Fund |
Class
A
Ticker |
Class
C
Ticker |
Class
I
Ticker |
Class
I2
Ticker |
Class
R
Ticker |
Class
R3
Ticker |
Class
R6
Ticker |
Transamerica
Asset Allocation – Conservative
Portfolio |
ICLAX |
ICLLX |
TACIX |
- |
ICVRX |
TAAJX |
- |
Transamerica
Asset Allocation – Growth Portfolio |
IAAAX |
IAALX |
TAGIX |
- |
IGWRX |
TAAKX |
- |
Transamerica
Asset Allocation – Moderate Growth
Portfolio |
IMLAX |
IMLLX |
TMGIX |
- |
IMGRX |
TAALX |
- |
Transamerica
Asset Allocation – Moderate Portfolio |
IMOAX |
IMOLX |
TMMIX |
- |
IMDRX |
TAAMX |
- |
Transamerica
Bond |
IDITX |
IFLLX |
TFXIX |
None |
- |
- |
TAFLX |
Transamerica
Capital Growth |
IALAX |
ILLLX |
TFOIX |
None |
- |
- |
TCPWX |
Transamerica
Core Bond |
TABDX |
TABEX |
TABGX |
None |
- |
- |
TAGMX |
Transamerica
Emerging Markets Debt |
EMTAX |
EMTCX |
EMTIX |
IAADX |
- |
- |
TAEDX |
Transamerica
Emerging Markets Opportunities |
TEOAX* |
TEOCX* |
TEOIX |
TEOJX |
- |
TEOQX |
TEOOX |
Transamerica
Energy Infrastructure |
TMLAX |
TMCLX |
TMLPX |
None |
- |
- |
- |
Transamerica
Floating Rate |
TFLAX |
TFLCX |
TFLIX |
None |
- |
|
- |
Transamerica
Government Money Market |
IATXX |
IMLXX |
TAMXX |
None |
- |
|
- |
Transamerica
High Yield Bond |
IHIYX |
INCLX |
TDHIX |
None |
- |
|
TAHBX |
Transamerica
High Yield ESG |
TACBX* |
TAFQX* |
TAJEX |
TAKJX |
- |
TAOMX |
TAVSX |
Transamerica
High Yield Muni |
THAYX |
THCYX |
THYIX |
THYTX |
- |
- |
- |
Transamerica
Inflation Opportunities |
TIOAX |
TIOCX |
ITIOX |
None |
- |
- |
RTIOX |
Transamerica
Intermediate Muni |
TAMUX |
TCMUX |
TIMUX |
TIMTX |
- |
- |
- |
Transamerica
International Equity |
TRWAX |
TRWCX |
TSWIX |
TRWIX |
- |
- |
TAINX |
Transamerica
International Focus |
TGRHX |
TGRJX* |
TGRGX |
None |
- |
- |
TGRFX |
Transamerica
International Small Cap Value |
- |
- |
TISVX |
None |
- |
- |
- |
Transamerica
International Stock |
TIHAX |
- |
TIHBX |
TIHIX |
- |
- |
TIHJX |
Transamerica
International Sustainable Equity |
TISDX |
- |
TISJX* |
TISKX* |
- |
- |
TISLX |
Transamerica
Large Cap Value |
TWQAX |
TWQCX |
TWQIX |
TWQZX |
- |
- |
TALCX |
Transamerica
Large Core ESG |
TLACX |
- |
- |
- |
- |
- |
TLASX |
Transamerica
Large Growth |
- |
- |
- |
- |
- |
- |
TAGDX |
Transamerica
Long Credit |
TLCDX |
TLCFX* |
TLCJX |
None |
- |
- |
TLCKX* |
Transamerica
Mid Cap Growth |
MCGAX |
MGTCX |
IMCGX |
None |
- |
- |
TAGFX |
Transamerica
Mid Cap Value Opportunities |
MCVAX |
MCVCX |
MVTIX |
IAAEX |
- |
- |
MVTRX |
Transamerica
Multi-Asset Income |
TASHX |
TCSHX |
TSHIX |
None |
- |
- |
- |
Transamerica
Multi-Managed Balanced |
IBALX |
IBLLX |
TBLIX |
None* |
- |
- |
TAMMX |
Transamerica
Short-Term Bond |
ITAAX |
ITACX |
TSTIX |
TSIWX |
- |
- |
TASTX |
Transamerica
Small Cap Growth |
ASGTX |
CSGTX |
ISCGX |
TSPIX |
- |
- |
RTSGX |
Transamerica
Small Cap Value |
TSLAX |
TSLCX |
TSLIX |
None |
- |
- |
TSLRX |
Transamerica
Small/Mid Cap Value |
IIVAX |
IIVLX |
TSVIX |
TSMVX |
- |
- |
TASMX |
Transamerica
Sustainable Bond |
TARUX* |
TAILX* |
TAPKX |
TAQOX |
- |
TAXSX |
TAAPX |
Transamerica
Sustainable Equity Income |
TDFAX |
TDFCX |
TDFIX |
TRDIX |
- |
- |
TADFX |
Transamerica
Sustainable Growth Equity |
TSGDX |
- |
TSGJX* |
TSGKX* |
- |
- |
TSGMX |
Transamerica
UltraShort Bond |
TUSBX |
TUSDX* |
TUSFX |
- |
- |
- |
TUSHX* |
Transamerica
Unconstrained Bond |
TUNAX |
TUNBX* |
TUNIX |
None |
- |
- |
- |
Transamerica
US Growth1
|
TADAX |
TADCX |
TDEIX |
None |
- |
- |
TAGHX |
Fund
Name |
Fund
Name History |
Transamerica
Asset Allocation – Conservative Portfolio |
N/A |
Transamerica
Asset Allocation – Growth Portfolio |
N/A |
Transamerica
Asset Allocation – Moderate Growth Portfolio |
N/A |
Transamerica
Asset Allocation – Moderate Portfolio |
N/A |
Transamerica
Bond |
Transamerica
Flexible Income was renamed Transamerica Bond on July 2,
2018. |
Transamerica
Capital Growth |
N/A |
Transamerica
Core Bond |
Transamerica
Intermediate Bond was renamed Transamerica Core Bond on
November
1, 2022. |
Transamerica
Emerging Markets Debt |
N/A |
Transamerica
Emerging Markets Opportunities |
N/A |
Transamerica
Energy Infrastructure |
Transamerica
MLP & Energy Income was renamed Transamerica Energy
Infrastructure
on June 1, 2021. |
Transamerica
Floating Rate |
N/A |
Transamerica
Government Money Market |
N/A |
Transamerica
High Yield Bond |
N/A |
Transamerica
High Yield ESG |
N/A |
Transamerica
High Yield Muni |
N/A |
Transamerica
Inflation Opportunities |
N/A |
Transamerica
Intermediate Muni |
N/A |
Transamerica
International Equity |
N/A |
Transamerica
International Focus |
Transamerica
International Growth was renamed Transamerica International Focus
on
November 1, 2021. |
Transamerica
International Small Cap Value |
N/A |
Transamerica
International Stock |
N/A |
Transamerica
International Sustainable Equity* |
N/A |
Transamerica
Large Cap Value |
N/A |
Transamerica
Large Core ESG |
Transamerica
Large Core was renamed Transamerica Large Core ESG on March 1,
2023. |
Transamerica
Large Growth |
N/A |
Transamerica
Long Credit* |
N/A |
Transamerica
Mid Cap Growth |
N/A |
Transamerica
Mid Cap Value Opportunities |
N/A |
Transamerica
Multi-Asset Income |
Transamerica
Strategic High Income was renamed Transamerica Multi-Asset
Income
on May 1, 2019. |
Transamerica
Multi-Managed Balanced |
N/A |
Transamerica
Short-Term Bond |
N/A |
Transamerica
Small Cap Growth |
N/A |
Transamerica
Small Cap Value |
N/A |
Transamerica
Small/Mid Cap Value |
N/A |
Transamerica
Sustainable Bond |
N/A |
Transamerica
Sustainable Equity Income |
Transamerica
Dividend Focused was renamed Transamerica Sustainable Equity
Income
on December 1, 2020. |
Transamerica
Sustainable Growth Equity* |
N/A |
Transamerica
UltraShort Bond* |
N/A |
Transamerica
Unconstrained Bond |
N/A |
Transamerica
US Growth |
N/A |
Recipient |
Purpose |
Frequency |
Bloomberg
LP |
Statistical
ranking, rating, and/or performance
attribution
analysis and pricing |
Daily |
Broadridge |
Print
vendor for shareholder documents, proxy
solicitor/tabulator,
15(c) analysis |
Daily |
CAPIS |
Trade
execution analysis |
Daily |
eVestment
Alliance, LLC |
Institutional
sales and RFP opportunities |
Quarterly |
FactSet |
Performance
attribution analysis |
Daily |
FXTransparency |
Trade
execution analysis |
Quarterly |
Glass
Lewis & Co. |
Proxy
voting services |
Quarterly |
WTax |
Foreign
tax reclaim services |
As
necessary |
ICE
Data Services |
Pricing |
Daily |
Investment
Company
Institute |
Holdings
Information on Form N-PORT |
Quarterly |
JPMorgan
Pricing Direct |
Pricing |
As
necessary |
KPMG
Taiwan |
Provide
tax services for market in Taiwan |
As
necessary |
Lipper,
Inc. |
Statistical
ranking and rating |
Monthly |
Markit
North America |
Pricing |
Daily |
Morningstar
LLC |
Statistical
ranking, rating, and/or performance
attribution
analysis |
Daily |
PricewaterhouseCoopers
Private
Limited |
Provide
tax services for market in India |
As
necessary |
Refinitiv
US LLC |
Pricing |
Daily |
R.R.
Donnelly |
Financial
reporting |
Monthly |
ComplySci |
Code
of Ethics monitoring |
Daily |
truView |
Risk
and liquidity management analytics |
Daily |
Name
and Age |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Funds
in
Complex
Overseen
by
Board
Member |
Other
Directorships
Held
By
Board Member
During
Past Five
Years |
INTERESTED
BOARD MEMBERS | |||||
Marijn
P. Smit
(50) |
Chairman
of
the
Board, |
Since
2014 |
Chairman
of the Board, President and Chief
Executive
Officer, TF and TST (2014 – |
109 |
Director,
Massachusetts
Fidelity
Trust Company |
Name
and Age |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Funds
in
Complex
Overseen
by
Board
Member |
Other
Directorships
Held
By
Board Member
During
Past Five
Years |
INTERESTED
BOARD MEMBERS—continued | |||||
Marijn
P. Smit
(continued) |
President
and
Chief
Executive
Officer |
|
present);
President
and Chief Executive Officer,
Transamerica
Asset Allocation Variable
Funds
(“TAAVF”) (2014 – 2023);
Chairman
of the Board, Transamerica ETF
Trust
(“TET”) (2017 – 2022), President and
Chief
Executive Officer, TET (2017 –
present);
Chairman
of the Board, President and Chief
Executive
Officer, Transamerica Partners
Portfolio
(“TPP”), Transamerica Partners
Funds
Group (“TPFG”) and Transamerica
Partners
Funds Group II (“TPFG II”) (2014
–
2018);
Director,
Chairman of the Board, President
and
Chief Executive Officer, Transamerica
Asset
Management, Inc. (“TAM”) (2014 -
present)
and TransamericaFund Services,
Inc.
(“TFS”) (2014 – 2023); Director,
Chairman
of the Board and Executive Vice
President,
TFS (2023 – present);
Senior
Vice President, Transamerica
Retirement
Solutions LLC (2012 - 2020);
Trust
Officer, Massachusetts Fidelity Trust
Company
(2014 - 2021);
President,
Investment Solutions,
Transamerica
Investments & Retirement
(2014
– 2016);
Vice
President, Transamerica Life Insurance
Company
(2010 – 2016);
Vice
President, Transamerica Premier Life
Insurance
Company (2010 – 2016);
Senior
Vice President, Transamerica
Financial
Life Insurance Company (2013 –
2016);
Senior
Vice President, Transamerica
Retirement
Advisors, Inc. (2013 – 2016);
President
and Director, Transamerica Stable
Value
Solutions, Inc. (2010 – 2016). |
|
(2014
- 2021);
Director,
Aegon Global
Funds
(2016 - 2022) |
Kent
Callahan
(63) |
Board
Member |
Since
2023 |
Board
Member, TF and TST (September
2023
- present);
Founder
and Chief Executive Officer,
Shamrock
Solutions, LLC (May 2023 -
present);
Vice
Chairman, Transamerica Workplace
Solutions
(June 2022 - December 2022);
President
and Chief Executive Officer,
Transamerica
Workplace Solutions (2020 –
2022);
and Senior Managing Director,
Transamerica
Workplace Solutions (2019 –
2020);
President
and Chief Executive Officer,
Transamerica
Latin America Operations
(2016
– 2019). |
109 |
N/A |
INDEPENDENT
BOARD MEMBERS | |||||
Sandra
N. Bane
(71) |
Board
Member |
Since
2008 |
Retired
(1999 – present);
Board
Member, TF and TST (2008 –
present);
Board
Member, TAAVF (2008 – 2023);
Board
Member, TPP, TPFG and TPFG II
(2008
– 2018);
Partner,
KPMG (1975 – 1999). |
109 |
Big
5 Sporting Goods
(2002
– 2021);
Southern
Company Gas
(energy
services holding
company)
(2008 –
present)
|
Name
and Age |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Funds
in
Complex
Overseen
by
Board
Member |
Other
Directorships
Held
By
Board Member
During
Past Five
Years |
INDEPENDENT
BOARD MEMBERS—continued | |||||
Leo
J. Hill
(67) |
Lead
Independent
Board
Member |
Since
2002 |
Principal,
Advisor Network Solutions, LLC
(business
consulting) (2006 – present);
Board
Member, TST (2001 – present);
Board
Member, TF (2002 – present);
Board
Member, TAAVF (2007 – 2023);
Board
Member, TPP, TPFG and TPFG II
(2007
– 2018);
Market
President, Nations Bank of Sun
Coast
Florida (1998 – 1999);
Chairman,
President and Chief Executive
Officer,
Barnett Banks of Treasure Coast
Florida
(1994 – 1998);
Executive
Vice President and Senior Credit
Officer,
Barnett Banks of Jacksonville,
Florida
(1991 – 1994);
Senior
Vice President and Senior Loan
Administration
Officer, Wachovia Bank of
Georgia
(1976 – 1991). |
109 |
Ameris
Bancorp (2013 –
present);
Ameris
Bank (2013 –
present) |
Kathleen
T. Ives
(58) |
Board
Member |
Since
2021 |
Board
Member, TF and TST (2021 –
present);
Board
Member, TAAVF (2021 – 2023);
Retired
(2019 – present);
Senior
Vice President & Director of Internal
Audit
(2011-2019), Senior Vice President &
Deputy
General Counsel (2008 – 2011), OFI
Global
Asset Management, Inc. |
109 |
Junior
Achievement
Rocky
Mountain
(non-profit
organization)
(2013
– present);
Institute
of Internal
Auditors,
Denver
Chapter
(audit
organization)
(2017 –
2021). |
Lauriann
C. Kloppenburg
(63) |
Board
Member |
Since
2021 |
Board
Member, TF and TST (2021 –
present);
Board
Member, TAAVF (2021 – 2023);
Investment
Committee Member, 1911
Office,
LLC (family office) (2017 –
Present);
Executive
in Residence and Student Fund
Advisory
Board Member, Champlain
College
(2016 – present);
Executive
in Residence, Bentley University
(2015
– 2017);
Chief
Strategy Officer (2012 – 2013), Chief
Investment
Officer – Equity Group (2004 –
2012),
Loomis Sayles & Company, L.P. |
109 |
Trustees
of Donations to
the
Protestant Episcopal
Church
(non-profit
organization)
(2010 –
2022);
Forte
Foundation
(non-profit
organization)
(2016
– present);
Director,
Adams Funds
(investment
companies)
(2017
– present). |
Fredric
A. Nelson III
(67) |
Board
Member |
Since
2017 |
Board
Member, TF and TST (2017 –
present);
Board
Member, TAAVF (2017 – 2023);
Board
Member, TPP, TPFG and TPFG II
(2017
– 2018);
Chief
Investment Officer (“CIO”),
Commonfund
(2011 – 2015);
Vice
Chairman, CIO, ING Investment
Management
Americas (2003 – 2009);
Managing
Director, Head of U.S. Equity, JP
Morgan
Investment Management (1994 –
2003);
Managing
Director, Head of Global
Quantitative
Investments Group, Bankers
Trust
Global Investment Management (1981
–
1994). |
109 |
Annapolis
Sailing
School
(2014 – present);
Everest
Healthcare
Properties
(2015 –
2019);
Global Index
Group
(“GIG”) 2016 –
2023);
Hedgeserv
Investment
Services
(2019) |
John
E. Pelletier
(59) |
Board
Member |
Since
2017 |
Board
Member, TF and TST (2017 –
present);
Board
Member, TAAVF (2017 – 2023);
Board
Member, TPP, TPFG and TPFG II |
109 |
Independent
Director,
The
Sentinel Funds and
Sentinel
Variable
Products
Trust (2013 –
2017).
|
Name
and Age |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Funds
in
Complex
Overseen
by
Board
Member |
Other
Directorships
Held
By
Board Member
During
Past Five
Years |
INDEPENDENT
BOARD MEMBERS—continued | |||||
John
E. Pelletier
(continued) |
|
|
(2017
– 2018);
Director,
Center for Financial Literacy,
Champlain
College (2010 – present);
Co-Chair,
Vermont Financial Literacy
Commission
with Vermont State Treasurer
(2015
– 2018);
Chairman,
Vermont Universal Children’s
Higher
Education Savings Account Program
Advisory
Committee (2015 – 2021);
Founder
and Principal, Sterling Valley
Consulting
LLC (a financial services
consulting
firm) (2009 – 2017);
Chief
Legal Officer, Eaton Vance Corp.
(2007
– 2008);
Executive
Vice President and Chief
Operating
Officer (2004 - 2007), General
Counsel
(1997 – 2004), Natixis Global
Associates. |
|
|
Patricia
L. Sawyer
(73) |
Board
Member |
Since
2007 |
Retired
(2007 – present);
President/Founder,
Smith & Sawyer LLC
(management
consulting) (1989 – 2007);
Board
Member, TF and TST (2007 –
present);
Board
Member, TAAVF (1993 – 2023);
Board
Member, TPP, TPFG and TPFG II
(1993
– 2018);
Trustee,
Chair of Finance Committee and
Chair
of Nominating Committee (1987 –
1996),
Bryant University. |
109 |
Honorary
Trustee,
Bryant
University (1996
–
present) |
John
W. Waechter
(72) |
Board
Member |
Since
2005 |
Partner,
Englander Fischer (2016 – present)
(law
firm);
Attorney,
Englander Fischer (2008 – 2015);
Retired
(2004 – 2008);
Board
Member, TST (2004 – present);
Board
Member, TF (2005 – present);
Board
Member, TAAVF (2007 – 2023);
Board
Member, TPP, TPFG and TPFG II
(2007
– 2018);
Employee,
RBC Dain Rauscher (securities
dealer)
(2004); Executive Vice President,
Chief
Financial Officer and Chief
Compliance
Officer, William R. Hough &
Co.
(securities dealer) (1979 – 2004);
Treasurer,
The Hough Group of Funds (1993
–
2004) (fund accounting). |
109 |
Board
Member,
Operation
PAR, Inc.
(non-profit
organization)
(2008
– present);
Board
Member, Boley
PAR,
Inc. (non-profit
organization)
(2016 -
present)
Board
Member,
Remember
Honor
Support,
Inc. (non-profit
organization)
(2013
- 2020);
Board
Member, WRH
Income
Properties, Inc.
and
WRH Properties,
Inc.
and affiliates (real
estate)
(2014 - present) |
Name
and Age |
Position |
Term
of Office
and
Length of
Time
Served* |
Principal
Occupation(s) or Employment
During
Past Five Years |
Marijn
P. Smit
(50) |
Chairman
of the Board, President
and
Chief Executive Officer |
Since
2014 |
See
Interested Board Members Table Above. |
Timothy
Bresnahan |
Assistant
Secretary |
Since
2020 |
Assistant
Secretary, TF and TST (2020 – present);
|
Name
and Age |
Position |
Term
of Office
and
Length of
Time
Served* |
Principal
Occupation(s) or Employment
During
Past Five Years |
Timothy
Bresnahan
(continued)(55) |
|
|
Assistant
Secretary, TAAVF (2020 – 2023);
Chief
Legal Officer, Secretary (2021 - present), Assistant Secretary
(2019
– 2021), Secretary (2019), TET;
Senior
Counsel, TAM (2008 – present). |
Joshua
Durham
(50) |
Vice
President and Chief
Operating
Officer |
Since
2022 |
Vice
President and Chief Operating Officer, TF and TST (2022 –
present);
Vice
President and Chief Operating Officer, TAAVF (2022 –
2023);
Director,
Senior Vice President, and Chief Operating Officer, TAM
(2022
- present) and TFS (2022 – 2023); Director, President and
Chief
Executive Officer, TFS (2023 – present);
Vice
President, Transamerica Casualty Insurance Company (2016
–
2022);
Vice
President (2004 – 2007 and 2012 – 2022), Responsible
Officer
(2017 – 2022), Transamerica Financial Life Insurance
Company;
Vice
President (2004 – 2007 and 2010 – 2022), Responsible
Officer
(2016 – 2022) Transamerica Life Insurance Company;
Chief
Administrative Officer (2014 – 2016) and Senior Vice
President
(2009 – 2020), Transamerica Stable Value Solutions Inc.;
Vice
President, Transamerica Premier Life Insurance Company
(2010
– 2020);
Vice
President, Transamerica Advisors Life Insurance Company
(2016
– 2019); Vice President, TAG Resources, LLC (2022); Vice
President,
Transamerica Retirement Solutions, LLC (2017 –
2022). |
Dennis
P. Gallagher
(53) |
Chief
Legal Officer and
Secretary |
Since
2021;
2006
– 2014 |
Chief
Legal Officer and Secretary, TF and TST (2021 – present
and
2006 - 2014);
Chief
Legal Officer and Secretary, TAAVF (2021 – 2023 and 2006
-
2014);
Chief
Legal Officer and Assistant Secretary, TAM (2022 –
present);
Associate
General Counsel/Lead Attorney, TAM, Mutual Funds
and
Latin American Operations (2017 – 2021);
Associate
General Counsel/Chief Legal Officer, Latin American
Operations
and International Funds (2014 – 2017);
Director,
Senior Vice President, General Counsel, Operations and
Secretary,
TAM (2006 – 2014);
Director,
Senior Vice President, General Counsel, Chief
Administrative
Officer and Secretary, TFS (2006 – 2014);
Chairman
of the Board, Aegon Global Funds (2013 – 2022);
Board
Member, Mongeral Aegon Seguros e Previdencia SA (2017
–
2022);
Assistant
Secretary, TF, TST, TET and TAAVF (2019);
Vice
President, General Counsel and Secretary, TPP, TPFG and
TPFG
II (2007 – 2014);
Assistant
Vice President, TCI (2007 – 2014). |
Molly
Possehl
(45) |
Anti-Money
Laundering Officer |
Since
2019 |
Anti-Money
Laundering Officer, TF, TST and TET (2019 –
present);
Anti-Money
Laundering Officer, TAAVF (2019 – 2023);
Assistant
General Counsel, Transamerica Life Insurance
Company/Aegon
USA (2013 – 2021);
Anti-Money
Laundering Compliance Officer and Fraud Officer,
Transamerica
Life Insurance Company/Aegon USA (2015 –
present);
Senior
Director, Compliance, Transamerica Life Insurance
Company
(2021 – present). |
Francine
J. Rosenberger
(56) |
Chief
Compliance Officer |
Since
2019 |
Chief
Compliance Officer, TF, TST and TET (2019 – present);
Chief
Compliance Officer, TAAVF (2019 – 2023);
Co-Derivatives
Risk Manager, TF and TST (2021 – present);
Co-Derivatives
Risk Manager, TAAVF (2021 – 2023);
Chief
Compliance Officer (2019 – present), TAM; (2022 –
present),
TFS;
General
Counsel, Corporate Secretary and Fund Chief Compliance
Officer,
Steben & Company, Inc. (2013 – 2019). |
Christopher
A. Staples, CFA |
Vice
President and Chief |
Since
2005 |
Vice
President and Chief Investment Officer, Advisory Services,
|
Name
and Age |
Position |
Term
of Office
and
Length of
Time
Served* |
Principal
Occupation(s) or Employment
During
Past Five Years |
Christopher
A. Staples, CFA
(continued)(53) |
Investment
Officer, Advisory
Services |
|
TF
and TST (2007 – present);
Vice
President and Chief Investment Officer, TET (2017 –
present);
Vice
President and Chief Investment Officer, Advisory Services,
TAAVF
(2007 – 2023);
Vice
President and Chief Investment Officer, Advisory Services,
TPP,
TPFG and TPFG II (2007 – 2018);
Director
(2005 – 2019), Senior Vice President (2006 – present),
Senior
Director, Investments (2016 – present), Chief Investment
Officer,
Advisory Services (2012 – 2016) and Lead Portfolio
Manager
(2007 – present), TAM;
Director,
TFS (2005 – 2019);
Trust
Officer, Massachusetts Fidelity Trust Company (2010 -
2022);
Registered
Representative (2007 – 2016), Transamerica Capital,
Inc.
