020-Present); Principal
Financial
and Accounting Officer- Pooled Investments, Invesco
Specialized
Products, LLC (2018-Present); Vice President and
Treasurer,
Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2018-Present); Principal Financial and Accounting Officer-
Pooled
Investments, Invesco Capital Management LLC (2018-
Present);
Vice President and Assistant Treasurer (2008-Present),
The
Invesco Funds; formerly, Principal Financial Officer (2016-
2020)
and Assistant Vice President (2008-2016), The Invesco
Funds;
Assistant Treasurer, Invesco Specialized Products, LLC
(2018);
Assistant Treasurer, Invesco Exchange-Traded Fund
Trust,
Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust and Invesco Actively Managed
Exchange-Traded
Fund Trust (2012-2018), Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust (2014-2018)
and
Invesco Exchange-Traded Self-Indexed Fund Trust (2016-
2018);
and Assistant Treasurer, Invesco Capital Management LLC
(2013-2018). |
Adam
Henkel — 1980
Invesco
Capital
Management
LLC
3500
Lacey Road |
Secretary |
Since
2020 |
Head
of Legal and Secretary, Invesco Capital Management LLC
and
Invesco Specialized Products, LLC (2020-present); Secretary,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5
Years |
Suite
700
Downers
Grove, IL 60515 |
|
|
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2020-Present);
Assistant
Secretary, Invesco Capital Markets, Inc. (2020-Present);
Assistant
Secretary, The Invesco Funds (2014-Present); Manager
and
Assistant Secretary, Invesco Indexing LLC (2020-Present);
Assistant
Secretary, Invesco Investment Advisers LLC (2020-
Present);
formerly, Assistant Secretary of Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust and Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust (2014-2020);
Chief
Compliance Officer of Invesco Capital Management LLC
(2017);
Chief Compliance Officer of Invesco Exchange-Traded
Fund
Trust, Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust, Invesco Actively Managed
Exchange-Traded
Fund Trust and Invesco Actively Managed
Exchange-Traded
Commodity Fund Trust (2017); Senior Counsel,
Invesco,
Ltd. (2013-2020); Assistant Secretary, Invesco
Specialized
Products, LLC (2018-2020). |
Peter
Hubbard — 1981
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2009 |
Vice
President, Invesco Specialized Products, LLC (2018-
Present);
Vice President, Invesco Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust II, Invesco India Exchange-
Traded
Fund Trust, Invesco Actively Managed Exchange-Traded
Fund
Trust (2009-Present), Invesco Actively Managed Exchange-
Traded
Commodity Fund Trust (2014-Present) and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2016-Present); Vice
President
and Director of Portfolio Management, Invesco Capital
Management
LLC (2010-Present); Vice President, Invesco
Advisers,
Inc. (2020-Present); formerly, Vice President of Portfolio
Management,
Invesco Capital Management LLC (2008-2010);
Portfolio
Manager, Invesco Capital Management LLC (2007-
2008);
Research Analyst, Invesco Capital Management LLC
(2005-2007);
Research Analyst and Trader, Ritchie Capital, a
hedge
fund operator (2003-2005). |
Sheri
Morris — 1964
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President |
Since
2012 |
Head
of Global Fund Services, Invesco Ltd. (2019-Present); Vice
President,
OppenheimerFunds, Inc. (2019-Present); President and
Principal
Executive Officer, The Invesco Funds (2016-Present);
Senior
Vice President, Invesco Advisers, Inc. (formerly known as
Invesco
Institutional (N.A.), Inc.) (registered investment adviser)
(2020-Present);
Director, Invesco Trust Company (2022-Present);
and
Vice President, Invesco Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust II, Invesco India Exchange-
Traded
Fund Trust, Invesco Actively Managed Exchange-Traded
Fund
Trust (2012-Present), Invesco Actively Managed Exchange-
Traded
Commodity Fund Trust (2014-Present) and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2016-Present);
formerly,
Treasurer (2008-2020), Vice President and Principal
Financial
Officer, The Invesco Funds (2008-2016); Treasurer,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust and
Invesco
Actively Managed Exchange-Traded Fund Trust (2011-
2013);
Vice President, Invesco Aim Advisers, Inc., Invesco Aim
Capital
Management, Inc. and Invesco Aim Private Asset
Management,
Inc.; Treasurer, Assistant Vice President and
Assistant
Treasurer, The Invesco Funds and Assistant Vice
President,
Invesco Advisers, Inc., Invesco Aim Capital
Management,
Inc. and Invesco Aim Private Asset Management,
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5
Years |
|
|
|
Inc.;
Vice President, Invesco Advisers, Inc.
(2009-2020). |
Rudolf
E. Reitmann — 1971
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2013 |
Head
of Global Exchange Traded Funds Services, Invesco
Specialized
Products, LLC (2018-Present); Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust (2013-Present),
Invesco
Actively Managed Exchange-Traded Commodity Fund
Trust
(2014-Present) and Invesco Exchange-Traded Self-Indexed
Fund
Trust (2016-Present); Head of Global Exchange Traded
Funds
Services, Invesco Capital Management LLC (2013-
Present);
Vice President, Invesco Capital Markets, Inc. (2018-
Present). |
Melanie
Zimdars — 1976
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Chief
Compliance
Officer |
Since
2017 |
Chief
Compliance Officer, Invesco Specialized Products, LLC
(2018-Present);
Chief Compliance Officer, Invesco Capital
Management
LLC (2017-Present); Chief Compliance Officer,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2017-Present);
formerly,
Vice President and Deputy Chief Compliance Officer,
ALPS
Holding, Inc. (2009-2017); Mutual Fund Treasurer/ Chief
Financial
Officer, Wasatch Advisors, Inc. (2005-2008); Compliance
Officer,
U.S. Bancorp Fund Services, LLC
(2001-2005). |
Name
of Trustee |
Dollar
Range of
Equity
Securities Per Fund |
Aggregate
Dollar
Range
of Equity
Securities
in All
Registered
Investment
Companies
Overseen
by
Trustee in Fund Family |
Independent
Trustees |
|
|
Ronn
R. Bagge |
Invesco
DWA Momentum ETF |
Over
$100,000 |
|
Over
$100,000 |
|
|
Invesco
S&P 500 Equal Weight ETF |
|
|
Over
$100,000 |
|
Todd
J. Barre |
Invesco
FTSE RAFI US 1000 ETF |
Over
$100,000 |
|
Over
$100,000 |
|
|
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
|
|
Over
$100,000 |
|
|
Invesco
S&P 500 Equal Weight ETF |
|
|
Over
$100,000 |
|
Edmund
P. Giambastiani, Jr. |
Invesco
Dynamic Biotechnology & Genome ETF |
$10,001 -
$50,000 |
|
$1
- $10,000 |
|
Victoria
J. Herget |
Invesco
DWA Momentum ETF |
Over
$100,000 |
|
$10,001
- $50,000 |
|
|
Invesco
Dynamic Large Cap Value ETF |
|
|
$50,001
- $100,000 |
|
|
Invesco
S&P 500 Equal Weight ETF |
|
Name
of Trustee |
Dollar
Range of
Equity
Securities Per Fund |
Aggregate
Dollar
Range
of Equity
Securities
in All
Registered
Investment
Companies
Overseen
by
Trustee in Fund Family |
|
$10,001
to $50,000 |
|
Marc
M. Kole |
Invesco
Dynamic Large Cap Growth ETF |
Over
$100,000 |
|
Over
$100,000 |
|
|
Invesco
Dynamic Large Cap Value ETF |
|
|
Over
$100,000 |
|
|
Invesco
S&P MidCap Momentum ETF |
|
|
Over
$100,000 |
|
|
Invesco
WilderHill Clean Energy ETF |
|
|
$10,001
- $50,000 |
|
Yung
Bong Lim |
Invesco
DWA Energy Momentum ETF |
Over
$100,000 |
|
Over
$100,000 |
|
|
Invesco
International Dividend Achievers ETF |
|
|
Over
$100,000 |
|
Joanne
Pace |
Invesco
S&P 500 Quality ETF |
Over
$100,000 |
|
Over
$100,000 |
|
Gary
R. Wicker |
Invesco
Dynamic Energy Exploration & Production ETF |
Over
$100,000 |
|
$1
- $10,000 |
|
|
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
|
|
$10,001
- $50,000 |
|
|
Invesco
International Dividend Achievers ETF |
|
|
Over
$100,000 |
|
|
Invesco
S&P 500 Equal Weight ETF |
|
|
$10,001
- $50,000 |
|
|
Invesco
S&P 500 Quality ETF |
|
|
Over
$100,000 |
|
Donald
H. Wilson |
Invesco
Dynamic Large Cap Growth ETF |
Over
$100,000 |
|
Over
$100,000 |
|
|
Invesco
Dynamic Large Cap Value ETF |
|
|
Over
$100,000 |
|
|
Invesco
Dynamic Market ETF |
|
|
$10,001
- $50,000 |
|
|
Invesco
High Yield Equity Dividend Achievers ETF |
|
|
$10,001
- $50,000 |
|
|
Invesco
S&P Midcap 400 Equal Weight ETF |
|
|
Over
$100,000 |
|
|
Invesco
S&P SmallCap Value with Momentum ETF |
|
|
Over
$100,000 |
|
|
Invesco
Water Resources ETF |
|
|
$50,001
- $100,000 |
|
Interested
Trustee |
|
|
Anna
Paglia(1) |
Invesco
Buyback Achievers ETF |
Over
$100,000 |
|
$50,001
- $100,000 |
|
|
Invesco
Dynamic Large Cap Value ETF |
|
|
$1
- $10,000 |
|
|
Invesco
FTSE RAFI US 1000 ETF |
|
|
$50,001
- $100,000 |
|
|
Invesco
S&P 500 Equal Weight ETF |
|
|
$50,001
- $100,000 |
|
|
Invesco
S&P 500 Pure Growth ETF |
|
|
$10,001
- $50,000 |
|
Name
of Trustee |
Dollar
Range of
Equity
Securities Per Fund |
Aggregate
Dollar
Range
of Equity
Securities
in All
Registered
Investment
Companies
Overseen
by
Trustee in Fund Family |
|
Invesco
S&P 500 Pure Value ETF |
|
|
$50,001
- $100,000 |
|
|
Invesco
S&P 500 Quality ETF |
|
|
$1
- $10,000 |
|
Name
of Trustee |
Aggregate
Compensation
From
the
Trust |
Pension
or Retirement
Benefits
accrued as part of
Fund
Expenses |
Total
Compensation Paid
From
Fund Complex (1) |
Independent
Trustees |
|
|
|
Ronn
R. Bagge |
$140,845 |
N/A |
$350,000 |
Todd
J. Barre |
$132,798 |
N/A |
$330,000 |
Edmund
P. Giambastiani, Jr. |
$132,798 |
N/A |
$330,000 |
Victoria
J. Herget |
$132,798 |
N/A |
$330,000 |
Marc
M. Kole |
$146,881 |
N/A |
$365,000 |
Yung
Bong Lim |
$140,845 |
N/A |
$350,000 |
Joanne
Pace |
$132,798 |
N/A |
$330,000 |
Name
of Trustee |
Aggregate
Compensation
From
the
Trust |
Pension
or Retirement
Benefits
accrued as part of
Fund
Expenses |
Total
Compensation Paid
From
Fund Complex (1) |
Gary
R. Wicker |
$132,798 |
N/A |
$330,000 |
Donald
H. Wilson |
$181,083 |
N/A |
$450,000 |
Interested
Trustee |
|
|
|
Kevin
M. Carome (2) |
N/A |
N/A |
N/A |
Anna
Paglia (3) |
N/A |
N/A |
N/A |
Name
& Address |
%
Owned |
Citibank
399
Park Avenue
New
York, NY 10043 |
15.18% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.90% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
11.79% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.18% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.33% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.25% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.14% |
Bank
of New York
One
Wall Street
New
York, NY 10286 |
6.06% |
Name
& Address |
%
Owned |
Citibank
399
Park Avenue
New
York, NY 10043 |
17.23% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
15.88% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.25% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.95% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.73% |
Wells
Fargo Clearing
420
Montgomery Street
San
Francisco, CA 94104 |
5.25% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
24.26% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.63% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
10.58% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
7.53% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
7.32% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.31% |
Raymond
James
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.65% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
26.00% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.69% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.28% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.96% |
Name
& Address |
%
Owned |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.90% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.02% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
22.57% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.07% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
9.83% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
8.92% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.45% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.63% |
Raymond,
James & Associates, Inc.
880
Carillion Parkway
St.
Petersburg, FL 33716 |
5.28% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty St.
New
York, NY 10281 |
11.83% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
11.67% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
11.47% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
11.14% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
8.37% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.97% |
Goldman
Sachs
200
West Street
New
York, NY 10004 |
5.22% |
Name
& Address |
%
Owned |
Folio
Investments
8180
Greensboro Dr. 8th Floor
McLean,
VA 22102 |
11.89% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
11.11% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
8.68% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
8.65% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.09% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.05% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.66% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.10% |
American
Enterprise Investment Services Inc.
707
2nd Avenue S.
Minneapolis,
MN 55402 |
6.04% |
Janney
Montgomery Scott LLC
1717
Arch Street
Philadelphia,
PA 19103 |
5.19% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.72% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
9.03% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
7.83% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
7.80% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.75% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.55% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.01% |
Name
& Address |
%
Owned |
Folio
Investments
8180
Greensboro Dr. 8th Floor
McLean,
VA 222102 |
5.71% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.32% |
Name
& Address |
%
Owned |
Folio
Investments
8180
Greensboro Dr. 8th Floor
McLean,
VA 22102 |
18.58% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
10.94% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
9.89% |
Janney
Montgomery Scott LLC
1717
Arch Street
Philadelphia,
PA 19103 |
9.58% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.11% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
6.62% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.90% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.74% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
16.02% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.16% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
8.72% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.94% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.16% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.36% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.01% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.68% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
12.24% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
10.91% |
American
Enterprise Investment Services Inc.
707
2nd Avenue S.
Minneapolis,
MN 55402 |
8.71% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
7.34% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.14% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
5.99% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.98% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.90% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
13.30% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
11.19% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
10.84% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
10.57% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.92% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
12.90% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
10.91% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4 Corporate
Place
Piscataway,
NJ 08854 |
10.03% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
9.60% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.36% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.09% |
Name
& Address |
%
Owned |
Folio
Investments
8180
Greensboro Dr. 8th Floor
McLean
VA 22102 |
17.32% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
12.67% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
9.89% |
Janney
Montgomery Scott
1717
Arch Street
Philadelphia,
PA 19103 |
7.22% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.92% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
6.77% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.75% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.05% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
13.09% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
13.01% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.40% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.85% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.80% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.27% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
5.38% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.80% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
8.68% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
8.06% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.92% |
Edward
Jones
12555
Manchester Rd.
