Portfolio |
Former
Name |
Date
of Change |
Voya
Global
Perspectives®
Portfolio |
ING
Global Perspectives®
Portfolio |
May
1, 2014 |
Voya
Retirement
Conservative
Portfolio |
ING
Retirement Conservative
Portfolio |
May
1, 2014 |
Voya
Retirement Growth
Portfolio |
ING
Retirement Growth
Portfolio |
May
1, 2014 |
Voya
Retirement
Moderate
Growth
Portfolio |
ING
Retirement Moderate
Growth
Portfolio |
May
1, 2014 |
Voya
Retirement
Moderate
Portfolio |
ING
Retirement Moderate
Portfolio |
May
1, 2014 |
Asset
Class/Investment Technique |
Voya Global
Perspectives®
Portfolio |
Voya Retirement
Conservative
Portfolio |
Voya Retirement
Growth
Portfolio |
Voya Retirement
Moderate
Growth
Portfolio |
Voya Retirement
Moderate
Portfolio |
Equity
Securities |
|
|
|
|
|
Commodities |
X |
X |
X |
X |
X |
Common
Stocks |
X |
X |
X |
X |
X |
Convertible
Securities |
X |
X |
X |
X |
X |
Initial
Public Offerings |
X |
X |
X |
X |
X |
Master
Limited Partnerships |
X |
X |
X |
X |
X |
Other
Investment Companies and Pooled Investment
Vehicles |
X |
X |
X |
X |
X |
Preferred
Stocks |
X |
X |
X |
X |
X |
Private
Investments in Public Companies |
|
|
|
|
|
Real
Estate Securities and Real Estate Investment Trusts |
X |
X |
X |
X |
X |
Small-
and Mid-Capitalization Issuers |
X |
X |
X |
X |
X |
Special
Purpose Acquisition Companies |
|
|
|
|
|
Special
Situation Issuers |
X |
X |
X |
X |
X |
Trust
Preferred Securities |
X |
X |
X |
X |
X |
Debt
Instruments |
|
|
|
|
|
Asset-Backed
Securities |
X |
X |
X |
X |
X |
Bank
Instruments |
X |
X |
X |
X |
X
|
Asset
Class/Investment Technique |
Voya Global
Perspectives®
Portfolio |
Voya Retirement
Conservative
Portfolio |
Voya Retirement
Growth
Portfolio |
Voya Retirement
Moderate
Growth
Portfolio |
Voya Retirement
Moderate
Portfolio |
Commercial
Paper |
X |
X |
X |
X |
X |
Corporate
Debt Instruments |
X |
X |
X |
X |
X |
Credit-Linked
Notes |
X |
X |
X |
X |
X |
Custodial
Receipts and Trust Certificates |
X |
X |
X |
X |
X |
Delayed
Funding Loans and Revolving Credit Facilities |
X |
X |
X |
X |
X |
Event-Linked
Bonds |
X |
X |
X |
X |
X |
Floating
or Variable Rate Instruments |
X |
X |
X |
X |
X |
Funding
Agreements |
|
|
|
|
|
Guaranteed
Investment Contracts |
X |
X |
X |
X |
X |
High
Yield Securities |
X |
X |
X |
X |
X |
Inflation-Indexed
Bonds |
X |
X |
X |
X |
X |
Inverse
Floating Rate Securities |
|
|
|
|
|
Mortgage-Related
Securities |
X |
X |
X |
X |
X |
Municipal
Securities |
X |
X |
X |
X |
X |
Senior
and Other Bank Loans |
X |
X |
X |
X |
X |
U.S.
