Fund |
A |
C |
R |
Y |
Investor |
Class
R5 |
Class
R6 |
Prospectus
Date |
Invesco
Balanced-Risk Allocation Fund |
ABRZX |
ABRCX |
ABRRX |
ABRYX |
N/A |
ABRIX |
ALLFX |
February 28,
2022 |
Invesco
Balanced-Risk Commodity Strategy Fund |
BRCAX |
BRCCX |
BRCRX |
BRCYX |
N/A |
BRCNX |
IBRFX |
February 28,
2022 |
Invesco
Core Bond Fund
|
OPIGX |
OPBCX |
OPBNX |
OPBYX |
N/A |
TRTMX |
OPBIX |
February 28,
2022 |
Invesco
Developing Markets Fund
|
ODMAX |
ODVCX |
ODVNX |
ODVYX |
N/A |
DVMFX |
ODVIX |
February 28,
2022 |
Invesco
Discovery Mid Cap Growth Fund
|
OEGAX |
OEGCX |
OEGNX |
OEGYX |
N/A |
DMCFX |
OEGIX |
February 28,
2022 |
Invesco
Emerging Markets Innovators Fund
|
EMIAX |
EMVCX |
EMIRX |
EMIYX |
N/A |
EMIMX |
EMVIX |
February 28,
2022 |
Invesco
Emerging Markets Local Debt Fund
|
OEMAX |
OEMCX |
OEMNX |
OEMYX |
N/A |
EMLDX |
OEMIX |
February 28,
2022 |
Invesco
Emerging Markets Select Equity Fund
|
IEMAX |
IEMCX |
IEMRX |
IEMYX |
N/A |
IEMIX |
EMEFX |
February 28,
2022 |
Invesco
EQV Emerging Markets All Cap Fund (formerly known as
Invesco
Emerging Markets All Cap Fund)
|
GTDDX |
GTDCX |
N/A |
GTDYX |
N/A |
GTDIX |
GTDFX |
February 28,
2022 |
Invesco
Fundamental Alternatives Fund
|
QVOPX |
QOPCX |
QOPNX |
QOPYX |
N/A |
FDATX |
QOPIX |
February 28,
2022 |
Invesco
Global Allocation Fund
|
QVGIX |
QGRCX |
QGRNX |
QGRYX |
N/A |
GLALX |
QGRIX |
February 28,
2022 |
Invesco
Global Infrastructure Fund |
GIZAX |
GIZCX |
GIZRX |
GIZYX |
N/A |
GIZFX |
GIZSX |
February 28,
2022 |
Invesco
Global Strategic Income Fund
|
OPSIX |
OSICX |
OSINX |
OSIYX |
N/A |
GLSSX |
OSIIX |
February 28,
2022 |
Invesco
Global Targeted Returns Fund
|
GLTAX |
GLTCX |
GLTRX |
GLTYX |
N/A |
GLTFX |
GLTSX |
February 28,
2022 |
Invesco
Greater China Fund
|
AACFX |
CACFX |
IGCRX |
AMCYX |
N/A |
IACFX |
CACSX |
February 28,
2022 |
Invesco
Health Care Fund |
GGHCX |
GTHCX |
N/A |
GGHYX |
GTHIX |
N/A |
GGHSX |
February 28,
2022 |
Invesco
International Bond Fund
|
OIBAX |
OIBCX |
OIBNX |
OIBYX |
N/A |
INBQX |
OIBIX |
February 28,
2022 |
Invesco
Macro Allocation Strategy Fund |
GMSDX |
GMSEX |
GMSJX |
GMSHX |
N/A |
GMSKX |
GMSLX |
February 28,
2022 |
Invesco
Multi-Asset Income Fund |
PIAFX |
PICFX |
PIRFX |
PIYFX |
N/A |
IPNFX |
PIFFX |
February 28,
2022 |
Invesco
U.S. Managed Volatility Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
USMVX |
February 28,
2022 |
Invesco
World Bond Factor Fund |
AUBAX |
AUBCX |
N/A |
AUBYX |
N/A |
AUBIX |
AUBFX |
February 28,
2022 |
|
Page |
1
| |
1
| |
3
| |
4
| |
5
| |
5
| |
5
| |
10
| |
15
| |
27
| |
27
| |
28
| |
52
| |
61
| |
66
| |
81
| |
82
| |
83
| |
83
| |
83
| |
84
| |
84
| |
89
| |
89
| |
92
| |
92
| |
98
| |
99
| |
101
| |
101
| |
101
| |
101
| |
102
| |
102
| |
103
| |
103
| |
103
| |
103
| |
104
| |
104
| |
104
| |
112
| |
113
| |
114
|
|
Page |
114
| |
115
| |
116
| |
118
| |
119
| |
119
| |
120
| |
120
| |
123
| |
123
| |
123
| |
123
| |
124
| |
124
| |
124
| |
124
| |
124
| |
143
| |
143
| |
144
| |
146
| |
A-1
| |
B-1
| |
C-1
| |
D-1
| |
E-1
| |
F-1
| |
G-1
| |
H-1
| |
I-1
| |
J-1
| |
K-1
| |
L-1
| |
M-1
| |
N-1
| |
O-1 |
Fund
Name |
Fund
History |
Invesco
Balanced-Risk Allocation Fund |
Prior
to April 30, 2010, Invesco Balanced-Risk Allocation Fund was known as
Invesco
AIM
Balanced-Risk Allocation Fund. |
Invesco
Balanced-Risk Commodity
Strategy
Fund |
No
prior history. |
Invesco
Core Bond Fund* |
Prior
to September 30, 2020, Invesco Core Bond Fund was known as Invesco
Oppenheimer
Total Return Bond Fund.
On
May 24, 2019, Invesco Oppenheimer Total Return Bond Fund assumed the
assets
and
liabilities of its predecessor fund Oppenheimer Total Return Bond
Fund. |
Invesco
Developing Markets Fund* |
Prior
to September 30, 2020, Invesco Developing Markets Fund was known as
Invesco
Oppenheimer Developing Markets Fund.
On
May 24, 2019, Invesco Oppenheimer Developing Markets Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer Developing Markets
Fund. |
Invesco
Discovery Mid Cap Growth Fund* |
Prior
to September 30, 2020, Invesco Discovery Mid Cap Growth Fund was known as
Invesco
Oppenheimer Discovery Mid Cap Growth Fund.
On
May 24, 2019, Invesco Oppenheimer Discovery Mid Cap Growth Fund assumed
the
assets and liabilities of its predecessor fund Oppenheimer Discovery Mid
Cap
Growth
Fund. |
Invesco
Emerging Markets Innovators
Fund* |
Prior
to September 30, 2020, Invesco Emerging Markets Innovators Fund was known
as
Invesco Oppenheimer Emerging Markets Innovators Fund.
On
May 24, 2019, Invesco Oppenheimer Emerging Markets Innovators Fund
assumed
the assets and liabilities of its predecessor fund Oppenheimer Emerging
Markets
Innovators Fund. |
Invesco
Emerging Markets Local Debt
Fund* |
Prior
to September 30, 2020, Invesco Emerging Markets Local Debt Fund was known
as
Invesco Oppenheimer Emerging Markets Local Debt Fund.
On
May 24, 2019, Invesco Oppenheimer Emerging Markets Local Debt Fund
assumed
the assets and liabilities of its predecessor fund Oppenheimer Emerging
Markets
Local Debt Fund. |
Invesco
Emerging Markets Select Equity
Fund |
Prior
to November 1, 2018, Invesco Emerging Markets Select Equity Fund was known
as
Invesco Emerging Markets Equity Fund.
|
Invesco
EQV Emerging Markets All Cap
Fund |
Prior
to February 28, 2022, Invesco EQV Emerging Markets All Cap Fund was known
as
Invesco Emerging Markets All Cap Fund.
Prior
to September 30, 2020, Invesco Emerging Markets All Cap Fund was known as
Invesco
Developing Markets Fund.
Prior
to April 30, 2010, Invesco Developing Markets Fund was known as AIM
Developing
Markets Fund. |
Fund
Name |
Fund
History |
Invesco
Fundamental Alternatives Fund* |
Prior
to September 30, 2020, Invesco Fundamental Alternatives Fund was known as
Invesco
Oppenheimer Fundamental Alternatives Fund.
On
May 24, 2019, Invesco Oppenheimer Fundamental Alternatives Fund assumed
the
assets
and liabilities of its predecessor fund Oppenheimer Fundamental
Alternatives
Fund. |
Invesco
Global Allocation Fund* |
Prior
to September 30, 2020, Invesco Global Allocation Fund was known as Invesco
Oppenheimer
Global Allocation Fund.
On
May 24, 2019, Invesco Oppenheimer Global Allocation Fund assumed the
assets
and
liabilities of its predecessor fund Oppenheimer Global Allocation
Fund. |
Invesco
Global Infrastructure Fund |
No
prior history. |
Invesco
Global Strategic Income Fund* |
Prior
to September 30, 2020, Invesco Global Strategic Income Fund was known as
Invesco
Oppenheimer Global Strategic Fund.
On
May 24, 2019, Invesco Oppenheimer Global Strategic Income Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer Global Strategic
Income
Fund. |
Invesco
Global Targeted Returns Fund |
No
prior history. |
Invesco
Greater China Fund |
Prior
to June 15, 2015, Invesco Greater China Fund was known as Invesco China
Fund.
Prior
to April 30, 2010, Invesco China Fund was known as AIM China Fund. On
April
23, 2021, Invesco Greater China Fund acquired the assets and liabilities
of
Invesco
Pacific Growth Fund.
|
Invesco
Health Care Fund |
Prior
to April 30, 2018, Invesco Health Care Fund was known as Invesco Global
Health
Care Fund.
Prior
to April 30, 2010, Invesco Global Health Care Fund was known as AIM Global
Health
Care Fund. |
Invesco
International Bond Fund* |
Prior
to September 30, 2020, Invesco International Bond Fund was known as
Invesco
Oppenheimer
International Bond Fund.
On
May 24, 2019, Invesco Oppenheimer International Bond Fund assumed the
assets
and
liabilities of its predecessor fund Oppenheimer International Bond
Fund. |
Invesco
Macro Allocation Strategy Fund |
Prior
to July 27, 2016, Invesco Macro Allocation Strategy Fund was known as
Invesco
Global
Markets Strategy Fund.
|
Invesco
Multi-Asset Income Fund |
Prior
to July 27, 2016, Invesco Multi-Asset Income Fund was known as Invesco
Premium
Income Fund. |
Invesco
U.S. Managed Volatility Fund |
No
prior history. |
Invesco
World Bond Factor Fund |
Prior
to February 28, 2020, Invesco World Bond Factor Fund was known as Invesco
World
Bond Fund.
Prior
to December 1, 2016, Invesco World Bond Fund was known as Invesco
International
Total Return Fund. |
Fund
|
2021 |
2020 |
|
Invesco
Balanced-Risk Allocation Fund1
|
16% |
81% |
|
Invesco
Balanced-Risk Commodity Strategy Fund1
|
14 |
186 |
|
Invesco
Emerging Markets Local Debt Fund2
|
107 |
50 |
|
Invesco
Fundamental Alternatives Fund3
|
74 |
223 |
|
Invesco
Global Infrastructure Fund4
|
103 |
244 |
|
Invesco
Greater China Fund5
|
101 |
59 |
|
Invesco
Health Care Fund5
|
78 |
17 |
|
Invesco
Multi-Asset Income Fund1
|
53 |
117 |
|
1The
variation in portfolio turnover was due to fluctuating shareholder
activity. |
|
|
|
2The
variation in portfolio turnover was due to market conditions.
|
|
|
|
3The
variation in portfolio turnover was due to changes in trading strategies
and execution. |
|
|
|
4The
variation in portfolio turnover was due to fluctuating volume of
shareholder purchase and redemption orders,
market
conditions and changes in Invesco’s investment
outlook. |
|
|
|
5The
variation in portfolio turnover was due to a change in portfolio
management that led to a repositioning of the
portfolio. |
|
|
|
|
Information |
Approximate
Date of Web site Posting |
Information
Remains Posted on Web site |
Select
portfolio holdings information, such
as
top ten holdings as of the month-end |
15
days after month-end |
Until
replaced with the following month’s
top
ten holdings |
| ||
Select
portfolio holdings information
included
in the Fund’s Quarterly
Performance
Update |
29
days after calendar quarter-end |
Until
replaced with the following
quarter’s
Quarterly Performance Update |
| ||
Complete
portfolio holdings information as
of
calendar quarter-end |
30
days after month-end |
For
one year |
| ||
Complete
portfolio holdings information as
of
fiscal quarter-end |
60-70
days after fiscal quarter-end |
For
one year |
|
Information |
Approximate
Date of Web site Posting |
Information
Remains Posted on Web site |
Select
portfolio holdings information, such
as
top ten holdings as of the month-end |
15
days after month-end |
Until
replaced with the following
quarter’s
top ten holdings |
| ||
Select
portfolio holdings information
included
in the Fund’s Quarterly
Performance
Update |
29
days after calendar quarter-end |
Until
replaced with the following
quarter’s
Quarterly Performance Update |
| ||
Complete
portfolio holdings information as
of
calendar quarter-end |
30
days after calendar quarter-end |
For
one year |
| ||
Complete
portfolio holdings information as
of
fiscal quarter-end |
60-70
days after fiscal quarter-end |
For
one year |
|
Fund
Name |
Adviser/Sub-Adviser |
Invesco
Balanced-Risk Allocation Fund |
Invesco
Advisers, Inc. |
Invesco
Balanced-Risk Commodity
Strategy
Fund |
Invesco
Advisers, Inc. |
Invesco
Core Bond Fund |
Invesco
Advisers, Inc. |
Invesco
Developing Markets Fund |
Invesco
Advisers, Inc. |
Invesco
Discovery Mid Cap Growth Fund |
Invesco
Advisers, Inc. |
Invesco
Emerging Markets Innovators
Fund |
Invesco
Advisers, Inc. |
Invesco
Emerging Markets Local Debt
Fund |
Invesco
Advisers, Inc. |
Fund
Name |
Adviser/Sub-Adviser |
Invesco
Emerging Markets Select Equity
Fund |
Invesco
Hong Kong Limited |
Invesco
EQV Emerging Markets All Cap
Fund |
Invesco
Advisers, Inc. |
Invesco
Fundamental Alternatives Fund |
Invesco
Advisers, Inc. |
Invesco
Global Allocation Fund |
Invesco
Advisers, Inc. |
Invesco
Global Infrastructure Fund |
Invesco
Advisers, Inc. |
Invesco
Global Strategic Income Fund |
Invesco
Advisers, Inc. |
Invesco
Global Targeted Returns Fund |
Invesco
Asset Management Ltd. |
Invesco
Greater China Fund |
Invesco
Hong Kong Limited |
Invesco
Health Care Fund |
Invesco
Advisers, Inc. |
Invesco
International Bond Fund |
Invesco
Advisers, Inc. |
Invesco
Macro Allocation Strategy Fund |
Invesco
Advisers, Inc. |
Invesco
Multi-Asset Income Fund |
Invesco
Advisers, Inc. |
Invesco
U.S. Managed Volatility Fund |
Invesco
Advisers, Inc. |
Invesco
World Bond Factor Fund |
Invesco
Advisers, Inc. |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
Invesco
Balanced-Risk Allocation Fund |
|
|
0.950%
of first $250M |
|
0.925%
of next $250M |
|
0.900%
of next $500M |
|
0.875%
of next $1.5B |
|
0.850%
of next $2.5B |
|
0.825%
of next $2.5B |
|
0.800%
of next $2.5B |
|
0.775%
of amount over $10B |
Invesco
Balanced-Risk Commodity
Strategy
Fund |
|
|
1.050%
of first $250M |
|
1.025%
of next $250M |
|
1.00%
of next $500M |
|
0.975%
of next $1.5B |
|
0.950%
of next $2.5B |
|
0.925%
of next $2.5B |
|
0.900%
of next $2.5B |
|
0.875%
of amount over $10B |
Invesco
Core Bond Fund |
|
|
0.40%
of first $500M |
|
0.35%
of next $500M |
|
0.33%
of next $4B |
|
0.31%
of amount over $5B |
Invesco
Developing Markets Fund |
|
|
1.00%
of first $250M |
|
0.95%
of next $250M |
|
0.90%
of next $500M |
|
0.85%
of next $6B |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
|
0.80%
of next $3B |
|
0.75%
of next $20B |
|
0.74%
of next $15B |
|
0.73%
of amount over $45B |
Invesco
Discovery Mid Cap Growth Fund |
|
|
0.68%
of first $500M |
|
0.65%
of next $500M |
|
0.62%
of next $4B |
|
0.60%
of amount over $5B |
Invesco
Emerging Markets Select Equity
Fund |
|
Invesco
EQV Emerging Markets All Cap
Fund |
|
|
0.935%
of first $250M |
|
0.91%
of next $250M |
|
0.885%
of next $500M |
|
0.86%
of next $1.5B |
|
0.835%
of next $2.5B |
|
0.81%
of next $2.5B |
|
0.785%
of next $2.5B |
|
0.76%
of amount over $10B |
Invesco
Emerging Markets Innovators
Fund |
|
|
1.15%
of first $500M |
|
1.10%
of next $500M |
|
1.05%
of next $4B |
|
1.00%
of amount over $5B |
Invesco
Emerging Markets Local Debt
Fund |
|
|
0.70%
of first $500M |
|
0.65%
of next $500M |
|
0.60%
of next $4B |
|
0.58%
of amount over $5B |
Invesco
Fundamental Alternatives Fund |
|
|
0.85%
of first $1B |
|
0.80%
of next $500M |
|
0.75%
of next $500M |
|
0.70%
of next $500M |
|
0.65%
of next $500M |
|
0.60%
of next $500M |
|
0.55%
of next $500M |
|
0.50%
of amount over $4B |
Invesco
Global Allocation Fund |
|
|
0.80%
of first $1B |
|
0.76%
of next $2B |
|
0.71%
of next $1B |
|
0.66%
of next $1B |
|
0.60%
of next $1B |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
|
0.55%
of next $1B |
|
0.50%
of next $2B |
|
0.48%
of amount over $9B |
Invesco
Global Infrastructure Fund |
|
|
0.840%
of first $1B |
|
0.800%
of next $1B |
|
0.780%
of next $3B |
|
0.7325%
of amount over $5B |
Invesco
Global Strategic Income Fund |
|
|
0.75%
of first $200M |
|
0.72%
of next $200M |
|
0.69%
of next $200M |
|
0.66%
of next $200M |
|
0.60%
of next $200M |
|
0.50%
of next $4B |
|
0.48%
of next $5B |
|
0.46%
of amount over $10B |
Invesco
Global Targeted Returns Fund |
|
Invesco
Macro Allocation Strategy Fund |
1.10%
of first $250M |
|
1.08%
of next $250M |
|
1.05%
of next $500M |
|
1.03%
of next $1.5B |
|
1.00%
of next $2.5B |
|
0.98%
of next $2.5B |
|
0.95%
of next $2.5B |
|
0.93%
of amount over $10B |
Invesco
Greater China Fund |
|
|
0.87%
of first $1B |
|
0.82%
of next $1B |
|
0.77%
of next $49B |
|
0.76%
of amount over $51B |
Invesco
Health Care Fund |
|
|
0.75%
of first $350M |
|
0.65%
of next $350M |
|
0.55%
of next $1.3B |
|
0.45%
of next $2B |
|
0.40%
of next $2B |
|
0.375%
of next $2B |
|
0.35%
of amount over $8B |
Invesco
International Bond Fund |
|
|
0.75%
of first $200M |
|
0.72%
of next $200M |
|
0.69%
of next $200M |
|
0.66%
of next $200M |
|
0.60%
of next $200M |
|
0.50%
of next $4B |
|
0.48%
of next $10B |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
|
0.45%
of amount over $15B |
Invesco
Multi-Asset Income Fund |
|
|
0.50%
of first $500M |
|
0.45%
of next $500M |
|
0.40%
of next $500M |
|
0.39%
of amount over $1.5B |
Invesco
U.S. Managed Volatility Fund |
|
|
0.10%
of All Assets |
Invesco
World Bond Factor Fund |
|
|
0.27%
of first $2B |
|
0.25%
of amount over $2B |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Invesco
Balanced-Risk Allocation Fund |
|
|
Class
A Shares |
2.00% |
June
30, 2022 |
Class
C Shares |
2.75% |
June
30, 2022 |
Class
R Shares |
2.25% |
June
30, 2022 |
Class
Y Shares |
1.75% |
June
30, 2022 |
Class
R5 Shares |
1.75% |
June
30, 2022 |
Class
R6 Shares |
1.75% |
June
30, 2022 |
| ||
Invesco
Balanced-Risk Commodity
Strategy
Fund |
|
|
Class
A Shares |
1.40%
less net AFFE1
|
February
28, 2023 |
Class
C Shares |
2.15%
less net AFFE1
|
February
28, 2023 |
Class
R Shares |
1.65%
less net AFFE1
|
February
28, 2023 |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
R5 Shares |
1.15%
less net AFFE1
|
February
28, 2023 |
Class
R6 Shares |
1.15%
less net AFFE1
|
February
28, 2023 |
Class
Y Shares |
1.15%
less net AFFE1
|
February
28, 2023 |
| ||
Invesco
Core Bond Fund |
|
|
Class
A Shares |
0.70% |
February
28, 2023 |
Class
C Shares |
1.45% |
February
28, 2023 |
Class
R Shares |
0.95% |
February
28, 2023 |
Class
R5 Shares |
0.45% |
February
28, 2023 |
Class
R6 Shares |
0.45% |
February
28, 2023 |
Class
Y Shares |
0.45% |
February
28, 2023 |
| ||
Invesco
Developing Markets Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Class
R Shares |
2.50% |
June
30, 2022 |
Class
R5 Shares |
2.00% |
June
30, 2022 |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
| ||
Invesco
Discovery Mid Cap Growth Fund |
|
|
Class
A Shares |
2.00% |
June
30, 2022 |
Class
C Shares |
2.75% |
June
30, 2022 |
Class
R Shares |
2.25% |
June
30, 2022 |
Class
R5 Shares |
1.75% |
June
30, 2022 |
Class
R6 Shares |
1.75% |
June
30, 2022 |
Class
Y Shares |
1.75% |
June