St.
Louis, MO 63131 |
7.09% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
7.00% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.79% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.45% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
25.32% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.72% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
8.74% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.58% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.35% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
10.89% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.07% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
9.81% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
7.06% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.89% |
American
Enterprise
707
2nd Ave. S.
Minneapolis,
MN 55402 |
5.87% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
14.76% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
13.41% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.06% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
11.17% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
10.41% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.46% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
26.60% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.96% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
11.96% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
9.05% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
7.14% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.78% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.23% |
Name
& Address |
%
Owned |
|
|
The
Bank of New York
One
Wall Street
New
York, NY 10286 |
16.66% |
Citibank
399
Park Avenue
New
York, NY 10043 |
13.64% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.29% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
5.18% |
Name
& Address |
%
Owned |
American
Enterprise Investment Services Inc.
707
2nd
Avenue S.
Minneapolis,
MN 55402 |
18.46% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
14.12% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
10.98% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.95% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
7.75% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.43% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.16% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
13.03% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
11.88% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.68% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
10.47% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.44% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.72% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.25% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
30.82% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
7.80% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.65% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.92% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.19% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.14% |
Name
& Address |
%
Owned |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
20.38% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.51% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
12.79% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
7.54% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.90% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
13.87% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.04% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
10.21% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.08% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.46% |
Bank
of New York
One
Wall Street
New
York, NY 10286 |
5.86% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.51% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
17.14% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
13.22% |
Citibank
399
Park Avenue
New
York, NY 10043 |
10.60% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
7.90% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.39% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.86% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.39% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
15.88% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.42% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
7.83% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.58% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.82% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.38% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
16.59% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
15.84% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
9.47% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
9.00% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
8.83% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.71% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
33.48% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
17.00% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.37% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.68% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.51% |
American
Enterprise Investment Services Inc.
707
2nd Avenue S.
Minneapolis,
MN 55402 |
5.47% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
53.45% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
6.66% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
5.72% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.57% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
18.76% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
10.96% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
9.31% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
8.10% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.38% |
Name
& Address |
%
Owned |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.24% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.43% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.27% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
24.24% |
Brown
Brothers Harriman & Co.
140
Broadway
New
York, NY 10005 |
10.70% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
8.83% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.86% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
6.69% |
Citibank
399
Park Avenue
New
York, NY 10043 |
5.58% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
19.30% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.12% |
Bank
of America
100
North Tryon Street
Charlotte,
NC 28255 |
11.73% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
7.46% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.56% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.38% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.28% |
Name
& Address |
%
Owned |
Edward
D. Jones & Co.
12555
Manchester Road
St.
Louis, MO 63131 |
24.87% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
13.59% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.17% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
10.88% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
12.61% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.90% |
Edward
D. Jones & Co.
12555
Manchester Road
St.
Louis, MO 63131 |
6.29% |
Name
& Address |
%
Owned |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
21.76% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
15.93% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
11.53% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
8.45% |
Name
& Address |
%
Owned |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
80.48% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.71% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
13.49% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
13.26% |
American
Enterprise Investment Services Inc.
707
2nd Avenue S.
Minneapolis,
MN 55402 |
12.76% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
11.60% |
Name
& Address |
%
Owned | |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
16.66% |
|
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
15.07% |
|
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.96% |
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
11.22% |
|
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
8.71% |
|
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
13.32% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.13% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
9.44% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.74% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.41% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
5.05% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
33.70% |
Folio
Investments
8180
Greensboro Dr. 8th Floor
McLean,
VA 22102 |
11.10% |
Raymond
James & Associates Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
11.10% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.19% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
7.86% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.42% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.35% |
Name
& Address |
%
Owned |
The
Bank of New York
One
Wall Street
New
York, NY 1086 |
29.53% |
Citibank
399
Park Avenue
New
York, NY 10043 |
20.66% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
11.69% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
19.61% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
14.08% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
12.44% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.13% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
9.57% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.06% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.86% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.78% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
10.65% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
10.51% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.20% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.66% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
23.80% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
11.75% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.83% |
Raymond
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
9.20% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
9.01% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.92% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.46% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.10% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
38.12% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.07% |
Citibank
399
Park Avenue
New
York, NY 10043 |
7.09% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.09% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.58% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
5.36% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
19.68% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
16.50% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.88% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.03% |
TD
Ameritrade Clearing, Inc
4211
South 102nd Street
Omaha,
NE 68127 |
5.74% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.13% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.48% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
14.16% |
Citibank
399
Park Avenue
New
York, NY 10043 |
12.20% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
12.06% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
9.51% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.56% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.50% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
25.32% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
19.09% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.61% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
10.89% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.95% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
30.11% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.41% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
8.92% |
TD
Ameritrade Clearing, Inc.
4211
S. 102nd
Street
Omaha,
NE 68127 |
5.48% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.27% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
22.90% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
14.23% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
12.51% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
10.08% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