Government Securities and Obligations |
X |
X |
X |
X |
X |
Zero-Coupon,
Deferred Interest and Pay-in-Kind Bonds |
X |
X |
X |
X |
X |
Foreign
Investments |
|
|
|
|
|
Depositary
Receipts |
X |
X |
X |
X |
X |
Emerging
Market Investments |
X |
X |
X |
X |
X |
Eurodollar
and Yankee Dollar Instruments |
X |
X |
X |
X |
X |
Foreign
Currencies |
X |
X |
X |
X |
X |
Sovereign
Debt |
X |
X |
X |
X |
X |
Supranational
Entities |
X |
X |
X |
X |
X |
Derivative
Instruments |
|
|
|
|
|
Forward
Commitments |
X |
X |
X |
X |
X |
Futures
Contracts |
X |
X |
X |
X |
X |
Hybrid
Instruments |
X |
X |
X |
X |
X |
Options |
X |
X |
X |
X |
X |
Participatory
Notes |
X |
X |
X |
X |
X |
Rights
and Warrants |
X |
X |
X |
X |
X |
Swap
Transactions and Options on Swap Transactions |
X |
X |
X |
X |
X |
Other
Investment Techniques |
|
|
|
|
|
Borrowing |
X |
X |
X |
X |
X |
Illiquid
Securities |
X |
X |
X |
X |
X |
Participation
on Creditors Committees |
X |
X |
X |
X |
X |
Repurchase
Agreements |
X |
X |
X |
X |
X |
Restricted
Securities |
X |
X |
X |
X |
X |
Reverse
Repurchase Agreements and Dollar Roll
Transactions |
X |
X |
X |
X |
X |
Securities
Lending |
X |
X |
X |
X |
X |
Short
Sales |
X |
X |
X |
X |
X |
To
Be Announced Sale Commitments |
X |
X |
X |
X |
X |
When-Issued
Securities and Delayed-Delivery Transactions |
X |
X |
X |
X |
X |
Name,
Address and Age |
Position(s)
Held with
the
Trust |
Term of
Office and
Length of
Time
Served1
|
Principal
Occupation(s)
During
the Past
5 Years |
Number of
Funds in
the Fund
Complex
Overseen
by Trustees2
|
Other
Board Positions
Held by
Trustees |
Independent
Trustees | |||||
Colleen
D. Baldwin
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
61 |
Chairperson
Trustee |
January
2020 –
Present
November 2007 –
Present |
President,
Glantuam
Partners, LLC, a
business consulting
firm (January 2009 –
Present). |
131 |
Dentaquest,
(February 2014 –
Present); RSR
Partners, Inc., (2016
–
Present). |
John
V. Boyer
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
68 |
Trustee |
January
2005 –
Present |
Retired.
Formerly,
President and Chief
Executive Officer,
Bechtler Arts
Foundation, an arts
and education
foundation (January
2008 – December
2019). |
131 |
None. |
Patricia
W. Chadwick
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
73 |
Trustee |
January
2006 –
Present |
Consultant
and
President, Ravengate
Partners LLC, a
consulting firm that
provides advice
regarding financial
markets and the
global economy
(January 2000 –
Present). |
131 |
Wisconsin
Energy
Corporation (June
2006 – Present); The
Royce Funds (22
funds) (December
2009 – Present); and
AMICA Mutual
Insurance Company
(1992 –
Present). |
Martin
J. Gavin
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
72 |
Trustee |
August
2015 –
Present |
Retired. |
131 |
None. |
Joseph
E. Obermeyer
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
64 |
Trustee |
May 2013 –
Present |
President,
Obermeyer
& Associates, Inc., a
provider of financial
and economic
consulting services
(November 1999 –
Present). |
131 |
None.
|
Name,
Address and Age |
Position(s)
Held with
the
Trust |
Term of
Office and
Length of
Time
Served1 |
Principal
Occupation(s)
During
the Past
5 Years |
Number of
Funds in
the Fund
Complex
Overseen
by Trustees2 |
Other
Board Positions
Held by
Trustees |
Sheryl
K. Pressler
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
71 |
Trustee |
January
2006 –
Present |
Consultant
(May
2001 –
Present). |
131 |
Centerra
Gold Inc.
(May 2008 –
Present). |
Christopher
P. Sullivan
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
68 |
Trustee |
October
2015 –
Present |
Retired. |
131 |
None. |
Trustee
who is an “Interested Person” | |||||
Dina
Santoro3
230 Park
Avenue
New York,
NY 10169
Age:
48 |
Trustee |
July 2018
– Present |
President,
Voya
Investments, LLC and
Voya Capital, LLC
(March 2018 –
Present); Senior Vice
President,
Voya Investments
Distributor, LLC (April
2018 – Present);
Chief Operating
Officer and Senior
Managing Director,
Head of Product and
Marketing Strategy
Voya Investment
Management
(January 2022 –
Present). Formerly,
Senior Managing
Director, Head of
Product and
Marketing Strategy,
Voya Investment
Management
(September 2017 –
December 2021).
