First
Trust
Exchange-Traded
Fund II |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
First Trust
Cloud Computing ETF |
SKYY |
Nasdaq |
First Trust
Dow Jones Global Select Dividend Index Fund |
FGD |
NYSE
Arca |
First Trust
Global Wind Energy ETF |
FAN |
NYSE
Arca |
First Trust
Indxx Global Agriculture ETF |
FTAG |
Nasdaq |
First Trust
Indxx Global Natural Resources Income ETF |
FTRI |
Nasdaq |
First Trust
International Equity Opportunities ETF |
FPXI |
Nasdaq |
First Trust
NASDAQ® Clean
Edge® Smart Grid
Infrastructure Index Fund |
GRID |
Nasdaq |
First Trust
Nasdaq Cybersecurity ETF |
CIBR |
Nasdaq |
First Trust
STOXX® European
Select Dividend Index Fund |
FDD |
NYSE
Arca |
| |
3 | |
12 | |
20 | |
29 | |
38 | |
47 | |
57 | |
66 | |
74 | |
82 | |
83 | |
84 | |
97 | |
97 | |
100 | |
101 | |
101 | |
103 | |
104 | |
105 | |
105 | |
105 | |
109 | |
109 | |
113 | |
122 |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1)
|
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Shares |
|
|
|
|
|
ISE CTA Cloud
ComputingTM
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
Composite 1500® Information
Technology
Index
(reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Shares |
|
|
|
|
|
Dow Jones
Global Select Dividend Index (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Dow Jones
World Developed Markets IndexSM
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
MSCI World
Index (reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
- |
|
Return After
Taxes on Distributions |
- |
|
|
- |
|
Return After
Taxes on Distributions and Sale of
Shares |
- |
|
|
- |
|
ISE Clean
Edge Global Wind EnergyTM Index
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
- |
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
MSCI World
Index (reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
- |
- |
|
Return After
Taxes on Distributions |
- |
|
- |
- |
|
Return After
Taxes on Distributions and Sale of
Shares |
- |
|
- |
- |
|
Indxx Global
Agriculture Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
MSCI ACWI
Index (reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
MSCI ACWI
Materials Index (reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
- |
- |
|
Return After
Taxes on Distributions |
- |
|
- |
- |
|
Return After
Taxes on Distributions and Sale of
Shares |
|
|
- |
- |
|
Indxx Global
Natural Resources Income Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
MSCI ACWI
Materials Index (reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
MSCI ACWI
Index (reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Shares |
|
|
|
|
IPOX®
International Index (reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
MSCI ACWI ex
USA Index (reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Shares |
|
|
|
|
|
Nasdaq Clean
Edge Smart Grid InfrastructureTM
Index
(reflects no deduction for fees, expenses
or
taxes) |
|
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
S&P
Composite 1500® Industrials
Index (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
MSCI World
Industrials Index (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Shares |
|
|
|
|
Nasdaq CTA
CybersecurityTM Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
S&P
Composite 1500® Information
Technology Index (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
- |
|
Return After
Taxes on Distributions |
|
|
|
- |
|
Return After
Taxes on Distributions and Sale of
Shares |
|
|
|
- |
|
STOXX® Europe
Select Dividend 30 Index (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
- |
|
STOXX® Europe 600
Index (reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
MSCI Europe
Index (reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Fund |
% of Daily
Net Assets |
First Trust
Cloud Computing ETF |
0.60% |
First Trust
Indxx Global Agriculture ETF |
0.70% |
First Trust
Indxx Global Natural Resources Income ETF |
0.70% |
First Trust