8.03% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd
Street
Omaha,
NE 68127 |
7.57% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
16.22% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
13.29% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
11.23% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
10.18% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
9.37% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.32% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
25.64% |
State
Street Bank and Trust Company
One
Lincoln Street
Boston,
MA 02111 |
13.83% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.48% |
Name
& Address |
%
Owned |
The
Bank of New York
One
Wall Street
New
York, NY 10286 |
7.99% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.29% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.01% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
17.52% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.85% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
10.97% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.97% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.15% |
The
Bank of New York
One
Wall Street
New
York, NY 10286 |
5.11% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
18.56% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
17.88% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
12.37% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
9.16% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
8.88% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.68% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
16.35% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.91% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
10.48% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
8.96% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.84% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
6.07% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.71% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
19.70% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
12.85% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CO 94105 |
10.74% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
10.49% |
American
Enterprise Investment Services Inc.
707
2nd Avenue S.
Minneapolis,
MN 55402 |
7.70% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
7.67% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.17% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
28.35% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
17.67% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
9.20% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
8.37% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
7.33% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
7.03% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
24.49% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
20.68% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
9.38% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.06% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.04% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
15.27% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.39% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
11.85% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd
Street
Omaha,
NE 68127 |
9.93% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.17% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.14% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
27.21% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.83% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
10.05% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
8.81% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.69% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.37% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.95% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
28.03% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.61% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.95% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
10.74% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
9.72% |
American
Enterprise Investment Services Inc.
707
2nd Avenue S.
Minneapolis,
MN 55402 |
8.78% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.94% |
Name
& Address |
%
Owned |
American
Enterprise Investment Services Inc.
707
2nd Avenue S.
Minneapolis,
MN 55402 |
18.69% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
14.03% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
11.49% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.97% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
9.77% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
9.24% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
21.39% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
19.57% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.56% |
Bank
of America
100
N. Tryon St.
Charlotte,
NC 28255 |
7.35% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
6.31% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.20% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.16% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.47% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
26.28% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
23.33% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281% |
12.88% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
9.95% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
19.82% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.82% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.23% |
Northern
Trust
50
S. La Salle
Chicago,
IL 60603 |
8.45% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.91% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
30.57% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
18.21% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
9.94% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.97% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
7.64% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
7.35% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
16.05% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
14.04% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
12.06% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
8.83% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
8.79% |
American
Enterprise Investment Services Inc.
707
2nd Avenue S.
Minneapolis,
MN 55402 |
6.77% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.47% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.12% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
19.64% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
12.74% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.23% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
9.81% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.68% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
7.11% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.33% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
12.08% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
8.26% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.13% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
5.75% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
12.54% |
Citibank
399
Park Avenue
New
York, NY 10043 |
10.32% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
10.11% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.79% |
JPMorgan
Chase Bank
14201
Dallas Pkwy., Floor 12
Dallas,
TX 75254 |
5.67% |
J.P.
Morgan Securities LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
5.36% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
15.98% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
14.31% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
13.04% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
10.59% |
American
Enterprise Investment Services Inc.
707
2nd Avenue S.
Minneapolis,
MN 55402 |
9.55% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.61% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.91% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.14% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
21.05% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.50% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
10.72% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.04% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.53% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.51% |
Raymond,
James & Associates, Inc.
880
Carillion Parkway
St.
Petersburg, FL 33716 |
5.68% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.15% |
Tom
Boksa |
Dollar
Range | |||||
Fund |
$1
to
$10,000 |
$10,001
to
$50,000 |
$50,001
to
$100,000 |
$100,001
to
$500,000 |
$500,001
to
$1,000,000 |
over
$1,000,000 |
Invesco
S&P 500®
Quality ETF |
|
|
X |
|
|
|
Invesco
S&P 500®
Equal Weight ETF |
|
|
X |
|
|
|
Pratik
Doshi |
Dollar
Range | |||||
Fund |
$1
to
$10,000 |
$10,001
to
$50,000 |
$50,001
to
$100,000 |
$100,001
to
$500,000 |
$500,001
to
$1,000,000 |
over
$1,000,000 |
Invesco
S&P 500®
Equal Weight ETF |
X |
|
|
|
|
|
|
|
|
|
|
|
|
David
Hemming |
Dollar
Range | |||||
Fund |
$1
to
$10,000 |
$10,001
to
$50,000 |
$50,001
to
$100,000 |
$100,001
to
$500,000 |
$500,001
to
$1,000,000 |
over
$1,000,000 |
Invesco
Dynamic Energy Exploration & Production ETF |
|
X |
|
|
|
|
|
|
|
|
|
|
|
Peter
Hubbard |
Dollar
Range | |||||
Fund |
$1
to
$10,000 |
$10,001
to
$50,000 |
$50,001
to
$100,000 |
$100,001
to
$500,000 |
$500,001
to
$1,000,000 |
over
$1,000,000 |
Invesco
Aerospace & Defense ETF |
|
X |
|
|
|
|
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
X |
|
|
|
|
|
Michael
Jeanette |
Dollar
Range | |||||
Fund |
$1
to
$10,000 |
$10,001
to
$50,000 |
$50,001
to
$100,000 |
$100,001
to
$500,000 |
$500,001
to
$1,000,000 |
over
$1,000,000 |
Invesco
Dynamic Large Cap Value ETF |
|
|
X |
|
|
|
Fund |
Advisory
Fee |
Invesco
Aerospace & Defense ETF |
0.50% |
Invesco
BuyBack Achievers™
ETF |
0.50% |
Invesco
Dividend Achievers™
ETF |
0.40% |
Invesco
Dow Jones Industrial Average Dividend ETF |
0.07% |
Invesco
DWA Basic Materials Momentum ETF |
0.50% |
Fund |
Advisory
Fee |
Invesco
DWA Consumer Cyclicals Momentum ETF |
0.50% |
Invesco
DWA Consumer Staples Momentum ETF |
0.50% |
Invesco
DWA Energy Momentum ETF |
0.50% |
Invesco
DWA Financial Momentum ETF |
0.50% |
Invesco
DWA Healthcare Momentum ETF |
0.50% |
Invesco
DWA Industrials Momentum ETF |
0.50% |
Invesco
DWA Momentum ETF |
0.50% |
Invesco
DWA Technology Momentum ETF |
0.50% |
Invesco
DWA Utilities Momentum ETF |
0.50% |
Invesco
Dynamic Biotechnology & Genome ETF |
0.50% |
Invesco
Dynamic Building & Construction ETF |
0.50% |
Invesco
Dynamic Energy Exploration & Production ETF |
0.50% |
Invesco
Dynamic Food & Beverage ETF |
0.50% |
Invesco
Dynamic Large Cap Growth ETF |
0.50% |
Invesco
Dynamic Large Cap Value ETF |
0.50% |
Invesco
Dynamic Leisure and Entertainment ETF |
0.50% |
Invesco
Dynamic Market ETF |
0.50% |
Invesco
Dynamic Media ETF |
0.50% |
Invesco
Dynamic Networking ETF |
0.50% |
Invesco
Dynamic Oil & Gas Services ETF |
0.50% |
Invesco
Dynamic Pharmaceuticals ETF |
0.50% |
Invesco
Dynamic Semiconductors ETF |
0.50% |
Invesco
Dynamic Software ETF |
0.50% |
Invesco
Financial Preferred ETF |
0.50% |
Invesco
FTSE RAFI US 1000 ETF |
0.29% |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
0.29% |
Invesco
Global Listed Private Equity ETF |
0.50% |
Invesco
Golden Dragon China ETF |
0.50% |
Invesco
High Yield Equity Dividend Achievers™
ETF |
0.40% |
Invesco
International Dividend Achievers™
ETF |
0.40% |
Invesco
MSCI Sustainable Future ETF |
0.50% |
Invesco
NASDAQ Internet ETF |
0.60% |
Invesco
Raymond James SB-1 Equity ETF |
0.75% |
Invesco
S&P 100 Equal Weight ETF |
0.25% |
Invesco
S&P 500 BuyWrite ETF |
0.49% |
Invesco
S&P 500®
Equal Weight ETF |
0.20% |
Invesco
S&P 500®
Equal Weight Communication Services ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Consumer Discretionary ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Consumer Staples ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Energy ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Financials ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Health Care ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Industrials ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Materials ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Real Estate ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Technology ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Utilities ETF |