Managing Director,
Quantitative
Management
Associates, LLC
(January 2004 –
August
2017). |
131 |
Voya
Investments,
LLC, Voya Capital,
LLC and Voya Funds
Services, LLC (March
2018 – Present);
Voya Investments
Distributor, LLC (April
2018 –
Present). |
Name,
Address and Age |
Position(s)
Held with the Trust |
Term of
Office and Length of Time
Served1
|
Principal
Occupation(s) During the
Past 5
Years |
Michael
Bell
One Orange
Way
Windsor,
CT 06095
Age:
53 |
Chief
Executive Officer |
March 2018
- Present |
Chief
Executive Officer and Director,
Voya Investments, LLC, Voya
Capital,
LLC, and Voya Funds
Services, LLC
(March 2018 – Present);
Senior Vice
President,
Voya Investments
Distributor, LLC (March 2020
–
Present); Chief Financial
Officer, Voya
Investment Management
(September
2014 – Present). Formerly,
Senior
Vice President and Chief
Financial
Officer,
Voya Investments Distributor,
LLC (September 2019 – March
2020);
Senior Vice President and
Treasurer,
Voya Investments
Distributor, LLC
(November 2015 – September
2019);
Senior Vice President, Chief
Financial
Officer, and Treasurer, Voya
Investments, LLC (November
2015 –
March
2018). |
Dina
Santoro
230 Park
Avenue
New York,
NY 10169
Age:
48 |
President |
March 2018
- Present |
President
and Director, Voya
Investments, LLC and Voya
Capital,
LLC (March 2018 – Present);
Director,
Voya Funds Services,
LLC (March
2018 – Present); Director
and Senior
Vice President,
Voya Investments
Distributor, LLC (April 2018
–
Present); Chief Operating
Officer and
Senior Managing Director,
Head of
Product and Marketing
Strategy, Voya
Investment Management
(January
2022 – Present). Formerly,
Senior
Managing Director, Head of
Product
and Marketing Strategy, Voya
Investment Management
(September
2017 – December 2021).
Managing
Director, Quantitative
Management
Associates, LLC (January
2004 –
August 2017).
|
Name,
Address and Age |
Position(s)
Held with the Trust |
Term of
Office and Length of Time
Served1 |
Principal
Occupation(s) During the
Past 5
Years |
Jonathan
Nash
230 Park
Avenue
New York,
NY 10169
Age:
54 |
Executive
Vice President
Chief Investment Risk
Officer |
March 2020
- Present |
Executive
Vice President, and Chief
Investment Risk Officer,
Voya
Investments, LLC (March 2020
–
Present); Senior Vice
President,
Investment Risk Management,
Voya
Investment Management (March
2017
– Present). Formerly, Vice
President,
Voya Investments, LLC
(September
2018 – March 2020);
Consultant, DA
Capital LLC (January 2016 –
March
2017). |
James
M. Fink
5780
Powers Ferry Rd. NW
Atlanta,
GA 30327
Age:
63 |
Executive
Vice President |
March 2018
- Present |
Managing
Director, Voya Investments,
LLC, Voya Capital, LLC, and
Voya Funds Services,
LLC (March
2018 – Present); Senior Vice
President,
Voya Investments
Distributor, LLC (April 2018
–
Present); Chief
Administrative Officer,
Voya Investment Management
(September 2017 – Present).
Formerly, Managing Director,
Operations, Voya Investment
Management (March 1999 –
September
2017). |
Kristin
M. Lynch
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
40 |
Chief
Compliance Officer |
April 2022
- Present |
Vice
President, Voya Investment
Management and Chief
Compliance
Officer, Voya Family of
Funds (April
2022 - Present); Vice
President Voya
Investment Management (March
2019
– April 2022); and Assistant
Vice
President, Voya Investment
Management (March 2014 –
2019). |
Todd
Modic
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
54 |
Senior
Vice President, Chief/Principal
Financial Officer and
Assistant
Secretary |
March 2005
- Present |
President,
Voya Funds Services, LLC
(March 2018 – Present) and
Senior
Vice President, Voya
Investments, LLC
(April 2005 –
Present). |
Kimberly
A. Anderson
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
57 |
Senior
Vice President |
November
2003 - Present |
Senior
Vice President, Voya
Investments, LLC (September
2003 –
Present).
