Index
Funds and Ticker Symbols |
|
PIMCO
0-5 Year High Yield Corporate Bond Index Exchange-Traded
Fund |
HYS |
PIMCO
1-5 Year U.S. TIPS Index Exchange-Traded Fund |
STPZ |
PIMCO
15+ Year U.S. TIPS Index Exchange-Traded Fund |
LTPZ |
PIMCO
25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded
Fund |
ZROZ |
PIMCO
Broad U.S. TIPS Index Exchange-Traded Fund |
TIPZ |
PIMCO
Investment Grade Corporate Bond Index Exchange-Traded
Fund |
CORP |
Actively
Managed Funds and Ticker Symbols |
|
PIMCO
Active Bond Exchange-Traded Fund |
BOND |
PIMCO
Enhanced Low Duration Active Exchange-Traded Fund |
LDUR |
PIMCO
Enhanced Short Maturity Active Exchange-Traded Fund |
MINT |
PIMCO
Enhanced Short Maturity Active ESG Exchange-Traded
Fund |
EMNT |
PIMCO
Government Limited Maturity Active Exchange-Traded
Fund |
GOVY |
PIMCO
Intermediate Municipal Bond Active Exchange-Traded
Fund |
MUNI |
PIMCO
Municipal Income Opportunities Active Exchange-Traded
Fund |
MINO |
PIMCO
Preferred and Capital Securities Active Exchange-Traded
Fund |
PRFD |
PIMCO
Prime Limited Maturity Active Exchange-Traded Fund |
PPRM |
PIMCO
Senior Loan Active Exchange-Traded Fund |
LONZ |
PIMCO
Short Term Municipal Bond Active Exchange-Traded
Fund |
SMMU |
71
| |
71
| |
72
| |
72
| |
73
| |
73
| |
74
| |
78
| |
78
| |
79
| |
79
| |
79
| |
80
| |
80
| |
81
| |
81
| |
81
| |
82
| |
82
| |
88
| |
88
| |
89
| |
91
| |
91
| |
91
| |
92
| |
92
| |
93
| |
94
| |
96
| |
97
| |
97
| |
97
| |
101
| |
105
| |
107
| |
109
| |
110
| |
111
| |
112
| |
113
| |
114
| |
114
| |
115
| |
115
| |
116
| |
116
| |
117
| |
118
|
119
| |
120
| |
120
| |
121
| |
124
| |
124
| |
124
| |
124
| |
126
| |
127
| |
128
| |
129
| |
130
| |
130
| |
131
| |
132
| |
133
| |
133
| |
134
| |
134
| |
135
| |
135
| |
135
| |
136
| |
136
| |
136
| |
137
| |
137
| |
137
| |
138
| |
138
| |
138
| |
139
| |
139
| |
145
| |
145
| |
146
| |
147
| |
147
| |
147
| |
147
| |
148
| |
148 |
Name,
Year of Birth
and
Position
Held
with Trust* |
Term
of Office
and
Length of
Time
Served† |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Public Company
and
Investment Company
Directorships
Held by
Trustee
During the
Past
5 Years |
Interested
Trustees1 | ||||
Peter
G. Strelow (1970)
Chairman
of the Board
and
Trustee |
05/2017
to present
Chairman
02/2019
to
present |
Managing
Director
and
Co-Chief
Operating
Officer,
PIMCO.
Senior Vice
President
of the Trust,
PIMCO
Funds,
PIMCO
Variable
Insurance
Trust,
PIMCO
Equity Series,
PIMCO
Equity Series
VIT,
PIMCO
Managed
Accounts
Trust,
PIMCO-Sponsored
Interval
Funds and
PIMCO-Sponsored
Closed-End
Funds.
Formerly,
Chief
Administrative
Officer,
PIMCO. |
158 |
Chairman
and Trustee,
PIMCO
Funds, PIMCO
Variable
Insurance
Trust,
PIMCO Equity
Series,
PIMCO Equity
Series
VIT. |
Kimberley
G. Stafford
(1978)
Trustee |
02/2021
to present |
Managing
Director,
Global
Head of
Product
Strategy,
PIMCO;
and Member
of
Executive
Committee,
PIMCO.
Formerly,
Head of
Asia-Pacific,
Global
Head
of Consultant
Relations
and Head of
US
Institutional and
Alternatives
Sales,
PIMCO. |
158 |
Trustee,
PIMCO Funds,
PIMCO
Variable
Insurance
Trust,
PIMCO
Equity Series,
PIMCO
Equity Series
VIT. |
Independent
Trustees |
Name,
Year of Birth
and
Position
Held
with Trust* |
Term
of Office
and
Length of
Time
Served† |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Public Company
and
Investment Company
Directorships
Held by
Trustee
During the
Past
5 Years |
George
E. Borst (1948)
Trustee |
04/2015
to present |
Executive
Advisor,
McKinsey
&
Company
(since
10/14).
Formerly,
Executive
Advisor,
Toyota
Financial
Services
(10/13-12/14);
and
CEO,
Toyota
Financial
Services
(01/01-09/13). |
158 |
Trustee,
PIMCO Funds,
PIMCO
Variable
Insurance
Trust,
PIMCO
Equity Series,
PIMCO
Equity Series
VIT;
Director,
MarineMax
Inc. |
Jennifer
Holden Dunbar
(1963)
Trustee |
04/2015
to present |
Formerly,
Managing
Director,
Dunbar
Partners,
LLC
(business
consulting
and
investments)
(05/05-05/21);
and
Partner,
Leonard
Green
& Partners, L.P. |
158 |
Trustee,
PIMCO Funds,
PIMCO
Variable
Insurance
Trust,
PIMCO
Equity Series,
PIMCO
Equity Series
VIT;
Director, PS
Business
Parks;
Director,
Big 5
Sporting
Goods
Corporation. |
Kym
M. Hubbard (1957)
Trustee |
02/2017
to present |
Formerly,
Global
Head
of Investments,
Chief
Investment
Officer
and Treasurer,
Ernst
& Young. |
158 |
Trustee,
PIMCO Funds,
PIMCO
Variable
Insurance
Trust,
PIMCO
Equity Series,
PIMCO
Equity Series
VIT;
Director, State
Auto
Financial
Corporation. |
Gary
F. Kennedy (1955)
Trustee |
04/2015
to present |
Formerly,
Senior Vice
President,
General
Counsel
and Chief
Compliance
Officer,
American
Airlines and
AMR
Corporation
(now
American
Airlines
Group)
(01/03-01/14). |
158 |
Trustee,
PIMCO Funds,
PIMCO
Variable
Insurance
Trust,
PIMCO
Equity Series,
PIMCO
Equity Series
VIT. |
Peter
B. McCarthy
(1950)
Trustee
|
04/2015
to present |
Formerly,
Assistant
Secretary
and Chief
Financial
Officer,
United
States
Department
of
Treasury;
Deputy
Managing
Director,
Institute
of
International
Finance. |
158 |
Trustee,
PIMCO Funds,
PIMCO
Variable
Insurance
Trust,
PIMCO
Equity Series
and
PIMCO Equity
Series
VIT. |
Name,
Year of Birth
and
Position
Held
with Trust* |
Term
of Office
and
Length of
Time
Served† |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Public Company
and
Investment Company
Directorships
Held by
Trustee
During the
Past
5 Years |
Ronald
C. Parker (1951)
Lead
Independent
Trustee |
07/2009
to present
Lead
Independent
Trustee
02/2017
to present |
Director
of Roseburg
Forest
Products
Company.