30, 2022 |
| ||
Invesco
Emerging Markets Innovators
Fund |
|
|
Class
A Shares |
1.50% |
February
28, 2023 |
Class
C Shares |
2.25% |
February
28, 2023 |
Class
R Shares |
1.75% |
February
28, 2023 |
Class
R5 Shares |
1.25% |
February
28, 2023 |
Class
R6 Shares |
1.25% |
February
28, 2023 |
Class
Y Shares |
1.25% |
February
28, 2023 |
| ||
Invesco
Emerging Markets Local Debt
Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2022 |
Class
C Shares |
2.25% |
June
30, 2022 |
Class
R Shares |
1.75% |
June
30, 2022 |
Class
R5 Shares |
1.25% |
June
30, 2022 |
Class
R6 Shares |
1.25% |
June
30, 2022 |
Class
Y Shares |
1.25% |
June
30, 2022 |
| ||
Invesco
Emerging Markets Select Equity
Fund |
|
|
Class
A Shares |
1.33% |
February
28, 2023 |
Class
C Shares |
2.08% |
February
28, 2023 |
Class
R Shares |
1.58% |
February
28, 2023 |
Class
R5 Shares |
1.08% |
February
28, 2023 |
Class
R6 Shares |
1.08% |
February
28, 2023 |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
Y Shares |
1.08% |
February
28, 2023 |
| ||
Invesco
EQV Emerging Markets All Cap
Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Class
R5 Shares |
2.00% |
June
30, 2022 |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
| ||
Invesco
Fundamental Alternatives Fund |
|
|
Class
A Shares |
2.00% |
June
30, 2022 |
Class
C Shares |
2.75% |
June
30, 2022 |
Class
R Shares |
2.25% |
June
30, 2022 |
Class
R5 Shares |
1.75% |
June
30, 2022 |
Class
R6 Shares |
1.75% |
June
30, 2022 |
Class
Y Shares |
1.75% |
June
30, 2022 |
| ||
Invesco
Global Allocation Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Class
R Shares |
2.50% |
June
30, 2022 |
Class
R5 Shares |
2.00% |
June
30, 2022 |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
| ||
Invesco
Global Infrastructure Fund |
|
|
Class
A Shares |
1.25% |
February
28, 2023 |
Class
C Shares |
2.00% |
February
28, 2023 |
Class
R Shares |
1.50% |
February
28, 2023 |
Class
R5 Shares |
1.00% |
February
28, 2023 |
Class
R6 Shares |
1.00% |
February
28, 2023 |
Class
Y Shares |
1.00% |
February
28, 2023 |
| ||
Invesco
Global Strategic Income Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2022 |
Class
C Shares |
2.25% |
June
30, 2022 |
Class
R Shares |
1.75% |
June
30, 2022 |
Class
R5 Shares |
1.25% |
June
30, 2022 |
Class
R6 Shares |
1.25% |
June
30, 2022 |
Class
Y Shares |
1.25% |
June
30, 2022 |
| ||
Invesco
Global Targeted Returns Fund |
|
|
Class
A Shares |
1.44%
less net AFFE1
|
February
28, 2023 |
Class
C Shares |
2.19%
less net AFFE1
|
February
28, 2023 |
Class
R Shares |
1.69%
less net AFFE1
|
February
28, 2023 |
Class
R5 Shares |
1.19%
less net AFFE1
|
February
28, 2023 |
Class
R6 Shares |
1.19%
less net AFFE1
|
February
28, 2023 |
Class
Y Shares |
1.19%
less net AFFE1
|
February
28, 2023 |
| ||
Invesco
Greater China Fund |
|
|
Class
A Shares |
1.50% |
April
30, 2022 |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
C Shares |
2.25% |
April
30, 2022 |
Class
R Shares |
1.75% |
April
30, 2022 |
Class
R5 Shares |
1.25% |
April
30, 2022 |
Class
R6 Shares |
1.25% |
April
30, 2022 |
Class
Y Shares |
1.25% |
April
30, 2022 |
| ||
Invesco
Greater China Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
June
30, 2022 |
Class
R Shares |
2.50% |
June
30, 2022 |
Class
R5 Shares |
2.00% |
June
30, 2022 |
Class
R6 Shares |
2.00% |
June
30, 2022 |
Class
Y Shares |
2.00% |
June
30, 2022 |
| ||
Invesco
Health Care Fund |
|
|
Class
A Shares |
2.00% |
June
30, 2022 |
Class
C Shares |
2.75% |
June
30, 2022 |
Class
Y Shares |
1.75% |
June
30, 2022 |
Class
R6 Shares |
1.75% |
June
30, 2022 |
Investor
Class Shares |
2.00% |
June
30, 2022 |
| ||
Invesco
International Bond Fund |
|
|
Class
A Shares |
1.01% |
February
28, 2023 |
Class
C Shares |
1.76% |
February
28, 2023 |
Class
R Shares |
1.26% |
February
28, 2023 |
Class
R5 Shares |
0.76% |
February
28, 2023 |
Class
R6 Shares |
0.76% |
February
28, 2023 |
Class
Y Shares |
0.76% |
February
28, 2023 |
| ||
Invesco
Macro Allocation Strategy Fund |
|
|
Class
A Shares |
1.44% |
February
28, 2023 |
Class
C Shares |
2.19% |
February
28, 2023 |
Class
R Shares |
1.69% |
February
28, 2023 |
Class
R5 Shares |
1.19% |
February
28, 2023 |
Class
R6 Shares |
1.19% |
February
28, 2023 |
Class
Y Shares |
1.19% |
February
28, 2023 |
| ||
Invesco
Multi-Asset Income Fund |
|
|
Class
A Shares |
0.85% |
February
28, 2023 |
Class
C Shares |
1.60% |
February
28, 2023 |
Class
R Shares |
1.10% |
February
28, 2023 |
Class
R5 Shares |
0.60% |
February
28, 2023 |
Class
R6 Shares |
0.60% |
February
28, 2023 |
Class
Y Shares |
0.60% |
February
28, 2023 |
| ||
Invesco
U.S. Managed Volatility Fund |
|
|
Class
R6 Shares |
0.15% |
February
28, 2023 |
| ||
Invesco
World Bond Factor Fund |
|
|
Class
A Shares |
0.54% |
February
28, 2023 |
Class
C Shares |
1.29% |
February
28, 2023 |
Class
R5 Shares |
0.29% |
February
28, 2023 |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
R6 Shares |
0.29% |
February
28, 2023 |
Class
Y Shares |
0.29% |
February
28, 2023 |
|
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Balanced-Risk
AllocationFund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Balanced-Risk
Commodity
Strategy
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Core Bond
Fund
|
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Developing
Markets
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Discovery Mid
Cap
Growth Fund |
$153,125.38 |
$24532.42 |
$47,184.00 |
$0.00 |
$0.00 |
$(139,430.15) |
$0.00 |
$(67,713.73) |
$220,839.11 |
Invesco
EQV Emerging
Markets
All Cap Fund |
$58.73 |
$7.98 |
$17.00 |
$0.00 |
$0.00 |
$(38.11) |
$0.00 |
$(13.13) |
$71.86 |
Invesco
Emerging
Markets
Innovators
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Emerging
Markets
Local Debt
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Emerging
Markets
Select Equity
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Fundamental
Alternatives
Fund |
$555.21 |
$53.27 |
$158.00 |
$0.00 |
$0.00 |
$(137.36) |
$0.00 |
$73.91 |
$481.30 |
Invesco
Global
Allocation
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Global
Infrastructure
Fund |
$37.23 |
$8.31 |
$20.00 |
$0.00 |
$0.00 |
$(65.96) |
$0.00 |
$(37.65) |
$74.88 |
Invesco
Global
Strategic
Income Fund |
$32,975.96 |
$5,342.74 |
$9,334.00 |
$0.00 |
$0.00 |
$(29,808.37) |
$0.00 |
$(15,131.63) |
$48,107.59 |
Invesco
Global
Targeted
Returns Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Greater China
Fund |
$1,051.77 |
$933.94 |
$300.00 |
$0.00 |
$0.00 |
$(8,588.93) |
$0.00 |
$(7,354.99) |
$8,406.76 |
Invesco
Health Care
Fund |
$57,712.65 |
$15,011.03 |
$20,543.00 |
$0.00 |
$0.00 |
$(112,974.39) |
$0.00 |
$(77,420.36) |
$135,133.01 |
Invesco
International
Bond
Fund |
$3,586.69 |
$369.34 |
$1,035.00 |
$0.00 |
$0.00 |
$(1,145.17) |
$0.00 |
259.17 |
$3,327.52 |
Invesco
Macro
Allocation
Strategy
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Multi-Asset
Income
Fund |
$32,178.14 |
$17,484.97 |
$11,524.00 |
$0.00 |
$0.00 |
$(154,231.49) |
$0.00 |
$(125,222.52) |
$157,400.66 |
Invesco
U.S. Managed
Volatility
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
World Bond
Factor
Fund |
$0.50 |
$4.24 |
$0.00 |
$0.00 |
$0.00 |
$(41.96) |
$0.00 |
$(37.72) |
$38.22 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Fundamental
Alternatives
Fund |
$0.78 |
$0.02 |
$0.00 |
$0.08 |
$0.00 |
$(0.20) |
$0.00 |
$(0.10) |
$0.88 |
Fund |
Class
A |
Class
C |
Class
R |
Investor
Class |
Invesco
Balanced-Risk Allocation Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Balanced-Risk Commodity Strategy Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Core Bond Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Developing Markets Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Emerging Markets Innovators Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Emerging Markets Local Debt Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Emerging Markets Select Equity Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
EQV Emerging Markets All Cap Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Fundamental Alternatives Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Global Allocation Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Global Infrastructure Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Global Strategic Income Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Global Targeted Returns Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Health Care Fund |
0.25% |
1.00% |
N/A |
0.25% |
Invesco
International Bond Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Macro Allocation Strategy Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Multi-Asset Income Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
World Bond Factor Fund |
0.25% |
1.00% |
N/A |
N/A |
Fund |
Class
A |
Class
C |
Class
R |
Invesco
Discovery Mid Cap Growth Fund |
See
below |
1.00% |
0.50% |
Invesco
Global Infrastructure Fund |
0.25% |
See
above |
See
above |
Invesco
Greater China Fund |
0.25% |
1.00% |
0.50% |
Invesco
Multi-Asset Income Fund |
0.25% |
See
above |
See
above |
Fund |
Class
A |
Invesco
Core Bond Fund |
0.25% |
Invesco
Developing Markets Fund |
0.25% |
Invesco
Discovery Mid Cap Growth Fund |
0.25% |
Invesco
Emerging Markets Local Debt Fund |
0.25% |
Invesco
Emerging Markets Innovators Fund |
0.25% |
Fund |
Class
A |
Invesco
Global Strategic Income Fund |
0.25% |
Invesco
International Bond Fund |
0.25% |
Service
Provider |
Disclosure
Category |
ABN
AMRO Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
Absolute
Color |
Financial
Printer |
Anglemyer
& Co. |
Analyst
(for certain Invesco Funds) |
AXA |
Other |
Ballard
Spahr Andrews & Ingersoll, LLP |
Special
Insurance Counsel |
Barclays
Capital, Inc. |
Broker
(for certain Invesco Funds) |
Blaylock
Robert Van LLC |
Broker
(for certain Invesco Funds) |
BB&T
Capital Markets |
Broker
(for certain Invesco Funds) |
Bear
Stearns Pricing Direct, Inc. |
Pricing
Vendor (for certain Invesco Funds) |
BLNS
Securities Ltd. |
Broker
(for certain Invesco Funds) |
BOSC,
Inc. |
Broker
(for certain Invesco Funds) |
Brown
Brothers Harriman & Co.
|
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Cabrera
Capital Markets |
Broker
(for certain Invesco Funds) |
Charles
River Systems, Inc. |
System
Provider |
Chas.
P. Young Co. |
Financial
Printer |
Cirrus
Research, LLC |
Trading
System |
Citibank,
N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Citigroup
Global Markets, Inc. |
Broker
(for certain Invesco Funds) |
Commerce
Capital Markets |
Broker
(for certain Invesco Funds) |
Crane
Data, LLC |
Analyst
(for certain Invesco Funds) |
Credit
Suisse International / Credit Suisse
Securities
(Europe) Ltd. |
Service
Provider |
Crews
& Associates |
Broker
(for certain Invesco Funds) |
D.A.
Davidson & Co. |
Broker
(for certain Invesco Funds) |
Dechert
LLP |
Legal
Counsel |
DEPFA
First Albany
|
Broker
(for certain Invesco Funds) |
Deutsche
Bank Trust Company Americas |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
E.K.
Riley Investments LLC |
Broker
(for certain Invesco Funds) |
Empirical
Research Partners |
Analyst
(for certain Invesco Funds) |
Finacorp
Securities |
Broker
(for certain Invesco Funds) |
First
Miami Securities |
Broker
(for certain Invesco Funds) |
First
Southwest Co. |
Broker
(for certain Invesco Funds) |
First
Tryon Securities |
Broker
(for certain Invesco Funds) |
Fitch,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
FT
Interactive Data Corporation |
Pricing
Vendor |
FTN
Financial Group |
Broker
(for certain Invesco Funds) |
GainsKeeper |
Software
Provider (for certain Invesco Funds) |
GCom2
Solutions |
Software
Provider (for certain Invesco Funds) |
George
K. Baum & Company |
Broker
(for certain Invesco Funds) |
Glass,
Lewis & Co. |
System
Provider (for certain Invesco Funds) |
Global
Trading Analytics, LLC |
Software
Provider |
Global
Trend Alert |
Analyst
(for certain Invesco Funds) |
Hattier,
Sanford & Reynoir |
Broker
(for certain Invesco Funds) |
Hutchinson,
Shockey, Erley & Co. |
Broker
(for certain Invesco Funds) |
ICI
(Investment Company Institute) |
Analyst
(for certain Invesco Funds) |
ICRA
Online Ltd. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Lincoln
Investment Advisors Corporation |
Other |
iMoneyNet,
Inc. |
Rating
& Ranking Agency (for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
Initram
Data, Inc. |
Pricing
Vendor |
Institutional
Shareholder Services, Inc.
|
Proxy
Voting Service (for certain Invesco Funds) |
Invesco
Investment Services, Inc. |
Transfer
Agent |
Invesco
Senior Secured Management, Inc. |
System
Provider (for certain Invesco Funds) |
Investment
Company Institute |
Analyst
(for certain Invesco Funds) |
Investortools,
Inc. |
Broker
(for certain Invesco Funds) |
ITG,
Inc. |
Pricing
Vendor (for certain Invesco Funds) |
J.P.
Morgan Chase Bank |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
J.P.
Morgan Securities, Inc. |
Analyst
(for certain Invesco Funds) |
J.P.
Morgan Securities Inc.\Citigroup Global
Markets
Inc.\JPMorgan Chase Bank, N.A. |
Lender
(for certain Invesco Funds) |
J.P.
Morgan Securities |
Broker
(for certain Invesco Funds) |
Janney
Montgomery Scott LLC |
Broker
(for certain Invesco Funds) |
John
Hancock Investment Management
Services,
LLC |
Sub-advisor
(for certain sub-advised accounts) |
Jorden
Burt LLP |
Special
Insurance Counsel |
KeyBanc
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Kramer
Levin Naftalis & Frankel LLP
|
Legal
Counsel |
Lebenthal
& Co. LLC |
Broker
(for certain Invesco Funds) |
Lipper,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Loan
Pricing Corporation |
Pricing
Service (for certain Invesco Funds) |
Loop
Capital Markets |
Broker
(for certain Invesco Funds) |
M.R.
Beal |
Broker
(for certain Invesco Funds) |
MarkIt
Group Limited |
Pricing
Vendor (for certain Invesco Funds) |
Merrill
Communications LLC |
Financial
Printer |
Mesirow
Financial, Inc. |
Broker
(for certain Invesco Funds) |
Middle
Office Solutions |
Software
Provider |
Moody's
Investors Service |
Rating
& Ranking Agency (for certain Invesco Funds) |
Morgan
Keegan & Company, Inc. |
Broker
(for certain Invesco Funds) |
Morrison
Foerster LLP |
Legal
Counsel
|
MS
Securities Services, Inc. and Morgan
Stanley
& Co. Incorporated |
Securities
Lender (for certain Invesco Funds) |
Muzea
Insider Consulting Services, LLC |
Analyst
(for certain Invesco Funds) |
Ness
USA Inc. |
System
provider
|
Noah
Financial, LLC |
Analyst
(for certain Invesco Funds) |
Omgeo
LLC |
Trading
System
|
Piper
Jaffray |
Analyst
(for certain Invesco Funds) |
Prager,
Sealy & Co. |
Broker
(for certain Invesco Funds) |
PricewaterhouseCoopers
LLP |
Independent
Registered Public Accounting Firm (for all Invesco
Funds) |
Protective
Securities |
Broker
(for certain Invesco Funds) |
Ramirez
& Co., Inc. |
Broker
(for certain Invesco Funds) |
Raymond
James & Associates, Inc. |
Broker
(for certain Invesco Funds) |
RBC
Capital Markets |
Analyst
(for certain Invesco Funds) |
RBC
Dain Rauscher Incorporated |
Broker
(for certain Invesco Funds) |
Reuters
America LLC |
Pricing
Service (for certain Invesco Funds) |
Rice
Financial Products |
Broker
(for certain Invesco Funds) |
Robert
W. Baird & Co. Incorporated |
Broker
(for certain Invesco Funds) |
RR
Donnelley Financial |
Financial
Printer |
Ryan
Beck & Co. |
Broker
(for certain Invesco Funds) |
SAMCO
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Seattle-Northwest
Securities Corporation |
Broker
(for certain Invesco Funds) |
Siebert
Brandford Shank & Co., L.L.C. |
Broker
(for certain Invesco Funds) |
Simon
Printing Company |
Financial
Printer |
Service
Provider |
Disclosure
Category |
Southwest
Precision Printers, Inc. |
Financial
Printer |
Southwest
Securities |
Broker
(for certain Invesco Funds) |
Standard
and Poor's/Standard and Poor's
Securities
Evaluations, Inc. |
Pricing
Service and Rating and Ranking Agency (each, respectively, for certain
Invesco
Funds) |
StarCompliance,
Inc. |
System
Provider |
State
Street Bank and Trust Company |
Custodian,
Lender, Securities Lender, and System Provider (each, respectively, for
certain
Invesco Funds)
|
Sterne,
Agee & Leach, Inc. |
Broker
(for certain Invesco Funds) |
Stifel,
Nicolaus & Company, Incorporated |
Broker
(for certain Invesco Funds) |
Stradley
Ronon Stevens & Young, LLP |
Legal
Counsel |
The
Bank of New York |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds)
|
The
MacGregor Group, Inc. |
Software
Provider |
The
Savader Group LLC |
Broker
(for certain Invesco Funds) |
Thomson
Information Services
Incorporated
|
Software
Provider |
TradingHub
Group Ltd. |
Analyst
(for certain Invesco Funds) |
UBS
Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
UMB
Bank, N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
VCI
Group Inc. |
Financial
Printer |
Vining
Sparks IBG |
Broker
(for Certain Invesco Funds) |
W.H
Mell Associates, Inc. |
Broker
(for certain Invesco Funds) |
Wachovia
National Bank, N.A. |
Broker
(for certain Invesco Funds) |
Western
Lithograph |
Financial
Printer |
Wiley
Bros. Aintree Capital L.L.C. |
Broker
(for certain Invesco Funds) |
William
Blair & Co. |
Broker
(for certain Invesco Funds) |
XSP,
LLC\Solutions Plus, Inc. |
Software
Provider |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Martin
L. Flanagan1
- 1960 |
Trustee
and
Vice
Chair |
2007 |
Executive
Director, Chief
Executive
Officer and
President,
Invesco Ltd.