International Equity Opportunities ETF |
0.70% |
First Trust
Nasdaq Cybersecurity ETF |
0.60% |
Fund |
Expense
Cap |
First
Trust Dow Jones Global Select Dividend Index Fund |
0.60% |
First
Trust Global Wind Energy ETF |
0.60% |
First
Trust NASDAQ®
Clean Edge®
Smart Grid Infrastructure Index Fund |
0.70% |
First
Trust STOXX®
European Select Dividend Index Fund |
0.60% |
Fund |
Annual
Management
Fee
(% of
average
daily net
assets) |
Annual
Expense
Cap
(% of
average
daily net
assets) |
Expense
Cap
Termination
Date |
Management
Fee
Paid for
the Year
Ended
9/30/2023
(% of
average
daily net
assets) |
First Trust
Cloud Computing ETF |
0.60% |
N/A |
N/A |
0.60% |
First Trust
Dow Jones Global Select Dividend
Index
Fund |
0.40% |
0.60% |
January 31,
2025 |
0.40% |
First Trust
Global Wind Energy ETF |
0.40% |
0.60% |
January 31,
2025 |
0.36% |
First Trust
Indxx Global Agriculture ETF |
0.70% |
N/A |
N/A |
0.70% |
First Trust
Indxx Global Natural Resources
Income
ETF |
0.70% |
N/A |
N/A |
0.70% |
First Trust
International Equity Opportunities ETF |
0.70% |
N/A |
N/A |
0.70% |
First Trust
NASDAQ® Clean
Edge® Smart Grid
Infrastructure
Index Fund |
0.40% |
0.70% |
January 31,
2025 |
0.40% |
First Trust
Nasdaq Cybersecurity ETF |
0.59% |
N/A |
N/A |
0.59% |
First Trust
STOXX® European
Select Dividend
Index
Fund |
0.40% |
0.60% |
January 31,
2025 |
0.40% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(7/5/2011) |
5
Years |
10
Years |
Inception
(7/5/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
25.92% |
6.52% |
12.37% |
11.81% |
37.13% |
220.99% |
292.05% |
Market
Price |
25.88% |
6.51% |
12.37% |
11.81% |
37.05% |
220.98% |
292.05% |
Index
Performance |
|
|
|
|
|
|
|
ISE CTA
Cloud ComputingTM
Index(1) |
26.68% |
7.18% |
12.99% |
12.43% |
41.46% |
239.02% |
319.62% |
S&P
500®
Index |
21.62% |
9.92% |
11.91% |
12.16% |
60.44% |
208.21% |
307.11% |
S&P
Composite 1500®
Information
Technology
Index |
40.46% |
18.01% |
19.89% |
18.28% |
128.90% |
513.58% |
680.30% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(11/21/2007) |
5
Years |
10
Years |
Inception
(11/21/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
18.65% |
2.21% |
3.23% |
2.91% |
11.56% |
37.38% |
57.66% |
Market
Price |
18.40% |
2.17% |
3.15% |
2.87% |
11.31% |
36.36% |
56.73% |
Index
Performance |
|
|
|
|
|
|
|
Dow Jones
Global Select Dividend Index |
18.47% |
2.46% |
3.41% |
3.09% |
12.94% |
39.87% |
62.11% |
Dow Jones
World Developed Markets
IndexSM |
22.00% |
6.94% |
8.23% |
6.25% |
39.87% |
120.58% |
161.52% |
MSCI World
Index |
21.95% |
7.26% |
8.26% |
6.01% |
41.95% |
121.25% |
152.18% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(6/16/2008) |
5
Years |
10
Years |
Inception
(6/16/2008) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-2.21% |
5.00% |
5.95% |
-2.68% |
27.61% |
78.30% |
-33.98% |
Market
Price |
-2.62% |
4.97% |
5.86% |
-2.72% |
27.44% |
76.75% |
-34.36% |
Index
Performance |
|
|
|
|
|
|
|
ISE Clean
Edge Global Wind EnergyTM
Index |
-1.69% |
5.86% |
6.79% |
-1.89% |
32.92% |
92.90% |
-25.31% |
Russell
3000®
Index |
20.46% |
9.14% |
11.28% |
9.72% |
54.88% |
191.20% |
313.17% |
MSCI World
Index |
21.95% |
7.26% |
8.26% |
6.49% |
41.95% |
121.25% |
161.41% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(3/11/2010) |
5
Years |
10
Years |
Inception
(3/11/2010) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
1.35% |
2.21% |
-6.81% |
-10.66% |
11.54% |
-50.61% |
-78.31% |
Market
Price |
1.08% |
2.19% |
-6.84% |
-10.69% |
11.44% |
-50.78% |
-78.39% |
Index
Performance |
|
|
|
|
|
|
|
Indxx
Global Agriculture Index(1) |
2.23% |
3.32% |
N/A |
N/A |
17.72% |
N/A |
N/A |
MSCI ACWI
Index |
20.80% |
6.46% |
7.56% |
7.99% |
36.76% |
107.21% |
183.52% |
MSCI ACWI
Materials Index |
16.80% |
5.12% |
4.86% |
3.64% |
28.36% |
60.75% |
62.45% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(3/11/2010) |
5
Years |
10
Years |
Inception
