Fund Name |
| |
Class I |
| |
Class M5 |
| |
Class M4 |
| |
Class M3 |
|
MassMutual Select T. Rowe Price Retirement Balanced Fund | | | MMBVX | | | MMBWX | | | MMBYX | | | MMBZX | |
MassMutual Select T. Rowe Price Retirement 2005 Fund | | | MMFBX | | | MMFDX | | | MMFEX | | | MMFGX | |
MassMutual Select T. Rowe Price Retirement 2010 Fund | | | MMXBX | | | MMXCX | | | MMXDX | | | MMXEX | |
MassMutual Select T. Rowe Price Retirement 2015 Fund | | | MMFHX | | | MMFJX | | | MMFKX | | | MMFLX | |
MassMutual Select T. Rowe Price Retirement 2020 Fund | | | MMTWX | | | MMTTX | | | MMTUX | | | MMTVX | |
MassMutual Select T. Rowe Price Retirement 2025 Fund | | | MMTFX | | | MMTGX | | | MMTHX | | | MMTIX | |
MassMutual Select T. Rowe Price Retirement 2030 Fund | | | MMTRX | | | MMTOX | | | MMTPX | | | MMTQX | |
MassMutual Select T. Rowe Price Retirement 2035 Fund | | | MMTJX | | | MMTKX | | | MMTLX | | | MMTMX | |
MassMutual Select T. Rowe Price Retirement 2040 Fund | | | MMFOX | | | MMFPX | | | MMFQX | | | MMFRX | |
MassMutual Select T. Rowe Price Retirement 2045 Fund | | | MMFTX | | | MMFUX | | | MMFWX | | | MMFZX | |
MassMutual Select T. Rowe Price Retirement 2050 Fund | | | MMDDX | | | MMDFX | | | MMDGX | | | MMDHX | |
MassMutual Select T. Rowe Price Retirement 2055 Fund | | | MMDJX | | | MMDKX | | | MMDMX | | | MMDOX | |
MassMutual Select T. Rowe Price Retirement 2060 Fund | | | MMSKX | | | MMSOX | | | MMSGX | | | MMSVX | |
| | |
Page |
| |||
| | | | B-3 | | | |
| | | | B-3 | | | |
| | | | B-41 | | | |
| | | | B-42 | | | |
| | | | B-43 | | | |
| | | | B-53 | | | |
| | | | B-65 | | | |
| | | | B-78 | | | |
| | | | B-78 | | | |
| | | | B-79 | | | |
| | | | B-80 | | | |
| | | | B-80 | | | |
| | | | B-80 | | | |
| | | | B-81 | | | |
| | | | B-81 | | | |
| | | | B-82 | | | |
| | | | B-82 | | | |
| | | | B-84 | | | |
| | | | B-93 | | | |
| | | | B-94 | | | |
| | | | B-98 | | | |
| | | | B-102 | | | |
| | | | B-110 | | |
| Allan W. Blair 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1948 Trustee of the Trust since 2003 Trustee of 115 portfolios in fund complex |
| | Trustee of the Trust | |
| Nabil N. El‑Hage 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1958 Trustee of the Trust since 2012 Trustee of 116 portfolios in fund complex |
| | Trustee of the Trust | |
| Maria D. Furman 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1954 Trustee of the Trust since 2012 Trustee of 115 portfolios in fund complex |
| | Trustee of the Trust | |
| R. Alan Hunter, Jr. 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1946 Trustee of the Trust since 2003 Trustee of 115 portfolios in fund complex |
| | Trustee of the Trust | |
| C. Ann Merrifield 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1951 Trustee of the Trust since 2012 Trustee of 115 portfolios in fund complex |
| | Trustee of the Trust | |
| Susan B. Sweeney 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1952 Chairperson of the Trust since 2022 Trustee of the Trust since 2009 Trustee of 118 portfolios in fund complex1 |
| | Chairperson and Trustee of the Trust | |
| Michael R. Fanning2
1295 State Street Springfield, MA 01111‑0001 Year of birth: 1963 Trustee of the Trust since 2021 Trustee of 115 portfolios in fund complex |
| | Trustee of the Trust | |
| Clifford M. Noreen3
1295 State Street Springfield, MA 01111‑0001 Year of birth: 1957 Trustee of the Trust since 2021 Trustee of 117 portfolios in fund complex4 |
| | Trustee of the Trust | |
| Andrea Anastasio 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1974 Officer of the Trust since 2021 Officer of 115 portfolios in fund complex |
| | Vice President | |
| Andrew M. Goldberg 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1966 Officer of the Trust since 2001 Officer of 116 portfolios in fund complex |
| | Vice President, Secretary, and Chief Legal Officer of the Trust | |
| Renee Hitchcock 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1970 Officer of the Trust since 2007 Officer of 116 portfolios in fund complex |
