Fund |
A |
C |
R |
Y |
R5 |
R6 |
Investor |
Prospectus
Date |
Invesco
American Value Fund |
MSAVX |
MSVCX |
MSARX |
MSAIX |
MSAJX |
MSAFX |
N/A |
August
26, 2022 |
Invesco
Comstock Fund |
ACSTX |
ACSYX |
ACSRX |
ACSDX |
ACSHX |
ICSFX |
N/A |
August
26, 2022 |
Invesco
Comstock Select Fund |
CGRWX |
CGRCX |
CGRNX |
CGRYX |
IOVVX |
OGRIX |
N/A |
August
26, 2022 |
Invesco
Dividend Income Fund |
IAUTX |
IUTCX |
IRTCX |
IAUYX |
FSIUX |
IFUTX |
FSTUX |
August
26, 2022 |
Invesco
Energy Fund |
IENAX |
IEFCX |
N/A |
IENYX |
IENIX |
IENSX |
FSTEX |
August
26, 2022 |
Invesco
Gold & Special Minerals Fund |
OPGSX |
OGMCX |
OGMNX |
OGMYX |
IOGYX |
OGMIX |
N/A |
August
26, 2022 |
Invesco
Small Cap Value Fund |
VSCAX |
VSMCX |
VSRAX |
VSMIX |
N/A |
SMVSX |
N/A |
August
26, 2022 |
Invesco
Technology Fund |
ITYAX |
ITHCX |
N/A |
ITYYX |
FTPIX |
FTPSX |
FTCHX |
August
26, 2022 |
Invesco
Value Opportunities Fund |
VVOAX |
VVOCX |
VVORX |
VVOIX |
VVONX |
VVOSX |
N/A |
August
26, 2022 |
|
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102 | |
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123 | |
A-1 | |
B-1 | |
C-1 | |
D-1 | |
E-1 | |
F-1 | |
G-1 | |
H-1 | |
I-1 | |
J-1 | |
K-1 | |
L-1 | |
M-1 | |
N-1 | |
O-1 |
Fund
Name |
Fund
History |
Invesco
American Value Fund |
Prior
to September 24, 2012, Invesco American Value Fund was known as Invesco
Van
Kampen
American Value Fund.
On
June 1, 2010, Invesco Van Kampen American Value Fund assumed the assets
and liabilities
of
Van Kampen American Value Fund. |
Invesco
Comstock Fund |
Prior
to September 24, 2012, Invesco Comstock Fund was known as Invesco Van
Kampen
Comstock
Fund.
On
June 1, 2010, Invesco Van Kampen Comstock Fund assumed the assets and
liabilities of
Van
Kampen Comstock Fund. |
Invesco
Comstock Select Fund* |
Prior
to February 28, 2020, Invesco Comstock Select Fund was known as Invesco
Oppenheimer
Value Fund.
On
May 24, 2019, Invesco Comstock Select Fund assumed the assets and
liabilities of its
predecessor
fund Oppenheimer Value Fund. |
Invesco
Dividend Income Fund |
Prior
to February 6, 2013, Invesco Dividend Income Fund was known as Invesco
Utilities Fund.
Prior
to April 30, 2010, Invesco Utilities Fund was known as AIM Utilities
Fund. |
Invesco
Energy Fund |
Prior
to April 30, 2010, Invesco Energy Fund was known as AIM Energy
Fund. |
Invesco
Gold & Special Minerals
Fund* |
Prior
to September 30, 2020, Invesco Gold & Special Minerals Fund was known
as Invesco
Oppenheimer
Gold & Special Minerals Fund.
On
May 24, 2019, Invesco Oppenheimer Gold & Special Minerals Fund assumed
the assets
and
liabilities of its predecessor fund Oppenheimer Gold & Special
Minerals Fund. |
Invesco
Small Cap Value Fund |
Prior
to September 24, 2012, Invesco Small Cap Value Fund was known as Van
Kampen Small
Cap
Value Fund.
On
June 1, 2010, Invesco Van Kampen Small Cap Value Fund assumed the assets
and
liabilities
of Van Kampen Small Cap Value Fund. |
Invesco
Technology Fund |
Prior
to April 30, 2010, Invesco Technology Fund was known as AIM Technology
Fund. |
Invesco
Value Opportunities Fund |
Prior
to September 24, 2012, Invesco Value Opportunities Fund was known as
Invesco Van
Kampen
Value Opportunities Fund.
On
June 1, 2010, Invesco Van Kampen Value Opportunities Fund assumed the
assets and
liabilities
of Van Kampen Value Opportunities Fund.
|
Fund |
2022 |
2021 |
Invesco
American Value Fund* |
117% |
58% |
Invesco
Dividend Income Fund* |
38 |
4 |
Invesco
Energy Fund** |
18 |
68 |
Invesco
Technology Fund*** |
95 |
59 |
Information |
Approximate
Date of Website Posting |
Information
Remains Posted
on
Website |
Select
portfolio holdings information,
such
as top ten holdings as of the
month-end |
15
calendar days after month-end |
Until
replaced with the
following
month’s top ten
holdings |
|
|
|
Select
portfolio holdings information
(e.g.,
buys/sells,
contributors/detractors
and/or
relevant
to market environment) |
15
calendar days after month-end |
Until
replaced with the
following
month’s select
portfolio
holdings
information |
|
|
|
Complete
portfolio holdings
information
as of calendar month-
end |
30
calendar days after month-end |
For twelve
months from
the date of
posting |
|
|
|
Information |
Approximate
Date of Website Posting |
Information
Remains Posted
on
Website |
Complete
portfolio holdings
information
as of fiscal quarter-end |
60-70
calendar days after fiscal quarter-end |
For twelve
months from
the date of
posting |
|
|
|
Information |
Approximate
Date of Website Posting |
Information
Remains Posted
on
Website |
Select
portfolio holdings information,
such
as top ten holdings as of the
month-end |
15
calendar days after month-end |
Until
replaced with the
following
month’s top ten
holdings |
|
|
|
Select
portfolio holdings information
(e.g.,
buys/sells,
contributors/detractors
and/or
relevant
to market environment) |
15
calendar days after month-end |
Until
replaced with the
following
quarter’s select
portfolio
holdings
information |
|
|
|
Complete
portfolio holdings
information
as of calendar quarter-
end |
30
calendar days after calendar quarter-end |
For twelve
months from
the date of
posting |
|
|
|
Complete
portfolio holdings
information
as of fiscal quarter-end |
60-70
calendar days after fiscal quarter-end |
For twelve
months from
the date of
posting |
|
|
|
Fund
Name |
Adviser/Sub-Adviser |
Invesco
American Value Fund |
Invesco
Advisers, Inc. |
Invesco
Comstock Fund |
Invesco
Advisers, Inc. |
Invesco
Comstock Select Fund |
Invesco
Advisers, Inc. |
Invesco
Dividend Income Fund |
Invesco
Advisers, Inc. |
Invesco
Energy Fund |
Invesco
Advisers, Inc. |
Invesco
Gold & Special Minerals
Fund |
Invesco
Advisers, Inc. |
Invesco
Small Cap Value Fund |
Invesco
Advisers, Inc. |
Invesco
Technology Fund |
Invesco
Advisers, Inc. |
Invesco
Value Opportunities Fund |
Invesco
Advisers, Inc. |
Fund
Name |
Net
Assets Per Advisory Agreement |
Annual
Rate |
Invesco
American Value Fund |
First
$500 million |
0.72% |
|
Next
$500 million |
0.715% |
|
Next
$1 billion |
0.585% |
|
Next
$4 billion |
0.5625% |
|
Over
$6 billion |
0.5425% |
|
|
|
Invesco
Comstock Fund |
First
$1 billion |
0.50% |
|
Next
$1 billion |
0.45% |
|
Next
$1 billion |
0.40% |
|
Over
$3 billion |
0.35% |
Fund
Name |
Net
Assets Per Advisory Agreement |
Annual
Rate |
|
|
|
Invesco
Comstock Select Fund* |
First
$300 million |
0.625% |
|
Next
$100 million |
0.50% |
|
Next
$4.6 billion |
0.45% |
|
Over
$5 billion |
0.43% |
|
|
|
Invesco
Dividend Income Fund |
First
$500 million |
0.6325% |
|
Next
$500 million |
0.6125% |
|
Next
$600 million |
0.60% |
|
Next
$400 million |
0.5325% |
|
Next
$2 billion |
0.45% |
|
Next
$2 billion |
0.40% |
|
Next
$2 billion |
0.375% |
|
Over
$8 billion |
0.35% |
|
|
|
Invesco
Energy Fund |
First
$350 million |
0.75% |
|
Next
$350 million |
0.65% |
|
Next
$1.3 billion |
0.55% |
|
Next
$2 billion |
0.45% |
|
Next
$2 billion |
0.40% |
|
Next
$2 billion |
0.375% |
|
Over
$8 billion |
0.35% |
|
|
|
Invesco
Gold & Special Minerals
Fund* |
First
$200 million |
0.75% |
|
Next
$150 million |
0.72% |
|
Next
$350 million |
0.68% |
|
Next
$1.3 billion |
0.56% |
|
Next
$2 billion |
0.46% |
|
Next
$2 billion |
0.41% |
|
Next
$2 billion |
0.385% |
|
Over
$8 billion |
0.36% |
|
|
|
Invesco
Small Cap Value Fund |
First
$500 million |
0.67% |
|
Next
$500 million |
0.645% |
|
Over
$1 billion |
0.62% |
|
|
|
Invesco
Technology Fund |
First
$500 million |
0.67% |
|
Next
$500 million |
0.64% |
|
Next
$1 billion |
0.52% |
|
Next
$2 billion |
0.45% |
|
Next
$2 billion |
0.40% |
|
Next
$2 billion |
0.375% |
|
Over
$8 billion |
0.35% |
|
|
|
Invesco
Value Opportunities Fund |
First
$250 million |
0.695% |
|
Next
$250 million |
0.67% |
|
Next
$500 million |
0.645% |
|
Next
$1.5 billion |
0.62% |
|
Next
$2.5 billion |
0.595% |
|
Next
$2.5 billion |
0.57% |
|
Next
$2.5 billion |
0.545% |
Fund
Name |
Net
Assets Per Advisory Agreement |
Annual
Rate |
|
Over
$10 billion |
0.52% |
Fund |
Annual
Rate/Net Assets Per Expense Limitation
Agreement |
Expiration
Date |
Invesco
American Value Fund |
|
|
Class
A Shares |
2.00% |
June 30,
2023 |
Class
C Shares |
2.75% |
June 30,
2023 |
Class
R Shares |
2.25% |
June 30,
2023 |
Class
R5 Shares |
1.75% |
June 30,
2023 |
Class
R6 Shares |
1.75% |
June 30,
2023 |
Class
Y Shares |
1.75% |
June 30,
2023 |
|
|
|
Invesco
Comstock Fund |
|
|
Class
A Shares |
2.00% |
June 30,
2023 |
Class
C Shares |
2.75% |
June 30,
2023 |
Class
R Shares |
2.25% |
June 30,
2023 |
Class
R5 Shares |
1.75% |
June 30,
2023 |
Class
R6 Shares |
1.75% |
June 30,
2023 |
Class
Y Shares |
1.75% |
June 30,
2023 |
|
|
|
Invesco
Comstock Select Fund |
|
|
Class
A Shares |
0.96% |
August 31,
2022 |
Class
C Shares |
1.71% |
August 31,
2022 |
Class
R Shares |
1.21% |
August 31,
2022 |
Class
R5 Shares |
0.71% |
August 31,
2022 |
Class
R6 Shares |
0.71% |
August 31,
2022 |
Class
Y Shares |
0.71% |
August 31,
2022 |
|
|
|
Fund |
Annual
Rate/Net Assets Per Expense Limitation
Agreement |
Expiration
Date |
Invesco
Comstock Select Fund |
|
|
Class
A Shares |
2.00% |
June 30,
2023 |
Class
C Shares |
2.75% |
June 30,
2023 |
Class
R Shares |
2.25% |
June 30,
2023 |
Class
R5 Shares |
1.75% |
June 30,
2023 |
Class
R6 Shares |
1.75% |
June 30,
2023 |
Class
Y Shares |
1.75% |
June 30,
2023 |
|
|
|
Invesco
Dividend Income Fund |
|
|
Class
A Shares |
2.00% |
June 30,
2023 |
Class
C Shares |
2.75% |
June 30,
2023 |
Class
R Shares |
2.25% |
June 30,
2023 |
Class
R5 Shares |
1.75% |
June 30,
2023 |
Class
R6 Shares |