(3/11/2010) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
10.17% |
6.50% |
-1.01% |
-2.29% |
37.04% |
-9.70% |
-26.97% |
Market
Price |
9.75% |
6.42% |
-1.04% |
-2.33% |
36.51% |
-9.88% |
-27.34% |
Index
Performance |
|
|
|
|
|
|
|
Indxx
Global Natural Resources Income
Index(1) |
11.72% |
7.68% |
N/A |
N/A |
44.78% |
N/A |
N/A |
MSCI ACWI
Materials Index |
16.80% |
5.12% |
4.86% |
3.64% |
28.36% |
60.75% |
62.45% |
MSCI ACWI
Index |
20.80% |
6.46% |
7.56% |
7.99% |
36.76% |
107.21% |
183.52% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(11/4/2014) |
5
Years |
Inception
(11/4/2014) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
8.72% |
2.58% |
3.88% |
13.61% |
40.32% |
Market
Price |
8.50% |
2.52% |
3.84% |
13.23% |
39.92% |
Index
Performance |
|
|
|
|
|
IPOX®
International Index |
9.30% |
3.51% |
4.74% |
18.82% |
51.05% |
MSCI ACWI
ex USA Index |
20.39% |
2.58% |
3.44% |
13.57% |
35.18% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(11/16/2009) |
5
Years |
10
Years |
Inception
(11/16/2009) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
26.39% |
15.80% |
12.04% |
9.76% |
108.19% |
211.76% |
264.06% |
Market
Price |
26.39% |
15.58% |
12.08% |
9.75% |
106.30% |
212.72% |
263.48% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
Clean Edge Smart Grid
InfrastructureTM
Index |
26.72% |
16.82% |
12.92% |
10.66% |
117.59% |
237.20% |
307.47% |
Russell
3000®
Index |
20.46% |
9.14% |
11.28% |
12.17% |
54.88% |
191.20% |
392.02% |
S&P
Composite 1500®
Industrials
Index |
25.78% |
7.72% |
10.27% |
12.08% |
45.03% |
165.86% |
386.68% |
MSCI World
Industrials Index |
27.56% |
5.52% |
7.33% |
8.74% |
30.82% |
102.78% |
219.79% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(7/6/2015) |
5
Years |
Inception
(7/6/2015) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
18.29% |
10.50% |
11.13% |
64.71% |
138.41% |
Market
Price |
18.28% |
10.43% |
11.12% |
64.20% |
138.24% |
Index
Performance |
|
|
|
|
|
Nasdaq CTA
CybersecurityTM
Index |
19.18% |
11.31% |
11.93% |
70.88% |
153.07% |
S&P
500®
Index |
21.62% |
9.92% |
11.31% |
60.44% |
141.60% |
S&P
Composite 1500®
Information Technology Index |
40.46% |
18.01% |
20.05% |
128.90% |
350.25% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(8/27/2007) |
5
Years |
10
Years |
Inception
(8/27/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
23.52% |
1.52% |
2.99% |
-1.49% |
7.82% |
34.32% |
-21.49% |
Market
Price |
23.81% |
1.51% |
2.91% |
-1.51% |
7.78% |
33.27% |
-21.74% |
Index
Performance |
|
|
|
|
|
|
|
STOXX® Europe
Select Dividend 30 Index |
23.18% |
1.82% |
3.31% |
-1.09% |
9.45% |
38.52% |
-16.17% |
STOXX® Europe
600 Index |
28.82% |
3.95% |
3.95% |
2.44% |
21.36% |
47.32% |
47.33% |
MSCI
Europe Index |
28.85% |
3.96% |
3.83% |
2.26% |
21.41% |
45.57% |
43.30% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$60.30 |
$105.40 |
$78.48 |
$56.39 |
$56.71 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
(0.05
)(a) |
0.79 |
0.15 |
0.16 |
0.59 |
Net
realized and unrealized gain (loss) |
15.68 |
(45.08
) |
26.95 |
22.10 |
(0.31
) |
Total
from investment operations |
15.63 |
(44.29
) |
27.10 |
22.26 |
0.28 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
— |
(0.81
) |
(0.18
) |
(0.17
) |
(0.60
) |
Net
asset value, end of period |
$75.93 |
$60.30 |
$105.40 |
$78.48 |
$56.39 |
Total
Return (b) |
25.92
% |
(42.32
)% |
34.55
% |
39.54
% |
0.57
% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$2,646,045 |
$2,954,573 |
$6,239,449 |
$4,963,825 |
$2,168,198 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
Ratio of
net investment income (loss) to average net
assets |
(0.07
)% |
0.96
% |
0.16
% |
0.24
% |
1.02
% |
Portfolio
turnover rate (c) |
34
% |
42
% |
33
% |
35
% |
85
% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$18.56 |
$24.97 |
$17.85 |
$22.90 |
$25.16 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.48
(a) |
1.33 |