0.40% |
Fund |
Advisory
Fee |
Invesco
S&P 500 GARP ETF |
0.29% |
Invesco
S&P 500®
Pure Growth ETF |
0.35% |
Invesco
S&P 500®
Pure Value ETF |
0.35% |
Invesco
S&P 500®
Quality ETF |
0.15% |
Invesco
S&P 500®
Top 50 ETF |
0.20% |
Invesco
S&P 500 Value with Momentum ETF |
0.29% |
Invesco
S&P MidCap 400®
Equal Weight ETF |
0.40% |
Invesco
S&P MidCap 400®
Pure Growth ETF |
0.35% |
Invesco
S&P MidCap 400®
Pure Value ETF |
0.35% |
Invesco
S&P MidCap Momentum ETF |
0.29% |
Invesco
S&P MidCap Quality ETF |
0.25% |
Invesco
S&P MidCap Value with Momentum ETF |
0.29% |
Invesco
S&P SmallCap 600®
Equal Weight ETF |
0.40% |
Invesco
S&P SmallCap 600®
Pure Growth ETF |
0.35% |
Invesco
S&P SmallCap 600®
Pure Value ETF |
0.35% |
Invesco
S&P SmallCap Momentum ETF |
0.29% |
Invesco
S&P SmallCap Value with Momentum ETF |
0.29% |
Invesco
S&P Spin-Off ETF |
0.50% |
Invesco
Water Resources ETF |
0.50% |
Invesco
WilderHill Clean Energy ETF |
0.50% |
Invesco
Zacks Mid-Cap ETF |
0.50% |
Invesco
Zacks Multi-Asset Income ETF |
0.50% |
Fund |
Expense
Cap |
Invesco
Aerospace & Defense ETF |
0.60% |
Invesco
BuyBack Achievers™
ETF |
0.60% |
Invesco
Dividend Achievers™
ETF |
0.50% |
Invesco
DWA Basic Materials Momentum ETF(1) |
0.60% |
Invesco
DWA Consumer Cyclicals Momentum ETF(1) |
0.60% |
Invesco
DWA Consumer Staples Momentum ETF(1) |
0.60% |
Invesco
DWA Energy Momentum ETF(1) |
0.60% |
Invesco
DWA Financial Momentum ETF(1) |
0.60% |
Invesco
DWA Healthcare Momentum ETF(1) |
0.60% |
Invesco
DWA Industrials Momentum ETF(1) |
0.60% |
Invesco
DWA Momentum ETF |
0.60% |
Invesco
DWA Technology Momentum ETF(1) |
0.60% |
Invesco
DWA Utilities Momentum ETF(1) |
0.60% |
Invesco
Dynamic Biotechnology & Genome ETF |
0.60% |
Invesco
Dynamic Building & Construction ETF |
0.60% |
Invesco
Dynamic Energy Exploration & Production ETF |
0.60% |
Invesco
Dynamic Food & Beverage ETF |
0.60% |
Invesco
Dynamic Large Cap Growth ETF |
0.60% |
Invesco
Dynamic Large Cap Value ETF |
0.60% |
Invesco
Dynamic Leisure and Entertainment ETF |
0.60% |
Invesco
Dynamic Market ETF(2) |
0.60% |
Invesco
Dynamic Media ETF |
0.60% |
Invesco
Dynamic Networking ETF |
0.60% |
Invesco
Dynamic Oil & Gas Services ETF |
0.60% |
Invesco
Dynamic Pharmaceuticals ETF |
0.60% |
Invesco
Dynamic Semiconductors ETF |
0.60% |
Invesco
Dynamic Software ETF |
0.60% |
Invesco
Financial Preferred ETF |
0.60% |
Invesco
FTSE RAFI US 1000 ETF(1) |
0.39% |
Fund |
Expense
Cap |
Invesco
FTSE RAFI US 1500 Small-Mid ETF(1) |
0.39% |
Invesco
Global Listed Private Equity ETF |
0.60% |
Invesco
Golden Dragon China ETF |
0.60% |
Invesco
High Yield Equity Dividend Achievers™
ETF |
0.50% |
Invesco
International Dividend Achievers™
ETF |
0.50% |
Invesco
MSCI Sustainable Future ETF |
0.60% |
Invesco
S&P 100 Equal Weight ETF (1) |
0.25% |
Invesco
S&P 500 GARP ETF(1) |
0.39% |
Invesco
S&P 500®
Quality ETF (1) |
0.15% |
Invesco
S&P 500 Value with Momentum ETF(1) |
0.39% |
Invesco
S&P MidCap Momentum ETF(1) |
0.39% |
Invesco
S&P MidCap Quality ETF (1) |
0.25% |
Invesco
S&P MidCap Value with Momentum ETF(1) |
0.39% |
Invesco
S&P SmallCap Momentum ETF(1) |
0.39% |
Invesco
S&P SmallCap Value with Momentum ETF(1) |
0.39% |
Invesco
S&P Spin-Off ETF |
0.60% |
Invesco
Water Resources ETF |
0.60% |
Invesco
WilderHill Clean Energy ETF |
0.60% |
Invesco
Zacks Mid-Cap ETF |
0.60% |
Invesco
Zacks Multi-Asset Income ETF |
0.60% |
Fund |
Advisory
Fees Paid for the
Fiscal
Year Ended |
(Waivers)
and/or Recaptured for the
Fiscal
Year Ended | ||||
2022 |
2021 |
2020 |
2022 |
2021 |
2020 | |
Invesco
Aerospace & Defense ETF |
$3,968,951 |
$3,465,596 |
$5,075,824 |
$(63) |
$(888) |
$(1,972) |
Invesco
BuyBack Achievers™
ETF |
$8,203,371 |
$4,576,061 |
$5,741,679 |
$(9,760) |
$(1,187) |
$(2,337) |
Invesco
Dividend Achievers™
ETF |
$2,734,327 |
$1,792,518 |
$1,210,459 |
$(1,163) |
$(466) |
$(740) |
Invesco
Dow Jones Industrial Average Dividend ETF (1) |
$123,369 |
$74,094 |
$55,010 |
$(17) |
$(199) |
$(183) |
Invesco
DWA Basic Materials Momentum ETF |
$888,079 |
$276,799 |
$257,605 |
$(167,797) |
$(120,420) |
$(90,722) |
Invesco
DWA Consumer Cyclicals Momentum ETF |
$509,750 |
$280,320 |
$193,238 |
$(132,425) |
$(113,699) |
$(80,603) |
Invesco
DWA Consumer Staples Momentum ETF |
$546,642 |
$554,025 |
$786,832 |
$(138,584) |
$(164,221) |
$(165,742) |
Invesco
DWA Energy Momentum ETF |
$788,326 |
$238,285 |
$164,715 |
$(156,317) |
$(117,221) |
$(80,340) |
Invesco
DWA Financial Momentum ETF |
$447,173 |
$173,001 |
$262,884 |
$(89,350) |
$(75,792) |
$(54,088) |
Invesco
DWA Healthcare Momentum ETF |
$2,204,782 |
$2,925,445 |
$750,068 |
$(362,483) |
$(426,645) |
$(184,543) |
Invesco
DWA Industrials Momentum ETF |
$1,275,696 |
$683,919 |
$494,582 |
$(82,921) |
$(60,997) |
$(14,746) |
Invesco
DWA Momentum ETF |
$8,531,460 |
$8,687,287 |
$7,906,611 |
$(49) |
$(878) |
$(2,677) |
Invesco
DWA Technology Momentum ETF |
$1,497,365 |
$1,452,809 |
$1,046,000 |
$(259,150) |
$(256,052) |
$(178,584) |
Invesco
DWA Utilities Momentum ETF |
$233,529 |
$310,577 |
$978,463 |
$(99,133) |
$(131,769) |
$(175,520) |
Invesco
Dynamic Biotechnology & Genome ETF |
$1,352,934 |
$1,264,827 |
$1,135,432 |
$(11) |
$(319) |
$(388) |
Invesco
Dynamic Building & Construction ETF |
$1,338,923 |
$771,974 |
$530,047 |
$(11) |
$(162) |
$(300) |
Invesco
Dynamic Energy Exploration & Production ETF |
$681,416 |
$122,339 |
$130,261 |
$(1,973) |
$(77,547) |
$(55,956) |
Invesco
Dynamic Food & Beverage ETF |
$605,543 |
$359,694 |
$345,517 |
$(1,857) |
$(32,828) |
$(247) |
Invesco
Dynamic Large Cap Growth ETF |
$3,864,060 |
$3,652,439 |
$3,575,053 |
$(8) |
$(367) |
$(421) |
Invesco
Dynamic Large Cap Value ETF |
$3,951,310 |
$3,373,183 |
$4,790,662 |
$(57) |
$(699) |
$(1,533) |
Invesco
Dynamic Leisure and Entertainment ETF |
$7,140,402 |
$3,351,858 |
$269,516 |
$(5,196) |
$(386) |
$(31,386) |
Invesco
Dynamic Market ETF |
$633,634 |
$628,514 |
$710,578 |
$(3,787) |
$(31,021) |
$(1,016) |
Invesco
Dynamic Media ETF |
$450,050 |
$252,473 |
$270,447 |
$(12,365) |
$(45,507) |
$(14,458) |
Invesco
Dynamic Networking ETF |
$225,836 |
$251,883 |
$311,674 |
$(28,240) |
$(48,182) |
$(9,149) |
Invesco
Dynamic Oil & Gas Services ETF |
$185,340 |
$75,110 |
$57,639 |
$(40,738) |
$(81,309) |
$(48,044) |
Invesco
Dynamic Pharmaceuticals ETF |
$1,952,881 |
$1,755,473 |
$1,838,459 |
$(17) |
$(306) |
$(1,537) |
Invesco
Dynamic Semiconductors ETF |
$3,623,191 |
$1,837,107 |
$1,011,179 |
$(21) |
$(303) |
$(433) |
Invesco
Dynamic Software ETF |
$2,201,529 |
$2,820,132 |
$2,407,148 |
$(22) |
$(455) |
$(440) |
Invesco
Financial Preferred ETF |
$8,632,729 |
$8,314,208 |
$7,557,346 |
$(89) |
$(8,720) |
$(21,857) |
Invesco
FTSE RAFI US 1000 ETF |
$16,114,025 |
$12,321,498 |
$15,110,920 |
$(65,584) |
$(394,776) |
$(175,965) |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
$5,620,657 |
$4,775,040 |
$5,399,055 |
$(120,544) |
$(183,358) |
$(140,554) |
Invesco
Global Listed Private Equity ETF |
$1,278,768 |
$874,269 |
$1,009,464 |
$(305) |
$(11,390) |
$(28,285) |
Invesco
Golden Dragon China ETF |
$1,132,096 |
$1,151,708 |
$922,054 |
$(24,365) |
($457) |
$(4,370) |
Invesco
High Yield Equity Dividend Achievers™
ETF |
$4,054,213 |
$2,854,332 |
$3,382,159 |
$(85) |
$(1,142) |
$(1,672) |
Invesco
International Dividend Achievers™
ETF |
$2,567,602 |
$2,073,816 |
$2,828,931 |
$(30) |
$(466) |
$(1,063) |
Invesco
MSCI Sustainable Future ETF |
$2,139,807 |
$1,815,936 |
$1,012,819 |
$(3) |
$(4,692) |
$(204) |
Invesco
NASDAQ Internet ETF (1) |
$5,621,952 |
$5,379,136 |
$3,214,787 |
$(21) |
$(318) |
$(297) |
Invesco
Raymond James SB-1 Equity ETF (1) |
$1,022,839 |
$886,394 |
$1,109,093 |
$(4) |
$(78) |
$(308) |
Invesco
S&P 100 Equal Weight ETF |
$274,542 |
$168,215 |
$148,598 |
$(103,647) |
$(102,453) |
$(83,466) |
Invesco
S&P 500 BuyWrite ETF (1) |
$820,027 |
$848,636 |
$1,384,298 |
$(5) |
$(84) |
$(517) |
Invesco
S&P 500®
Equal Weight ETF (1) |
$61,140,475 |
$32,415,604 |
$30,795,468 |
$(1,613) |
$(8,500) |
$(17,076) |
Invesco
S&P 500®
Equal Weight Communication Services ETF (1) |
$177,926 |
$101,775 |
$97,376 |
$(1) |
$(15) |
$(25) |
Invesco
S&P 500®
Equal Weight Consumer Discretionary ETF (1) |
$2,572,451 |
$1,240,051 |
$338,267 |
$(10) |
$(90) |
$(92) |
Invesco
S&P 500®
Equal Weight Consumer Staples ETF (1) |
$1,938,038 |
$1,991,601 |
$1,892,604 |
$(22) |
$(378) |
$(599) |
Invesco
S&P 500®
Equal Weight Energy ETF (1) |
$1,181,763 |
$359,028 |
$509,415 |
$(30) |
$(120) |
$(133) |
Fund |
Advisory
Fees Paid for the
Fiscal
Year Ended |
(Waivers)
and/or Recaptured for the
Fiscal
Year Ended | ||||
2022 |
2021 |
2020 |
2022 |
2021 |
2020 | |
Invesco
S&P 500®
Equal Weight Financials ETF (1) |
$1,884,628 |
$766,579 |
$1,025,357 |
$(18) |
$(140) |
$(291) |
Invesco
S&P 500®
Equal Weight Health Care ETF (1) |
$3,750,119 |
$2,971,326 |
$2,906,856 |
$(24) |
$(291) |
$(437) |
Invesco
S&P 500®
Equal Weight Industrials ETF (1) |
$1,987,393 |
$1,348,583 |
$845,096 |
$(10) |
$(196) |
$(221) |
Invesco
S&P 500®
Equal Weight Materials ETF (1) |
$2,069,764 |
$1,261,135 |
$521,435 |
$(23) |
$(307) |
$(168) |
Invesco
S&P 500®
Equal Weight Real Estate ETF (1) |
$432,956 |
$86,460 |
$151,301 |
$(9) |
$(19) |
$(64) |
Invesco
S&P 500®
Equal Weight Technology ETF (1) |
$10,874,146
|
$8,175,612 |
$6,766,601 |
$(58) |
$(956) |
$(2,525) |
Invesco
S&P 500®
Equal Weight Utilities ETF (1) |
$928,006 |
$933,564 |
$1,480,758 |
$(14) |
$(276) |
$(656) |
Invesco
S&P 500 GARP ETF |
$2,034,048 |
$737,119 |
$931,643 |
$(15) |
$(207) |
$(458) |
Invesco
S&P 500®
Pure Growth ETF (1) |
$10,561,614 |
$8,978,872 |
$9,198,243 |
$(30) |
$(719) |
$(2,894) |
Invesco
S&P 500®
Pure Value ETF (1) |
$10,629,175 |
$3,469,047 |
$3,057,387 |
$(108) |
$(817) |
$(1,397) |
Invesco
S&P 500®
Quality ETF |
$5,032,372 |
$3,395,551 |
$2,368,012 |
$(1,190,494) |
$(996,442) |
$(945,302) |
Invesco
S&P 500®
Top 50 ETF (1) |
$4,367,232 |
$3,186,724 |
$1,741,897 |
$(66) |
$(889) |
$(1,179) |
Invesco
S&P 500 Value with Momentum ETF |
$122,454 |
$95,995 |
$156,637 |
$(38,702) |
$(58,147) |
$(25,287) |
Invesco
S&P MidCap 400®
Equal Weight ETF (1) |
$520,734 |
$319,404 |
$340,494 |
$(5) |
$(62) |
$(114) |
Invesco
S&P MidCap 400®
Pure Growth ETF (1) |
$1,313,561 |
$1,227,739 |
$1,359,377 |
$(4) |
$(221) |
$(443) |
Invesco
S&P MidCap 400®
Pure Value ETF (1) |
$569,453 |
$271,374 |
$457,180 |
$(7) |
$(59) |
$(179) |
Invesco
S&P MidCap Momentum ETF |
$2,733,773 |
$2,243,869 |
$1,782,839 |
$(32) |
$(554) |
$(884) |
Invesco
S&P MidCap Quality ETF |
$736,051 |
$242,740 |
$62,835 |
$(185,255) |
$(120,756) |
$(73,306) |
Invesco
S&P MidCap Value with Momentum ETF |
$616,077 |
$178,792 |
$162,565 |
$(9) |
$(46,319) |
$(20,667) |
Invesco
S&P SmallCap 600®
Equal Weight ETF (1) |
$280,937 |
$122,622 |
$117,522 |
$(3) |
$(16) |
$(32) |
Invesco
S&P SmallCap 600®
Pure Growth ETF (1) |
$471,879 |
$420,865 |
$646,367 |
$(5) |
$(60) |
$(106) |
Invesco
S&P SmallCap 600®
Pure Value ETF (1) |
$1,099,247 |
$565,201 |
$590,967 |
$(8) |
$(59) |
$(206) |
Invesco
S&P SmallCap Momentum ETF |
$502,104 |
$341,534 |
$237,158 |
$(25) |
$(12,217) |
$(5,227) |
Invesco
S&P SmallCap Value with Momentum ETF |
$1,365,109 |
$316,105 |
$215,109 |
$(14,107) |
$(21,760) |
$(3,048) |
Invesco
S&P Spin-Off ETF |
$367,085 |
$327,165 |
$534,765 |
$(1,166) |
$(20,111) |
$(480) |
Invesco
Water Resources ETF |
$9,345,594 |
$6,122,313 |
$5,082,781 |
$(126) |
$(1,453) |
$(2,140) |
Invesco
WilderHill Clean Energy ETF |
$8,460,922 |
$7,201,400 |
$1,024,140 |
$(8,759) |
$(884) |
$(490) |
Invesco
Zacks Mid-Cap ETF |
$1,126,849 |
$1,132,461 |
$1,408,028 |
$(9,067) |
$(527) |
$(70,160) |
Invesco
Zacks Multi-Asset Income ETF |
$643,128 |
$612,265 |
$993,085 |
$(9,164) |
$(293) |
$(70,180) |
Fund |
2022 |
2021 |
2020 |
Invesco
Aerospace & Defense ETF |
$59,957 |
$73,309 |
$76,144 |
Invesco
BuyBack Achievers™ ETF |
$69,632 |
$68,235 |
$105,111 |
Invesco
Dividend Achievers™ ETF |
$46,301 |
$33,418 |
$35,813 |
Invesco
Dow Jones Industrial Average Dividend ETF (1) |
N/A |
N/A |
N/A |
Invesco
DWA Basic Materials Momentum ETF |
$15,776 |
$15,739 |
$16,959 |
Invesco
DWA Consumer Cyclicals Momentum ETF |
$19,390 |
$13,600 |
$16,245 |
Invesco
DWA Consumer Staples Momentum ETF |
$19,667 |
$21,282 |
$29,495 |
Invesco
DWA Energy Momentum ETF |
$13,646 |
$13,678 |
$17,532 |
Invesco
DWA Financial Momentum ETF |
$14,670 |
$15,214 |
$13,119 |
Invesco
DWA Healthcare Momentum ETF |
$46,525 |
$25,037 |
$30,560 |
Invesco
DWA Industrials Momentum ETF |
$29,850 |
$17,388 |
$18,795 |
Invesco
DWA Momentum ETF |
$145,643 |
$114,127 |