1.75% |
June 30,
2023 |
Class
Y Shares |
1.75% |
June 30,
2023 |
Investor
Class Shares |
2.00% |
June 30,
2023 |
|
|
|
Invesco
Energy Fund |
|
|
Class
A Shares |
2.00% |
June 30,
2023 |
Class
C Shares |
2.75% |
June 30,
2023 |
Class
R5 Shares |
1.75% |
June 30,
2023 |
Class
R6 Shares |
1.75% |
June 30,
2023 |
Class
Y Shares |
1.75% |
June 30,
2023 |
Investor
Class Shares |
2.00% |
June 30,
2023 |
|
|
|
Invesco
Gold & Special Minerals
Fund |
|
|
Class
A Shares |
2.00% |
June 30,
2023 |
Class
C Shares |
2.75% |
June 30,
2023 |
Class
R Shares |
2.25% |
June 30,
2023 |
Class
R5 Shares |
1.75% |
June 30,
2023 |
Class
R6 Shares |
1.75% |
June 30,
2023 |
Class
Y Shares |
1.75% |
June 30,
2023 |
|
|
|
Invesco
Small Cap Value Fund |
|
|
Class
A Shares |
2.00% |
June 30,
2023 |
Class
C Shares |
2.75% |
June 30,
2023 |
Class
R Shares |
2.25% |
June 30,
2023 |
Class
R6 Shares |
1.75% |
June 30,
2023 |
Class
Y Shares |
1.75% |
June 30,
2023 |
|
|
|
Invesco
Technology Fund |
|
|
Class
A Shares |
2.00% |
June 30,
2023 |
Class
C Shares |
2.75% |
June 30,
2023 |
Class
R5 Shares |
1.75% |
June 30,
2023 |
Class
R6 Shares |
1.75% |
June 30,
2023 |
Class
Y Shares |
1.75% |
June 30,
2023 |
Investor
Class Shares |
2.00% |
June 30,
2023 |
|
|
|
Invesco
Value Opportunities Fund |
|
|
Class
A Shares |
2.00% |
June 30,
2023 |
Class
C Shares |
2.75% |
June 30,
2023 |
Class
R Shares |
2.25% |
June 30,
2023 |
Fund |
Annual
Rate/Net Assets Per Expense Limitation
Agreement |
Expiration
Date |
Class
R5 Shares |
1.75% |
June 30,
2023 |
Class
R6 Shares |
1.75% |
June 30,
2023 |
Class
Y Shares |
1.75% |
June 30,
2023 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
American
Value
Fund |
$94,372.48 |
$10,278.38 |
$34,929.00 |
$0.00 |
$0.00 |
$(43,363.69) |
$0.00 |
$1,843.69 |
$92,528.79 |
Invesco
Comstock
Fund |
$80,571.75 |
$8,064.03 |
$33,846.00 |
$0.00 |
$0.00 |
$(33,933.68) |
$0.00 |
$7,976.35 |
$72,595.40 |
Invesco
Comstock
Select
Fund |
$249.29 |
$133.79 |
$125.00 |
$0.00 |
$0.00 |
$(1213.63) |
$0.00 |
$(954.84) |
$1,204.13 |
Invesco
Dividend
Income
Fund |
$58,254.63 |
$6,959.25 |
$24,451.00 |
$0.00 |
$0.00 |
$(35,800.55) |
$0.00 |
$(4,390.30) |
$62,644.93 |
Invesco
Energy Fund |
$17,139.06 |
$1,525.82 |
$4,666.00 |
$0.00 |
$0.00 |
$(2,786.81) |
$0.00 |
$3,405.01 |
$13,734.05 |
Invesco
Gold & Special
Minerals
Fund |
$608.75 |
$4,329.01 |
- |
$0.00 |
$0.00 |
$(42,682.48) |
$0.00 |
$(38,353.47) |
$38,962.22 |
Invesco
Small Cap
Value
Fund |
$143,262.98 |
$37,426.08 |
$54,645.00 |
$0.00 |
$0.00 |
$(285,682.10) |
$0.00 |
$(193,611.02) |
$336,874.00 |
Invesco
Technology
Fund |
$61,458.01 |
$25,540.07 |
$25,133.00 |
$0.00 |
$0.00 |
$(219,096.98) |
$0.00 |
$(168,423.91) |
$229,881.92 |
Invesco
Value
Opportunities
Fund |
$16,777.59 |
$950.13 |
$5,900.00 |
$0.00 |
$0.00 |
$1,368.57 |
$0.00 |
$8,218.70 |
$8,558.89 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split*
|
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
American
Value
Fund |
$19,321.47 |
$250.87 |
$0.00 |
$1,007.61 |
$0.00 |
$6,737.42 |
$0.00 |
$7,995.90 |
$11,325.57 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Comstock
Fund |
$37,256.68 |
$1,258.59 |
$0.00 |
$5,036.35 |
$0.00 |
$(28,117.25) |
$0.00 |
$(21,822.31) |
$59,078.99 |
Invesco
Comstock
Select
Fund |
$248.78 |
$1.63 |
$0.00 |
$6.77 |
$0.00 |
$164.90 |
$0.00 |
$173.30 |
$75.48 |
Invesco
Dividend
Income
Fund |
$10,660.48 |
$167.42 |
$0.00 |
$671.20 |
$0.00 |
$2,274.54 |
$0.00 |
$3,113.16 |
$7,547.32 |
Invesco
Energy Fund |
$6,526.45 |
$52.37 |
$0.00 |
$209.85 |
$0.00 |
$3,904.28 |
$0.00 |
$4,166.50 |
$2,359.95 |
Invesco
Gold & Special
Minerals
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Small Cap
Value
Fund |
$39,815.27 |
$2,221.74 |
$0.00 |
$8,894.01 |
$0.00 |
$(79,476.72) |
$0.00 |
$(68,360.97) |
$108,176.24 |
Invesco
Technology
Fund |
$9,269.35 |
$3,009.85 |
$0.00 |
$12,042.07 |
$0.00 |
$(141,656.24) |
$0.00 |
$(126,604.32) |
$135,873.67 |
Invesco
Value
Opportunities
Fund |
$7,119.28 |
$59.64 |
$0.00 |
$239.61 |
$0.00 |
$4,126.72 |
$0.00 |
$4,425.97 |
$2,693.31 |
Fund |
Class
A |
Class
C |
Class
R |
Investor
Class |
Invesco
Comstock Select Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Dividend Income Fund |
See
below |
1.00% |
0.50% |
0.25% |
Invesco
Energy Fund |
0.25% |
1.00% |
N/A |
0.25% |
Invesco
Gold & Special Minerals Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Small Cap Value Fund |
See
below |
See
below |
0.50% |
N/A |
Invesco
Value Opportunities Fund |
See
below |
See
below |
0.50% |
N/A |
|
|
|
|
|
Fund |
Class
A |
Class
C |
Class
R |
Investor
Class |
Invesco
American Value Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Comstock Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Dividend Income Fund |
0.25% |
See
above |
See
above |
See
above |
Invesco
Small Cap Value Fund |
0.25% |
1.00% |
See
above |
N/A |
Invesco
Technology Fund |
0.25% |
1.00% |
N/A |
0.25% |
Invesco
Value Opportunities Fund |
0.25% |
1.00% |
See
above |
N/A |
Fund |
Class
A |
Class
C |
Class
R |
Investor
Class |
Invesco
Comstock Select Fund |
0.25% |
See
above |
See
above |
See
above |
Invesco
Gold & Special Minerals Fund |
0.25% |
See
above |
See
above |
See
above |
Service
Provider |
Disclosure
Category |
ABN
AMRO Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
Absolute
Color |
Financial
Printer |
Anglemyer
& Co. |
Analyst
(for certain Invesco Funds) |
AXA |
Other |
Ballard
Spahr Andrews & Ingersoll,
LLP |
Special
Insurance Counsel |
Barclays
Capital, Inc. |
Broker
(for certain Invesco Funds) |
Blaylock
Robert Van LLC |
Broker
(for certain Invesco Funds) |
BB&T
Capital Markets |
Broker
(for certain Invesco Funds) |
Bear
Stearns Pricing Direct, Inc. |
Pricing
Vendor (for certain Invesco Funds) |
BLNS
Securities Ltd. |
Broker
(for certain Invesco Funds) |
BOSC,
Inc. |
Broker
(for certain Invesco Funds) |
Brown
Brothers Harriman & Co. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Cabrera
Capital Markets |
Broker
(for certain Invesco Funds) |
Charles
River Systems, Inc. |
System
Provider |
Chas.
P. Young Co. |
Financial
Printer |
Cirrus
Research, LLC |
Trading
System |
Citibank,
N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Citigroup
Global Markets, Inc. |
Broker
(for certain Invesco Funds) |
Commerce
Capital Markets |
Broker
(for certain Invesco Funds) |
Crane
Data, LLC |
Analyst
(for certain Invesco Funds) |
Credit
Suisse International / Credit
Suisse
Securities (Europe) Ltd. |
Service
Provider |
Crews
& Associates |
Broker
(for certain Invesco Funds) |
D.A.
Davidson & Co. |
Broker
(for certain Invesco Funds) |
Dechert
LLP |
Legal
Counsel |
DEPFA
First Albany |
Broker
(for certain Invesco Funds) |
Deutsche
Bank Trust Company
Americas |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
E.K.
Riley Investments LLC |
Broker
(for certain Invesco Funds) |
Empirical
Research Partners |
Analyst
(for certain Invesco Funds) |
Finacorp
Securities |
Broker
(for certain Invesco Funds) |
First
Miami Securities |
Broker
(for certain Invesco Funds) |
First
Southwest Co. |
Broker
(for certain Invesco Funds) |
First
Tryon Securities |
Broker
(for certain Invesco Funds) |
Fitch,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
FT
Interactive Data Corporation |
Pricing
Vendor |
FTN
Financial Group |
Broker
(for certain Invesco Funds) |
GainsKeeper |
Software
Provider (for certain Invesco Funds) |
GCom2
Solutions |
Software
Provider (for certain Invesco Funds) |
George
K. Baum & Company |
Broker
(for certain Invesco Funds) |
Glass,
Lewis & Co. |
System
Provider (for certain Invesco Funds) |
Global
Trading Analytics, LLC |
Software
Provider |
Global
Trend Alert |
Analyst
(for certain Invesco Funds) |
Hattier,
Sanford & Reynoir |
Broker
(for certain Invesco Funds) |
Hutchinson,
Shockey, Erley & Co. |
Broker
(for certain Invesco Funds) |
ICI
(Investment Company Institute) |
Analyst
(for certain Invesco Funds) |
ICRA
Online Ltd. |
Rating
& Ranking Agency (for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
Lincoln
Investment Advisors
Corporation |
Other |
iMoneyNet,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Initram
Data, Inc. |
Pricing
Vendor |
Institutional
Shareholder Services,
Inc. |
Proxy
Voting Service (for certain Invesco Funds) |
Invesco
Investment Services, Inc. |
Transfer
Agent |
Invesco
Senior Secured
Management,
Inc. |
System
Provider (for certain Invesco Funds) |
Investment
Company Institute |
Analyst
(for certain Invesco Funds) |
Investortools,
Inc. |
Broker
(for certain Invesco Funds) |
ITG,
Inc. |
Pricing
Vendor (for certain Invesco Funds) |
J.P.
Morgan Chase Bank |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
J.P.
Morgan Securities, Inc. |
Analyst
(for certain Invesco Funds) |
J.P.
Morgan Securities Inc.\Citigroup
Global
Markets Inc.\JPMorgan
Chase
Bank, N.A. |
Lender
(for certain Invesco Funds) |
J.P.
Morgan Securities |
Broker
(for certain Invesco Funds) |
Janney
Montgomery Scott LLC |
Broker
(for certain Invesco Funds) |
John
Hancock Investment
Management
Services, LLC |
Sub-advisor
(for certain sub-advised accounts) |
Jorden
Burt LLP |
Special
Insurance Counsel |
KeyBanc
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Kramer
Levin Naftalis & Frankel LLP |
Legal
Counsel |
Lebenthal
& Co. LLC |
Broker
(for certain Invesco Funds) |
Lipper,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Loan
Pricing Corporation |
Pricing
Service (for certain Invesco Funds) |
Loop
Capital Markets |
Broker
(for certain Invesco Funds) |
M.R.