(ultimate
parent of Invesco
and
a global investment
management
firm);
Trustee
and Vice Chair,
The
Invesco Funds; Vice
Chair,
Investment
Company
Institute; and
Member
of Executive
Board,
SMU Cox School
of
Business
Formerly:
Advisor to the
Board,
Invesco Advisers,
Inc.
(formerly known as
Invesco
Institutional
(N.A.),
Inc.); Chairman
and
Chief Executive
Officer,
Invesco Advisers,
Inc.
(registered investment
adviser);
Director,
Chairman,
Chief Executive
Officer
and President,
Invesco
Holding Company
(US),
Inc. (formerly IVZ
Inc.)
(holding company),
Invesco
Group Services,
Inc.
(service provider) and
Invesco
North American
Holdings,
Inc. (holding
company);
Director, Chief
Executive
Officer and
President,
Invesco Holding
Company
Limited (parent
of
Invesco and a global
investment
management
firm);
Director, Invesco
Ltd.;
Chairman,
Investment
Company
Institute
and President,
Co-Chief
Executive
Officer,
Co-President,
Chief
Operating Officer |
188 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
and
Chief Financial
Officer,
Franklin
Resources,
Inc. (global
investment
management
organization) |
|
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Christopher
L. Wilson –
1957 |
Trustee
and
Chair |
2017 |
Retired
Formerly:
Director, TD
Asset
Management USA
Inc.
(mutual fund complex)
(22
portfolios); Managing
Partner,
CT2, LLC
(investing
and consulting
firm);
President/Chief
Executive
Officer,
Columbia
Funds, Bank of
America
Corporation;
President/Chief
Executive
Officer,
CDC IXIS Asset
Management
Services,
Inc.;
Principal & Director
of
Operations, Scudder
Funds,
Scudder, Stevens
&
Clark, Inc.; Assistant
Vice
President, Fidelity
Investments |
188 |
Formerly:
enaible, Inc.
(artificial
intelligence
technology);
Director,
ISO
New England, Inc.
(non-profit
organization
managing
regional
electricity
market) |
Beth
Ann Brown – 1968 |
Trustee |
2019 |
Independent
Consultant
Formerly:
Head of
Intermediary
Distribution,
Managing
Director,
Strategic
Relations,
Managing
Director, Head
of
National Accounts,
Senior
Vice President,
National
Account Manager
and
Senior Vice President,
Key
Account Manager,
Columbia
Management
Investment
Advisers LLC;
Vice
President, Key
Account
Manager, Liberty
Funds
Distributor, Inc.;
and
Trustee of certain
Oppenheimer
Funds |
188 |
Director,
Board of
Directors
of Caron
Engineering
Inc.;
Advisor,
Board of
Advisors
of Caron
Engineering
Inc.;
President
and Director,
Acton
Shapleigh Youth
Conservation
Corps
(non-profit);
Formerly:
President
and
Director of
Grahamtastic
Connection
(non-profit) |
Cynthia
Hostetler —1962 |
Trustee |
2017 |
Non-Executive
Director |
188 |
Resideo
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
and
Trustee of a number
of
public and private
business
corporations
Formerly:
Director,
Aberdeen
Investment
Funds
(4 portfolios);
Director,
Artio Global
Investment
LLC (mutual
fund
complex); Director,
Edgen
Group, Inc.
(specialized
energy and
infrastructure
products
distributor);
Director,
Genesee
& Wyoming, Inc.
(railroads);
Head of
Investment
Funds and
Private
Equity, Overseas
Private
Investment
Corporation;
President,
First
Manhattan
Bancorporation,
Inc.;
Attorney,
Simpson
Thacher
& Bartlett LLP |
|
Technologies(smart
home
technology);
Vulcan
Materials
Company
(construction
materials
company);
Trilinc
Global Impact
Fund;
Textainer Group
Holdings,
(shipping
container
leasing
company);
Investment
Company
Institute
(professional
organization);
Independent
Directors
Council
(professional
organization) |
Eli
Jones – 1961 |
Trustee |
2016 |
Professor
and Dean
Emeritus,
Mays Business
School
at Texas A&M
University
Formerly:
Dean of Mays
Business
School at Texas
A&M
University; Professor
and
Dean, Walton College
of
Business, University of
Arkansas
and E.J. Ourso
College
of Business,
Louisiana
State University;
Director,
Arvest Bank |
188 |
Insperity,
Inc. (formerly
known
as Administaff)
(human
resources
provider);
Member of
Regional
Board of
Directors
and Board of
Directors,
First
Financial
Bancorp
(regional
bank) |
Elizabeth
Krentzman – 1959 |
Trustee |
2019 |
Formerly:
Principal and
Chief
Regulatory Advisor
for
Asset Management
Services
and U.S. Mutual
Fund
Leader of Deloitte &
Touche
LLP; General
Counsel
of the Investment
Company
Institute (trade
association);
National
Director
of the Investment
Management
Regulatory
Consulting
Practice,
Principal,
Director and
Senior
Manager of
Deloitte
& Touche LLP;
Assistant
Director of the
Division
of Investment
Management
- Office of |
188 |
Trustee
of the
University
of Florida
National
Board
Foundation;
Member of
the
Cartica Funds
Board
of Directors
(private
investment
funds);
Formerly:
Member of
the
University of
Florida
Law Center
Association,
Inc. Board
of
Trustees, Audit
Committee
and
Membership
Committee |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Disclosure
and Investment
Adviser
Regulation of the
U.S.
Securities and
Exchange
Commission
and
various positions with
the
Division of Investment
Management
– Office of
Regulatory
Policy of the
U.S.
Securities and
Exchange
Commission;
Associate
at Ropes &
Gray
LLP; and Trustee of
certain
Oppenheimer
Funds |
|
|
Anthony
J. LaCava, Jr.–
1956 |
Trustee |
2019 |
Formerly:
Director and
Member
of the Audit
Committee,
Blue Hills
Bank
(publicly traded
financial
institution) and
Managing
Partner, KPMG
LLP |
188 |
Blue
Hills Bank;
Chairman,
Bentley
University;
Member,
Business
School
Advisory
Council; and
Nominating
Committee,
KPMG
LLP |
Prema
Mathai-Davis – 1950 |
Trustee |
2001 |
Retired
Formerly:
Co-Founder &
Partner
of Quantalytics
Research,
LLC, (a
FinTech
Investment
Research
Platform for the
Self-Directed
Investor);
Trustee
of YWCA
Retirement
Fund; CEO of
YWCA
of the USA; Board
member
of the NY
Metropolitan
Transportation
Authority;
Commissioner
of the NYC
Department
of Aging;
Board
member of Johns
Hopkins
Bioethics Institute |
188 |
Member
of Board of
Positive
Planet US
(non-profit)
and
HealthCare
Chaplaincy
Network
(non-profit) |
Joel
W. Motley – 1952
|
Trustee |
2019 |
Director
of Office of
Finance,
Federal Home
Loan
Bank System;
Managing
Director of
Carmona
Motley Inc.
(privately
held financial
advisor);
Member of the
Council
on Foreign
Relations
and its Finance
and
Budget Committee;
Chairman
Emeritus of
Board
of Human Rights
Watch
and Member of its
Investment
Committee;
Member
of Investment
Committee
and Board of |
188 |
Member
of Board of
Trust
for Mutual
Understanding
(non-
profit
promoting the
arts
and environment);
Member
of Board of
Greenwall
Foundation
(bioethics
research
foundation)
and its
Investment
Committee;
Member
of Board of
Friends
of the LRC
(non-profit
legal
advocacy);
Board
Member
and
Investment
Committee |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Historic
Hudson Valley
(non-profit
cultural
organization);
and
Member
of Board of Blue
Ocean
Acquisition Corp.
Formerly:
Managing
Director
of Public Capital
Advisors,
LLC (privately
held
financial advisor);
Managing
Director of
Carmona
Motley Hoffman,
Inc.
(privately held
financial
advisor); Trustee
of
certain Oppenheimer
Funds;
Director of
Columbia
Equity Financial
Corp.
(privately held
financial
advisor); and
Member
of the Vestry of
Trinity
Church Wall Street |
|
Member
of Pulitzer
Center
for Crisis
Reporting
(non-profit
journalism) |
Teresa
M. Ressel — 1962 |
Trustee |
2017 |
Non-executive
director
and
trustee of a number of
public
and private
business
corporations
Formerly:
Chief Executive
Officer,
UBS Securities
LLC
(investment banking);
Chief
Operating Officer,
UBS
AG Americas
(investment
banking); Sr.
Management
Team
Olayan
America, The
Olayan
Group
(international
investor/commercial/industrial);
Assistant
Secretary for
Management
& Budget
and
Designated Chief
Financial
Officer, U.S.
Department
of Treasury;
Director,
Atlantic Power
Corporation
(power
generation
company) and
ON
Semiconductor
Corporation
(semiconductor
manufacturing) |
188 |
None |
Ann
Barnett Stern – 1957 |
Trustee |
2017 |
President
and Chief
Executive
Officer, Houston
Endowment
Inc. (private
philanthropic
institution)
Formerly:
Executive Vice
President,
Texas |
188 |
Trustee
and Board
Vice
Chair of
Holdsworth
Center
(non-profit);
Trustee
and
Chair of
Nomination/Governance
Committee,
Good |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Children’s
Hospital; Vice
President,
General
Counsel
and Corporate
Compliance
Officer, Texas
Children’s
Hospital;
Attorney,
Beck, Redden
and
Secrest, LLP and
Andrews
& Kurth LLP |
|
Reason
Houston, (non-
profit);
Trustee and
Investment
Committee
member
of University
of
Texas Law School
Foundation
(non-profit);
Board
Member of
Greater
Houston
Partnership
(non-
profit);
Advisory Board
member,
Baker
Institute
for Public
Policy
at Rice
University
(non-
profit)
Formerly:
Director and
Audit
Committee
Member
of Federal
Reserve
Bank of
Dallas |
Robert
C. Troccoli – 1949 |
Trustee |
2016 |
Retired
Formerly:
Adjunct
Professor,
University of
Denver
– Daniels College
of
Business; and
Managing
Partner, KPMG
LLP |
188 |
None |
Daniel
S. Vandivort –1954
|
Trustee |
2019 |
President,
Flyway
Advisory
Services LLC
(consulting
and property
management)
|
188 |
Formerly:
Trustee,
Board
of Trustees,
Huntington
Disease
Foundation
of America;
Trustee
and
Governance
Chair, of
certain
Oppenheimer
Funds;
and Treasurer,
Chairman
of the Audit
Committee,
Huntington
Disease
Foundation of
America |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
Sheri
Morris – 1964 |
President
and
Principal
Executive
Officer |
1999 |
Head
of Global Fund Services, Invesco Ltd.; President and
Principal
Executive Officer, The Invesco Funds; Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust; and Vice President,
OppenheimerFunds,
Inc.
Formerly:
Vice President, Treasurer and Principal Financial
Officer,
The Invesco Funds; Vice President, Invesco AIM Advisers,
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Inc.,
Invesco AIM Capital Management, Inc. and Invesco AIM
Private
Asset Management, Inc.; Assistant Vice President and
Assistant
Treasurer, The Invesco Funds; Vice President and
Assistant
Vice President, Invesco Advisers, Inc.; Assistant Vice
President,
Invesco AIM Capital Management, Inc. and Invesco
AIM
Private Asset Management, Inc.; Treasurer, Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust and Invesco
Actively
Managed Exchange-Traded Fund Trust and Senior Vice
President,
Invesco Advisers, Inc. (formerly known as Invesco
Institutional
(N.A.), Inc.) (registered investment adviser) |
|
|
||
Jeffrey
H. Kupor – 1968 |
Senior
Vice
President,
Chief
Legal
Officer
and
Secretary |
2018 |
Head
of Legal of the Americas, Invesco Ltd.; Senior Vice
President
and Secretary, Invesco Advisers, Inc. (formerly known
as
Invesco Institutional (N.A.), Inc.) (registered investment
adviser);
Secretary, Invesco Distributors, Inc. (formerly known as
Invesco
AIM Distributors, Inc.); Vice President and Secretary,
Invesco
Investment Services, Inc. (formerly known as Invesco
AIM
Investment Services, Inc.) Senior Vice President, Chief Legal
Officer
and Secretary, The Invesco Funds; Secretary and General
Counsel,
Invesco Investment Advisers LLC (formerly known as
Van
Kampen Asset Management); Secretary and General
Counsel,
Invesco Capital Markets, Inc. (formerly known as Van
Kampen
Funds Inc.) and Chief Legal Officer, Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust; Secretary and Vice
President,
Harbourview Asset Management Corporation;
Secretary
and Vice President, OppenheimerFunds, Inc. and
Invesco
Managed Accounts, LLC; Secretary and Senior Vice
President,
OFI Global Institutional, Inc.; Secretary and Vice
President,
OFI SteelPath, Inc.; Secretary and Vice President,
Oppenheimer
Acquisition Corp.; Secretary and Vice President,
Shareholder
Services, Inc.; Secretary and Vice President, Trinity
Investment
Management Corporation
Formerly:
Senior Vice President, Invesco Distributors, Inc.;
Secretary
and Vice President, Jemstep, Inc.; Head of Legal,
Worldwide
Institutional, Invesco Ltd.; Secretary and General
Counsel,
INVESCO Private Capital Investments, Inc.; Senior Vice
President,
Secretary and General Counsel, Invesco Management
Group,
Inc. (formerly known as Invesco AIM Management Group,
Inc.);
Assistant Secretary, INVESCO Asset Management
(Bermuda)
Ltd.; Secretary and General Counsel, Invesco Private
Capital,
Inc.; Assistant Secretary and General Counsel, INVESCO
Realty,
Inc.; Secretary and General Counsel, Invesco Senior
Secured
Management, Inc.; Secretary, Sovereign G./P. Holdings
Inc.;
Secretary, Invesco Indexing LLC; and Secretary, W.L. Ross
&
Co., LLC; |
Andrew
R. Schlossberg –
1974 |
Senior
Vice
President |
2019 |
Head
of the Americas and Senior Managing Director, Invesco
Ltd.;
Director and Senior Vice President, Invesco Advisers, Inc.
(formerly
known as Invesco Institutional (N.A.), Inc.) (registered
investment
adviser); Director and Chairman, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.) (registered transfer agent); Senior Vice President,
The
Invesco Funds; Director, Invesco Investment Advisers LLC
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
(formerly
known as Van Kampen Asset Management)
Formerly:
Director, President and Chairman, Invesco Insurance
Agency,
Inc.; Director, Invesco UK Limited; Director and Chief
Executive,
Invesco Asset Management Limited and Invesco Fund
Managers
Limited; Assistant Vice President, The Invesco Funds;
Senior
Vice President, Invesco Advisers, Inc. (formerly known as
Invesco
Institutional (N.A.), Inc.) (registered investment adviser);
Director
and Chief Executive, Invesco Administration Services
Limited
and Invesco Global Investment Funds Limited; Director,
Invesco
Distributors, Inc.; Head of EMEA, Invesco Ltd.; President,
Invesco
Actively Managed Exchange-Traded Commodity Fund
Trust,
Invesco Actively Managed Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II and Invesco India Exchange-Traded Fund Trust;
Managing
Director and Principal Executive Officer, Invesco
Capital
Management LLC |
John
M. Zerr – 1962
|
Senior
Vice
President |
2006 |
Chief
Operating Officer of the Americas; Senior Vice President,
Invesco
Advisers, Inc. (formerly known as Invesco Institutional
(N.A.),
Inc.) (registered investment adviser); Senior Vice
President,
Invesco Distributors, Inc. (formerly known as Invesco
AIM
Distributors, Inc.); Director and Vice President, Invesco
Investment
Services, Inc. (formerly known as Invesco AIM
Investment
Services, Inc.) Senior Vice President, The Invesco
Funds;
Managing Director, Invesco Capital Management LLC;
Director,
Invesco Investment Advisers LLC (formerly known as
Van
Kampen Asset Management); Senior Vice President, Invesco
Capital
Markets, Inc. (formerly known as Van Kampen Funds
Inc.);
Manager, Invesco Indexing LLC; Manager, Invesco
Specialized
Products, LLC; Member, Invesco Canada Funds
Advisory
Board; Director, President and Chief Executive Officer,
Invesco
Corporate Class Inc. (corporate mutual fund company);
and
Director, Chairman, President and Chief Executive Officer,
Invesco
Canada Ltd. (formerly known as Invesco Trimark
Ltd./Invesco
Trimark Ltèe) (registered investment adviser and
registered
transfer agent); President, Invesco, Inc.; President,
Invesco
Global Direct Real Estate Feeder GP Ltd.; President,
Invesco
IP Holdings (Canada) Ltd; President, Invesco Global
Direct
Real Estate GP Ltd.; President, Invesco Financial Services
Ltd.
/ Services Financiers Invesco Ltée; and Director and
Chairman,
Invesco Trust Company
Formerly:
President, Trimark Investments Ltd/Services Financiers
Invesco
Ltee: Director and Senior Vice President, Invesco
Insurance
Agency, Inc.; Director and Senior Vice President,
Invesco
Management Group, Inc. (formerly known as Invesco AIM
Management
Group, Inc.); Secretary and General Counsel,
Invesco
Management Group, Inc. (formerly known as Invesco AIM
Management
Group, Inc.); Secretary, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.); Chief Legal Officer and Secretary, The Invesco
Funds;
Secretary and General Counsel, Invesco Investment
Advisers
LLC (formerly known as Van Kampen Asset
Management);
Secretary and General Counsel, Invesco Capital
Markets,
Inc. (formerly known as Van Kampen Funds Inc.); Chief
Legal
Officer, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Trust;
Secretary, Invesco Indexing LLC; Director, Secretary,
General
Counsel and Senior Vice President, Van Kampen
Exchange
Corp.; Director, Vice President and Secretary, IVZ
Distributors,
Inc. (formerly known as INVESCO Distributors, Inc.);
Director
and Vice President, INVESCO Funds Group, Inc.;
Director
and Vice President, Van Kampen Advisors Inc.; Director,
Vice
President, Secretary and General Counsel, Van Kampen
Investor
Services Inc.; Director and Secretary, Invesco
Distributors,
Inc. (formerly known as Invesco AIM Distributors,
Inc.);
Director, Senior Vice President, General Counsel and
Secretary,
Invesco AIM Advisers, Inc. and Van Kampen
Investments
Inc.; Director, Vice President and Secretary, Fund
Management
Company; Director, Senior Vice President,
Secretary,
General Counsel and Vice President, Invesco AIM
Capital
Management, Inc.; Chief Operating Officer and General
Counsel,
Liberty Ridge Capital, Inc. (an investment
adviser) |
Gregory
G. McGreevey –
1962 |
Senior
Vice
President |
2012 |
Senior
Managing Director, Invesco Ltd.; Director, Chairman,
President,
and Chief Executive Officer, Invesco Advisers, Inc.