Formerly,
Chairman
of the
Board,
The Ford
Family
Foundation;
and
President, Chief
Executive
Officer,
Hampton
Affiliates
(forestry
products). |
158 |
Lead
Independent
Trustee,
PIMCO Funds
and
PIMCO Variable
Insurance
Trust,
PIMCO
Equity Series
and
PIMCO Equity
Series
VIT. |
Executive
Officers | ||
Name,
Year of Birth and
Position
Held with Trust* |
Term
of Office and
Length
of Time Served |
Principal
Occupation(s)
During
Past 5 Years† |
Eric
D. Johnson (1970)
President |
06/2019
to present |
Executive
Vice President and Head of Funds Business
Group
Americas, PIMCO. President, PIMCO Funds,
PIMCO
Variable Insurance Trust, PIMCO Equity Series,
PIMCO
Equity Series VIT, PIMCO Managed Accounts
Trust,
PIMCO-Sponsored Interval Funds and
PIMCO-Sponsored
Closed-End Funds. |
Ryan
G. Leshaw (1980)
Chief
Legal Officer and
Secretary |
08/2021
to present |
Executive
Vice President and Senior Counsel, PIMCO.
Vice
President, Senior Counsel and Secretary, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO Equity
Series
and PIMCO Equity Series VIT. Chief Legal Officer,
PIMCO
Managed Accounts Trust, PIMCO-Sponsored
Interval
Funds, PIMCO-Sponsored Closed-End Funds and
PIMCO
Capital Solutions BDC Corp. Formerly, Associate,
Willkie
Farr & Gallagher LLP. |
Keisha
Audain-Pressley
(1975)**
Chief
Compliance
Officer |
01/2020
to present |
Executive
Vice President and Deputy Chief Compliance
Officer,
PIMCO. Chief Compliance Officer, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO Equity
Series,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Joshua
D. Ratner
(1976)**
Senior
Vice President |
05/2019
to present |
Executive
Vice President and Head of Americas
Operations,
PIMCO. Senior Vice President, PIMCO Funds,
PIMCO
Variable Insurance Trust, PIMCO Equity Series,
PIMCO
Equity Series VIT, PIMCO Managed Accounts
Trust,
PIMCO-Sponsored Interval Funds and
PIMCO-Sponsored
Closed-End Funds. |
Executive
Officers | ||
Name,
Year of Birth and
Position
Held with Trust* |
Term
of Office and
Length
of Time Served |
Principal
Occupation(s)
During
Past 5 Years† |
Peter
G. Strelow (1970)
Senior
Vice President |
06/2019
to present |
Managing
Director and Co-Chief Operating Officer,
PIMCO.
Senior Vice President, PIMCO Funds, PIMCO
Variable
Insurance Trust, PIMCO Equity Series, PIMCO
Equity
Series VIT, PIMCO Managed Accounts Trust,
PIMCO-Sponsored
Interval Funds and PIMCO-Sponsored
Closed-End
Funds. Formerly, Chief Administrative Officer,
PIMCO. |
Wu-Kwan
Kit (1981)
Assistant
Secretary |
08/2017
to present |
Senior
Vice President and Senior Counsel, PIMCO.
Assistant
Secretary, PIMCO Funds, PIMCO Variable
Insurance
Trust, PIMCO Equity Series and PIMCO Equity
Series
VIT. Vice President, Senior Counsel and Secretary,
PIMCO
Managed Accounts Trust, PIMCO-Sponsored
Interval
Funds, PIMCO-Sponsored Closed-End Funds and
PIMCO
Capital Solutions BDC Corp. Formerly, Assistant
General
Counsel, VanEck Associates Corp. |
Douglas
B. Burrill
(1976)**
Vice
President |
08/2022
to present |
Senior
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO Equity
Series,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Jeffrey
A. Byer (1976)
Vice
President |
02/2020
to present |
Executive
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO Equity
Series,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Elizabeth
A. Duggan
(1964)
Vice
President |
02/2021
to present |
Executive
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO Equity
Series,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Mark
A. Jelic (1981)
Vice
President |
08/2021
to present |
Senior
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO Equity
Series,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Kenneth
W. Lee (1972)
Vice
President |
08/2022
to present |
Senior
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO Equity
Series,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Executive
Officers | ||
Name,
Year of Birth and
Position
Held with Trust* |
Term
of Office and
Length
of Time Served |
Principal
Occupation(s)
During
Past 5 Years† |
Brian
J. Pittluck (1977)
Vice
President |
01/2020
to present |
Senior
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO Equity
Series,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Keith
A. Werber (1973)
Vice
President |
05/2022
to present |
Executive
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO Equity
Series,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Bijal
Y. Parikh (1978)
Treasurer |
01/2021
to present |
Senior
Vice President, PIMCO. Treasurer, PIMCO Funds,
PIMCO
Variable Insurance Trust, PIMCO Equity Series,
PIMCO
Equity Series VIT, PIMCO Managed Accounts
Trust,
PIMCO-Sponsored Interval Funds and
PIMCO-Sponsored
Closed-End Funds. |
Erik
C. Brown
(1967)***
Assistant
Treasurer |
02/2009
to present |
Executive
Vice President, PIMCO. Assistant Treasurer,
PIMCO
Funds, PIMCO Variable Insurance Trust, PIMCO
Equity
Series, PIMCO Equity Series VIT, PIMCO
Managed
Accounts Trust, PIMCO-Sponsored Interval
Funds,
PIMCO-Sponsored Closed-End Funds and PIMCO
Capital
Solutions BDC Corp. |
Brandon
T. Evans
(1982)
Assistant
Treasurer |
05/2019
to present |
Vice
President, PIMCO. Assistant Treasurer, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO Equity
Series
and PIMCO Equity Series VIT. Deputy Treasurer,
PIMCO
Managed Accounts Trust, PIMCO-Sponsored
Interval
Funds and PIMCO-Sponsored Closed-End
Funds. |
Name
of Trustee |
Name
of Fund |
Dollar
Range of Equity
Securities
in the Funds |
Aggregate
Dollar Range
of
Equity Securities in All
Funds
Overseen by Trustee
in
Family of Investment Companies |
Kimberley
G. Stafford* |
None |
None |
Over
$100,000 |
Peter
G. Strelow |
None |
None |
Over
$100,000 |
Independent
Trustees |
|
|
|
George
E. Borst |
None |
None |
Over
$100,000 |
Jennifer
Holden Dunbar |
PIMCO
Active Bond
Exchange-Traded
Fund |
$1-$10,000 |
Over
$100,000 |
|
PIMCO
Enhanced Short
Maturity
Active
Exchange-Traded
Fund |
$10,001
- $50,000 |
|
Kym
