Securities,
Inc.; Private Client Services, LLC; Procyon Private Wealth
Partners, LLC; Protected Investors of America; Pruco Securities, LLC; Prudential
Retirement; Purshe Kaplan Sterling Investments; Putnam Investment Management,
LLC; Raymond James & Associates, Inc.; Raymond James Financial Services,
Inc.; Raymond James Financial
Services
Advisors,
Inc.; RBC
Capital Markets; Rehmann Financial Network, LLC; Resources Investment Advisors
Inc.; Retirement Plan Advisors LLC; Richard P.
Slaughter
Associates; RiverFront Investment Group, LLC; RMB Capital
Management,
LLC; Robert W.
Baird & Co. Inc.; Rockefeller Financial LLC; Rogan & Associates, Inc.;
Rowling & Associates LLC; Royal Alliance Associates, Inc.; SA Stone Wealth
Management Inc.; SagePoint Financial, Inc.; Sageview Advisory Group, LLC;
Sanctuary Securities, Inc.; Savant Capital Management; Saxon Financial
Group;
Scarborough
Capital Management Inc.; Schroder Investment Management North America Ltd.;
Securian Financial Services, Inc.; Securities America, Inc.; Shook Research;
Sigma Financial Corporation; Signature Securities Group Corporation; Spectrum
Investment Advisors, Inc.; Steward Partners Global Advisory, LLC; Steward
Partners Investment Advisory, LLC; Stifel, Nicolaus & Co., Inc.; Strategic
Financial Concepts LLC; Strategies Wealth Advisors, LLC; SunTrust Investment
Services; SVA Plumb Wealth Management, LLC; T.
Rowe
Price
Investment
Services Inc; TC Wealth
Partners
LLC;
The Colony
Group, LLC; The Patriot Financial Group; The Sterling Group; Thoroughbred
Financial Services, LLC; Thrive Wealth Management LLC; Thrivent Investment
Management Inc.; Transamerica Retirement Solutions; Triad Advisors, Inc.;
Triad/Stonebridge; Truist Investment Services, Inc; U.S. Bancorp Investments,
Inc.; UBS Financial Services, Inc.; United Planners Financial Services of
America, LP; USI Securities, Inc.; V Wealth Advisors LLC; Variable Investment
Advisors, Inc.; Veridian Capital Partners; Vicus Capital, Inc.; Voya Financial
Advisors; Voya Financial Partners; Voya Retirement Advisors, LLC; Waddell &
Reed Inc.; Wealth Management Advisors, LLC; Wellington Management Company; Wells
Fargo-Wells Brokerage Service; Wells Fargo Advisors Financial Network, LLC;
Wells Fargo Clearing Services, LLC; West Virginia State Treasurer’s Office;
William Harris Investors, Inc.; Woodbury Financial Services, Inc.; World Equity
Group, Inc.
DETERMINATION
OF NET ASSET VALUE
The
net asset value per share (NAV) is determined for each class of each Fund’s
shares as of the close of regular trading on the New York
Stock Exchange (the “Exchange”) (typically 4:00 p.m. Eastern Time) on each day
that the Exchange is open (the “Valuation Date”). The assets of each Fund of
Funds consist primarily of shares of the Underlying Funds, which are valued at
their respective net asset values on the Valuation Date. The Funds are closed
for business and do not price their shares on the following business holidays:
New Year’s Day, Martin Luther King Day, Presidents’ Day, Good Friday, Memorial
Day, Juneteenth National Independence Day, Independence Day, Labor Day,
Thanksgiving Day, Christmas Day and other holidays observed by the Exchange. If
the Exchange is closed due to weather or other extraordinary circumstances on a
day it would typically be open for business, the Fund may treat such day as a
typical business day and accept purchase and redemption orders and calculate the
Fund’s NAV in accordance with applicable law. The net asset value for each class
of shares is determined by dividing the value of that Fund’s net assets
attributable to a class of shares by the number of shares outstanding for that
class. Information that becomes known to the Fund after the NAV has been
calculated on a particular day will not generally be used to retroactively
adjust the NAV determined earlier that day.
A
Fund’s maximum offering price per Class A shares is determined by adding the
applicable maximum sales charge to the net asset
value per share. Class C, Class I, Class R3, Class R4, Class R5, Class R6, Class
Y and Class F are offered at net asset value without the imposition of an
initial sales charge.
CAPITALIZATION
AND VOTING RIGHTS
The
Hartford Mutual Funds, Inc. was incorporated in Maryland on March 21, 1996. The
authorized capital stock of the Company
consists of 49.86 billion shares of common stock, par value $0.001 per
share.
The
Hartford Mutual Funds II, Inc. was incorporated in Maryland on March 23, 2001.
The authorized capital stock of the Company
consists of 162.55 billion shares of common stock, par value $0.0001 per
share.
The
Board of Directors of each Company may reclassify authorized shares to increase
or decrease the allocation of shares among the
series described above or to add any new series to the applicable Company. Each
Company’s Board of Directors is also authorized, from time to time and without
further shareholder approval, to authorize additional shares and to classify and
reclassify existing and new series into one or more classes.
The
Directors of each Company have authorized the issuance of the classes of stock
for each Fund that are listed on the cover page. Each issued and
outstanding share is entitled to participate equally in dividends and
distributions declared by the respective Fund and, upon liquidation or
dissolution, in the net assets of such Fund remaining after satisfaction of
outstanding liabilities. Due to the differing expenses of the classes among
other matters, however, dividends and liquidation proceeds would differ by
class. The shares of each series, and each class within each series, are, when
issued, fully paid and non-assessable. Such shares have no preemptive rights and
are freely transferable.
As
investment companies incorporated in Maryland, the Companies are not required to
hold routine annual shareholder meetings.
Meetings of shareholders will be called whenever one or more of the following,
among other matters, is required to be acted upon by shareholders pursuant to
the 1940 Act: (1) election of directors, (2) approval of an investment
management agreement or sub-advisory agreement, or (3) ratification of the
selection of the Funds' independent registered public accounting
firm.