(formerly
known as Invesco Institutional (N.A.), Inc.) (registered
investment
adviser); Director, Invesco Mortgage Capital, Inc. and
Invesco
Senior Secured Management, Inc.; Senior Vice President,
The
Invesco Funds; President, SNW Asset Management
Corporation
and Invesco Managed Accounts, LLC; Chairman and
Director,
Invesco Private Capital, Inc.; Chairman and Director,
INVESCO
Private Capital Investments, Inc;. Chairman and
Director,
INVESCO Realty, Inc.; and Senior Vice President,
Invesco
Group Services, Inc.
Formerly:
Senior Vice President, Invesco Management Group,
Inc.
and Invesco Advisers, Inc.; Assistant Vice President, The
Invesco
Funds |
Adrien
Deberghes – 1967
|
Principal
Financial
Officer,
Treasurer
and
Vice
President |
2020 |
Head
of the Fund Office of the CFO and Fund Administration;
Vice
President, Invesco Advisers, Inc.; Principal Financial Officer,
Treasurer
and Vice President, The Invesco Funds; Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust
Formerly:
Senior Vice President and Treasurer, Fidelity
Investments |
Crissie
M. Wisdom – 1969
|
Anti-Money
Laundering
Compliance
Officer |
2013 |
Anti-Money
Laundering and OFAC Compliance Officer for Invesco
U.S.
entities including: Invesco Advisers, Inc. and its affiliates,
Invesco
Capital Markets, Inc., Invesco Distributors, Inc., Invesco
Investment
Services, Inc., The Invesco Funds, Invesco Capital
Management,
LLC, Invesco Trust Company; and Fraud
Prevention
Manager for Invesco Investment Services, Inc. |
Todd
F. Kuehl – 1969 |
Chief
Compliance
Officer
and
Senior
Vice
President |
2020 |
Chief
Compliance Officer, Invesco Advisers, Inc. (registered
investment
adviser); and Chief Compliance Officer and Senior
Vice
President, The Invesco Funds
Formerly:
Managing Director and Chief Compliance Officer, Legg
Mason
(Mutual Funds); Chief Compliance Officer, Legg Mason
Private
Portfolio Group (registered investment adviser) |
Michael
McMaster – 1962 |
Chief
Tax
Officer,
Vice |
2020 |
Head
of Global Fund Services Tax; Chief Tax Officer, Vice
President
and Assistant Treasurer, The Invesco Funds; Vice
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
President
and
Assistant
Treasurer |
|
President,
Invesco Advisers, Inc.; Assistant Treasurer, Invesco
Capital
Management LLC, Assistant Treasurer and Chief Tax
Officer,
Invesco Exchange-Traded Fund Trust, Invesco Exchange-
Traded
Fund Trust II, Invesco India Exchange-Traded Fund Trust,
Invesco
Actively Managed Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Commodity Fund Trust and
Invesco
Exchange-Traded Self-Indexed Fund Trust; Assistant
Treasurer,
Invesco Specialized Products, LLC
Formerly:
Senior Vice President – Managing Director of Tax
Services,
U.S. Bank Global Fund Services
(GFS) |
Name
of Trustee |
Dollar
Range of Equity Securities Per
Fund |
Aggregate
Dollar Range of Equity
Securities
in All Registered Investment
Companies
Overseen by Trustee in
Invesco
Funds |
Interested
Person |
|
|
Martin
L. Flanagan |
Invesco
Balanced-Risk Allocation
Fund
|
Over
$100,000 |
|
(Over
$100,000) |
|
|
Invesco
Developing Markets Fund
(Over
$100,000) |
|
|
Invesco
Discovery Mid Cap Growth
Fund |
|
|
(Over
$100,000) |
|
| ||
Independent
Trustees |
|
|
Beth
A. Brown |
Invesco
Fundamental Alternatives
Fund |
Over
$100,000 |
|
(Over
$100,000) |
|
Cynthia
Hostetler |
Invesco
Greater China Fund |
Over
$100,0002
|
|
(Over
$100,000) |
|
Eli
Jones |
Invesco
Core Bond Fund |
Over
$100,0002
|
|
($50,001-$100,000) |
|
|
Invesco
Discovery Mid Cap Growth
Fund |
|
|
(Over
$100,000) |
|
|
Invesco
Global Infrastructure Fund
($50,001-$100,000) |
|
Elizabeth
Krentzman |
Invesco
Emerging Markets
Innovators
Fund |
Over
$100,000 |
|
($10,001-$50,000) |
|
|
Invesco
Global Infrastructure Fund |
|
|
($10,001-$50,000) |
|
Anthony
J. LaCava, Jr. |
Invesco
Health Care Fund ($50,001-
$100,000) |
Over
$100,0002
|
Prema
Mathai-Davis |
None |
Over
$100,0002
|
Joel
W. Motley |
None |
Over
$100,0002
|
Teresa
M. Ressel |
Invesco
Global Infrastructure Fund
($1-$10,000) |
Over
$100,000 |
|
Invesco
Health Care Fund |
|
|
(Over
$100,000) |
|
Ann
Barnett Stern |
None
|
Over
$100,0002
|
Name
of Trustee |
Dollar
Range of Equity Securities Per
Fund |
Aggregate
Dollar Range of Equity
Securities
in All Registered Investment
Companies
Overseen by Trustee in
Invesco
Funds |
Robert
C. Troccoli |
Invesco
Balanced-Risk Allocation
Fund |
Over
$100,0002
|
|
(Over
$100,000) |
|
|
Invesco
Balanced-Risk Commodity
Strategy
Fund (Over $100,000) |
|
|
Invesco
Discovery Mid Cap Growth
Fund |
|
|
(Over
$100,000) |
|
|
Invesco
Global Infrastructure Fund
(Over
$50,001-$100,000) |
|
|
Invesco
Greater China Fund
($10,0001-$50,000) |
|
Daniel
S. Vandivort |
None
|
Over
$100,0002
|
Christopher
L. Wilson |
Invesco
Balanced-Risk Allocation
Fund |
Over
$100,0002
|
|
($10,001-$50,000) |
|
|
Invesco
Core Bond Fund |
|
|
($10,001-$50,000) |
|
|
Invesco
Discovery Mid Cap Growth
Fund |
|
|
(Over
$100,000) |
|
|
Invesco
Emerging Markets
Innovators
Fund |
|
|
(Over
$100,000) |
|
|
Invesco
Global Infrastructure Fund
|
|
|
(Over
$10,001-$50,000) |
|
|
Invesco
Greater China Fund |
|
|
($10,001-$50,000) |
|
Trustee |
Aggregate
Compensation
From
the Trust(1)
|
Retirement
Benefits
Accrued
by
All Invesco
Funds |
Estimated
Annual
Benefits
Upon
Retirement(2)
|
Total
Compensation
From
All Invesco Funds Paid to
the
Trustees(3)
|
Independent
Trustees(4) |
|
|
|
|
Beth
Ann Brown |
$59,917 |
— |
— |
$428,989 |
Cynthia
Hostetler |
62,832 |
— |
— |
443,985 |
Eli
Jones |
57,401 |
— |
— |
403,989 |
Elizabeth
Krentzman |
64,274 |
— |
— |
461,485 |
Anthony
J. LaCava, Jr. |
65,462 |
— |
— |
466,263 |
Prema
Mathai-Davis |
57,758 |
— |
205,000 |
398,989 |
Joel
W. Motley |
57,437 |
— |
— |
406,489 |
Teresa
M. Ressel |
60,015 |
— |
— |
422,589 |
Ann
Barnett Stern |
60,007 |
— |
— |
430,089 |
Robert
C. Troccoli |
59,608 |
— |
— |
418,989 |
Daniel
S. Vandivort |
58,549 |
— |
— |
420,089 |
Christopher
L. Wilson |
100,682 |
— |
— |
690,933 |
|
||||
|
|
|
|
|
Draft |
: |
Final |
Version |
: |
8 |
Effective
Date |
: |
May
25, 2020 |
Sr.
# |
Circular
Number |
Date |
1. |
SEBI/IMD/CIR
No 18 / 198647 /2010 |
March
15, 2010 |
2. |
E-mail
from SEBI |
June
23, 2011 |
3. |
CIR/IMD/DF/05/2014 |
March
24, 2014 |
4. |
SEBI/HO/IMD/DF2/CIR/P/2016/68 |
August
10, 2016 |
5. |
CIR/CFD/CMD1/168/2019 |
December
24, 2019 |
Taher
Badshah
Head
– Equity |
Sujoy
Das
Head
- Fixed Income |
Suresh
Jakhotiya
Head
- Compliance & Risk |
| ||
Neelesh
Dhamnaskar
Fund
Manager |
Kavita
Bhanej
Vice
President - Operations |
|
Saurabh
Nanavati
Chief
Executive Officer |
Ketan
Ugrankar
COO
& CFO |
Version |
Date |
Description |
Initiator |
Approved
by |
1.0 |
September 2,
2010 |
Initial
Adoption of Voting Policy |
Suresh
Jakhotiya |
Board of
Religare Invesco AMC
and Trustees
at board meetings
held on
September 16, 2010. |
2.0 |
June 28,
2011 |
Policy
amended pursuant to SEBI
e-mail dated
June 23, 2011 |
Suresh
Jakhotiya |
Board of
Religare Invesco AMC
and Trustees
at board meetings
held on July
13, 2011. |
3.0 |
May 23,
2014 |
Policy
amended pursuant to SEBI
circular
dated March 24, 2014 |
Suresh
Jakhotiya |
Board of
Religare Invesco AMC
and Trustees
at board meetings
held on May
22, 2014 and
May 23, 2014
respectively. |
3.1 |
July 5,
2016 |
Names of AMC
and Trustee
Company were
changed to
reflect new
names and logo was
changed |
Suresh
Jakhotiya |
N.A. |
4 |
November 18,
2016 |
Amended
Policy pursuant to SEBI
circular
dated August 10, 2016 and
for the
purpose of IAMI’s
application
to SEC for registration
as an
advisor. |
Suresh
Jakhotiya |
Board of
IAMI & ITPL at their
meetings
held on
November 18,
2016 and
November 25,
2016, respectively. |
5 |
May 5,
2017 |
Reviewed and
no changes
to be
made |
Suresh
Jakhotiya |
N.A. |
6 |
May 31,
2018 |
Changes in
the
voting
policy guidelines. |
Suresh
Jakhotiya |
Board of
IAMI & ITPL at their
meetings
held on July 13, 2018
respectively. |
7 |
May 9,
2019 |
Reviewed and
changes made
w.r.t voting
for holdings in
arbitrage
fund |
Suresh
Jakhotiya |
Will be
placed before the
Board of
IAMI and ITC for
noting at
their forthcoming
meetings. |
8 |
May 25,
2020 |
Reviewed and
changes made
pursuant to
Stewardship code
introduced
by SEBI vide SEBI
Circular
dated
December 24,
2019 |
Suresh
Jakhotiya |
Will be
placed before the
Board of
IAMI and ITC for
noting at
their forthcoming
meetings. |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
9.02% |
14.25% |
- |
12.62% |
- |
- |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Road
King
of Prussia, PA 19406-1212 |
10.07% |
- |
- |
- |
- |
- |
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
- |
- |
- |
13.97% |
10.18% |
- |
CMA
Dingle R/R
Reliance
Trustco.
PO
Box 78446
Atlanta,
GA 30357-2446 |
- |
- |
- |
- |
- |
8.26% |
Great-West
Trust Company LLC
FBO
Employee Benefits Clients 401k
8515
E Orchard Rd 2T2
Greenwood
Village, CO 80111-5002 |
- |
- |
- |
- |
5.29% |
- |
Hartford
1
Hartford Plaza
Hartford,
CT 06155-0001 |
- |
- |
- |
- |
- |
6.56% |
Invesco
Group Services Inc.
1555
Peachtree St. NE
Atlanta,
GA 30309-2460 |
- |
- |
- |
- |
23.97% |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
7.04% |
- |
5.11% |
- |
- |
Merrill
Lynch Pierce Fenner & Smith
FBO
The Sole Benefit of CustomersAttn: Fund
Administration
4800
Deer Lake Dr. East, 2nd
Floor
Jacksonville,
FL 32246-6484 |
5.37% |
- |
- |
15.73% |
7.20% |
- |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
7.82% |
- |
5.10% |
8.40% |
- |
- |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., Fl. 5
Jersey
City, NJ 07310-2010 |
6.64% |
6.78% |
- |
12.28% |
41.88% |
40.58% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
7.11% |
14.34% |
- |
5.94% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
- |
6.16% |
- |
5.91% |
- |
- |
Reliance
Trustco
ABNY
EB R/R
PO
Box 78446
Atlanta,
GA 30357-2446 |
- |
- |
- |
- |
- |
9.11% |
VRSCO
FBO
AIGFSB Custodian Trustee FBO Ret Plans
2727-A
Allen Parkway 4-D1
Houston,
TX 77019-2107 |
- |
- |
- |
- |
- |
7.72% |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
5.78% |
7.38% |
- |
6.75% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise
Investment
Svc.
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
- |
- |
- |
43.33% |
- |
- |
Ascensus
Trust Co.
FBO
Corelation Inc 401K
P.O.
Box 10758
Fargo,
ND 58106-0758 |
- |
- |
12.08% |
- |
- |
- |
Ascensus
Trust Co.
FBO
Rankin & Rankin, Inc. 401(k) Plan
P.O.
Box 10758
Fargo,
ND 58106-0758 |
- |
- |
7.07% |
- |
- |
- |
JP
Morgan Securities LLC
For
the Exclusive Benefit of Our Customers
4
Chase Metrotech Ctr.
Brooklyn,
NY 11245-0001 |
- |
- |
- |
- |
- |
15.70% |
Matrix
Trust Company Cust.
FBO
Miscor Group. 401 (K) Plan & Trust
717
17th St., Ste. 1300
Denver,
CO 80202-3304 |
- |
- |
8.73% |
- |
- |
- |
Merrill
Lynch Pierce Fenner & Smith Inc.
FBO
the Sole Benefit of its Customers
4800
Deer Lake Dr E.
Jacksonville,
FL 32246-6484 |
12.11% |
- |
- |
6.71% |
- |
- |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
12.07% |
- |
- |
- |
- |
- |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., Fl. 5
Jersey
City, NJ 07310-2010 |
6.11% |
7.14% |
- |
5.74% |
- |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
6.82% |
- |
- |
18.23% |
- |
- |
Sammons
Financial Network
4546
Corporate Dr. Ste. 100
West
Des Moines, IA 50266-5911 |
- |
- |
25.53% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Talcott
Resolution Life
Insurance
Co.
P.
O. Box 5051
Hartford,
CT 06102-5051 |
- |
- |
5.20% |
- |
- |
- |
Valic
Separate Account A
2929
Allen Parkway, A6-20
Houston,
TX 77019-7100 |
- |
- |
- |
- |
96.28% |
- |
Wells
Fargo Bank NA
FBO
Omnibus Acct.
P.O.
Box 1533
Minneapolis,
MN 55480-1533 |
- |
- |
- |
- |
- |
70.98% |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
19.08% |
62.99% |
- |
14.11% |
- |
- |
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
5.48% |
5.32% |
- |
26.11% |
- |
- |
Edward
D. Jones & Co.
FBO
Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710 |
9.71% |
- |
- |
- |
- |
35.01% |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree Street NE, Suite 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
59.40% |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
- |
- |
8.44% |
- |
- |
Merrill
Lynch Pierce Fenner & Smith
for
the Sole Benefit of Its Customers
Attn:
Fund Admin.
4800
Deer Lake Drive E., Fl. 3
Jacksonville,
FL 32246-6484 |
8.17% |
- |
- |
7.35% |
- |
7.80% |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
- |
- |
- |
10.96% |
- |
- |
Muir
& Co.
c/o
Frost Bank Trust Dept.
P.O.
Box 2950
San
Antonio, TX 78299-2950 |
- |
- |
- |
- |
- |
10.47% |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attention:
Mutual Funds, 5th Floor
New
York, NY 10281-1003 |
6.43% |
5.17% |
- |
9.22% |
- |
7.81% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
7.10% |
- |
6.94% |
40.60% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Sammons
Financial Network
4546
Corporate Drive, Suite 100
West
Des Moines, IA 50266-5911 |
- |
- |
17.32% |
- |
- |
- |
State
Street Bank & Trust
As
Tr. & Cust.
FBO
ADP Access
1
Lincoln St.
Boston,
MA 02111-2900 |
8.25% |
- |
7.42% |
- |
- |
- |
TD
Ameritrade Inc.
FBO
Our Customers
PO
Box 2226
Omaha,
NE 68103-2226 |
- |
- |
- |
7.85% |
- |
- |
Wells
Fargo Clearing Services LLC
Special
Custody Account for the
Exclusive
FBO Customer
2801
Market St.
St
Louis, MO 63103-2523 |
- |
6.47% |
- |
6.77% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Charles
Schwab & Co. Inc.
Special
Custody Account FBO Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105- 1905 |
12.30% |
- |
- |
6.48% |
- |
- |
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers (RPS)
Attn:
Mutual Funds
101
Montgomery St.
San
Francisco, CA 94104-4151 |
- |
- |
- |
- |
- |
8.69% |
DCGT
as TTEE and/or Cust.
FBO
PLIC Various Ret. Plan Omnibus
ATTN:
NPIO Trade Desk
711
High Street
Des
Moines, IA 50392-0001 |
- |
- |
7.72% |
- |
- |
- |
Edward
D. Jones & Co.
For
Benefit of Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710 |
- |
- |
- |
- |
- |
5.65% |
Hartford
Life Insurance Co.
Separate
Account
Attn:
UIT Operations
PO
Box 2999
Hartford,
CT 06104-2999 |
- |
- |
17.24% |
- |
- |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
- |
- |
8.21% |
- |
- |
Matrix
Trust Company Trustee
FBO
Bancroft Construction Company
717
17th
Street, Suite 1300
Denver,
CO 80202-3304 |
- |
- |
- |
- |
6.05% |
- |
Merrill
Lynch Pierce Fenner & Smith
FBO
The Sole Benefit of Its Customers
Attn:
Fund Administration
4800
Deer Lake Drive E. Fl. 3
Jacksonville,
FL 32246-6484 |
7.30% |
- |
- |
6.92% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Morgan
Stanley Smith Barney LLC
For
Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
5.82% |
11.70% |
- |
7.25% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Attn:
Mutual Funds
200
Liberty Street
One
World Financial Center 5th Floor
New
York, NY 10281-1003 |
10.36% |
9.69% |
- |
13.40% |
- |
30.47% |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Mutual
Funds
499
Washington Blvd. Fl. 5
Jersey
City, NJ 07310-2010 |
- |
- |
- |
- |
91.83% |
- |
Oppenheimer
International Diversified Fund
Attn:
Cynthia Smith
11
Greenway Plaza, Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
5.77% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
5.38% |
- |
7.69% |
- |
- |
Spec
Cdy A/C EBOC UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
6.52% |
- |
6.21% |
- |
- |
State
Street Bank & Trust
As
Tr. & Cust.
FBO
ADP Access
1
Lincoln Street
Boston,
MA 02111-2900 |
- |
- |
7.26% |
- |
- |
- |
Voya
Institutional Trust Co. 1
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
- |
- |
31.66% |
- |
- |
- |
Voya
Institutional Trust Co. 2
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
- |
- |
7.41% |
- |
- |
- |
Voya
Retirement Insurance & Annuity Co.
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
6.70% |
- |
- |
- |
- |
- |
Wells
Fargo Bank NA
FBO
Omnibus A/C
P.O.
Box 1533
Minneapolis,
MN 55480-1533 |
- |
- |
- |
- |
- |
6.40% |
Wells
Fargo Clearing Services LLC
Special
Custody A/C for the Exclusive FBO Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
- |
5.24% |
- |
20.49% |
- |
- |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
- |
- |
- |
10.45% |
- |
- |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
16.89% |
- |
- |
- |
- |
- |
DCGT
Trustee & or Custodian
FBO
PLIC Various Retirement Plans Omnibus
Attn:
NPIO Trade Desk
711
High Street
Des
Moines, IA 50392-0001 |
- |
- |
- |
- |
39.95% |
- |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
13.82% |
- |
- |
- |
- |
13.76% |
Hartford
Life Insurance Co.