Beal |
Broker
(for certain Invesco Funds) |
MarkIt
Group Limited |
Pricing
Vendor (for certain Invesco Funds) |
Merrill
Communications LLC |
Financial
Printer |
Mesirow
Financial, Inc. |
Broker
(for certain Invesco Funds) |
Middle
Office Solutions |
Software
Provider |
Moody's
Investors Service |
Rating
& Ranking Agency (for certain Invesco Funds) |
Morgan
Keegan & Company, Inc. |
Broker
(for certain Invesco Funds) |
Morrison
Foerster LLP |
Legal
Counsel |
MS
Securities Services, Inc. and
Morgan
Stanley & Co. Incorporated |
Securities
Lender (for certain Invesco Funds) |
Muzea
Insider Consulting Services,
LLC |
Analyst
(for certain Invesco Funds) |
Ness
USA Inc. |
System
provider |
Noah
Financial, LLC |
Analyst
(for certain Invesco Funds) |
Omgeo
LLC |
Trading
System |
Piper
Jaffray |
Analyst
(for certain Invesco Funds) |
Prager,
Sealy & Co. |
Broker
(for certain Invesco Funds) |
PricewaterhouseCoopers
LLP |
Independent
Registered Public Accounting Firm (for all Invesco
Funds) |
Protective
Securities |
Broker
(for certain Invesco Funds) |
Ramirez
& Co., Inc. |
Broker
(for certain Invesco Funds) |
Raymond
James & Associates, Inc. |
Broker
(for certain Invesco Funds) |
RBC
Capital Markets |
Analyst
(for certain Invesco Funds) |
RBC
Dain Rauscher Incorporated |
Broker
(for certain Invesco Funds) |
Reuters
America LLC |
Pricing
Service (for certain Invesco Funds) |
Rice
Financial Products |
Broker
(for certain Invesco Funds) |
Robert
W. Baird & Co. Incorporated |
Broker
(for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
RR
Donnelley Financial |
Financial
Printer |
Ryan
Beck & Co. |
Broker
(for certain Invesco Funds) |
SAMCO
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Seattle-Northwest
Securities
Corporation |
Broker
(for certain Invesco Funds) |
Siebert
Brandford Shank & Co.,
L.L.C. |
Broker
(for certain Invesco Funds) |
Simon
Printing Company |
Financial
Printer |
Southwest
Precision Printers, Inc. |
Financial
Printer |
Southwest
Securities |
Broker
(for certain Invesco Funds) |
Standard
and Poor's/Standard and
Poor's
Securities Evaluations, Inc. |
Pricing
Service and Rating and Ranking Agency (each, respectively, for certain
Invesco Funds) |
StarCompliance,
Inc. |
System
Provider |
State
Street Bank and Trust
Company |
Custodian,
Lender, Securities Lender, and System Provider (each, respectively, for
certain
Invesco
Funds) |
Sterne,
Agee & Leach, Inc. |
Broker
(for certain Invesco Funds) |
Stifel,
Nicolaus & Company,
Incorporated |
Broker
(for certain Invesco Funds) |
Stradley
Ronon Stevens & Young,
LLP |
Legal
Counsel |
The
Bank of New York |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
The
MacGregor Group, Inc. |
Software
Provider |
The
Savader Group LLC |
Broker
(for certain Invesco Funds) |
Thomson
Information Services
Incorporated |
Software
Provider |
TradingHub
Group Ltd. |
Analyst
(for certain Invesco Funds) |
UBS
Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
UMB
Bank, N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
VCI
Group Inc. |
Financial
Printer |
Vining
Sparks IBG |
Broker
(for Certain Invesco Funds) |
W.H
Mell Associates, Inc. |
Broker
(for certain Invesco Funds) |
Wachovia
National Bank, N.A. |
Broker
(for certain Invesco Funds) |
Western
Lithograph |
Financial
Printer |
Wiley
Bros. Aintree Capital L.L.C. |
Broker
(for certain Invesco Funds) |
William
Blair & Co. |
Broker
(for certain Invesco Funds) |
XSP,
LLC\Solutions Plus, Inc. |
Software
Provider |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Martin
L. Flanagan1
- 1960 |
Trustee
and
Vice
Chair |
2007 |
Executive
Director, Chief
Executive
Officer and
President,
Invesco Ltd.
(ultimate
parent of Invesco
and
a global investment
management
firm);
Trustee
and Vice Chair,
The
Invesco Funds; Vice
Chair,
Investment
Company
Institute; and
Member
of Executive
Board,
SMU Cox School
of
Business
Formerly:
Advisor to the
Board,
Invesco Advisers,
Inc.
(formerly known as
Invesco
Institutional
(N.A.),
Inc.); Chairman
and
Chief Executive
Officer,
Invesco Advisers,
Inc.
(registered investment
adviser);
Director,
Chairman,
Chief Executive
Officer
and President,
Invesco
Holding Company
(US),
Inc. (formerly IVZ
Inc.)
(holding company),
Invesco
Group Services,
Inc.
(service provider) and
Invesco
North American
Holdings,
Inc. (holding
company);
Director, Chief
Executive
Officer and
President,
Invesco Holding
Company
Limited (parent
of
Invesco and a global
investment
management
firm);
Director, Invesco
Ltd.;
Chairman,
Investment
Company
Institute
and President,
Co-Chief
Executive
Officer,
Co-President,
Chief
Operating Officer |
190 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
and
Chief Financial
Officer,
Franklin
Resources,
Inc. (global
investment
management
organization) |
|
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Christopher
L. Wilson –
1957 |
Trustee
and
Chair |
2017 |
Retired
Formerly:
Director, TD
Asset
Management USA
Inc.
(mutual fund complex)
(22
portfolios); Managing
Partner,
CT2, LLC
(investing
and consulting
firm);
President/Chief
Executive
Officer,
Columbia
Funds, Bank of
America
Corporation;
President/Chief
Executive
Officer,
CDC IXIS Asset
Management
Services,
Inc.;
Principal & Director
of
Operations, Scudder
Funds,
Scudder, Stevens
&
Clark, Inc.; Assistant
Vice
President, Fidelity
Investments |
190 |
Formerly:
enaible, Inc.
(artificial
intelligence
technology);
Director,
ISO
New England, Inc.
(non-profit
organization
managing
regional
electricity
market) |
Beth
Ann Brown – 1968 |
Trustee |
2019 |
Independent
Consultant
Formerly:
Head of
Intermediary
Distribution,
Managing
Director,
Strategic
Relations,
Managing
Director, Head
of
National Accounts,
Senior
Vice President,
National
Account Manager
and
Senior Vice President,
Key
Account Manager,
Columbia
Management
Investment
Advisers LLC;
Vice
President, Key
Account
Manager, Liberty
Funds
Distributor, Inc.;
and
Trustee of certain
Oppenheimer
Funds |
190 |
Director,
Board of
Directors
of Caron
Engineering
Inc.;
Advisor,
Board of
Advisors
of Caron
Engineering
Inc.;
President
and Director,
Acton
Shapleigh Youth
Conservation
Corps
(non-profit);
formerly
President and
Director
of
Grahamtastic
Connection
(non-profit) |
Cynthia
Hostetler —1962 |
Trustee |
2017 |
Non-Executive
Director |
190 |
Resideo
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
and
Trustee of a number
of
public and private
business
corporations
Formerly:
Director,
Aberdeen
Investment
Funds
(4 portfolios);
Director,
Artio Global
Investment
LLC (mutual
fund
complex); Director,
Edgen
Group, Inc.
(specialized
energy and
infrastructure
products
distributor);
Director,
Genesee
& Wyoming, Inc.
(railroads);
Head of
Investment
Funds and
Private
Equity, Overseas
Private
Investment
Corporation;
President,
First
Manhattan
Bancorporation,
Inc.;
Attorney,
Simpson
Thacher
& Bartlett LLP |
|
Technologies(smart
home
technology);
Vulcan
Materials
Company
(construction
materials
company);
Trilinc
Global Impact
Fund;
Textainer Group
Holdings,
(shipping
container
leasing
company);
Investment
Company
Institute
(professional
organization);
Independent
Directors
Council
(professional
organization) |
Eli
Jones – 1961 |
Trustee |
2016 |
Professor
and Dean
Emeritus,
Mays Business
School
at Texas A&M
University
Formerly:
Dean of Mays
Business
School at Texas
A&M
University; Professor
and
Dean, Walton College
of
Business, University of
Arkansas
and E.J. Ourso
College
of Business,
Louisiana
State University;
Director,
Arvest Bank |
190 |
Insperity,
Inc. (formerly
known
as Administaff)
(human
resources
provider);
Member of
Regional
Board of
Directors
and Board of
Directors,
First
Financial
Bancorp
(regional
bank) |
Elizabeth
Krentzman – 1959 |
Trustee |
2019 |
Formerly:
Principal and
Chief
Regulatory Advisor
for
Asset Management
Services
and U.S. Mutual
Fund
Leader of Deloitte &
Touche
LLP; General
Counsel
of the Investment
Company
Institute (trade
association);
National
Director
of the Investment
Management
Regulatory
Consulting
Practice,
Principal,
Director and
Senior
Manager of
Deloitte
& Touche LLP;
Assistant
Director of the
Division
of Investment
Management
- Office of |
190 |
Trustee
of the
University
of Florida
National
Board
Foundation;
Member of
the
Cartica Funds
Board
of Directors
(private
investment
funds);
Formerly:
Member of
the
University of
Florida
Law Center
Association,
Inc. Board
of
Trustees, Audit
Committee
and
Membership
Committee |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Disclosure
and Investment
Adviser
Regulation of the
U.S.
Securities and
Exchange
Commission
and
various positions with
the
Division of Investment
Management
– Office of
Regulatory
Policy of the
U.S.
Securities and
Exchange
Commission;
Associate
at Ropes &
Gray
LLP; and Trustee of
certain
Oppenheimer
Funds |
|
|
Anthony
J. LaCava, Jr.–
1956 |
Trustee |
2019 |
Formerly:
Director and
Member
of the Audit
Committee,
Blue Hills
Bank
(publicly traded
financial
institution) and
Managing
Partner, KPMG
LLP |
190 |
Blue
Hills Bank;
Chairman,
Bentley
University;
Member,
Business
School
Advisory
Council; and
Nominating
Committee,
KPMG
LLP |
Prema
Mathai-Davis – 1950 |
Trustee |
2003 |
Retired
Formerly:
Co-Founder &
Partner
of Quantalytics
Research,
LLC, (a
FinTech
Investment
Research
Platform for the
Self-Directed
Investor);
Trustee
of YWCA
Retirement
Fund; CEO of
YWCA
of the USA; Board
member
of the NY
Metropolitan
Transportation
Authority;
Commissioner
of the NYC
Department
of Aging;
Board
member of Johns
Hopkins
Bioethics Institute |
190 |
Member
of Board of
Positive
Planet US
(non-profit)
and
HealthCare
Chaplaincy
Network
(non-profit) |
Joel
W. Motley – 1952 |
Trustee |
2019 |
Director
of Office of
Finance,
Federal Home
Loan
Bank System;
Managing
Director of
Carmona
Motley Inc.
(privately
held financial
advisor);
Member of the
Council
on Foreign
Relations
and its Finance
and
Budget Committee;
Chairman
Emeritus of
Board
of Human Rights
Watch
and Member of its
Investment
Committee;
Member
of Investment
Committee
and Board of |
190 |
Member
of Board of
Trust
for Mutual
Understanding
(non-
profit
promoting the
arts
and environment);
Member
of Board of
Greenwall
Foundation
(bioethics
research
foundation)
and its
Investment
Committee;
Member
of Board of
Friends
of the LRC
(non-profit
legal
advocacy);
Board
Member
and
Investment
Committee |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Historic
Hudson Valley
(non-profit
cultural
organization);
and
Member
of Board of Blue
Ocean
Acquisition Corp.
Formerly:
Managing
Director
of Public Capital
Advisors,
LLC (privately
held
financial advisor);
Managing
Director of
Carmona
Motley Hoffman,
Inc.
(privately held
financial
advisor); Trustee
of
certain Oppenheimer
Funds;
Director of
Columbia
Equity Financial
Corp.
(privately held
financial
advisor); and
Member
of the Vestry of
Trinity
Church Wall Street |
|
Member
of Pulitzer
Center
for Crisis
Reporting
(non-profit
journalism) |
Teresa
M. Ressel — 1962 |
Trustee |
2017 |
Non-executive
director
and
trustee of a number of
public
and private
business
corporations
Formerly:
Chief Executive
Officer,
UBS Securities
LLC
(investment banking);
Chief
Operating Officer,
UBS
AG Americas
(investment
banking); Sr.
Management
Team
Olayan
America, The
Olayan
Group
(international
investor/commercial/industrial);
Assistant
Secretary for
Management
& Budget
and
Designated Chief
Financial
Officer, U.S.