(“TCI”);
Registered
Representative, TFA (2005 – present). |
Vincent
J. Toner
(53) |
Vice
President and Treasurer |
Since
2014 |
Vice
President and Treasurer, TF and TST (2014 – present),
Vice
President and Treasurer, TAAVF (2014 – 2023),
Vice
President and Treasurer (2017 – present), Vice President,
Principal
Financial Officer and Treasurer (2020 – present), TET;
Vice
President and Treasurer, TPP, TPFG and TPFG II (2014 –
2018);
Vice
President (2016 – present), Treasurer (2016 – 2019), Vice
President,
Administration and Treasurer (2014 – 2016), TAM;
Vice
President, Administration and Treasurer (2014 – 2019),
Senior
Vice President (2019 – present), TFS;
Vice
President (2016 – present), TCI;
Trust
Officer (2015 – present), Massachusetts Fidelity Trust
Company. |
Thomas
R. Wald, CFA
(63) |
Vice
President and Chief
Investment
Officer |
Since
2014 |
Chief
Investment Officer, TF and TST (2014 – present); TET (2017
–
present);
Chief
Investment Officer, TAAVF (2014 – 2023);
Chief
Investment Officer, TPP, TPFG and TPFG II (2014 – 2018);
Director
(2017 – 2020), Akaan Transamerica, S.A. de C.V.,
Sociedad
Operadora de Fondos de Inversión;
Chief
Investment Officer, Transamerica Investments & Retirement
(2014
– 2020);
Senior
Vice President and Chief Investment Officer, TAM (2014 –
present);
Director,
TFS (2019 - present);
Trust
Officer, Massachusetts Fidelity Trust Company (2015 -
2022). |
|
Interested
Trustees |
| ||||||||
Fund |
Marijn
P. Smit |
Kent
Callahan |
Sandra
N.
Bane |
Leo
J. Hill |
Kathleen
T.
Ives |
Lauriann
C.
Kloppenburg |
Fredric
A.
Nelson
III |
John
E.
Pelletier |
Patricia
L.
Sawyer |
John
W.
Waechter |
Transamerica
Asset Allocation –
Conservative
Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Asset Allocation –
Growth
Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Over
$100,000 |
Transamerica
Asset Allocation –
Moderate
Growth Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Over
$100,000 |
Transamerica
Asset Allocation –
Moderate
Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Bond |
None |
None |
None |
None |
None |
None |
None |
Over
$100,000 |
None |
$10,001 –
$50,000 |
Transamerica
Capital Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Core Bond |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Emerging Markets
Debt |
None |
None |
None |
None |
None |
None |
$50,001 –
$100,000 |
None |
None |
None |
Transamerica
Emerging Markets
Opportunities |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Energy
Infrastructure |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Floating Rate |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Government Money
Market |
None |
None |
$50,001 –
$100,000 |
None |
None |
None |
None |
None |
None |
None |
Transamerica
High Yield Bond |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
High Yield ESG |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
High Yield Muni |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Inflation
Opportunities |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Intermediate Muni |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
International Equity |
None |
None |
None |
None |
Over
$100,000 |
None |
None |
None |
None |
Over
$100,000 |
Transamerica
International Focus |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
International Small
Cap
Value |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
International Stock |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
International
Sustainable
Equity |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Large Cap Value |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Large Core ESG |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Large Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Long Credit |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None
|
|
Interested
Trustees |
| ||||||||
Fund |
Marijn
P. Smit |
Kent
Callahan |
Sandra
N.
Bane |
Leo
J. Hill |
Kathleen
T.
Ives |
Lauriann
C.
Kloppenburg |
Fredric
A.
Nelson
III |
John
E.
Pelletier |
Patricia
L.
Sawyer |
John
W.
Waechter |
Transamerica
Mid Cap Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Mid Cap Value
Opportunities |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Multi-Asset Income |
None |
None |
None |
Over
$100,000 |
None |
None |
None |
$10,001 –
$50,000 |
None |
None |
Transamerica
Multi-Managed
Balanced |
None |
None |
$10,001 –
$50,000 |
Over
$100,000 |
None |
None |
$50,001 –
$100,000 |
None |
Over
$100,000 |
None |
Transamerica
Short-Term Bond |
None |
None |
None |
None |
None |
Over
$100,000 |
None |
Over
$100,000 |
None |
None |
Transamerica
Small Cap Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Small Cap Value |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Small/Mid Cap
Value |
$1 -
$10,000 |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Sustainable Bond |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Sustainable Equity
Income |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Sustainable Growth
Equity |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
UltraShort Bond |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Unconstrained
Bond |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
US Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica
Fund Family | |
Trustee |
Aggregate
Dollar
Range
of Equity
Securities |
Interested
Trustees |
|
Marijn
P. Smit* |
Over
$100,000 |
Kent
Callahan* |
Over
$100,000 |
Independent
Trustees |
|
Sandra
N. Bane |
Over
$100,000 |
Leo
J. Hill |
Over
$100,000 |
Kathleen
T. Ives |
Over
$100,000 |
Lauriann
C. Kloppenburg |
Over
$100,000 |
Fredric
A. Nelson III |
Over
$100,000 |
John
E. Pelletier |
Over
$100,000 |
Patricia
L. Sawyer |
Over
$100,000 |
John
W. Waechter |
Over
$100,000 |
Name
of Person, Position |
Aggregate
Compensation
from
the
Trust |
Pension
or Retirement
Benefits
Accrued as
Part of
Funds
Expenses(a)
|
Estimated
Annual
Benefits
Upon
Retirement(a)
|
Total
Compensation
from the
Transamerica
Fund
Family
(including
the Trust)(b)
|
Sandra
N. Bane, Trustee |
$142,278 |
N/A |
N/A |
$369,400 |
Leo
J. Hill, Trustee |
$167,328 |
N/A |
N/A |
$434,400 |
Kathleen
T. Ives, Trustee |
$139,825 |
N/A |
N/A |
$363,000 |
Lauriann
C. Kloppenburg, Trustee |
$139,825 |
N/A |
N/A |
$363,000 |
Fredric
A. Nelson III, Trustee |
$139,825 |
N/A |
N/A |
$363,000 |
John
E. Pelletier, Trustee |
$139,825 |
N/A |
N/A |
$363,000 |
Patricia
L. Sawyer, Trustee |
$139,825 |
N/A |
N/A |
$363,000 |
John
W. Waechter, Trustee |
$150,315 |
N/A |
N/A |
$390,200 |
Fund
Name |
Percentage
of Average Daily Net Assets |
Transamerica
Asset Allocation – Conservative Portfolio |
0.104%
of the first $1 billion
0.0975%
over $1 billion up to $3 billion
0.0925%
over $3 billion up to $5 billion
0.085%
over $5 billion up to $7 billion
0.080%
over $7 billion up to $9 billion
0.0725%
in excess of $9 billion |
Transamerica
Asset Allocation – Growth Portfolio |
0.104%
of the first $1 billion
0.0975%
over $1 billion up to $3 billion
0.0925%
over $3 billion up to $5 billion
0.085%
over $5 billion up to $7 billion
0.080%
over $7 billion up to $9 billion
0.0725%
in excess of $9 billion |
Transamerica
Asset Allocation – Moderate Growth Portfolio |
0.104%
of the first $1 billion
0.0975%
over $1 billion up to $3 billion
0.0925%
over $3 billion up to $5 billion
0.085%
over $5 billion up to $7 billion
0.080%
over $7 billion up to $9 billion
0.0725%
in excess of $9 billion |
Transamerica
Asset Allocation – Moderate Portfolio |
0.104%
of the first $1 billion
0.0975%
over $1 billion up to $3 billion
0.0925%
over $3 billion up to $5 billion
0.085%
over $5 billion up to $7 billion
0.080%
over $7 billion up to $9 billion
0.0725%
in excess of $9 billion |
Transamerica
Bond |
0.41%
of the first $500 million
0.39%
over $500 million up to $1 billion
0.38%
over $1 billion up to $1.5 billion
0.375%
in excess of $1.5 billion |
Transamerica
Capital Growth |
0.6825%
of the first $1.5 billion
0.6415%
over $1.5 billion up to $3 billion
0.59%
over $3 billion up to $4 billion
0.575%
over $4 billion up to $5 billion
0.55%
in excess of $5 billion |
Transamerica
Core Bond |
0.38%
of the first $2 billion
0.365%
over $2 billion up to $3.5 billion
0.36%
over $3.5 billion up to $5 billion
0.355%
in excess of $5 billion |
Transamerica
Emerging Markets Debt |
0.63%
of the first $400 million
0.61%
in excess of $400 million |
Transamerica
Emerging Markets Opportunities |
0.83%
of the first $250 million
0.80%
over $250 million up to $500 million
0.75%
in excess of $500 million
|
Fund
Name |
Percentage
of Average Daily Net Assets |
Transamerica
Energy Infrastructure |
1.054%
of the first $250 million
1.04%
over $250 million up to $500 million
0.96%
over $500 million up to $1 billion
0.85%
over $1 billion up to $2 billion
0.80%
in excess of $2 billion |
Transamerica
Floating Rate |
0.49%
of the first $100 million
0.485%
over $100 million up to $200 million
0.48%
over $200 million up to $1 billion
0.47%
over $1 billion up to $1.5 billion
0.46%
over $1.5 billion up to $2 billion
0.45%
in excess of $2 billion |
Transamerica
Government Money Market |
0.24%
of the first $1 billion
0.22%
over $1 billion up to $3 billion
0.21%
in excess of $3 billion |
Transamerica
High Yield Bond |
0.554%
of the first $1.25 billion
0.544%
over $1.25 billion up to $2 billion
0.52%
in excess of $2 billion |
Transamerica
High Yield ESG |
0.554%
of the first $1.25 billion
0.544%
over $1.25 billion up to $2 billion
0.52%
in excess of $2 billion |
Transamerica
High Yield Muni |
0.54%
of the first $500 million
0.53%
over $500 million up to $1 billion
0.50%
in excess of $1 billion |
Transamerica
Inflation Opportunities |
0.38%
of the first $500 million
0.375%
over $500 million up to $750 million
0.37%
in excess of $750 million |
Transamerica
Intermediate Muni |
0.47%
of the first $150 million
0.45%
over $150 million up to $350 million
0.44%
over $350 million up to $650 million
0.42%
over $650 million up to $1 billion
0.39%
over $1 billion up to $2 billion
0.3875%
over $2 billion up to $3 billion
0.3825%
in excess of $3 billion |
Transamerica
International Equity |
0.77%
of the first $250 million
0.74%
over $250 million up to $1 billion
0.72%
over $1 billion up to $2 billion
0.69%
over $2 billion up to $6 billion
0.68%
over $6 billion up to $8 billion
0.66%
in excess of $8 billion |
Transamerica
International Focus |
0.77%
of the first $500 million
0.76%
over $500 million up to $1 billion
0.71%
over $1 billion up to $2 billion
0.695%
over $2 billion up to $3 billion
0.68%
in excess of $3 billion |
Transamerica
International Small Cap Value |
0.955%
of the first $300 million
0.93%
over $300 million up to $750 million
0.88%
over $750 million up to $1 billion
0.84%
in excess of $1 billion |
Transamerica
International Stock |
0.70%
of the first $500 million
0.68%
over $500 million up to $1 billion
0.67%
over $1 billion up to $2 billion
0.64%
over $2 billion up to $3 billion
0.63%
in excess of $3 billion |
Transamerica
International Sustainable Equity |
0.55%
of the first $500 million
0.53%
over $500 million up to $1 billion
0.52%
over $1 billion up to $2 billion
0.51%
over $2 billion up to $3 billion
0.50%
in excess of $3 billion |
Transamerica
Large Cap Value |
0.594%
of the first $1 billion
0.58%
over $1 billion up to $2 billion
0.56%
over $2 billion up to $3 billion
0.54%
in excess of $3 billion |
Transamerica
Large Core ESG |
0.45%
of the first $250 million
0.44%
over $250 million up to $750 million
0.43%
in excess of $750 million
|
Fund
Name |
Percentage
of Average Daily Net Assets |
Transamerica
Large Growth |
0.65%
of the first $1 billion
0.635%
over $1 billion up to $1.5 billion
0.615%
over $1.5 billion up to $2 billion
0.605%
over $2 billion up to $3 billion
0.59%
over $3 billion up to $4 billion
0.575%
over $4 billion up to $5 billion
0.57%
over $5 billion up to $7 billion
0.55%
in excess of $7 billion |
Transamerica
Long Credit |
0.45%
of the first $1 billion
0.44%
in excess of $1 billion |
Transamerica
Mid Cap Growth |
0.705%
of the first $200 million
0.685%
over $200 million up to $1 billion
0.670%
in excess of $1 billion |
Transamerica
Mid Cap Value Opportunities |
0.70%
of the first $750 million
0.695%
over $750 million up to $1.5 billion
0.685%
over $1.5 billion up to $2 billion
0.6775%
in excess of $2 billion |
Transamerica
Multi-Asset Income |
0.574%
of the first $500 million
0.57%
over $500 million up to $1 billion
0.545%
over $1 billion up to $1.5 billion
0.535%
over $1.5 billion up to $2 billion
0.515%
in excess of $2 billion |
Transamerica
Multi-Managed Balanced |
0.61%
of the first $500 million
0.59%
over $500 million up to $1 billion
0.56%
over $1 billion up to $1.5 billion
0.55%
over $1.5 billion up to $2 billion
0.52%
over $2 billion up to $5 billion
0.50%
in excess of $5 billion |
Transamerica
Short-Term Bond |
0.42%
of the first $250 million
0.39%
over $250 million up to $500 million
0.37%
over $500 million up to $1 billion
0.36%
in excess of $1 billion |
Transamerica
Small Cap Growth |
0.87%
of the first $300 million
0.83%
in excess of $300 million |
Transamerica
Small Cap Value |
0.80%
of the first $300 million
0.75%
over $300 million up to $800 million
0.71%
in excess of $800 million |
Transamerica
Small/Mid Cap Value |
0.79%
of the first $100 million
0.78%
over $100 million up to $350 million
0.77%
over $350 million up to $500 million
0.75%
over $500 million up to $750 million
0.745%
over $750 million up to $1 billion
0.69%
over $1 billion up to $1.5 billion
0.68%
over $1.5 billion up to $2 billion
0.67%
in excess of $2 billion |
Transamerica
Sustainable Bond |
0.41%
of the first $500 million
0.39%
over $500 million up to $1 billion
0.38%
over $1 billion up to $1.5 billion
0.375%
in excess of $1.5 billion |
Transamerica
Sustainable Equity Income |
0.663%
of the first $500 million
0.58%
over $500 million up to $1 billion
0.55%
over $1 billion up to $1.5 billion
0.53%
in excess of $1.5 billion |
Transamerica
Sustainable Growth Equity |
0.48%
of the first $500 million
0.47%
over $500 million up to $1 billion
0.46%
over $1 billion up to $2 billion
0.45%
in excess of $2 billion |
Transamerica
UltraShort Bond |
0.17%
of the first $1 billion
0.16%
in excess of $1 billion |
Transamerica
Unconstrained Bond |
0.65%
of the first $500 million
0.64%
over $500 million up to $1 billion
0.62%
over $1 billion up to $2 billion
0.61%
in excess of $2 billion
|
Fund
Name |
Percentage
of Average Daily Net Assets |
Transamerica
US Growth |
0.68%
of the first $500 million
0.67%
over $500 million up to $800 million
0.6575%
over $800 million up to $1 billion
0.613%
over $1 billion up to $2 billion
0.605%
over $2 billion up to $3 billion
0.59%
over $3 billion up to $4 billion
0.575%
over $4 billion up to $5 billion
0.57%
over $5 billion up to $7 billion
0.55%
in excess of $7 billion |
Fund
Name |
Management
Fees (after waivers/expense reimbursements and
recapture) |
Fees
Waived/Expenses Reimbursed | ||||
|
2023 |
2022 |
2021 |
2023 |
2022 |
2021 |
Transamerica
Asset Allocation – Conservative Portfolio |
$507,100 |
$624,171 |
$753,433 |
$821 |
$38 |
$- |
Transamerica
Asset Allocation – Growth Portfolio |
$924,461 |
$1,050,574 |
$1,228,502 |
$2,419 |
$112 |
$- |
Transamerica
Asset Allocation – Moderate Growth Portfolio |
$1,450,543 |
$1,680,747 |
$1,994,874 |
$1,115 |
$80 |
$- |
Transamerica
Asset Allocation – Moderate Portfolio |
$939,566 |
$1,128,634 |
$1,369,838 |
$504 |
$49 |
$- |
Transamerica
Bond |
$5,536,139 |
$5,512,704 |
$6,812,728 |
$390,479 |
$408,931 |
$428,066 |
Transamerica
Capital Growth |
$9,616,665 |
$19,294,906 |
$35,634,355 |
$544,183 |
$547,232 |
$- |
Transamerica
Core Bond |
$9,040,886 |