Attn:
UIT Operations
P.O.
Bo 2999
Hartford,
CT 06104-2999 |
- |
- |
- |
- |
- |
- |
Invesco
Group Services Inc.
1555
Peachtree St. NE
4th
Floor General Ledger Accounting
Atlanta,
GA 30309-2460r |
- |
- |
- |
- |
5.13% |
- |
Invesco
Growth Allocation Fund
Fund
Omnibus Account KGHL
11
Greenway Plaza Ste. 2500
Houston,
TX 77046-1188 |
- |
- |
- |
- |
- |
6.88% |
J.P.
Morgan Securities LLC
For
the Exclusive Benefit of
Customer
3
Chase Metrotech Center
3rd
Floor Mutual Fund Dept.
Brooklyn,
NY 11245-0001 |
- |
- |
- |
- |
- |
8.19% |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
- |
- |
9.12% |
- |
- |
Mac
& Co. Acct.
Attn:
Mutual Funds Operation
500
Grant Street Room 151-1010
Pittsburgh,
PA 15219-2502 |
- |
- |
- |
- |
- |
5.59% |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Customers
1
New York Plaza, FL 12
New
York, NY 10004-1932 |
- |
- |
- |
5.37% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th Floor
New
York, NY 10281-1003 |
5.81% |
- |
- |
18.91% |
- |
9.62% |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Mutual
Funds
499
Washington Blvd. Fl. 5
Jersey,
City, NJ 07310-2010 |
- |
- |
- |
- |
12.10% |
- |
Oppenheimer
Portfolio Series
Active
Allocation
Attn:
Cynthia Smith
11
Greenway Plaza Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
14.49% |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Oppenheimer
Portfolio Series
Growth
Investor Fund
Attn:
Cynthia Smith
11
Greenway Plaza Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
6.28% |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Cynthia Smith
11
Greenway Plaza Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
10.14% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
7.62% |
- |
8.11% |
- |
- |
Raymond
James
Omnibus
for Mutual Funds
House
A/C
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
- |
- |
- |
6.30% |
- |
- |
Sammons
Financial Network
4546
Corporate Dr., Ste. 100
West
Des Moines, IA 50266-5911 |
- |
- |
11.45% |
- |
- |
- |
State
Street Bank & Trust as
Trust
& Customer
FBO
ADP Access
1
Lincoln St.
Boston,
MA 02111-2900 |
- |
- |
5.92% |
- |
- |
- |
VRSCO
Custodian
Trustee for Benefit of
Retirement
Plans
2929
Allen Parkway A6-20
Houston,
TX 77019-7100 |
- |
- |
- |
- |
21.35% |
- |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of
Customer
2801
Market St.
St.
Louis, MO 63103-2523 |
- |
- |
- |
8.89% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Charles
Schwab & Co Inc
Special
Custody Account FBO Customers (RPS)
Attn:
Mutual Funds
101
Montgomery Street
San
Francisco, CA 94104-4151 |
- |
- |
- |
- |
- |
43.13% |
Invesco
Advisers Inc
Attn:
Corporate Controller
1555
Peachtree Street NE,
Suite
1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
100.00%* |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
6.74% |
9.87% |
- |
5.10% |
- |
- |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Its Customers
1
New York Plaza, 12th
Floor
New
York, NY 10004-1932 |
- |
6.77% |
- |
24.18% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds 5th
Floor
New
York, NY 10281-1003 |
11.67% |
5.41% |
- |
16.82% |
- |
27.23% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07339-0001 |
5.18% |
8.59% |
- |
6.82% |
- |
- |
Spec.
Cdy. A/C EBOC UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
- |
- |
13.73% |
- |
- |
TD
Ameritrade Inc.
FBO
Our Customers
PO
Box 2226
Omaha,
NE 68103-2226 |
- |
- |
- |
- |
- |
20.06% |
Wells
Fargo Clearing Services LLC
Special
Custody A/C
FEBO
Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
5.65% |
14.31% |
- |
16.42% |
- |
- |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd Ave. S
Minneapolis,
MN 55402-2405 |
- |
- |
- |
23.74% |
- |
- |
Capital
Bank & Trust Co. FBO
Jose
A. Capellan MD PA PSPco Fascore
Greenwood
Village, CO |
- |
- |
10.00% |
- |
- |
- |
Edward
D. Jones & Co.
FBO
Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710 |
- |
- |
- |
- |
- |
81.84% |
Great-West
Trust Co. LLC
FBO
Employee Benefits Client 401k
8515
E Orchard Rd 2T2
Greenwood
Village, CO 80111-5002 |
- |
- |
- |
- |
- |
12.08% |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE, Ste. 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
100.00%* |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
- |
- |
9.52% |
- |
- |
Ludlow
Funeral Home
Kelli
M. McKenney
Ludlow,
MA |
- |
- |
6.69% |
- |
- |
- |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
19.88% |
8.40% |
- |
26.70% |
- |
- |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th Floor
New
York, NY 10281-1003 |
7.84% |
13.38% |
- |
- |
- |
- |
Pershing
LLC
P.O.
Box 2052
Jersey
City, NJ 07303-2052 |
- |
7.45% |
- |
13.32% |
- |
- |
Spec.
Custody Account EBOC
UBS
FSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
5.68% |
- |
6.64% |
- |
- |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
FBO Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
8.69% |
16.30% |
- |
7.78% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Ascensus
Trustco FBO
Brian
W. Dossett M. D. Ltd. Profit Sharing
P.O.
Box 10758
Fargo,
ND |
- |
- |
5.60% |
- |
- |
- |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
17.04% |
- |
- |
15.50% |
- |
- |
Great-West
Trust Company LLC
FBO
Employee Benefits Clients 401K
8515
E Orchard Rd 2T2
Greenwood
Village, CO 80111-5002 |
- |
- |
- |
- |
- |
21.21% |
Invesco
Group Services Inc.
1555
Peachtree St. NE
Atlanta,
GA 30309-2460 |
- |
- |
- |
- |
99.59% |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
5.38% |
- |
- |
- |
- |
- |
Maureen
K. Wolfson, Ttee/
Equitable
Life for Separate Acct.
On
Behalf of Various 401K Expeditor
Ken
Butka-Equitable
Secaucus,
NJ |
- |
- |
17.70% |
- |
- |
15.96% |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd. FL 5 FL 4
Jersey
City, NJ 07310-2010 |
6.94% |
12.80% |
- |
41.67% |
- |
47.29% |
Natixis
c/o
Fund Solutions Dept.
47
Quai D’Austerlitz
Paris
FRANCE 75013 |
- |
- |
- |
12.09% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
12.42% |
16.94% |
- |
- |
- |
- |
Reliance
Trust Co. Ttee.
FBO
ADP Access Large Market 401K
P.O.
Box 78446
Atlanta,
GA 30357-2446 |
- |
- |
- |
- |
- |
9.58% |
UBS
WM USA
OMNI
Account M/F
Attn:
Department Manager
Spec
Cdy A/C Excl. Ben. Cust. UBSFSI
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
- |
- |
5.02% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
- |
8.95% |
- |
- |
- |
- |
Charles
Schwab & Co. Inc.
Special
Custody Acct. for the Exclusive
Benefit
of Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
- |
- |
- |
- |
- |
9.77% |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
16.45% |
- |
- |
- |
- |
27.14% |
John
Hancock Trust Company LLC
690
Canton St., Ste. 100
Westwood,
MA 02090-2324 |
- |
- |
- |
- |
8.04% |
- |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
7.62% |
21.14% |
- |
44.28% |
- |
- |
Mori
& Co.
922
Walnut St.
Mailstop
TBTS 2
Kansas
City, MO 64106-1802 |
- |
- |
- |
- |
- |
5.24% |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., Fl. 5
Jersey
City, NJ 07310-2010 |
8.65% |
9.32% |
- |
18.86% |
51.50% |
20.37% |
Oppenheimer
Portfolio Series
Active
Allocation
Attn:
Cynthia Smith
11
Greenway Plaza, Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
9.89% |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Cynthia Smith
11
Greenway Plaza, Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
10.24% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
- |
- |
7.38% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
PIMS/Prudential
Retirement
As
Nominee for the TTEE/Cust. Pl.
Fresenius
Kabi USA, LLC Savings
Three
Corporate Drive
Lake
Zurich, IL 60047-8930 |
- |
- |
- |
- |
14.17% |
- |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive
Benefit
of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
- |
7.80% |
- |
- |
- |
- |
Name
and Address
of
Principal Holder |
|
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares | |
American
Enterprise Investment Svc.
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
- |
- |
- |
14.87% |
- |
- | |
Charles
Schwab & Co. Inc.
Special
Custody A/C FBO Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1905 |
- |
- |
- |
- |
- |
6.77% | |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE, Ste. 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
100.00%* |
- | |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
10.38% |
- |
- |
- |
- | |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
- |
- |
- |
8.72% |
- |
- | |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attention:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
6.34% |
5.92% |
- |
12.91% |
- |
67.44% | |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.40% |
- |
- |
10.15% |
- |
- | |
Spec.
Cdy. A/C EBOC UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
- |
- |
5.05% |
- |
- | |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive FBO Customer
2801
Market St.
St.
Louis, MO 63103-2523 |
- |
- |
- |
22.18% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
- |
- |
- |
6.59% |
- |
- |
Ascensus
Trust Co.
FBO
Progressive Eldercare Services
PO
Box 10758
Fargo,
ND 58106-0758 |
- |
5.65% |
- |
- |
- |
- |
Charles
Schwab & Co. Inc.
Special
Custody Acct.
FBO
Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1905 |
- |
- |
- |
9.46% |
- |
- |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
- |
- |
- |
- |
- |
6.86% |
Hartford
Life Insurance Co.
Separate
Account 401K
Attn:
UIT Operations
P.
O. Box 2999
Hartford,
CT 06104-2999 |
- |
- |
- |
- |
- |
8.60% |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree Street NE, Suite
1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
87.57% |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
5.10% |
- |
- |
- |
- |
Merrill
Lynch Pierce Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Admin.
4800
Deer Lake Dr. E, Fl. 3
Jacksonville,
FL 32246-6484 |
- |
- |
- |
7.59% |
- |
- |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
- |
- |
- |
17.85% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Attn:
Mutual Funds, 4th
Floor
499
Washington Blvd.
Jersey
City, NJ 07310-1995 |
- |
- |
- |
- |
- |
6.76% |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Attn:
Mutual Funds, 5th Floor
200
Liberty Street
One
World Financial Center
New
York, NY 10281-1003 |
6.95% |
- |
- |
10.27% |
- |
- |
PAI
Trustco Inc.
JL
Components 401k PS PL
1300
Enterprise Drive
De
Pere, WI 54115-4934 |
- |
- |
- |
- |
5.30% |
- |
PAI
Trustco Inc.
JS
Transportation LLC 401k PS P
1300
Enterprise Drive
De
Pere, WI 54115-4934 |
- |
- |
- |
- |
7.13% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
6.99% |
- |
- |
8.68% |
- |
- |
Reliance
Trust Co.
FBO
MassMutual Registered Product
P.O.
Box 78446
Atlanta,
GA 30357-2446 |
- |
- |
- |
- |
- |
62.52% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
9.93% |
- |
- |
- |
- |
- |
Invesco
Advisers, Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE
Suite
1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
9.29% |
- |
Invesco
Conservative Allocation
Fund
Omnibus Account KGHO
11
Greenway Plz. Ste. 2500
Houston,
TX 77046-1188 |
- |
- |
- |
- |
- |
5.58% |
Invesco
Growth Allocation Fund
Fund
Omnibus Account KGHL
11
Greenway Plz. Ste. 2500
Houston,
TX 77046-1188 |
- |
- |
- |
- |
- |
16.22% |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
6.42% |
14.41% |
- |
24.34% |
- |
- |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., FL 5 FL 4
Jersey
City, NJ 07310-2010 |
9.02% |
5.88% |
- |
49.52% |
- |
- |
Natixis
c/o
Fund Solutions Dept.
47
Quai D’Austerlitz
Paris,
France 75013 |
- |
- |
- |
6.27% |
- |
- |
Oppenheimer
Portfolio Series
Active
Allocation
Attn:
Cynthia Smith
11
Greenway Plaza Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
24.29% |
Oppenheimer
Portfolio Series
Conservative
Investor
Attn:
Cynthia Smith
11
Greenway Plaza Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
5.44% |
Oppenheimer
Portfolio Series
Growth
Investor Fund
Attn:
Cynthia Smith
11
Greenway Plaza Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
13.40% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Cynthia Smith
11
Greenway Plaza Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
34.99% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
8.60% |
13.83% |
- |
- |
- |
- |
State
Street Bank and Trust as Cust.
FBO
ADP Access Product
1
Lincoln Stotech Ctr. Fl. 6
Boston,
MA 02111 |
- |
- |
- |
- |
90.71% |
- |
Stifel
Nicolaus & Co. Inc.
Exclusive
Benefit of Customers
501
N. Broadway
St.
Louis MO 63102-2137 |
- |
10.36% |
- |
- |
- |
- |
|
Name
and Address
of
Principal Holder |
|
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares | |
American
Enterprise
Investment
Svc.
707
2nd Ave. South
Minneapolis,
MN 55402-2405 |
- |
- |
- |
14.71% |
- |
- | |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
- |
- |
- |
- |
- |
10.38% | |
Great-West
Trust Co. LLC TTE
Recordkeeping
for Large Benefit
8525
E. Orchard Rd.
Greenwood
Village, CO 80111-5002 |
- |
- |
- |
- |
- |
11.08% | |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE, Ste. 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
100.00%* |
- | |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
- |
- |
8.56% |
- |
- | |
Merrill
Lynch Pierce Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Admin.
4800
Deer Lake Dr E Fl. 3
Jacksonville,
FL 32246-6484 |
- |
- |
- |
5.20% |
- |
- | |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of its Customers
1
New York Plaza Fl. 12
New
York, NY 10004-1932 |
- |
- |
- |
7.37% |
- |
- | |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
7.19% |
6.16% |
- |
13.28% |
- |
13.57% | |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
6.73% |
5.32% |
- |
11.34% |
- |
- |
Name
and Address
of
Principal Holder |
|
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R
Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares | |
Raymond
James
Omnibus
for Mutual Funds
House
A/C Firm
Attn:
Courtney Waller
880
Carillon Parkway
St.
Petersburg, FL 33716-1102 |
- |
- |
- |
5.72% |
- |
- | |
Reliance
Trust Co. FBO
MM
RPC Inc.
P.O.
78446
Atlanta,
GA 30357-2446 |
- |
- |
- |
- |
- |
21.02% | |
Special
Custody A/C
EBOC
UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
- |
- |
8.31% |
- |
- | |
State
Street Bank & Trust
As
Tr. & Cus.
FBO
ADP Access
1
Lincoln St.
Boston,
MA 02111-2900 |
- |
- |
5.65% |
- |
- |
- | |
TD
Ameritrade, Inc.
FBO
Our Customers
P.O.
Box 2226
Omaha,
NE 68103-2226 |
- |
- |
- |
- |
- |
7.22% | |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Ascensus
Trustco
FBO
P West Co Inc.
dba
Custom Building
P.O.
Box 10758
Fargo,
ND 58106-0758 |
- |
- |
- |
- |
- |
89.13% |
Charles
Schwab & Co. Inc.
Special
Custody Account for the
Benefit
of Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
73.27% |
- |
- |
36.75% |
- |
- |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE, Ste. 1800
Atlanta,
GA 30309-2499 |
- |
- |
19.80% |
- |
100.00%* |
5.23% |
ITC
Rifkin
& Company LLP
Mary
P. Carew
Waldwick,
NJ |
- |
- |
5.21% |
- |
- |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
71.17% |
- |
- |
- |
- |
Marcmon
Realty Group Inc.
Reggie
Ray
Chattahoochee
Hills, GA |
- |
- |
18.93% |
- |
- |
- |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., Fl. 5
Jersey
City, NJ 07310-2010 |
- |
- |
- |
41.82% |
- |
5.64% |
Patty
Mendoza Hairstylist
Parastou
Mendoza
Rancho
Santa Margarita, CA |
- |
- |
36.03% |
- |
- |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
- |
- |
- |
- |
- |
Proxy
LLC
Sarah
Donnelly
Grosse
Pointe Park, MI |
- |
- |
6.36% |
- |
- |
- |
Terri
Phan Law
Terri
Phan
La
Canada Flintridge, CA |
- |
- |
10.64% |
- |
- |
- |
UBS
WM USA
Attn:
Department Manager
Spec.
Cdy. A/C
Exclusive
Benefit of Cust. UBSFSI
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
6.35% |
- |
- |
- |
- |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R
Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares | |
Ascensus
Trustco
FBO
UIDC 401k Plan
P.O.
Box 10758
Fargo,
ND 58106-0758 |
- |
- |
11.33% |
- |
- |
- | |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
5.59% |
- |
- |
- |
- |
- | |
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
- |
- |
- |
7.87% |
- |
- | |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
- |
- |
- |
- |
- |
76.31% | |
FIIOC
FBO
Pioneer Broach Co. 401k Plan
100
Magellan Way (KW1C)
Covington,
KY 41015-1987 |
- |
- |
5.82% |
- |
- |
- | |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE, Ste. 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
99.49% |
- | |
Koch-Alger
& Associates
David
Wayne Habeck
Arnold,
MD |
- |
- |
6.39% |
- |
- |
- |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C
Shares |
Class
R
Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares | |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
6.03% |
- |
- |
- |
- | |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plz. Fl. 12
New
York, NY 10004-1932 |
31.43% |
- |
- |
9.95% |
- |
- | |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., FL 5
Jersey
City, NJ 07310-2010 |
6.50% |
5.19% |
- |
- |
- |
19.35% | |
Natixis
c/o
Fund Solutions Dept.
47
Quai D’Austerlitz
Paris,
FRANCE 75013 |
- |
- |
- |
16.73% |
- |
- | |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.16% |
- |
- |
5.42% |
- |
- | |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
- |
10.50% |
- |
6.26% |
- |
- | |
UBS
WM USA
OMNI
Account M/F
Attn:
Department Manager
Spec,
Cdy. A/C Excl. Ben. Customer UBSFSI
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
- |
- |
9.23% |
- |
- | |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of
Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
- |
24.32% |
- |
11.61% |
- |
- |
Name
and Address
of
Principal Holder |
|
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Investor
Class |
Class
R6 Shares | |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
6.26% |
- |
- |
- |
- |
- | |
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO
Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1905 |
- |
- |
- |
6.68% |
11.90% |
- | |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
- |
- |
6.54% |
- |
- |
Name
and Address
of
Principal Holder |
|
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R
Shares |
Class
Y Shares |
Investor
Class |
Class
R6 Shares | |
Matrix
Trust Company as Agent for
Advisor
Trust, Inc.
717
17th
St. Ste. 1300
Denver,
CO 80202-3304 |
- |
- |
- |
- |
- |
7.18% | |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
12.95% |
- |
- |
14.09% |
- |
- | |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd FL 5
Jersey
City, NJ 07310-2010 |
6.75% |
- |
- |
10.75% |
6.91% |
86.32% | |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.75% |
13.51% |
- |
11.07% |
- |
- | |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Parkway
St.
Petersburg, FL 33716-1102 |
- |
- |
- |
9.21% |
- |
- | |
UBS
WM USA
Omni
Account M/F
Attn:
Department Manager
Spec
Cdy A/C Excl Ben Cust UBSFSI
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
- |
- |
5.25% |
- |
- | |
Wells
Fargo Clearing Services LLC
Special
Custody A/C for the
Exclusive
Benefit of Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
- |
- |
- |
6.06% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Hartford
Life Insurance Co.
Separate
Account
Attn:
UIT Operations
P.O.
Box 2999
Hartford,
CT 06104-2999 |
- |
- |
20.67% |
- |
- |
- |
Invesco
Advisers, Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
13.15% |
- |
Invesco
Income Allocation Fund
Omnibus
Account KGHS
11
Green way Plz. Ste. 2500
Houston,
TX 77046-1188 |
- |
- |
- |
- |
- |
6.74% |
Merrill
Lynch Pierce Fenner & Smith
For
the Sole Benefit of Its Customers
Attn:
Fund Admin.