| | Chief Financial Officer and Treasurer of the Trust | |
| Aruna Hobbs 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1960 Officer of the Trust since 2021 Officer of 115 portfolios in fund complex |
| | Vice President | |
| Paul LaPiana 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1969 Officer of the Trust since 2021 Officer of 115 portfolios in fund complex |
| | President of the Trust | |
| Jill Nareau Robert 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1972 Officer of the Trust since 2008 Officer of 116 portfolios in fund complex |
| | Vice President and Assistant Secretary of the Trust | |
| Douglas Steele 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1975 Officer of the Trust since 2016 Officer of 115 portfolios in fund complex |
| | Vice President of the Trust | |
| Philip S. Wellman 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1964 Officer of the Trust since 2007 Officer of 116 portfolios in fund complex |
| | Vice President and Chief Compliance Officer of the Trust | |
Name
of Trustee |
| |
The Dollar Range of Equity Securities Beneficially Owned in the Trust |
| |
Aggregate Dollar Range of Equity
Securities in All Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
Independent Trustees | | | | | | | |
Allan W. Blair |
| |
None
|
| |
over
$100,000 |
|
Nabil N. El-Hage |
| |
None
|
| |
None
|
|
Maria D. Furman |
| |
None
|
| |
None
|
|
R.
Alan Hunter, Jr. |
| |
None
|
| |
None
|
|
C.
Ann Merrifield |
| |
None
|
| |
None
|
|
Susan B. Sweeney |
| |
None
|
| |
None
|
|
Interested Trustees | | | | | | | |
Michael R. Fanning |
| |
None
|
| |
None
|
|
Clifford M. Noreen |
| |
None |
| |
None |
|
Name of Trustee |
| |
Aggregate Compensation from the Trust |
| |
Deferred Compensation and Interest Accrued as part of Fund Expenses |
| |
Total Compensation from the Trust and Fund Complex Paid to Trustees |
| |||||||||
Allan W. Blair |
| | | $ | 183,832 | | | | | $ | 0 | | | | | $ | 281,404 | | |
Nabil N. El-Hage |
| | | $ | 188,801 | | | | | $ | 0 | | | | | $ | 288,904 | | |
Michael R. Fanning 1
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | |
Maria D. Furman |
| | | $ | 172,238 | | | | | $ | 0 | | | | | $ | 263,904 | | |
Teresa A. Hassara 2
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | |
R.
Alan Hunter, Jr. |
| | | $ | 231,863 | | | | | $ | 0 | | | | | $ | 353,904 | | |
Robert E. Joyal 3
|
| | | $ | 0 | | | | | $ | 124,655 | | | | | $ | 203,821 | | |
C.
Ann Merrifield |
| | | $ | 172,238 | | | | | $ | 0 | | | | | $ | 263,904 | | |
Clifford M. Noreen 1
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | |
Susan B. Sweeney |
| | | $ | 182,176 | | | | | $ | 0 | | | | | $ | 403,804 | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 42.70% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 41.73% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 14.23% | | |
Class M5 | | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 93.97% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 5.84% | | |
Class M4 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 78.92% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 11.78% | | |
| | |
Reliance Trust Company
FBO
MassMutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 7.36% | | |
Class M3 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 54.81% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 34.16% | | |
| | |
Reliance Trust Company
FBO
MassMutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 5.80% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 5.24% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 54.25% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 43.31% | | |
Class M5 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 50.84% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 46.47% | | |
Class M4 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 50.40% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 36.93% | | |
| | |
Reliance Trust Company
FBO
MassMutual Various Non Qualified RP
P.O.