$108,598 |
Invesco
DWA Technology Momentum ETF |
$35,138 |
$24,256 |
$21,864 |
Invesco
DWA Utilities Momentum ETF |
$16,068 |
$20,182 |
$33,157 |
Invesco
Dynamic Biotechnology & Genome ETF |
$29,794 |
$26,512 |
$34,295 |
Invesco
Dynamic Building & Construction ETF |
$23,808 |
$17,962 |
$12,186 |
Invesco
Dynamic Energy Exploration & Production ETF |
$13,466 |
$13,371 |
$19,289 |
Invesco
Dynamic Food & Beverage ETF |
$17,000 |
$16,499 |
$18,681 |
Invesco
Dynamic Large Cap Growth ETF |
$64,102 |
$55,064 |
$72,458 |
Invesco
Dynamic Large Cap Value ETF |
$57,886 |
$67,902 |
$87,018 |
Invesco
Dynamic Leisure and Entertainment ETF |
$53,983 |
$15,783 |
$20,286 |
Invesco
Dynamic Market ETF |
$21,108 |
$20,666 |
$25,652 |
Invesco
Dynamic Media ETF |
$15,702 |
$15,287 |
$19,462 |
Invesco
Dynamic Networking ETF |
$15,696 |
$15,598 |
$20,153 |
Invesco
Dynamic Oil & Gas Services ETF |
$12,857 |
$12,823 |
$15,890 |
Invesco
Dynamic Pharmaceuticals ETF |
$35,714 |
$35,021 |
$42,451 |
Invesco
Dynamic Semiconductors ETF |
$60,577 |
$27,744 |
$19,179 |
Invesco
Dynamic Software ETF |
$52,982 |
$40,849 |
$47,400 |
Invesco
Financial Preferred ETF |
$135,064 |
$112,106 |
$113,404 |
Invesco
FTSE RAFI US 1000 ETF |
$307,393 |
$320,075 |
$429,488 |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
$138,894 |
$126,195 |
$198,418 |
Invesco
Global Listed Private Equity ETF |
$25,299 |
$24,423 |
$35,375 |
Invesco
Golden Dragon China ETF |
$29,027 |
$24,531 |
$24,932 |
Invesco
High Yield Equity Dividend Achievers™ ETF |
$61,574 |
$59,048 |
$69,204 |
Invesco
International Dividend Achievers™ ETF |
$48,830 |
$50,676 |
$62,609 |
Invesco
MSCI Sustainable Future ETF |
$41,676 |
$27,503 |
$25,543 |
Invesco
NASDAQ Internet ETF (1) |
N/A |
N/A |
N/A |
Invesco
Raymond James SB-1 Equity ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 100 Equal Weight ETF |
$17,084 |
$16,040 |
$19,043 |
Invesco
S&P 500 BuyWrite ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500® Equal Weight ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500® Equal Weight Communication Services
ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500® Equal Weight Consumer Discretionary ETF
(1) |
N/A |
N/A |
N/A |
Fund |
2022 |
2021 |
2020 |
Invesco
S&P 500® Equal Weight Consumer Staples ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500® Equal Weight Energy ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500® Equal Weight Financials ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500® Equal Weight Health Care ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500® Equal Weight Industrials ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500® Equal Weight Materials ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500® Equal Weight Real Estate ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500® Equal Weight Technology ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500® Equal Weight Utilities ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500 GARP ETF |
$31,268 |
$34,509 |
$36,634 |
Invesco
S&P 500® Pure Growth ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500® Pure Value ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500® Quality ETF |
$174,672 |
$119,955 |
$111,302 |
Invesco
S&P 500® Top 50 ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P 500 Value with Momentum ETF |
$14,717 |
$15,144 |
$20,749 |
Invesco
S&P MidCap 400® Equal Weight ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P MidCap 400® Pure Growth ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P MidCap 400® Pure Value ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P MidCap Momentum ETF |
$67,200 |
$51,566 |
$59,887 |
Invesco
S&P MidCap Quality ETF |
$19,284 |
$14,058 |
$19,741 |
Invesco
S&P MidCap Value with Momentum ETF |
$16,392 |
$16,203 |
$18,778 |
Invesco
S&P SmallCap 600® Equal Weight ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P SmallCap 600® Pure Growth ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P SmallCap 600® Pure Value ETF (1) |
N/A |
N/A |
N/A |
Invesco
S&P SmallCap Momentum ETF |
$21,055 |
$17,800 |
$25,508 |
Invesco
S&P SmallCap Value with Momentum ETF |
$19,987 |
$16,703 |
$22,724 |
Invesco
S&P Spin-Off ETF |
$17,032 |
$17,207 |
$15,886 |
Invesco
Water Resources ETF |
$99,799 |
$81,962 |
$80,362 |
Invesco
WilderHill Clean Energy ETF |
$148,967 |
$29,891 |
$22,297 |
Invesco
Zacks Mid-Cap ETF |
$28,293 |
$30,942 |
$26,358 |
Invesco
Zacks Multi-Asset Income ETF |
$22,139 |
$23,966 |
$22,881 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Aerospace &
Defense
ETF |
$61,308.39 |
$65,163.89 |
$20,657.00 |
$0.00 |
$0.00 |
($611,024.45) |
$0.00 |
($525,203.56) |
$586,511.95 |
Invesco
Buyback
AchieversTM
ETF |
$159,214.30 |
$30,534.11 |
$64,165.00 |
$0.00 |
$0.00 |
($210,431.50) |
$0.00 |
($115,732.39) |
$274,946.69 |
Invesco
Dividend
AchieversTM
ETF |
$13,854.20 |
$586.87 |
$7,440.00 |
$0.00 |
$0.00 |
$488.47 |
$0.00 |
$8,515.34 |
$5,338.86 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
DWA Basic
Materials
Momentum
ETF |
$30,274.11 |
$2,905.71 |
$12,023.00 |
$0.00 |
$0.00 |
($10,827.94) |
$0.00 |
$4,100.77 |
$26,173.34 |
Invesco
DWA
Consumer
Cyclicals
Momentum
ETF |
$19,042.14 |
$2,471.01 |
$8,319.00 |
$0.00 |
$0.00 |
($14,011.49) |
$0.00 |
($3,221.48) |
$22,263.62 |
Invesco
DWA
Consumer
Staples
Momentum
ETF |
$15,598.98 |
$43,251.87 |
$7,338.00 |
$0.00 |
$0.00 |
($424,280.45) |
$0.00 |
($373,690.58) |
$389,289.56 |
Invesco
DWA Energy
Momentum
ETF |
$32,103.14 |
$4,421.86 |
$12,862.00 |
$0.00 |
$0.00 |
($25,023.22) |
$0.00 |
($7,739.36) |
$39,842.50 |
Invesco
DWA Financial
Momentum
ETF |
$5,843.46 |
$2,816.84 |
$2,479.00 |
$0.00 |
$0.00 |
($24,814.39) |
$0.00 |
($19,518.55) |
$25,362.01 |
Invesco
DWA
Healthcare
Momentum
ETF |
$75,735.42 |
$19,800.77 |
$31,097.00 |
$0.00 |
$0.00 |
($153,449.02) |
$0.00 |
($102,551.25) |
$178,286.67 |
Invesco
DWA
Industrials
Momentum
ETF |
$18,788.26 |
$15,927.03 |
$7,287.00 |
$0.00 |
$0.00 |
($147,787.31) |
$0.00 |
($124,573.28) |
$143,361.54 |
Invesco
DWA
Momentum
ETF |
$124,052.40 |
$9,581.56 |
$52,453.00 |
$0.00 |
$0.00 |
($24,281.51) |
$0.00 |
$37,753.05 |
$86,299.35 |
Invesco
DWA
Technology
Momentum
ETF |
$39,925.10 |
$37,619.78 |
$16,512.00 |
$0.00 |
$0.00 |
($352,815.94) |
$0.00 |
($298,684.16) |
$338,609.26 |
Invesco
DWA Utilities
Momentum
ETF |
$2,319.43 |
$1,868.39 |
$916.00 |
$0.00 |
$0.00 |
($17,286.02) |
$0.00 |
($14,501.63) |
$16,821.06 |
Invesco
Dynamic
Biotechnology
&
Genome
ETF |
$69,185.10 |
$7,276.78 |
$26,288.00 |
$0.00 |
$0.00 |
($29,922.29) |
$0.00 |
$3,642.49 |
$65,542.61 |
Invesco
Dynamic
Building
& Construction
ETF |
$14,972.80 |
$2,126.83 |
$5,543.00 |
$0.00 |
$0.00 |
($11,850.03) |
$0.00 |
($4,180.20) |
$19,153.00 |
Invesco
Dynamic
Energy
Exploration &
Production
ETF |
$22,946.61 |
$1,206.94 |
$9,384.00 |
$0.00 |
$0.00 |
$1,472.89 |
$0.00 |
$12,063.83 |
$10,882.78 |
Invesco
Dynamic Food
&
Beverage ETF |
$14,349.96 |
$2,037.67 |
$6,305.00 |
$0.00 |
$0.00 |
($12,346.10) |
$0.00 |
($4,003.43) |
$18,353.39 |
Invesco
Dynamic Large
Cap
Growth ETF |
$23,341.49 |
$1,560.53 |
$12,037.00 |
$0.00 |
$0.00 |
($4,309.68) |
$0.00 |
$9,287.85 |
$14,053.64 |
Invesco
Dynamic Large
Cap
Value ETF |
$3,710.32 |
$119.82 |
$2,734.00 |
$0.00 |
$0.00 |
($222.26) |
$0.00 |
$2,631.56 |
$1,078.76 |
Invesco
Dynamic
Leisure
and
Entertainment
ETF |
$247,242.79 |
$161,831.36 |
$92,211.00 |
$0.00 |
$0.00 |
($1,463,368.40) |
$0.00 |
($1,209,326.04) |
$1,456,568.83 |
Invesco
Dynamic
Market
ETF |
$7,159.48 |
$810.56 |
$3,254.00 |
$0.00 |
$0.00 |
($4,223.34) |
$0.00 |
($158.78) |
$7,318.26 |
Invesco
Dynamic
Media
ETF |
$11,489.51 |
$2,285.03 |
$4,482.00 |
$0.00 |
$0.00 |
($15,858.18) |
$0.00 |
($9,091.15) |
$20,580.66 |
Invesco
Dynamic
Networking
ETF |
$3,568.95 |
$30,077.93 |
$1,757.00 |
$0.00 |
$0.00 |
($298,975.77) |
$0.00 |
($267,140.84) |
$270,709.79 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Dynamic Oil &
Gas
Services ETF |
$6,910.07 |
$759.52 |
$2,835.00 |
$0.00 |
$0.00 |
($3,531.54) |
$0.00 |
$62.98 |
$6,847.09 |
Invesco
Dynamic
Pharmaceuticals
ETF |
$33,862.32 |
$4,157.38 |
$13,806.00 |
$0.00 |
$0.00 |
($21,537.16) |
$0.00 |
($3,573.78) |
$37,436.10 |
Invesco
Dynamic
Semiconductors
ETF |
$47,641.27 |
$18,520.05 |
$19,371.00 |
$0.00 |
$0.00 |
($156,948.82) |
$0.00 |
($119,057.77) |
$166,699.04 |
Invesco
Dynamic
Software
ETF |
$98,921.29 |
$17,272.92 |
$38,921.00 |
$0.00 |
$0.00 |
($112,776.67) |
$0.00 |
($56,582.75) |
$155,504.04 |
Invesco
Financial
Preferred
ETF |
$79,323.53 |
$79,901.66 |
$28,084.00 |
$0.00 |
$0.00 |
($747,956.21) |
$0.00 |
($639,970.55) |
$719,294.08 |
Invesco
FTSE RAFI US
1000
ETF |
$229,385.51 |
$16,394.19 |
$94,166.00 |
$0.00 |
$0.00 |
($29,093.46) |
$0.00 |
$81,466.73 |
$147,918.78 |
Invesco
FTSE RAFI US
1500
Small-Mid ETF |
$428,117.46 |
$66,864.78 |
$165,297.00 |
$0.00 |
$0.00 |
($406,765.83) |
$0.00 |
($174,604.05) |
$602,721.51 |
Invesco
Global Listed
Private
Equity ETF |
$32,572.00 |
$9,586.16 |
$11,760.00 |
$0.00 |
$0.00 |
($75,093.15) |
$0.00 |
($53,746.99) |
$86,318.99 |
Invesco
Golden Dragon
China
ETF |
$94,837.24 |
$89,830.99 |
$34,217.00 |
$0.00 |
$0.00 |
($837,909.68) |
$0.00 |
($713,861.69) |
$808,698.93 |
Invesco
High Yield
Equity
Dividend
Achievers™
ETF |
$51,328.79 |
$2,533.23 |
$20,509.00 |
$0.00 |
$0.00 |
$5,456.19 |
$0.00 |
$28,498.42 |
$22,830.37 |
Invesco
International
Dividend
Achievers™
ETF |
$188,627.95 |
$53,492.84 |
$67,905.00 |
$0.00 |
$0.00 |
($414,290.97) |
$0.00 |
($292,893.13) |
$481,521.08 |
Invesco
MSCI
Sustainable
Future ETF |
$106,489.59 |
$28,312.29 |
$38,709.00 |
$0.00 |
$0.00 |
($215,437.23) |
$0.00 |
($148,415.94) |
$254,905.53 |
Invesco
NASDAQ
Internet
ETF |
$91,309.59 |
$6,025.21 |
$35,854.00 |
$0.00 |
$0.00 |
($4,881.72) |
$0.00 |
$36,997.49 |
$54,312.10 |
Invesco
Raymond
James
SB-1 Equity
ETF |
$18,667.68 |
$4,774.69 |
$7,955.00 |
$0.00 |
$0.00 |
($37,096.77) |
$0.00 |
($24,367.08) |
$43,034.76 |
Invesco
S&P 100 Equal
Weight
ETF |
$423.32 |
$2.89 |
$401.00 |
$0.00 |
$0.00 |
($6.75) |
$0.00 |
$397.14 |
$26.18 |
Invesco
S&P 500®
Equal
Weight ETF |
$1,411,694.13 |
$86,556.42 |
$556,887.00 |
$0.00 |
$0.00 |
($11,077.68) |
$0.00 |
$632,365.74 |
$779,328.39 |
Invesco
S&P 500®
Equal
Weight
Communication
Services
ETF |
$1,384.97 |
$358.66 |
$819.00 |
$0.00 |
$0.00 |
($3,023.57) |
$0.00 |
($1,845.91) |
$3,230.88 |
Invesco
S&P 500®
Equal
Weight
Consumer
Discretionary
ETF |
$52,344.70 |
$3,052.99 |
$22,164.00 |
$0.00 |
$0.00 |
($373.65) |
$0.00 |
$24,843.34 |
$27,501.36 |
Invesco
S&P 500®
Equal
Weight
Consumer
Staples ETF |
$11,789.64 |
$753.48 |
$4,951.00 |
$0.00 |
$0.00 |
($700.01) |
$0.00 |
$5,004.47 |
$6,785.17 |
Invesco
S&P 500®
Equal
Weight Energy
ETF |
$11,908.73 |
$448.44 |
$5,112.00 |
$0.00 |
$0.00 |
$2,308.67 |
$0.00 |
$7,869.11 |
$4,039.62 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
S&P 500®
Equal
Weight
Financials
ETF |
$8,537.78 |
$551.28 |
$4,138.00 |
$0.00 |
$0.00 |
($1,119.02) |
$0.00 |
$3,570.26 |
$4,967.52 |
Invesco
S&P 500®
Equal
Weight Health
Care
ETF |
$11,234.98 |
$520.51 |
$5,433.00 |
$0.00 |
$0.00 |
$592.14 |
$0.00 |
$6,545.65 |
$4,689.33 |
Invesco
S&P 500®
Equal
Weight
Industrials
ETF |
$17,869.27 |
$1,055.45 |
$8,266.00 |
$0.00 |
$0.00 |
($957.70) |
$0.00 |
$8,363.75 |
$9,505.52 |
Invesco
S&P 500®
Equal
Weight Materials
ETF |
$7,840.86 |
$498.92 |
$3,664.00 |
$0.00 |
$0.00 |
($815.15) |
$0.00 |
$3,347.77 |
$4,493.09 |
Invesco
S&P 500®
Equal
Weight Real
Estate
ETF |
$2,463.66 |
$90.97 |
$1,757.00 |
$0.00 |
$0.00 |
($205.22) |
$0.00 |
$1,642.75 |
$820.91 |
Invesco
S&P 500®
Equal
Weight
Technology
ETF |
$74,428.87 |
$3,928.05 |
$31,737.00 |
$0.00 |
$0.00 |
$3,393.70 |
$0.00 |
$39,058.75 |
$35,370.12 |
Invesco
S&P 500®
Equal
Weight Utilities
ETF |
$5,464.08 |
$187.30 |
$1,152.00 |
$0.00 |
$0.00 |
$2,437.80 |
$0.00 |
$3,777.10 |
$1,686.98 |
Invesco
S&P 500
GARP
ETF |
$18,249.12 |
$918.24 |
$7,401.00 |
$0.00 |
$0.00 |
$1,660.04 |
$0.00 |
$9,979.28 |
$8,269.84 |
Invesco
S&P 500®
Pure
Growth ETF |
$88,631.85 |
$4,736.66 |
$33,488.00 |
$0.00 |
$0.00 |
$7,760.62 |
$0.00 |
$45,985.28 |
$42,646.57 |
Invesco
S&P 500®
Pure
Value ETF |
$148,419.70 |
$9,560.87 |
$50,893.00 |
$0.00 |
$0.00 |
$1,881.41 |
$0.00 |
$62,335.28 |
$86,084.42 |
Invesco
S&P 500®
Quality
ETF |
$89,689.64 |
$2,932.42 |
$53,378.00 |
$0.00 |
$0.00 |
$6,973.86 |
$0.00 |
$63,284.28 |
$26,405.36 |
Invesco
S&P 500 Top
50
ETF |
$14,656.35 |
$431.69 |
$11,180.00 |
$0.00 |
$0.00 |
($841.24) |
$0.00 |
$10,770.45 |
$3,885.90 |
Invesco
S&P 500 Value
with
Momentum ETF |
$19.11 |
$0.82 |
$14.00 |
$0.00 |