|
Name,
Address and Age |
Position(s)
Held with the Trust |
Term of
Office and Length of Time
Served1 |
Principal
Occupation(s) During the
Past 5
Years |
Micheline
S. Faver
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
44 |
Senior
Vice President |
September
2020 - Present |
Senior Vice President, Head
of Fund
Compliance, and Chief
Compliance
Officer, Voya Investments,
LLC (March
2021 – Present). Formerly,
Vice
President, Head of Fund
Compliance,
Chief Compliance Officer,
Voya
Investments, LLC (June 2016
– March
2021). |
Robert
Terris
5780
Powers Ferry Rd. NW
Atlanta,
GA 30327
Age:
51 |
Senior
Vice President |
May 2006 -
Present |
Senior
Vice President,
Voya Investments
Distributor, LLC
(April 2018 – Present);
Senior Vice
President, Head of
Investment
Services, Voya Investments,
LLC (April
2018 – Present) and
Voya Funds
Services, LLC (March 2006 –
Present). Formerly, Senior
Vice
President, Head of Division
Operations, Voya
Investments, LLC
(October 2015 – April
2018). |
Fred
Bedoya
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
49 |
Vice
President and Treasurer |
September
2012 - Present |
Vice
President, Voya Investments, LLC
(October 2015 – Present) and
Voya Funds Services,
LLC (July 2012
–
Present). |
Maria
M. Anderson
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
63 |
Vice
President |
September
2004 - Present |
Vice
President, Voya Investments, LLC
(October 2015 – Present) and
Voya Funds Services,
LLC (September
2004 –
Present). |
Sara
M. Donaldson
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
62 |
Vice
President |
September
2014 - Present |
Senior
Vice President, Voya
Investments, LLC (February
2022 -
Present). Formerly, Vice
President,
Voya Investments, LLC
(October 2015
– February
2022). |
Robyn
L. Ichilov
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
54 |
Vice
President |
November
1999 - Present |
Vice
President, Voya Funds Services,
LLC (November 1995 –
Present) and
Voya Investments, LLC
(August 1997
–
Present). |
Jason
Kadavy
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
46 |
Vice
President |
September
2012 - Present |
Vice
President, Voya Investments, LLC
(October 2015 – Present) and
Voya Funds Services,
LLC (July 2007
– Present).
|
Name,
Address and Age |
Position(s)
Held with the Trust |
Term of
Office and Length of Time
Served1 |
Principal
Occupation(s) During the
Past 5
Years |
Andrew
K. Schlueter
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
46 |
Vice
President |
March 2018
- Present |
Vice
President, Voya Investments
Distributor, LLC (April 2018
–
Present); Vice President,
Voya
Investments, LLC and
Voya Funds
Services, LLC (March 2018 –
Present); Senior Vice
President, Head
of Mutual Fund Operations,
Voya
Investment Management (March
2022
– Present). Formerly, Vice
President,
Head of Mutual Fund
Operations, Voya
Investment Management
(February
2018 – February 2022); Vice
President, Voya Investment
Management (March 2014 –
February
2018). |
Craig
Wheeler
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
52 |
Vice
President |
May 2013 -
Present |
Vice
President – Director of Tax, Voya
Investments, LLC (October
2015 –
Present). |
Monia
Piacenti
One Orange
Way
Windsor,
CT 06095
Age:
45 |
Anti-Money
Laundering Officer |
June 2018
- Present |
Anti-Money
Laundering Officer,
Voya Investments
Distributor, LLC,
Voya Investment Management,
and
Voya Investment Management
Trust
Co. (June 2018 – Present);
Compliance Consultant, Voya
Financial, Inc. (January
2019 –
Present). Formerly, Senior
Compliance
Officer, Voya Investment
Management
(December 2009 – December
2018). |
Joanne
F. Osberg
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
40 |
Secretary |
September
2020 - Present |
Vice
President and Senior Counsel,
Voya Investment Management –
Mutual Fund Legal Department
(September 2020 – Present).