Department
of Treasury;
Director,
Atlantic Power
Corporation
(power
generation
company) and
ON
Semiconductor
Corporation
(semiconductor
manufacturing) |
190 |
None |
Ann
Barnett Stern – 1957 |
Trustee |
2017 |
President
and Chief
Executive
Officer, Houston
Endowment
Inc. (private
philanthropic
institution)
Formerly:
Executive Vice
President,
Texas |
190 |
Trustee
and Board
Vice
Chair of
Holdsworth
Center
(non-profit);
Trustee
and
Chair of
Nomination/Governance
Committee,
Good |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Children’s
Hospital; Vice
President,
General
Counsel
and Corporate
Compliance
Officer, Texas
Children’s
Hospital;
Attorney,
Beck, Redden
and
Secrest, LLP and
Andrews
& Kurth LLP |
|
Reason
Houston, (non-
profit);
Trustee and
Investment
Committee
member
of University
of
Texas Law School
Foundation
(non-profit);
Board
Member of
Greater
Houston
Partnership
(non-
profit);
Advisory Board
member,
Baker
Institute
for Public
Policy
at Rice
University
(non-
profit)
Formerly:
Director and
Audit
Committee
Member
of Federal
Reserve
Bank of
Dallas |
Robert
C. Troccoli – 1949 |
Trustee |
2016 |
Retired
Formerly:
Adjunct
Professor,
University of
Denver
– Daniels College
of
Business; and
Managing
Partner, KPMG
LLP |
190 |
None |
Daniel
S. Vandivort –1954 |
Trustee |
2019 |
President,
Flyway
Advisory
Services LLC
(consulting
and property
management)
|
190 |
Formerly:
Trustee,
Board
of Trustees,
Huntington
Disease
Foundation
of America;
Trustee
and
Governance
Chair, of
certain
Oppenheimer
Funds;
and Treasurer,
Chairman
of the Audit
and
Finance
Committee,
Huntington
Disease
Foundation of
America |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
Sheri
Morris – 1964 |
President
and
Principal
Executive
Officer |
2003 |
Director,
Invesco Trust Company; Head of Global Fund Services,
Invesco
Ltd.; President and Principal Executive Officer, The
Invesco
Funds; Vice President, Invesco Exchange-Traded Fund
Trust,
Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust, Invesco Actively Managed
Exchange-Traded
Fund Trust, Invesco Actively Managed
Exchange-Traded
Commodity Fund Trust and Invesco Exchange-
Traded
Self-Indexed Fund Trust; and Vice President,
OppenheimerFunds,
Inc.
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Formerly:
Vice President, Treasurer and Principal Financial
Officer,
The Invesco Funds; Vice President, Invesco AIM Advisers,
Inc.,
Invesco AIM Capital Management, Inc. and Invesco AIM
Private
Asset Management, Inc.; Assistant Vice President and
Assistant
Treasurer, The Invesco Funds; Vice President and
Assistant
Vice President, Invesco Advisers, Inc.; Assistant Vice
President,
Invesco AIM Capital Management, Inc. and Invesco
AIM
Private Asset Management, Inc.; Treasurer, Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust and Invesco
Actively
Managed Exchange-Traded Fund Trust and Senior Vice
President,
Invesco Advisers, Inc. (formerly known as Invesco
Institutional
(N.A.), Inc.) (registered investment adviser) |
Jeffrey
H. Kupor – 1968 |
Senior
Vice
President,
Chief
Legal
Officer
and
Secretary |
2018 |
Head
of Legal of the Americas, Invesco Ltd.; Senior Vice
President
and Secretary, Invesco Advisers, Inc. (formerly known
as
Invesco Institutional (N.A.), Inc.) (registered investment
adviser);
Secretary, Invesco Distributors, Inc. (formerly known as
Invesco
AIM Distributors, Inc.); Vice President and Secretary,
Invesco
Investment Services, Inc. (formerly known as Invesco
AIM
Investment Services, Inc.) Senior Vice President, Chief Legal
Officer
and Secretary, The Invesco Funds; Secretary and General
Counsel,
Invesco Investment Advisers LLC (formerly known as
Van
Kampen Asset Management); Secretary and General
Counsel,
Invesco Capital Markets, Inc. (formerly known as Van
Kampen
Funds Inc.) and Chief Legal Officer, Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust; Secretary and Vice
President,
Harbourview Asset Management Corporation;
Secretary
and Vice President, OppenheimerFunds, Inc. and
Invesco
Managed Accounts, LLC; Secretary and Senior Vice
President,
OFI Global Institutional, Inc.; Secretary and Vice
President,
OFI SteelPath, Inc.; Secretary and Vice President,
Oppenheimer
Acquisition Corp.; Secretary and Vice President,
Shareholder
Services, Inc.; Secretary and Vice President, Trinity
Investment
Management Corporation
Formerly:
Senior Vice President, Invesco Distributors, Inc.;
Secretary
and Vice President, Jemstep, Inc.; Head of Legal,
Worldwide
Institutional, Invesco Ltd.; Secretary and General
Counsel,
INVESCO Private Capital Investments, Inc.; Senior Vice
President,
Secretary and General Counsel, Invesco Management
Group,
Inc. (formerly known as Invesco AIM Management Group,
Inc.);
Assistant Secretary, INVESCO Asset Management
(Bermuda)
Ltd.; Secretary and General Counsel, Invesco Private
Capital,
Inc.; Assistant Secretary and General Counsel, INVESCO
Realty,
Inc.; Secretary and General Counsel, Invesco Senior
Secured
Management, Inc.; Secretary, Sovereign G./P. Holdings
Inc.;
Secretary, Invesco Indexing LLC; and Secretary, W.L. Ross
&
Co., LLC; |
Andrew
R. Schlossberg –
1974 |
Senior
Vice
President |
2019 |
Senior
Vice President, Invesco Group Services, Inc.; Head of the
Americas
and Senior Managing Director, Invesco Ltd.; Director
and
Senior Vice President, Invesco Advisers, Inc. (formerly known
as
Invesco Institutional (N.A.), Inc.) (registered investment
adviser);
Director and Chairman, Invesco Investment Services,
Inc.
(formerly known as Invesco AIM Investment Services, Inc.)
(registered
transfer agent); Senior Vice President, The Invesco
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Funds;
Director, Invesco Investment Advisers LLC (formerly
known
as Van Kampen Asset Management)
Formerly:
Director, President and Chairman, Invesco Insurance
Agency,
Inc.; Director, Invesco UK Limited; Director and Chief
Executive,
Invesco Asset Management Limited and Invesco Fund
Managers
Limited; Assistant Vice President, The Invesco Funds;
Senior
Vice President, Invesco Advisers, Inc. (formerly known as
Invesco
Institutional (N.A.), Inc.) (registered investment adviser);
Director
and Chief Executive, Invesco Administration Services
Limited
and Invesco Global Investment Funds Limited; Director,
Invesco
Distributors, Inc.; Head of EMEA, Invesco Ltd.; President,
Invesco
Actively Managed Exchange-Traded Commodity Fund
Trust,
Invesco Actively Managed Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II and Invesco India Exchange-Traded Fund Trust;
Managing
Director and Principal Executive Officer, Invesco
Capital
Management LLC |
John
M. Zerr – 1962 |
Senior
Vice
President |
2006 |
Chief
Operating Officer of the Americas; Senior Vice President,
Invesco
Advisers, Inc. (formerly known as Invesco Institutional
(N.A.),
Inc.) (registered investment adviser); Senior Vice
President,
Invesco Distributors, Inc. (formerly known as Invesco
AIM
Distributors, Inc.); Director and Vice President, Invesco
Investment
Services, Inc. (formerly known as Invesco AIM
Investment
Services, Inc.); Senior Vice President, The Invesco
Funds;
Managing Director, Invesco Capital Management LLC;
Director,
Invesco Investment Advisers LLC (formerly known as
Van
Kampen Asset Management); Senior Vice President, Invesco
Capital
Markets, Inc. (formerly known as Van Kampen Funds
Inc.);
Manager, Invesco Indexing LLC; Manager, Invesco
Specialized
Products, LLC; Member, Invesco Canada Funds
Advisory
Board; Director, President and Chief Executive Officer,
Invesco
Corporate Class Inc. (corporate mutual fund company);
Director,
Chairman, President and Chief Executive Officer,
Invesco
Canada Ltd. (formerly known as Invesco Trimark
Ltd./Invesco
Trimark Ltèe) (registered investment adviser and
registered
transfer agent); President, Invesco, Inc.; President,
Invesco
Global Direct Real Estate Feeder GP Ltd.; President,
Invesco
IP Holdings (Canada) Ltd; President, Invesco Global
Direct
Real Estate GP Ltd.; President, Invesco Financial Services
Ltd.
/ Services Financiers Invesco Ltée; and Director and
Chairman,
Invesco Trust Company
Formerly:
President, Trimark Investments Ltd/Services Financiers
Invesco
Ltee: Director and Senior Vice President, Invesco
Insurance
Agency, Inc.; Director and Senior Vice President,
Invesco
Management Group, Inc. (formerly known as Invesco AIM
Management
Group, Inc.); Secretary and General Counsel,
Invesco
Management Group, Inc. (formerly known as Invesco AIM
Management
Group, Inc.); Secretary, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.); Chief Legal Officer and Secretary, The Invesco
Funds;
Secretary and General Counsel, Invesco Investment
Advisers
LLC (formerly known as Van Kampen Asset
Management);
Secretary and General Counsel, Invesco Capital
Markets,
Inc. (formerly known as Van Kampen Funds Inc.); Chief
Legal
Officer, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust;
Secretary, Invesco Indexing LLC; Director, Secretary,
General
Counsel and Senior Vice President, Van Kampen
Exchange
Corp.; Director, Vice President and Secretary, IVZ
Distributors,
Inc. (formerly known as INVESCO Distributors, Inc.);
Director
and Vice President, INVESCO Funds Group, Inc.;
Director
and Vice President, Van Kampen Advisors Inc.; Director,
Vice
President, Secretary and General Counsel, Van Kampen
Investor
Services Inc.; Director and Secretary, Invesco
Distributors,
Inc. (formerly known as Invesco AIM Distributors,
Inc.);
Director, Senior Vice President, General Counsel and
Secretary,
Invesco AIM Advisers, Inc. and Van Kampen
Investments
Inc.; Director, Vice President and Secretary, Fund
Management
Company; Director, Senior Vice President,
Secretary,
General Counsel and Vice President, Invesco AIM
Capital
Management, Inc.; Chief Operating Officer and General
Counsel,
Liberty Ridge Capital, Inc. (an investment
adviser) |
Gregory
G. McGreevey –
1962 |
Senior
Vice
President |
2012 |
Senior
Managing Director, Invesco Ltd.; Director, Chairman,
President,
and Chief Executive Officer, Invesco Advisers, Inc.
(formerly
known as Invesco Institutional (N.A.), Inc.) (registered
investment
adviser); Director, Invesco Mortgage Capital, Inc. and
Invesco
Senior Secured Management, Inc.; Senior Vice President,
The
Invesco Funds; President, SNW Asset Management
Corporation
and Invesco Managed Accounts, LLC; Chairman and
Director,
Invesco Private Capital, Inc.; Chairman and Director,
INVESCO
Private Capital Investments, Inc.; Chairman and
Director,
INVESCO Realty, Inc.; and Senior Vice President,
Invesco
Group Services, Inc.