$6,118,547 |
$6,844,486 |
$29,540 |
$30,309 |
$28,500 |
Transamerica
Emerging Markets Debt |
$1,683,885 |
$1,900,182 |
$2,789,986 |
$41,956 |
$44,415 |
$4 |
Transamerica
Emerging Markets Opportunities |
$6,025,482 |
$8,540,456 |
$8,041,085 |
$4,761 |
$1,779 |
$719 |
Transamerica
Energy Infrastructure |
$1,443,677 |
$1,853,739 |
$2,209,142 |
$36,438 |
$12,611 |
$12,099 |
Transamerica
Floating Rate |
$974,064 |
$2,544,893 |
$967,554 |
$79,910 |
$72,169 |
$152,321 |
Transamerica
Government Money Market |
$1,310,667 |
$882,168 |
$0* |
$38,832 |
$732,462 |
$3,863,689 |
Transamerica
High Yield Bond |
$7,179,047 |
$9,342,210 |
$13,543,134 |
$7,252 |
$5,596 |
$59,057 |
Transamerica
High Yield ESG |
$151,845 |
$33,270 |
$0 |
$66,454 |
$88,744 |
$142,654 |
Transamerica
High Yield Muni |
$504,214 |
$878,546 |
$688,542 |
$66,580 |
$63,142 |
$56,411 |
Transamerica
Inflation Opportunities |
$531,376 |
$673,460 |
$517,704 |
$118,780 |
$12,258 |
$31,335 |
Transamerica
Intermediate Muni |
$4,699,759 |
$7,792,951 |
$9,199,490 |
$946,136 |
$1,251,425 |
$1,202,646 |
Transamerica
International Equity |
$32,298,590 |
$35,116,202 |
$37,157,592 |
$782,191 |
$328,705 |
$171,319 |
Transamerica
International Focus |
$6,868,310 |
$8,918,885 |
$12,915,295 |
$1,908 |
$1,652 |
$940 |
Transamerica
International Small Cap Value |
$6,140,203 |
$6,400,447 |
$6,472,704 |
$- |
$- |
$- |
Transamerica
International Stock |
$1,234,957 |
$1,008,907 |
$1,042,129 |
$451 |
$1,057 |
$131 |
Transamerica
International Sustainable Equity |
$0 |
N/A |
N/A |
$148,804 |
N/A |
N/A |
Transamerica
Large Cap Value |
$9,567,942 |
$13,401,012 |
$13,369,814 |
$- |
$- |
$29,472 |
Transamerica
Large Core ESG |
$707,766 |
$825,626 |
$883,425 |
$138,370 |
$87 |
$- |
Transamerica
Large Growth |
$2,791,053 |
$5,300,911 |
$7,554,517 |
$7,914 |
$19,977 |
$24,409 |
Transamerica
Long Credit |
$0 |
N/A |
N/A |
$164,184 |
N/A |
N/A |
Transamerica
Mid Cap Growth |
$2,503,681 |
$2,221,228 |
$3,092,798 |
$604 |
$797 |
$181 |
Transamerica
Mid Cap Value Opportunities |
$9,487,580 |
$9,644,002 |
$11,183,183 |
$72,574 |
$108,127 |
$104,955 |
Transamerica
Multi-Asset Income |
$3,796,943 |
$3,656,699 |
$2,269,696 |
$57,562 |
$99,778 |
$86,111 |
Transamerica
Multi-Managed Balanced |
$6,568,758 |
$7,456,183 |
$7,617,983 |
$- |
$4,042 |
$- |
Transamerica
Short-Term Bond |
$12,875,625 |
$12,967,338 |
$12,944,677 |
$4,071 |
$- |
$- |
Transamerica
Small Cap Growth |
$1,256,820 |
$1,643,219 |
$2,154,236 |
$44,495 |
$12,472 |
$357 |
Transamerica
Small Cap Value |
$2,811,743 |
$3,639,568 |
$7,406,545 |
$32,766 |
$139 |
$26 |
Transamerica
Small/Mid Cap Value |
$5,688,078 |
$6,463,963 |
$6,517,874 |
$- |
$- |
$68 |
Transamerica
Sustainable Bond |
$0 |
$0 |
$0 |
$140,324 |
$133,550 |
$185,676 |
Transamerica
Sustainable Equity Income |
$1,812,901 |
$2,073,413 |
$2,828,140 |
$17,591 |
$455 |
$14,180 |
Transamerica
Sustainable Growth Equity |
$0 |
N/A |
N/A |
$144,830 |
N/A |
N/A |
Transamerica
UltraShort Bond |
$0 |
N/A |
N/A |
$148,895 |
N/A |
N/A |
Transamerica
Unconstrained Bond |
$5,526,459 |
$6,679,701 |
$9,032,520 |
$21,323 |
$44,305 |
$88,546 |
Transamerica
US Growth |
$11,786,326 |
$12,180,408 |
$13,286,029 |
$1,891 |
$92 |
$5 |
Fund
Name |
Amounts
Recaptured | ||
2023 |
2022 |
2021 | |
Transamerica
Asset Allocation – Conservative Portfolio |
$321 |
$15 |
$- |
Transamerica
Asset Allocation – Growth Portfolio |
$40 |
$19 |
$- |
Transamerica
Asset Allocation – Moderate Growth Portfolio |
$13 |
$14 |
$- |
Transamerica
Asset Allocation – Moderate Portfolio |
$18 |
$15 |
$- |
Transamerica
Bond |
$19,612 |
$13,391 |
$63,358 |
Transamerica
Capital Growth |
$58,667 |
$292,149 |
$- |
Transamerica
Core Bond |
$1,451 |
$772 |
$9,954 |
Transamerica
Emerging Markets Debt |
$39,786 |
$14,531 |
$4 |
Transamerica
Emerging Markets Opportunities |
$2,375 |
$1,779 |
$806 |
Transamerica
Energy Infrastructure |
$41,916 |
$29,022 |
$9,522 |
Transamerica
Floating Rate |
$15,511 |
$16,836 |
$44,469 |
Transamerica
Government Money Market |
$202,105 |
$242,537 |
$376,659 |
Transamerica
High Yield Bond |
$6,520 |
$7,190 |
$162,034 |
Transamerica
High Yield ESG |
$4,910 |
$74 |
$6,266 |
Transamerica
High Yield Muni |
$16,493 |
$45,941 |
$60,025 |
Transamerica
Inflation Opportunities |
$15,606 |
$6,456 |
$24,195 |
Transamerica
Intermediate Muni |
$22,424 |
$5,681 |
$44,287 |
Transamerica
International Equity |
$- |
$9,891 |
$5,628 |
Transamerica
International Focus |
$34 |
$487 |
$7 |
Transamerica
International Small Cap Value |
$- |
$- |
$- |
Transamerica
International Stock |
$1,918 |
$17,145 |
$104,144 |
Transamerica
International Sustainable Equity |
$901 |
N/A |
N/A |
Transamerica
Large Cap Value |
$- |
$- |
$16 |
Transamerica
Large Core ESG |
$91,731 |
$87 |
$- |
Transamerica
Large Growth |
$1,276 |
$1,956 |
$2,168 |
Transamerica
Long Credit |
$789 |
N/A |
N/A |
Transamerica
Mid Cap Growth |
$67 |
$686 |
$1,253 |
Transamerica
Mid Cap Value Opportunities |
$8,774 |
$11,106 |
$27,032 |
Transamerica
Multi-Asset Income |
$12,088 |
$42,311 |
$51,238 |
Transamerica
Multi-Managed Balanced |
$- |
$4,042 |
$- |
Transamerica
Short-Term Bond |
$322 |
$- |
$- |
Transamerica
Small Cap Growth |
$11,860 |
$8,141 |
$29,544 |
Transamerica
Small Cap Value |
$32,413 |
$150 |
$18,712 |
Transamerica
Small/Mid Cap Value |
$- |
$- |
$68 |
Transamerica
Sustainable Bond |
$6,043 |
$- |
$6,173 |
Transamerica
Sustainable Equity Income |
$17,040 |
$456 |
$13,812 |
Transamerica
Sustainable Growth Equity |
$279 |
N/A |
N/A |
Transamerica
UltraShort Bond |
$199 |
N/A |
N/A |
Transamerica
Unconstrained Bond |
$- |
$- |
$- |
Transamerica
US Growth |
$1,891 |
$92 |
$131 |
Fund |
Expense
Cap |
Expiration
Date of
Expense
Cap | ||||||
|
Class
A |
Class
C |
Class
I |
Class
I2 |
Class
R |
Class
R3 |
Class
R6 |
|
Transamerica
Asset Allocation – Conservative Portfolio |
0.52% |
1.31% |
0.30%1 |
N/A |
0.77% |
0.35% |
N/A |
March
1, 2025 |
Transamerica
Asset Allocation – Growth Portfolio |
0.55% |
1.35% |
0.30%1 |
N/A |
0.78% |
0.35% |
N/A |
March
1, 2025 |
Transamerica
Asset Allocation – Moderate Growth Portfolio |
0.52% |
1.32% |
0.29%1 |
N/A |
0.78% |
0.35% |
N/A |
March
1, 2025 |
Transamerica
Asset Allocation – Moderate Portfolio |
0.52% |
1.31% |
0.29%1 |
N/A |
0.76% |
0.35% |
N/A |
March
1, 2025 |
Transamerica
Bond |
0.93% |
1.59% |
0.50% |
0.50% |
N/A |
N/A |
0.50% |
March
1, 2025 |
Transamerica
Capital Growth |
1.11% |
1.88% |
0.82% |
0.74% |
N/A |
N/A |
0.74% |
March
1, 2025 |
Transamerica
Core Bond |
0.85% |
1.52% |
0.56%2 |
0.47% |
N/A |
N/A |
0.46% |
March
1, 2025 |
Transamerica
Emerging Markets Debt |
1.25% |
1.96% |
0.85% |
0.80% |
N/A |
N/A |
0.80% |
March
1, 2025 |
Transamerica
Emerging Markets Opportunities |
1.55% |
2.30% |
0.98% |
0.95% |
N/A |
1.70% |
0.95% |
March
1, 2025 |
Transamerica
Energy Infrastructure |
1.60% |
2.35% |
1.31% |
1.21% |
N/A |
N/A |
N/A |
March
1, 2025 |
Transamerica
Floating Rate |
0.97% |
1.72% |
0.72%1 |
0.65% |
N/A |
N/A |
N/A |
March
1, 2025 |
Transamerica
Government Money Market3 |
0.73% |
1.48% |
0.38% |
0.38% |
N/A |
N/A |
N/A |
March
1, 2025 |
Transamerica
High Yield Bond |
1.05% |
1.77% |
0.75%4 |
0.65% |
N/A |
N/A |
0.65% |
March
1, 2025 |
Transamerica
High Yield ESG |
1.00% |
1.75% |
0.85%4 |
0.75% |
N/A |
1.15% |
0.75% |
March
1, 2025 |
Transamerica
High Yield Muni |
1.01%5 |
1.76%5 |
0.76% |
0.73% |
N/A |
N/A |
N/A |
March
1, 2025 |
Transamerica
Inflation Opportunities |
1.00% |
1.71% |
0.65% |
0.53% |
N/A |
N/A |
0.53% |
March
1, 2025 |
Transamerica
Intermediate Muni6 |
0.81%5 |
1.54%5 |
0.49% |
0.51% |
N/A |
N/A |
N/A |
March
1, 2025 |
Transamerica
International Equity |
1.25% |
1.96% |
0.89% |
0.80% |
N/A |
N/A |
0.80% |
March
1, 2025 |
Transamerica
International Focus |
1.20% |
1.95% |
0.97%1 |
0.87% |
N/A |
N/A |
0.87% |
March
1, 2025 |
Transamerica
International Small Cap Value |
N/A |
N/A |
1.16% |
1.06% |
N/A |
N/A |
N/A |
March
1, 2025 |
Transamerica
International Stock |
1.25% |
N/A |
1.00% |
0.86% |
N/A |
N/A |
0.86% |
March
1, 2025 |
Transamerica
International Sustainable Equity |
1.10% |
N/A |
0.80% |
0.70% |
N/A |
N/A |
0.70% |
March
1, 2025 |
Transamerica
Large Cap Value |
1.05% |
1.81% |
0.77%2 |
0.67% |
N/A |
N/A |
0.67% |
March
1, 2025 |
Transamerica
Large Core ESG |
1.00% |
N/A |
N/A |
N/A |
N/A |
N/A |
0.57% |
March
1, 2025 |
Transamerica
Large Growth |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
0.74% |
March
1, 2025 |
Transamerica
Long Credit |
1.03% |
1.78% |
0.67% |
0.58% |
N/A |
N/A |
0.58% |
March
1, 2025 |
Transamerica
Mid Cap Growth |
1.28% |
1.99% |
0.92% |
0.82% |
N/A |
N/A |
0.82% |
March
1, 2025 |
Transamerica
Mid Cap Value Opportunities |
1.20% |
1.91% |
0.90% |
0.80% |
N/A |
N/A |
0.80% |
March
1, 2025 |
Transamerica
Multi-Asset Income |
1.04% |
1.76% |
0.72% |
0.68% |
N/A |
N/A |
N/A |
March
1, 2025 |
Transamerica
Multi-Managed Balanced |
1.02% |
1.78% |
0.79% |
0.73% |
N/A |
N/A |
0.70% |
March
1, 2025 |
Transamerica
Short-Term Bond |
0.76% |
1.54% |
0.56% |
0.46% |
N/A |
N/A |
0.46% |
March
1, 2025 |
Transamerica
Small Cap Growth |
1.40% |
2.13% |
1.10% |
1.00% |
N/A |
N/A |
1.00% |
March
1, 2025 |
Transamerica
Small Cap Value |
1.29% |
2.05% |
0.99% |
0.89% |
N/A |
N/A |
0.89% |
March
1, 2025 |
Transamerica
Small/Mid Cap Value |
1.26% |
2.02% |
0.97% |
0.88% |
N/A |
N/A |
0.88% |
March
1, 2025 |
Transamerica
Sustainable Bond |
0.80% |
1.55% |
0.50% |
0.45% |
N/A |
0.85% |
0.45% |
March
1, 2025 |
Transamerica
Sustainable Equity Income |
1.07% |
1.90% |
0.88%2 |
0.78% |
N/A |
N/A |
0.78% |
March
1, 2025 |
Transamerica
Sustainable Growth Equity |
0.95% |
N/A |
0.65% |
0.55% |
N/A |
N/A |
0.55% |
March
1, 2025 |
Transamerica
UltraShort Bond |
0.69% |
1.36% |
0.35% |
N/A |
N/A |
N/A |
0.30% |
March
1, 2025 |
Transamerica
Unconstrained Bond |
1.09% |
1.20% |
0.85% |
0.75% |
N/A |
N/A |
N/A |
March
1, 2025 |
Transamerica
US Growth* |
1.09% |
1.86% |
0.83% |
0.74% |
N/A |
N/A |
0.73% |
March
1, 2025 |
Fund |
Sub-Adviser |
Sub-Advisory
Fees |
Transamerica
Asset Allocation – Conservative
Portfolio(1)
Transamerica
Asset Allocation – Growth Portfolio(1)
Transamerica
Asset Allocation – Moderate
Portfolio(1)
Transamerica
Asset Allocation – Moderate Growth
Portfolio(1)
|
Goldman
Sachs Asset Management, L.P. |
0.070%
of the first $1 billion
0.055%
over $1 billion up to $3 billion
0.050%
over $3 billion up to $5 billion
0.045%
over $5 billion up to $7 billion
0.0425%
over $7 billion up to $9 billion
0.0350%
in excess of $9 billion |
Transamerica
Bond(2)
|
Aegon
USA Investment Management, LLC |
0.12%
of the first $250 million
0.10%
over $250 million up to $500 million
0.08%
over $500 million up to $1 billion
0.075%
in excess of $1 billion |
Transamerica
Capital Growth(3) |
Morgan
Stanley Investment Management Inc. |
0.25%
of the first $1.5 billion
0.23%
over $1.5 billion up to $3 billion
0.20%
in excess of $3 billion |
Transamerica
Core Bond(4)
|
Aegon
USA Investment Management, LLC |
0.12%
of the first $1 billion
0.05%
in excess of $1 billion |
Transamerica
Emerging Markets Debt |
MetLife
Investment Management, LLC |
0.27%
of the first $250 million
0.24%
over $250 million up to $400 million
0.20%
in excess of $400 million |
Transamerica
Emerging Markets Opportunities |
Wellington
Management Company LLP |
0.40%
of the first $250 million
0.33%
in excess of $250 million |
Transamerica
Energy Infrastructure |
Kayne
Anderson Capital Advisors, L.P. |
0.625%
of the first $250 million
0.62%
over $250 million up to $500 million
0.55%
over $500 million up to $1 billion
0.45%
over $1 billion up to $2 billion
0.40%
in excess of $2 billion |
Transamerica
Floating Rate |
Aegon
USA Investment Management, LLC |
0.18%
of the first $1 billion
0.17%
over $1 billion up to $1.5 billion
0.16%
over $1.5 billion up to $2 billion
0.15%
in excess of $2 billion |
Transamerica
Government Money Market |
BlackRock
Investment Management, LLC |
0.024% |
Transamerica
High Yield Bond(5)
|
Aegon
USA Investment Management, LLC |
0.35%
of the first $20 million
0.24%
over $20 million up to $40 million
0.19%
over $40 million up to $125 million
0.14%
in excess of $125 million |
Transamerica
High Yield ESG(5)
|
Aegon
USA Investment Management, LLC |
0.35%
of the first $20 million
0.24%
over $20 million up to $40 million
0.19%
over $40 million up to $125 million
0.14%
in excess of $125 million |
Transamerica
High Yield Muni |
Belle
Haven Investments, L.P. |
0.25%
of the first $500 million
0.24%
over $500 million up to $1 billion
0.225%
in excess of $1 billion |
Transamerica
Inflation Opportunities(6) |
PineBridge
Investments LLC |
0.15%
of the first $100 million
0.10%
over $100 million up to $250 million
0.05%
in excess of $250 million |
Transamerica
Intermediate Muni |
Belle
Haven Investments, L.P. |
0.18%
of the first $150 million
0.16%
over $150 million up to $350 million
0.15%
over $350 million up to $650 million
0.135%
over $650 million up to $1 billion
0.12%
over $1 billion up to $1.5 billion
0.115%
over $1.5 billion up to $2 billion
0.11%
over $2 billion up to $3 billion
0.105%
in excess of $3 billion |
Transamerica
International Equity(7)
|
Thompson,
Siegel & Walmsley LLC |
0.30%
of the first $1 billion
0.28%
over $1 billion up to $2 billion
0.265%
in excess of $2 billion
|
Fund |
Sub-Adviser |
Sub-Advisory
Fees |
Transamerica
International Focus(8)
|
Epoch
Investment Partners, Inc. |
0.27%
of the first $1 billion
0.25%
over $1 billion up to $2 billion
0.24%
in excess of $2 billion |
Transamerica
International Small Cap Value |
Thompson,
Siegel & Walmsley LLC |
0.475%
of the first $300 million
0.45%
over $300 million up to $750 million
0.40%
in excess of $750 million |
Transamerica
International Stock(9)
|
ClariVest
Asset Management LLC |
0.25%
of the first $500 million
0.23%
over $500 million up to $1 billion
0.22%
over $1 billion up to $2 billion
0.21%
over $2 billion up to $3 billion
0.20%
in excess of $3 billion |
Transamerica
International Sustainable Equity |
Calamos
Advisors LLC |
0.25%
of the first $500 million
0.23%
over $500 million up to $1 billion
0.22%
over $1 billion up to $2 billion
0.21%
over $2 billion up to $3 billion
0.20%
in excess of $3 billion |
Transamerica
Large Cap Value(10) |
Great
Lakes Advisors, LLC |
0.144%
of the first $1 billion
0.13%
over $1 billion up to $3 billion
0.12%
in excess of $3 billion |
Transamerica
Large Core ESG(11)
|
PineBridge
Investments LLC |
0.10%
of the first $250 million
0.09%
over $250 million up to $500 million
0.08%
in excess of $500 million |
Transamerica
Large Growth |
Morgan
Stanley Investment Management Inc.(3) |
0.25%
of the first $1.5 billion
0.23%
over $1.5 billion up to $3 billion
0.20%
in excess of $3 billion |
Wellington
Management Company LLP(12)
|
0.18%
of the first $500 million
0.17%
over $500 million up to $1 billion
0.16%
over $1 billion up to $2 billion
0.15%
in excess of $2 billion | |
Transamerica
Long Credit |
Aegon
USA Investment Management, LLC |
0.15%
of the first $1 billion
0.14%
in excess of $1 billion |
Transamerica
Mid Cap Growth(13)
|
Wellington
Management Company LLP |
0.33%
of the first $200 million
0.31%
in excess of $200 million |
Transamerica
Mid Cap Value Opportunities |
Thompson,
Siegel & Walmsley LLC(14)
|
0.275%
of the first $750 million
0.27%
over $750 million up to $1.5 billion
0.265%
over $1.5 billion up to $2 billion
0.26%
in excess of $2 billion |
Transamerica
Multi-Asset Income |
Thompson,
Siegel & Walmsley LLC |
0.21%
of the first $1 billion
0.185%
over $1 billion up to $2 billion
0.17%
in excess of $2 billion |
Transamerica
Multi-Managed Balanced |
Aegon
USA Investment Management, LLC(4)
|
0.12%
of the first $1 billion
0.05%
in excess of $1 billion |
J.P.