Box 78446
Atlanta, GA 30357 |
| | | | 6.61% | | |
| | |
The Hartford
One
Hartford Plaza
Hartford, CT 06155 |
| | | | 6.06% | | |
Class M3 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 94.61% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I | | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 66.13% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 33.42% | | |
Class M5 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 57.31% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 41.30% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class M4 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 76.41% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 21.15% | | |
Class M3 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 82.21% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 14.84% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I | | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 51.07% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 44.14% | | |
Class M5 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 84.64% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 13.77% | | |
Class M4 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 85.63% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 12.44% | | |
Class M3 | | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 45.79% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 42.11% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 6.62% | | |
| | |
Reliance Trust Company
FBO
MassMutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 5.47% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I | | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 52.89% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 43.20% | | |
Class M5 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 74.16% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 19.45% | | |
Class M4 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 82.64% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 9.51% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 5.70% | | |
Class M3 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 67.63% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 21.27% | | |
| | |
Reliance Trust Company
FBO
MassMutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 6.05% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I | | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 56.17% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 39.86% | | |
Class M5 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 80.39% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 16.55% | | |
Class M4 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 71.64% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 17.46% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 5.43% | | |
| | |
Reliance Trust Company
FBO
MassMutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 5.24% | | |
Class M3 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 52.33% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 32.15% | | |
| | |
Reliance Trust Company
FBO
MassMutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 8.65% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 5.80% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I | | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 50.02% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 46.75% | | |
Class M5 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 72.30% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 24.12% | | |
Class M4 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 83.00% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 13.28% | | |
Class M3 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 65.99% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 26.53% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I | | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 55.12% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 40.52% | | |
Class M5 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 81.02% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 16.34% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class M4 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 67.21% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 23.48% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 6.08% | | |
Class M3 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 67.65% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 23.54% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I | | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 49.75% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 46.03% | | |
Class M5 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 72.54% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 24.26% | | |
Class M4 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 81.25% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 15.63% | | |
Class M3 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 71.70% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 20.18% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I | | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 55.16% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 40.56% | | |