M. Hubbard |
None |
None |
Over
$100,000 |
Gary
F. Kennedy |
None |
None |
Over
$100,000 |
Peter
B. McCarthy |
PIMCO
Enhanced Short
Maturity
Active
Exchange-Traded
Fund |
Over
$100,000 |
Over
$100,000 |
Ronald
C. Parker |
None |
None |
Over
$100,000 |
Name
of Independent Trustee |
Name
of Owners
and
Relationships
to
Trustee |
Company |
Title
of Class |
Value
of
Securities |
Percent
of
Class |
George
E. Borst |
None |
None |
None |
None |
None |
Jennifer
Holden Dunbar |
None |
None |
None |
None |
None |
Kym
M. Hubbard |
None |
None |
None |
None |
None |
Gary
F. Kennedy |
None |
None |
None |
None |
None |
Peter
B. McCarthy |
None |
None |
None |
None |
None |
Ronald
C. Parker |
None |
None |
None |
None |
None |
Name
and Position |
Aggregate
Compensation
from
Trust1
|
Pension
or Retirement
Benefits
Accrued As
Part
of Funds Expenses |
Total
Compensation
from
Trust and Fund
Complex
Paid to Trustees |
George
E. Borst, Trustee |
$42,600 |
N/A |
$449,850 |
Jennifer
Holden Dunbar, Trustee |
$43,000 |
N/A |
$454,850 |
Kym
M. Hubbard, Trustee |
$42,200 |
N/A |
$444,850 |
Gary
F. Kennedy, Trustee |
$42,600 |
N/A |
$449,850 |
Peter
B. McCarthy, Trustee |
$44,650 |
N/A |
$481,100 |
Ronald
C. Parker, Trustee |
$44,650 |
N/A |
$474,850 |
Fund(*) |
|
Index
Funds |
Management
Fee Rate |
PIMCO
0-5 Year High Yield Corporate Bond Index Exchange-Traded
Fund |
0.55% |
PIMCO
1-5 Year U.S. TIPS Index Exchange-Traded Fund |
0.20% |
PIMCO
15+ Year U.S. TIPS Index Exchange-Traded Fund |
0.20% |
PIMCO
25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded
Fund |
0.15% |
PIMCO
Broad U.S. TIPS Index Exchange-Traded Fund |
0.20% |
PIMCO
Investment Grade Corporate Bond Index Exchange-Traded
Fund |
0.20% |
Active
Funds |
|
PIMCO
Active Bond Exchange-Traded Fund |
0.55% |
PIMCO
Enhanced Low Duration Active Exchange-Traded Fund |
0.46% |
PIMCO
Enhanced Short Maturity Active Exchange-Traded Fund |
0.35% |
PIMCO
Enhanced Short Maturity Active ESG Exchange-Traded
Fund |
0.36% |
PIMCO
Government Limited Maturity Active Exchange-Traded
Fund |
0.25% |
PIMCO
Intermediate Municipal Bond Active Exchange-Traded
Fund |
0.35% |
PIMCO
Municipal Income Opportunities Active Exchange-Traded
Fund |
0.49% |
PIMCO
Preferred and Capital Securities Active Exchange-Traded
Fund |
0.84% |
PIMCO
Prime Limited Maturity Active Exchange-Traded Fund |
0.25% |
PIMCO
Senior Loan Active Exchange-Traded Fund |
0.70% |
PIMCO
Short Term Municipal Bond Active Exchange-Traded
Fund |
0.35% |
Fund |
Year
Ended
6/30/2022 |
Year
Ended
6/30/2021 |
Year
Ended
6/30/2020 |
PIMCO
0-5 Year High Yield Corporate Bond Index Exchange-Traded
Fund |
$9,881,345 |
$9,126,133 |
$7,917,581
|
PIMCO
1-5 Year U.S. TIPS Index Exchange-Traded Fund |
2,605,225 |
1,468,742 |
1,387,088
|
PIMCO
15+ Year U.S. TIPS Index Exchange-Traded Fund |
1,539,666 |
1,269,399 |
548,408
|
PIMCO
25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded
Fund |
600,748 |
573,751 |
489,624
|
PIMCO
Active Bond Exchange-Traded Fund |
22,453,592 |
21,833,960 |
15,959,618
|
PIMCO
Broad U.S. TIPS Index Exchange-Traded Fund |
430,106 |
251,911 |
107,483
|
PIMCO
Enhanced Low Duration Active Exchange-Traded Fund |
5,592,136 |
3,740,771 |
1,986,033
|
PIMCO
Enhanced Short Maturity Active ESG Exchange-Traded
Fund |
622,202 |
503,714 |
134,912
|
PIMCO
Enhanced Short Maturity Active Exchange-Traded Fund |
47,285,431 |
50,263,908 |
45,916,448
|
PIMCO
Intermediate Municipal Bond Active Exchange-Traded
Fund |
2,493,589 |
1,990,313 |
1,276,802
|
PIMCO
Investment Grade Corporate Bond Index Exchange-Traded
Fund |
1,510,057 |
1,582,112 |
1,303,542
|
PIMCO
Municipal Income Opportunities Active Exchange-Traded
Fund |
161,767 |
N/A |
N/A |
PIMCO
Senior Loan Active Exchange-Traded Fund |
27,126 |
N/A |
N/A |
PIMCO
Short Term Municipal Bond Active Exchange-Traded
Fund |
1,856,541 |
1,057,851 |
425,040 |
Fund |
Year
Ended
6/30/2022 |
Year
Ended
6/30/2021 |
Year
Ended
6/30/2020 |
PIMCO
0-5 Year High Yield Corporate Bond Index Exchange-Traded
Fund |
N/A
|
N/A
|
N/A
|
PIMCO
1-5 Year U.S. TIPS Index Exchange-Traded Fund |
N/A
|
N/A
|
N/A
|
PIMCO
15+ Year U.S. TIPS Index Exchange-Traded Fund |
N/A
|
N/A
|
N/A
|
PIMCO
25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded
Fund |
N/A
|
N/A
|
N/A
|
PIMCO
Active Bond Exchange-Traded Fund |
N/A
|
N/A
|
N/A
|
PIMCO
Broad U.S. TIPS Index Exchange-Traded Fund |
N/A
|
N/A
|
N/A
|
PIMCO
Enhanced Low Duration Active Exchange-Traded Fund |
$14,426
|
$149,444
|
$307,718
|
PIMCO
Enhanced Short Maturity Active ESG Exchange-Traded
Fund |
209,609
|
169,688
|
128,290
|
PIMCO
Enhanced Short Maturity Active Exchange-Traded Fund |
N/A
|
N/A
|
N/A
|
PIMCO
Intermediate Municipal Bond Active Exchange-Traded
Fund |
N/A
|
N/A
|
N/A
|
PIMCO
Investment Grade Corporate Bond Index Exchange-Traded
Fund |
N/A
|
N/A
|
N/A
|
PIMCO
Municipal Income Opportunities Active Exchange-Traded
Fund |
112,408 |
N/A
|
N/A
|
PIMCO
Senior Loan Active Exchange-Traded Fund |
167,026 |
N/A
|
N/A
|
PIMCO
Short Term Municipal Bond Active Exchange-Traded
Fund |
N/A
|
N/A
|
N/A |
Fund |
Year
Ended
6/30/2022 |
Year
Ended
6/30/2021 |
Year
Ended
6/30/2020 |
PIMCO
0-5 Year High Yield Corporate Bond Index Exchange-Traded
Fund |
N/A
|
N/A
|
N/A
|
PIMCO
1-5 Year U.S. TIPS Index Exchange-Traded Fund |
N/A
|
N/A
|
N/A
|
PIMCO
15+ Year U.S. TIPS Index Exchange-Traded Fund |
N/A
|
N/A
|
N/A
|
PIMCO
25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded
Fund |
N/A
|
N/A
|
N/A
|
PIMCO
Active Bond Exchange-Traded Fund |
N/A
|
N/A
|
N/A
|
PIMCO
Broad U.S. TIPS Index Exchange-Traded Fund |
N/A
|
N/A
|
N/A
|
Fund |
Year
Ended
6/30/2022 |
Year
Ended
6/30/2021 |
Year
Ended
6/30/2020 |
PIMCO
Enhanced Low Duration Active Exchange-Traded Fund |
$59,568
|
$39,847
|
$21,156
|
PIMCO
Enhanced Short Maturity Active ESG Exchange-Traded
Fund |
8,469
|
6,856
|
94
|
PIMCO
Enhanced Short Maturity Active Exchange-Traded Fund |
N/A
|
N/A
|
N/A
|
PIMCO
Intermediate Municipal Bond Active Exchange-Traded
Fund |
N/A