Morgan Investment Management Inc.(15)
|
0.15%
of the first $2 billion
0.13%
over $2 billion up to $3 billion
0.12%
over $3 billion up to $4 billion
0.11%
in excess of $4 billion | |
Transamerica
Short-Term Bond(16)
|
Aegon
USA Investment Management, LLC |
0.19%
of the first $250 million
0.16%
over $250 million up to $500 million
0.14%
over $500 million up to $1 billion
0.13%
in excess of $1 billion |
Transamerica
Small Cap Growth(17)
|
Ranger
Investment Management, L.P. |
0.415%
of the first $300 million
0.375%
in excess of $300 million |
Transamerica
Small Cap Value(18)
|
Peregrine
Capital Management, LLC |
0.36%
of the first $300 million
0.31%
over $300 million up to $800 million
0.30%
in excess of $800 million |
Transamerica
Small/Mid Cap Value |
Systematic
Financial Management, L.P.(19)
|
0.45%
of the first $100 million
0.40%
over $100 million up to $350 million
0.35%
over $350 million up to $1 billion
0.30%
in excess of $1 billion |
Thompson,
Siegel & Walmsley LLC(14)
|
0.275%
of the first $750 million
0.27%
over $750 million up to $1.5 billion
0.265%
over $1.5 billion up to $2 billion
0.26%
in excess of $2 billion | |
Transamerica
Sustainable Bond |
Aegon
USA Investment Management, LLC |
0.12%
of the first $250 million
0.10%
over $250 million up to $500 million
0.08%
over $500 million up to $1 billion
0.075%
in excess of $1 billion
|
Fund |
Sub-Adviser |
Sub-Advisory
Fees |
Transamerica
Sustainable Equity Income(20)
|
Aegon
Asset Management UK plc |
0.20%
of the first $200 million
0.15%
over $200 million up to $500 million
0.13%
in excess of $500 million |
Transamerica
Sustainable Growth Equity |
Westfield
Capital Management Company, L.P. |
0.18%
of the first $500 million
0.17%
over $500 million up to $1 billion
0.16%
over $1 billion up to $2 billion
0.15%
in excess of $2 billion |
Transamerica
UltraShort Bond |
Aegon
USA Investment Management, LLC |
0.06%
of the first $1 billion
0.05%
in excess of $1 billion |
Transamerica
Unconstrained Bond |
PineBridge
Investments LLC |
0.25%
of the first $1 billion
0.245%
over $1 billion up to $2 billion
0.24%
in excess of $2 billion |
Transamerica
US Growth(12)
|
Wellington
Management Company LLP |
0.18%
of the first $500 million
0.17%
over $500 million up to $1 billion
0.16%
over $1 billion up to $2 billion
0.15%
in excess of $2 billion |
Fund
Name |
Sub-Advisory
Fees Paid
(Net of
Fees Reimbursed) | ||
2023 |
2022 |
2021 | |
Transamerica
Asset Allocation – Conservative Portfolio |
$237,304 |
$343,377 |
$400,775 |
Transamerica
Asset Allocation – Growth Portfolio |
$433,388 |
$580,163 |
$659,684 |
Transamerica
Asset Allocation – Moderate Growth Portfolio |
$691,575 |
$948,122 |
$1,094,515 |
Transamerica
Asset Allocation – Moderate Portfolio |
$439,510 |
$624,718 |
$740,210 |
Transamerica
Bond |
$1,217,103 |
$1,335,808 |
$1,575,910 |
Transamerica
Capital Growth |
$3,665,428 |
$6,849,646 |
$12,008,265 |
Transamerica
Core Bond |
$1,619,271 |
$1,196,471 |
$1,288,574 |
Transamerica
Emerging Markets Debt |
$715,274 |
$810,185 |
$1,119,967 |
Transamerica
Emerging Markets Opportunities |
$2,689,497 |
$3,815,084 |
$3,551,343 |
Transamerica
Energy Infrastructure |
$852,822 |
$1,097,049 |
$1,340,660 |
Transamerica
Floating Rate |
$392,535 |
$1,019,620 |
$416,645 |
Transamerica
Government Money Market |
$114,739 |
$137,936 |
$236,175 |
Transamerica
High Yield Bond |
$1,904,907 |
$2,482,426 |
$3,540,134 |
Transamerica
High Yield ESG |
$56,549 |
$32,260 |
$29,940 |
Transamerica
High Yield Muni |
$256,621 |
$417,063 |
$315,249 |
Transamerica
Inflation Opportunities |
$302,515 |
$196,583 |
$155,779 |
Transamerica
Intermediate Muni |
$1,890,491 |
$2,912,306 |
$3,260,717 |
Transamerica
International Equity |
$12,850,611 |
$13,833,478 |
$14,370,427 |
Transamerica
International Focus |
$2,383,917 |
$3,119,043 |
$4,475,880
|
Fund
Name |
Sub-Advisory
Fees Paid
(Net of
Fees Reimbursed) | ||
2023 |
2022 |
2021 | |
Transamerica
International Small Cap Value |
$3,009,776 |
$3,152,758 |
$3,151,891 |
Transamerica
International Stock |
$440,532 |
$356,493 |
$333,722 |
Transamerica
International Sustainable Equity |
$7,357 |
N/A |
N/A |
Transamerica
Large Cap Value |
$2,244,200 |
$3,140,089 |
$3,122,817 |
Transamerica
Large Core ESG |
$159,388 |
$172,987 |
$181,839 |
Transamerica
Large Growth |
$863,643 |
$1,568,902 |
$2,132,223 |
Transamerica
Long Credit |
$8,499 |
N/A |
N/A |
Transamerica
Mid Cap Growth |
$1,149,985 |
$1,029,505 |
$1,417,641 |
Transamerica
Mid Cap Value Opportunities |
$3,696,756 |
$3,783,002 |
$4,328,488 |
Transamerica
Multi-Asset Income |
$1,408,259 |
$1,367,548 |
$837,972 |
Transamerica
Multi-Managed Balanced |
$984,371 |
$1,185,797 |
$1,133,731 |
Transamerica
Short-Term Bond |
$3,101,375 |
$3,394,847 |
$3,078,716 |
Transamerica
Small Cap Growth |
$615,085 |
$792,136 |
$1,009,067 |
Transamerica
Small Cap Value |
$1,243,319 |
$1,600,514 |
$3,144,834 |
Transamerica
Small/Mid Cap Value |
$2,371,638 |
$2,666,944 |
$2,646,528 |
Transamerica
Sustainable Bond |
$25,481 |
$27,350 |
$29,460 |
Transamerica
Sustainable Equity Income |
$424,958 |
$478,163 |
$645,544 |
Transamerica
Sustainable Growth Equity |
$5,672 |
N/A |
N/A |
Transamerica
UltraShort Bond |
$8,937 |
N/A |
N/A |
Transamerica
Unconstrained Bond |
$2,127,432 |
$2,583,700 |
$3,458,937 |
Transamerica
US Growth |
$2,662,333 |
$2,774,326 |
$3,006,161 |
Class
A, C, R, T* |
|
Open
Account** |
$24.00
per account |
Closed
Account*** |
$2.00
per account |
Class
I* |
|
Asset
Fee to TFS |
10.25
bps |
Class
I2, R6* |
|
Asset
Fee to TFS |
0.75
bps |
Class
R3* |
|
Asset
Fee to TFS |
0.75
bps |
Sub-Transfer
Agent and Omnibus Intermediary Fees |
15
bps |
Fund
Name |
Commissions
Received
for the
Period Ended
October
31 |
Commissions
Retained
for the
Period Ended
October
31 | ||||
2023 |
2022 |
2021 |
2023 |
2022 |
2021 | |
Transamerica
Asset Allocation – Conservative Portfolio |
$102,182 |
$158,791 |
$173,953 |
$19,308 |
$36,856 |
$33,030 |
Transamerica
Asset Allocation – Growth Portfolio |
$408,152 |
$476,627 |
$520,186 |
$74,102 |
$86,838 |
$92,204 |
Transamerica
Asset Allocation – Moderate Growth Portfolio |
$431,811 |
$536,056 |
$636,757 |
$78,745 |
$96,042 |
$118,780 |
Transamerica
Asset Allocation – Moderate Portfolio |
$224,352 |
$273,120 |
$398,133 |
$39,637 |
$49,693 |
$73,555 |
Transamerica
Bond |
$69,542 |
$66,943 |
$140,205 |
$15,807 |
$25,946 |
$35,285 |
Transamerica
Capital Growth |
$709,482 |
$1,972,086 |
$5,117,450 |
$144,821 |
$409,065 |
$932,259 |
Transamerica
Core Bond |
$3,846 |
N/A |
N/A |
$790 |
N/A |
N/A |
Transamerica
Emerging Markets Debt |
$7,356 |
$3,055 |
$8,803 |
$1,717 |
$734 |
$5,071 |
Transamerica
Emerging Markets Opportunities |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica
Energy Infrastructure |
$15,947 |
$41,114 |
$33,153 |
$3,314 |
$7,708 |
$7,617 |
Transamerica
Floating Rate |
$26,132 |
$19,275 |
$23,532 |
$7,048 |
$12,783 |
$4,958 |
Transamerica
Government Money Market |
$800 |
$4,861 |
$8,578 |
$800 |
$4,861 |
$8,578 |
Transamerica
High Yield Bond |
$61,325 |
$52,670 |
$75,608 |
$14,524 |
$13,813 |
$16,303 |
Transamerica
High Yield ESG |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica
High Yield Muni |
$6,150 |
$39,700 |
$73,553 |
$3,052 |
$17,467 |
$19,093 |
Transamerica
Inflation Opportunities |
$263 |
$12,390 |
$7,138 |
$156 |
$2,862 |
$1,355 |
Transamerica
Intermediate Muni |
$108,188 |
$140,618 |
$221,907 |
$59,429 |
$78,480 |
$70,042 |
Transamerica
International Equity |
$74,293 |
$89,101 |
$147,456 |
$12,973 |
$19,557 |
$25,566 |
Transamerica
International Focus |
$1,477 |
$4,275 |
$6,708 |
$209 |
$687 |
$1,080 |
Transamerica
International Small Cap Value |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica
International Stock |
$1,820 |
$1,371 |
$1,311 |
$325 |
$242 |
$199 |
Transamerica
International Sustainable Equity |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica
Large Cap Value |
$100,419 |
$127,425 |
$125,718 |
$18,257 |
$22,982 |
$21,095 |
Transamerica
Large Core ESG |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica
Large Growth |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica
Long Credit |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica
Mid Cap Growth |
$20,441 |
$12,231 |
$16,057 |
$3,386 |
$1,968 |
$2,595 |
Transamerica
Mid Cap Value Opportunities |
$79,234 |
$82,246 |
$138,169 |
$14,662 |
$13,703 |
$23,681 |
Transamerica
Multi-Asset Income |
$474,941 |
$564,055 |
$417,909 |
$94,226 |
$103,209 |
$73,708 |
Transamerica
Multi-Managed Balanced |
$304,527 |
$512,772 |
$895,538 |
$61,590 |
$111,244 |
$180,306 |
Transamerica
Short-Term Bond |
$140,656 |
$248,913 |
$301,889 |
$55,611 |
$169,149 |
$160,613 |
Transamerica
Small Cap Growth |
$14,343 |
$16,071 |
$45,208 |
$2,483 |
$3,342 |
$7,585 |
Transamerica
Small Cap Value |
$4,583 |
$4,351 |
$16,601 |
$762 |
$700 |
$2,882 |
Transamerica
Small/Mid Cap Value |
$95,611 |
$106,572 |
$168,386 |
$19,775 |
$20,521 |
$29,843 |
Transamerica
Sustainable Bond |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica
Sustainable Equity Income |
$5,326 |
$8,415 |
$15,467 |
$1,279 |
$1,546 |
$2,809 |
Transamerica
Sustainable Growth Equity |
$3,740 |
N/A |
N/A |
$568 |
N/A |
N/A |
Transamerica
UltraShort Bond |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica
Unconstrained Bond |
$4,477 |
$5,821 |
$1,094 |
$835 |
$1,133 |
$179 |
Transamerica
US Growth |
$221,136 |
$239,732 |
$256,261 |
$37,381 |
$40,411 |
$42,799 |
Fund
Name |
For
the Period Ended October 31, 2023 | |||
Net
Underwriting
Discounts
and
Commissions |
Compensation
on
Redemptions
&
Repurchases |
Brokerage
Commissions |
Other
Compensation | |
Transamerica
Asset Allocation – Conservative Portfolio |
$16,827 |
$2,481 |
$0 |
$0 |
Transamerica
Asset Allocation – Growth Portfolio |
$65,645 |
$8,457 |
$0 |
$0 |
Transamerica
Asset Allocation – Moderate Growth Portfolio |
$68,937 |
$9,809 |
$0 |
$0 |
Transamerica
Asset Allocation – Moderate Portfolio |
$36,004 |
$3,633 |
$0 |
$0 |
Transamerica
Bond |
$13,495 |
$2,313 |
$0 |
$0 |
Transamerica
Capital Growth |
$107,982 |
$36,839 |
$0 |
$0 |
Transamerica
Core Bond |
$790 |
$0 |
$0 |
$0 |
Transamerica
Emerging Markets Debt |
$1,544 |
$174 |
$0 |
$0 |
Transamerica
Emerging Markets Opportunities |
N/A |
N/A |
$0 |
$0 |
Transamerica
Energy Infrastructure |
$2,471 |
$843 |
$0 |
$0 |
Transamerica
Floating Rate |
$5,052 |
$1,996 |
$0 |
$0 |
Transamerica
Government Money Market |
$0 |
$800 |
$0 |
$0 |
Transamerica
High Yield Bond |
$11,114 |
$3,410 |
$0 |
$0 |
Transamerica
High Yield ESG |
N/A |
N/A |
$0 |
$0 |
Transamerica
High Yield Muni |
$807 |
$2,244 |
$0 |
$0 |
Transamerica
Inflation Opportunities |
$26 |
$130 |
$0 |
$0 |
Transamerica
Intermediate Muni |
$16,046 |
$43,383 |
$0 |
$0 |
Transamerica
International Equity |
$12,047 |
$926 |
$0 |
$0 |
Transamerica
International Focus |
$209 |
$0 |
$0 |
$0 |
Transamerica
International Small Cap Value |
N/A |
N/A |
$0 |
$0 |
Transamerica
International Stock |
$325 |
$0 |
$0 |
$0 |
Transamerica
International Sustainable Equity |
N/A |
N/A |
$0 |
$0 |
Transamerica
Large Cap Value |
$16,899 |
$1,359 |
$0 |
$0 |
Transamerica
Large Core ESG |
N/A |
N/A |
$0 |
$0 |
Transamerica
Large Growth |
N/A |
N/A |
$0 |
$0 |
Transamerica
Long Credit |
N/A |
N/A |
$0 |
$0 |
Transamerica
Mid Cap Growth |
$3,380 |
$6 |
$0 |
$0 |
Transamerica
Mid Cap Value Opportunities |
$12,368 |
$2,295 |
$0 |
$0 |
Transamerica
Multi-Asset Income |
$77,189 |
$17,037 |
$0 |
$0 |
Transamerica
Multi-Managed Balanced |
$47,409 |
$14,181 |
$0 |
$0 |
Transamerica
Short-Term Bond |
$21,829 |
$33,783 |
$0 |
$0 |
Transamerica
Small Cap Growth |
$2,407 |
$76 |
$0 |
$0 |
Transamerica
Small Cap Value |
$756 |
$6 |
$0 |
$0 |
Transamerica
Small/Mid Cap Value |
$15,736 |
$4,039 |
$0 |
$0 |
Transamerica
Sustainable Bond |
N/A |
N/A |
$0 |
$0 |
Transamerica
Sustainable Equity Income |
$765 |
$514 |
$0 |
$0 |
Transamerica
Sustainable Growth Equity |
$568 |
$0 |
$0 |
$0 |
Transamerica
UltraShort Bond |
N/A |
N/A |
$0 |
$0 |
Transamerica
Unconstrained Bond |
$835 |
$0 |
$0 |
$0 |
Transamerica
US Growth |
$35,082 |
$2,299 |
$0 |
$0 |
Fund |
2023 |
Transamerica
Asset Allocation – Conservative Portfolio |
$1,385,539 |
Transamerica
Asset Allocation – Growth Portfolio |
$2,586,305 |
Transamerica
Asset Allocation – Moderate Growth Portfolio |
$4,061,716 |
Transamerica
Asset Allocation – Moderate Portfolio |
$2,578,227 |
Transamerica
Bond |
$629,568 |
Transamerica
Capital Growth |
$2,443,947 |
Transamerica
Core Bond |
$2,157 |
Transamerica
Emerging Markets Debt |
$39,554 |
Transamerica
Emerging Markets Opportunities |
$0 |
Transamerica
Energy Infrastructure |
$129,794 |
Transamerica
Floating Rate |
$189,240 |
Transamerica
Government Money Market |
$367,253 |
Transamerica
High Yield Bond |
$237,342 |
Transamerica
High Yield ESG |
$0 |
Transamerica
High Yield Muni |
$88,225
|
Fund |
2023 |
Transamerica
Inflation Opportunities |
$10,487 |
Transamerica
Intermediate Muni |
$785,374 |
Transamerica
International Equity |
$586,680 |
Transamerica
International Focus |
$1,450 |
Transamerica
International Small Cap Value |
$0 |
Transamerica
International Stock |
$2,310 |
Transamerica
International Sustainable Equity |
$15 |
Transamerica
Large Cap Value |
$368,235 |
Transamerica
Large Core ESG |
$39 |
Transamerica
Large Growth |
$0 |
Transamerica
Long Credit |
$29 |
Transamerica
Mid Cap Growth |
$37,746 |
Transamerica
Mid Cap Value Opportunities |
$228,063 |
Transamerica
Multi-Asset Income |
$1,202,059 |
Transamerica
Multi-Managed Balanced |
$3,100,419 |
Transamerica
Short-Term Bond |
$2,380,742 |
Transamerica
Small Cap Growth |
$54,001 |
Transamerica
Small Cap Value |
$25,524 |
Transamerica
Small/Mid Cap Value |
$1,174,292 |
Transamerica
Sustainable Bond |
$0 |
Transamerica
Sustainable Equity Income |
$156,546 |
Transamerica
Sustainable Growth Equity |
$81 |
Transamerica
UltraShort Bond |
$124 |
Transamerica
Unconstrained Bond |
$4,737 |
Transamerica
US Growth |
$1,851,350 |
Class
A Share Dealer Reallowances
(all
funds except Transamerica Bond, Transamerica Core Bond, Transamerica
Emerging Markets Debt, Transamerica Floating Rate,
Transamerica
High Yield Bond, Transamerica High Yield ESG, Transamerica High Yield
Muni, Transamerica Inflation Opportunities,
Transamerica
Intermediate Muni, Transamerica Government Money Market, Transamerica Long
Credit, Transamerica Short-Term Bond,
Transamerica
Sustainable Bond and Transamerica UltraShort
Bond) | |
Amount
of Purchase |
Reallowance
to
Dealers
as a
Percent
of
Offering
Price |
Under
$50 Thousand |
4.75% |
$50
Thousand to under $100 Thousand |
4.00% |
$100
Thousand to under $250 Thousand |
2.75% |
$250
Thousand to under $500 Thousand |
2.25% |
$500
Thousand to under $1 Million |
1.75% |
For
purchases of $1 Million and above: |
|
$1
Million to under $5 Million |
1.00%(a)
|
$5
Million to under $50 Million |
Plus 0.50%(a)
|
$50
Million and above |
Plus 0.25%(a)
|
Class
A Share Dealer Reallowances
(Transamerica
Bond, Transamerica Core Bond, Transamerica Emerging Markets Debt,
Transamerica Floating Rate, Transamerica High Yield
Bond,
Transamerica High Yield ESG, Transamerica Inflation Opportunities,
Transamerica Long Credit and Transamerica Sustainable
Bond) | |
Amount
of Purchase |
Reallowance
to
Dealers
as a
Percent
of
Offering
Price |
Under
$50 Thousand |
4.00% |
$50
Thousand to under $100 Thousand |
3.25% |
$100
Thousand to under $250 Thousand |
2.75% |
$250
Thousand to under $500 Thousand |
1.75% |
$500
Thousand to under $1 Million |
1.00% |
For
purchases of $1 Million and above: |
|
$1
Million to under $5 Million |
0.50%(a)
|
$5
Million and above |
Plus 0.25%(a)
|
Class
A Share Dealer Reallowances
(Transamerica
High Yield Muni and Transamerica Intermediate
Muni) | |
Amount
of Purchase |
Reallowance
to
Dealers
as a
Percent
of
Offering
Price |
Under
$50 Thousand |
2.75% |
$50
Thousand to under $100 Thousand |
2.00% |
$100
Thousand to under $250 Thousand |
1.50% |
$250
Thousand to under $500 Thousand |
1.00% |
$500
Thousand to under $1 Million |
0.50% |
For
purchases of $1 Million and above: |
|
$1
Million to under $5 Million |
0.50%(a)
|
$5
Million and above |
Plus 0.25%(a)
|
Class
A Share Dealer Reallowances
(Transamerica
Short-Term Bond) | |
Amount
of Purchase |
Reallowance
to
Dealers
as a
Percent
of
Offering
Price |
Under
$250 Thousand |
2.00% |
$250
Thousand to under $5 Million |
0.50% |
$5
Million and Above |
Plus 0.25%(a)
|
Class
C Share Dealer Reallowances (all funds except Transamerica High Yield Muni
and Transamerica Intermediate Muni) | |
Amount
of Purchase |
Reallowance
to
Dealers
as a Percent
of
Offering Price |
All
purchases |
1.00%(b)*
|
Class
C Share Dealer Reallowances
(Transamerica
High Yield Muni and Transamerica Intermediate
Muni) | |
Amount
of Purchase |
Reallowance
to
Dealers
as a Percent
of
Offering Price |
All
purchases |
0.75%(b)*
|
Class
T Share Dealer Reallowances
(Transamerica
US Growth) | |
Amount
of Purchase |
Reallowance
to
Dealers
as a Percent
of
Offering Price |
Under
$10,000 |
7.00% |
$10,000
to under $25,000 |
6.25% |
$25,000
to under $50,000 |
5.50% |
$50,000
to under $75,000 |
5.00% |
$75,000
to under $100,000 |
4.25% |
$100,000
to under $250,000 |
3.75% |
$250,000
to under $500,000 |
2.50% |
$500,000
to under $1,000,000 |
1.00% |
$1,000,000
and over |
1.00% |
Fund
Name |
Brokerage
Commissions Paid (including affiliated commissions) |
Affiliated
Brokerage Commissions Paid | ||||||||||
2023($) |
2023(%)^ |
2022($) |
2022(%)^ |
2021($) |
2021(%)^ |
2023($) |
2023(%)^ |
2022($) |
2022(%)^ |
2021($) |
2021(%)* | |
Transamerica
Asset Allocation – Conservative Portfolio |
$2,550 |
0.04% |
$1,899 |
0.03% |
$421 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Asset Allocation – Growth Portfolio |
$512 |
0.01% |
$2,112 |
0.03% |
$617 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Asset Allocation – Moderate Growth Portfolio |
$7,639 |
0.12% |
$4,579 |
0.06% |
$720 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Asset Allocation – Moderate Portfolio |
$4,784 |
0.07% |
$3,123 |
0.04% |
$538 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Bond |
$6 |
0.00% |
$6 |
0.00% |
$33 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Capital Growth |
$446,946 |
6.97% |
$820,809 |
10.91% |
$634,867 |
6.04% |
$2,998 |
0.67% |
$7,562 |
91.78% |
$0.00 |
0.00% |
Transamerica
Core Bond |
$868 |
0.01% |
$456 |
0.01% |
$902 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Emerging Markets Debt |
$0.00 |
0.00% |
$0.00 |
0.00% |
$934 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Emerging Markets Opportunities |
$1,032,258 |
16.10% |
$1,054,301 |
14.01% |
$1,324,127 |
12.59% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Energy Infrastructure |
$39,051 |
0.61% |
$67,313 |
0.89% |
$58,911 |
0.56% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Floating Rate |
$2,160 |
0.03% |
$2,512 |
0.03% |
$625 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Government Money Market |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
High Yield Bond |
$2,000 |
0.03% |
$1,686 |
0.02% |
$4,969 |
0.05% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
High Yield ESG |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
High Yield Muni |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Inflation Opportunities |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Intermediate Muni |
$0.00 |
0.00% |
$3,739 |
0.05% |
$2 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
International Equity |
$1,321,531 |
20.61% |
$1,329,991 |
17.67% |
$1,739,095 |
16.53% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
International Focus |
$752,588 |
11.74% |
$731,696 |
9.72% |
$809,512 |
7.70% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
International Small Cap Value |
$184,216 |
2.87% |
$153,355 |
2.04% |
$217,899 |
2.07% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
International Stock |
$65,587 |
1.02% |
$80,643 |
1.07% |
$70,847 |
0.67% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
International Sustainable Equity |
$3,881 |
0.06% |
N/A |
N/A |
N/A |
N/A |
$0.00 |
0.00% |
N/A |
N/A |
N/A |
N/A |
Transamerica
Large Cap Value |
$247,922 |
3.87% |
$265,181 |
3.52% |
$1,127,124 |
10.71% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Large Core ESG |
$57,784 |
0.90% |
$53,660 |
0.71% |
$67,671 |
0.64% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Large Growth |
$95,759 |
1.49% |
$205,456 |
2.73% |
$120,123 |
1.14% |
$0.00 |
0.00% |
$677 |
8.22% |
$0.00 |
0.00% |
Transamerica
Long Credit |
$0.00 |
0.00% |
N/A |
N/A |
N/A |
N/A |
$0.00 |
0.00% |
N/A |
N/A |
N/A |
N/A |
Transamerica
Mid Cap Growth |
$86,841 |
1.35% |
$94,240 |
1.25% |
$153,452 |
1.46% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Mid Cap Value Opportunities |
$581,557 |
9.07% |
$735,556 |
9.77% |
$870,761 |
8.28% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Multi-Asset Income |
$48,165 |
0.75% |
$89,718 |
1.19% |
$78,861 |
0.75% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Multi-Managed Balanced |
$81,445 |
1.27% |
$90,422 |
1.20% |
$82,507 |
0.78% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Short-Term Bond |
$12,398 |
0.19% |
$8,284 |
0.11% |
$1,319 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Small Cap Growth |
$125,427 |
1.96% |
$127,696 |
1.70% |
$136,167 |
1.29% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Small Cap Value |
$485,558 |
7.57% |
$675,281 |
8.97% |
$1,956,166 |
18.60% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Small/Mid Cap Value - Systematic Sleeve |
$68,875 |
1.07% |
$73,246 |
0.97% |
$73,238 |
0.70% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Small/Mid Cap Value - TSW Sleeve |
$204,872 |
3.20% |
$312,490 |
4.15% |
$325,711 |
3.10% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Sustainable Bond |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Sustainable Equity Income |
$18,039 |
0.28% |
$25,734 |
0.34% |
$160,193 |
1.52% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
Sustainable Growth Equity |
$1,745 |
0.03% |
N/A |
N/A |
N/A |
N/A |
$0.00 |
0.00% |
N/A |
N/A |
N/A |
N/A |
Transamerica
UltraShort Bond |
$0.00 |
0.00% |
N/A |
N/A |
N/A |
N/A |
$0.00 |
0.00% |
N/A |
N/A |
N/A |
N/A |
Transamerica
Unconstrained Bond |
$10,194 |
0.16% |
$30,291 |
0.40% |
$76,727 |
0.73% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
US Growth |
$226,063 |
3.53% |
$196,579 |
2.61% |
$151,474 |
1.44% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Fund
Name |
Paid as
of October
31,
2023 |
Transamerica
Asset Allocation – Conservative Portfolio |
$
- |
Transamerica
Asset Allocation – Growth Portfolio |
$
- |
Transamerica
Asset Allocation – Moderate Growth Portfolio |
$
- |
Transamerica
Asset Allocation – Moderate Portfolio |
$
- |
Transamerica
Bond |
$
- |
Transamerica
Capital Growth |
$375,556 |
Transamerica
Core Bond |
$
- |
Transamerica
Emerging Markets Debt |
$
- |
Transamerica
Emerging Markets Opportunities |
$394,139 |
Transamerica
Energy Infrastructure |
$35,578 |
Transamerica
Floating Rate |
$
- |
Transamerica
Government Money Market |
$
- |
Transamerica
High Yield Bond |
$
- |
Transamerica
High Yield ESG |
$
- |
Transamerica
High Yield Muni |
$
- |
Transamerica
Inflation Opportunities |
$
- |
Transamerica
Intermediate Muni |
$
- |
Transamerica
International Equity |
$564,959 |
Transamerica
International Focus |
$644,537 |
Transamerica
International Small Cap Value |
$68,892 |
Transamerica
International Stock |
$898 |
Transamerica
International Sustainable Equity |
$1,194 |
Transamerica
Large Cap Value |
$164,700 |
Transamerica
Large Core ESG |
$22,909 |
Transamerica
Large Growth |
$75,193 |
Transamerica
Long Credit |
$
- |
Transamerica
Mid Cap Growth |
$56,254 |
Transamerica
Mid Cap Value Opportunities |
$291,849 |
Transamerica
Multi-Asset Income |
$2,759 |
Transamerica
Multi-Managed Balanced - JPMorgan Sleeve |
$14,682 |
Transamerica
Short-Term Bond |
$
- |
Transamerica
Small Cap Growth |
$117,104 |
Transamerica
Small Cap Value |
$370,814 |
Transamerica
Small/Mid Cap Value |
$106,897 |
Transamerica
Sustainable Bond |
$
- |
Transamerica
Sustainable Equity Income |
$14,978 |
Transamerica
Sustainable Growth Equity |
$657 |
Transamerica
UltraShort Bond |
$
- |
Transamerica
Unconstrained Bond |
$
- |
Transamerica
US Growth |
$150,691 |
Fund
Name |
Bank
of
America
Corp. |
Barclays
Capital,
Inc. |
Citigroup,
Inc. |
Deutsche
Bank
Securities,
Inc. |
Goldman
Sachs
Group,
Inc. |
Jefferies
Group
LLC |
J.P.