4800
Deer Lake Drive E., FL 3
Jacksonville,
FL 32246-6484 |
6.41% |
- |
- |
7.67% |
- |
- |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
5.86% |
- |
- |
10.21% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th Floor
New
York, NY 10281-1003 |
9.57% |
5.80% |
- |
19.79% |
- |
13.70% |
Oppenheimer
Portfolio Series
Conservative
Investor
Attn:
Cynthia Smith
11
Greenway Plz. Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
7.11% |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Cynthia Smith
11
Greenway Plz. Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
14.66% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
7.07% |
5.57% |
- |
10.63% |
- |
- |
Special
Custody A/C EBOC UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
5.09% |
- |
11.58% |
- |
- |
State
Street Bank and Trust
As
Cust. FBO ADP Access Product
1
Lincoln Stotech Ctr. Fl. 6
Boston,
MA 02111 |
- |
- |
- |
- |
86.85% |
- |
Voya
Institutional Trust Co.
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
- |
- |
14.28% |
- |
- |
- |
Wells
Fargo Bank NA FBO
Omnibus
Account
Reinvest/Reinves
P.O.
Box 1533
Minneapolis,
MN 55480-1533 |
- |
- |
- |
- |
- |
18.89% |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
5.45% |
12.65% |
- |
10.77% |
- |
- |
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
20.26% |
5.12% |
- |
- |
- |
- |
Dutra
& Associates
James
F. Dutra
Cranston,
RI |
- |
- |
34.10% |
- |
- |
- |
Friendsight
LLC
Carrie
G. Friend
Monroe,
CT |
- |
- |
29.17% |
- |
- |
- |
Friendsight
LLC
Joshua
Friend
Monroe
CT |
- |
- |
18.24% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Invesco
Advisers, Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE
Suite
1800
Atlanta,
GA 30309-2499 |
- |
- |
7.32% |
- |
100.00%* |
- |
Invesco
Growth Allocation Fund
Fund
Omnibus Account KGHL
11
Greenway Plz. Ste. 2500
Houston,
TX 77046-1188 |
- |
- |
- |
- |
- |
14.47% |
ITC
Cust. IRA
FBO
Richard A. Dennett
St.
Louis, MO |
- |
5.57% |
- |
- |
- |
- |
ITC
Cust IRA R/O
FBO
James D. Grace
N.
Tonawanda, NY |
- |
12.45% |
- |
- |
- |
- |
ITC
Cust. IRA
FBO
Sandra Wavrin
Scottsdale,
AZ |
- |
9.77% |
- |
- |
- |
- |
Jay
L. Epstein Advisor
West
Seneca, NY |
- |
- |
5.88% |
- |
- |
- |
Lincoln
Investment Planning, LLC
FBO
Lincoln Customers
601
Office Center Dr. Ste. 300
Ft.
Washington, PA 19034-3275 |
6.55% |
- |
- |
- |
- |
- |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
29.79% |
9.43% |
- |
10.25% |
- |
- |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd FL 5
Jersey
City, NJ 07310-2010 |
6.18% |
- |
- |
5.61% |
- |
- |
Natixis
c/o
Fund Solutions Dept.
47
Quai D’Austerlitz
Paris
FRANCE 75013 |
- |
- |
- |
52.64% |
- |
- |
Oppenheimer
Portfolio Series
Active
Allocation
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
- |
- |
- |
- |
- |
31.80% |
Oppenheimer
Portfolio Series
Conservative
Investor
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
- |
- |
- |
- |
- |
6.28% |
Oppenheimer
Portfolio Series
Growth
Investor Fund
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
- |
- |
- |
- |
- |
11.91% |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Cynthia Smith
11
Greenway Plz. Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
29.78% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
10.14% |
- |
- |
- |
- |
Scott
Edwin Wolle &
Victoria
Callaway Wolle
Atlanta,
GA |
- |
- |
- |
20.39% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
UBS
WM USA
Omni
Account M/F
Attn:
Department Manager
Spec
Cdy A/C EBOC UBSFSI
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
5.56% |
- |
- |
- |
- |
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
- |
12.41% |
- |
13.34% |
- |
- |
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
- |
- |
- |
15.13% |
- |
- |
Invesco
Advisers, Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
14.98% |
- |
Invesco
Income Allocation Fund
Omnibus
Account
KGHS
11
Greenway Plaza, Ste. 2500
Houston,
TX 77046-1188 |
- |
- |
- |
- |
- |
85.93% |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
6.13% |
- |
6.50% |
- |
- |
Matrix
Trust Company
Agent
for TRP
RPS
RK FBO 401k
Office
of Chapter 13 Trustee 401k
405
S. Main St., Ste. 600
Salt
Lake City, UT 84111-3408 |
- |
- |
- |
- |
85.02% |
- |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
- |
5.41% |
- |
17.26% |
- |
- |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., Fl. 5
Jersey
City, NJ 07310-2010 |
6.80% |
7.24% |
- |
5.86% |
- |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.12% |
10.48% |
- |
12.28% |
- |
- |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
- |
5.62% |
- |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of
Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
- |
12.65% |
- |
- |
- |
- |
|
Name
and Address
of
Principal Holder |
Percentage
Owned
of
Record |
|
Class
R6 Shares |
Invesco
Peak Retirement 2025
c/o
Invesco JLAF
11
Greenway Plaza, Floor 16
Houston,
TX 77046-1100 |
11.85% |
Invesco
Peak Retirement 2030
c/o
Invesco JLAG
11
Greenway Plaza, Floor 16
Houston,
TX 77046-1100 |
23.57% |
Invesco
Peak Retirement 2035 Fund
c/o
Invesco JLAH
11
Greenway Plaza, Floor 16
Houston,
TX 77046-1100 |
14.19% |
Invesco
Peak Retirement 2040 Fund
c/o
Invesco JLAI
11
Greenway Plaza, Floor 16
Houston,
TX 77046-1100 |
17.25% |
Invesco
Peak Retirement 2045 Fund
c/o
Invesco JLAJ
11
Greenway Plaza, Floor 16
Houston,
TX 77046-1100 |
6.94% |
Invesco
Peak Retirement 2050 Fund
c/o
Invesco JLAL
11
Greenway Plaza, Floor 16
Houston,
TX 77046-1100 |
11.32% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
- |
6.68% |
- |
28.63% |
- |
- |
BNY
Mellon Investment Servicing, Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
7.65% |
- |
- |
- |
- |
- |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
9.40% |
- |
- |
- |
- |
- |
FIIOC
401k
FBO
Sumridge Partners 401k Plan
100
Magellan Way (KW1C)
Covington,
KY 41015-1987 |
- |
- |
- |
- |
- |
5.18% |
Great-West
Trust Company LLC
FBO
Employee Benefits Clients 401K
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002 |
- |
- |
- |
- |
- |
74.10% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St., NE
Ste.
1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
100.00%* |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
11.52% |
- |
13.58% |
- |
- |
Maureen
K. Wolfson, Ttee.
Equitable
Life for Separate Acct.
on
Behalf of Various 401K ExpeditorKen Butka –
EquitableSecaucus,
NJ |
- |
- |
- |
- |
- |
15.94% |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., FL 5
Jersey
City, NJ 07310-2010 |
7.59% |
5.18% |
- |
17.18% |
- |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
7.05% |
14.78% |
- |
21.82% |
- |
- |
TD
Ameritrade Inc.
FBO
Our Customers
P.O.
Box 2226
Omaha,
NE 68103-2226 |
5.80% |
- |
- |
6.92% |
- |
- |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of
Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
- |
12.88% |
- |
- |
- |
- |
|
|
|
|
|
|
|
|
October
31, 2021 |
October
31, 2020 |
October
31, 2019 | ||||||
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Invesco
Balanced-Risk
Allocation
Fund |
$21,950,362 |
$(450,493) |
$21,498,869 |
$24,697,556 |
$(1,569,336) |
$23,128,220 |
$
30,401,995 |
$(1,848,239) |
$28,553,756 |
Invesco
Balanced-Risk
Commodity
Strategy
Fund |
11,182,687 |
(2,314,519) |
8,868,168 |
7,912,530 |
(2,673,070 |
5,239,460 |
13,670,807 |
(3,405,397) |
10,265,410 |
Invesco
Discovery Mid
Cap
Growth Fund |
43,709,169 |
(64,218) |
43,644,951 |
21,748,552 |
(42,494) |
21,706,058 |
9,313,254 |
N/A |
N/A |
Invesco
Emerging
Markets
Select Equity
Fund |
971,657 |
(352,740) |
618,917 |
731,457 |
(300,337) |
431,120 |
601,579 |
(354,524) |
247,055 |
Invesco
EQV Emerging
Markets
All Cap Fund |
23,499,217 |
(61,604) |
23,437,613 |
18,781,874 |
(174,649) |
18,607,225 |
19,216,323 |
(121,653) |
19,094,670 |
Invesco
Fundamental
Alternatives
Fund |
5,246,550 |
(307,179) |
4,939,371 |
7,083,653 |
(331,279) |
6,752,374 |
9,133,454 |
N/A |
N/A |
Invesco
Global
Allocation
Fund |
10,780,984 |
(1,370,722) |
9,410,262 |
9,850,055 |
(1,468,667) |
8,381,388 |
11,013,104 |
N/A |
N/A |
Invesco
Global
Infrastructure
Fund |
867,853 |
(205,257) |
662,596 |
537,841 |
(141,232) |
396,609 |
164,107 |
(164,107) |
0 |
Invesco
Global
Targeted
Returns Fund |
412,326 |
(412,326) |
0 |
627,029 |
(627,029) |
0 |
814,998 |
(814,998) |
0 |
Invesco
Greater China
Fund |
1,083,127 |
(1,136) |
1,081,991 |
720,804 |
(4,488) |
716,316 |
753,899 |
(2,070) |
751,829 |
Invesco
Health Care
Fund |
10,034,876 |
(13,380) |
10,021,496 |
8,928,825 |
(44,976) |
8,883,849 |
8,398,173 |
(40,246) |
8,357,927 |
Invesco
Macro
Allocation
Strategy
Fund |
2,560,743 |
(133,818) |
2,426,925 |
700,615 |
(289,645) |
410,970 |
408,695 |
(278,105) |
130,590 |
Invesco
Multi-Asset
Income
Fund |
7,999,000 |
(1,543,466) |
6,455,534 |
6,608,964 |
(1,452,012) |
5,156,952 |
3,058,241 |
(722,782) |
2,335,459 |
Invesco
U.S. Managed
Volatility
Fund |
24,017 |
(24,017) |
0 |
10,750 |
(10,750) |
0 |
6,543 |
(6,543) |
0 |
Invesco
World Bond
Factor
Fund |
119,830 |
(119,830) |
0 |
109,835 |
(109,835) |
0 |
163,044 |
(163,044) |
0 |
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fees Paid |
| |
|
October
31, 2021 |
October
31, 2020 |
10-Months
Ended
October
31,
2019 |
December
31,
2018 | |||||
Invesco
Core Bond
Fund* |
$6,519,634 |
$(1,357,882) |
$5,161,752 |
$6,608,748 |
$(1,091,438) |
$5,517,310 |
$5,915,853 |
$7,263,095 |
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fees Paid | ||
|
October
31, 2021 |
October
31, 2020 |
2-Months
Ended
October
31,
2019 |
August
31,
2019 |
August
31,
2018 | ||||
Invesco
Developing
Markets
Fund** |
$374,236,534 |
$(703,049) |
$373,533,485 |
$301,999,959 |
$(997,005) |
$301,002,954 |
$51,784,757 |
$298,769,275 |
$304,907,031 |
Invesco
Emerging
Markets
Innovators
Fund** |
5,675,605 |
(222,566) |
5,453,039 |
6,134,786 |
(49,154) |
6,085,632 |
1,150,829 |
6,794,792 |
5,276,579 |
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fees Paid | ||
|
October
31, 2021 |
October
31, 2020 |
5-Months
Ended
October
31,
2019 |
May
31,
2019 |
May
31,
2018 | ||||
Invesco
Emerging
Markets
Local Debt
Fund*** |
$1,068,805 |
$(158,397) |
$910,408 |
$1,366,697 |
$(205,828) |
$1,160,869 |
$659,340 |
$1,560,861 |
$1,456,349 |
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fees Paid | ||
|
October
31, 2021 |
October
31, 2020 |
1-Month
Ended
October
31,
2019 |
September
30,
2019 |
September
30,
2018 | ||||
Invesco
Global
Strategic
Income
Fund**** |
$14,414,885 |
$(390,109) |
$14,024,776 |
$16,230,331 |
$(396,612) |
$15,833,719 |
$1,586,287 |
$19,409,801 |
$22,827,399 |
Invesco
International
Bond
Fund**** |
14,317,375 |
(1,253,780) |
13,063,595 |
17,017,424 |
(838,072) |
16,179,352 |
1,715,049 |
25,410,396 |
30,384,364 |
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
Invesco
Balanced-Risk Allocation Fund | ||
|
Mark
Ahnrud |
Over
$1,000,000 |
|
John
Burrello1
|
$50,001–$100,000 |
|
Chris
Devine |
$500,001–$1,000,000 |
|
Scott
Hixon |
Over
$1,000,000 |
|
Christian
Ulrich |
Over
$1,000,000
|
|
Scott
Wolle |
Over
$1,000,000 |
| ||
Invesco
Balanced-Risk Commodity Strategy Fund | ||
|
Mark
Ahnrud |
$500,001–$1,000,000
|
|
Chris
Devine |
$100,001–$500,000 |
|
Scott
Hixon |
$100,001–$500,000 |
|
Christian
Ulrich |
$100,001–$500,000 |
|
Scott
Wolle |
Over
$1,000,000
|
| ||
Invesco
Core Bond Fund | ||
|
Matthew
Brill |
None |
|
Michael
Hyman |
None |
|
Todd
Schomberg |
None |
| ||
Invesco
Developing Markets Fund | ||
|
Justin
Leverenz |
Over
$1,000,000 |
| ||
Invesco
Discovery Mid Cap Growth Fund | ||
|
Justin
Livengood |
$500,001–$1,000,000
|
|
Ronald
Zibelli, Jr. |
Over
$1,000,000 |
| ||
Invesco
Emerging Markets Innovators Fund | ||
|
Justin
Leverenz |
Over
$1,000,000 |
|
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
Invesco
Emerging Markets Local Debt Fund | ||
|
Hemant
Baijal |
$100,001–$500,000 |
|
Wim
Vandenhoeck |
$100,001–$500,000 |
| ||
Invesco
Emerging Markets Select Equity Fund | ||
|
Jeff
Feng2
|
$500,001–$1,000,000 |
| ||
Invesco
EQV Emerging Markets All Cap Fund | ||
|
Shuxin
Cao |
Over
$1,000,000 |
|
Borge
Endresen |
Over
$1,000,000 |
|
Brent
Bates |
Over
$1,000,000 |
|
Mark
Jason |
$500,001–$1,000,000 |
| ||
Invesco
Fundamental Alternatives Fund | ||
|
Chris
Devine |
None |
|
Tarun
Gupta |
None |
|
Scott
Hixon |
None |
|
Jay
Raol |
None |
|
Scott
Wolle |
$100,001–$500,000
|
| ||
Invesco
Global Allocation Fund | ||
|
Alessio
de Longis |
$500,001–$1,000,000
|
|
Duy
Nguyen |
$50,001–$100,000
|
| ||
Invesco
Global Infrastructure Fund | ||
|
Mark
Blackburn |
$100,001–$500,000 |
|
James
Cowen1
|
None |
|
Grant
Jackson |
$1–$10,000 |
|
Joe
Rodriguez, Jr.3
|
$500,001–$1,000,000 |
|
Darin
Turner |
$100,001–$500,000
|
|
Ping-Ying
Wang |
$1–$10,000 |
| ||
Invesco
Global Strategic Income Fund | ||
|
Hemant
Baijal |
$100,001–$500,000 |
|
Christopher
(Chris) Kelly |
$50,001–$100,000
|
| ||
Invesco
Global Targeted Returns Fund | ||
|
Richard
Batty2
|
None |
|
Sebastian
Mackay2
|
None |
|
Gwilym
Satchell2
|
None |
|
Georgina
Taylor2
|
None |
| ||
Invesco
Greater China Fund | ||
|
Mike
Shiao2
|
None |
| ||
Invesco
Health Care Fund | ||
|
Justin
Livengood |
$100,001–$500,000 |
| ||
Invesco
International Bond Fund | ||
|
Hemant
Baijal |
$100,001–$500,000
|
|
Christopher
(Chris) Kelly |
$100,001–$500,000 |
|
Wim
Vandenhoeck |
$100,001–$500,000 |
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
| ||
Invesco
Macro Allocation Strategy Fund | ||
|
Mark
Ahnrud |
$500,001–$1,000,000
|
|
John
Burrello1
|
$10,001–$50,000 |
|
Chris
Devine |
$50,001–$100,000
|
|
Scott
Hixon |
$500,001–$1,000,000
|
|
Christian
Ulrich |
$100,001–$500,000 |
|
Scott
Wolle |
Over
$1,000,000 |
| ||
Invesco
Multi-Asset Income Fund | ||
|
Mark
Ahnrud |
$500,001–$1,000,000
|
|
John
Burrello |
$50,001–$100,000
|
|
Chris
Devine |
$100,001–$500,000 |
|
Scott
Hixon |
$500,001–$1,000,000 |
|
Peter
Hubbard |
None |
|
Christian
Ulrich |
$100,001–$500,000 |
|
Scott
Wolle |
Over
$1,000,000 |
| ||
Invesco
U.S. Managed Volatility Fund | ||
|
Jacob
Borbidge |
None |
|
Alessio
de Longis |
None |
|
David
Hemming |
None |
|
Duy
Nguyen |
None |
|
Ted
Samulowitz |
None |
| ||
Invesco
World Bond Factor Fund | ||
|
Noelle
Corum |
$1–$10,000 |
|
James
Ong |
$10,001–$50,000 |
|
Jay
Raol |
$50,001–$100,000
|
| ||
1
The Portfolio Manager began serving on the Fund effective February 28,
2022. All information is provided as of December 31,
2021. | ||
2
The Portfolio Manager is not domiciled in the United States. Accordingly,
the portfolio manager may not invest in the Fund. | ||
3
Effective on or about March 31, 2022, the Portfolio Manager will no longer