Formerly:
Senior Vice President, Invesco Management Group,
Inc.
and Invesco Advisers, Inc.; Assistant Vice President, The
Invesco
Funds |
Adrien
Deberghes – 1967 |
Principal
Financial
Officer,
Treasurer
and
Vice
President |
2020 |
Head
of the Fund Office of the CFO and Fund Administration;
Vice
President, Invesco Advisers, Inc.; Principal Financial Officer,
Treasurer
and Vice President, The Invesco Funds; Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust
Formerly:
Senior Vice President and Treasurer, Fidelity
Investments |
Crissie
M. Wisdom – 1969 |
Anti-Money
Laundering
Compliance
Officer |
2013 |
Anti-Money
Laundering and OFAC Compliance Officer for Invesco
U.S.
entities including: Invesco Advisers, Inc. and its affiliates,
Invesco
Capital Markets, Inc., Invesco Distributors, Inc., Invesco
Investment
Services, Inc., The Invesco Funds, Invesco Capital
Management,
LLC, Invesco Trust Company; and Fraud
Prevention
Manager for Invesco Investment Services, Inc. |
Todd
F. Kuehl – 1969 |
Chief
Compliance
Officer
and
Senior
Vice
President |
2020 |
Chief
Compliance Officer, Invesco Advisers, Inc. (registered
investment
adviser); and Chief Compliance Officer and Senior
Vice
President, The Invesco Funds
Formerly:
Managing Director and Chief Compliance Officer, Legg
Mason
(Mutual Funds); Chief Compliance Officer, Legg Mason
Private
Portfolio Group (registered investment
adviser) |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
James
Bordewick, Jr. -
(1959) |
Senior
Vice
President
and
Senior
Officer |
2022 |
Senior
Vice President and Senior Officer, The Invesco Funds; and
Chief
Legal Officer, KingsCrowd, Inc. (research and analytical
platform
for investment in private capital markets)
Formerly,
Chief Operating Officer and Head of Legal and
Regulatory,
Netcapital (private capital investment platform);
Managing
Director, General Counsel of asset management and
Chief
Compliance Officer for asset management and private
banking,
Bank of America Corporation; Chief Legal Officer,
Columbia
Funds and BofA Funds; Senior Vice President and
Associate
General Counsel, MFS Investment Management; Chief
Legal
Officer, MFS Funds; Associate, Ropes & Gray; Associate,
Gaston
Snow & Ely Bartlett. |
Name
of Trustee |
Dollar
Range of Equity Securities Per Fund |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Trustee
in Invesco Funds |
Interested
Person |
|
|
Martin
L. Flanagan |
Invesco
Value Opportunities Fund (Over $100,000) |
Over
$100,000 |
|
|
|
Independent
Trustees |
|
|
Beth
Ann Brown |
None |
Over
$100,000 |
|
|
|
Cynthia
Hostetler |
None |
Over
$100,0002
|
|
|
|
Eli
Jones |
None |
Over
$100,0002
|
|
|
|
Elizabeth
Krentzman |
None |
Over
$100,000 |
|
|
|
Anthony
J. LaCava, Jr. |
Invesco
Energy Fund ($50,001 - $100,00) |
Over
$100,0002 |
|
Invesco
Dividend Income Fund ($10,001 - $50,00) |
|
|
Invesco
Gold & Special Minerals Fund ($50,001 - $100,00) |
|
|
|
|
Prema
Mathai-Davis |
Invesco
Gold & Special Minerals Fund ($50,001 - $100,00) |
Over
$100,0002 |
|
Invesco
Technology Fund (Over $100,000) |
|
|
|
|
Joel
W. Motley |
None |
Over
$100,0002
|
|
|
|
Teresa
M. Ressel |
Invesco
Comstock Fund ($10,001 - $50,000) |
Over
$100,000 |
|
Invesco
Dividend Income Fund ($50,001 - $100,000) |
|
|
Invesco
Technology Fund ($10,001 - $50,000) |
|
|
Invesco
Value Opportunities Fund ($1 - $10,000) |
|
|
|
|
Ann
Barnett Stern |
None |
Over
$100,0002
|
|
|
|
Robert
C. Troccoli |
Invesco
Energy Fund ($50,001 - $100,000) |
Over
$100,0002 |
|
Invesco
Gold & Special Minerals Fund ($50,001 - $100,00) |
|
|
|
|
Daniel
S. Vandivort |
Invesco
Comstock Fund ($50,001 - $100,000) |
Over
$100,0002 |
|
|
|
Christopher
L. Wilson |
None |
Over
$100,0002
|
Trustee |
Aggregate
Compensation
From
the Trust(1)
|
Retirement
Benefits
Accrued
by
All Invesco
Funds |
Estimated
Annual
Benefits
Upon
Retirement(2)
|
Total
Compensation
From
All Invesco Funds Paid to
the
Trustees(3)
|
Independent
Trustees(4)(5) |
|
|
|
|
Beth
Ann Brown |
$21,101 |
$- |
$- |
$428,989 |
Cynthia
Hostetler |
21,599 |
- |
- |
443,985 |
Eli
Jones |
19,758 |
- |
- |
403,989 |
Elizabeth
Krentzman |
21,966 |
- |
- |
461,485 |
Anthony
J. LaCava, Jr. |
22,879 |
- |
- |
466,263 |
Prema
Mathai-Davis |
19,636 |
- |
205,000 |
398,989 |
Joel
W. Motley |
19,755 |
- |
- |
406,489 |
Teresa
M. Ressel |
20,461 |
- |
- |
422,589 |
Ann
Barnett Stern |
21,438 |
- |
- |
430,089 |
Robert
C. Troccoli |
20,128 |
- |
- |
418,989 |
Daniel
S. Vandivort |
20,332 |
- |
- |
420,089 |
Christopher
L. Wilson |
34,155 |
- |
- |
690,933 |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
- |
- |
- |
11.09% |
- |
- |
|
|
|
|
|
|
|
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
9.02% |
- |
- |
- |
- |
- |
|
|
|
|
|
|
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710 |
19.88% |
- |
- |
- |
- |
70.76% |
|
|
|
|
|
|
|
Great-West
Trust Company LLC
FBO
Employee Benefits Clients 401K
8515
E Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002 |
- |
- |
- |
- |
9.36% |
- |
|
|
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
- |
- |
5.57% |
- |
- |
|
|
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
- |
- |
- |
8.36% |
- |
- |
|
|
|
|
|
|
|
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Boulevard, Floor 5
Jersey
City, NJ 07310-2010 |
5.58% |
- |
- |
22.43% |
71.41% |
- |
|
|
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0002 |
- |
- |
- |
9.09% |
- |
- |
|
|
|
|
|
|
|
Raymond
James
Omnibus
For Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy
St
Petersburg, FL 33716-1102 |
- |
- |
- |
5.40% |
- |
- |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Talcott
Resolution Life Ins. Co.
Separate
Account 401k
PO
Box 5051
Hartford,
CT 06102-5051 |
- |
- |
6.77% |
- |
- |
- |
|
|
|
|
|
|
|
UBS
WM USA
OMNI
Account M/F
Attn:
Department Manager
Spec
Custody A/C Excl. Ben. Cust.
UBSFSI
1000
Harbor Boulevard
Weehawken,
NJ 07086-6761 |
- |
- |
- |
7.62% |
- |
- |
|
|
|
|
|
|
|
Voya
Retirement Ins. & Annuity Co.
One
Orange Way B3N
Windsor,
CT 06095-4773 |
- |
- |
- |
- |
10.74% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
- |
8.72% |
- |
7.91% |
- |
- |
|
|
|
|
|
|
|
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
15.50% |
- |
- |
- |
- |
- |
|
|
|
|
|
|
|
Charles
Schwab & Company Inc.
Special
Custody Account FBO Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1901 |
- |
- |
- |
5.99% |
28.90% |
- |
|
|
|
|
|
|
|
DCGT
Trustee and/or Custodian
FBO
PLIC Various Retirement Plans Omnibus
Attn:
NPIO Trade Desk
711
High St.
Des
Moines, IA 50392-0001 |
- |
- |
7.87% |
- |
6.06% |
- |
|
|
|
|
|
|
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710 |
27.99% |
11.63% |
- |
- |
- |
67.94% |
|
|
|
|
|
|
|
Great-West
Life & Annuity Insurance Company
c/o
Fascorp
8515
Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002 |
- |
- |
5.49% |
- |
- |
- |
|
|
|
|
|
|
|
Massachusetts
Mutual Life Insurance Co.
MIP
M200-Invst.
1295
State St.
Springfield,
MA 01111-0001 |
- |
- |
9.28% |
- |
- |
- |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Merrill
Lynch Pierce Fenner & Smith
FBO
The Sole Benefit of Customers
Attn:
Fund Administration
4800
Deer Lake Dr. East, 2nd
Floor
Jacksonville,
FL 32246-6484 |
- |
- |
- |
5.15% |
- |
- |
|
|
|
|
|
|
|
Minnesota
Life Insurance Co.
400
Robert St. N, Ste. A
Saint
Paul, MN 55101-2099 |
- |
- |
- |
- |
30.95% |
- |
|
|
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Floor 12
New
York, NY 10004-1932 |
5.74% |
6.99% |
- |
10.90% |
- |
- |
|
|
|
|
|
|
|
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Boulevard, Floor 5
Jersey
City, NJ 07310-2010 |
- |
- |
- |
7.16% |
13.74% |
12.45% |
|
|
|
|
|
|
|
Nationwide
Trust CO FSB
C/O
IPO Portfolio Accounting
PO
Box 182029
Columbus,
OH 43218-2029 |
- |
- |
- |
- |
6.88% |
- |
|
|
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0002 |
- |
6.69% |
- |
8.36% |
- |
- |
|
|
|
|
|
|
|
PIMS/Prudential
Ret Plan
Nominee
Trustee Custodian
990
Edward D. Jones & Co. Profit
12555
Manchester Rd.
PO
Box 66906
St.
Louis, MO 63131-3710 |
- |
- |
- |
5.53% |
- |
- |
|
|
|
|
|
|
|
Prudential
Bank & Trust FBO
Edward
Jones
280
Trumball Street
Hartford,
CT 06103-3509 |
- |
- |
- |
16.32% |
- |
- |
|
|
|
|
|
|
|
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
- |
19.77% |
- |
6.82% |
- |
- |
|
|
|
|
|
|
|
State
Street Bank and Trust As Cust.
FBO
ADP Access Product
1
Lincoln Stotech Center, Floor 6
Boston,
MA 02111 |
- |
- |
27.50% |
- |
- |
- |
|
|
|
|
|
|
|
Talcott
Resolution Life Ins. Co.
Separate
Account 401k
PO
Box 5051
Hartford,
CT 06102-5051 |
- |
- |
11.71% |
|
- |
|
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Wells
Fargo Clearing Services LLC
Special
Custody Account for the Exclusive
Benefit
of Customer
2801
Market Street
St.
Louis, MO 63103-2523 |
- |
7.74% |
- |
8.07% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
- |
- |
- |
10.42% |
- |
- |
|
|
|
|
|
|
|
Edward
D Jones & Co
FBO
Customers
12555
Manchester Rd.
St
Louis, MO 63131-3710 |
- |
- |
- |
- |
- |
39.78% |
|
|
|
|
|
|
|
FIIOC
TR
Robinson
Fans Holdings Inc.
100
Magellan Way (KWIC)
Covington,
KY 41015-1987 |
- |
- |
- |
- |
- |
5.93% |
|
|
|
|
|
|
|
FIIOC
TR
Robinson
Fans Holdings Inc. (2)
100
Magellan Way (KWIC)
Covington,
KY 41015-1987 |
- |
- |
- |
- |
- |
5.77% |
|
|
|
|
|
|
|
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree Street NE, Suite 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
- |
100.00%* |
- |
|
|
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
- |
- |
6.01% |
- |
- |
|
|
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit Of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th Floor
New
York, NY 10281-1003 |
6.55% |
- |
- |
11.18% |
- |
6.42% |
|
|
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
- |
- |
6.40% |
- |
- |
|
|
|
|
|
|
|
PIMS/Prudential
Retirement
As
Nominee for the TTEE/Cust. PL
Uniformed
Firefighters Assoc.
204
E. 23rd St. – 3rd
Floor
New
York, NY 10010-4628 |
- |
- |
- |
8.28% |
- |
- |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Raymond
James
Omnibus
For Mutual Funds
House
A/C FIRM
Attn:
Courtney Waller
880
Carillon Pkwy
St
Petersburg, FL 33716-1102 |
- |
9.69% |
- |
- |
- |
- |
|
|
|
|
|
|
|
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
Omnibus
Attn:
Mutual Fund OPS Manager
250
Nicollet Mall Ste. 1400
Minneapolis,
MN 55401-1931 |
- |
- |
- |
25.12% |
- |
- |
|
|
|
|
|
|
|
T.
Rowe Price Services Cust.
FBO
Retirement Plan Clients
Attn:
Trading RPS
4515
Painters Mill Rd.
Owings
Mills, MD 21117-4903 |
- |
- |
- |
- |
- |
29.17% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Investor
Shares |
American
Enterprise Investment
Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
- |
- |
- |
13.39% |
- |
- |
|
|
|
|
|
|
|
|
|
Charles
Schwab & Co. Inc.