|
N/A
|
N/A
|
PIMCO
Investment Grade Corporate Bond Index Exchange-Traded
Fund |
N/A
|
N/A
|
N/A
|
PIMCO
Municipal Income Opportunities Active Exchange-Traded
Fund |
1,618 |
N/A
|
N/A
|
PIMCO
Senior Loan Active Exchange-Traded Fund |
190 |
N/A
|
N/A
|
PIMCO
Short Term Municipal Bond Active Exchange-Traded
Fund |
N/A
|
N/A
|
N/A |
|
Total
Number
of
Accounts |
Total
Assets of
All
Accounts
(in
$millions) |
Number
of
Accounts
Paying
a
Performance Fee |
Total
Assets of
Accounts
Paying
a
Performance
Fee
(in $millions) |
Agrawal1
|
|
|
|
|
Registered
Investment Companies |
2 |
$8,368.20 |
0 |
$0.00 |
Pooled
Investment Vehicles |
9 |
$14,337.98 |
1 |
$6,062.56
|
Other
Accounts |
2 |
$100.66 |
1 |
$100.59
|
Arora2
|
|
|
|
|
Registered
Investment Companies |
4 |
$16,584.80
|
0 |
$0.00 |
Pooled
Investment Vehicles |
8 |
$1,917.64
|
0 |
$0.00 |
Other
Accounts |
118 |
$18,530.52
|
1 |
$396.24
|
Betton3
|
|
|
|
|
Registered
Investment Companies |
10 |
$7,274.48 |
0 |
$0.00 |
Pooled
Investment Vehicles |
3 |
$354.57 |
1 |
$183.52
|
Other
Accounts |
0 |
$0.00 |
0 |
$0.00 |
Bodereau4
|
|
|
|
|
Registered
Investment Companies |
1 |
$1,908.01
|
0 |
$0.00 |
Pooled
Investment Vehicles |
5 |
$6,173.23
|
0 |
$0.00 |
Other
Accounts |
1 |
$0.00
|
0 |
$0.00 |
Braun5
|
|
|
|
|
Registered
Investment Companies |
4 |
$13,653.66 |
0 |
$0.00 |
Pooled
Investment Vehicles |
7 |
$2,943.47 |
0 |
$0.00 |
Other
Accounts |
102 |
$118,102.51 |
2 |
$1,046.21
|
Brons6
|
|
|
|
|
Registered
Investment Companies |
5 |
$3,213.28 |
0 |
$0.00 |
Pooled
Investment Vehicles |
22 |
$7,688.80 |
3 |
$1,076.05
|
Other
Accounts |
59 |
$111,691.35 |
9 |
$1,183.37
|
Bui7
|
|
|
|
|
Registered
Investment Companies |
0 |
$0.00 |
0 |
$0.00 |
Pooled
Investment Vehicles |
2 |
$6,198.14 |
2 |
$6,198.14
|
Other
Accounts |
0 |
$0.00 |
0 |
$0.00 |
Chiaverini8
|
|
|
|
|
Registered
Investment Companies |
3 |
$18,626.50 |
0 |
$0.00 |
Pooled
Investment Vehicles |
0 |
$0.00 |
0 |
$0.00 |
Other
Accounts |
11 |
$1,665.12 |
0 |
$0.00 |
Christine9
|
|
|
|
|
Registered
Investment Companies |
0 |
$0.00 |
0 |
$0.00 |
Pooled
Investment Vehicles |
0 |
$0.00 |
0 |
$0.00 |
Other
Accounts |
3 |
$58,260.63 |
0 |
$0.00 |
Crowley10
|
|
|
|
|
Registered
Investment Companies |
0 |
$0.00 |
0 |
$0.00 |
Pooled
Investment Vehicles |
0 |
$0.00 |
0 |
$0.00 |
Other
Accounts |
0 |
$0.00 |
0 |
$0.00 |
Dora11
|
|
|
|
|
Registered
Investment Companies |
0 |
$0.00 |
0 |
$0.00 |
Pooled
Investment Vehicles |
0 |
$0.00 |
0 |
$0.00 |
Other
Accounts |
0 |
$0.00 |
0 |
$0.00 |
Dorsten12
|
|
|
|
|
Registered
Investment Companies |
0 |
$0.00 |
0 |
$0.00 |
Pooled
Investment Vehicles |
10 |
$7,643.76 |
4 |
$609.59
|
|
Total
Number
of
Accounts |
Total
Assets of
All
Accounts
(in
$millions) |
Number
of
Accounts
Paying
a
Performance Fee |
Total
Assets of
Accounts
Paying
a
Performance
Fee
(in $millions) |
Other
Accounts |
1 |
$2,230.76 |
0 |
$0.00 |
Forgash13
|
|
|
|
|
Registered
Investment Companies |
1 |
$385.98 |
0 |
$0.00 |
Pooled
Investment Vehicles |
20 |
$5,220.95 |
1 |
$732.85
|
Other
Accounts |
4 |
$1,060.19 |
0 |
$0.00 |
Hammer14
|
|
|
|
|
Registered
Investment Companies |
26 |
$10,952.42 |
0 |
$0.00 |
Pooled
Investment Vehicles |
8 |
$31,675.43 |
0 |
$0.00 |
Other
Accounts |
150 |
$12,377.64 |
0 |
$0.00 |
He15
|
|
|
|
|
Registered
Investment Companies |
15 |
$23,342.73 |
0 |
$0.00 |
Pooled
Investment Vehicles |
2 |
$649.88 |
1 |
$443.00
|
Other
Accounts |
5 |
$2,086.99 |
1 |
$187.63
|
Hyman16
|
|
|
|
|
Registered
Investment Companies |
7 |
$10,470.18 |
0 |
$0.00 |
Pooled
Investment Vehicles |
10 |
$3,478.44 |
2 |
$6.01
|
Other
Accounts |
29 |
$84,504.95 |
3 |
$6,184.26
|
Kemp17
|
|
|
|
|
Registered
Investment Companies |
0 |
$0.00 |
0 |
$0.00 |
Pooled
Investment Vehicles |
0 |
$0.00 |
0 |
$0.00 |
Other
Accounts |
0 |
$0.00 |
0 |
$0.00 |
Loriferne18
|
|
|
|
|
Registered
Investment Companies |
0 |
$0.00 |
0 |
$0.00 |
Other
Pooled Investment Vehicles |
0 |
$0.00 |
0 |
$0.00 |
Other
Accounts |
0 |
$0.00 |
0 |
$0.00 |
Pier19
|
|
|
|
|
Registered
Investment Companies |
6 |
$15,629.35 |
0 |
$0.00 |
Other
Pooled Investment Vehicles |
19 |
$7,908.84 |
1 |
$3,124.72
|
Other
Accounts |
23 |
$66,792.56 |
0 |
$0.00 |
Rennison20
|
|
|
|
|
Registered
Investment Companies |
17 |
$12,748.57 |
0 |
$0.00 |
Pooled
Investment Vehicles |
8 |
$1,849.40 |
3 |
$484.09
|
Other
Accounts |
0 |
$0.00 |
0 |
$0.00 |
Schneider21
|
|
|
|
|
Registered
Investment Companies |
18 |
$56,580.48 |
0 |
$0.00 |
Pooled
Investment Vehicles |
8 |
$15,989.85 |
0 |
$0.00 |
Other
Accounts |
33 |
$25,457.91 |
3 |
$1,137.97
|
Wittkop22
|
|
|
|
|
Registered
Investment Companies |
6 |
$24,968.40 |
0 |
$0.00 |
Pooled
Investment Vehicles |
0 |
$0.00 |
0 |
$0.00 |
Other
Accounts |
17 |
$4,044.03 |
0 |
$0.00 |
Portfolio
Manager |
Funds
Managed by Portfolio Manager1
|
Dollar
Range of Shares Owned |
Agrawal |
PIMCO
0-5 Year High Yield Corporate
Bond
Index Exchange-Traded Fund |
None |
PIMCO
Investment Grade Corporate
Bond
Index Exchange-Traded Fund |
None | |
Arora2
|
PIMCO
Preferred and Capital Securities
Active
Exchange-Traded Fund |
None |
Betton |
PIMCO
Intermediate Municipal Bond
Active
Exchange-Traded Fund |
None |
PIMCO
Short Term Municipal Bond
Active
Exchange-Traded Fund |
None | |
PIMCO
Municipal Income Opportunities
Active
Exchange-Traded Fund |
None | |
Bodereau3
|
PIMCO
Preferred and Capital Securities
Active
Exchange-Traded Fund |
None |
Braun |
PIMCO
Active Bond Exchange-Traded
Fund |
Over
$1,000,000 |
PIMCO
Enhanced Low Duration Active
Exchange-Traded
Fund |
None | |
Brons |
PIMCO
Enhanced Short Maturity Active
ESG
Exchange-Traded Fund |
None |
Bui |
PIMCO
Senior Loan Active
Exchange-Traded
Fund |
None |
Chiaverini |
PIMCO
Enhanced Short Maturity Active
ESG
Exchange-Traded Fund |
$10,001
- $50,000 |
PIMCO
Enhanced Short Maturity Active
Exchange-Traded
Fund |
None | |
Christine |
PIMCO
Municipal Income Opportunities
Active
Exchange-Traded Fund |
None |
Crowley |
PIMCO
25+ Year Zero Coupon
U.S.