Morgan
Securities
LLC |
Morgan
Stanley
&
Co.,
Inc. |
Nomura
Holdings,
Inc. |
State
Street Bank
&
Trust Co. |
UBS
Securities
LLC |
Wells
Fargo
&
Co. |
Transamerica
Bond |
$17,847,380 |
$14,556,060 |
$4,642,437 |
$4,568,585 |
$9,766,032 |
$- |
$14,042,029 |
$5,923,943 |
$- |
$- |
$5,109,458 |
$4,272,781 |
Transamerica
Core Bond |
$15,220,585 |
$6,278,465 |
$13,194,232 |
$7,166,945 |
$4,978,663 |
$- |
$23,837,955 |
$8,318,088 |
$- |
$- |
$12,322,059 |
$17,238,537 |
Transamerica
High Yield Bond |
$- |
$5,085,891 |
$8,053,896 |
$6,451,457 |
$- |
$- |
$5,037,178 |
$5,326,959 |
$- |
$- |
$- |
$- |
Transamerica
High Yield ESG |
$- |
$202,303 |
$400,578 |
$176,530 |
$- |
$- |
$195,999 |
$191,992 |
$- |
$- |
$- |
$- |
Transamerica
Inflation Opportunities |
$2,898,723 |
$- |
$688,091 |
$1,325,748 |
$1,210,830 |
$- |
$- |
$222,801 |
$- |
$- |
$186,784 |
$- |
Transamerica
International Stock |
$- |
$445,355 |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$1,968,366 |
$- |
Transamerica
Large Cap Value |
$23,102,946 |
$- |
$- |
$- |
$- |
$- |
$52,956,273 |
$- |
$- |
$- |
$- |
$37,349,916 |
Transamerica
Large Core ESG |
$1,246,883 |
$- |
$- |
$- |
$156,966 |
$- |
$2,330,924 |
$- |
$- |
$- |
$- |
$- |
Transamerica
Large Growth |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$996,225 |
$- |
$- |
$- |
$- |
Transamerica
Long Credit |
$211,939 |
$- |
$75,071 |
$- |
$102,522 |
$- |
$140,281 |
$95,058 |
$- |
$- |
$- |
$75,502 |
Transamerica
Mid Cap Growth |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$13,964,010 |
$- |
$- |
$- |
$- |
Transamerica
Multi-Asset Income |
$- |
$- |
$1,269,563 |
$- |
$1,821,660 |
$- |
$4,171,800 |
$4,799,075 |
$- |
$- |
$- |
$- |
Transamerica
Multi-Managed Balanced |
$9,938,333 |
$1,305,864 |
$4,987,466 |
$1,212,429 |
$971,152 |
$- |
$4,529,420 |
$4,112,244 |
$- |
$515,230 |
$2,556,872 |
$6,853,813 |
Transamerica
Short-Term Bond |
$48,538,527 |
$39,314,255 |
$28,633,975 |
$2,472,751 |
$21,620,656 |
$- |
$61,596,759 |
$61,177,888 |
$21,165,369 |
$19,541,304 |
$6,589,606 |
$38,144,273 |
Transamerica
Small/Mid Cap Value |
$- |
$- |
$- |
$- |
$- |
$- |
$1,905,900 |
$- |
$- |
$- |
$- |
$- |
Transamerica
Sustainable Bond |
$299,831 |
$- |
$- |
$238,852 |
$127,062 |
$- |
$230,869 |
$236,994 |
$- |
$- |
$- |
$- |
Transamerica
Sustainable Equity Income |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$5,015,934 |
$- |
$- |
Transamerica
UltraShort Bond |
$240,768 |
$- |
$184,685 |
$145,723 |
$423,464 |
$- |
$- |
$- |
$- |
$- |
$- |
$182,041 |
Transamerica
Unconstrained Bond |
$2,546,240 |
$1,353,193 |
$2,024,646 |
$3,116,439 |
$1,990,944 |
$107,203 |
$2,237,982 |
$2,379,843 |
$1,974,779 |
$- |
$3,089,567 |
$2,110,017 |
Transamerica
US Growth |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$9,649,721 |
$- |
$- |
$- |
$- |
Name
& Address |
Fund
Name |
Class |
Percent |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Asset Allocation - Conservative Portfolio |
A |
49.41% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Asset Allocation - Conservative Portfolio |
A |
6.80% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Asset Allocation - Conservative Portfolio |
C |
20.35% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Asset Allocation - Conservative Portfolio |
C |
12.05% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Asset Allocation - Conservative Portfolio |
C |
8.95% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Asset Allocation - Conservative Portfolio |
C |
7.33% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Asset Allocation - Conservative Portfolio |
C |
5.80% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Asset Allocation - Conservative Portfolio |
I |
30.18% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Asset Allocation - Conservative Portfolio |
I |
17.80% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Asset Allocation - Conservative Portfolio |
I |
8.48% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Asset Allocation - Conservative Portfolio |
I |
6.83% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Asset Allocation - Conservative Portfolio |
I |
5.93% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Asset Allocation - Conservative Portfolio |
I |
5.67% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Asset Allocation - Conservative Portfolio |
I |
5.58% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Asset Allocation - Conservative Portfolio |
I |
5.39% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Asset Allocation - Conservative Portfolio |
I |
5.19%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Alexander
Kirschenbaum FBO
Alexander
Kirschenbaum M D P C 401
229
East 79th Street Ste A
New
York NY 10075-0866 |
Transamerica
Asset Allocation - Conservative Portfolio |
R |
83.13% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Asset Allocation - Conservative Portfolio |
R |
11.16% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Asset Allocation - Conservative Portfolio |
R3 |
97.77% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Asset Allocation - Growth Portfolio |
A |
17.34% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Asset Allocation - Growth Portfolio |
A |
8.40% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Asset Allocation - Growth Portfolio |
A |
7.22% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Asset Allocation - Growth Portfolio |
A |
5.28% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Asset Allocation - Growth Portfolio |
C |
13.65% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Asset Allocation - Growth Portfolio |
C |
10.44% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Asset Allocation - Growth Portfolio |
C |
7.54% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Asset Allocation - Growth Portfolio |
C |
6.11% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Asset Allocation - Growth Portfolio |
C |
5.95% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Asset Allocation - Growth Portfolio |
C |
5.14% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Asset Allocation - Growth Portfolio |
I |
25.27% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Asset Allocation - Growth Portfolio |
I |
13.16% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Asset Allocation - Growth Portfolio |
I |
11.50% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Asset Allocation - Growth Portfolio |
I |
9.19%
|
Name
& Address |
Fund
Name |
Class |
Percent |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Asset Allocation - Growth Portfolio |
I |
8.33% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Asset Allocation - Growth Portfolio |
I |
7.10% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Asset Allocation - Growth Portfolio |
I |
5.70% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Asset Allocation - Growth Portfolio |
I |
5.54% |
Mid
Atlantic Trust Company FBO
Id
Automation Inc
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Asset Allocation - Growth Portfolio |
R |
23.76% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Asset Allocation - Growth Portfolio |
R |
16.70% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Asset Allocation - Growth Portfolio |
R |
16.33% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Asset Allocation - Growth Portfolio |
R |
15.58% |
Mid
Atlantic Trust Company FBO
Glavin
Industries Inc
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Asset Allocation - Growth Portfolio |
R |
14.86% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Asset Allocation - Growth Portfolio |
R |
6.80% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Asset Allocation - Growth Portfolio |
R3 |
99.38% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
A |
21.81% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
A |
10.81% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
A |
6.46% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
A |
5.03% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
C |
16.21% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
C |
8.48% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
C |
7.06%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
C |
5.55% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
I |
23.42% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
I |
14.80% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
I |
10.07% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
I |
9.31% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
I |
7.57% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
I |
7.38% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
I |
5.38% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
I |
5.11% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
R |
36.60% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
R |
18.66% |
Ascensus
Trust Company FBO
Lg
Holding LLC 401(k) P/S
P.O.
Box 10758
Fargo
ND 58106-0758 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
R |
15.91% |
Mid
Atlantic Trust Company FBO
Glavin
Industries Inc
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
R |
6.32% |
Mid
Atlantic Trust Company FBO
California
Rehabilitation Serv 401
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
R |
5.21% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
R |
5.20% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Asset Allocation - Moderate Growth Portfolio |
R3 |
99.06% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Asset Allocation - Moderate Portfolio |
A |
32.74%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Asset Allocation - Moderate Portfolio |
A |
9.94% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Asset Allocation - Moderate Portfolio |
A |
5.27% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Asset Allocation - Moderate Portfolio |
C |
17.58% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Asset Allocation - Moderate Portfolio |
C |
11.32% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Asset Allocation - Moderate Portfolio |
C |
6.89% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Asset Allocation - Moderate Portfolio |
C |
6.71% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Asset Allocation - Moderate Portfolio |
C |
5.39% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Asset Allocation - Moderate Portfolio |
I |
26.72% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Asset Allocation - Moderate Portfolio |
I |
17.24% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Asset Allocation - Moderate Portfolio |
I |
8.82% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Asset Allocation - Moderate Portfolio |
I |
8.21% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Asset Allocation - Moderate Portfolio |
I |
8.01% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Asset Allocation - Moderate Portfolio |
I |
6.08% |
Merrill
Lynch Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
Asset Allocation - Moderate Portfolio |
I |
5.02% |
Matrix
Trust Company As Cust FBO
Shives
Funeral Home 401k Psp
PO
Box 52129
Phoenix
AZ 85072-2129 |
Transamerica
Asset Allocation - Moderate Portfolio |
R |
20.99% |
Mid
Atlantic Trust Company FBO
Smede-Son
Steel & Supply Company, I
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Asset Allocation - Moderate Portfolio |
R |
20.07% |
Matrix
Trust Company Cust. FBO
Vernadero
Group, Inc
717
17th Street
Suite
1300
Denver
CO 80202-3304 |
Transamerica
Asset Allocation - Moderate Portfolio |
R |
14.13% |
State
Street Bank And Trust
Custodian
FBO Adp Access Product
1
Lincoln St
Boston
MA 02111-2901 |
Transamerica
Asset Allocation - Moderate Portfolio |
R |
12.55%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Mid
Atlantic Trust Company FBO
Glavin
Industries Inc
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Asset Allocation - Moderate Portfolio |
R |
8.58% |
Ascensus
Trust Company FBO
All
Pallet, Inc. 401(k) P/S
P.O.
Box 10758
Fargo
ND 58106-0758 |
Transamerica
Asset Allocation - Moderate Portfolio |
R |
7.28% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Asset Allocation - Moderate Portfolio |
R |
7.13% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Asset Allocation - Moderate Portfolio |
R3 |
98.50% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Bond |
A |
18.22% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Bond |
A |
15.22% |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6484 |
Transamerica
Bond |
A |
10.00% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Bond |
A |
9.22% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Bond |
A |
8.51% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Bond |
A |
5.61% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Bond |
A |
5.29% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Bond |
C |
27.22% |
Merrill
Lynch Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6484 |
Transamerica
Bond |
C |
13.48% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Bond |
C |
10.73% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Bond |
C |
9.27% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Bond |
C |
7.09% |
Charles
Schwab & CO Inc
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Bond |
C |
6.96% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Bond |
C |
6.50%
|
Name
& Address |
Fund
Name |
Class |
Percent |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Bond |
C |
6.00% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Bond |
I |
13.05% |
Merrill
Lynch Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
Bond |
I |
12.12% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Bond |
I |
10.03% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Bond |
I |
9.56% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Bond |
I |
9.41% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Bond |
I |
8.64% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Bond |
I |
8.41% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Bond |
I |
8.26% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Bond |
I |
6.66% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Bond |
I |
5.31% |
Blackrock
Tactical Allocation VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Bond |
I2 |
34.77% |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Bond |
I2 |
22.31% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Bond |
I2 |
16.49% |
Transamerica
Asset Allocation - Conservative Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Bond |
I2 |
15.59% |
Universal
Life Insurance Company
Moderate
Portfolio
PO
Box 2145
San
Juan PR 00922-2145 |
Transamerica
Bond |
I2 |
7.33% |
Voya
Institutional Trust Company
1
Orange Way
Windsor
CT 06095-4773 |
Transamerica
Bond |
R |
95.86%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Trs-Im
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Bond |
R6 |
63.35% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Bond |
R6 |
29.29% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Capital Growth |
A |
17.83% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Capital Growth |
A |
11.94% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Capital Growth |
A |
8.56% |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6484 |
Transamerica
Capital Growth |
A |
6.52% |
Charles
Schwab & CO Inc
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Capital Growth |
A |
5.65% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Capital Growth |
A |
5.49% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Capital Growth |
C |
27.78% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Capital Growth |
C |
13.80% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Capital Growth |
C |
12.05% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Capital Growth |
C |
8.62% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Capital Growth |
C |
8.29% |
Charles
Schwab & CO Inc
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Capital Growth |
C |
8.26% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Capital Growth |
C |
5.22% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Capital Growth |
I |
17.02% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Capital Growth |
I |
15.34% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Capital Growth |
I |
13.55%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Capital Growth |
I |
10.55% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Capital Growth |
I |
7.93% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Capital Growth |
I |
7.77% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Capital Growth |
I |
6.26% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Capital Growth |
I2 |
33.29% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Capital Growth |
I2 |
22.16% |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Capital Growth |
I2 |
14.67% |
Universal
Life Insurance Company
Moderate
Portfolio
PO
Box 2145
San
Juan PR 00922-2145 |
Transamerica
Capital Growth |
I2 |
13.16% |
Universal
Life Insurance Company
Moderate
Growth Portfolio
PO
Box 2145
San
Juan PR 00922-2145 |
Transamerica
Capital Growth |
I2 |
5.07% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Capital Growth |
R |
100.00% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Capital Growth |
R6 |
39.23% |
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Capital Growth |
R6 |
24.35% |
Reliance
Trust Company
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Capital Growth |
R6 |
14.70% |
Trs-Im
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Capital Growth |
R6 |
14.16% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Core Bond |
A |
66.15% |
Mary
J Greaser TOD
831
N Saint Lucas St
Allentown
PA 18104-4016 |
Transamerica
Core Bond |
A |
7.97% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Core Bond |
A |
7.32% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Core Bond |
A |
5.23%
|
Name
& Address |
Fund
Name |
Class |
Percent |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Core Bond |
C |
53.22% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Core Bond |
C |
40.22% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Core Bond |
I |
89.47% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Core Bond |
I |
5.00% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Core Bond |
I2 |
47.73% |
Transamerica
Asset Allocation-Conservative VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Core Bond |
I2 |
13.35% |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Core Bond |
I2 |
12.06% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Core Bond |
I2 |
9.34% |
Transamerica
Asset Allocation - Conservative Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Core Bond |
I2 |
9.08% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Core Bond |
I3 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Core Bond |
R |
85.15% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Core Bond |
R |
14.85% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R4 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Core Bond |
R4 |
100.00% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Pl Ste 525
Pittsburgh
PA 15222-4228 |
Transamerica
Core Bond |
R6 |
85.20% |
Reliance
Trust Company
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Core Bond |
R6 |
14.65%
|
Name
& Address |
Fund
Name |
Class |
Percent |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Emerging Markets Debt |
A |
25.46% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Emerging Markets Debt |
A |
16.75% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Emerging Markets Debt |
A |
11.58% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Emerging Markets Debt |
A |
5.81% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Emerging Markets Debt |
A |
5.02% |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
Emerging Markets Debt |
C |
19.67% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Emerging Markets Debt |
C |
19.60% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Emerging Markets Debt |
C |
16.48% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Emerging Markets Debt |
C |
15.61% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Emerging Markets Debt |
C |
7.80% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Emerging Markets Debt |
C |
7.20% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Emerging Markets Debt |
C |
6.11% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Emerging Markets Debt |
I |
15.56% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Emerging Markets Debt |
I |
14.33% |
Charles
Schwab & CO Inc
Attn
Mutual Funds
101
Montgomery St
San
Francisco CA 94104-4151 |
Transamerica
Emerging Markets Debt |
I |
11.78% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Emerging Markets Debt |
I |
9.77% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Emerging Markets Debt |
I |
9.03% |
Merrill
Lynch Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
Emerging Markets Debt |
I |
8.04%
|
Name
& Address |
Fund
Name |
Class |
Percent |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Emerging Markets Debt |
I |
7.87% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Emerging Markets Debt |
I |
6.17% |
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
Attn
Mutual Fund Ops Manager
250
Nicollet Mall Suite 1400
Minneapolis
MN 55401-7554 |
Transamerica
Emerging Markets Debt |
I |
5.84% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Emerging Markets Debt |
I2 |
48.79% |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Emerging Markets Debt |
I2 |
29.94% |
Transamerica
Asset Allocation - Conservative Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Emerging Markets Debt |
I2 |
14.79% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Emerging Markets Debt |
R6 |
59.28% |
Mitra
& CO FBO 98
C/O
Reliance Trust Company Wi
Mailcode:
Bd1N - Attn Mf
4900
W Brown Deer Road
Milwaukee
WI 53223-2422 |
Transamerica
Emerging Markets Debt |
R6 |
33.67% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Emerging Markets Opportunities |
I |
60.46% |
Attn
Mutual Funds
Sei
Private Tr Co
1
Freedom VAlley Dr
Oaks
PA 19456-9989 |
Transamerica
Emerging Markets Opportunities |
I |
24.40% |
Northern
Trust As Custodian
FBO
Schaeffer 2021 DE Irrev Tr - D
PO
Box 92956
Chicago
IL 60675-2956 |
Transamerica
Emerging Markets Opportunities |
I |
6.15% |
Northern
Trust As Custodian
FBO
University Of Missouri Medical
PO
Box 92956
Chicago
IL 60675-2994 |
Transamerica
Emerging Markets Opportunities |
I |
5.95% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Emerging Markets Opportunities |
I2 |
33.49% |
Transamerica
Asset Allocation-Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Emerging Markets Opportunities |
I2 |
27.80%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Emerging Markets Opportunities |
I2 |
9.41% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Emerging Markets Opportunities |
I2 |
8.04% |
Transamerica
Asset Allocation-Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Emerging Markets Opportunities |
I2 |
7.41% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Emerging Markets Opportunities |
R6 |
100.00% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Energy Infrastructure |
A |
32.06% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Energy Infrastructure |
A |
14.62% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Energy Infrastructure |
A |
9.09% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Energy Infrastructure |
A |
8.85% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Energy Infrastructure |
A |
6.51% |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6484 |
Transamerica
Energy Infrastructure |
A |
5.52% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Energy Infrastructure |
C |
26.23% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Energy Infrastructure |
C |
18.09% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Energy Infrastructure |
C |
17.54% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Energy Infrastructure |
C |
8.45% |
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
Attn
Mutual Fund Ops Manager
250
Nicollet Mall Suite 1400
Minneapolis
MN 55401-7554 |
Transamerica
Energy Infrastructure |
C |
6.08% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Energy Infrastructure |
C |
5.94%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Energy Infrastructure |
I |
27.10% |
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
Attn
Mutual Fund Ops Manager
250
Nicollet Mall Suite 1400
Minneapolis
MN 55401-7554 |
Transamerica
Energy Infrastructure |
I |
21.56% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Energy Infrastructure |
I |
16.75% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Energy Infrastructure |
I |
15.75% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Energy Infrastructure |
I |
5.68% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Energy Infrastructure |
I2 |
27.48% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Energy Infrastructure |
I2 |
24.18% |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Energy Infrastructure |
I2 |
16.70% |
Universal
Life Insurance Company
Moderate
Portfolio
PO
Box 2145
San
Juan PR 00922-2145 |
Transamerica
Energy Infrastructure |
I2 |
13.62% |
Transamerica
Asset Allocation - Conservative Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Energy Infrastructure |
I2 |
8.92% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Floating Rate |
A |
29.12% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Floating Rate |
A |
13.67% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Floating Rate |
A |
8.16% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Floating Rate |
A |
7.90% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Floating Rate |
A |
6.83%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Floating Rate |
C |
38.95% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Floating Rate |
C |
30.72% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Floating Rate |
C |
11.47% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Floating Rate |
C |
5.68% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Floating Rate |
I |
20.26% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Floating Rate |
I |
18.77% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Floating Rate |
I |
13.13% |
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
Attn
Mutual Fund Ops Manager
250
Nicollet Mall Suite 1400
Minneapolis
MN 55401-7554 |
Transamerica
Floating Rate |
I |
12.11% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Floating Rate |
I |
10.41% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Floating Rate |
I |
9.24% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Floating Rate |
I |
5.34% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Floating Rate |
I2 |
36.34% |
Transamerica
Asset Allocation-Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Floating Rate |
I2 |
24.49% |
Transamerica
Asset Allocation-Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Floating Rate |
I2 |
20.11% |
Transamerica
Asset Allocation-Conservative VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Floating Rate |
I2 |
6.07% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Floating Rate |
I2 |
5.13%
|
Name
& Address |
Fund
Name |
Class |
Percent |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Government Money Market |
A |
58.77% |
Mid
Atlantic Trust Company FBO
Universal
Container & Packagin 401
1251
Waterfront Pl Ste 525
Pittsburgh
PA 15222-4228 |
Transamerica
Government Money Market |
C |
7.57% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Government Money Market |
C |
7.37% |
Mid
Atlantic Trust Company FBO
Card
Clothing & Services Midwe 401
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Government Money Market |
C |
7.07% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Government Money Market |
C |
5.32% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Government Money Market |
I |
50.24% |
Reid
A Evers
1333
Valley View Rd Apt 28
Glendale
CA 91202-1734 |
Transamerica
Government Money Market |
I |
7.25% |
Universal
Life Insurance Company
PO
Box 2145
San
Juan PR 00922-2145 |
Transamerica
Government Money Market |
I2 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Government Money Market |
I3 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R2 Series
440
Mamaroneck Ave
Harrison
NY 10528-2426 |
Transamerica
Government Money Market |
R2 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R4 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Government Money Market |
R4 |
100.00% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
High Yield Bond |
A |
21.18% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
High Yield Bond |
A |
9.42% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
High Yield Bond |
A |
7.34% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
High Yield Bond |
C |
21.14% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
High Yield Bond |
C |
15.69% |
Charles
Schwab & CO Inc
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
High Yield Bond |
C |
13.96%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
High Yield Bond |
C |
7.97% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
High Yield Bond |
C |
7.78% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
High Yield Bond |
C |
6.17% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
High Yield Bond |
C |
5.64% |
Raymond
James
88880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
High Yield Bond |
I |
89.56% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
High Yield Bond |
I2 |
49.20% |
Transamerica
Asset Allocation-Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
High Yield Bond |
I2 |
34.64% |
Transamerica
Asset Allocation-Conservative VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
High Yield Bond |
I2 |
7.77% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
High Yield Bond |
I3 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
High Yield Bond |
R |
84.86% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
High Yield Bond |
R |
15.14% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R4 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
High Yield Bond |
R4 |
100.00% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
High Yield Bond |
R6 |
33.73% |
Vanguard
Fiduciary Trust Company
FBO
401k Clients
Attn:
Investment Services
PO
Box 2600 Vm L20
Valley
Forge PA 19482-2600 |
Transamerica
High Yield Bond |
R6 |
25.18% |
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
High Yield Bond |
R6 |
20.41% |
Reliance
Trust Company
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
High Yield Bond |
R6 |
8.93%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Trs-Im
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
High Yield Bond |
R6 |
8.59% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
High Yield ESG |
I |
90.28% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
High Yield ESG |
I |
9.49% |
Attn
Mutual Funds
Sei
Private Tr Co
1
Freedom VAlley Dr
Oaks
PA 19456-9989 |
Transamerica
High Yield ESG |
I2 |
36.14% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
High Yield ESG |
I2 |
33.10% |
Attn
Mutual Funds
Sei
Private Tr Co
1
Freedom VAlley Dr
Oaks
PA 19456-9989 |
Transamerica
High Yield ESG |
I2 |
30.76% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
High Yield ESG |
R6 |
100.00% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
High Yield Muni |
A |
39.69% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
High Yield Muni |
A |
13.15% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
High Yield Muni |
A |
5.07% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
High Yield Muni |
A |
5.06% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
High Yield Muni |
C |
37.50% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
High Yield Muni |
C |
18.84% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
High Yield Muni |
C |
11.09% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
High Yield Muni |
C |
5.28% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
High Yield Muni |
I |
26.85%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
High Yield Muni |
I |
19.60% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
High Yield Muni |
I |
13.45% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
High Yield Muni |
I |
11.22% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
High Yield Muni |
I |
10.86% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
High Yield Muni |
I |
8.58% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
High Yield Muni |
I2 |
100.00% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Inflation Opportunities |
A |
28.36% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Inflation Opportunities |
A |
18.71% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Inflation Opportunities |
A |
12.00% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Inflation Opportunities |
A |
7.93% |
Umb
Bank Na
Cust
Rollover IRA FBO
Christine
M Koy
3
Halifax Ct
Rockville
MD 20850-3009 |
Transamerica
Inflation Opportunities |
A |
5.07% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Inflation Opportunities |
C |
51.93% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Inflation Opportunities |
C |
35.12% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Inflation Opportunities |
C |
6.35% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Inflation Opportunities |
I |
81.56% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Inflation Opportunities |
I |
11.18%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Inflation Opportunities |
I2 |
43.24% |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Inflation Opportunities |
I2 |
32.30% |
Transamerica
Asset Allocation - Conservative Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Inflation Opportunities |
I2 |
15.56% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Inflation Opportunities |
I3 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Inflation Opportunities |
R |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R4 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Inflation Opportunities |
R4 |
100.00% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Inflation Opportunities |
R6 |
81.70% |
Matrix
Trust Company As Agent For
Advisor
Trust, Inc.