$0.00 |
($3.27) |
$0.00 |
$11.55 |
$7.56 |
Invesco
S&P MidCap
400®
Equal Weight
ETF |
$20,084.28 |
$1,191.44 |
$8,342.00 |
$0.00 |
$0.00 |
($260.30) |
$0.00 |
$9,273.14 |
$10,811.14 |
Invesco
S&P MidCap
400®
Pure Growth ETF |
$77,075.94 |
$5,453.70 |
$31,855.00 |
$0.00 |
$0.00 |
($9,370.70) |
$0.00 |
$27,938.00 |
$49,137.94 |
Invesco
S&P MidCap
400®
Pure Value ETF |
$20,370.95 |
$1,154.02 |
$8,542.00 |
$0.00 |
$0.00 |
$258.66 |
$0.00 |
$9,954.68 |
$10,416.27 |
Invesco
S&P MidCap
Momentum
ETF |
$154,076.82 |
$13,865.35 |
$63,798.00 |
$0.00 |
$0.00 |
($48,448.38) |
$0.00 |
$29,214.97 |
$124,861.85 |
Invesco
S&P MidCap
Quality
ETF |
$27,092.07 |
$3,215.55 |
$11,996.00 |
$0.00 |
$0.00 |
($17,083.22) |
$0.00 |
($1,871.67) |
$28,963.74 |
Invesco
S&P MidCap
Value
with Momentum
ETF |
$23,530.91 |
$1,234.25 |
$8,277.00 |
$0.00 |
$0.00 |
$2,888.34 |
$0.00 |
$12,399.59 |
$11,131.32 |
Invesco
S&P SmallCap
600®
Equal Weight
ETF |
$11,734.47 |
$1,059.37 |
$4,887.00 |
$0.00 |
$0.00 |
($3,891.58) |
$0.00 |
$2,054.79 |
$9,679.68 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
S&P SmallCap
600®
Pure Growth ETF |
$42,290.96 |
$5,529.56 |
$17,401.00 |
$0.00 |
$0.00 |
($30,488.33) |
$0.00 |
($7,557.77) |
$49,848.73 |
Invesco
S&P SmallCap
600®
Pure Value ETF |
$48,131.53 |
$3,600.69 |
$18,590.00 |
$0.00 |
$0.00 |
($6,544.59) |
$0.00 |
$15,646.10 |
$32,485.43 |
Invesco
S&P SmallCap
Momentum
ETF |
$43,457.45 |
$6,578.02 |
$18,267.00 |
$0.00 |
$0.00 |
($40,648.02) |
$0.00 |
($15,803.00) |
$59,260.45 |
Invesco
S&P SmallCap
Value
with Momentum
ETF |
$71,129.53 |
$5,204.33 |
$29,486.00 |
$0.00 |
$0.00 |
($10,466.91) |
$0.00 |
$24,223.42 |
$46,906.11 |
Invesco
S&P Spin-Off
ETF |
$5,977.92 |
$570.65 |
$2,525.00 |
$0.00 |
$0.00 |
($2,262.44) |
$0.00 |
$833.21 |
$5,144.71 |
Invesco
Water
Resources
ETF |
$52,381.28 |
$3,526.14 |
$19,533.00 |
$0.00 |
$0.00 |
($2,446.90) |
$0.00 |
$20,612.24 |
$31,769.04 |
Invesco
WilderHill
Clean
Energy ETF |
$625,573.78 |
$2,504,658.79 |
$248,452.00 |
$0.00 |
$0.00 |
($24,669,913.00) |
$0.00 |
($21,916,802.21) |
$22,542,375.99 |
Invesco
Zacks Mid-Cap
ETF |
$13,149.37 |
$1,670.57 |
$5,960.00 |
$0.00 |
$0.00 |
($9,530.90) |
$0.00 |
($1,900.33) |
$15,049.70 |
Invesco
Zacks Multi-
Asset
Income ETF |
$11,507.46 |
$11,713.23 |
$5,091.00 |
$0.00 |
$0.00 |
($110,768.89) |
$0.00 |
($93,964.66) |
$105,472.12 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Aerospace &
Defense
ETF |
$19,602.74 |
$714.68 |
$0.00 |
$2,864.31 |
$0.00 |
($652,316.07) |
$0.00 |
($648,737.08) |
$668,339.82 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Buyback
AchieversTM
ETF |
$40,562.77 |
$4,318.43 |
$0.00 |
$17,286.85 |
$0.00 |
($284,905.92) |
$0.00 |
($263,300.64) |
$303,863.41 |
Invesco
Dividend
AchieversTM
ETF |
$13,936.03 |
$181.63 |
$0.00 |
$731.34 |
$0.00 |
$4,806.17 |
$0.00 |
$5,719.14 |
$8,216.89 |
Invesco
Dow Jones
Industrial
Average
Dividend
ETF |
$3,113.18 |
$37.43 |
$0.00 |
$150.10 |
$0.00 |
$1,237.86 |
$0.00 |
$1,425.39 |
$1,687.79 |
Invesco
DWA Basic
Materials
Momentum
ETF |
$5,202.66 |
$634.66 |
$0.00 |
$2,541.46 |
$0.00 |
($26,708.32) |
$0.00 |
($23,532.20) |
$28,734.86 |
Invesco
DWA
Consumer
Cyclicals
Momentum
ETF |
$2,795.94 |
$56.00 |
$0.00 |
$226.36 |
$0.00 |
($27.46) |
$0.00 |
$254.90 |
$2,541.04 |
Invesco
DWA
Consumer
Staples
Momentum
ETF |
$9,840.73 |
$217.55 |
$0.00 |
$875.17 |
$0.00 |
($1,108.75) |
$0.00 |
($16.03) |
$9,856.76 |
Invesco
DWA Energy
Momentum
ETF |
$13,571.68 |
$877.84 |
$0.00 |
$3,517.35 |
$0.00 |
($30,379.80) |
$0.00 |
($25,984.61) |
$39,556.29 |
Invesco
DWA Financial
Momentum
ETF |
$2,225.35 |
$30.10 |
$0.00 |
$121.20 |
$0.00 |
($23.29) |
$0.00 |
$128.01 |
$2,097.34 |
Invesco
DWA
Healthcare
Momentum
ETF |
$11,428.81 |
$168.19 |
$0.00 |
$678.27 |
$0.00 |
$2,925.16 |
$0.00 |
$3,771.62 |
$7,657.19 |
Invesco
DWA
Industrials
Momentum
ETF |
$2,167.42 |
$24.36 |
$0.00 |
$98.01 |
$0.00 |
$943.81 |
$0.00 |
$1,066.18 |
$1,101.24 |
Invesco
DWA
Momentum
ETF |
$24,478.95 |
$340.46 |
$0.00 |
$1,366.90 |
$0.00 |
$7,406.10 |
$0.00 |
$9,113.46 |
$15,365.49 |
Invesco
DWA
Technology
Momentum
ETF |
$8,723.25 |
$101.20 |
$0.00 |
$406.66 |
$0.00 |
$3,644.89 |
$0.00 |
$4,152.75 |
$4,570.50 |
Invesco
DWA Utilities
Momentum
ETF |
$863.84 |
$22.06 |
$0.00 |
$89.11 |
$0.00 |
($266.23) |
$0.00 |
($155.06) |
$1,018.90 |
Invesco
Dynamic
Biotechnology
&
Genome
ETF |
$13,405.18 |
$206.80 |
$0.00 |
$832.65 |
$0.00 |
$3,011.92 |
$0.00 |
$4,051.37 |
$9,353.81 |
Invesco
Dynamic
Building
& Construction
ETF |
$4,055.75 |
$295.90 |
$0.00 |
$1,185.11 |
$0.00 |
($10,754.18) |
$0.00 |
($9,273.17) |
$13,328.92 |
Invesco
Dynamic
Energy
Exploration &
Production
ETF |
$14,666.94 |
$1,534.97 |
$0.00 |
$6,143.98 |
$0.00 |
($65,187.68) |
$0.00 |
($57,508.73) |
$72,175.67 |
Invesco
Dynamic Food
&
Beverage ETF |
$8,459.69 |
$107.73 |
$0.00 |
$433.86 |
$0.00 |
$3,043.63 |
$0.00 |
$3,585.22 |
$4,874.47 |
Invesco
Dynamic Large
Cap
Growth ETF |
$16,392.13 |
$237.73 |
$0.00 |
$952.03 |
$0.00 |
$4,494.14 |
$0.00 |
$5,683.90 |
$10,708.23 |
Invesco
Dynamic Large
Cap
Value ETF |
$12,495.66 |
$88.59 |
$0.00 |
$354.83 |
$0.00 |
$8,061.48 |
$0.00 |
$8,504.90 |
$3,990.76 |
Invesco
Dynamic
Leisure
and
Entertainment
ETF |
$36,814.75 |
$5,252.35 |
$0.00 |
$21,013.83 |
$0.00 |
($225,846.15) |
$0.00 |
($199,579.97) |
$236,394.72 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Dynamic
Market
ETF |
$3,559.65 |
$50.38 |
$0.00 |
$205.11 |
$0.00 |
($13,225.72) |
$0.00 |
($12,970.23) |
$16,529.88 |
Invesco
Dynamic
Media
ETF |
$1,613.27 |
$180.04 |
$0.00 |
$721.47 |
$0.00 |
($7,429.82) |
$0.00 |
($6,528.31) |
$8,141.58 |
Invesco
Dynamic
Networking
ETF |
$2,542.17 |
$1,397.13 |
$0.00 |
$5,591.01 |
$0.00 |
($509,787.77) |
$0.00 |
($502,799.63) |
$505,341.80 |
Invesco
Dynamic Oil &
Gas
Services ETF |
$4,180.05 |
$80.48 |
$0.00 |
$323.70 |
$0.00 |
($32.70) |
$0.00 |
$371.48 |
$3,808.57 |
Invesco
Dynamic
Pharmaceuticals
ETF |
$14,918.53 |
$240.79 |
$0.00 |
$965.93 |
$0.00 |
($6,547.37) |
$0.00 |
($5,340.65) |
$20,259.18 |
Invesco
Dynamic
Semiconductors
ETF |
$22,086.64 |
$6,736.88 |
$0.00 |
$26,951.65 |
$0.00 |
($350,161.72) |
$0.00 |
($316,473.19) |
$338,559.83 |
Invesco
Dynamic
Software
ETF |
$13,241.27 |
$358.60 |
$0.00 |
$1,437.20 |
$0.00 |
($4,971.46) |
$0.00 |
($3,175.66) |
$16,416.93 |
Invesco
Financial
Preferred
ETF |
$3,463.55 |
$3,720.85 |
$0.00 |
$14,896.38 |
$0.00 |
($191,666.32) |
$0.00 |
($173,049.09) |
$176,512.64 |
Invesco
FTSE RAFI US
1000
ETF |
$99,561.30 |
$1,535.94 |
$0.00 |
$6,196.51 |
$0.00 |
$22,237.23 |
$0.00 |
$29,969.68 |
$69,591.62 |
Invesco
FTSE RAFI US
1500
Small-Mid ETF |
$139,198.97 |
$4,382.81 |
$0.00 |
$17,634.63 |
$0.00 |
($114,161.25) |
$0.00 |
($92,143.81) |
$231,342.78 |
Invesco
Global Listed
Private
Equity ETF |
$5,239.36 |
$148.25 |
$0.00 |
$595.97 |
$0.00 |
($3,448.95) |
$0.00 |
($2,704.73) |
$7,944.09 |
Invesco
Golden Dragon
China
ETF |
$15,893.02 |
$6,963.17 |
$0.00 |
$27,874.81 |
$0.00 |
($541,559.30) |
$0.00 |
($506,721.32) |
$522,614.34 |
Invesco
High Yield
Equity
Dividend
Achievers™
ETF |
$31,296.63 |
$337.47 |
$0.00 |
$1,352.45 |
$0.00 |
$14,397.29 |
$0.00 |
$16,087.21 |
$15,209.42 |
Invesco
International
Dividend
Achievers™
ETF |
$55,583.81 |
$6,633.06 |
$0.00 |
$26,544.70 |
$0.00 |
($276,408.07) |
$0.00 |
($243,230.31) |
$298,814.12 |
Invesco
MSCI
Sustainable
Future ETF |
$20,673.76 |
$1,337.81 |
$0.00 |
$5,359.15 |
$0.00 |
($53,986.01) |
$0.00 |
($47,289.05) |
$67,962.81 |
Invesco
NASDAQ
Internet
ETF |
$23,473.56 |
$339.22 |
$0.00 |
$1,365.12 |
$0.00 |
$6,430.14 |
$0.00 |
$8,134.48 |
$15,339.08 |
Invesco
Raymond
James
SB-1 Equity
ETF |
$9,406.49 |
$618.05 |
$0.00 |
$2,483.97 |
$0.00 |
($22,290.44) |
$0.00 |
($19,188.42) |
$28,594.91 |
Invesco
S&P 100 Equal
Weight
ETF |
$1,182.51 |
$16.37 |
$0.00 |
$65.81 |
$0.00 |
$360.94 |
$0.00 |
$443.12 |
$739.39 |
Invesco
S&P 500®
Equal
Weight ETF |
$586,462.64 |
$7,404.40 |
$0.00 |
$29,668.04 |
$0.00 |
$215,747.16 |
$0.00 |
$252,819.60 |
$333,643.04 |
Invesco
S&P 500®
Equal
Weight
Communication
Services
ETF |
$2,006.15 |
$31.81 |
$0.00 |
$127.88 |
$0.00 |
$409.07 |
$0.00 |
$568.76 |
$1,437.39 |
Invesco
S&P 500®
Equal
Weight
Consumer
Discretionary
ETF |
$24,550.67 |
$296.37 |
$0.00 |
$1,189.91 |
$0.00 |
$9,689.29 |
$0.00 |
$11,175.57 |
$13,375.10 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
S&P 500®
Equal
Weight
Consumer
Staples ETF |
$4,441.35 |
$51.70 |
$0.00 |
$207.63 |
$0.00 |
$1,847.98 |
$0.00 |
$2,107.31 |
$2,334.04 |
Invesco
S&P 500®
Equal
Weight Energy
ETF |
$13,900.43 |
$140.63 |
$0.00 |
$563.23 |
$0.00 |
$6,862.01 |
$0.00 |
$7,565.87 |
$6,334.56 |
Invesco
S&P 500®
Equal
Weight
Financials
ETF |
$4,956.74 |
$61.57 |
$0.00 |
$247.34 |
$0.00 |
$1,867.93 |
$0.00 |
$2,176.84 |
$2,779.90 |
Invesco
S&P 500®
Equal
Weight Health
Care
ETF |
$11,969.91 |
$119.48 |
$0.00 |
$478.68 |
$0.00 |
$5,988.47 |
$0.00 |
$6,586.63 |
$5,383.28 |
Invesco
S&P 500®
Equal
Weight
Industrials
ETF |
$11,732.36 |
$130.84 |
$0.00 |
$526.36 |
$0.00 |
$5,160.67 |
$0.00 |
$5,817.87 |
$5,914.49 |
Invesco
S&P 500®
Equal
Weight Materials
ETF |
$5,893.67 |
$48.37 |
$0.00 |
$194.12 |
$0.00 |
$3,468.78 |
$0.00 |
$3,711.27 |
$2,182.40 |
Invesco
S&P 500®
Equal
Weight Real
Estate
ETF |
$6,153.50 |
$56.41 |
$0.00 |
$226.28 |
$0.00 |
$3,326.67 |
$0.00 |
$3,609.36 |
$2,544.14 |
Invesco
S&P 500®
Equal
Weight
Technology
ETF |
$39,778.33 |
$487.19 |
$0.00 |
$1,950.80 |
$0.00 |
$15,398.41 |
$0.00 |
$17,836.40 |
$21,941.93 |
Invesco
S&P 500®
Equal
Weight Utilities
ETF |
$1,200.23 |
$10.49 |
$0.00 |
$42.22 |
$0.00 |
$673.28 |
$0.00 |
$725.99 |
$474.24 |
Invesco
S&P 500
GARP
ETF |
$8,712.61 |
$114.39 |
$0.00 |
$458.53 |
$0.00 |
$2,983.70 |
$0.00 |
$3,556.62 |
$5,155.99 |
Invesco
S&P 500®
Pure
Growth ETF |
$27,424.26 |
$383.45 |
$0.00 |
$1,535.74 |
$0.00 |
$8,232.76 |
$0.00 |
$10,151.95 |
$17,272.31 |
Invesco
S&P 500®
Pure
Value ETF |
$46,073.06 |
$728.10 |
$0.00 |
$2,919.64 |
$0.00 |
$9,595.29 |
$0.00 |
$13,243.03 |
$32,830.03 |
Invesco
S&P 500®
Quality
ETF |
$125,321.71 |
$1,584.45 |
$0.00 |
$6,339.42 |
$0.00 |
$46,082.78 |
$0.00 |
$54,006.65 |
$71,315.06 |
Invesco
S&P 500 Top
50
ETF |
$27,070.58 |
$364.47 |
$0.00 |
$1,458.79 |
$0.00 |
$8,838.13 |
$0.00 |
$10,661.39 |
$16,409.19 |
Invesco
S&P 500 Value
with
Momentum ETF |
$16.14 |
$0.39 |
$0.00 |
$1.64 |
$0.00 |
($4.06) |
$0.00 |
($2.03) |
$18.17 |
Invesco
S&P MidCap
400®
Equal Weight
ETF |
$10,884.10 |
$183.44 |
$0.00 |
$753.10 |
$0.00 |
$1,522.36 |
$0.00 |
$2,458.90 |
$8,425.20 |
Invesco
S&P MidCap
400®
Pure Growth ETF |
$24,806.03 |
$564.80 |
$0.00 |
$2,267.31 |
$0.00 |
($3,513.86) |
$0.00 |
($681.75) |
$25,487.78 |
Invesco
S&P MidCap
400®
Pure Value ETF |
$10,993.32 |
$128.46 |
$0.00 |
$520.47 |
$0.00 |
$4,505.19 |
$0.00 |
$5,154.12 |
$5,839.20 |
Invesco
S&P MidCap
Momentum
ETF |
$31,962.65 |
$803.55 |
$0.00 |
$3,220.56 |
$0.00 |
($8,530.68) |
$0.00 |
($4,506.57) |
$36,469.22 |
Invesco
S&P MidCap
Quality
ETF |
$22,432.58 |
$783.97 |
$0.00 |
$3,144.13 |
$0.00 |
($18,263.26) |
$0.00 |
($14,335.16) |
$36,767.74 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
S&P MidCap
Value
with Momentum
ETF |
$9,932.16 |
$118.72 |
$0.00 |
$480.12 |
$0.00 |
$3,943.76 |
$0.00 |
$4,542.60 |
$5,389.56 |
Invesco
S&P SmallCap
600®
Equal Weight
ETF |
$5,751.02 |
$104.82 |
$0.00 |
$446.18 |
$0.00 |
($1,349.14) |
$0.00 |
($798.14) |
$6,549.16 |
Invesco
S&P SmallCap
600®
Pure Growth ETF |
$13,649.83 |
$212.93 |
$0.00 |
$862.41 |
$0.00 |
($21,684.67) |
$0.00 |
($20,609.33) |
$34,259.16 |
Invesco
S&P SmallCap
600®
Pure Value ETF |
$15,513.85 |
$200.40 |
$0.00 |
$812.42 |
$0.00 |
$5,387.33 |
$0.00 |
$6,400.15 |
$9,113.70 |
Invesco
S&P SmallCap
Momentum
ETF |
$10,265.44 |
$149.38 |
$0.00 |
$605.00 |
$0.00 |
($521.85) |
$0.00 |
$232.53 |
$10,032.91 |
Invesco
S&P SmallCap
Value
with Momentum
ETF |
$36,414.07 |
$500.68 |
$0.00 |
$2,017.30 |
$0.00 |
$11,235.37 |
$0.00 |
$13,753.35 |
$22,660.72 |
Invesco
S&P Spin-Off
ETF |
$3,123.86 |
$35.61 |
$0.00 |
$144.35 |
$0.00 |
$1,324.39 |
$0.00 |
$1,504.35 |
$1,619.51 |
Invesco
Water
Resources
ETF |
$11,223.82 |
$164.69 |
$0.00 |
$660.71 |
$0.00 |
$2,969.73 |
$0.00 |
$3,795.13 |
$7,428.69 |
Invesco
WilderHill
Clean
Energy ETF |
$132,108.68 |
$124,680.10 |
$0.00 |
$498,774.41 |
$0.00 |
($7,741,090.20) |
$0.00 |
($7,117,635.69) |
$7,249,744.37 |
Invesco
Zacks Mid-Cap
ETF |
$6,240.50 |
$195.44 |
$0.00 |
$784.94 |
$0.00 |
($10,231.54) |
$0.00 |
($9,251.16) |
$15,491.66 |
Invesco
Zacks Multi-
Asset
Income ETF |
$6,183.02 |
$916.53 |
$0.00 |
$3,676.90 |
$0.00 |
($48,997.23) |
$0.00 |
($44,403.80) |
$50,586.82 |
* Paid to BNYM.