Treasury Index Exchange-Traded
Fund |
None |
Portfolio
Manager |
Funds
Managed by Portfolio Manager1 |
Dollar
Range of Shares Owned |
Dora4
|
PIMCO
0-5 Year High Yield Corporate
Bond
Index Exchange-Traded Fund |
None |
PIMCO
1-5 Year U.S. TIPS Index
Exchange-Traded
Fund |
None | |
PIMCO
15+ Year U.S. TIPS Index
Exchange-Traded
Fund |
None | |
PIMCO
25+ Year Zero Coupon
U.S.
Treasury Index Exchange-Traded
Fund |
None | |
PIMCO
Broad U.S. TIPS Index
Exchange-Traded
Fund |
None | |
PIMCO
Investment Grade Corporate
Bond
Index Exchange-Traded Fund |
None | |
PIMCO
Senior Loan Active
Exchange-Traded
Fund5
|
$10,001
- $50,000 | |
PIMCO
Preferred and Capital Securities
Active
Exchange-Traded Fund |
None | |
Dorsten |
PIMCO
25+ Year Zero Coupon
U.S.
Treasury Index Exchange-Traded
Fund |
None |
PIMCO
1-5 Year U.S. TIPS Index
Exchange-Traded
Fund |
None | |
PIMCO
Broad U.S. TIPS Index
Exchange-Traded
Fund |
None | |
PIMCO
15+ Year U.S. TIPS Index
Exchange-Traded
Fund |
None | |
PIMCO
0-5 Year High Yield Corporate
Bond
Index Exchange-Traded Fund |
None | |
PIMCO
Investment Grade Corporate
Bond
Index Exchange-Traded Fund |
None | |
Forgash |
PIMCO
Senior Loan Active
Exchange-Traded
Fund |
None |
Hammer |
PIMCO
Intermediate Municipal Bond
Active
Exchange-Traded Fund |
None |
PIMCO
Short Term Municipal Bond
Active
Exchange-Traded Fund |
None | |
PIMCO
Municipal Income Opportunities
Active
Exchange-Traded Fund |
None | |
He |
PIMCO
1-5 Year U.S. TIPS Index
Exchange-Traded
Fund |
None |
PIMCO
15+ Year U.S. TIPS Index
Exchange-Traded
Fund |
None | |
Hyman |
PIMCO
Active Bond Exchange-Traded
Fund |
None |
Kemp |
PIMCO
Senior Loan Active
Exchange-Traded
Fund |
None |
Portfolio
Manager |
Funds
Managed by Portfolio Manager1 |
Dollar
Range of Shares Owned |
Loriferne5
|
PIMCO
Preferred and Capital Securities
Active
Exchange-Traded Fund |
None |
Rennison |
PIMCO
25+ Year Zero Coupon
U.S.
Treasury Index Exchange-Traded
Fund |
None |
PIMCO
1-5 Year U.S. TIPS Index
Exchange-Traded
Fund |
None | |
PIMCO
Broad U.S. TIPS Index
Exchange-Traded
Fund |
None | |
PIMCO
15+ Year U.S. TIPS Index
Exchange-Traded
Fund |
None | |
PIMCO
0-5 Year High Yield Corporate
Bond
Index Exchange-Traded Fund |
$1-$10,000 | |
PIMCO
Investment Grade Corporate
Bond
Index Exchange-Traded Fund |
None | |
Pier |
PIMCO
Enhanced Low Duration Active
Exchange-Traded
Fund |
None |
Schneider |
PIMCO
Active Bond Exchange-Traded
Fund |
None |
PIMCO
Enhanced Low Duration Active
Exchange-Traded
Fund |
$100,001-$500,000 | |
PIMCO
Enhanced Short Maturity Active
Exchange-Traded
Fund |
$100,001-$500,000 | |
PIMCO
Enhanced Short Maturity Active
ESG
Exchange-Traded Fund |
None | |
Wittkop |
PIMCO
Enhanced Short Maturity Active
ESG
Exchange-Traded Fund |
None |
PIMCO
Enhanced Short Maturity Active
Exchange-Traded
Fund |
$500,001
- $1,000,000 |
Fund |
Creation
Unit Size |
PIMCO
Government Limited Maturity Active Exchange-Traded
Fund |
90,000 |
PIMCO
Prime Limited Maturity Active Exchange-Traded Fund |
|
Fund |
Creation
Unit Size |
PIMCO
Enhanced Short Maturity Active Exchange-Traded Fund |
70,000 |
PIMCO
0-5 Year High Yield Corporate Bond Index Exchange-Traded
Fund |
50,000 |
PIMCO
1-5 Year U.S. TIPS Index Exchange-Traded Fund |
|
PIMCO
15+ Year U.S. TIPS Index Exchange-Traded Fund |
|
PIMCO
25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded
Fund |
|
PIMCO
Broad U.S. TIPS Index Exchange-Traded Fund |
|
PIMCO
Enhanced Short Maturity Active ESG Exchange-Traded
Fund |
|
PIMCO
Investment Grade Corporate Bond Index Exchange-Traded
Fund |
|
PIMCO
Active Bond Exchange-Traded Fund |
20,000 |
PIMCO
Enhanced Low Duration Active Exchange-Traded Fund |
|
PIMCO
Intermediate Municipal Bond Active Exchange-Traded
Fund |
|
PIMCO
Municipal Income Opportunities Active Exchange-Traded
Fund |
|
PIMCO
Short Term Municipal Bond Active Exchange-Traded
Fund |
|
PIMCO
Senior Loan Active Exchange-Traded Fund |
|
PIMCO
Preferred and Capital Securities Active Exchange-Traded
Fund |
|
|
Settlement
Date | ||
Funds |
Securities
Creations
and
Redemptions |
Cash
Creations |
Cash
Redemptions |
Index
Funds (except PIMCO 0-5 Year High Yield Corporate Bond Index
Exchange-Traded
Fund and PIMCO Investment Grade Corporate Bond
Index
Exchange-Traded Fund) |
T+1 |
T+1 |
T+1 |
PIMCO
0-5 Year High Yield Corporate Bond Index Exchange-Traded
Fund
and PIMCO Investment Grade Corporate Bond Index
Exchange-Traded
Fund |
T+2 |
T+1 |
T+2 |
Active
Funds |
T+2 |
T+1 |
T+2 |
Funds |
Standard
Creation
Transaction
Fee* |
Maximum
Variable
Charge
for Creations** |
All
Funds |
$500 |
3.00% |
Funds |
Standard
Redemption Transaction Fee* |
Maximum
Variable Charge for Redemptions** |
All
Funds |
$500 |
2.00% |
Fund(1)
|
Year
Ended
06/30/22 |
Year
Ended
06/30/21 |
Year
Ended
06/30/20 |
PIMCO
0-5 Year High Yield Corporate Bond Index Exchange-Traded
Fund |
$7,198 |
$5,536 |
$6,308 |
PIMCO
1-5 Year U.S. TIPS Index Exchange-Traded Fund |
None |
None |
None |
PIMCO
15+ Year U.S. TIPS Index Exchange-Traded Fund |
None |
None |
None |
PIMCO
25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded
Fund |
None |
None |
None |
PIMCO
Active Bond Exchange-Traded Fund |
27,453 |
13,601 |
7,704 |
PIMCO
Broad U.S. TIPS Index Exchange-Traded Fund |
None |
None |
None |
PIMCO
Enhanced Low Duration Active Exchange-Traded Fund |
62,492 |
44,476 |
40,457 |
PIMCO
Enhanced Short Maturity Active ESG Exchange-Traded
Fund |
None |
None |
None |
PIMCO