Formerly, Vice President and
Counsel,
Voya Investment Management –
Mutual Fund Legal Department
(January 2013 – September
2020). |
Paul
A. Caldarelli
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
70 |
Assistant
Secretary |
June 2010
- Present |
Vice
President and Senior Counsel,
Voya Investment Management –
Mutual Fund Legal Department
(March
2010 –
Present). |
Portfolio |
IRC
E |
IRC
F |
Voya Global
Perspectives®
Portfolio |
X |
|
Voya Retirement
Conservative Portfolio |
X |
|
Voya Retirement
Growth Portfolio |
X |
|
Voya Retirement
Moderate Portfolio |
X |
|
Voya Retirement
Moderate Growth Portfolio |
X |
|
Portfolio |
Dollar
Range of Equity Securities in each Portfolio as of December 31,
2021 | |||
Colleen
D. Baldwin |
John
V. Boyer |
Patricia
W. Chadwick |
Martin
J. Gavin | |
Voya Global
Perspectives®
Portfolio |
None |
None |
None |
None |
Voya Retirement
Conservative
Portfolio |
None |
None |
None |
None |
Voya Retirement
Growth
Portfolio |
None |
None |
None |
None |
Voya Retirement
Moderate
Portfolio |
None |
None |
None |
None |
Voya Retirement
Moderate
Growth
Portfolio |
None |
None |
None |
None
|
Portfolio |
Dollar
Range of Equity Securities in each Portfolio as of December 31,
2021 | |||
Colleen
D. Baldwin |
John
V. Boyer |
Patricia
W. Chadwick |
Martin
J. Gavin | |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Trustee
in the Voya family of
funds |
Over
$100,0001
|
Over
$100,000
Over
$100,0001
|
Over
$100,000 |
Over
$100,0001
|
Portfolio |
Dollar
Range of Equity Securities in each Portfolio as of December 31,
2021 | |||
Joseph
E. Obermeyer |
Sheryl
K. Pressler |
Dina
Santoro |
Christopher
P. Sullivan | |
Voya Global
Perspectives®
Portfolio |
None |
None |
None |
None |
Voya Retirement
Conservative
Portfolio |
None |
None |
None |
None |
Voya Retirement
Growth
Portfolio |
None |
None |
None |
None |
Voya Retirement
Moderate
Portfolio |
None |
None |
None |
None |
Voya Retirement
Moderate
Growth
Portfolio |
None |
None |
None |
None |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Trustee
in the Voya family of
funds |
Over
$100,0001
|
Over
$100,0001
|
Over
$100,0001
|
Over
$100,000 |
Name
of Trustee |
Name
of Owners
and
Relationship to
Trustee |
Company |
Title
of Class |
Value
of Securities |
Percentage
of Class |
Colleen
D. Baldwin |
N/A |
N/A |
N/A |
N/A |
N/A |
John
V. Boyer |
N/A |
N/A |
N/A |
N/A |
N/A |
Patricia
W. Chadwick |
N/A |
N/A |
N/A |
N/A |
N/A |
Martin
J. Gavin |
N/A |
N/A |
N/A |
N/A |
N/A |
Joseph
Obermeyer |
N/A |
N/A |
N/A |
N/A |
N/A |
Sheryl
K. Pressler |
N/A |
N/A |
N/A |
N/A |
N/A |
Christopher
P. Sullivan |
N/A |
N/A |
N/A |
N/A |
N/A |
Portfolio |
Aggregate
Compensation | |||
Colleen
D. Baldwin |
John V.
Boyer |
Patricia
W. Chadwick |
Martin J.
Gavin | |
Voya Global
Perspectives®
Portfolio |
$403.05 |
$338.12 |
$338.12 |
$338.12 |
Voya Retirement
Conservative
Portfolio |
$1,692.32 |
$1,419.82 |
$1,419.82 |
$1,419.82 |
Voya Retirement
Growth
Portfolio |
$9,985.02 |
$8,377.31 |
$8,377.31 |
$8,377.31 |
Voya Retirement
Moderate
Portfolio |
$3,904.55 |
$3,275.93 |
$3,275.93 |
$3,275.93 |
Voya Retirement
Moderate
Growth
Portfolio |
$6,863.87 |
$5,758.77 |
$5,758.77 |
$5,758.77 |
Pension or
Retirement
Benefits
Accrued as Part of
Fund
Expenses2
|
N/A |
$0 |
$0 |
N/A |
Estimated
Annual Benefits
Upon
Retirement3
|
N/A |
$400,000.00 |
$113,333.00 |
N/A |
Total
Compensation from the
Portfolio
and the Voya family
of funds
Paid to Trustees |
$435,000.00 |
$365,000.00 |
$365,000.00 |
$365,000.00 |
Portfolio |
Aggregate
Compensation | ||
Joseph E.
Obermeyer |
Sheryl K.
Pressler |
Christopher
P. Sullivan | |
Voya Global
Perspectives®
Portfolio |
$338.12 |
$370.58 |
$338.12 |
Voya Retirement
Conservative
Portfolio |
$1,419.82 |
$1,556.07 |
$1,419.82 |
Voya Retirement
Growth
Portfolio |
$8,377.31 |
$9,181.16 |
$8,377.31 |
Voya Retirement
Moderate
Portfolio |
$3,275.93 |
$3,590.24 |
$3,275.93 |
Voya Retirement
Moderate
Growth
Portfolio |
$5,758.77 |
$6,311.32 |
$5,758.77 |
Pension or
Retirement
Benefits
Accrued as Part of
Fund
Expenses2
|
N/A |
$0 |
N/A |
Estimated
Annual Benefits
Upon
Retirement3
|
N/A |
$113,333.00 |
N/A |
Total
Compensation from the
Portfolio
and the Voya family
of funds
Paid to Trustees |
$365,000.001 |
$400,000.001 |
$365,000.00 |
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
Voya Global
Perspectives®
Portfolio |
Class
ADV |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
99.05% |
89.52% |
Voya Global
Perspectives®
Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
16.93% |
1.61% |
Voya Global
Perspectives®
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
71.79% |
7.10% |
Voya Global
Perspectives®
Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
7.45% |
0.71% |
Voya Global
Perspectives®
Portfolio |
Class
S |
Voya Investment Management
Co. LLC
Attn: Robby
Presser
230 Park Ave. 13th
Fl.