Special
Custody Account FBO
Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1901 |
- |
- |
- |
- |
- |
- |
17.64% |
|
|
|
|
|
|
|
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710 |
15.72% |
- |
- |
- |
-- |
75.92% |
- |
|
|
|
|
|
|
|
|
Great-West
Trustco LLC TTEE
FBO
Employee Benefits Clients
401K
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002 |
- |
- |
- |
- |
38.74% |
- |
- |
|
|
|
|
|
|
|
|
Invesco
Income Allocation Fund
Omnibus
Account
KGHS
11
Greenway Plaza, Suite 2500
Houston,
TX 77046-1188 |
- |
- |
- |
- |
- |
12.60% |
- |
|
|
|
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
6.19% |
- |
8.18% |
- |
- |
- |
|
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Investor
Shares |
Matrix
Trust Company Cust. FBO
Cavalier
International Air
717
17th Street
Suite
1300
Denver,
CO 80202-3304 |
- |
- |
|
- |
5.57% |
- |
- |
|
|
|
|
|
|
|
|
Merrill
Lynch
4800
Deer Lake Dr. E.
Jacksonville,
FL 32246-6484 |
- |
- |
- |
6.30% |
- |
- |
- |
|
|
|
|
|
|
|
|
Merrill
Lynch Pierce Fenner & Smith
FBO
The Sole Benefit of Customers
Attn:
Fund Administration
4800
Deer Lake Drive East, 2nd
Floor
Jacksonville,
FL 32246-6484 |
- |
- |
- |
- |
37.48% |
- |
- |
|
|
|
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Floor 12
New
York, NY 10004-1932 |
- |
- |
- |
6.46% |
- |
- |
- |
|
|
|
|
|
|
|
|
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Boulevard, Floor 5
Jersey
City, NJ 07310-2010 |
6.62% |
- |
- |
14.14% |
14.68% |
- |
6.80% |
|
|
|
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
6.29% |
- |
8.95% |
- |
- |
- |
|
|
|
|
|
|
|
|
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Parkway
St.
Petersburg, FL 33716-1102 |
- |
- |
- |
8.30% |
- |
- |
- |
|
|
|
|
|
|
|
|
UBS
WM USA
OMNI
Account M/F
Attn:
Department Manager
Spec
Custody A/C Excl. Ben. Cust.
UBSFSI
1000
Harbor Boulevard
Weehawken,
NJ 07086-6761 |
- |
- |
- |
6.64% |
- |
- |
- |
|
|
|
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Account for the
Exclusive
Benefit of Customer
2801
Market Street
St.
Louis, MO 63103-2523 |
- |
5.43% |
- |
9.47% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Investor
Shares |
American
Enterprise Investment Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
- |
- |
12.31% |
- |
- |
- |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Investor
Shares |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
14.27% |
- |
- |
- |
- |
- |
|
|
|
|
|
|
|
Charles
Schwab & Co. Inc.
Special
Custody Account FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1901 |
- |
- |
- |
- |
- |
8.15% |
|
|
|
|
|
|
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710 |
11.76% |
- |
- |
- |
75.23% |
- |
|
|
|
|
|
|
|
FIIOC
FBO
Axioma Retirement Services Plan
100
Magellan Way (KW1C)
Covington,
KY 41015-1987 |
- |
- |
- |
5.51% |
- |
- |
|
|
|
|
|
|
|
Great-West
Trust Company LLC FBO
Employee
Benefits Clients 401K
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002 |
- |
- |
- |
- |
- |
7.63% |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
5.40% |
11.82% |
- |
- |
- |
|
|
|
|
|
|
|
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Boulevard, Floor 5
Jersey
City, NJ 07310-2010 |
6.64% |
7.89% |
13.86% |
9.92% |
7.26% |
10.56% |
|
|
|
|
|
|
|
Nationwide
Trust Company FSB
Nominee
c/o
IPO Portfolio Accounting
PO
Box 182029
Columbus,
OH 43218-2029 |
- |
- |
- |
51.40% |
- |
- |
|
|
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
7.18% |
12.18% |
12.48% |
- |
- |
- |
|
|
|
|
|
|
|
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
- |
6.95% |
- |
- |
- |
- |
|
|
|
|
|
|
|
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
ATTN
Mutual Fund OPS Manager
250
Nicollet Mall St. 1400
Minneapolis,
MN 55401-1931 |
- |
- |
9.17% |
- |
- |
- |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Investor
Shares |
State
Street Bank and Trust As Cust.
FBO
ADP Access Product
1
Lincoln Stotech Center, Floor 6
Boston,
MA 02111 |
- |
- |
- |
- |
11.38% |
- |
|
|
|
|
|
|
|
TD
Ameritrade Inc.
FBO
Our Customers
PO
Box 2226
Omaha,
NE 68103-2226 |
- |
- |
10.86% |
- |
- |
- |
|
|
|
|
|
|
|
Voya
Ret. Ins. & Annuity Co.
One
Orange Way B3NWindsor, CT 06095-4773 |
- |
- |
- |
6.06% |
- |
- |
|
|
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Account for the
Exclusive
Benefit of Customer
2801
Market Street
St.
Louis, MO 63103-2523 |
- |
9.02% |
9.53% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue South
Minneapolis,
MN 55402-2405 |
- |
5.20% |
- |
6.54% |
- |
- |
|
|
|
|
|
|
|
Charles
Schwab & Co. Inc.
Special
Custody FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1901 |
5.05% |
- |
- |
- |
- |
- |
|
|
|
|
|
|
|
Charles
Schwab & Co. Inc.
Special
Custody FBO Customers (RPS)Attn: Mutual
Funds
101
Montgomery St.
San
Francisco, CA 94104-4151 |
- |
- |
- |
- |
- |
8.91% |
|
|
|
|
|
|
|
DCGT
as Ttee. and/or Custodian
FBO
PLIC Various Retirement Plan Omnibus
Attn:
NPIO Trade Desk
711
High St.
Des
Moines, IA 50392-0001 |
- |
- |
- |
- |
- |
5.75% |
|
|
|
|
|
|
|
Great-West
Trust Company FBO RTC Ttee.
FBO
Certain Retirement Plans
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002 |
- |
- |
- |
- |
20.91% |
- |
|
|
|
|
|
|
|
Great-West
Trust Co. LLC
FBO
Employee Benefits Clients 401k
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002 |
- |
- |
- |
- |
- |
7.25% |
|
|
|
|
|
|
|
Hartford
Life Insurance Co. Trust
Separate
Account 401K N Shares
Attn:
UIT Operations
PO
Box 2999
Hartford,
CT 06104-2999 |
- |
- |
7.32% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
|
|
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
7.76% |
- |
12.59% |
- |
- |
|
|
|
|
|
|
|
Matrix
Trust Company Cust.
FBO
North Brothers Ford
717
17th St. Ste. 1300
Denver,
CO 80202-3304 |
- |
- |
- |
- |
45.98% |
- |
|
|
|
|
|
|
|
Merrill
Lynch, Pierce, Fenner & Smith
For
the Sole Benefit of Its Customers
Attn:
Fund Admin.
4800
Deer Lake Drive E, Floor 3
Jacksonville,
FL 32246-6484 |
- |
- |
- |
8.55% |
- |
- |
|
|
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Floor 12
New
York, NY 10004-1932 |
- |
- |
- |
5.49% |
- |
- |
|
|
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
499
Washington Blvd.
Attn:
Mutual Funds, 5th Floor
Jersey
City, NJ 07310-1995 |
- |
- |
- |
- |
- |
23.40% |
|
|
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th Floor
New
York, NY 10281-1003 |
13.83% |
9.39% |
- |
12.10% |
- |
- |
|
|
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.63% |
19.30% |
- |
- |
- |
- |
|
|
|
|
|
|
|
Pershing
LLC
PO
Box 2052
Jersey
City, NJ 07303-2052 |
- |
- |
- |
15.94% |
- |
- |
|
|
|
|
|
|
|
Raymond
James
Omnibus
for Mutual Funds
House/A/C
Attn:
Courtney Waller
880
Carillon Parkway
St.
Petersburg, FL 33716-1102 |
- |
- |
- |
5.06% |
- |
- |
|
|
|
|
|
|
|
Reliance
Trustco Ttee.FBO Seemann Composites LLC
401k12481
Glascock Dr.
Gulfport,
MS 39503-4639 |
- |
- |
- |
- |
20.52% |
- |
|
|
|
|
|
|
|
Sammons
Financial Network
4546
Corporate Drive, Suite 100
West
Des Moines, IA 50266-5911 |
- |
- |
8.88% |
- |
- |
- |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
State
Street Bank and Trust
As
Cust. FBO ADP Access Product
1
Lincoln Stotech Ctr. Fl. 6
Boston,
MA 02111 |
- |
- |
- |
- |
7.62% |
|
|
|
|
|
|
|
|
State
Street Bank and Trust
As
Tr. & Cust. FBO ADP Access Product
1
Lincoln St.
Boston,
MA 02111-2900 |
- |
- |
14.06% |
- |
- |
5.98% |
|
|
|
|
|
|
|
Voya
Institutional Trust Co.
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
- |
- |
18.76% |
- |
- |
- |
|
|
|
|
|
|
|
Voya
Ret. Ins. & Annuity Co.
FBO
Aliac Trade Settlement
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
- |
- |
6.16% |
- |
- |
- |
|
|
|
|
|
|
|
Voya
Ret. Ins. & Annuity Co.
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
- |
- |
- |
-- |
- |
7.17% |
|
|
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of
Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
- |
9.79% |
- |
7.74% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Share |
Class
Y Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
- |
- |
- |
9.07% |
- |
|
|
|
|
|
|
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
9.03% |
- |
- |
- |
- |
|
|
|
|
|
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710 |
10.57% |
- |
- |
- |
58.84% |
|
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
- |
- |
7.03% |
- |
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Share |
Class
Y Shares |
Class
R6 Shares |
Merrill
Lynch, Pierce, Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Administration
4800
Deer Lake Dr. E. 2nd Fl.
Jacksonville,
FL 32246-6484 |
6.22% |
- |
- |
5.89% |
- |
|
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Floor 12
New
York, NY 10004-1932 |
18.08% |
8.57% |
- |
21.28% |
- |
|
|
|
|
|
|
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Boulevard, Floor 5
Jersey
City, NJ 07310-2010 |
- |
9.55% |
- |
12.45% |
7.03% |
|
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0002 |
- |
6.95% |
- |
9.22% |
- |
|
|
|
|
|
|
PIMS/Prudential
Retirement
As
Nominee for the TTEE/Cust.
Bayada
Home Health Care 401(K)
4300
Haddonfield Road
East
Building
Pennsauken,
NJ 08109-3376 |
- |
- |
- |
- |
5.67% |
|
|
|
|
|
|
Reliance
Trust Company
FBO
MassMutual Registered Product
PO
Box 78446
Atlanta,
GA 30357-2446 |
- |
- |
- |
- |
5.83% |
|
|
|
|
|
|
State
Street Bank & Trust as Cust.
FBO
ADP Access Product
1
Lincoln Stotech Ctr., FL 6
Boston,
MA 02111 |
5.73% |
- |
- |
- |
- |
|
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct For The
Exclusive
Benefit Of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
- |
10.96% |
- |
5.57% |
- |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Investor
Shares |
American
Enterprise Investment Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
- |
6.94% |
7.54% |
- |
- |
- |
|
|
|
|
|
|
|
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
15.00% |
- |
- |
- |
- |
- |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Investor
Shares |
Charles
Schwab & Co. Inc.
Special
Custody Account FBO Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1901 |
- |
- |
5.00% |
- |
- |
13.36% |
|
|
|
|
|
|
|
Edward
D Jones & Co.
For
The Benefit Of Customers
12555
Manchester Rd
Saint
Louis, MO 63131-3710 |
5.19% |
- |
- |
- |
63.57% |
- |
|
|
|
|
|
|
|
John
Hancock Trustco LLC
690
Canton St., Suite 100
Westwood,
MA 02090-2324 |
- |
- |
- |
- |
28.83% |
- |
|
|
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
- |
8.50% |
- |
- |
- |
|
|
|
|
|
|
|
Matrix
Trust Company As Agent For
Advisor
Trust, Inc
Greggory
J Dilauri, DDS
717
17th St. Ste. 1300
Denver,
CO 80202-3304 |
- |
- |
- |
19.74% |
- |
- |
|
|
|
|
|
|
|
Merrill
Lynch Pierce Fenner & Smith
FBO
The Sole Benefit Of Customers
ATTN:
Fund Administration
4800
Deer Lake Dr. East 2nd Floor
Jacksonville,
FL 32246-6484 |
- |
- |
- |
44.08% |
- |
- |
|
|
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Floor 12
New
York, NY 10004-1932 |
11.31% |
- |
7.44% |
- |
- |
- |
|
|
|
|
|
|
|
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Boulevard, Floor 5
Jersey
City, NJ 07310-2010 |
- |
- |
12.61% |
31.93% |
- |
6.07% |
|
|
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
11.06% |
11.04% |
- |
- |
- |
|
|
|
|
|
|
|
PIMS/Prudential
RetPlan
Nominee
Trustee Custodian
Sheet
Metal Workers Local 25
440
Barell Ave.