1.22 |
1.30 |
1.39 |
Net
realized and unrealized gain (loss) |
2.00 |
(6.38
) |
7.10 |
(5.04
) |
(2.24
) |
Total
from investment operations |
3.48 |
(5.05
) |
8.32 |
(3.74
) |
(0.85
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.35
) |
(1.36
) |
(1.20
) |
(1.31
) |
(1.41
) |
Net
asset value, end of period |
$20.69 |
$18.56 |
$24.97 |
$17.85 |
$22.90 |
Total
Return (b) |
18.65
% |
(20.98
)% |
46.94
% |
(16.33
)% |
(3.21
)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$634,052 |
$495,576 |
$504,454 |
$344,489 |
$532,532 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.56
% |
0.56
% |
0.57
% |
0.57
% |
0.59
% |
Ratio of
net investment income (loss) to average net assets |
6.79
% |
5.74
% |
5.11
% |
6.16
% |
6.20
% |
Portfolio
turnover rate (c) |
40
% |
35
% |
38
% |
67
% |
31
% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$15.15 |
$20.92 |
$17.45 |
$13.13 |
$12.50 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.28
(a) |
0.25 |
0.28 |
0.26 |
0.30 |
Net
realized and unrealized gain (loss) |
(0.58
) |
(5.75
) |
3.52 |
4.33 |
0.64 |
Total
from investment operations |
(0.30
) |
(5.50
) |
3.80 |
4.59 |
0.94 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.29
) |
(0.27
) |
(0.33
) |
(0.27
) |
(0.31
) |
Net
asset value, end of period |
$14.56 |
$15.15 |
$20.92 |
$17.45 |
$13.13 |
Total
Return (b) |
(2.21
)% |
(26.43
)% |
21.76
% |
35.42
% |
7.58
% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$205,288 |
$243,931 |
$385,920 |
$205,075 |
$75,502 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.64
% |
0.61
% |
0.62
% |
0.66
% |
0.71
% |
Ratio of
net expenses to average net assets |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
Ratio of
net investment income (loss) to average net assets |
1.64
% |
1.28
% |
1.34
% |
1.86
% |
2.32
% |
Portfolio
turnover rate (c) |
25
% |
21
% |
31
% |
42
% |
30
% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$26.63 |
$29.53 |
$21.73 |
$22.87 |
$26.21 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.76
(a) |
0.56 |
0.45 |
0.45 |
0.51 |
Net
realized and unrealized gain (loss) |
(0.37
)(b) |
(2.97
) |
7.78 |
(1.20
) |
(3.17
) |
Total
from investment operations |
0.39 |
(2.41
) |
8.23 |
(0.75
) |
(2.66
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.96
) |
(0.49
) |
(0.43
) |
(0.39
) |
(0.64
) |
Return of
capital |
— |
— |
— |
— |
(0.04
) |
Total
distributions |
(0.96
) |
(0.49
) |
(0.43
) |
(0.39
) |
(0.68
) |
Net
asset value, end of period |
$26.06 |
$26.63 |
$29.53 |
$21.73 |
$22.87 |
Total
Return (c) |
1.35
% |
(8.28
)% |
37.94
% |
(3.19
)% |
(10.16
)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$12,770 |
$22,370 |
$5,609 |
$3,040 |
$3,200 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
Ratio of
net investment income (loss) to average net assets |
2.66
% |
2.50
% |
1.84
% |
2.16
% |
1.93
% |
Portfolio
turnover rate (d) |
14
% |
26
% |
12
% |
17
% |
20
% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$12.22 |
$12.97 |
$9.57 |
$11.47 |
$12.73 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.79
(a) |
1.17 |
0.80 |
0.53 |
0.72 |
Net
realized and unrealized gain (loss) |
0.46 |
(0.67
) |
3.29
(b) |
(1.86
) |
(1.28
) |
Total
from investment operations |
1.25 |
0.50 |
4.09 |
(1.33
) |
(0.56
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.78
) |
(1.25
) |
(0.69
) |
(0.57
) |
(0.70
) |
Net
asset value, end of period |
$12.69 |
$12.22 |
$12.97 |
$9.57 |
$11.47 |
Total
Return (c) |
10.17
% |
3.27
% |
42.87
% |
(11.80
)% |
(4.42
)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$232,839 |
$199,747 |
$36,312 |
$5,740 |
$7,452 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
Ratio of
net investment income (loss) to average net assets |
5.93
% |
11.85
% |
9.06
% |
4.94
% |
5.95
% |
Portfolio
turnover rate (d) |
82
% |
69
% |
99
% |
66
% |
84
% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$35.71 |
$64.09 |
$56.64 |