Swanson-Fahrney
Ford Sales, Inc.
401(k)
Plan
717
17th Street, Suite 1300
Denver
CO 80202-3304 |
Transamerica
Inflation Opportunities |
R6 |
8.20% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Inflation Opportunities |
R6 |
7.64% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Intermediate Muni |
A |
20.98% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Intermediate Muni |
A |
12.01% |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
Intermediate Muni |
A |
10.79% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Intermediate Muni |
A |
10.00% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Intermediate Muni |
A |
8.11% |
Charles
Schwab & Co
Special
Custody Acct For Customers
Attn
Mutual Funds
101
Montgomery St
San
Francisco CA 94104-4151 |
Transamerica
Intermediate Muni |
A |
6.23%
|
Name
& Address |
Fund
Name |
Class |
Percent |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Intermediate Muni |
A |
6.10% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Intermediate Muni |
C |
29.33% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Intermediate Muni |
C |
14.47% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Intermediate Muni |
C |
11.86% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Intermediate Muni |
C |
8.60% |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
Intermediate Muni |
C |
8.55% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Intermediate Muni |
C |
6.76% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Intermediate Muni |
I |
14.61% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Intermediate Muni |
I |
10.76% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Intermediate Muni |
I |
9.93% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Intermediate Muni |
I |
9.88% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Intermediate Muni |
I |
9.85% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Intermediate Muni |
I |
9.55% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Intermediate Muni |
I |
7.94% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Intermediate Muni |
I |
7.13% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Intermediate Muni |
I |
6.97% |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
Intermediate Muni |
I |
6.27% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Intermediate Muni |
I2 |
100.00%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
International Equity |
A |
28.64% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
International Equity |
A |
12.60% |
Sammons
Retirement Solution
8300
Mills Civic Pkwy
Wdm
IA 50266-3833 |
Transamerica
International Equity |
A |
7.06% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
International Equity |
A |
6.31% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
International Equity |
A |
6.24% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
International Equity |
C |
26.55% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
International Equity |
C |
15.08% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
International Equity |
C |
8.30% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
International Equity |
C |
7.89% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
International Equity |
C |
6.90% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
International Equity |
C |
6.81% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
International Equity |
C |
6.24% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
International Equity |
C |
5.82% |
Merrill
Lynch Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
International Equity |
C |
5.31% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
International Equity |
I |
42.51% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
International Equity |
I |
10.98% |
Charles
Schwab & CO Inc
101
Montgomery St
San
Francisco CA 94104-4151 |
Transamerica
International Equity |
I |
9.90% |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dt E FL 2
Jacksonville
FL 32246 |
Transamerica
International Equity |
I |
7.28%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0001 |
Transamerica
International Equity |
I |
5.79% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Equity |
I2 |
15.42% |
Transamerica
Asset Allocation-Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Equity |
I2 |
14.72% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Equity |
I2 |
14.15% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Equity |
I2 |
13.61% |
Transamerica
International Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Equity |
I2 |
9.82% |
Jp
Morgan Securities LLC Omnibus Ac
FBO
Exclusive Benefit Of Customers
4
Chase Metrotech Ctr FL 3rd
Brooklyn
NY 11245-0003 |
Transamerica
International Equity |
I2 |
9.54% |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Equity |
I2 |
6.71% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
International Equity |
I2 |
6.01% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
International Equity |
I3 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
International Equity |
R |
81.86% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
International Equity |
R |
16.39% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R4 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
International Equity |
R4 |
100.00% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
International Equity |
R6 |
22.90% |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6484 |
Transamerica
International Equity |
R6 |
15.52%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
International Equity |
R6 |
6.99% |
Trs-Im
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
International Equity |
R6 |
6.81% |
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
International Equity |
R6 |
5.35% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
International Focus |
A |
47.77% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
International Focus |
A |
8.55% |
Umb
Bank Na
Farwell
Area Schools
403B-7
A/C Hugh W Lewis III
8757
Reiss Dr
Farwell
MI 48622-8713 |
Transamerica
International Focus |
A |
5.86% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
International Focus |
I |
69.77% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
International Focus |
I |
21.35% |
Transamerica
Asset Allocation-Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Focus |
I2 |
18.53% |
Transamerica
International Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Focus |
I2 |
17.35% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Focus |
I2 |
14.02% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Focus |
I2 |
13.41% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Focus |
I2 |
13.20% |
Transamerica
Asset Allocation-Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Focus |
I2 |
7.83% |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Focus |
I2 |
5.59%
|
Name
& Address |
Fund
Name |
Class |
Percent |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
International Focus |
R6 |
91.61% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Pl Ste 525
Pittsburgh
PA 15222-4228 |
Transamerica
International Focus |
R6 |
8.19% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
International Small Cap Value |
I |
71.29% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
International Small Cap Value |
I |
15.53% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Small Cap Value |
I2 |
31.71% |
Transamerica
Asset Allocation-Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Small Cap Value |
I2 |
29.24% |
Transamerica
International Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Small Cap Value |
I2 |
14.64% |
Transamerica
Asset Allocation-Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Small Cap Value |
I2 |
9.50% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
International Stock |
A |
41.39% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
International Stock |
A |
35.87% |
Umb
Bank Na
Cust
Simple IRA FBO
Brian
S Handa
20315
Calle Montalvo
Saratoga
CA 95070-6001 |
Transamerica
International Stock |
A |
5.97% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
International Stock |
I |
97.68% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Stock |
I2 |
37.51% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Stock |
I2 |
34.76%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Stock |
I2 |
17.06% |
Transamerica
Asset Allocation - Conservative Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Stock |
I2 |
6.43% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
International Stock |
R6 |
73.57% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Pl Ste 525
Pittsburgh
PA 15222-4228 |
Transamerica
International Stock |
R6 |
25.48% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
International Sustainable Equity |
A |
95.65% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
International Sustainable Equity |
R6 |
100.00% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Large Cap Value |
A |
40.58% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Large Cap Value |
A |
10.37% |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
Large Cap Value |
A |
10.12% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Large Cap Value |
A |
5.73% |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
Large Cap Value |
C |
12.10% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Large Cap Value |
C |
11.95% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Large Cap Value |
C |
10.82% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Large Cap Value |
C |
10.41% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Large Cap Value |
C |
10.26% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Large Cap Value |
C |
10.11%
|
Name
& Address |
Fund
Name |
Class |
Percent |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Large Cap Value |
C |
7.21% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Large Cap Value |
C |
5.54% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Large Cap Value |
I |
34.88% |
Merrill
Lynch Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
Large Cap Value |
I |
14.57% |
Raymond
James
88880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Large Cap Value |
I |
14.14% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Large Cap Value |
I |
13.39% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Large Cap Value |
I |
7.43% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Large Cap Value |
I2 |
22.52% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Large Cap Value |
I2 |
17.64% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Large Cap Value |
I2 |
15.97% |
Transamerica
Asset Allocation-Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Large Cap Value |
I2 |
14.63% |
Transamerica
Asset Allocation-Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Large Cap Value |
I2 |
7.93% |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Large Cap Value |
I2 |
7.70% |
Trs-Im
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Large Cap Value |
R6 |
40.05% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Large Cap Value |
R6 |
34.58%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Large Cap Value |
R6 |
18.33% |
Reliance
Trust Company
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Large Cap Value |
R6 |
5.78% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Large Core ESG |
A |
39.00% |
Umb
Bank Na
Cust
IRA FBO
Melissa
J Brinckman
37
Carriage Cir
Oley
PA 19547-9722 |
Transamerica
Large Core ESG |
A |
14.87% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Large Core ESG |
A |
13.14% |
Umb
Bank Na
Cust
Simple IRA FBO
Scott
Jarosz
9682
Kylie Dr
Brighton
MI 48116-6810 |
Transamerica
Large Core ESG |
A |
11.24% |
Umb
Bank Na
Cust
Roth IRA FBO
Steven
G Graham
532
Shultz Dr
Hamilton
OH 45013-5107 |
Transamerica
Large Core ESG |
A |
5.51% |
Umb
Bank Na
Cust
Roth IRA FBO
Kathy
S Graham
532
Shultz Dr
Hamilton
OH 45013-5107 |
Transamerica
Large Core ESG |
A |
5.47% |
Monroe
Peeler
173
Pheasant Run
Mayfield
Hts OH 44124-4175 |
Transamerica
Large Core ESG |
A |
5.46% |
Umb
Bank Na
Cust
IRA FBO
Steven
G Graham
532
Shultz Dr
Hamilton
OH 45013-5107 |
Transamerica
Large Core ESG |
A |
5.33% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Large Core ESG |
I3 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Large Core ESG |
R |
90.00% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Large Core ESG |
R |
9.92% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R4 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Large Core ESG |
R4 |
100.00% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Large Core ESG |
R6 |
100.00%
|
Name
& Address |
Fund
Name |
Class |
Percent |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Large Growth |
I3 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Large Growth |
R |
88.95% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Large Growth |
R |
11.05% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R4 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Large Growth |
R4 |
100.00% |
State
Street Bank And Trust
Company
Trustee And Cust FBO
Adp
Access Product
1
Lincoln Street
Boston
MA 02111-2901 |
Transamerica
Large Growth |
R6 |
49.62% |
Reliance
Trust Company
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Large Growth |
R6 |
43.87% |
Umb
Bank Na
Cust
Simple IRA FBO
Michael
S Rempel
14785
Radcliffe Rd
Chardon
OH 44024-9270 |
Transamerica
Long Credit |
A |
50.19% |
Umb
Bank Na
Cust
Simple IRA FBO
Gale
Rempel
14785
Radcliffe Rd
Chardon
OH 44024-9270 |
Transamerica
Long Credit |
A |
39.47% |
Umb
Bank Na
Cust
Roth IRA FBO
Walter
D Johnson
6266
W Decker Rd
Ludington
MI 49431-9453 |
Transamerica
Long Credit |
A |
7.63% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Long Credit |
I |
98.50% |
Transamerica
Asset Allocation-Moderate VP
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Long Credit |
I2 |
52.15% |
Transamerica
Asset Allocation-Moderate Growth VP
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Long Credit |
I2 |
35.06% |
Transamerica
Asset Allocation-Conservative VP
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Long Credit |
I2 |
8.66% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Mid Cap Growth |
A |
56.32% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Mid Cap Growth |
A |
11.97%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Mid Cap Growth |
C |
19.75% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Mid Cap Growth |
C |
19.69% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Mid Cap Growth |
C |
15.28% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Mid Cap Growth |
C |
8.31% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Mid Cap Growth |
I |
73.80% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Mid Cap Growth |
I |
14.03% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Mid Cap Growth |
I |
10.16% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Mid Cap Growth |
I2 |
41.71% |
Transamerica
Asset Allocation-Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Mid Cap Growth |
I2 |
28.21% |
Transamerica
Asset Allocation-Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Mid Cap Growth |
I2 |
9.46% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Mid Cap Growth |
I2 |
6.12% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Mid Cap Growth |
I2 |
5.93% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Mid Cap Growth |
I3 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Mid Cap Growth |
R |
72.30% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Mid Cap Growth |
R |
27.70%
|
Name
& Address |
Fund
Name |
Class |
Percent |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R4 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Mid Cap Growth |
R4 |
100.00% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Mid Cap Growth |
R6 |
98.47% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Mid Cap Value Opportunities |
A |
28.14% |
Merrill
Lynch Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6484 |
Transamerica
Mid Cap Value Opportunities |
A |
11.04% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Mid Cap Value Opportunities |
A |
8.32% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Mid Cap Value Opportunities |
A |
8.09% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Mid Cap Value Opportunities |
A |
7.87% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Mid Cap Value Opportunities |
C |
16.13% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Mid Cap Value Opportunities |
C |
15.87% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Mid Cap Value Opportunities |
C |
13.32% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Mid Cap Value Opportunities |
C |
10.96% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Mid Cap Value Opportunities |
C |
8.00% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Mid Cap Value Opportunities |
C |
7.47% |
Merrill
Lynch Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6484 |
Transamerica
Mid Cap Value Opportunities |
C |
7.42% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Mid Cap Value Opportunities |
C |
6.33% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Mid Cap Value Opportunities |
I |
19.76%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Mid Cap Value Opportunities |
I |
19.21% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Mid Cap Value Opportunities |
I |
15.63% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Mid Cap Value Opportunities |
I |
9.98% |
Merrill
Lynch Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6484 |
Transamerica
Mid Cap Value Opportunities |
I |
6.05% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Mid Cap Value Opportunities |
I |
6.01% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Mid Cap Value Opportunities |
I |
5.82% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Mid Cap Value Opportunities |
I |
5.77% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Mid Cap Value Opportunities |
I2 |
35.31% |
Transamerica
Asset Allocation-Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Mid Cap Value Opportunities |
I2 |
26.82% |
Transamerica
Asset Allocation-Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Mid Cap Value Opportunities |
I2 |
10.80% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Mid Cap Value Opportunities |
I2 |
7.46% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Mid Cap Value Opportunities |
I2 |
6.72% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Mid Cap Value Opportunities |
I3 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Mid Cap Value Opportunities |
R |
85.76% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Mid Cap Value Opportunities |
R |
14.24% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R4 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Mid Cap Value Opportunities |
R4 |
97.83%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Tiaa
Trust, N.A. As Cust/Ttee
Of
Retirement Plans
Recordkept
By Tiaa
Attn:
Fund Operations
8500
Andrew Carnegie Blvd
Charlotte
NC 28262-8500 |
Transamerica
Mid Cap Value Opportunities |
R6 |
57.28% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Mid Cap Value Opportunities |
R6 |
28.74% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Multi-Asset Income |
A |
14.70% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Multi-Asset Income |
A |
12.56% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Multi-Asset Income |
A |
10.45% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Multi-Asset Income |
A |
9.98% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Multi-Asset Income |
A |
9.73% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Multi-Asset Income |
A |
7.99% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Multi-Asset Income |
C |
26.63% |
Charles
Schwab & CO Inc
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Multi-Asset Income |
C |
20.55% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Multi-Asset Income |
C |
13.95% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Multi-Asset Income |
C |
11.97% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Multi-Asset Income |
I |
19.20% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Multi-Asset Income |
I |
18.33% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Multi-Asset Income |
I |
17.26% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Multi-Asset Income |
I |
12.48% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Multi-Asset Income |
I |
9.34%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Multi-Asset Income |
I |
7.04% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Multi-Asset Income |
I |
5.36% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Multi-Asset Income |
I2 |
100.00% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Multi-Managed Balanced |
A |
38.68% |
Sammons
Retirement Solution
8300
Mills Civic Pkwy
Wdm
IA 50266-3833 |
Transamerica
Multi-Managed Balanced |
A |
9.06% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Multi-Managed Balanced |
A |
7.36% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Multi-Managed Balanced |
A |
6.01% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Multi-Managed Balanced |
C |
41.06% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Multi-Managed Balanced |
C |
12.10% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Multi-Managed Balanced |
C |
7.61% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Multi-Managed Balanced |
C |
6.25% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Multi-Managed Balanced |
C |
5.55% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Multi-Managed Balanced |
I |
14.10% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Multi-Managed Balanced |
I |
13.28% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Multi-Managed Balanced |
I |
11.42% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Multi-Managed Balanced |
I |
9.59% |
Merrill
Lynch Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
Multi-Managed Balanced |
I |
9.52% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Multi-Managed Balanced |
I |
8.90%
|
Name
& Address |
Fund
Name |
Class |
Percent |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Multi-Managed Balanced |
I |
6.52% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Multi-Managed Balanced |
I |
5.77% |
Voya
Institutional Trust Company
1
Orange Way
Windsor
CT 06095-4773 |
Transamerica
Multi-Managed Balanced |
R |
99.24% |
Reliance
Trust Company
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Multi-Managed Balanced |
R6 |
52.93% |
Trs-Im
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Multi-Managed Balanced |
R6 |
27.53% |
John
Hancock Trust Company LLC
200
Berkeley St Ste 7
Boston
MA 02116-5038 |
Transamerica
Multi-Managed Balanced |
R6 |
6.40% |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6484 |
Transamerica
Multi-Managed Balanced |
R6 |
6.21% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Short-Term Bond |
A |
28.84% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Short-Term Bond |
A |
14.05% |
Merrill
Lynch Pierce Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6484 |
Transamerica
Short-Term Bond |
A |
9.03% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Short-Term Bond |
A |
8.27% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Short-Term Bond |
A |
5.49% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Short-Term Bond |
A |
5.17% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Short-Term Bond |
C |
31.52% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Short-Term Bond |
C |
12.03% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Short-Term Bond |
C |
9.93% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Short-Term Bond |
C |
9.23% |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
Short-Term Bond |
C |
6.33% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Short-Term Bond |
C |
6.30% |
Charles
Schwab & CO Inc
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Short-Term Bond |
C |
5.78%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Merrill
Lynch Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
Short-Term Bond |
I |
12.63% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Short-Term Bond |
I |
12.16% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Short-Term Bond |
I |
10.58% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Short-Term Bond |
I |
10.46% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Short-Term Bond |
I |
10.44% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Short-Term Bond |
I |
10.09% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Short-Term Bond |
I |
7.91% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Short-Term Bond |
I |
7.54% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Short-Term Bond |
I |
6.88% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Short-Term Bond |
I2 |
28.77% |
Universal
Life Insurance Company
Moderate
Portfolio
PO
Box 2145
San
Juan PR 00922-2145 |
Transamerica
Short-Term Bond |
I2 |
18.33% |
Transamerica
60/40 Allocation VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Short-Term Bond |
I2 |
15.24% |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Short-Term Bond |
I2 |
11.91% |
Blackrock
Tactical Allocation VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Short-Term Bond |
I2 |
9.70% |
Transamerica
Asset Allocation - Conservative Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Short-Term Bond |
I2 |
8.05% |
Universal
Life Insurance Company
Conservative
Portfolio
PO
Box 2145
San
Juan PR 00922-2145 |
Transamerica
Short-Term Bond |
I2 |
6.27%
|
Name
& Address |
Fund
Name |
Class |
Percent |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Short-Term Bond |
I3 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Short-Term Bond |
R |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R4 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Short-Term Bond |
R4 |
100.00% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Short-Term Bond |
R6 |
94.57% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Small Cap Growth |
A |
53.41% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Small Cap Growth |
A |
7.24% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Small Cap Growth |
C |
31.26% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Small Cap Growth |
C |
21.00% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Small Cap Growth |
C |
9.06% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Small Cap Growth |
C |
8.01% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Small Cap Growth |
I |
75.20% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Small Cap Growth |
I |
8.02% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Small Cap Growth |
I |
6.77% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Small Cap Growth |
I |
6.43% |
Saxon
& Co.