New York, NY
10169 |
61.04% |
0.05% |
Voya Global
Perspectives®
Portfolio |
Class
S |
Transamerica Life Insurance
Co.
Separate Account
B
4333 Edgewood Rd
NE
Cedar Rapids, IA
52499 |
38.96% |
0.03% |
Voya Retirement
Conservative
Portfolio |
Class
ADV |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
72.43% |
72.22%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
Voya Retirement
Conservative
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
24.84% |
25.06% |
Voya Retirement
Conservative
Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
99.92% |
25.06% |
Voya Retirement
Growth
Portfolio |
Class
ADV |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
95.34% |
93.26% |
Voya Retirement
Growth
Portfolio |
Class
I |
Reliastar Life Insurace
Co.
FBO SVUL I
Attn: Jill Barth Conveyor
TN41
1 Orange Way
Windsor, CT
06095 |
35.22% |
0.77% |
Voya Retirement
Growth
Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
64.25% |
1.40% |
Voya Retirement
Moderate
Growth
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
5.73% |
5.65% |
Voya Retirement
Moderate
Growth
Portfolio |
Class
ADV |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
91.64% |
90.10% |
Voya Retirement
Moderate
Growth
Portfolio |
Class
I |
Reliastar Life Insurace
Co.
FBO SVUL I
Attn: Jill Barth Conveyor
TN41
1 Orange Way
Windsor, CT
06095 |
28.71% |
0.48% |
Voya Retirement
Moderate
Growth
Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
67.27% |
1.13% |
Voya Retirement
Moderate
Portfolio |
Class
ADV |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
86.45% |
84.15% |
Voya Retirement
Moderate
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
10.65% |
10.47% |
Voya Retirement
Moderate
Portfolio |
Class
I |
Reliastar Life Insurace
Co.
FBO SVUL I
Attn: Jill Barth Conveyor
TN41
1 Orange Way
Windsor, CT
06095 |
41.73% |
1.11% |
Voya Retirement
Moderate
Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
53.18% |
1.41% |
Portfolio |
Annual
Management Fee |
Voya Global
Perspectives®
Portfolio |
If
the Portfolio invests in Underlying Funds: 0.20% of the Portfolio’s
average daily net
assets;
and if the Portfolio invests in Direct Investments: 0.40% of the
Portfolio’s
average
daily net assets. |
Voya Retirement
Conservative
Portfolio |
If
the Portfolio invests in Underlying Funds: 0.240% of the Portfolio’s
average daily net
assets;
and if the Portfolio invests in Direct Investments: 0.340% of the
Portfolio’s
average
daily net assets. |
Voya Retirement
Growth Portfolio |
If
the Portfolio invests in Underlying Funds: 0.240% of the Portfolio’s
average daily net
assets;
and if the Portfolio invests in Direct Investments: 0.340% of the
Portfolio’s
average
daily net assets. |
Voya Retirement
Moderate Portfolio |
If
the Portfolio invests in Underlying Funds: 0.240% of the Portfolio’s
average daily net
assets;
and if the Portfolio invests in Direct Investments: 0.340% of the
Portfolio’s
average
daily net assets. |
Voya Retirement
Moderate Growth
Portfolio |
If
the Portfolio invests in Underlying Funds: 0.240% of the Portfolio’s
average daily net
assets;
and if the Portfolio invests in Direct Investments: 0.340% of the
Portfolio’s
average
daily net assets. |
Portfolio |
December
31, | ||
|
2021 |
2020 |
2019 |
Voya Global
Perspectives®
Portfolio |
$205,467.00 |
$201,357.00 |
$210,802.00 |
Voya Retirement
Conservative Portfolio |
$1,058,794.00 |
$1,020,691.00 |
$1,093,818.00 |
Voya Retirement
Growth Portfolio |
$6,210,452.00 |
$5,840,091.00 |
$6,313,734.00 |
Voya Retirement
Moderate Portfolio |
$2,449,552.00 |
$2,379,927.00 |