Class M5 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 84.72% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 11.92% | | |
Class M4 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 67.40% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 16.89% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 12.24% | | |
Class M3 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 64.58% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 26.06% | | |
| | |
Reliance Trust Company
FBO
MassMutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 5.35% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 48.65% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 47.54% | | |
Class M5 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 77.61% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 20.33% | | |
Class M4 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 84.41% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 14.07% | | |
Class M3 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 68.72% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 19.50% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 9.68% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 49.09% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 46.85% | | |
Class M5 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 92.67% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 6.36% | | |
Class M4 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 76.91% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 19.41% | | |
Class M3 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 67.85% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 18.82% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 9.07% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I | | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 50.06% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 44.55% | | |
Class M5 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 59.97% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 38.62% | | |
Class M4 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 75.20% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 22.48% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class M3 | | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 60.45% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 30.89% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 5.35% | | |
| | |
Annual Fee Rate
(%) |
| |||||||||||||||||||||
Years to Target Date |
| |
Class I |
| |
Class M5 |
| |
Class M4 |
| |
Class M3 |
| ||||||||||||
All
Prior Years |
| | | | 0.614% | | | | | | 0.764% | | | | | | 0.764% | | | | | | 0.764% | | |
31
|
| | | | 0.613% | | | | | | 0.763% | | | | | | 0.763% | | | | | | 0.763% | | |
30 | | | | | 0.613% | | | | | | 0.763% | | | | | | 0.763% | | | | | | 0.763% | | |
29 | | | | | 0.613% | | | | | | 0.763% | | | | | | 0.763% | | | | | | 0.763% | | |
28 | | | | | 0.613% | | | | | | 0.763% | | | | | | 0.763% | | | | | | 0.763% | | |
| | |
Annual Fee Rate
(%) |
| |||||||||||||||||||||
Years to Target Date |
| |
Class I |
| |
Class M5 |
| |
Class M4 |
| |
Class M3 |
| ||||||||||||
27 | | | | | 0.613% | | | | | | 0.763% | | | | | | 0.763% | | | | | | 0.763% | | |
26 | | | | | 0.613% | | | | | | 0.763% | | | | | | 0.763% | | | | | | 0.763% | | |
25 | | | | | 0.610% | | | | | | 0.760% | | | | | | 0.760% | | | | | | 0.760% | | |
24 | | | | | 0.608% | | | | | | 0.758% | | | | | | 0.758% | | | | | | 0.758% | | |
23 | | | | | 0.605% | | | | | | 0.755% | | | | | | 0.755% | | | | | | 0.755% | | |
22 | | | | | 0.603% | | | | | | 0.753% | | | | | | 0.753% | | | | | | 0.753% | | |
21 | | | | | 0.599% | | | | | | 0.749% | | | | | | 0.749% | | | | | | 0.749% | | |
20 | | | | | 0.595% | | | | | | 0.745% | | | | | | 0.745% | | | | | | 0.745% | | |
19 | | | | | 0.591% | | | | | | 0.741% | | | | | | 0.741% | | | | | | 0.741% | | |
18 | | | | | 0.586% | | | | | | 0.736% | | | | | | 0.736% | | | | | | 0.736% | | |
17 | | | | | 0.582% | | | | | | 0.732% | | | | | | 0.732% | | | | | | 0.732% | | |
16 | | | | | 0.578% | | | | | | 0.728% | | | | | | 0.728% | | | | | | 0.728% | | |
15 | | | | | 0.573% | | | | | | 0.723% | | | | | | 0.723% | | | | | | 0.723% | | |
14 | | | | | 0.567% | | | | | | 0.717% | | | | | | 0.717% | | | | | | 0.717% | | |
13 | | | | | 0.562% | | | | | | 0.712% | | | | | | 0.712% | | | | | | 0.712% | | |
12 | | | | | 0.556% | | | | | | 0.706% | | | | | | 0.706% | | | | | | 0.706% | | |
11 | | | | | 0.551% | | | | | | 0.701% | | | | | | 0.701% | | | | | | 0.701% | | |
10 | | | | | 0.544% | | | | | | 0.694% | | | | | | 0.694% | | | | | | 0.694% | | |
9 | | | | | 0.537% | | | | | | 0.687% | | | | | | 0.687% | | | | | | 0.687% | | |
8 | | | | | 0.531% | | | | | | 0.681% | | | | | | 0.681% | | | | | | 0.681% | | |
7 | | | | | 0.524% | | | | | | 0.674% | | | | | | 0.674% | | | | | | 0.674% | | |
6 | | | | | 0.517% | | | | | | 0.667% | | | | | | 0.667% | | | | | | 0.667% | | |
5 | | | | | 0.510% | | | | | | 0.660% | | | | | | 0.660% | | | | | | 0.660% | | |
4 | | | | | 0.502% | | | | | | 0.652% | | | | | | 0.652% | | | | | | 0.652% | | |
3 | | | | | 0.495% | | | | | | 0.645% | | | | | | 0.645% | | | | | | 0.645% | | |
2 | | | | | 0.487% | | | | | | 0.637% | | | | | | 0.637% | | | | | | 0.637% | | |
1 | | | | | 0.480% | | | | | | 0.630% | | | | | | 0.630% | | | | | | 0.630% | | |