serve on the Fund. |
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
|
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Invesco
Balanced Risk Allocation Fund | ||||||
Mark
Ahnrud |
8 |
$6,248.0 |
16 |
$2,168.5 |
None |
None |
John
Burrello1
|
4 |
$1,944.5 |
None |
None |
None |
None |
Chris
Devine |
9 |
$6,753.7 |
17 |
$2,221.8 |
None |
None |
Scott
Hixon |
9 |
$6,753.7 |
17 |
$2,221.8 |
None |
None |
Christian
Ulrich |
8 |
$6,248.0 |
16 |
$2,168.5 |
None |
None |
Scott
Wolle |
9 |
$6,753.7 |
23 |
$5,215.4 |
None |
None |
|
|
|
|
|
|
|
Invesco
Balanced-Risk Commodity Strategy Fund | ||||||
Mark
Ahnrud |
8 |
$7,077.8 |
16 |
$2,168.5 |
None |
None |
Chris
Devine |
9 |
$7,583.5 |
17 |
$2,221.8 |
None |
None |
Scott
Hixon |
9 |
$7,583.5 |
17 |
$2,221.8 |
None |
None |
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
Christian
Ulrich |
8 |
$7,077.8 |
16 |
$2,168.5 |
None |
None |
Scott
Wolle |
9 |
$7,583.5 |
23 |
$5,215.4 |
None |
None |
|
|
|
|
|
|
|
Invesco
Core Bond Fund | ||||||
Matthew
Brill |
7 |
$13,244.7 |
18 |
$7,129.2 |
None |
None |
Michael
Hyman |
8 |
$13,448.1 |
20 |
$6,912.2 |
None |
None |
Todd
Schomberg |
6 |
$12,253.6 |
17 |
$6,440.1 |
None |
None |
Invesco
Developing Markets Fund | ||||||
Justin
Leverenz |
5 |
$2,286.6 |
11 |
$6,441.7 |
1 |
$198.9 |
|
|
|
|
|
|
|
Invesco
Discovery Mid Cap Growth Fund | ||||||
Justin
Livengood |
4 |
$3,277.5 |
2 |
$467.5 |
14
|
$0.24
|
Ronald
Zibelli, Jr. |
8 |
$13,714.9 |
2 |
$193.3 |
14
|
$0.24
|
|
|
|
|
|
|
|
Invesco
Emerging Markets Innovators Fund | ||||||
Justin
Leverenz |
5 |
$51,725.6 |
11 |
$6,441.7 |
1 |
$198.9 |
Invesco
Emerging Markets Local Debt Fund | ||||||
Hemant
Baijal |
3 |
$5,358.3 |
4 |
$1,083.5 |
None |
None |
Wim
Vandenhoeck |
1 |
$2,125.1 |
2 |
$938.7 |
None |
None |
Invesco
Emerging Markets Select Equity Fund | ||||||
Jeff
Feng |
2 |
$326.3 |
14 |
$9,197.1 |
None |
None |
|
|
|
|
|
|
|
Invesco
EQV Emerging Markets All Cap Fund | ||||||
Brent
Bates |
6 |
$6,838.3 |
5 |
$478.6 |
4,2154
|
$2,241.24
|
Shuxin
Cao |
2 |
$1,048.9 |
5 |
$478.6 |
None |
None |
Borge
Endresen |
3 |
$1,757.6 |
1 |
$49.5 |
None |
None |
Mark
Jason |
7 |
$7,664.9 |
6 |
$576.8 |
4,2154
|
$2,241.24
|
|
|
|
|
|
|
|
Invesco
Fundamental Alternatives Fund | ||||||
Chris
Devine |
9 |
$8,669.0 |
17 |
$2,221.8 |
None |
None |
Tarun
Gupta |
None |
None |
1 |
$53.3 |
None |
None |
Scott
Hixon |
9 |
$8,669.0 |
17 |
$2,221.8 |
None |
None |
Jay
Raol |
4 |
$316.9 |
1 |
$53.3 |
None |
None |
Scott
Wolle |
9 |
$8,669.0 |
23 |
$5,215.4 |
None |
None |
Invesco
Global Allocation Fund | ||||||
Alessio
de Longis |
4 |
$2,465.8 |
1 |
$16.9 |
1 |
$17.3 |
Duy
Nguyen |
29 |
$8,943.8 |
12 |
$553.0 |
10,2144
|
$819.94
|
Invesco
Global Infrastructure Fund | ||||||
Mark
Blackburn |
9 |
$4,428.5 |
4 |
$331.4 |
24 |
$7,631.5 |
James
Cowen |
9 |
$4,300.4 |
4 |
$331.4 |
24 |
$7,631.5 |
Grant
Jackson |
10 |
$4,430.5 |
4 |
$331.4 |
24 |
$7,631.5 |
Joe
Rodriguez, Jr.3
|
9 |
$4,428.5 |
4 |
$331.4 |
24 |
$7,631.5 |
Darin
Turner |
10 |
$4,430.5 |
4 |
$331.4 |
24 |
$7,631.5 |
Ping-Ying
Wang |
10 |
$4,430.5 |
4 |
$331.4 |
24 |
$7,631.5 |
Invesco
Global Strategic Income Fund | ||||||
Hemant
Baijal |
3 |
$3,200.7 |
4 |
$1,083.5 |
None |
None |
Christopher
(Chris) Kelly |
2 |
$3,059.6 |
1 |
$62.5 |
None |
None |
Invesco
Global Targeted Returns
Fund |
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
Richard
Batty |
None |
None |
16 |
$5,443.5 |
None |
None |
Sebastian
Mackay |
None |
None |
6 |
$5,238.9 |
None |
None |
Gwilym
Satchell |
None |
None |
6 |
$5,238.9 |
None |
None |
Georgina
Taylor |
None |
None |
8 |
$5,273.9 |
None |
None |
|
|
|
|
|
|
|
Invesco
Greater China Fund | ||||||
Mike
Shiao |
None |
None |
5 |
$3,913 |
3 |
$1,399 |
Invesco
Health Care Fund | ||||||
Justin
Livengood |
4 |
$9,911.7 |
2 |
$467.5 |
14
|
$0.24
|
|
|
|
|
|
|
|
Invesco
International Bond Fund | ||||||
Hemant
Baijal |
3 |
$3,374.4 |
4 |
$1,083.5 |
None |
None |
Christopher
(Chris) Kelly |
2 |
$3,233.2 |
1 |
$62.5 |
None |
None |
Wim
Vandenhoeck |
1 |
$141.1 |
2 |
$938.7 |
None |
None |
Invesco
Macro Allocation Strategy Fund | ||||||
Mark
Ahnrud |
8 |
$8,416.9 |
16 |
$2,168.5 |
None |
None |
John
Burrello1
|
4 |
$1,944.5 |
None |
None |
None |
None |
Chris
Devine |
9 |
$8,922.7 |
17 |
$2,221.8 |
None |
None |
Scott
Hixon |
9 |
$8,922.7 |
17 |
$2,221.8 |
None |
None |
Christian
Ulrich |
8 |
$8,416.9 |
16 |
$2,168.5 |
None |
None |
Scott
Wolle |
9 |
$8,922.7 |
23 |
$5,215.4 |
None |
None |
Invesco
Multi-Asset Income Fund | ||||||
Mark
Ahnrud |
8 |
$6,967.5 |
16 |
$2,168.5 |
None |
None |
John
Burrello |
3 |
$303.4 |
None |
None |
None |
None |
Chris
Devine |
9 |
$7,473.3 |
17 |
$2,221.8 |
None |
None |
Scott
Hixon |
9 |
$7,473.3 |
17 |
$2,221.8 |
None |
None |
Peter
Hubbard |
223 |
$207,005.5 |
83 |
$242,927.5 |
10 |
$12,028.2 |
Christian
Ulrich |
8 |
$6,967.5 |
16 |
$2,168.5 |
None |
None |
Scott
Wolle |
9 |
$7,473.3 |
23 |
$5,215.4 |
None |
None |
|
|
|
|
|
|
|
Invesco
U.S. Managed Volatility Fund | ||||||
Jacob
Borbidge |
29 |
$8,915.2 |
4 |
$25.2 |
10,2144
|
$819.94
|
Alessio
de Longis |
4 |
$3,842.0 |
1 |
$16.9 |
1 |
$17.3 |
David
Hemming |
5 |
$7,330.4 |
17 |
$27,444.8 |
None |
None |
Duy
Nguyen |
29 |
$10,320.0 |
12 |
$553.0 |
10,2144
|
$819.94
|
Ted
Samulowitz |
5 |
$7,330.4 |
17 |
$27,444.8 |
None |
None |
Invesco
World Bond Factor Fund | ||||||
Noelle
Corum |
4 |
$708.6 |
None |
None |
None |
None |
James
Ong |
3 |
$273.3 |
None |
None |
None |
None |
Jay
Raol |
4 |
$779.0 |
1 |
$53.3 |
None |
None |
|
|
|
|
|
|
|
4
These are accounts of individual investors for which Invesco provides
investment advice. Invesco offers separately managed accounts that are
managed according
to
the investment models developed by its portfolio managers and used in
connection with the management of certain Invesco Funds. These accounts
may be
invested
in accordance with one or more of those investment models and investments
held in those accounts are traded in accordance with the applicable
models. |
Sub-Adviser |
Performance
time period5
|
Invesco6
|
One-,
Three- and Five-year performance against Fund peer group
|
Invesco
Canada6
| |
Invesco
Deutschland6
| |
Invesco
Hong Kong6
| |
Invesco
Asset Management6
| |
Invesco
India6
| |
Invesco
Listed Real Assets Division6
| |
Invesco
Senior Secured6,
7
|
Not
applicable |
Invesco
Capital6,
8
| |
Invesco
Japan |
One-,
Three- and Five-year performance |
| |
5
Rolling time periods based on calendar year-end. | |
6
Portfolio Managers may be granted an annual deferral award that vests on a
pro-rata basis over a four-year period. | |
7
Invesco Senior Secured’s bonus is based on annual measures of equity
return and standard tests of collateralization
performance. | |
8
Portfolio Managers for Invesco Capital base their bonus on Invesco results
as well as overall performance of Invesco
Capital. |
Fund
Name |
2021 |
2020 |
2019 |
Invesco
Balanced-Risk Allocation Fund |
$341,508 |
$412,676 |
$496,863 |
Invesco
Balanced-Risk Commodity Strategy Fund |
135,907 |
124,476 |
217,628 |
Invesco
Discovery Mid Cap Growth Fund |
1,018,415 |
512,984 |
9,313,254 |
Invesco
Emerging Markets Select Equity Fund |
16,188 |
10,945 |
16,135 |
Invesco
EQV Emerging Markets All Cap Fund |
400,124 |
300,877 |
332,980 |
Invesco
Fundamental Alternatives Fund |
88,649 |
122,522 |
59,979 |
Invesco
Global Allocation Fund |
196,324 |
183,321 |
82,825 |
Invesco
Global Infrastructure Fund |
15,679 |
8,242 |
10,667 |
Invesco
Global Targeted Returns Fund |
4,557 |
9,392 |
16,699 |
Invesco
Greater China Fund |
19,066 |
10,935 |
17,917 |
Invesco
Health Care Fund |
242,151 |
199,807 |
211,969 |
Invesco
Macro Allocation Strategy Fund |
39,739 |
3,178 |
12,626 |
Invesco
Multi-Asset Income Fund |
256,072 |
218,436 |
100,487 |
Invesco
U.S. Managed Volatility Fund |
3,526 |
1,480 |
9,144 |
Invesco
World Bond Factor Fund |
6,666 |
3,961 |
11,326 |
Fund
Name |
October
31, 2021 |
October
31, 2020 |
10-Months
Ended
October
31, 2019 |
Invesco
Core Bond Fund* |
$270,849 |
$282,207 |
$130,134 |
*Prior
to October 31, 2019, the fiscal year end of the Fund was December
31. |
Fund
Name |
October
31, 2021 |
October
31, 2020 |
2-Months
Ended
October
31, 2019 |
August
31, 2019 |
Invesco
Developing Markets Fund** |
$7,041,031 |
$5,763,133 |
$985,173 |
$1,517,342 |
Invesco
Emerging Markets Innovators Fund** |
70,492 |
78,143 |
14,687 |
7,190 |
**Prior
to October 31, 2019, the fiscal year end of the Fund was August
31. |
Fund
Name |
October
31, 2021 |
October
31, 2020 |
5-Months
Ended
October
31, 2019 |
May
31, 2019 |
Invesco
Emerging Markets Local Debt Fund*** |
$21,968 |
$28,799 |
$13,649 |
$322 |
***Prior
to October 31, 2019, the fiscal year end of the Fund was May
31. |
Fund
Name |
October
31, 2021 |
October
31, 2020 |
1-Month
Ended
October
31, 2019 |
September
30, 2019 |
Invesco
Global Strategic Income Fund**** |
$364,988 |
$428,554 |
$40,330 |
$168,022 |
Invesco
International Bond Fund**** |
362,182 |
451,830 |
44,934 |
208,988 |
****Prior
to October 31, 2019, the fiscal year end of the Fund was September
30. |
|
Total
$ Amount
of
Brokerage
Commissions
Paid1
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
|
2021 |
2020 |
2019 |
2021 |
2020 |
2019 |
2021 |
2021 |
Invesco
Balanced-Risk Allocation Fund2
|
$158,108 |
$429,809 |
$1,045,216 |
$0 |
$429,809 |
$0 |
0% |
0% |
Invesco
Balanced-Risk Commodity Strategy Fund |
0 |
0 |
3,650 |
0 |
0 |
0 |
0% |
0% |
Invesco
Discovery Mid Cap Growth Fund3
|
2,400,381 |
1,403,051 |
765,475 |
2,270 |
6,665 |
0 |
0.09% |
0.13% |
Invesco
Emerging Markets Select Equity Fund |
105,302 |
85,644 |
88,429 |
254 |
0 |
0 |
0.24% |
1.10% |
Invesco
EQV Emerging Markets All Cap Fund4
|
1,395,485 |
2,223,374 |
1,411,107 |
3,106 |
0 |
0 |
0.22% |
1.86% |
Invesco
Fundamental Alternatives Fund5
|
10,427 |
1,539,131 |
2,476,987 |
0 |
3,787 |
0 |
0% |
0% |
Invesco
Global Allocation Fund4
|
545,034 |
674,237 |
844,871 |
6,059 |
381 |
0 |
1.11% |
0.47% |
Invesco
Global Infrastructure Fund6
|
77,047 |
67,335 |
14,215 |
0 |
0 |
0 |
0% |
0% |
Invesco
Global Targeted Returns Fund7
|
4,406 |
13,109 |
53,786 |
0 |
0 |
0 |
0% |
0% |
Invesco
Greater China Fund3
|
148,449 |
62,253 |
128,384 |
0 |
0 |
0 |
0% |
0% |
Invesco
Health Care Fund8
|
960,784 |
359,270 |
300,708 |
38,398 |
0 |
3,801 |
4.00% |
8.15% |
Invesco
Macro Allocation Strategy Fund2
|
13,304 |
26,671 |
17,403 |
0 |
0 |
0 |
0% |
0% |
Invesco
Multi-Asset Income Fund5
|
12,485 |
121,495 |
230,544 |
0 |
0 |
0 |
0% |
0% |
Invesco
U.S. Managed Volatility Fund3
|
2,726 |
1,928 |
744 |
160 |
19 |
57 |
5.87% |
1.96% |
Invesco
World Bond Factor Fund9
|
4,465 |
7,984 |
0 |
0 |
0 |
0 |
0% |
0% |
|
|
|
|
|
|
|
|
|
1Disclosure
regarding brokerage commissions is limited to commissions paid on agency
trades and designated as such on the trade confirm.
2The
variation in brokerage commissions paid by Invesco Balanced-Risk
Allocation Fund and Invesco Macro Allocation Strategy Fund is attributable
to a migration
from
equity futures to swaps.
3The
variation in brokerage commissions paid by Invesco Discovery Mid Cap
Growth Fund, Invesco Global Targeted Returns Fund, Invesco Greater China
Fund, and
Invesco
U.S. Managed Volatility Fund is attributable to changing asset
levels.
4The
variation in brokerage commissions paid by Invesco EQV Emerging Markets
All Cap Fund and Invesco Global Allocation Fund is attributable to
portfolio turnover.
5The
variation in brokerage commissions paid by Invesco Fundamental
Alternatives Fund and Invesco Multi-Asset Income Fund is attributable to a
migration to more
liquid
assets.
6The
variation in brokerage commissions paid by Invesco Global Infrastructure
Fund is attributable to changing asset levels.
7The
variation in brokerage commissions paid by Invesco Global Targeted Returns
Fund is attributable to changing asset levels and the use of low touch
execution
capabilities.
8The
variation in brokerage commissions paid by Invesco Health Care Fund is
attributable to a change in portfolio management that led to a
repositioning of the
portfolio.
9The
variation in brokerage commissions paid by Invesco World Bond Factor Fund
is attributable to a repositioning of the portfolio in 2020.
|
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | |||
|
October
31,
2021 |
October
31, 2020 |
11-Month
Period
Ended
October
31,
2019 |
October
31,
2021 |
2021 |
2021 | |
Invesco
Core Bond Fund10,11
|
$72,855 |
$113,113 |
$155,006 |
$0 |
0% |
0% | |
|
| ||||||
10Prior
to October 31, 2019, the fiscal year end of the Fund was December
31.
11The
variation in brokerage commissions paid by Invesco Core Bond Fund is
attributable to portfolio turnover.
| |||||||
|
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | |||
|
October
31, 2021 |
October
31,
2020 |
2-Months
Ended
October
31,
2019 |
August
31,
2019 |
October
31,
2021 |
2021 |
2021 | |
Invesco
Developing Markets Fund12,13
|
$36,120,089 |
$27,189,982 |
$6,244,656 |
$26,315,260 |
$0 |
0% |
0% | |
Invesco
Emerging Markets Innovators Fund14
|
586,067 |
953,698 |
297,890 |
600,623 |
0 |
0% |
0% | |
|
||||||||
12Prior
to October 31, 2019, the fiscal year end of the Fund was August
31.
13The
variation in brokerage commissions paid by Invesco Developing Markets Fund
is attributable to portfolio turnover.
14The
variation in brokerage commissions paid by Invesco Emerging Markets
Innovators Fund is attributable to a decrease in asset levels managed in
the Fund.
|
| |||||||
|
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||
|
October
31, 2021 |
October
31,
2020 |
5-Months
Ended
October
31,
2019 |
May
31,
2019 |
2021 |
2021 |
2021 |
Invesco
Emerging Markets Local Debt Fund15,16
|
$0 |
$180 |
$258 |
$0 |
$0 |
0% |
0% |
15Prior
to October 31, 2019, the fiscal year end of the Fund was May
31.
16The
variation in brokerage commissions paid by Invesco Emerging Markets Local
Debt Fund is attributable to changing asset levels and shareholder
activity. |
| ||||||
|
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | |||
|
October
31, 2021 |
October
31, 2020 |
1-Month
Period
Ended
October
31,
2019†
|
September
30,
2019 |
October
31,
2021 |
2021 |
2021 |
Invesco
Global Strategic Income Fund17,18
|
$330,486 |
$347,482 |
$0 |
$244,426 |
$0 |
0% |
0% |
Invesco
International Bond Fund17,18
|
237,640 |
261,404 |
0 |
132,196 |
0 |
0% |
0% |
†The
brokerage commissions listed were paid for the Fund’s fiscal period
October 1, 2019 to October 31, 2019 and have not been
annualized.
|
| ||||||
17Prior
to October 31, 2019, the fiscal year end of the Fund was September
30.