Enhanced Short Maturity Active Exchange-Traded Fund |
None |
None |
None |
PIMCO
Intermediate Municipal Bond Active Exchange-Traded
Fund |
1,983 |
None |
None |
PIMCO
Investment Grade Corporate Bond Exchange-Traded Fund |
2,549 |
2,604 |
2,385 |
PIMCO
Municipal Income Opportunities Active Exchange-Traded
Fund |
493 |
None |
None |
PIMCO
Senior Loan Active Exchange-Traded Fund |
None |
None |
None |
PIMCO
Short Term Municipal Bond Active Exchange-Traded
Fund |
None |
None |
None |
PIMCO
0-5 Year High Yield Corporate Bond Index
Exchange-Traded
Fund |
State
Street Bank & Trust Co. |
$6,314
|
|
Deutsche
Bank Securities, Inc |
4,962
|
PIMCO
15+ Year U.S. TIPS Index Exchange-Traded
Fund |
State
Street Bank & Trust Co. |
$2,033 |
PIMCO
25+ Year Zero Coupon U.S. Treasury Index
Exchange-Traded
Fund |
State
Street Bank & Trust Co. |
$144 |
PIMCO
Active Bond Exchange-Traded Fund |
Banc
of America Securities LLC |
$95,219
|
|
JPMorgan
Chase & Co. |
83,663
|
|
Citigroup
Global Markets, Inc |
61,576
|
|
Goldman
Sachs & Co. |
57,982
|
|
Morgan
Stanley & Co., Inc. |
50,714
|
|
Deutsche
Bank Securities, Inc. |
32,760
|
|
Barclays,
Inc. |
30,245
|
|
Nomura
Securities International Inc |
22,599
|
|
BNP
Paribas Securities Corp. |
10,853
|
|
State
Street Bank & Trust Co. |
8,810
|
PIMCO
Broad U.S. TIPS Index Exchange-Traded Fund |
State
Street Bank & Trust Co. |
$172 |
PIMCO
Enhanced Low Duration Active
Exchange-Traded
Fund |
Goldman
Sachs & Co. |
$23,635
|
|
Citigroup
Global Markets, Inc |
16,685
|
|
Nomura
Securities International Inc |
15,175
|
|
Deutsche
Bank Securitie |
14,690
|
|
BNP
Paribas Securities Corp |
14,488
|
|
JPMorgan
Chase & Co. |
12,279
|
|
Barclays,
Inc. |
11,155
|
|
Banc
of America Securities LLC |
6,805
|
|
Morgan
Stanley & Co. |
2,048
|
|
State
Street Bank & Trust Co |
1,690
|
|
Credit
Agricole Securities (USA) Inc |
265
|
PIMCO
Enhanced Short Maturity Active ESG
Exchange-Traded
Fund |
Nomura
Securities International Inc. |
$25,160
|
|
Deutsche
Bank Securities, Inc. |
4,095
|
|
Goldman
Sachs & Co. |
2,156
|
|
JPMorgan
Chase & Co. |
1,999
|
|
Citigroup
Global Markets, Inc |
1,947
|
|
RBC
Capital Markets Corp. |
546
|
|
Banc
of America Securities LLC |
195
|
PIMCO
Enhanced Short Maturity Active
Exchange-Traded
Fund |
Barclays,
Inc. |
$386,367
|
|
Deutsche
Bank Securities, Inc. |
350,118
|
|
Goldman
Sachs & Co. |
257,398
|
|
Citigroup
Global Markets, Inc |
188,839
|
|
Morgan
Stanley & Co., Inc. |
186,055
|
|
JPMorgan
Chase & Co. |
179,084
|
|
Banc
of America Securities LLC |
131,104
|
|
Nomura
Securities International Inc. |
80,708
|
|
RBC
Capital Markets Corp. |
65,712
|
|
BNP
Paribas Securities Corp |
30,079
|
|
State
Street Bank & Trust Co. |
514
|
PIMCO
Intermediate Municipal Bond Active
Exchange-Traded
Fund |
State
Street Bank & Trust Co. |
$516 |
PIMCO
Investment Grade Corporate Bond Index
Exchange-Traded
Fund |
JPMorgan
Chase & Co |
$32,500
|
|
Banc
of America Securities LLC |
13,881
|
|
Morgan
Stanley & Co., Inc |
6,698
|
|
Goldman
Sachs & Co |
6,095
|
|
Citigroup
Global Markets, Inc |
4,326
|
|
Barclays,
Inc. |
3,084
|
|
BNP
Paribas Securities Corp. |
2,296
|
|
Nomura
Securities International Inc. |
1,901
|
|
Deutsche
Bank Securities, Inc. |
1,618
|
|
State
Street Bank & Trust Co |
568 |
PIMCO
Short Term Municipal Bond Active
Exchange-Traded
Fund |
State
Street Bank & Trust Co. |
$611 |
PIMCO
Senior Loan Active Exchange-Traded Fund |
BNP
Paribas Securities Corp. |
$9,400 |
PORTFOLIO
NAME |
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
0-5 Year High Yield
Corporate
Bond Index
Exchange-Traded
Fund |
NATIONAL
FINANCIAL
SERVICES
LLC 200 LIBERTY ST,
ONE
WORLD FINANCIAL
CENTER
NEW YORK NY
10281-1003 |
4,111,980 |
24.77% |
PIMCO
0-5 Year High Yield
Corporate
Bond Index
Exchange-Traded
Fund |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST SAN
FRANCISCO
CA 94104-4151 |
1,548,749 |
9.33% |
PIMCO
0-5 Year High Yield
Corporate
Bond Index
Exchange-Traded
Fund |
STATE
STREET BANK & TRUST
1776
HERITAGE DRIVE NORTH
QUINCY,
MA 02171 |
1,000,000 |
6.02% |
PORTFOLIO
NAME |
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
0-5 Year High Yield
Corporate
Bond Index
Exchange-Traded
Fund |
TD
AMERITRADE INC PO BOX
2226
OMAHA NE 68103-2226 |
913,170 |
5.50% |
PIMCO
0-5 Year High Yield
Corporate
Bond Index
Exchange-Traded
Fund |
PERSHING
LLC 1 PERSHING
PLZ
JERSEY CITY, NJ 07399-000 |
911,083 |
5.49% |
PIMCO
1-5 Year U.S. TIPS
Index
Exchange-Traded
Fund |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST SAN
FRANCISCO
CA 94104-4151 |
3,306,216 |
12.56% |
PIMCO
1-5 Year U.S. TIPS
Index
Exchange-Traded
Fund |
MORGAN
STANLEY SMITH
BARNEY
HARBORSIDE
FINANCIAL
CENTER,PLAZA 2
JERSEY
CITY, NJ 07311 |
3,040,830 |
11.55% |
PIMCO
1-5 Year U.S. TIPS
Index
Exchange-Traded
Fund |
TD
AMERITRADE INC PO BOX
2226
OMAHA NE 68103-2226 |
3,004,862 |
11.42% |
PIMCO
1-5 Year U.S. TIPS
Index
Exchange-Traded
Fund |
BANK
OF AMERICA N.A. 100
NORTH
TRYON STREET
CHARLOTTE,
NC 28255 |
2,655,823 |
10.09% |
PIMCO
1-5 Year U.S. TIPS
Index
Exchange-Traded
Fund |
NATIONAL
FINANCIAL
SERVICES
LLC 200 LIBERTY ST,
ONE
WORLD FINANCIAL
CENTER
NEW YORK NY
10281-1003 |
2,617,177 |
9.94% |
PIMCO
1-5 Year U.S. TIPS
Index
Exchange-Traded
Fund |
FIRST
CLEARING LLC 2801
MARKET
ST SAINT LOUIS, MO
63103-2523 |
2,335,473 |
8.87% |
PIMCO
1-5 Year U.S. TIPS
Index
Exchange-Traded
Fund |
RAYMOND
JAMES &
ASSOCIATES,
INC. 880
CARILLON
PARKWAY ST.