0 | | | | | 0.474% | | | | | | 0.624% | | | | | | 0.624% | | | | | | 0.624% | | |
(1) | | | | | 0.469% | | | | | | 0.619% | | | | | | 0.619% | | | | | | 0.619% | | |
(2) | | | | | 0.463% | | | | | | 0.613% | | | | | | 0.613% | | | | | | 0.613% | | |
(3) | | | | | 0.458% | | | | | | 0.608% | | | | | | 0.608% | | | | | | 0.608% | | |
(4) | | | | | 0.452% | | | | | | 0.602% | | | | | | 0.602% | | | | | | 0.602% | | |
(5) | | | | | 0.446% | | | | | | 0.596% | | | | | | 0.596% | | | | | | 0.596% | | |
(6) | | | | | 0.440% | | | | | | 0.590% | | | | | | 0.590% | | | | | | 0.590% | | |
(7) | | | | | 0.433% | | | | | | 0.583% | | | | | | 0.583% | | | | | | 0.583% | | |
(8) | | | | | 0.427% | | | | | | 0.577% | | | | | | 0.577% | | | | | | 0.577% | | |
Thereafter | | | | | 0.421% | | | | | | 0.571% | | | | | | 0.571% | | | | | | 0.571% | | |
| | |
Annual Fee Rate
(%) |
| |||||||||||||||||||||
| | |
Class I |
| |
Class M5 |
| |
Class M4 |
| |
Class M3 |
| ||||||||||||
MM Select T. Rowe Price
Retirement Balanced
Fund |
| | | | 0.396% | | | | | | 0.546% | | | | | | 0.546% | | | | | | 0.546% | | |
| | |
Class I |
| |
Class M5 |
| |
Class M4 |
| |
Class M3 |
| ||||||||||||
MM
Select T. Rowe Price Retirement 2005 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2010 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2015 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2020 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2025 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2030 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2035 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2040 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2045 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2050 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2055 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2060 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement Balanced Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
| | |
Fiscal Year Ended
September 30, 2021 |
| |||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Other Expenses Reimbursed |
| ||||||||||||
MM
Select T. Rowe Price Retirement Balanced Fund 1
|
| | | $ | 1,018,300 | | | | | $ | 319,762 | | | | | $ | — | | | | | $ | (245,378) | | |
MM
Select T. Rowe Price Retirement 2005 Fund 2
|
| | | | 162,394 | | | | | | 55,573 | | | | | | — | | | | | | (48,233) | | |
MM
Select T. Rowe Price Retirement 2010 Fund 2
|
| | | | 768,326 | | | | | | 266,294 | | | | | | — | | | | | | (218,425) | | |
MM
Select T. Rowe Price Retirement 2015 Fund 3
|
| | | | 831,968 | | | | | | 297,738 | | | | | | — | | | | | | (193,060) | | |
MM
Select T. Rowe Price Retirement 2020 Fund 4
|
| | | | 4,569,127 | | | | | | 1,585,393 | | | | | | — | | | | | | (996,637) | | |
MM
Select T. Rowe Price Retirement 2025 Fund 5
|
| | | | 4,062,257 | | | | | | 1,482,110 | | | | | | — | | | | | | (821,257) | | |
MM
Select T. Rowe Price Retirement 2030 Fund 6
|
| | | | 10,136,366 | | | | | | 3,647,345 | | | | | | — | | | | | | (1,799,482) | | |
MM
Select T. Rowe Price Retirement 2035 Fund 7
|
| | | | 4,616,676 | | | | | | 1,789,382 | | | | | | — | | | | | | (820,385) | | |
MM
Select T. Rowe Price Retirement 2040 Fund 8
|
| | | | 8,975,883 | | | | | | 3,490,220 | | | | | | — | | | | | | (1,386,873) | | |
MM
Select T. Rowe Price Retirement 2045 Fund 9
|
| | | | 3,604,132 | | | | | | 1,469,081 | | | | | | — | | | | | | (569,060) | | |
MM
Select T. Rowe Price Retirement 2050 Fund 10
|
| | | | 5,926,167 | | | | | | 2,338,830 | | | | | | — | | | | | | (841,255) | | |
MM
Select T. Rowe Price Retirement 2055 Fund 11
|
| | | | 2,048,094 | | | | | | 820,518 | | | | | | — | | | | | | (298,984) | | |
MM
Select T. Rowe Price Retirement 2060 Fund 11
|
| | | | 638,979 | | | | | | 263,973 | | | | | | — | | | | | | (101,495) | | |
| | |
Fiscal Year Ended
September 30, 2020 |
| |||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Other Expenses Reimbursed |
| ||||||||||||
MM
Select T. Rowe Price Retirement Balanced Fund 1
|
| | | $ | 151,218 | | | | | $ | — | | | | | $ | 183,239 | | | | | $ | (208,804) | | |
MM
Select T. Rowe Price Retirement 2005 Fund 2
|
| | | | 26,746 | | | | | | — | | | | | | 16,511 | | | | | | (166,941) | | |
MM
Select T. Rowe Price Retirement 2010 Fund 2
|
| | | | 116,772 | | | | | | — | | | | | | 85,337 | | | | | | (200,217) | | |
MM
Select T. Rowe Price Retirement 2015 Fund 3
|
| | | | 123,500 | | | | | | — | | | | | | 90,834 | | | | | | (197,125) | | |
MM
Select T. Rowe Price Retirement 2020 Fund 4
|
| | | | 707,043 | | | | | | — | | | | | | 582,432 | | | | | | (354,266) | | |
MM
Select T. Rowe Price Retirement 2025 Fund 5
|
| | | | 577,545 | | | | | | — | | | | | | 379,985 | | | | | | (293,461) | | |
MM
Select T. Rowe Price Retirement 2030 Fund 6
|
| | | | 1,431,439 | | | | | | — | | | | | | 1,035,907 | | | | | | (453,435) | | |
MM
Select T. Rowe Price Retirement 2035 Fund 7
|
| | | | 608,980 | | | | | | — | | | | | | 358,588 | | | | | | (303,924) | | |
MM
Select T. Rowe Price Retirement 2040 Fund 8
|
| | | | 1,211,233 | | | | | | — | | | | | | 816,898 | | | | | | (394,434) | | |
MM
Select T. Rowe Price Retirement 2045 Fund 9
|
| | | | 471,046 | | | | | | — | | | | | | 282,256 | | | | | | (262,088) | | |
| | |
Fiscal Year Ended
September 30, 2020 |
| |||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Other Expenses Reimbursed |