18The
variation in brokerage commissions paid by Invesco Global Strategic Income
Fund and Invesco International Bond Fund is attributable to changing asset
levels
and
shareholder activity. |
|
Fund |
Transactions |
Related
Brokerage Commissions1
|
Invesco
Balanced-Risk Allocation Fund |
$0 |
$0 |
Invesco
Balanced-Risk Commodity Strategy Fund |
0 |
0 |
Invesco
Core Bond Fund |
0 |
0 |
Invesco
Developing Markets Fund |
30,192,563,108 |
33,315,477 |
Invesco
Discovery Mid Cap Growth Fund |
12,428,702,430 |
2,335,170 |
Invesco
Emerging Markets Innovators Fund |
418,790,932 |
524,478 |
Invesco
Emerging Markets Local Debt Fund |
0 |
0 |
Invesco
Emerging Markets Select Equity Fund |
56,087,450 |
88,351 |
Invesco
EQV Emerging Markets All Cap Fund |
664,961,007 |
1,264,419 |
Invesco
Fundamental Alternatives Fund |
0 |
0 |
Invesco
Global Allocation Fund |
394,434,894 |
310,362 |
Invesco
Global Infrastructure Fund |
62,512,529 |
40,541 |
Invesco
Global Strategic Income Fund |
0 |
0 |
Invesco
Global Targeted Returns Fund |
0 |
0 |
Invesco
Greater China Fund |
44,048,611 |
95,133 |
Invesco
Health Care Fund |
2,434,657,929 |
901,666 |
Invesco
International Bond Fund |
0 |
0 |
Invesco
Macro Allocation Strategy Fund |
0 |
0 |
Invesco
Multi-Asset Income Fund |
0 |
0 |
Invesco
U.S. Managed Volatility Fund |
0 |
0 |
Invesco
World Bond Factor Fund |
0 |
0 |
1
Amount is inclusive of commissions paid to, and brokerage transactions
placed with, certain brokers that provide execution, research
and
other services. |
Fund |
Security |
Market
Value
(as
of October 31, 2021) |
Invesco
Multi-Asset Income Fund |
Bank
of America (Equity) |
$21,243,950 |
|
Goldman
Sachs Group, Inc. (Equity) |
$4,720,121 |
|
Canadian
Imperial Bank of Commerce
(Debt) |
$42,577,146 |
|
Credit
Suisse AG (Debt) |
$36,364,475 |
|
Royal
Bank of Canada (Debt) |
$36,586,613 |
| ||
Invesco
World Bond Factor Fund |
Bank
of America (Debt) |
$274,602 |
|
Goldman
Sachs Group, Inc. (Debt) |
$320,673 |
|
Morgan
Stanley (Debt) |
$144,599 |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $50,000 |
5.50%
|
5.82%
|
5.00%
|
$50,000
but less than $100,000 |
4.50%
|
4.71%
|
4.00%
|
$100,000
but less than $250,000 |
3.50%
|
3.63%
|
3.00%
I |
$250,000
but less than $500,000 |
2.75%
|
2.83%
|
2.25%
|
$500,000
but less than $1,000,000 |
2.00%
|
2.04%
|
1.75% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
4.25% |
4.44% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.25% |
$250,000
but less than $500,000 |
2.50% |
2.56% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
1.00% |
1.01% |
0.75% |
$100,000
but less than $250,000 |
0.75% |
0.76% |
0.50% |
$250,000
but less than $1,000,000 |
0.50% |
0.50% |
0.40% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
2.50% |
2.56% |
2.00% |
$100,000
but less than $250,000 |
1.75% |
1.78% |
1.50% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
3.25% |
3.36% |
3.00% |
$100,000
but less than $250,000 |
2.75% |
2.83% |
2.50% |
$250,000
but less than $500,000 |
1.75% |
1.78% |
1.50% |
$500,000
but less than $1,000,000 |
1.50% |
1.52% |
1.25% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00% |
Fund
Name |
2021 |
2020 |
2019 | |||
|
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Invesco
Balanced-Risk Allocation Fund |
$1,118,592 |
$138,619 |
$847,266 |
$100,103 |
$931,767 |
$108,927 |
Invesco
Balanced-Risk Commodity Strategy Fund |
219,222 |
31,771 |
19,026 |
2,278 |
27,892 |
3,043 |
Invesco
Discovery Mid Cap Growth Fund |
5,543,730 |
749,059 |
3,394,677 |
488,252 |
1,382,175 |
275,913 |
Invesco
Emerging Markets Select Equity Fund |
346,871 |
43,334 |
100,872 |
13,156 |
76,562 |
10,291 |
Invesco
EQV Emerging Markets All Cap Fund |
471,769 |
62,443 |
318,591 |
43,406 |
275,372 |
38,633 |
Invesco
Fundamental Alternatives Fund |
141,196 |
29,082 |
180,506 |
34,047 |
177,150 |
42,123 |
Invesco
Global Allocation Fund |
527,893 |
89,274 |
509,726 |
83,629 |
578,653 |
139,001 |
Invesco
Global Infrastructure Fund |
75,528 |
10,113 |
44,556 |
6,336 |
40,340 |
5,021 |
Invesco
Global Targeted Returns Fund |
1,638 |
232 |
3,895 |
515 |
1,187 |
184 |
Invesco
Greater China Fund |
123,820 |
16,753 |
71,547 |
9,398 |
120,353 |
13,737 |
Invesco
Health Care Fund |
705,924 |
98,627 |
584,406 |
76,351 |
434,772 |
53,675 |
Invesco
Macro Allocation Strategy Fund |
4,709 |
1,054 |
1,515 |
341 |
2,625 |
694 |
Invesco
Multi-Asset Income Fund |
732,907 |
122,683 |
907,709 |
142,937 |
947,295 |
126,007 |
Invesco
U.S. Managed Volatility Fund |
0 |
0 |
0 |
0 |
0 |
0 |
Invesco
World Bond Factor Fund |
20,850 |
3,430 |
21,772 |
4,283 |
9,390 |
1,331 |
Fund
Name |
2021 |
2020 |
2019 |
Invesco
Balanced-Risk Allocation Fund |
$8,042 |
$9,954 |
$25,077 |
Invesco
Balanced-Risk Commodity Strategy Fund |
2,628 |
5,049 |
5,194 |
Invesco
Discovery Mid Cap Growth Fund |
21,310 |
14,437 |
16,920 |
Invesco
Emerging Markets Select Equity Fund |
391 |
1,164 |
2,358 |
Invesco
EQV Emerging Markets All Cap Fund |
4,853 |
6,825 |
5,746 |
Invesco
Fundamental Alternatives Fund |
928 |
517 |
2,783 |
Invesco
Global Allocation Fund |
2,590 |
3,936 |
7,790 |
Invesco
Global Infrastructure Fund |
119 |
50 |
4 |
Invesco
Global Targeted Returns Fund |
69 |
421 |
35 |
Invesco
Greater China Fund |
1,316 |
1,370 |
2,588 |
Invesco
Health Care Fund |
2,736 |
969 |
2,314 |
Invesco
Macro Allocation Strategy Fund |
225 |
11 |
193 |
Invesco
Multi-Asset Income Fund |
24,561 |
37,177 |
19,905 |
Invesco
U.S. Managed Volatility Fund |
0 |
N/A |
N/A |
Invesco
World Bond Factor Fund |
731 |
775 |
639 |
Fund
Name |
Aggregate
Front-End Sales Charges
on
Class A Shares |
Class
A Front-End Sales Charges
Retained
by Distributor* | ||||||
October
31, 2021 |
October
31,
2020 |
10-Months
Period
Ended
October
31,
2019 |
December
31,
2018 |
October
31, 2021 |
October
31,
2020 |
10-Months
Period
Ended
October
31,
2019 |
December
31,
2018 | |
Invesco
Core Bond Fund* |
$833,151 |
$835,924 |
$450,184 |
$387,727 |
$81,148 |
$90,784 |
$77,505 |
$100,883 |
Fund
Name |
Aggregate
Front-End Sales Charges
on
Class A Shares |
Class
A Front-End Sales Charges
Retained
by Distributor* | ||||||
October
31, 2021 |
October
31,
2020 |
2-Months
Ended
October
31,
2019 |
August
31,
2019 |
October
31, 2021 |
October
31,
2020 |
2-Months
Ended
October
31,
2019 |
August
31,
2019 | |
Invesco
Developing Markets Fund*** |
$375,706 |
$413,236 |
$64,196 |
$413,007 |
$73,501 |
$69,041 |
$11,878 |
$87,603 |
Invesco
Emerging Markets Innovators
Fund*** |
$130,250 |
$140,518 |
$24,035 |
$208,277 |
$25,487 |
$28,821 |
$5,771 |
$45,021 |
Fund
Name |
Aggregate
Front-End Sales Charges
on
Class A Shares |
Class
A Front-End Sales Charges
Retained
by Distributor* | ||||||
October
31,
2021 |
October
31,
2020 |
5-Months
Ended
October
31,
2019 |
May
30,
2019 |
October
31, 2021
|
October
31,
2020 |
5-Months
Ended
October
31,
2019 |
May
30,
2019 | |
Invesco
Emerging Markets Local Debt Fund**** |
$35,954 |
$37,073 |
$26,027 |
$124,289 |
$4,897 |
$5,675 |
$3,268 |
$36,311 |
Fund
Name |
Aggregate
Front-End Sales Charges
on
Class A Shares |
Class
A Front-End Sales Charges
Retained
by Distributor* | ||||||
October
31,
2021 |
October
31,
2020 |
1-Month
Ended
October
31,
2019 |
September
30,
2019 |
October
31,
2021 |
October
31,
2020 |
1-Month
Ended
October
31,
2019 |
September
30,
2019 | |
Invesco
Global Strategic Income Fund***** |
$629,714 |
$780,708 |
$81,055 |
$1,132,969 |
$77,318 |
$88,473 |
$81,055 |
$1,132,969 |
Invesco
International Bond
Fund***** |
$186,951 |
$206,138 |
$28,551 |
$287,473 |
$23,523 |
$26,479 |
$28,551 |
$287,743 |
Fund
Name |
Class
A Contingent Deferred Sales Charges
Retained
by Distributor |
Class
C Contingent Deferred Sales Charges
Retained
by Distributor | |||||
October
31, 2021 |
October
31,
2020 |
10-Months
Period
Ended
October
31,
2019 |
December
31,
2018 |
10-Months
Period
Ended
October
31,
2019 |
December
31,
2018 |
| |
Invesco
Core Bond
Fund** |
$14,873 |
$10,550 |
$7,021 |
$5,304 |
$4,079 |
$5,731 |
|
Fund
Name |
Class
A Contingent Deferred
Sales
Charges
Retained
by Distributor |
Class
C Contingent
Deferred
Sales Charges
Retained
by Distributor |
Class
R Contingent
Deferred
Sales Charges
Retained
by Distributor | |||||||
October
31, 2021 |
October
31,
2020 |
2-Months
Ended
October
31,
2019 |
August
31,
2019 |
2-Months
Ended
October
31,
2019 |
August
31,
2019 |
August
31,
2018 |
2-Months
Ended
October
31,
2019 |
August
31,
2019 |
August
31,
2018 | |
Invesco
Developing
Markets
Fund*** |
$2,242 |
$11,560 |
$0 |
$11,759 |
$1,584 |
$8,569 |
$7,832 |
$0 |
$0 |
$0 |
Invesco
Emerging
Markets
Innovators
Fund*** |
$2,199 |
$979 |
$1,852 |
$12,768 |
$239 |
$8,576 |
$4,862 |
$0 |
$0 |
$0 |
Fund
Name |
Class
A Contingent Deferred Sales Charges
Retained
by Distributor |
Class
C Contingent Deferred Sales Charges
Retained
by Distributor | |||||
October
31,
2021 |
October
31,
2020 |
5-Months
Ended
October
31,
2019 |
May
31,
2019 |
5-Months
Ended
October
31,
2019 |
May
31,
2019 |
May
31,
2018 | |
Invesco
Emerging
Markets
Local
Debt
Fund**** |
$294 |
$1,616 |
$0 |
$0 |
$118 |
$4,479 |
$7,876 |
Fund
Name |
Class
A Contingent
Deferred
Sales Charges
Retained
by Distributor |
Class
C Contingent
Deferred
Sales Charges
Retained
by Distributor | |||||
October
31,
2021 |
October
31,
2020 |
1-Month
Ended
October
31,
2019 |
September
30,
2019 |
1-Month
Ended
October
31,
2019 |
September
30,
2019 |
September
30,
2018 | |
Invesco
Global
Strategic
Income
Fund***** |
$3,003 |
$9,226 |
$172 |
$2,803 |
$1,354 |
$16,159 |
$21,640 |
Invesco
International
Bond
Fund***** |
$980 |
$5,062 |
$610 |
$7,996 |
$127 |
$11,172 |
$13,161 |
Fund |
A |
C |
R |
Y |
Investor
Class Shares |
Invesco
Balanced-Risk Allocation Fund |
$2,612,455 |
$2,305,725 |
$80,726 |
N/A |
N/A |
Invesco
Balanced-Risk Commodity Strategy Fund |
90,798 |
111,298 |
10,824 |
N/A |
N/A |
Invesco
Core Bond Fund |
1,919,241 |
804,225 |
405,512 |
N/A |
N/A |
Invesco
Developing Markets Fund |
11,884,293 |
1,166,156 |
2,099,719 |
N/A |
N/A |
Invesco
Discovery Mid Cap Growth Fund |
11,694,209 |
1,907,531 |
782,579 |
N/A |
N/A |
Invesco
Emerging Markets Innovators Fund |
237,072 |
224,564 |
43,954 |
N/A |
N/A |
Invesco
Emerging Markets Local Debt Fund |
96,132 |
96,661 |
10,416 |
N/A |
N/A |
Invesco
Emerging Markets Select Equity Fund |
124,993 |
74,203 |
22,870 |
N/A |
N/A |
Invesco
EQV Emerging Markets All Cap Fund |
1,565,768 |
171,539 |
N/A |
N/A |
N/A |
Invesco
Fundamental Alternatives Fund |
951,451 |
222,842 |
66,088 |
N/A |
N/A |
Invesco
Global Allocation Fund |
2,896,695 |
770,026 |
195,264 |
N/A |
N/A |
Invesco
Global Infrastructure Fund |
39,675 |
25,842 |
20,985 |
N/A |
N/A |
Invesco
Global Strategic Income Fund |
5,220,495 |
1,030,154 |
383,772 |
N/A |
N/A |
Invesco
Global Targeted Returns Fund |
25,230 |
24,815 |
237 |
N/A |
N/A |
Invesco
Greater China Fund |
258,725 |
42,420 |
2,105 |
N/A |
N/A |
Invesco
Health Care Fund |
2,116,334 |
290,192 |
0 |
N/A |
1,756,452 |
Invesco
International Bond Fund |
2,005,685 |
429,245 |
366,455 |
N/A |
N/A |
Invesco
Macro Allocation Strategy Fund |
5,495 |
5,563 |
668 |
N/A |
N/A |
Invesco
Multi-Asset Income Fund |
2,821,356 |
1,740,267 |
261,496 |
N/A |
N/A |
Invesco
U.S. Managed Volatility Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
World Bond Factor Fund |
64,893 |
23,199 |
N/A |
N/A |
N/A |
Fund |
Unreimbursed
Distribution-Related Expenses as of October 31,
2021 |
Invesco
Developing Markets Fund Class A |
$259,610 |
Invesco
Discovery Mid Cap Growth Fund Class C |
$7,598 |
Invesco
Emerging Markets Innovators Fund Class A |
$14,933 |
Invesco
Emerging Markets Local Debt Fund Class A |
$33,134 |
Invesco
Greater China Fund Class C |
$3,471 |
Invesco
International Bond Fund Class A |
$108,873 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Balanced-Risk Allocation Fund |
$0 |
$0 |
$0 |
$0 |
$2,612,455 |
$0 |
$0 |
Invesco
Balanced-Risk Commodity Strategy Fund |
0 |
0 |
0 |
0 |
90,798 |
0 |
0 |
Invesco
Core Bond Fund |
0 |
0 |
0 |
0 |
1,919,241 |
0 |
0 |
Invesco
Developing Markets Fund |
0 |
0 |
0 |
0 |
11,884,293 |
0 |
0 |
Invesco
Discovery Mid Cap Growth Fund |
0 |
0 |
0 |
0 |
11,694,209 |
0 |
0 |
Invesco
Emerging Markets Innovators Fund |
0 |
0 |
0 |
0 |
237,072 |
0 |
0 |
Invesco
Emerging Markets Local Debt Fund |
0 |
0 |
0 |
0 |
96,132 |
0 |
0 |
Invesco
Emerging Markets Select Equity Fund |
0 |
0 |
0 |
0 |
124,993 |
0 |
0 |
Invesco
EQV Emerging Markets All Cap Fund |
0 |
0 |
0 |
0 |
1,565,768 |
0 |
0 |
Invesco
Fundamental Alternatives Fund |
0 |
0 |
0 |
0 |
951,451 |
0 |
0 |
Invesco
Global Allocation Fund |
0 |
0 |
0 |
0 |
2,896,695 |
0 |
0 |
Invesco
Global Infrastructure Fund |
0 |
0 |
0 |
0 |
39,675 |
0 |
0 |
Invesco
Global Strategic Income Fund |
0 |
0 |
0 |
0 |
5,220,495 |
0 |
0 |
Invesco
Global Targeted Returns Fund |
0 |
0 |
0 |
0 |
25,230 |
0 |
0 |
Invesco
Greater China Fund |
0 |
0 |
0 |
0 |
258,725 |
0 |
0 |
Invesco
Health Care Fund |
0 |
0 |
0 |
0 |
2,116,334 |
0 |
0 |
Invesco
International Bond Fund |
0 |
0 |
0 |
0 |
2,005,685 |
0 |
0 |
Invesco
Macro Allocation Strategy Fund |
0 |
0 |
0 |
0 |
5,495 |
0 |
0 |
Invesco
Multi-Asset Income Fund |
0 |
0 |
0 |
0 |
2,821,356 |
0 |
0 |
Invesco
World Bond Factor Fund |
0 |
0 |
0 |
0 |
64,893 |
0 |
0 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Balanced-Risk Allocation Fund |
$1,329 |
$193 |
$401 |
$112,159 |
$2,176,832 |
$14,759 |
$52 |
Invesco
Balanced-Risk Commodity Strategy Fund |
474
|
126 |
128 |
45,518 |
58,992 |
6,034 |
26 |
Invesco
Core Bond Fund |
1,276 |
30 |
0 |
104,049 |
684,964 |
13,906 |
0 |
Invesco
Developing Markets Fund |
1,032 |
217 |
291 |
93,103 |
1,059,174 |
12,304 |
35 |
Invesco
Discovery Mid Cap Growth Fund |
653 |
19 |
0 |
51,411 |
1,848,076 |
7,372 |
0 |
Invesco
Emerging Markets Innovators Fund |
253 |
7 |
0 |
22,685 |
198,569 |
3,050 |
0 |
Invesco
Emerging Markets Local Debt Fund |
84 |
3 |
0 |
7,260 |
88,343 |
971 |
0 |
Invesco
Emerging Markets Select Equity Fund |
100 |
18 |
29 |
8,622 |
64,295 |
1,136 |
3 |
Invesco
EQV Emerging Markets All Cap Fund |
203 |
4 |
0 |
16,509 |
152,615 |
2,208 |
0 |
Invesco
Fundamental Alternatives Fund |
276 |
7 |
0 |
23,040 |
196,438 |
3,081 |
0 |
Invesco
Global Allocation Fund |
707 |
20 |
0 |
59,645 |
701,670 |
7,984 |
0 |
Invesco
Global Infrastructure Fund |
42 |
2 |
10 |
3,454 |
21,873 |
459 |
2 |
Invesco
Global Strategic Income Fund |
1,029 |
27 |
0 |
84,879 |
932,866 |
11,353 |
0 |
Invesco
Global Targeted Returns Fund |
2 |
0 |
1 |
156 |
24,636 |
20 |
0 |
Invesco
Greater China Fund |
0 |
0 |
0 |
0 |
42,420 |
0 |
0 |
Invesco
Health Care Fund |
320 |
53 |
91 |
27,729 |
258,332 |
3,655 |
12 |
Invesco
International Bond Fund |
375 |
9 |
0 |
31,143 |
393,550 |
4,168 |
0 |
Invesco
Macro Allocation Strategy Fund |
2 |
0 |
0 |
319 |
5,198 |
44 |
0 |
Invesco
Multi-Asset Income Fund |
1,575 |
248 |
469 |
133,346 |
1,587,024 |
17,543 |
62 |
Invesco
World Bond Factor Fund |
39 |
1 |
9 |
3,096 |
19,644 |
409 |
1 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Balanced-Risk Allocation Fund |
$28 |
$5 |
$8 |
$786 |
$79,588 |
$310 |
$1 |
Invesco
Balanced-Risk Commodity Strategy Fund |
5 |
1 |
1 |
127 |
10,640 |
50 |
0 |
Invesco
Core Bond Fund |
489 |
75 |
143 |
13,637 |
385,773 |
5,375 |
20 |
Invesco
Developing Markets Fund |
1,189 |
206 |
345 |
34,358 |
2,050,000 |
13,569 |
52 |
Invesco
Discovery Mid Cap Growth Fund |
414 |
70 |
120 |
11,801 |
765,498 |
4,658 |
18 |
Invesco
Emerging Markets Innovators Fund |
40 |
5 |
11 |
1,117 |
42,337 |
443 |
1 |
Invesco
Emerging Markets Local Debt Fund |
16 |
2 |
4 |
414 |
9,818 |
162 |
0 |
Invesco
Emerging Markets Select Equity Fund |
20 |
4 |
5 |
582 |
22,029 |
229 |
1 |
Invesco
Fundamental Alternatives Fund |
164 |
29 |
52 |
4,663 |
59,336 |
1,838 |
6 |
Invesco
Global Allocation Fund |
545 |
91 |
154 |
15,500 |
172,834 |
6,120 |
20 |
Invesco
Global Infrastructure Fund |
2 |
0 |
0 |
48 |
20,916 |
19 |
0 |
Invesco
Global Strategic Income Fund |
853 |
135 |
248 |
24,301 |
348,595 |
9,601 |
39 |
Invesco
Global Targeted Returns Fund |
0 |
0 |
0 |
26 |
199 |
12 |
0 |
Invesco
Greater China Fund |
2,105 |
0 |
0 |
0 |
0 |
0 |
0 |
Invesco
International Bond Fund |
342 |
56 |
100 |
9,854 |
352,192 |
3,896 |
15 |
Invesco
Macro Allocation Strategy Fund |
0 |
0 |
0 |
22 |
636 |
10 |
0 |
Invesco
Multi-Asset Income Fund |
160 |
18 |
50 |
4,308 |
255,257 |
1,697 |
6 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Health Care Fund |
$42,124 |
$7,402 |
$12,242 |
$0 |
$1,214,711 |
$478,096 |
$1,877 |