PETERSBURG,
FL 33733-2749 |
1,550,655 |
5.89% |
PIMCO
15+ Year U.S. TIPS
Index
Exchange-Traded
Fund |
NATIONAL
FINANCIAL
SERVICES
LLC 200 LIBERTY ST,
ONE
WORLD FINANCIAL
CENTER
NEW YORK NY
10281-1003 |
1,515,256 |
14.68% |
PIMCO
15+ Year U.S. TIPS
Index
Exchange-Traded
Fund |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST SAN
FRANCISCO
CA 94104-4151 |
1,255,917 |
12.17% |
PIMCO
15+ Year U.S. TIPS
Index
Exchange-Traded
Fund |
INTERACTIVE
BROKERS TWO
PICKWICK
PLAZA
GREENWICH,
CT 06830 |
1,092,706 |
10.59% |
PIMCO
15+ Year U.S. TIPS
Index
Exchange-Traded
Fund |
CITIGROUP
GLOBAL MARKETS
390
GREENWICH STREET, 3RD
FLOOR
NEW YORK, NY 10013 |
967,916 |
9.38% |
PIMCO
15+ Year U.S. TIPS
Index
Exchange-Traded
Fund |
TD
AMERITRADE INC PO BOX
2226
OMAHA NE 68103-2226 |
756,487 |
7.33% |
PORTFOLIO
NAME |
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
15+ Year U.S. TIPS
Index
Exchange-Traded
Fund |
FIRST
CLEARING LLC 2801
MARKET
ST SAINT LOUIS, MO
63103-2523 |
715,846 |
6.94% |
PIMCO
25+ Year Zero
Coupon
U.S. Treasury
Index
Exchange-Traded
Fund |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST SAN
FRANCISCO
CA 94104-4151 |
1,062,704 |
17.09% |
PIMCO
25+ Year Zero
Coupon
U.S. Treasury
Index
Exchange-Traded
Fund |
TD
AMERITRADE INC PO BOX
2226
OMAHA NE 68103-2226 |
672,972 |
10.82% |
PIMCO
25+ Year Zero
Coupon
U.S. Treasury
Index
Exchange-Traded
Fund |
NATIONAL
FINANCIAL
SERVICES
LLC 200 LIBERTY ST,
ONE
WORLD FINANCIAL
CENTER
NEW YORK NY
10281-1003 |
641,149 |
10.31% |
PIMCO
25+ Year Zero
Coupon
U.S. Treasury
Index
Exchange-Traded
Fund |
MERRILL
LYNCH
PROFESSIONAL
CLEARING
CORP.
222 BROADWAY NEW
YORK,
NY 10038 |
413,179 |
6.64% |
PIMCO
25+ Year Zero
Coupon
U.S. Treasury
Index
Exchange-Traded
Fund |
PERSHING
LLC 1 PERSHING
PLZ
JERSEY CITY, NJ 07399-000 |
378,814 |
6.09% |
PIMCO
25+ Year Zero
Coupon
U.S. Treasury
Index
Exchange-Traded
Fund |
CITIGROUP
GLOBAL MARKETS
390
GREENWICH STREET, 3RD
FLOOR
NEW YORK, NY 10013 |
341,879 |
5.50% |
PIMCO
Active Bond
Exchange-Traded
Fund |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST SAN
FRANCISCO
CA 94104-4151 |
9,315,032 |
27.98% |
PIMCO
Active Bond
Exchange-Traded
Fund |
TD
AMERITRADE INC PO BOX
2226
OMAHA NE 68103-2226 |
5,174,807 |
15.54% |
PIMCO
Active Bond
Exchange-Traded
Fund |
NATIONAL
FINANCIAL
SERVICES
LLC 200 LIBERTY ST,
ONE
WORLD FINANCIAL
CENTER
NEW YORK NY
10281-1003 |
3,712,662 |
11.15% |
PIMCO
Active Bond
Exchange-Traded
Fund |
MORGAN
STANLEY SMITH
BARNEY
HARBORSIDE
FINANCIAL
CENTER,PLAZA 2
JERSEY
CITY, NJ 07311 |
1,978,486 |
5.94% |
PIMCO
Active Bond
Exchange-Traded
Fund |
PERSHING
LLC 1 PERSHING
PLZ
JERSEY CITY, NJ 07399-000 |
1,819,412 |
5.47% |
PIMCO
Active Bond
Exchange-Traded
Fund |
LPL
FINANCIAL 9785 TOWNE
CENTRE
DRIVE SAN DIEGO CA
92121-1968 |
1,797,441 |
5.40% |
PORTFOLIO
NAME |
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
Broad U.S. TIPS Index
Exchange-Traded
Fund |
NATIONAL
FINANCIAL
SERVICES
LLC 200 LIBERTY ST,
ONE
WORLD FINANCIAL
CENTER
NEW YORK NY
10281-1003 |
393,650 |
11.82% |
PIMCO
Broad U.S. TIPS Index
Exchange-Traded
Fund |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST SAN
FRANCISCO
CA 94104-4151 |
375,502 |
11.28% |
PIMCO
Broad U.S. TIPS Index
Exchange-Traded
Fund |
MERRILL
LYNCH
PROFESSIONAL
CLEARING
CORP.
222 BROADWAY NEW
YORK,
NY 10038 |
367,070 |
11.02% |
PIMCO
Broad U.S. TIPS Index
Exchange-Traded
Fund |
RAYMOND
JAMES &
ASSOCIATES,
INC. 880
CARILLON
PARKWAY ST.
PETERSBURG,
FL 33733-2749 |
323,313 |
9.71% |
PIMCO
Broad U.S. TIPS Index
Exchange-Traded
Fund |
PERSHING
LLC 1 PERSHING
PLZ
JERSEY CITY, NJ 07399-000 |
226,776 |
6.81% |
PIMCO
Broad U.S. TIPS Index
Exchange-Traded
Fund |
TD
AMERITRADE INC PO BOX
2226
OMAHA NE 68103-2226 |
193,660 |
5.82% |
PIMCO
Broad U.S. TIPS Index
Exchange-Traded
Fund |
FIRST
CLEARING LLC 2801
MARKET
ST SAINT LOUIS, MO
63103-2523 |
186,231 |
5.59% |
PIMCO
Broad U.S. TIPS Index
Exchange-Traded
Fund |
MORGAN
STANLEY SMITH
BARNEY
HARBORSIDE
FINANCIAL
CENTER,PLAZA 2
JERSEY
CITY, NJ 07311 |
181,147 |
5.44% |
PIMCO
Enhanced Low
Duration
Active
Exchange-Traded
Fund |
NATIONAL
FINANCIAL
SERVICES
LLC 200 LIBERTY ST,
ONE
WORLD FINANCIAL
CENTER
NEW YORK NY
10281-1003 |
3,799,408 |
24.45% |
PIMCO
Enhanced Low
Duration
Active
Exchange-Traded
Fund |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST SAN
FRANCISCO
CA 94104-4151 |
3,557,281 |
22.89% |
PIMCO
Enhanced Low
Duration
Active
Exchange-Traded
Fund |
TD
AMERITRADE INC PO BOX
2226
OMAHA NE 68103-2226 |
2,808,992 |
18.08% |
PIMCO
Enhanced Low
Duration
Active
Exchange-Traded
Fund |
MERRILL
LYNCH
PROFESSIONAL
CLEARING
CORP.