| ||||||||||||
MM
Select T. Rowe Price Retirement 2050 Fund 10
|
| | | | 769,349 | | | | | | — | | | | | | 514,509 | | | | | | (312,247) | | |
MM
Select T. Rowe Price Retirement 2055 Fund 10
|
| | | | 257,744 | | | | | | — | | | | | | 162,058 | | | | | | (218,652) | | |
MM
Select T. Rowe Price Retirement 2060 Fund 11
|
| | | | 70,785 | | | | | | — | | | | | | 31,326 | | | | | | (168,852) | | |
| | |
Fiscal Year Ended
September 30, 2019 |
| |||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Other Expenses Reimbursed |
| ||||||||||||
MM
Select T. Rowe Price Retirement Balanced Fund 1
|
| | | $ | — | | | | | $ | — | | | | | $ | 87,504 | | | | | $ | (182,532) | | |
MM
Select T. Rowe Price Retirement 2005 Fund 2
|
| | | | — | | | | | | — | | | | | | 17,167 | | | | | | (181,755) | | |
MM
Select T. Rowe Price Retirement 2010 Fund 2
|
| | | | — | | | | | | — | | | | | | 102,072 | | | | | | (193,244) | | |
MM
Select T. Rowe Price Retirement 2015 Fund 3
|
| | | | — | | | | | | — | | | | | | 110,230 | | | | | | (191,781) | | |
MM
Select T. Rowe Price Retirement 2020 Fund 4
|
| | | | — | | | | | | — | | | | | | 685,440 | | | | | | (195,313) | | |
MM
Select T. Rowe Price Retirement 2025 Fund 5
|
| | | | — | | | | | | — | | | | | | 407,682 | | | | | | (204,011) | | |
MM
Select T. Rowe Price Retirement 2030 Fund 6
|
| | | | — | | | | | | — | | | | | | 1,139,957 | | | | | | (270,023) | | |
MM
Select T. Rowe Price Retirement 2035 Fund 7
|
| | | | — | | | | | | — | | | | | | 381,685 | | | | | | (195,385) | | |
MM
Select T. Rowe Price Retirement 2040 Fund 8
|
| | | | — | | | | | | — | | | | | | 854,067 | | | | | | (208,782) | | |
MM
Select T. Rowe Price Retirement 2045 Fund 8
|
| | | | — | | | | | | — | | | | | | 293,614 | | | | | | (216,760) | | |
MM
Select T. Rowe Price Retirement 2050 Fund 8
|
| | | | — | | | | | | — | | | | | | 517,449 | | | | | | (242,049) | | |
MM
Select T. Rowe Price Retirement 2055 Fund 8
|
| | | | — | | | | | | — | | | | | | 152,608 | | | | | | (198,074) | | |
MM
Select T. Rowe Price Retirement 2060 Fund 8
|
| | | | — | | | | | | — | | | | | | 20,835 | | | | | | (181,779) | | |
| | | |
Class M4 12b-1 Servicing Fees |
| |
Class M3 12b-1 Servicing Fees |
| |
Class M3 12b-1 Distribution Fees |
| |||||||||
|
MM Select T. Rowe Price Retirement
Balanced Fund |
| | | $ | 48,942 | | | $ | 15,169 | | | $ | 15,169 | ||||||
|
MM Select T. Rowe Price Retirement 2005
Fund |
| | | | 8,503 | | | | 3,769 | | | | 3,769 | ||||||
|
MM Select T. Rowe Price Retirement 2010
Fund |
| | | | 71,306 | | | | 36,395 | | | | 36,395 | ||||||
|
MM Select T. Rowe Price Retirement 2015
Fund |
| | | | 31,789 | | | | 18,007 | | | | 18,007 | ||||||
|
MM Select T. Rowe Price Retirement 2020
Fund |
| | | | 382,606 | | | | 158,132 | | | | 158,132 | ||||||
|
MM Select T. Rowe Price Retirement 2025
Fund |
| | | | 248,205 | | | | 140,990 | | | | 140,990 | ||||||
|
MM Select T. Rowe Price Retirement 2030
Fund |
| | | | 750,265 | | | | 304,298 | | | | 304,298 | ||||||
|
MM Select T. Rowe Price Retirement 2035
Fund |
| | | | 256,249 | | | | 141,826 | | | | 141,826 | ||||||
|
MM Select T. Rowe Price Retirement 2040
Fund |
| | | | 623,788 | | | | 246,084 | | | | 246,084 | ||||||
|
MM Select T. Rowe Price Retirement 2045
Fund |
| | | | 198,130 | | | | 104,312 | | | | 104,312 | ||||||
|
MM Select T. Rowe Price Retirement 2050
Fund |
| | | | 393,514 | | | | 155,226 | | | | 155,226 | ||||||
|
MM Select T. Rowe Price Retirement 2055
Fund |
| | | | 105,324 | | | | 59,448 | | | | 59,448 | ||||||
|
MM Select T. Rowe Price Retirement 2060
Fund |
| | | | 40,586 | | | | 17,664 | | | | 17,664 | ||||||
| | | | | $ | 3,159,207 | | | $ | 1,401,320 | | | $ | 1,401,320 |
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$301,051,877,921 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 127 | | | |
$378,589,246,994 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$315,276,100,110 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 64 | | | |
$357,836,220,374 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 8 | | | |
$556,078 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$191,517,924,925 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 63 | | | |
$196,275,954,236 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total Assets
* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$301,220,284,667 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 127 | | | |
$378,589,246,994 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$315,444,506,857 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 64 | | | |
$357,836,220,374 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 8 | | | |
$556,078 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$191,686,331,672 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 63 | | | |
$196,275,954,236 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$301,101,509,295 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 127 | | | |
$378,589,246,994 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$315,325,731,485 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 64 | | | |
$357,836,220,374 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 8 | | | |
$556,078 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$191,567,556,300 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 63 | | | |