$2,586,242.00 |
Voya Retirement
Moderate Growth Portfolio |
$4,283,332.00 |
$4,118,720.00 |
$4,370,128.00 |
Portfolio |
December
31, | ||
|
2021 |
2020 |
2019 |
Voya Global
Perspectives®
Portfolio |
($327,548.00) |
($346,419.00) |
($389,380.00) |
Voya Retirement
Conservative Portfolio |
($1,069,494.00) |
($1,057,560.00) |
($1,038,537.00) |
Voya Retirement
Growth Portfolio |
($1,886,892.00) |
($1,766,868.00) |
($1,920,163.00) |
Voya Retirement
Moderate Portfolio |
($1,549,451.00) |
($1,516,578.00) |
($1,593,804.00) |
Voya Retirement
Moderate Growth Portfolio |
($1,919,131.00) |
($1,831,301.00) |
($1,961,769.00) |
Portfolio |
Sub-Adviser |
Annual
Sub-Advisory Fee |
Voya Global
Perspectives®
Portfolio |
Voya Investment
Management Co. LLC (“Voya
IM”) |
If
the Portfolio invests in Underlying Funds:
0.045%
of the Portfolio’s average daily net
assets;
and
If
the Portfolio invests in Direct Investments:
0.135%
of the Portfolio’s average daily net
assets. |
Voya Retirement
Conservative
Portfolio |
Voya
IM |
If
the Portfolio invests in Underlying Funds:
0.063%
of the Portfolio’s average daily net
assets;
and
If
the Portfolio invests in Direct Investments:
0.108%
of the Portfolio’s average daily net
assets. |
Voya Retirement
Growth Portfolio |
Voya
IM |
If
the Portfolio invests in Underlying Funds:
0.063%
of the Portfolio’s average daily net
assets;
and
If
the Portfolio invests in Direct Investments:
0.108%
of the Portfolio’s average daily net
assets. |
Voya Retirement
Moderate Portfolio |
Voya
IM |
If
the Portfolio invests in Underlying Funds:
0.063%
of the Portfolio’s average daily net
assets;
and
If
the Portfolio invests in Direct Investments:
0.108%
of the Portfolio’s average daily net
assets. |
Voya Retirement
Moderate Growth
Portfolio |
Voya
IM |
If
the Portfolio invests in Underlying Funds:
0.063%
of the Portfolio’s average daily net
assets;
and
If
the Portfolio invests in Direct Investments:
0.108%
of the Portfolio’s average daily net
assets. |
Portfolio |
December
31, | ||
|
2021 |
2020 |
2019 |
Voya Global
Perspectives®
Portfolio |
$46,236.83 |
$45,321.17 |
$47,433.42 |
Voya Retirement
Conservative Portfolio |
$281,763.10 |
$286,338.82 |
$284,565.58 |
Voya Retirement
Growth Portfolio |
$1,640,438.83 |
$1,555,067.15 |
$1,664,926.31 |
Voya Retirement
Moderate Portfolio |
$651,775.71 |
$655,430.47 |
$679,736.54 |
Voya Retirement
Moderate Growth Portfolio |
$1,134,645.51 |
$1,102,865.88 |
$1,155,774.73 |
Portfolio
Manager |
Registered
Investment Companies |
Other
Pooled Investment Vehicles |
Other
Accounts | |||
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets | |
Douglas
Coté, CFA |
3 |
$982,973,011 |
0 |
$0 |
12 |
$865,510,930 |
Halvard
Kvaale, CIMA |
40 |
$18,036,524,979 |
0 |
$0 |
0 |
$0 |
Barbara
Reinhard,
CFA |
44 |
$18,734,821,649 |
7 |
$4,354,197,845 |
0 |
$0 |
Paul
Zemsky, CFA |
52 |
$20,890,752,035 |
161 |
$4,829,715,685 |
0 |
$0 |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Douglas
Coté, CFA |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Barbara
Reinhard, CFA |
None |
Halvard
Kvaale, CIMA |
None |
Paul
Zemsky, CFA |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Barbara
Reinhard, CFA |
None |
Halvard
Kvaale, CIMA |
None |
Paul
Zemsky, CFA |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Barbara
Reinhard, CFA |
None |
Halvard
Kvaale, CIMA |
None |
Paul
Zemsky, CFA |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Barbara
Reinhard, CFA |
None |
Halvard
Kvaale, CIMA |
None |
Paul
Zemsky, CFA |
None |
Portfolio |
Type
of Plan |
Type
of Fee | ||
|
|
Distribution