Fund |
Underlying
Index |
Invesco
Aerospace & Defense ETF |
SPADE®
Defense Index |
Invesco
BuyBack Achievers™
ETF |
NASDAQ
US BuyBack Achievers™
Index |
Invesco
Dividend Achievers™
ETF |
NASDAQ
US Broad Dividend Achievers™
Index |
Invesco
Dow Jones Industrial
Average
Dividend ETF |
Dow
Jones Industrial Average Yield Weighted |
Invesco
DWA Basic Materials
Momentum
ETF |
Dorsey
Wright®
Basic Materials Technical Leaders Index |
Invesco
DWA Consumer Cyclicals
Momentum
ETF |
Dorsey
Wright®
Consumer Cyclicals Technical Leaders Index |
Invesco
DWA Consumer Staples
Momentum
ETF |
Dorsey
Wright®
Consumer Staples Technical Leaders Index |
Invesco
DWA Energy Momentum
ETF |
Dorsey
Wright®
Energy Technical Leaders Index |
Invesco
DWA Financial Momentum
ETF |
Dorsey
Wright®
Financials Technical Leaders Index |
Invesco
DWA Healthcare
Momentum
ETF |
Dorsey
Wright®
Healthcare Technical Leaders Index |
Invesco
DWA Industrials Momentum
ETF |
Dorsey
Wright®
Industrials Technical Leaders Index |
Invesco
DWA Momentum ETF |
Dorsey
Wright®
Technical Leaders Index |
Invesco
DWA Technology
Momentum
ETF |
Dorsey
Wright®
Technology Technical Leaders Index |
Invesco
DWA Utilities Momentum
ETF |
Dorsey
Wright®
Utilities Technical Leaders Index |
Invesco
Dynamic Biotechnology &
Genome
ETF |
Dynamic
Biotech & Genome IntellidexSM
Index |
Invesco
Dynamic Building &
Construction
ETF |
Dynamic
Building & Construction IntellidexSM
Index |
Invesco
Dynamic Energy
Exploration &
Production ETF |
Dynamic
Energy Exploration & Production IntellidexSM Index |
Invesco
Dynamic Food & Beverage
ETF |
Dynamic
Food & Beverage IntellidexSM
Index |
Invesco
Dynamic Large Cap Growth
ETF |
Dynamic
Large Cap Growth IntellidexSM
Index |
Invesco
Dynamic Large Cap Value
ETF |
Dynamic
Large Cap Value IntellidexSM
Index |
Invesco
Dynamic Leisure and
Entertainment
ETF |
Dynamic
Leisure & Entertainment IntellidexSM
Index |
Invesco
Dynamic Market ETF |
Dynamic
Market IntellidexSM
Index |
Invesco
Dynamic Media ETF |
Dynamic
Media IntellidexSM
Index |
Invesco
Dynamic Networking ETF |
Dynamic
Networking IntellidexSM
Index |
Invesco
Dynamic Oil & Gas
Services
ETF |
Dynamic
Oil Services IntellidexSM
Index |
Invesco
Dynamic Pharmaceuticals
ETF |
Dynamic
Pharmaceutical IntellidexSM
Index |
Invesco
Dynamic Semiconductors
ETF |
Dynamic
Semiconductor IntellidexSM
Index |
Invesco
Dynamic Software ETF |
Dynamic
Software IntellidexSM
Index |
Fund |
Underlying
Index |
Invesco
Financial Preferred ETF |
ICE
Exchange-Listed Fixed Rate Financial Preferred Securities
Index |
Invesco
FTSE RAFI US 1000 ETF |
FTSE
RAFI™
US 1000 Index |
Invesco
FTSE RAFI US 1500 Small-
Mid
ETF |
FTSE
RAFI™
US 1500 Mid Small Index |
Invesco
Global Listed Private Equity
ETF |
Red
Rocks Global Listed Private Equity Index |
Invesco
Golden Dragon China ETF |
NASDAQ
Golden Dragon China Index |
Invesco
High Yield Equity Dividend
Achievers™
ETF |
NASDAQ
US Dividend Achievers™
50 Index |
Invesco
International Dividend
Achievers™
ETF |
NASDAQ
International Dividend Achievers™
Index |
Invesco
MSCI Sustainable Future
ETF |
MSCI
Global Environment Select Index |
Invesco
NASDAQ Internet ETF |
Nasdaq
CTA Internet IndexSM
|
Invesco
Raymond James SB-1
Equity
ETF |
Raymond
James SB-1 Equity Index |
Invesco
S&P 100 Equal Weight ETF |
S&P
100 Equal Weight Index |
Invesco
S&P 500 BuyWrite ETF |
CBOE
S&P 500 BuyWrite IndexSM
|
Invesco
S&P 500®
Equal Weight
ETF |
S&P
500®
Equal Weight Index |
Invesco
S&P 500®
Equal Weight
Communication
Services ETF |
S&P
500®
Equal Weight Communication Services Plus Index |
Invesco
S&P 500®
Equal Weight
Consumer
Discretionary ETF |
S&P
500®
Equal Weight Consumer Discretionary Index |
Invesco
S&P 500®
Equal Weight
Consumer
Staples ETF |
S&P
500®
Equal Weight Consumer Staples Index |
Invesco
S&P 500®
Equal Weight
Energy
ETF |
S&P
500®
Equal Weight Energy Plus Index |
Invesco
S&P 500®
Equal Weight
Financials
ETF |
S&P
500®
Equal Weight Financials Index |
Invesco
S&P 500®
Equal Weight
Health
Care ETF |
S&P
500®
Equal Weight Health Care Index |
Invesco
S&P 500®
Equal Weight
Industrials
ETF |
S&P
500®
Equal Weight Industrials Index |
Invesco
S&P 500®
Equal Weight
Materials
ETF |
S&P
500®
Equal Weight Materials Index |
Invesco
S&P 500®
Equal Weight
Real
Estate ETF |
S&P
500®
Equal Weight Real Estate Index |
Invesco
S&P 500®
Equal Weight
Technology
ETF |
S&P
500®
Equal Weight Information Technology Index |
Invesco
S&P 500®
Equal Weight
Utilities
ETF |
S&P
500®
Equal Weight Utilities Plus Index |
Invesco
S&P 500 GARP ETF |
S&P
500®
GARP Index |
Invesco
S&P 500®
Pure Growth
ETF |
S&P
500®
Pure Growth Index |
Invesco
S&P 500®
Pure Value ETF |
S&P
500®
Pure Value Index |
Invesco
S&P 500®
Quality ETF |
S&P
500®
Quality Index |
Invesco
S&P 500®
Top 50 ETF |
S&P
500®
Top 50 Index |
Invesco
S&P 500 Value with
Momentum
ETF |
S&P
500®
High Momentum Value Index |
Invesco
S&P MidCap 400®
Equal
Weight
ETF |
S&P
MidCap 400®
Equal Weight Index |
Invesco
S&P MidCap 400®
Pure
Growth
ETF |
S&P
MidCap 400®
Pure Growth Index |
Invesco
S&P MidCap 400®
Pure
Value
ETF |
S&P
MidCap 400®
Pure Value Index |
Fund |
Underlying
Index |
Invesco
S&P MidCap Momentum
ETF |
S&P
MidCap 400®
Momentum Index |
Invesco
S&P MidCap Quality ETF |
S&P
MidCap 400®
Quality Index |
Invesco
S&P MidCap Value with
Momentum
ETF |
S&P
MidCap 400®
High Momentum Value Index |
Invesco
S&P SmallCap 600®
Equal
Weight
ETF |
S&P
SmallCap 600®
Equal Weight Index |
Invesco
S&P SmallCap 600®
Pure
Growth
ETF |
S&P
SmallCap 600®
Pure Growth Index |
Invesco
S&P SmallCap 600®
Pure
Value
ETF |
S&P
SmallCap 600®
Pure Value Index |
Invesco
S&P SmallCap Momentum
ETF |
S&P
SmallCap 600®
Momentum Index |
Invesco
S&P SmallCap Value with
Momentum
ETF |
S&P
SmallCap 600®
High Momentum Value Index |
Invesco
S&P Spin-Off ETF |
S&P
U.S. Spin-Off Index |
Invesco
Water Resources ETF |
NASDAQ
OMX US Water IndexSM
|
Invesco
WilderHill Clean Energy
ETF |
WilderHill
Clean Energy Index |
Invesco
Zacks Mid-Cap ETF |
Zacks
Mid-Cap Core Index |
Invesco
Zacks Multi-Asset Income
ETF |
Zacks
Multi-Asset Income Index |
Fund |
Total
$ Amount
of
Brokerage
Commissions
Paid |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
2022 |
2021 |
2020 |
2022 |
2021 |
2020 |
2022 |
2022 | |
Invesco
Aerospace & Defense ETF |
$47,517 |
$41,589 |
$53,629 |
$22,590.73 |
$15,196 |
$957 |
37.84% |
51.22% |
Invesco
BuyBack Achievers™ ETF |
$338,160 |
$276,885 |
$243,901 |
$113,339.58 |
$52,261 |
$24,524 |
29.35% |
39.72% |
Invesco
Dividend Achievers™ ETF |
$11,753 |
$24,576 |
$14,374 |
$9,993.42 |
$2,983 |
$431 |
82.63% |
82.78% |
Invesco
Dow Jones Industrial Average Dividend ETF |
$3,834 |
$10,730 |
$3,150 |
$1,368.99 |
$5,924 |
$76 |
23.67% |
24.59% |
Invesco
DWA Basic Materials Momentum ETF |
$116,562 |
$54,996 |
$41,664 |
$23,156.03 |
$12,668 |
$10,358 |
18.59% |
41.53% |
Invesco
DWA Consumer Cyclicals Momentum ETF |
$75,665 |
$50,958 |
$25,246 |
$39,410.40 |
$12,627 |
$5,077 |
48.56% |
71.67% |
Invesco
DWA Consumer Staples Momentum ETF |
$48,603 |
$52,112 |
$84,051 |
$13,858.94 |
$9,346 |
$4,973 |
21.32% |
40.85% |
Invesco
DWA Energy Momentum ETF |
$137,385 |
$93,259 |
$54,962 |
$54,857.54 |
$24,785 |
$17,466 |
36.58% |
44.90% |
Invesco
DWA Financial Momentum ETF |
$51,745 |
$28,547 |
$32,109 |
$21,171.16 |
$17,971 |
$2,247 |
31.45% |
52.73% |
Invesco
DWA Healthcare Momentum ETF |
$578,928 |
$915,666 |
$158,369 |
$14,014.68 |
$6,198 |
$5,908 |
2.24% |
19.63% |
Invesco
DWA Industrials Momentum ETF |
$133,460 |
$106,131 |
$38,272 |
$20,108.44 |
$23,738 |
$2,405 |
13.31% |
37.37% |
Invesco
DWA Momentum ETF |
$467,993 |
$346,935 |
$263,125 |
$129,788.74 |
$62,157 |
$6,188 |
22.45% |
30.54% |
Invesco
DWA Technology Momentum ETF |
$215,036 |
$188,354 |
$169,972 |
$34,140.40 |
$31,647 |
$12,926 |
14.04% |
38.38% |
Invesco
DWA Utilities Momentum ETF |
$8,807 |
$14,675 |
$50,860 |
$7,768.72 |
$8,399 |
$8,528 |
88.21% |
88.33% |
Invesco
Dynamic Biotechnology & Genome ETF |
$192,365 |
$293,483 |
$359,528 |
$22,481.46 |
$9,373 |
$15,609 |
10.89% |
29.52% |
Invesco
Dynamic Building & Construction ETF |
$103,171 |
$72,925 |
$70,765 |
$9,917.39 |
$6,373 |
$2,727 |
7.36% |
13.45% |
Invesco
Dynamic Energy Exploration & Production ETF |
$71,405 |
$23,450 |
$94,084 |
$26,420.24 |
$21,169 |
$36,280 |
29.28% |
53.69% |
Invesco
Dynamic Food & Beverage ETF |
$48,871 |
$32,909 |
$39,128 |
$15,665.75 |
$13,541 |
$3,832 |
24.80% |
41.10% |
Invesco
Dynamic Large Cap Growth ETF |
$111,295 |
$127,279 |
$178,703 |
$67,713.30 |
$40,155 |
$34,793 |
46.95% |
59.44% |
Invesco
Dynamic Large Cap Value ETF |
$192,723 |
$248,518 |
$451,424 |
$69,157.94 |
$81,762 |
$85,741 |
24.49% |
31.63% |
Invesco
Dynamic Leisure and Entertainment ETF |
$828,573 |
$409,874 |
$52,693 |
$51,244.43 |
$23,802 |
$6,506 |
5.19% |
9.14% |
Invesco
Dynamic Market ETF |
$96,030 |
$116,955 |
$170,579 |
$44,632.99 |
$70,307 |
$55,766 |
40.45% |
53.30% |
Invesco
Dynamic Media ETF |
$38,964 |
$28,994 |
$64,378 |
$13,051.23 |
$9,091 |
$3,932 |
25.53% |
43.40% |
Invesco
Dynamic Networking ETF |
$14,663 |
$24,443 |
$33,041 |
$7,229.16 |
$6,920 |
$1,544 |
35.72% |
56.93% |
Invesco
Dynamic Oil & Gas Services ETF |
$51,775 |
$19,026 |
$22,724 |
$20,068.48 |
$8,250 |
$7,212 |
37.79% |
38.38% |
Invesco
Dynamic Pharmaceuticals ETF |
$124,394 |
$97,076 |
$165,528 |
$10,280.46 |
$10,519 |
$5,173 |
8.26% |
40.05% |
Invesco
Dynamic Semiconductors ETF |
$162,439 |
$126,879 |
$116,072 |
$29,538.29 |
$15,902 |
$1,066 |
15.50% |
28.31% |
Invesco
Dynamic Software ETF |
$432,404 |
$434,081 |
$492,797 |
$55,428.35 |
$28,075 |
$714 |
12.21% |
27.43% |
Fund |
Total
$ Amount
of
Brokerage
Commissions
Paid |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
2022 |
2021 |
2020 |
2022 |
2021 |
2020 |
2022 |
2022 | |
Invesco
Financial Preferred ETF |
$20,277 |
$26,877 |
$1,655 |
$0 |
$0 |
$0 |
- |
- |
Invesco
FTSE RAFI US 1000 ETF |
$148,584 |
$174,497 |
$393,929 |
$61,510.73 |
$60,244 |
$13,270 |
29.36% |
44.23% |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
$501,185 |
$577,931 |
$1,020,295 |
$96,812.04 |
$29,525 |
$24,434 |
16.50% |
27.36% |
Invesco
Global Listed Private Equity ETF |
$94,254 |
$50,984 |
$88,406 |
$5,628.29 |
$661 |
$489 |
5.68% |
7.62% |
Invesco
Golden Dragon China ETF |
$75,452 |
$52,626 |
$38,572 |
$24,574.84 |
$9,301 |
$3,867 |
32.57% |
37.12% |
Invesco