$36.39 |
$35.10 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.21
(a) |
0.54 |
0.40 |
0.11 |
0.30 |
Net
realized and unrealized gain (loss) |
2.91 |
(28.51
) |
7.39 |
20.32
(b) |
1.29 |
Total
from investment operations |
3.12 |
(27.97
) |
7.79 |
20.43 |
1.59 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.33
) |
(0.41
) |
(0.34
) |
(0.18
) |
(0.30
) |
Net
asset value, end of period |
$38.50 |
$35.71 |
$64.09 |
$56.64 |
$36.39 |
Total
Return (c) |
8.72
% |
(43.78
)% |
13.73
% |
56.24
%(b) |
4.60
% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$167,491 |
$321,421 |
$1,163,259 |
$356,803 |
$30,931 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
Ratio of
net investment income (loss) to average net assets |
0.53
% |
0.74
% |
0.76
% |
0.38
% |
0.86
% |
Portfolio
turnover rate (d) |
133
% |
119
% |
118
% |
114
% |
98
% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$75.30 |
$92.48 |
$62.87 |
$49.51 |
$47.62 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.27
(a) |
0.93 |
0.64 |
0.58 |
0.67 |
Net
realized and unrealized gain (loss) |
18.64 |
(17.24
) |
29.73 |
13.27 |
1.84 |
Total
from investment operations |
19.91 |
(16.31
) |
30.37 |
13.85 |
2.51 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.21
) |
(0.87
) |
(0.76
) |
(0.49
) |
(0.62
) |
Net
asset value, end of period |
$94.00 |
$75.30 |
$92.48 |
$62.87 |
$49.51 |
Total
Return (b) |
26.39
% |
(17.70
)% |
48.35
% |
28.10
% |
5.32
% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,019,863 |
$538,430 |
$550,262 |
$56,579 |
$27,232 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.57
% |
0.58
% |
0.63
% |
0.75
% |
0.82
% |
Ratio of
net expenses to average net assets |
0.57
% |
0.58
% |
0.63
% |
0.70
% |
0.70
% |
Ratio of
net investment income (loss) to average net assets |
1.34
% |
1.02
% |
1.11
% |
1.30
% |
1.40
% |
Portfolio
turnover rate (c) |
23
% |
33
% |
20
% |
53
% |
31
% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$38.56 |
$48.80 |
$34.78 |
$27.63 |
$28.49 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.16
(a) |
0.31 |
0.04 |
0.50 |
0.06 |
Net
realized and unrealized gain (loss) |
6.88 |
(10.25
) |
14.04 |
7.16 |
(0.86
) |
Total
from investment operations |
7.04 |
(9.94
) |
14.08 |
7.66 |
(0.80
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.16
) |
(0.30
) |
(0.06
) |
(0.51
) |
(0.06
) |
Net
asset value, end of period |
$45.44 |
$38.56 |
$48.80 |
$34.78 |
$27.63 |
Total
Return (b) |
18.29
% |
(20.53
)% |
40.50
% |
28.27
% |
(2.78
)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$4,964,584 |
$4,731,083 |
$4,770,298 |
$2,178,988 |
$979,650 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.59
% |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
Ratio of
net investment income (loss) to average net assets |
0.38
% |
0.63
% |
0.07
% |
1.54
% |
0.20
% |
Portfolio
turnover rate (c) |
30
% |
54
% |
35
% |
46
% |
58
% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$9.39 |
$13.88 |
$10.27 |
$12.75 |
$13.12 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.78
(a) |
0.73 |
0.52 |
0.52 |
0.66 |
Net
realized and unrealized gain (loss) |
1.44 |
(4.52
) |
3.61 |
(2.50
) |
(0.37
) |
Total
from investment operations |
2.22 |
(3.79
) |
4.13 |
(1.98
) |
0.29 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.70
) |
(0.70
) |
(0.52
) |
(0.50
) |
(0.66
) |
Net
asset value, end of period |
$10.91 |
$9.39 |
$13.88 |
$10.27 |
$12.75 |
Total
Return (b) |
23.52
% |
(27.88
)% |
40.19
% |
(15.64
)% |
2.35
% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$179,517 |
$161,050 |
$286,031 |
$180,227 |
$293,918 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.59
% |
0.58
% |
0.58
% |
0.57
% |
0.58
% |
Ratio of
net investment income (loss) to average net assets |
6.82
% |
5.36
% |
4.06
% |
3.84
% |
4.84
% |
Portfolio
turnover rate (c) |
49
% |
57
% |
58
% |
98
% |
24
% |
First
Trust
Exchange-Traded
Fund II |