$196,275,954,236 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$301,088,587,084 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 127 | | | |
$378,589,246,994 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$315,312,809,273 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 64 | | | |
357,836,220,374 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 8 | | | |
$556,078 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$191,554,634,089 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 63 | | | |
$196,275,954,236 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$300,467,803,557 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 127 | | | |
$378,589,246,994 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$314,692,025,746 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 64 | | | |
$357,836,220,374 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 8 | | | |
$556,078 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$190,933,850,562 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 63 | | | |
$196,275,954,236 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$300,526,819,665 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 127 | | | |
$378,589,246,994 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$314,751,041,854 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 64 | | | |
$357,836,220,374 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 8 | | | |
$556,078 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$190,992,866,669 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 63 | | | |
$196,275,954,236 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$299,616,212,506 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 127 | | | |
$378,589,246,994 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$313,840,434,696 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 64 | | | |
$357,836,220,374 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 8 | | | |
$556,078 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$190,082,259,511 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 63 | | | |
$196,275,954,236 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$300,479,067,241 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 127 | | | |
$378,589,246,994 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$314,703,289,430 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 64 | | | |
$357,836,220,374 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 8 | | | |
$556,078 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$190,945,114,245 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 63 | | | |
$196,275,954,236 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$299,891,040,842 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 127 | | | |
$378,589,246,994 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$314,115,263,031 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 64 | | | |
$357,836,220,374 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 8 | | | |
$556,078 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$190,357,087,846 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 63 | | | |
$196,275,954,236 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$300,678,946,825 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 127 | | | |
$378,589,246,994 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$314,903,169,014 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 64 | | | |
$357,836,220,374 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 8 | | | |
$556,078 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$191,144,993,829 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 63 | | | |
$196,275,954,236 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$300,354,289,683 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 127 | | | |
$378,589,246,994 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$314,578,511,872 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 64 | | | |
$357,836,220,374 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 8 | | | |
$556,078 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$190,820,336,687 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 63 | | | |
$196,275,954,236 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$300,926,092,468 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 127 | | | |
$378,589,246,994 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$315,150,314,657 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 64 | | | |
$357,836,220,374 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 8 | | | |
$556,078 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$191,392,139,472 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 63 | | | |
$196,275,954,236 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$301,136,179,024 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 127 | | | |
$378,589,246,994 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$315,360,401,214 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 64 | | | |
$357,836,220,374 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 8 | | | |
$556,078 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$191,602,226,029 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 63 | | | |
$196,275,954,236 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|