High Yield Equity Dividend Achievers™ ETF |
$208,058 |
$275,632 |
$247,994 |
$38,856.58 |
$24,797 |
$8,339 |
15.23% |
20.43% |
Invesco
International Dividend Achievers™ ETF |
$235,520 |
$519,068 |
$308,091 |
$5,939.42 |
$12,588 |
$809 |
2.16% |
8.07% |
Invesco
MSCI Sustainable Future ETF |
$85,464 |
$234,077 |
$84,899 |
$18,416.35 |
$887 |
$837 |
19.78% |
31.82% |
Invesco
NASDAQ Internet ETF |
$23,925 |
$24,255 |
$66,379 |
$20,808.05 |
$5,241 |
$4,910 |
82.31% |
72.49% |
Invesco
Raymond James SB-1 Equity ETF |
$93,365 |
$108,434 |
$211,261 |
$49,879.74 |
$42,545 |
$43,173 |
48.12% |
66.44% |
Invesco
S&P 100 Equal Weight ETF |
$3,081 |
$3,065 |
$9,758 |
$558.88 |
$2,529 |
$442 |
12.60% |
12.70% |
Invesco
S&P 500 BuyWrite ETF |
$10,484 |
$19,118 |
$29,939 |
$31.42 |
$7 |
$85 |
0.29% |
0.47% |
Invesco
S&P 500®
Equal Weight ETF |
$1,233,523 |
$1,307,512 |
$1,307,250 |
$338,398.89 |
$281,650 |
$182,942 |
20.22% |
30.07% |
Invesco
S&P 500®
Equal Weight Communication
Services
ETF |
$3,425 |
$2,177 |
$3,279 |
$2,283.33 |
$1,050 |
$1,675 |
62.31% |
66.64% |
Invesco
S&P 500®
Equal Weight Consumer
Discretionary
ETF |
$35,562 |
$29,698 |
$10,565 |
$16,145.81 |
$15,327 |
$3,856 |
42.44% |
65.60% |
Invesco
S&P 500®
Equal Weight Consumer Staples
ETF |
$12,386 |
$45,929 |
$45,582 |
$8,044.65 |
$6,153 |
$9,422 |
60.32% |
68.05% |
Invesco
S&P 500®
Equal Weight Energy ETF |
$63,588 |
$24,322 |
$31,246 |
$37,999.02 |
$10,728 |
$8,609 |
54.43% |
58.15% |
Invesco
S&P 500®
Equal Weight Financials ETF |
$16,549 |
$12,207 |
$22,103 |
$7,917.88 |
$3,661 |
$5,860 |
38.76% |
52.63% |
Invesco
S&P 500®
Equal Weight Health Care ETF |
$29,212 |
$18,767 |
$33,144 |
$11,167.07 |
$8,590 |
$12,314 |
28.99% |
42.03% |
Invesco
S&P 500®
Equal Weight Industrials ETF |
$12,348 |
$14,927 |
$16,505 |
$8,091.63 |
$8,172 |
$5,206 |
50.25% |
50.38% |
Invesco
S&P 500®
Equal Weight Materials ETF |
$15,540 |
$14,666 |
$14,114 |
$6,887.27 |
$7,133 |
$4,530 |
28.72% |
33.30% |
Invesco
S&P 500®
Equal Weight Real Estate ETF |
$3,846 |
$1,518 |
$2,373 |
$1,349.26 |
$828 |
$668 |
35.08% |
51.08% |
Invesco
S&P 500®
Equal Weight Technology ETF |
$104,678 |
$100,752 |
$107,523 |
$35,415.30 |
$23,547 |
$27,456 |
25.88% |
37.08% |
Invesco
S&P 500®
Equal Weight Utilities ETF |
$8,713 |
$9,352 |
$18,088 |
$5,725.93 |
$2,899 |
$6,733 |
65.71% |
72.14% |
Invesco
S&P 500 GARP ETF |
$47,710 |
$38,909 |
$76,250 |
$9,264.57 |
$11,925 |
$21,913 |
11.89% |
18.38% |
Invesco
S&P 500®
Pure Growth ETF |
$141,148 |
$160,467 |
$432,447 |
$24,852.09 |
$15,700 |
$4,733 |
13.41% |
24.45% |
Invesco
S&P 500®
Pure Value ETF |
$345,820 |
$220,518 |
$224,329 |
$93,726.92 |
$45,240 |
$6,263 |
20.34% |
33.97% |
Invesco
S&P 500®
Quality ETF |
$295,366 |
$248,053 |
$220,925 |
$49,799.21 |
$25,054 |
$12,420 |
13.13% |
19.10% |
Invesco
S&P 500®
Top 50 ETF |
$12,879 |
$14,376 |
$15,548 |
$1,441.00 |
$6,879 |
$13,147 |
8.84% |
13.13% |
Invesco
S&P 500 Value with Momentum ETF |
$8,541 |
$10,705 |
$30,881 |
$2,294.97 |
$6,898 |
$13,848 |
19.96% |
24.04% |
Invesco
S&P MidCap 400®
Equal Weight ETF |
$10,159 |
$13,223 |
$22,451 |
$6,082.57 |
$4,636 |
$9,430 |
48.74% |
47.93% |
Invesco
S&P MidCap 400®
Pure Growth ETF |
$66,907 |
$65,701 |
$170,008 |
$23,877.79 |
$8,949 |
$6,717 |
31.75% |
42.14% |
Invesco
S&P MidCap 400®
Pure Value ETF |
$28,525 |
$30,246 |
$129,631 |
$21,183.22 |
$12,146 |
$10,707 |
57.87% |
60.85% |
Invesco
S&P MidCap Momentum ETF |
$330,544 |
$175,493 |
$347,018 |
$2,728.11 |
$9,913 |
$3,976 |
0.69% |
1.01% |
Invesco
S&P MidCap Quality ETF |
$60,513 |
$14,718 |
$17,552 |
$8,863.23 |
$7,448 |
$188 |
11.93% |
14.91% |
Invesco
S&P MidCap Value with Momentum ETF |
$65,330 |
$28,803 |
$78,169 |
$17,604.44 |
$9,459 |
$1,054 |
22.00% |
28.85% |
Invesco
S&P SmallCap 600®
Equal Weight ETF |
$14,349 |
$28,030 |
$41,017 |
$7,924.09 |
$8,357 |
$1,839 |
44.41% |
46.24% |
Invesco
S&P SmallCap 600®
Pure Growth ETF |
$49,151 |
$53,037 |
$191,573 |
$12,947.99 |
$3,587 |
$5,433 |
22.05% |
31.10% |
Invesco
S&P SmallCap 600®
Pure Value ETF |
$149,441 |
$216,546 |
$287,697 |
$22,209.13 |
$16,114 |
$5,361 |
12.94% |
17.09% |
Invesco
S&P SmallCap Momentum ETF |
$112,655 |
$66,612 |
$108,338 |
$14,620.72 |
$8,668 |
$2,321 |
11.41% |
18.28% |
Invesco
S&P SmallCap Value with Momentum ETF |
$261,198 |
$112,731 |
$152,176 |
$11,461.60 |
$5,946 |
$2,589 |
3.88% |
6.06% |
Invesco
S&P Spin-Off ETF |
$17,575 |
$18,158 |
$42,244 |
$12,026.84 |
$9,858 |
$8,037 |
68.43% |
76.97% |
Invesco
Water Resources ETF |
$169,786 |
$104,122 |
$97,115 |
$865.71 |
$1,392 |
$354 |
0.47% |
0.97% |
Invesco
WilderHill Clean Energy ETF |
$1,525,158 |
$929,851 |
$187,749 |
$72,200.94 |
$42,683 |
$1,554 |
4.73% |
13.86% |
Invesco
Zacks Mid-Cap ETF |
$73,504 |
$114,842 |
$180,287 |
$12,189.95 |
$18,523 |
$17,668 |
12.70% |
14.84% |
Invesco
Zacks Multi-Asset Income ETF |
$146,088 |
$189,336 |
$399,574 |
$37,909.76 |
$44,015 |
$29,985 |
22.77% |
40.88% |
Fund |
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
to BNYM) |
Invesco
Aerospace & Defense ETF |
$500 |
$2,000 |
Invesco
BuyBack Achievers™ ETF |
$500 |
$2,000 |
Invesco
Dividend Achievers™ ETF |
$500 |
$2,000 |
Invesco
Dow Jones Industrial Average
Dividend
ETF |
$500 |
$2,000 |
Invesco
DWA Basic Materials
Momentum
ETF |
$500 |
$2,000 |
Invesco
DWA Consumer Cyclicals
Momentum
ETF |
$500 |
$2,000 |
Invesco
DWA Consumer Staples
Momentum
ETF |
$500 |
$2,000 |
Invesco
DWA Energy Momentum ETF |
$500 |
$2,000 |
Invesco
DWA Financial Momentum ETF |
$500 |
$2,000 |
Invesco
DWA Healthcare Momentum
ETF |
$500 |
$2,000 |
Invesco
DWA Industrials Momentum ETF |
$500 |
$2,000 |
Invesco
DWA Momentum ETF |
$500 |
$2,000 |
Invesco
DWA Technology Momentum
ETF |
$500 |
$2,000 |
Invesco
DWA Utilities Momentum ETF |
$500 |
$2,000 |
Invesco
Dynamic Biotechnology &
Genome
ETF |
$500 |
$2,000 |
Invesco
Dynamic Building &
Construction
ETF |
$500 |
$2,000 |
Invesco
Dynamic Energy Exploration &
Production
ETF |
$500 |
$2,000 |
Invesco
Dynamic Food & Beverage ETF |
$500 |
$2,000 |
Invesco
Dynamic Large Cap Growth
ETF |
$250 |
$1,000 |
Invesco
Dynamic Large Cap Value ETF |
$250 |
$1,000 |
Invesco
Dynamic Leisure and
Entertainment
ETF |
$500 |
$2,000 |
Invesco
Dynamic Market ETF |
$500 |
$2,000 |
Invesco
Dynamic Media ETF |
$500 |
$2,000 |
Invesco
Dynamic Networking ETF |
$500 |
$2,000 |
Fund |
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
to BNYM) |
Invesco
Dynamic Oil & Gas Services
ETF |
$500 |
$2,000 |
Invesco
Dynamic Pharmaceuticals ETF |
$500 |
$2,000 |
Invesco
Dynamic Semiconductors ETF |
$500 |
$2,000 |
Invesco
Dynamic Software ETF |
$500 |
$2,000 |
Invesco
Financial Preferred ETF |
$500 |
$2,000 |
Invesco
FTSE RAFI US 1000 ETF |
$500 |
$2,000 |
Invesco
FTSE RAFI US 1500 Small-Mid
ETF |
$500 |
$2,000 |
Invesco
Global Listed Private Equity ETF |
$1,000 |
$4,000 |
Invesco
Golden Dragon China ETF |
$500 |
$2,000 |
Invesco
High Yield Equity Dividend
Achievers™
ETF |
$500 |
$2,000 |
Invesco
International Dividend
Achievers™
ETF |
$500 |
$2,000 |
Invesco
MSCI Sustainable Future ETF |
$500 |
$2,000 |
Invesco
NASDAQ Internet ETF |
$500 |
$2,000 |
Invesco
Raymond James SB-1 Equity
ETF |
$1,000 |
$4,000 |
Invesco
S&P 100 Equal Weight ETF |
$500 |
$2,000 |
Invesco
S&P 500 BuyWrite ETF |
$2,000 |
$8,000 |
Invesco
S&P 500® Equal Weight ETF |
$2,000 |
$8,000 |
Invesco
S&P 500® Equal Weight
Communication
Services ETF |
$250 |
$1,000 |
Invesco
S&P 500® Equal Weight
Consumer
Discretionary ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Consumer
Staples ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight Energy
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Financials
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight Health
Care
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Industrials
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Materials
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight Real
Estate
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Technology
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight Utilities
ETF |
$500 |
$2,000 |
Invesco
S&P 500 GARP ETF |
$500 |
$2,000 |
Invesco
S&P 500®
Pure Growth ETF |
$250 |
$1,000 |
Invesco
S&P 500®
Pure Value ETF |
$1,000 |
$4,000 |
Invesco
S&P 500® Quality ETF |
$500 |
$2,000 |
Invesco
S&P 500® Top 50 ETF |
$500 |
$2,000 |
Invesco
S&P 500 Value with Momentum
ETF |
$500 |
$2,000 |
Invesco
S&P MidCap 400® Equal
Weight
ETF |
$500 |
$2,000 |
Invesco
S&P MidCap 400® Pure Growth
ETF |
$500 |
$2,000 |
Invesco
S&P MidCap 400® Pure Value
ETF |
$500 |
$2,000 |
Invesco
S&P MidCap Momentum ETF |
$500 |
$2,000 |
Fund |
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
to BNYM) |
Invesco
S&P MidCap Quality ETF |
$500 |
$2,000 |
Invesco
S&P MidCap Value with
Momentum
ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap 600® Equal
Weight
ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap 600® Pure
Growth
ETF |
$1,000 |
$4,000 |
Invesco
S&P SmallCap 600® Pure Value
ETF |
$1,000 |
$4,000 |
Invesco
S&P SmallCap Momentum ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap Value with
Momentum
ETF |
$500 |
$2,000 |
Invesco
S&P Spin-Off ETF |
$500 |
$2,000 |
Invesco
Water Resources ETF |
$500 |
$2,000 |
Invesco
WilderHill Clean Energy ETF |
$500 |
$2,000 |
Invesco
Zacks Mid-Cap ETF |
$500 |
$2,000 |
Invesco
Zacks Multi-Asset Income ETF |
$1,000 |
$4,000 |
|
|
|
I. |
Introduction |
A-1 |
A. |
Our
Commitment to Environmental, Social and Governance Investment Stewardship
and
Proxy
Voting |
A-1 |
B. |
Applicability
of Policy |
A-2 |
|
|
|
II. |
Global
Proxy Voting Operational Procedures |
A-3 |
A. |
Proprietary
Proxy Voting Platform |
A-3 |
B. |
Oversight
of Voting Operations |
A-3 |
C. |
Disclosures
and Record Keeping |
A-3 |
D. |
Global
Invesco Proxy Advisory Committee |
A-4 |
E. |
Market
and Operational Limitations |
A-5 |
F. |
Securities
Lending |
A-5 |
G. |
Conflicts
of Interest |
A-5 |
H. |
Use
of Proxy Advisory Services |
A-7 |
I. |
Review
of Policy |
A-7 |
|
|
|
III. |
Our
Good Governance Principles |
A-8 |
A. |
Transparency |
A-8 |
B. |
Accountability |
A-8 |
C. |
Board
Composition and Effectiveness |
A-10 |
D. |
Long
Term Stewardship of Capital |
A-12 |
E. |
Environmental,
Social and Governance Risk Oversight |
A-13 |
F. |
Executive
Compensation and Alignment |
A-13 |
|
Exhibit
A |
A-15 |