222 BROADWAY NEW
YORK,
NY 10038 |
1,016,965 |
6.54% |
PIMCO
Enhanced Low
Duration
Active
Exchange-Traded
Fund |
MORGAN
STANLEY SMITH
BARNEY
HARBORSIDE
FINANCIAL
CENTER,PLAZA 2
JERSEY
CITY, NJ 07311 |
970,241 |
6.24% |
PIMCO
Enhanced Low
Duration
Active
Exchange-Traded
Fund |
PERSHING
LLC 1 PERSHING
PLZ
JERSEY CITY, NJ 07399-000 |
785,549 |
5.06% |
PORTFOLIO
NAME |
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
Enhanced Short
Maturity
Active ESG
Exchange-Traded
Fund |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST SAN
FRANCISCO
CA 94104-4151 |
484,093 |
25.61% |
PIMCO
Enhanced Short
Maturity
Active ESG
Exchange-Traded
Fund |
TD
AMERITRADE INC PO BOX
2226
OMAHA NE 68103-2226 |
461,405 |
24.41% |
PIMCO
Enhanced Short
Maturity
Active ESG
Exchange-Traded
Fund |
BANK
OF NEW YORK MELLON
ONE
WALL STREET NEW
YORK,
NEW YORK 10286 |
252,960 |
13.38% |
PIMCO
Enhanced Short
Maturity
Active ESG
Exchange-Traded
Fund |
NATIONAL
FINANCIAL
SERVICES
LLC 200 LIBERTY ST,
ONE
WORLD FINANCIAL
CENTER
NEW YORK NY
10281-1003 |
164,754 |
8.72% |
PIMCO
Enhanced Short
Maturity
Active ESG
Exchange-Traded
Fund |
MORGAN
STANLEY SMITH
BARNEY
HARBORSIDE
FINANCIAL
CENTER,PLAZA 2
JERSEY
CITY, NJ 07311 |
137,322 |
7.27% |
PIMCO
Enhanced Short
Maturity
Active ESG
Exchange-Traded
Fund |
PERSHING
LLC 1 PERSHING
PLZ
JERSEY CITY, NJ 07399-000 |
97,608 |
5.16% |
PIMCO
Enhanced Short
Maturity
Active
Exchange-Traded
Fund |
MORGAN
STANLEY SMITH
BARNEY
HARBORSIDE
FINANCIAL
CENTER,PLAZA 2
JERSEY
CITY, NJ 07311 |
21,506,687 |
19.65% |
PIMCO
Enhanced Short
Maturity
Active
Exchange-Traded
Fund |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST SAN
FRANCISCO
CA 94104-4151 |
19,476,126 |
17.80% |
PIMCO
Enhanced Short
Maturity
Active
Exchange-Traded
Fund |
NATIONAL
FINANCIAL
SERVICES
LLC 200 LIBERTY ST,
ONE
WORLD FINANCIAL
CENTER
NEW YORK NY
10281-1003 |
15,676,024 |
14.32% |
PIMCO
Enhanced Short
Maturity
Active
Exchange-Traded
Fund |
TD
AMERITRADE INC PO BOX
2226
OMAHA NE 68103-2226 |
12,306,006 |
11.24% |
PIMCO
Intermediate
Municipal
Bond Active
Exchange-Traded
Fund |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST SAN
FRANCISCO
CA 94104-4151 |
3,507,770 |
20.62% |
PIMCO
Intermediate
Municipal
Bond Active
Exchange-Traded
Fund |
TD
AMERITRADE INC PO BOX
2226
OMAHA NE 68103-2226 |
2,922,244 |
17.18% |
PIMCO
Intermediate
Municipal
Bond Active
Exchange-Traded
Fund |
NATIONAL
FINANCIAL
SERVICES
LLC 200 LIBERTY ST,
ONE
WORLD FINANCIAL
CENTER
NEW YORK NY
10281-1003 |
2,815,365 |
16.55% |
PIMCO
Intermediate
Municipal
Bond Active
Exchange-Traded
Fund |
LPL
FINANCIAL 9785 TOWNE
CENTRE
DRIVE SAN DIEGO CA
92121-1968 |
1,564,465 |
9.20% |
PORTFOLIO
NAME |
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
Intermediate
Municipal
Bond Active
Exchange-Traded
Fund |
MERRILL
LYNCH
PROFESSIONAL
CLEARING
CORP.
222 BROADWAY NEW
YORK,
NY 10038 |
1,044,375 |
6.14% |
PIMCO
Investment Grade
Corporate
Bond Index
Exchange-Traded
Fund |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST SAN
FRANCISCO
CA 94104-4151 |
2,163,453 |
27.63% |
PIMCO
Investment Grade
Corporate
Bond Index
Exchange-Traded
Fund |
MERRILL
LYNCH
PROFESSIONAL
CLEARING
CORP.
222 BROADWAY NEW
YORK,
NY 10038 |
1,914,082 |
24.45% |
PIMCO
Investment Grade
Corporate
Bond Index
Exchange-Traded
Fund |
CITIGROUP
GLOBAL MARKETS
390
GREENWICH STREET, 3RD
FLOOR
NEW YORK, NY 10013 |
838,770 |
10.71% |
PIMCO
Investment Grade
Corporate
Bond Index
Exchange-Traded
Fund |
TD
AMERITRADE INC PO BOX
2226
OMAHA NE 68103-2226 |
422,408 |
5.39% |
PIMCO
Municipal Income
Opportunities
Active
Exchange-Traded
Fund |
TD
AMERITRADE INC PO BOX
2226
OMAHA NE 68103-2226 |
570,647 |
52.84% |
PIMCO
Municipal Income
Opportunities
Active
Exchange-Traded
Fund |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST SAN
FRANCISCO
CA 94104-4151 |
196,611 |
18.20% |
PIMCO
Municipal Income
Opportunities
Active
Exchange-Traded
Fund |
NATIONAL
FINANCIAL
SERVICES
LLC 200 LIBERTY ST,
ONE
WORLD FINANCIAL
CENTER
NEW YORK NY
10281-1003 |
108,290 |
10.03% |
PIMCO
Short Term
Municipal
Bond Active
Exchange-Traded
Fund |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST SAN
FRANCISCO
CA 94104-4151 |
2,673,809 |
23.50% |
PIMCO
Short Term
Municipal
Bond Active
Exchange-Traded
Fund |
MERRILL
LYNCH
PROFESSIONAL
CLEARING
CORP.
222 BROADWAY NEW
YORK,
NY 10038 |
2,393,852 |
21.04% |
PIMCO
Short Term
Municipal
Bond Active
Exchange-Traded
Fund |
TD
AMERITRADE INC PO BOX
2226
OMAHA NE 68103-2226 |
1,929,734 |
16.96% |
PIMCO
Short Term
Municipal
Bond Active
Exchange-Traded
Fund |
NATIONAL
FINANCIAL
SERVICES
LLC 200 LIBERTY ST,
ONE
WORLD FINANCIAL
CENTER
NEW YORK NY
10281-1003 |
1,376,462 |
12.10% |
PIMCO
Short Term
Municipal
Bond Active
Exchange-Traded
Fund |
MORGAN
STANLEY SMITH
BARNEY
HARBORSIDE
FINANCIAL
CENTER,PLAZA 2
JERSEY
CITY, NJ 07311 |
800,167 |
7.03% |
Fund |
Gross
Income
from
Securities
Lending
Activities |
Fees
Paid to
Securities
Lending
Agent
from
a Revenue
Split |
Rebates
Paid to
Borrowers |
Aggregate
Fees/
Compensation
for
Securities
Lending
Activities |
Net
Income from
Securities
Lending
Activities |
PIMCO
0-5 Year High Yield
Corporate
Bond Index
Exchange-Traded
Fund |
$273,608.19
|
$26,637.86
|
$7,229.55
|
$33,867.41
|
$239,740.78
|
PIMCO
Enhanced Short Maturity
Active
Exchange-Traded Fund |
$8,100.90
|
$730.06
|
$800.26
|
$1,530.33
|
$6,570.57
|
PIMCO
Investment Grade
Corporate
Bond Index
Exchange-Traded
Fund |
$1,856.12
|
$185.61
|
$0.00
|
$185.61
|
$1,670.50 |