Fee |
Shareholder
Service
Fee |
Combined
Distribution
and
Shareholder
Service
Fee |
Voya Global
Perspectives®
Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Shareholder
Service
Plan |
0.35% |
0.25% |
N/A |
Class
S |
Shareholder
Service
Plan |
N/A |
0.25% |
N/A |
Voya Retirement
Conservative Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Shareholder
Service
Plan |
0.25% |
0.25% |
N/A |
Voya Retirement
Growth Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Shareholder
Service
Plan |
0.25% |
0.25% |
N/A |
Voya Retirement
Moderate Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Shareholder
Service
Plan |
0.25% |
0.25% |
N/A |
Voya Retirement
Moderate Growth Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Shareholder
Service
Plan |
0.25% |
0.25% |
N/A |
Portfolio |
Class |
Advertising |
Printing |
Salaries
& Commissions |
Broker
Servicing |
Miscellaneous |
Total |
Voya Global
Perspectives®
Portfolio |
ADV |
$2.40 |
$45.62 |
$557.89 |
$281,401.41 |
$17.36 |
$282,024.68 |
|
I |
$1.46 |
$27.77 |
$424.28 |
$15.24 |
$12.40 |
$481.15
|
Portfolio |
Class |
Advertising |
Printing |
Salaries
& Commissions |
Broker
Servicing |
Miscellaneous |
Total |
|
S |
$0.01 |
$0.10 |
$1.14 |
$202.20 |
$0.03 |
$203.48 |
Voya Retirement
Conservative
Portfolio |
ADV |
$25.84 |
$490.96 |
$5,669.75 |
$1,086,937.65 |
$176.84 |
$1,093,301.04 |
|
I |
$0.41 |
$7.84 |
$134.38 |
$4.49 |
$4.76 |
$151.88 |
Voya Retirement
Growth
Portfolio |
ADV |
$63.90 |
$1,214.16 |
$12,601.58 |
$10,676,264.04 |
$434.29 |
$10,690,577.97 |
|
I |
$1.66 |
$31.62 |
$1,175.75 |
$44.15 |
$33.97 |
$1,287.15 |
Voya Retirement
Moderate
Portfolio |
ADV |
$38.90 |
$739.19 |
$8,216.48 |
$3,332,564.46 |
$260.83 |
$3,341,819.86 |
|
I |
$0.86 |
$16.34 |
$654.36 |
$23.39 |
$26.96 |
$721.91 |
Voya Retirement
Moderate
Growth
Portfolio |
ADV |
$46.89 |
$890.87 |
$10,106.29 |
$6,757,303.10 |
$333.46 |
$6,768,680.61 |
|
I |
$0.89 |
$16.89 |
$646.06 |
$26.25 |
$22.10 |
$712.19 |
Portfolio |
December
31, | ||
|
2021 |
2020 |
2019 |
Voya Global
Perspectives®
Portfolio |
$562,964.00 |
$554,467.00 |
$584,750.00 |
Voya Retirement
Conservative Portfolio |
$2,156,240.00 |
$2,132,163.00 |
$2,093,827.00 |
Voya Retirement
Growth Portfolio |
$12,562,712.00 |
$11,763,506.00 |
$12,784,223.00 |
Voya Retirement
Moderate Portfolio |
$4,881,737.00 |
$4,778,090.00 |
$5,021,476.00 |
Voya Retirement
Moderate Growth Portfolio |
$8,676,083.00 |
$8,278,824.00 |
$8,868,846.00 |
Portfolio |
Gross
securities
lending
income |
Fees
paid
to
securities
lending
agent
from
revenue
split |
Positive
Rebate |
Negative
Rebate |
Net
Rebate |
Securities
Lending
losses/
gains |
Total
Aggregate
fees/
compensation
paid
to
securities
lending
agent
or
broker |
Net
Securities
Income |
Voya Global
Perspectives®
Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
Voya Retirement
Conservative Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
Voya Retirement
Growth Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
Voya Retirement
Moderate Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
Voya Retirement
Moderate Growth Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
Portfolio |
December
31, | ||
|
2021 |
2020 |
2019 |
Voya Global
Perspectives®
Portfolio |
$0.00 |
$0.00 |
$0.00 |
Voya Retirement
Conservative Portfolio |
$16,119.49 |
$2,390.40 |
$10,113.04 |
Voya Retirement
Growth Portfolio |
$41,682.71 |
$16,403.45 |
$22,372.43 |
Voya Retirement
Moderate Portfolio |
$36,872.58 |
$10,102.64 |
$9,281.40 |
Voya Retirement
Moderate Growth Portfolio |
$44,061.24 |
$14,711.90 |
$22,578.09 |