PO
Box 94597
Cleveland
OH 44101-4597 |
Transamerica
Small Cap Growth |
I2 |
43.01% |
Blackrock
Tactical Allocation VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Small Cap Growth |
I2 |
14.27%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Small Cap Growth |
I2 |
10.78% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Small Cap Growth |
I2 |
8.31% |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Small Cap Growth |
I2 |
6.33% |
Saxon
& Co.
PO
Box 94597
Cleveland
OH 44101-4597 |
Transamerica
Small Cap Growth |
I2 |
5.03% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Small Cap Growth |
I3 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Small Cap Growth |
R |
69.92% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Small Cap Growth |
R |
30.08% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R4 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Small Cap Growth |
R4 |
100.00% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Small Cap Growth |
R6 |
99.59% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Small Cap Value |
A |
32.95% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Small Cap Value |
A |
31.54% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Small Cap Value |
A |
11.85% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Small Cap Value |
C |
56.15% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Small Cap Value |
C |
17.61% |
Umb
Bank Na
Cust
Sep IRA FBO
Randall
D Schwarting
992
W Fairway
North
Platte NE 69101-9080 |
Transamerica
Small Cap Value |
C |
9.25%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Thomas
A Felstead &
Molly
L Felstead JTWROS
4425
White Oak Dr
Janesville
WI 53546-9140 |
Transamerica
Small Cap Value |
C |
5.79% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Small Cap Value |
I |
63.59% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Small Cap Value |
I |
11.54% |
Umb
Bank, Na C/F
Thomas
J Galluze
401Slo
130
Woodridge Drive
Carnegie
PA 15106-1312 |
Transamerica
Small Cap Value |
I |
6.30% |
Darla
Jensen TOD
312
Washington St
Arlington
SD 57212-2214 |
Transamerica
Small Cap Value |
I |
5.87% |
Transamerica
Asset Allocation-Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Small Cap Value |
I2 |
31.72% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Small Cap Value |
I2 |
16.47% |
Blackrock
Tactical Allocation VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Small Cap Value |
I2 |
13.40% |
Transamerica
Asset Allocation-Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Small Cap Value |
I2 |
11.56% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Small Cap Value |
I2 |
7.55% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Small Cap Value |
I2 |
7.14% |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Small Cap Value |
I2 |
5.05% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Small Cap Value |
I3 |
100.00% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Small Cap Value |
R |
78.83% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Small Cap Value |
R |
21.17%
|
Name
& Address |
Fund
Name |
Class |
Percent |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R4 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Small Cap Value |
R4 |
100.00% |
Reliance
Trust Company FBO
T
Rowe Price Retirement
Plan
Clients
PO
Box 78446
Atlanta
Georgia 30357 |
Transamerica
Small Cap Value |
R6 |
71.75% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Small Cap Value |
R6 |
27.27% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Small/Mid Cap Value |
A |
18.12% |
Sammons
Retirement Solution
8300
Mills Civic Pkwy
Wdm
IA 50266-3833 |
Transamerica
Small/Mid Cap Value |
A |
9.42% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Small/Mid Cap Value |
A |
8.82% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Small/Mid Cap Value |
A |
7.11% |
Merrill
Lynch Pierce Fenner & Smith Inc
For
the Sole Benefit of Its Customers
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6484 |
Transamerica
Small/Mid Cap Value |
A |
7.08% |
TCM
Division
Transamerica
Life Insurance Company
Seperate
Account D
4333
Edgewood Rd NE MS 4410
Cedar
Rapids IA 52499-0001 |
Transamerica
Small/Mid Cap Value |
A |
6.79% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Small/Mid Cap Value |
A |
6.37% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Small/Mid Cap Value |
A |
6.07% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Small/Mid Cap Value |
C |
22.51% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Small/Mid Cap Value |
C |
13.68% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Small/Mid Cap Value |
C |
13.44% |
Charles
Schwab & CO Inc
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Small/Mid Cap Value |
C |
11.42% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Small/Mid Cap Value |
C |
10.34% |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Small/Mid Cap Value |
C |
8.53%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Morgan
Stanley Smith Barney LLC
For
The Exclusive Bene Of Its Cust
1
New York Plz FL 12
New
York NY 10004-1965 |
Transamerica
Small/Mid Cap Value |
I |
14.47% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
Small/Mid Cap Value |
I |
13.53% |
Merrill
Lynch Fenner & Smith Inc
4800
Deer Lake Dr E Fl 2
Jacksonville
FL 32246-6486 |
Transamerica
Small/Mid Cap Value |
I |
11.47% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Small/Mid Cap Value |
I |
9.45% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Small/Mid Cap Value |
I |
8.83% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Small/Mid Cap Value |
I |
8.62% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Small/Mid Cap Value |
I |
7.63% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Small/Mid Cap Value |
I |
6.89% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Small/Mid Cap Value |
I |
5.62% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Small/Mid Cap Value |
I2 |
100.00% |
Trs-Im
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Small/Mid Cap Value |
R6 |
34.20% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Small/Mid Cap Value |
R6 |
21.16% |
Empower
Trust FBO
Recordkeeping
For Large Benefit Pl
8525
E Orchard Rd
Greenwood
Vlg CO 80111-5002 |
Transamerica
Small/Mid Cap Value |
R6 |
9.73% |
Reliance
Trust Company
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Small/Mid Cap Value |
R6 |
7.96% |
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Small/Mid Cap Value |
R6 |
7.71% |
Vanguard
Fiduciary Trust Company
FBO
401k Clients
Attn:
Investment Services
PO
Box 2600 Vm L20
Valley
Forge PA 19482-2600 |
Transamerica
Small/Mid Cap Value |
R6 |
5.84% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Sustainable Bond |
I |
99.58%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Sustainable Bond |
I2 |
100.00% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Sustainable Bond |
R6 |
100.00% |
TCM
Division
Transamerica
Life Insurance Company
Seperate
Account D
4333
Edgewood Rd NE MS 4410
Cedar
Rapids IA 52499-0001 |
Transamerica
Sustainable Equity Income |
A |
71.87% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Sustainable Equity Income |
A |
13.58% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Sustainable Equity Income |
C |
40.42% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Sustainable Equity Income |
C |
11.74% |
Charles
Schwab & CO Inc
Special
Custody A/C FBO Customers
Attn
Mutual Funds
211
Main Street
San
Francisco CA 94105-1901 |
Transamerica
Sustainable Equity Income |
C |
8.03% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Sustainable Equity Income |
I |
47.41% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Sustainable Equity Income |
I |
9.88% |
Robert
J Dunham
Donna
L Dunham JT WROS
14812
Canna Valley St
Canyon
Cntry CA 91387-1902 |
Transamerica
Sustainable Equity Income |
I |
8.53% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Sustainable Equity Income |
I |
7.27% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Sustainable Equity Income |
I |
5.67% |
Umb
Bank Na
Cust
IRA FBO
Richard
F Hamilton
226
Orr Rd
Chesterfield
NJ 08515-1115 |
Transamerica
Sustainable Equity Income |
I |
5.37% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Sustainable Equity Income |
I2 |
33.58% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Sustainable Equity Income |
I2 |
29.81%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Sustainable Equity Income |
I2 |
13.31% |
Universal
Life Insurance Company
Moderate
Portfolio
PO
Box 2145
San
Juan PR 00922-2145 |
Transamerica
Sustainable Equity Income |
I2 |
9.75% |
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Sustainable Equity Income |
R6 |
55.68% |
Reliance
Trust Company
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Sustainable Equity Income |
R6 |
37.08% |
Trs-Im
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Sustainable Equity Income |
R6 |
7.25% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Sustainable Growth Equity |
A |
59.68% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Sustainable Growth Equity |
A |
35.59% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Sustainable Growth Equity |
R6 |
100.00% |
Mary
Kathleen Staffon TOD
730
Cactus Cir
Killeen
TX 76542-5031 |
Transamerica
UltraShort Bond |
A |
47.42% |
Umb
Bank Na
Cust
IRA FBO
Mary
Kathleen Staffon
730
Cactus Cir
Killeen
TX 76542-5031 |
Transamerica
UltraShort Bond |
A |
21.37% |
Umb
Bank Na Cust Dcd IRA For
Daniel
Zielinski (Dcd)
FBO
Perrin Luna
2130
S 83Rd St
Milwaukee
WI 53219-1038 |
Transamerica
UltraShort Bond |
A |
14.53% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
UltraShort Bond |
A |
9.96% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
UltraShort Bond |
I |
78.57% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
UltraShort Bond |
I |
18.72% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Unconstrained Bond |
A |
19.16% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
Unconstrained Bond |
A |
11.86%
|
Name
& Address |
Fund
Name |
Class |
Percent |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Unconstrained Bond |
A |
11.51% |
U.S.
Bancorp Investments Inc.
FBO
258752461
60
Livingston Ave
Saint
Paul MN 55107-2292 |
Transamerica
Unconstrained Bond |
A |
9.63% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
Unconstrained Bond |
A |
7.59% |
Umb
Bank Na
Cust
Sep IRA FBO
Michael
P Eggers
940
E 10th St
Superior
NE 68978-2309 |
Transamerica
Unconstrained Bond |
A |
6.21% |
John
Sung Woo TOD
29375
Laro Dr
Agoura
Hills CA 91301-1682 |
Transamerica
Unconstrained Bond |
A |
5.91% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Unconstrained Bond |
I |
37.45% |
Pershing
LLC
1
Pershing Plz
Jersey
City NJ 07399-0002 |
Transamerica
Unconstrained Bond |
I |
27.99% |
UBS
WM USA
Spec
Cdy A/C Eboc Ubsfsi
1000
Harbor Blvd
Weehawken
NJ 07086-6761 |
Transamerica
Unconstrained Bond |
I |
11.81% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
Unconstrained Bond |
I |
10.96% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
Unconstrained Bond |
I |
5.52% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Unconstrained Bond |
I2 |
52.07% |
Transamerica
Asset Allocation-Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Unconstrained Bond |
I2 |
35.09% |
Transamerica
Asset Allocation-Conservative VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Unconstrained Bond |
I2 |
8.71% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
US Growth |
A |
8.87% |
Charles
Schwab & CO Inc
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
US Growth |
C |
23.42% |
Wells
Fargo Clearing Services LLC
2801
Market St
Saint
Louis MO 63103-2523 |
Transamerica
US Growth |
C |
9.85%
|
Name
& Address |
Fund
Name |
Class |
Percent |
American
Enterprise Investment Svc
707
2nd Ave S
Minneapolis
MN 55402-2405 |
Transamerica
US Growth |
C |
6.66% |
LPL
Financial
Omnibus
Customer Account
Attn
Mutual Fund Trading
4707
Executive Dr
San
Diego CA 92121-3091 |
Transamerica
US Growth |
C |
6.53% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
US Growth |
C |
6.12% |
Raymond
James
880
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
US Growth |
C |
5.57% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
US Growth |
I |
24.54% |
Charles
Schwab & Co
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
US Growth |
I |
20.77% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
US Growth |
I2 |
38.21% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
US Growth |
I2 |
34.65% |
Transamerica
Asset Allocation - Moderate Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
US Growth |
I2 |
16.15% |
Transamerica
Asset Allocation - Conservative Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
US Growth |
I2 |
5.80% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
US Growth |
R6 |
68.79% |
Trs-Im
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
US Growth |
R6 |
31.10% |
Charles
Schwab & CO Inc
211
Main St
San
Francisco CA 94105-1901 |
Transamerica
US Growth |
T |
6.02% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
US Growth |
T |
5.17% |
Name
& Address |
Fund
Name |
Percentage
of Fund
Owned |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Asset Allocation - Conservative Portfolio |
45.84% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
Asset Allocation - Moderate Portfolio |
30.07% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Core Bond |
39.33% |
Transamerica
Asset
Allocation-Moderate
VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Emerging Markets Opportunities |
32.40% |
Transamerica
Asset
Allocation-Moderate
Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Emerging Markets Opportunities |
26.90% |
Raymond
James
0
Carillon Pkwy
St
Petersburg FL 33716-1100 |
Transamerica
High Yield Bond |
28.28% |
Attn
Mutual Funds
Sei
Private Tr Co
1
Freedom VAlley Dr
Oaks
PA 19456-9989 |
Transamerica
High Yield ESG |
35.45% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
High Yield ESG |
32.47% |
Attn
Mutual Funds
Sei
Private Tr Co
1
Freedom VAlley Dr
Oaks
PA 19456-9989 |
Transamerica
High Yield ESG |
30.18% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Inflation Opportunities |
32.76% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Inflation Opportunities |
25.42% |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
International Equity |
26.53%
|
Name
& Address |
Fund
Name |
Percentage
of Fund
Owned |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
499
Washington Blvd
Attn
Mutual Fund Dept - 4th Floor
Jersey
City NJ 07310-1995 |
Transamerica
International Small Cap Value |
35.19% |
Transamerica
Asset Allocation - Moderate Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Stock |
34.64% |
Transamerica
Asset Allocation - Growth Portfolio
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
International Stock |
32.10% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
International Sustainable Equity |
94.46% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Large Core ESG |
66.77% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class R Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Large Core ESG |
29.07% |
State
Street Bank & Trust Co Ttee
Various
Retirement Plans
Trs
Class I3 Series
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
Large Growth |
74.07% |
Transamerica
Asset
Allocation-Moderate
VP
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Long Credit |
51.05% |
Transamerica
Asset
Allocation-Moderate
Growth VP
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Long Credit |
34.33% |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Mid Cap Growth |
34.62% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Sustainable Bond |
95.94% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
Sustainable Growth Equity |
99.67% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
UltraShort Bond |
78.08%
|
Name
& Address |
Fund
Name |
Percentage
of Fund
Owned |
Transamerica
Asset Allocation-Moderate VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Unconstrained Bond |
47.31% |
Transamerica
Asset Allocation-Moderate Growth VP
Investment
Account
Attn
Fund Operations Mailstop 20B
1801
California St Ste 5200
Denver
CO 80202-2642 |
Transamerica
Unconstrained Bond |
31.88% |
|
Total
# of Public
Boards |
Public
Company Executive1 |
2 |
Non-Executive
Directors |
4 |
|
Combined
Chair/ CEO or CEO + Non-independent Chair |
Separate
Independent Chair | |
|
Chair/
CEO or Non-independent
Chair |
Lead
Independent Director |
Independent
Chair |
Board
Meetings |
|
|
|
Authority
to call full meetings of the
board
of directors |
Authority
to call meetings of
independent
directors |
Authority
to call full meetings of the
board
of directors | |
|
Attends
full meetings of the board of
directors |
| |
|
Briefs
CEO on issues arising from
executive
sessions |
| |
Agenda |
|
|
|
Primary
responsibility for shaping
board
agendas, consulting with the lead
director |
Collaborates
with chair/CEO to set
board
agenda and board information |
Primary
responsibility for shaping
board
agendas, in conjunction with
CEO | |
Board
Communications |
|
|
|
Communicates
with all directors on key
issues
and concerns outside of full
board
meetings |
Facilitates
discussion among
independent
directors on key issues and
concerns
outside of full board meetings,
including
contributing to the oversight
of
CEO and management succession
planning |
Facilitates
discussion among
independent
directors on key issues and
concerns
outside of full board meetings,
including
contributing to the oversight
of
CEO and management succession
planning |
Company
Name |
Description |
Calamos
Advisors LLC |
U.S.
Investment Adviser |
Calamos
Wealth Management LLC |
U.S.
Investment Adviser |
Calamos
Antetokounmpo Asset
Management
LLC |
U.S.
Investment Adviser |
Open-End
Fund Name |
Calamos
Antetokounmpo Sustainable
Equities
Trust |
Calamos
ETF Trust (Calamos
Antetokounmpo
Global Sustainable
Equities
ETF series only) |
Date |
Adopted:
December 14, 2021 |
Amended:
October 31, 2022 |
Amended:
December 16, 2022 |
Amended:
January 26, 2023 |
Amended:
June 21, 2023 |
Amended:
February 8, 2024 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Mark
Peden, CFA |
1 |
$596.1
million |
4 |
$1.70
billion |
3 |
$959.9
million |
Robin
Black |
1 |
$596.1
million |
4 |
$1.70
billion |
3 |
$959.9
million |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Mark
Peden, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Robin
Black |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Bradley
D. Doyle, CFA |
8 |
$5.72
billion |
8 |
$1.41
billion |
8 |
$24.67
billion |
Tyler
A. Knight, CFA |
9 |
$9.23
billion |
5 |
$657
million |
15 |
$7.44
billion |
Brian
W. Westhoff, CFA |
7 |
$8.87
billion |
5 |
$840
million |
16 |
$2.75
billion |
Sivakumar
N. Rajan |
9 |
$9.21
billion |
7 |
$1.38
billion |
11 |
$24.67
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Bradley
D. Doyle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Tyler
A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brian
W. Westhoff, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar
N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Bradley
D. Doyle, CFA |
8 |
$5.19
billion |
8 |
$1.41
billion |
8 |
$24.67
billion |
Tyler
A. Knight, CFA |
9 |
$8.69
billion |
5 |
$657
million |
15 |
$7.44
billion |
Brian
W. Westhoff, CFA |
7 |
$8.33
billion |
5 |
$840
million |
18 |
$2.75
billion |
Sivakumar
N. Rajan |
9 |
$8.67
billion |
7 |
$1.38
billion |
11 |
$24.67
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Bradley
D. Doyle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Tyler
A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brian
W. Westhoff, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar
N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Jason
P. Felderman, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Zach
Halstead |
0 |
$0 |
0 |
$0 |
1 |
$13
million |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Jason
P. Felderman, CFA |
0 |
$0 |
0 |
$0 |
14 |
$5.55
billion |
Zach
Halstead |
0 |
$0 |
0 |
$0 |
14 |
$5.55
billion |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Kevin
Bakker, CFA |
2 |
$1.50
billion |
9 |
$2.45
billion |
12 |
$1.92
billion |
Benjamin
D. Miller, CFA |
2 |
$1.50
billion |
9 |
$2.45
billion |
12 |
$1.92
billion |
James
K. Schaeffer, Jr. |
2 |
$1.50
billion |
9 |
$2.45
billion |
14 |
$2.15
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Kevin
Bakker, CFA |
0 |
$0 |
0 |
$0 |
2 |
$429
million |
Benjamin
D. Miller, CFA |
0 |
$0 |
0 |
$0 |
2 |
$429
million
|
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
James
K. Schaeffer, Jr. |
0 |
$0 |
0 |
$0 |
1 |
$386
million |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Kevin
Bakker, CFA |
2 |
$1.85
billion |
9 |
$2.45
billion |
12 |
$1.92
billion |
Benjamin
D. Miller, CFA |
2 |
$1.85
billion |
9 |
$2.45
billion |
12 |
$1.92
billion |
James
K. Schaeffer, Jr. |
2 |
$1.85
billion |
9 |
$2.45
billion |
14 |
$2.15
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Kevin
Bakker, CFA |
0 |
$0 |
0 |
$0 |
2 |
$429
million |
Benjamin
D. Miller, CFA |
0 |
$0 |
0 |
$0 |
2 |
$429
million |
James
K. Schaeffer, Jr. |
0 |
$0 |
0 |
$0 |
1 |
$386
million |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Bradley
D. Doyle, CFA |
8 |
$7.32
billion |
8 |
$1.41
billion |
8 |
$24.67
billion |
Norbert
King |
1 |
$3.17
billion |
1 |
$102
million |
15 |
$25.60
billion |
Sivakumar
N. Rajan |
9 |
$10.83
billion |
7 |
$1.38
billion |
11 |
$24.67
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Bradley
D. Doyle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Norbert
King |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar
N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Bradley
D. Doyle, CFA |
8 |
$6.94
billion |
8 |
$1.41
billion |
8 |
$24.67
billion |
Tyler
A. Knight, CFA |
9 |
$10.44
billion |
5 |
$657
million |
15 |
$7.44
billion |
Brian
W. Westhoff, CFA |
7 |
$10.08
billion |
5 |
$840
million |
16 |
$2.75
billion |
Sivakumar
N. Rajan |
9 |
$10.43
billion |
7 |
$1.38
billion |
11 |
$24.67
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Bradley
D. Doyle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Tyler
A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brian
W. Westhoff, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar
N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Tyler
A. Knight, CFA |
9 |
$7.68
billion |
5 |
$657
million |
15 |
$7.44
billion |
Brian
W. Westhoff, CFA |
7 |
$7.32
billion |
5 |
$840
million |
16 |
$2.75
billion |
Norbert
King |
0 |
$0 |
1 |
$102
million |
15 |
$25.60
billion |
Sivakumar
N. Rajan |
9 |
$7.67
billion |
7 |
$1.38
billion |
11 |
$24.67
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Tyler
A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brian
W. Westhoff, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Norbert
King |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar
N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Bradley
D. Doyle, CFA |
8 |
$7.33
billion |
8 |
$1.41
billion |
8 |
$24.67
billion |
Emily
Phelps, CFA |
0 |
$0 |
0 |
$0 |
1 |
$12
million |
James
Rich |
0 |
$0 |
1 |
$29
million |
1 |
$96
million |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Bradley
D. Doyle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Emily
Phelps, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
James
Rich |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Brian
Barnhart, CFA |
0 |
$0 |
4 |
$2.21
billion |
10 |
$733
million |
Tyler
A. Knight, CFA |
9 |
$10.83
billion |
5 |
$657
million |
15 |
$7.44
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Brian
Barnhart, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Tyler
A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Range
of Securities Owned |
Fund |
Kevin
Bakker, CFA |
$100,001
- $500,000 |
Transamerica
High Yield Bond |
Jason
P. Felderman, CFA |
$10,001
- $50,000 |
Transamerica
Floating Rate |
Jason
P. Felderman, CFA |
$10,001
- $50,000 |
Transamerica
High Yield Bond |
Benjamin
D. Miller, CFA |
$10,001
- $50,000 |
Transamerica
High Yield Bond |
James
Rich |
$10,001
- $50,000 |
Transamerica
Core Bond |
James
K. Schaeffer, Jr. |
$100,001
- $500,000 |
Transamerica
High Yield Bond |
Brian
W. Westhoff, CFA |
$50,001
- $100,000 |
Transamerica
Bond |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Max
Christiana |
0 |
$0 |
0 |
$0 |
21,572 |
$14.93
billion |
Matthew
Dalton |
0 |
$0 |
1 |
$18.65
million |
21,572 |
$14.93
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Max
Christiana |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Matthew
Dalton |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Max
Christiana |
0 |
$0 |
0 |
$0 |
21,572 |
$14.93
billion |
Matthew
Dalton |
0 |
$0 |
1 |
$18.65
million |
21,572 |
$14.93
billion |
Cara
Grealy |
0 |
$0 |
0 |
$0 |
21,572 |
$14.93
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Max
Christiana |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Matthew
Dalton |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Cara
Grealy |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Range
of Securities Owned |
Fund |
Matthew
Dalton |
Over
$1,000,000 |
Transamerica
High Yield Muni |
Matthew
Dalton |
Over
$1,000,000 |
Transamerica
Intermediate Muni |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
James
Madden, CFA |
2 |
$14.26
million |
1 |
$2.05
million |
41 |
$70.12
million |
Anthony
Tursich, CFA |
2 |
$14.26
million |
1 |
$2.05
million |
41 |
$70.12
million |
Beth
Williamson |
2 |
$14.26
million |
1 |
$2.05
million |
41 |
$70.12
million |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
James
Madden, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Anthony
Tursich, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Beth
Williamson |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Alex
Turner, CFA |
1 |
$330.38
million |
3 |
$234.69
million |
10 |
$335.96
million |
David
R. Vaughn, CFA |
1 |
$330.38
million |
3 |
$234.69
million |
10 |
$335.96
million |
Gashi
Zengeni, CFA |
1 |
$330.38
million |
1 |
$39.37
million |
8 |
$306.99
million |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Alex
Turner, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
David
R. Vaughn, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Gashi
Zengeni, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Michael
E. Brown, CFA |
0 |
$0 |
2 |
$394.11
million |
0 |
$0 |
Alfred
Li, CFA |
2 |
$2.54
billion |
4 |
$561.16
million |
3 |
$1.03
billion |
Himanshu
Sharma, CFA |
1 |
$0.08
billion |
4 |
$548.96
million |
0 |
$0 |
Terence
Chung |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Michael
E. Brown, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Alfred
Li, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Himanshu
Sharma, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Terence
Chung |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Neill