Carlstadt,
NJ 07072-2889 |
|
-- |
5.97% |
- |
- |
- |
|
|
|
|
|
|
|
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Parkway
St.
Petersburg, FL 33716-1102 |
- |
- |
8.00% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
|
American
Enterprise Investment Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
- |
- |
- |
24.72% |
- |
- |
|
|
|
|
|
|
|
|
|
Ascensus
Trust Company FBO
Four
U Office Supplies Inc. 401(K) Plan
PO
Box 10758
Fargo,
ND 58106-0758 |
- |
- |
5.44% |
- |
- |
- |
|
|
|
|
|
|
|
|
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710 |
16.19% |
7.37% |
- |
- |
- |
43.38% |
|
|
|
|
|
|
|
|
|
Great-West
Trustco LLC
FBO
Empower Benefit Grandfathered Pl.
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002 |
- |
- |
6.71% |
- |
- |
- |
|
|
|
|
|
|
|
|
|
Invesco
Growth Allocation Fund
Fund
Omnibus Account
KGHL
11
Greenway Plz. Ste. 2500
Houston,
TX 77046-1188 |
- |
- |
- |
- |
- |
11.17% |
|
|
|
|
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
- |
- |
5.75% |
- |
- |
|
|
|
|
|
|
|
|
|
Matrix
Trustco Ttee.
Eplan
Svcs. Group Trust
UA
PO
Box 52129
Phoenix,
AZ 85072-2129 |
- |
- |
- |
- |
16.37% |
- |
|
|
|
|
|
|
|
|
|
Matrix
Trust Company Cust. FBO
Fresh
Meadow Mechanical Corporation
717
17th St. Ste. 1300
Denver,
CO 80202-3304 |
- |
- |
6.93% |
- |
- |
- |
|
|
|
|
|
|
|
|
|
Merrill
Lynch, Pierce, Fenner & Smith
For
The Sole Benefit of its Customers
Attn:
Fund Administration
4800
Deer Lake Dr. E. 2nd FL
Jacksonville,
FL 32246-6484 |
- |
- |
- |
6.74% |
- |
- |
|
|
|
|
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Floor 12
New
York, NY 10004-1932 |
- |
- |
13.55% |
- |
- |
- |
|
|
|
|
|
|
|
|
|
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Boulevard, Floor 5
Jersey
City, NJ 07310-2010 |
7.34% |
8.97% |
- |
7.79% |
78.60% |
- |
|
|
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
|
Oppenheimer
Portfolio Series
Active
Allocation
Attn:
Cynthia Smith
11
Greenway Plaza Fl. 16
Houston,
TX 77046-1100 |
- |
- |
- |
- |
- |
23.08% |
|
|
|
|
|
|
|
|
|
Oppenheimer
Portfolio Series
Investor
Fund
Attn:
Cynthia Smith
66
Greenway Plaza, Fl. 16
Houston,
TX 77046 |
- |
- |
- |
- |
- |
9.32% |
|
|
|
|
|
|
|
|
|
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Cynthia Smith
11
Greenway Plz. Fl. 16
Houston,
TX 77046-1100 |
|
|
|
|
|
12.62% |
|
|
|
|
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0002 |
6.14% |
- |
- |
24.55% |
- |
- |
|
|
|
|
|
|
|
|
|
Talcott
Resolution Life Ins. Co.
Separate
Account 401k
PO
Box 5051
Hartford,
CT 06102-5051 |
- |
- |
13.93% |
- |
- |
- |
|
|
|
|
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Account for the Exclusive Benefit of
Customer
2801
Market Street
St.
Louis, MO 63103-2523 |
- |
6.41% |
- |
7.32% |
- |
- |
|
|
April
30, 2022 |
April
30, 2021 |
April
30, 2020 | ||||||
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Invesco
American
Value
Fund |
$12,692,841 |
$(20,666) |
$12,672,175 |
$11,250,228 |
$(323,541) |
$10,926,687 |
$7,335,026 |
$(27,205) |
$7,307,821 |
Invesco
Comstock
Fund |
37,949,140 |
(72,893) |
37,876,247 |
32,813,714 |
(208,729) |
32,604,985 |
41,036,491 |
(710,592) |
40,325,899 |
Invesco
Dividend
Income
Fund |
20,639,995 |
(57,093) |
20,582,902 |
19,646,640 |
(179,378) |
19,467,262 |
8,969,560 |
(93,739) |
8,875,821 |
Invesco
Energy Fund |
2,700,009 |
(4,718) |
2,695,291 |
1,592,942 |
(5,680) |
1,587,262 |
2,269,824 |
(3,010) |
2,266,814 |
Invesco
Small Cap
Value
Fund |
11,045,943 |
(15,210) |
11,030,733 |
7,349,531 |
(18,474) |
7,331,057 |
8,262,214 |
(39,240) |
8,222,974 |
Invesco
Technology
Fund |
10,215,305 |
(8,571) |
10,206,734 |
9,241,502 |
(14,134) |
9,227,368 |
6,437,547 |
(13,235) |
6,424,312 |
Invesco
Value
Opportunities
Fund |
6,208,104 |
(9,756) |
6,198,348 |
4,247,389 |
(10,448) |
4,236,941 |
4,443,993 |
(26,476) |
4,417,517 |
|
April
30, 2022 |
April
30, 2021 |
Six-Month
Period Ended April 30, 2020 |
2019 | ||||||
Fund
Name |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Paid |
Invesco
Comstock Select
Fund* |
$3,543,105 |
$(86,083) |
$3,457,022 |
$3,437,750 |
$(677,459) |
$2,760,291 |
$2,766,000 |
$(179,049) |
$2,586,951 |
$6,902,081 |
|
|
|
|
|
|
|
|
|
|
|
*Effective
April 30, 2020, the Fund changed its fiscal year from October 31 to April
30. |
|
April
30, 2022 |
April
30, 2021 |
Ten-Month
Period Ended April 30, 2020 |
2019 | ||||||
Fund
Name |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Paid |
Invesco
Gold & Special
Minerals
Fund* |
$13,272,825 |
$(8,535) |
$13,264,290 |
$12,903,678 |
$(17,010) |
$12,886,668 |
$6,941,697 |
$(337,953) |
$6,603,744 |
$6,293,628 |
|
|
|
|
|
|
|
|
|
|
|
*Effective
July 31, 2019, the Fund changed its fiscal year from June 30 to April
30. |
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
Invesco
American Value Fund | ||
|
Jonathan
Edwards |
None |
|
Jonathan
Mueller |
None |
|
|
|
Invesco
Comstock Fund | ||
|
Devin
Armstrong |
Over
$1,000,000 |
|
Kevin
Holt |
Over
$1,000,000 |
|
James
Warwick |
$100,001–$500,000 |
|
|
|
Invesco
Comstock Select Fund | ||
|
Devin
Armstrong |
$100,001–$500,000 |
|
Kevin
Holt |
$500,001–$1,000,000 |
|
James
Warwick |
$50,001–$100,000 |
|
|
|
Invesco
Dividend Income Fund | ||
|
Caroline
Le Feuvre |
$50,001–$100,000 |
|
Craig
Leopold |
None |
|
Chris
McMeans |
$100,001–$500,000 |
|
Peter
Santoro |
None |
|
|
|
Invesco
Energy Fund | ||
|
Kevin
Holt |
$100,001–$500,000 |
|
Umang
Khetan |
$100,001–$500,000 |
|
|
|
Invesco
Gold & Special Minerals Fund | ||
|
Shanquan
Li |
$100,001–$500,000 |
|
|
|
Invesco
Small Cap Value Fund | ||
|
Jonathan
Edwards |
Over
$1,000,000 |
|
Jonathan
Mueller |
Over
$1,000,000 |
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
|
|
|
Invesco
Technology Fund | ||
|
Erik
Voss |
$500,001–$1,000,000 |
|
|
|
Invesco
Value Opportunities Fund | ||
|
Jonathan
Edwards |
$500,001–$1,000,000 |
|
Jonathan
Mueller |
Over
$1,000,000 |
|
|
|
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
|
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Invesco
American Value Fund | ||||||
Jonathan
Edwards |
3 |
$3,515.6 |
None |
None |
None |
None |
Jonathan
Mueller |
3 |
$3,515.6 |
None |
None |
None |
None |
Invesco
Comstock Fund | ||||||
Devin
Armstrong |
5 |
$4,809.2 |
None |
None |
7,0931 |
$1,099.61 |
Kevin
Holt |
6 |
$5,332.5 |
1 |
$195.8 |
7,0931 |
$1,099.61 |
James
Warwick |
5 |
$4,809.2 |
None |
None |
7,0931 |
$1,099.61 |
Invesco
Comstock Select Fund | ||||||
Devin
Armstrong |
5 |
$13,893.7 |
None |
None |
7,0931 |
$1,099.61 |
Kevin
Holt |
6 |
$14,417.1 |
1 |
$195.8 |
7,0931 |
$1,099.61 |
James
Warwick |
5 |
$13,893.7 |
None |
None |
7,0931 |
$1,099.61 |
Invesco
Dividend Income Fund | ||||||
Caroline
Le Feuvre |
4 |
$14,399.7 |
1 |
$82.7 |
1,0501 |
$220.01 |
Craig
Leopold |
4 |
$14,399.7 |
1 |
$82.7 |
1,0501 |
$220.01 |
Chris
McMeans |
4 |
$14,399.7 |
1 |
$82.7 |
1,0501 |
$220.01 |
Peter
Santoro |
4 |
$14,399.7 |
1 |
$82.7 |
1,0501 |
$220.01 |
Invesco
Energy Fund | ||||||
Kevin
Holt |
6 |
$14,555.3 |
1 |
$195.8 |
7,0931 |
$1,099.61 |
Umang
Khetan |
None |
None |
None |
None |
7,0931 |
$1,099.61 |
Invesco
Gold & Special Minerals Fund | ||||||
Shanquan
Li |
1 |
$0.1 |
1 |
$104.7 |
None |
None |
Invesco
Small Cap Value Fund | ||||||
Jonathan
Edwards |
3 |
$3,261.4 |
None |
None |
None |
None |
Jonathan
Mueller |
3 |
$3,261.4 |
None |
None |
None |
None |
Invesco
Technology Fund | ||||||
Erik
Voss |
5 |
$16,167.1 |
2 |
$862.9 |
None |
None |
Invesco
Value Opportunities Fund | ||||||
Jonathan
Edwards |
3 |
$4,190.6 |
None |
None |
None |
None |
Jonathan
Mueller |
3 |
$4,190.6 |
None |
None |
None |
None |
1
These are accounts of individual investors for which Invesco provides
investment advice. Invesco offers separately managed accounts that are
managed according
to
the investment models developed by its portfolio managers and used in
connection with the management of certain Invesco Funds. These accounts
may be
invested
in accordance with one or more of those investment models and investments
held in those accounts are traded in accordance with the applicable
models. |
Sub-Adviser |
Performance
time period2
|
Invesco3
|
One-,
Three- and Five-year performance against Fund peer
group |
Invesco
Canada3 | |
Invesco
Deutschland3
| |
Invesco
Hong Kong3
| |
Invesco
Asset Management3 | |
Invesco
India3 | |
Invesco
Listed Real Assets Division3
| |
|
|
Invesco
Senior Secured3,
4
|
Not
applicable |
Invesco
Capital3,
5
| |
|
|
Invesco
Japan |
One-,
Three- and Five-year performance |
| |
2
Rolling time periods based on calendar year-end. | |
3
Portfolio Managers may be granted an annual deferral award that vests on a
pro-rata basis over a four-year period. | |
4
Invesco Senior Secured’s bonus is based on annual measures of equity
return and standard tests of collateralization
performance. | |
5
Portfolio Managers for Invesco Capital base their bonus on Invesco results
as well as overall performance of Invesco
Capital. |
|
2022 |
2021 |
2020 |
Invesco
American Value Fund |
$280,838 |
$225,459 |
$153,710 |
Invesco
Comstock Fund |
1,444,068 |
1,100,873 |
1,630,170 |
Invesco
Dividend Income Fund |
538,240 |
529,590 |
212,874 |
Invesco
Energy Fund |
47,554 |
22,269 |
48,299 |
Invesco
Small Cap Value Fund |
238,070 |
136,664 |
194,498 |
Invesco
Technology Fund |
268,027 |
213,362 |
138,281 |
Invesco
Value Opportunities Fund |