Nuttall |
22 |
$28.30
billion |
35 |
$12.66
billion |
133 |
$111.51
billion |
Alexandra
Wilson-Elizondo |
18 |
$25.59
billion |
0 |
$0 |
0 |
$0 |
Siwen
Wu |
17 |
$18.98
billion |
5 |
$2.48
billion |
1 |
$489.4
million |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Neill
Nuttall |
0 |
$0 |
0 |
$0 |
2 |
$2.95
billion |
Alexandra
Wilson-Elizondo |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Siwen
Wu |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Paul
Roukis, CFA |
5 |
$2.56
billion |
2 |
$72.95
million |
45 |
$2.22
billion |
Jeff
Agne |
5 |
$2.56
billion |
2 |
$72.95
million |
45 |
$2.22
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Paul
Roukis, CFA |
1 |
$136.86
million |
0 |
$0 |
0 |
$0 |
Jeff
Agne |
1 |
$136.86
million |
0 |
$0 |
0 |
$0 |
Analyst
Responsibilities |
Portfolio
Manager
Responsibilities |
Other |
Objective |
Objective |
-Participation in
business
development. |
-The
relative performance of the stock recommendations. |
-The portfolio’s
performance relative
to
the respective
benchmark
as well as versus
peers. |
-Participation in
business
development |
Qualitative |
Qualitative |
-Collaboration with
team
members. |
-Thoughtfulness
in stock analysis. |
-Consideration of our
rigorous risk
controls. |
-Long-term potential
contribution. |
-Adherence
to our disciplined research process. |
|
|
Portfolio
Manager |
Range
of Securities Owned |
Fund |
Paul
Roukis, CFA |
$100,001
- $500,000 |
Transamerica
Large Cap Value |
Jeff
Agne |
$100,001
- $500,000 |
Transamerica
Large Cap Value |
Portfolio
Manager |
Registered
Investment
Companies* |
Other
Pooled Investment
Vehicles* |
Other
Accounts* | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Tim
Snyder, CFA |
8 |
$26.7
million |
5 |
$3.1
million |
11 |
$11.6
million |
Raffaele
Zingone, CFA |
15 |
$70.5
million |
15 |
$12.5
million |
12 |
$11.9
million |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Tim
Snyder, CFA |
0 |
$0 |
0 |
$0 |
5 |
$1.3
million |
Raffaele
Zingone, CFA |
0 |
$0 |
0 |
$0 |
6 |
$1.9
million |
Fund |
Benchmark
Index |
Transamerica
Multi-Managed Balanced |
S&P
500®
Index
Bloomberg
US Aggregate Bond Index |
Portfolio
Manager |
Registered
Investment
Companies1
|
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
James
Baker |
2 |
$1.84
billion |
4 |
$504.54
million |
5 |
$238.78
million |
Harrison
Little |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Fee
Based Accounts2
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
James
Baker |
0 |
$0 |
3 |
$400.27
million |
2 |
$88.51
million |
Harrison
Little |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Todd
Howard, CFA |
2 |
$117.03
million |
3 |
$1.10
billion |
5 |
$1.21
billion |
Scott
Moses, CFA |
2 |
$123.93
million |
0 |
$0 |
3 |
$261.13
million |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Todd
Howard, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Scott
Moses, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Range
of Securities Owned |
Fund |
Scott
Moses, CFA |
$1
- $50,000 |
Transamerica
Emerging Markets Debt |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts* | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Dennis
P. Lynch |
23 |
$11.45
billion |
32 |
$9.21
billion |
14 |
$3.67
billion |
Sam
G. Chainani, CFA |
22 |
$11.45
billion |
29 |
$9.14
billion |
13 |
$3.62
billion |
Jason
C. Yeung, CFA |
22 |
$11.45
billion |
29 |
$9.14
billion |
13 |
$3.62
billion |
David
S. Cohen |
22 |
$11.45
billion |
29 |
$9.14
billion |
13 |
$3.62
billion |
Armistead
B. Nash |
22 |
$11.45
billion |
29 |
$9.14
billion |
13 |
$3.62
billion |
Alexander
T. Norton |
22 |
$11.45
billion |
29 |
$9.14
billion |
13 |
$3.62
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Dennis
P. Lynch |
0 |
$0 |
0 |
$0 |
2 |
$183.96
million |
Sam
G. Chainani, CFA |
0 |
$0 |
0 |
$0 |
2 |
$183.96
million |
Jason
C. Yeung, CFA |
0 |
$0 |
0 |
$0 |
2 |
$183.96
million |
David
S. Cohen |
0 |
$0 |
0 |
$0 |
2 |
$183.96
million |
Armistead
B. Nash |
0 |
$0 |
0 |
$0 |
2 |
$183.96
million |
Alexander
T. Norton |
0 |
$0 |
0 |
$0 |
2 |
$183.96
million |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts* | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Dennis
P. Lynch |
23 |
$11.45
billion |
32 |
$9.21
billion |
14 |
$3.67
billion |
Sam
G. Chainani, CFA |
22 |
$11.45
billion |
29 |
$9.14
billion |
13 |
$3.62
billion |
Jason
C. Yeung, CFA |
22 |
$11.45
billion |
29 |
$9.14
billion |
13 |
$3.62
billion |
David
S. Cohen |
22 |
$11.45
billion |
29 |
$9.14
billion |
13 |
$3.62
billion |
Armistead
B. Nash |
22 |
$11.45
billion |
29 |
$9.14
billion |
13 |
$3.62
billion |
Alexander
T. Norton |
22 |
$11.45
billion |
29 |
$9.14
billion |
13 |
$3.62
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Dennis
P. Lynch |
0 |
$0 |
0 |
$0 |
2 |
$183.96
million |
Sam
G. Chainani, CFA |
0 |
$0 |
0 |
$0 |
2 |
$183.96
million |
Jason
C. Yeung, CFA |
0 |
$0 |
0 |
$0 |
2 |
$183.96
million |
David
S. Cohen |
0 |
$0 |
0 |
$0 |
2 |
$183.96
million |
Armistead
B. Nash |
0 |
$0 |
0 |
$0 |
2 |
$183.96
million |
Alexander
T. Norton |
0 |
$0 |
0 |
$0 |
2 |
$183.96
million |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Jason
R. Ballsrud, CFA |
1 |
$215.7
million |
3 |
$332.4
million |
3 |
$240.3
million |
Tasso
H. Coin, Jr., CFA |
1 |
$215.7
million |
3 |
$332.4
million |
3 |
$240.3
million |
Douglas
G. Pugh, CFA |
1 |
$215.7
million |
3 |
$332.4
million |
3 |
$240.3
million |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Jason
R. Ballsrud, CFA |
0 |
$0 |
0 |
$0 |
1 |
$193.2
million |
Tasso
H. Coin, Jr., CFA |
0 |
$0 |
0 |
$0 |
1 |
$193.2
million |
Douglas
G. Pugh, CFA |
0 |
$0 |
0 |
$0 |
1 |
$193.2
million |
Portfolio
Manager |
Range
of Securities Owned |
Fund |
Jason
R. Ballsrud, CFA |
Over
$1,000,000 |
Transamerica
Small Cap Value |
Douglas
G. Pugh, CFA |
$500,001
- $1,000,000 |
Transamerica
Small Cap Value |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Sheedsa
Ali, CFA |
2 |
$4.32
billion |
4 |
$376
million |
10 |
$1.91
billion |
Fee Based
Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Sheedsa
Ali, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Robert
A. Vanden Assem, CFA |
5 |
$3.50
billion |
15 |
$3.69
billion |
19 |
$6.40
billion |
Roberto
Coronado |
2 |
$745
million |
3 |
$821
million |
3 |
$1.48
billion |
Gunter
H. Seeger |
2 |
$745
million |
0 |
$0 |
0 |
$0 |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Robert
A. Vanden Assem, CFA |
0 |
$0 |
0 |
$0 |
3 |
$954
million |
Roberto
Coronado |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Gunter
H. Seeger |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Peter
Hu, CFA |
3 |
$960
million |
35 |
$2.53
billion |
5 |
$1.88
billion |
Michael
J. Kelly, CFA |
3 |
$960
million |
43 |
$4.01
billion |
10 |
$3.10
billion |
Steven
Oh, CFA |
1 |
$116
million |
18 |
$7.35
billion |
8 |
$3.08
billion |
Robert
A. Vanden Assem, CFA |
5 |
$3.50
billion |
15 |
$3.69
billion |
19 |
$6.40
billion |
Roberto
Coronado |
2 |
$745
million |
3 |
$821
million |
3 |
$1.48
billion |
Gunter
H. Seeger |
2 |
$745
million |
0 |
$0 |
0 |
$0 |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Peter
Hu, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Michael
J. Kelly, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Steven
Oh, CFA |
1 |
$116
million |
0 |
$0 |
0 |
$0 |
Robert
A. Vanden Assem, CFA |
0 |
$0 |
0 |
$0 |
3 |
$954
million |
Roberto
Coronado |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Gunter
H. Seeger |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
W.
Conrad Doenges |
4 |
$173.4
million |
6 |
$194.9
million |
14 |
$1.06
billion |
Andrew
Hill |
4 |
$173.4
million |
6 |
$194.9
million |
14 |
$1.06
billion |
Joseph
LaBate |
4 |
$173.4
million |
6 |
$194.9
million |
14 |
$1.06
billion |
Brown
McCullough |
4 |
$173.4
million |
6 |
$194.9
million |
14 |
$1.06
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
W.
Conrad Doenges |
0 |
$0 |
1 |
$107
million |
0 |
$0 |
Andrew
Hill |
0 |
$0 |
1 |
$107
million |
0 |
$0 |
Joseph
LaBate |
0 |
$0 |
1 |
$107
million |
0 |
$0 |
Brown
McCullough |
0 |
$0 |
1 |
$107
million |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Kenneth
Burgess, CFA |
1 |
$197
million |
1 |
$38
million |
148 |
$2.25
billion |
W.
Ryan Wick, CFA |
1 |
$197
million |
1 |
$38
million |
148 |
$2.25
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Kenneth
Burgess, CFA |
0 |
$0 |
0 |
$0 |
1 |
$161
million |
W.
Ryan Wick, CFA |
0 |
$0 |
0 |
$0 |
1 |
$161
million |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Brandon
H. Harrell, CFA |
6 |
$2.67
billion |
5 |
$1.76
billion |
12 |
$3.42
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Brandon
H. Harrell, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Brandon
H. Harrell, CFA |
6 |
$6.51
billion |
5 |
$1.76
billion |
12 |
$3.42
billion |
Stedman
D. Oakey, CFA |
0 |
$0 |
2 |
$281.7
million |
4 |
$544.3
million |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Brandon
H. Harrell, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Stedman
D. Oakey, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
R.
Michael Creager, CFA |
4 |
$832.5
million |
1 |
$133.3
million |
18 |
$1.35
billion |
Brett
P. Hawkins, CFA |
5 |
$867.8
million |
3 |
$233.8
million |
30 |
$2.27
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
R.
Michael Creager, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brett
P. Hawkins, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
William
M. Bellamy, CFA |
1 |
$13.2
million |
0 |
$0 |
24 |
$127.2
million |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
William
M. Bellamy, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
R.
Michael Creager, CFA |
3 |
$1.42
billion |
1 |
$133.3
million |
18 |
$1.35
billion |
Brett
P. Hawkins, CFA |
4 |
$1.45
billion |
3 |
$233.8
million |
30 |
$2.27
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
R.
Michael Creager, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brett
P. Hawkins, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Range
of Securities Owned |
Fund |
Brandon
H. Harrell, CFA |
$500,001
– $1,000,000 |
Transamerica
International Equity |
R.
Michael Creager, CFA |
$10,001
- $50,000 |
Transamerica
Mid Cap Value Opportunities |
Brett
P. Hawkins, CFA |
$100,001
- $500,000 |
Transamerica
Mid Cap Value Opportunities |
William
M. Bellamy, CFA |
$500,001
- $1,000,000 |
Transamerica
Multi-Asset Income |
Brandon
H. Harrell, CFA |
$100,001
- $500,000 |
Transamerica
International Small Cap Value |
Stedman
D. Oakey, CFA |
Over
$1,000,000 |
Transamerica
International Small Cap Value |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Mary
L. Pryshlak, CFA |
16 |
$12.68
billion |
51 |
$14.38
billion |
90 |
$24.35
billion |
Jonathan
G. White, CFA |
16 |
$12.68
billion |
55 |
$14.65
billion |
92 |
$24.45
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Mary
L. Pryshlak, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Jonathan
G. White, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Mammen
Chally, CFA* |
11 |
$18.95
billion |
11 |
$1.62
billion |
17 |
$3.86
billion |
Douglas
McLane, CFA |
11 |
$18.95
billion |
17 |
$2.12
billion |
16 |
$3.85
billion |
David
Siegle, CFA |
11 |
$18.95
billion |
11 |
$1.62
billion |
16 |
$3.85
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Mammen
Chally, CFA* |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Douglas
McLane, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
David
Siegle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Timothy
N. Manning |
5 |
$2.39
billion |
4 |
$2.36
billion |
4 |
$1.51
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Timothy
N. Manning |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Mammen
Chally, CFA* |
11 |
$18.95
billion |
11 |
$1.62
billion |
17 |
$3.86
billion |
Douglas
McLane, CFA |
11 |
$18.95
billion |
17 |
$2.12
billion |
16 |
$3.85
billion |
David
Siegle, CFA |
11 |
$18.95
billion |
11 |
$1.62
billion |
16 |
$3.85
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Mammen
Chally, CFA* |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Douglas
McLane, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
David
Siegle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Fund |
Benchmark
Index and/or Peer Group
for
Incentive Period |
Transamerica
Large Growth |
Russell
1000®
Growth Index |
Transamerica
Mid Cap Growth |
Russell
Midcap®
Growth Index |
Transamerica
US Growth |
Russell
1000®
Growth Index |
Transamerica
Emerging Markets Opportunities |
MSCI
Emerging Markets Index |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Paul
D. McHugh, CFA |
9 |
$3.1
billion |
6 |
$1.76
billion |
221 |
$8.33
billion |
Ethan
J. Meyers, CFA |
9 |
$3.1
billion |
6 |
$1.76
billion |
221 |
$8.33
billion |
William
R. Gilchrist |
9 |
$3.1
billion |
6 |
$1.76
billion |
221 |
$8.33
billion |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Paul
D. McHugh, CFA |
0 |
$0 |
0 |
$0 |
22 |
$1.73
billion |
Ethan
J. Meyers, CFA |
0 |
$0 |
0 |
$0 |
22 |
$1.73
billion |
William
R. Gilchrist |
0 |
$0 |
0 |
$0 |
22 |
$1.73
billion |
Transamerica
Bond | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$784,051.01 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$13,206.98 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$5,048.53 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$646,509.50 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$664,765.01 |
Net
income from securities lending activities |
$119,286.00 |
Transamerica
Capital Growth | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$2,904,206.76 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$106,579.79 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the revenue split |
$16,135.55 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$1,817,756.42 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$1,940,471.76 |
Net
income from securities lending activities |
$963,735.00 |
Transamerica
Core Bond | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$1,086,043.39 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$15,209.30 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the revenue split |
$7,155.60 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$927,065.49 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$949,430.39 |
Net
income from securities lending activities |
$136,613.00 |
Transamerica
Emerging Markets Debt | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$240,909.53 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$2,601.83 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$1,670.02 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$213,225.68 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$217,497.53 |
Net
income from securities lending activities |
$23,412.00 |
Transamerica
Emerging Markets Opportunities | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$304,197.11 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$17,071.19 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$1,234.27 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$132,383.65 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$150,689.11 |
Net
income from securities lending activities |
$153,508.00 |
Transamerica
Energy Infrastructure | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$351,479.82 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$4,299.20 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$2,366.35 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$304,560.27 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$311,225.82 |
Net
income from securities lending activities |
$40,254.00 |
Transamerica
Floating Rate | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$31,564.56 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$1,463.30 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$195.88 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$16,730.38 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$18,389.56 |
Net
income from securities lending activities |
$13,175.00 |
Transamerica
High Yield Bond | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$5,294,457.66 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$129,905.34 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the revenue split |
$34,365.76 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$3,960,694.56 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$4,124,965.66 |
Net
income from securities lending activities |
$1,169,492.00 |
Transamerica
High Yield ESG | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$174,057.05 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$4,660.07 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$1,123.20 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$126,307.78 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$132,091.05 |
Net
income from securities lending activities |
$41,966.00 |
Transamerica
High Yield Muni | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$9,373.29 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$166.35 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$56.33 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$7,620.61 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$7,843.29 |
Net
income from securities lending activities |
$1,530.00 |
Transamerica
Inflation Opportunities | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$49,295.92 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$460.49 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$348.19 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$44,339.24 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$45,147.92 |
Net
income from securities lending activities |
$4,148.00 |
Transamerica
International Equity | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$4,765,321.51 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$139,437.99 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the revenue split |
$26,136.98 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$3,257,462.54 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$3,423,037.51 |
Net
income from securities lending activities |
$1,342,284.00 |
Transamerica
International Focus | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$1,221,713.92 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$48,805.44 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the revenue split |
$5,929.83 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$727,688.65 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$782,423.92 |
Net
income from securities lending activities |
$439,290.00 |
Transamerica
International Small Cap Value | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$944,436.34 |
| |
Fees
paid to securities lending agent from a revenue
split |
$12,973.85 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$6,107.16 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$808,544.33 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$827,625.34 |
Net
income from securities lending activities |
$116,811.00 |
Transamerica
International Stock | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$409,345.48 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$9,850.96 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$2,440.28 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$308,718.24 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$321,009.48 |
Net
income from securities lending activities |
$88,336.00 |
Transamerica
International Sustainable Equity | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$730.61 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$44.12 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in the
revenue
split |
$2.40 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$285.09 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$331.61 |
Net
income from securities lending activities |
$399.00 |
Transamerica
Large Cap Value | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$5.57 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$0.57 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in the
revenue
split |
$0.00 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$0.00 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$0.57 |
Net
income from securities lending activities |
$5.00 |
Transamerica
Large Core ESG | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$35,553.29 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$251.37 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$236.98 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$32,800.94 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$33,289.29 |
Net
income from securities lending activities |
$2,264.00 |
Transamerica
Large Growth | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$315,391.39 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$12,722.64 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$1,656.07 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$186,483.68 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$200,862.39 |
Net
income from securities lending activities |
$114,529.00 |
Transamerica
Long Credit | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$2,298.00 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$89.19 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$11.30 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$1,380.51 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$1,481.00 |
Net
income from securities lending activities |
$817.00 |
Transamerica
Mid Cap Growth | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$25,508.70 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$1,476.35 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$78.94 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$10,652.41 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$12,207.70 |
Net
income from securities lending activities |
$13,301.00 |
Transamerica
Mid Cap Value Opportunities | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$214,998.19 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$6,453.30 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$1,003.31 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$149,207.58 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$156,664.19 |
Net
income from securities lending activities |
$58,334.00 |
Transamerica
Multi-Asset Income | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$1,978,746.84 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$53,288.02 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the revenue split |
$12,650.17 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$1,431,134.65 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$1,497,072.84 |
Net
income from securities lending activities |
$481,674.00 |
Transamerica
Multi-Managed Balanced | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$112,341.48 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$1,822.35 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$708.33 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$93,395.80 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$95,926.48 |
Net
income from securities lending activities |
$16,415.00 |
Transamerica
Short-Term Bond | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$774,352.73 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$12,626.75 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$5,174.43 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$642,869.55 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$660,670.73 |
Net
income from securities lending activities |
$113,682.00 |
Transamerica
Small Cap Growth | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$14,751.41 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$845.53 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$48.81 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$6,223.07 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$7,117.41 |
Net
income from securities lending activities |
$7,634.00 |
Transamerica
Small Cap Value | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$100,032.20 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$3,389.49 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$522.63 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$65,532.08 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$69,444.20 |
Net
income from securities lending activities |
$30,588.00 |
Transamerica
Small/Mid Cap Value | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$91,840.95 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$5,257.43 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$342.80 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$38,763.72 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$44,363.95 |
Net
income from securities lending activities |
$47,477.00 |
Transamerica
Sustainable Bond | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$30,346.99 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$502.54 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$205.01 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$25,111.44 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$25,818.99 |
Net
income from securities lending activities |
$4,528.00 |
Transamerica
Sustainable Equity Income | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$163,508.73 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$2,159.63 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$1,025.08 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$140,837.02 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$144,021.73 |
Net
income from securities lending activities |
$19,487.00 |
Transamerica
UltraShort Bond | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$480.93 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$14.60 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in the
revenue
split |
$2.98 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$332.35 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$349.93 |
Net
income from securities lending activities |
$131.00 |
Transamerica
Unconstrained Bond | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$812,089.69 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$27,102.49 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$4,861.77 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$536,596.43 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$568,560.69 |
Net
income from securities lending activities |
$243,529.00 |
Transamerica
US Growth | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$3,304.34 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$330.34 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$0.00 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$0.00 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$330.34 |
Net
income from securities lending activities |
$2,974.00 |