132,923 |
77,284 |
99,207 |
|
Fiscal
Year Ended
April
30, 2022 |
Fiscal
Year Ended
April
30, 2021 |
Six-Months
Ended
April
30, 2020 |
Fiscal
Year Ended
October
31, 2019 | ||
Invesco
Comstock Select Fund* |
$95,754 |
$93,771 |
$82,798 |
$81,516 | ||
|
|
|
|
| ||
*Effective
April 30, 2020, the Fund changed its fiscal year end from October 31 to
April 30. |
|
|
|
Fiscal
Year Ended
April
30, 2022 |
Fiscal
Year Ended
April
30, 2021 |
Ten-Months
Ended
April
30, 2020 |
Fiscal
Year Ended
June
30, 2019 |
Invesco
Gold & Special Minerals
Fund* |
$322,008 |
$318,027 |
$154,209 |
$11,908 |
|
|
|
|
|
*Effective
July 31, 2019, the Fund changed its fiscal year end from June 30 to April
30. |
|
Total
$ Amount
of
Brokerage
Commissions
Paid1
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
|
2022 |
2021 |
2020 |
2022 |
2021 |
2020 |
2022 |
2022 |
Invesco
American Value Fund2 |
$2,228,994 |
$1,340,265 |
$785,687 |
$43,746 |
$46,405 |
$7,696 |
1.96
% |
2.86% |
Invesco
Comstock Fund3 |
1,857,574 |
2,796,330 |
5,214,029 |
26,137 |
79,752 |
116,236 |
1.41 |
0.90 |
Invesco
Dividend Income Fund2 |
1,008,161 |
266,749 |
762,808 |
23,908 |
9,967 |
3,138 |
2.37 |
4.76 |
Invesco
Energy Fund3 |
159,009 |
232,554 |
182,023 |
9,231 |
1,818 |
884 |
5.81 |
6.42 |
Invesco
Small Cap Value Fund2 |
2,566,792 |
1,704,982 |
1,810,994 |
14,849 |
3,023 |
7,195 |
0.58 |
1.55 |
Invesco
Technology Fund3 |
683,754 |
313,692 |
285,285 |
44,235 |
10,791 |
1,481 |
6.47 |
10.42 |
Invesco
Value Opportunities Fund2 |
994,925 |
651,289 |
582,229 |
23,471 |
7,854 |
2,968 |
2.36 |
5.47 |
|
|
|
|
|
|
|
|
|
|
Total
$ Amount
of
Brokerage
Commissions
Paid4
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
|
April
2022 |
April
2021 |
Six-Months
Ended
April
30, 2020 |
October
2019 |
2022 |
2021 |
2022 |
2022 |
Invesco
Comstock Select Fund3,5 |
$421,052 |
$568,599 |
$1,337,495 |
$1,550,329 |
$8,190 |
$1,374 |
1.95% |
3.75% |
|
Total
$ Amount
of
Brokerage
Commissions
Paid4
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
|
April
2022 |
April
2021 |
Ten-Months
Ended
April
30, 2020 |
June
2019 |
2022 |
2021 |
2022 |
2022 |
Invesco
Gold & Special Minerals Fund2,6 |
$4,235,544 |
$5,963,647 |
$3,122,972 |
$1,625,882 |
$132,671 |
$83,268 |
3.13% |
4.72% |
|
|
|
|
|
|
|
|
|
Fund |
Transactions |
Related
Brokerage Commissions1
|
Invesco
American Value Fund |
$4,504,413,128 |
$2,207,093 |
Invesco
Comstock Fund |
$4,913,942,372 |
$1,840,778 |
Invesco
Comstock Select Fund* |
$722,014,236 |
$418,048 |
Invesco
Dividend Income Fund |
$1,576,669,964 |
$738,715 |
Invesco
Energy Fund |
$189,690,378 |
$148,897 |
Invesco
Gold & Special Minerals Fund* |
$1,415,225,657 |
$2,536,137 |
Invesco
Small Cap Value Fund |
$2,905,115,071 |
$2,474,666 |
Invesco
Technology Fund |
$2,964,240,207 |
$646,378 |
Invesco
Value Opportunities Fund |
$1,276,598,628 |
$964,842 |
Fund |
Security |
Market
Value
(as
of April 30, 2022) |
Invesco
Comstock Fund |
Goldman
Sachs Group, Inc. (The) (Common Stock) |
$128,800,388 |
|
|
|
Invesco
Diversified Dividend Fund |
Morgan
Stanley (Common Stock) |
$
44,670,231 |
|
|
|
Invesco
Value Opportunities Fund |
Goldman
Sachs Group, Inc. (The) (Common Stock) |
$
18,970,929 |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00%
I |
$250,000
but less than $500,000 |
2.75% |
2.83% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
4.25% |
4.44% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.25% |
$250,000
but less than $500,000 |
2.50% |
2.56% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
1.00% |
1.01% |
0.75% |
$100,000
but less than $250,000 |
0.75% |
0.76% |
0.50% |
$250,000
but less than $1,000,000 |
0.50% |
0.50% |
0.40% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
2.50% |
2.56% |
2.00% |
$100,000
but less than $250,000 |
1.75% |
1.78% |
1.50% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
3.25% |
3.36% |
3.00% |
$100,000
but less than $250,000 |
2.75% |
2.83% |
2.50% |
$250,000
but less than $500,000 |
1.75% |
1.78% |
1.50% |
$500,000
but less than $1,000,000 |
1.50% |
1.52% |
1.25% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00% |
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Investor
Class Shares |
nvesco
American Value
Fund |
$3,990,326 |
$596,903 |
$321,858 |
N/A |
Invesco
Comstock Fund |
15,288,436 |
931,764 |
687,492 |
N/A |
Invesco
Comstock Select
Fund |
1,313,683 |
314,860 |
200,833 |
N/A |
Invesco
Dividend Income
Fund |
6,937,663 |
2,599,487 |
558,959 |
$184,579 |
Invesco
Energy Fund |
529,494 |
175,286 |
N/A |
188,053 |
Invesco
Gold & Special
Minerals
Fund |
2,578,635 |
1,233,035 |
750,307 |
N/A |
Invesco
Small Cap Value
Fund |
1,759,550 |
196,920 |
50,942 |
N/A |
Invesco
Technology Fund |
2,266,259 |
503,026 |
N/A |
978,742 |
Invesco
Value Opportunities
Fund |
1,875,846 |
157,333 |
58,080 |
N/A |
Fund
Name |
Unreimbursed
Distribution-Related Expenses
as
of April 30, 2022 |
|
Invesco
Comstock Fund |
|
|
Class
C Shares |
$
39,183 |
|
|
|
|
Invesco
Gold & Special Minerals Fund |
|
|
Class
A Shares |
112,033 |
|
|
|
|
Invesco
Small Cap Value Fund |
|
|
Class
C Shares |
44,934 |
|
|
|
|
Invesco
Technology Fund |
|
|
Class
C Shares |
5,901 |
|
|
|
|
Invesco
Value Opportunities Fund |
|
|
Class
C Shares |
7,678 |
|
|
Invesco
American
Value
Fund |
Invesco
Comstock
Fund |
Invesco
Comstock
Select
Fund |
Invesco
Dividend
Income
Fund |
Invesco
Energy
Fund |
Invesco
Gold
&
Special
Minerals
Fund |
Invesco
Small
Cap
Value
Fund |
Invesco
Technology
Fund |
Invesco
Value
Opportunities
Fund |
Advertising |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Printing
& Mailing |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Seminars |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Underwriters
Compensation |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Dealers
Compensation |
3,990,326 |
15,288,436 |
1,313,683 |
6,937,663 |
529,494 |
2,578,635 |
1,759,550 |
2,266,259 |
1,875,846 |
Personnel |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Travel
Relating
to
Marketing |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Annual
Report Total |
$3,990,326 |
$15,288,436 |
$1,313,683 |
$6,937,663 |
$529,494 |
$2,578,635 |
$1,759,550 |
$2,266,259 |
$1,875,846 |
|
|
|
|
|
|
|
|
|
|
|
Invesco
American
Value
Fund |
Invesco
Comstock
Fund |
Invesco
Comstock
Select
Fund |
Invesco
Dividend
Income
Fund |
Invesco
Energy
Fund |
Invesco
Gold
&
Special
Minerals
Fund |
Invesco
Small
Cap
Value
Fund |
Invesco
Technology
Fund |
Invesco
Value
Opportunities
Fund |
Advertising |
$1,958 |
$2,662 |
$381 |
$1,613 |
$233 |
$1,559 |
$902 |
$0 |
$743 |
Printing
& Mailing |
3,916 |
5,324 |
147 |
622 |
90 |
601 |
1,804 |
0 |
1,486 |
Seminars |
1,958 |
2,662 |
265 |
1,121 |
162 |
1,084 |
902 |
0 |
743 |
Underwriters
Compensation |
40,017 |
55,906 |
39,849 |
168,864 |
24,444 |
163,202 |
18,945 |
0 |
15,604 |
Dealers
Compensation |
545,138 |
859,886 |
268,503 |
2,403,047 |
146,851 |
1,043,181 |
172,563 |
503,026 |
137,271 |
Personnel |
1,958 |
2,662 |
5,628 |
23,850 |
3,452 |
23,050 |
902 |
0 |
743 |
Travel
Relating
to
Marketing |
1,958 |
2,662 |
87 |
370 |
54 |
358 |
902 |
0 |
743 |
Annual
Report Total |
$596,903 |
$931,764 |
$314,860 |
$2,599,487 |
$175,286 |
$1,233,035 |
$196,920 |
$503,026 |
$157,333 |
|
Invesco
American
Value
Fund |
Invesco
Comstock
Fund |
Invesco
Comstock Select Fund |
Invesco
Dividend
Income
Fund |
Invesco
Gold & Special Minerals |
Invesco
Small
Cap
Value
Fund |
Invesco
Value
Opportunities
Fund |
Advertising |
$769 |
$586 |
$341 |
$1,073 |
$353 |
$9 |
$78 |
Printing
& Mailing |
1,537 |
1,172 |
132 |
3,220 |
136 |
4 |
156 |
Seminars |
769 |
586 |
237 |
1,073 |
245 |
6 |
78 |
Underwriters
Compensation |
5,381 |
4,101 |
11,911 |
8,588 |
12,305 |
326 |
546 |
Dealers
Compensation |
311,864 |
679,875 |
183,087 |
542,859 |
731,973 |
50,457 |
57,066 |
Personnel |
769 |
586 |
5,047 |
1,073 |
5,214 |
138 |
78 |
Travel
Relating
to
Marketing |
769 |
586 |
78 |
1,073 |
81 |
2 |
78 |
Annual
Report Total |
$321,858 |
$687,492 |
$200,833 |
$558,959 |
$750,307 |
$50,942 |
$58,080 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Invesco
Dividend
Income
Fund |
Invesco
Energy
Fund |
Invesco
Technology
Fund |
Advertising |
$0 |
$0 |
$0 |
Printing
& Mailing |
0 |
0 |
0 |
Seminars |
0 |
0 |
0 |
Underwriters
Compensation |
0 |
0 |
0 |
Dealers
Compensation |
184,579 |
188,053 |
978,742 |
Personnel |
0 |
0 |
0 |
Travel
Relating
to
Marketing |
0 |
0 |
0 |
Annual
Report Total |
$184,579 |
$188,053 |
$978,742 |
Fund
Name |
2022 |
2021 |
2020 | |||
|
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Invesco
American Value Fund |
$1,259,448 |
$185,024 |
$1,030,387 |
$152,614 |
$819,399 |
$102,322 |
Invesco
Comstock Fund |
4,909,895 |
606,466 |
3,114,360 |
365,606 |
4,080,057 |
490,246 |
Invesco
Dividend Income Fund |
2,067,919 |
328,126 |
2,042,575 |
327,500 |
1,006,040 |
128,351 |
Invesco
Energy Fund |
501,426 |
74,133 |
257,518 |
33,915 |
270,249 |
38,338 |
Invesco
Small Cap Value Fund |
1,011,343 |
133,399 |
451,861 |
62,971 |
238,838 |
32,286 |
Invesco
Technology Fund |
1,252,149 |
178,631 |
1,520,094 |
210,556 |
708,300 |
92,581 |
Invesco
Value Opportunities Fund |
555,416 |
74,719 |
270,526 |
41,712 |
353,097 |
51,243 |
Fund
Name |
2022 |
2021 |
2020 | |||
|
Class
A |
Class
C |
Class
A |
Class
C |
Class
A |
Class
C |
Invesco
American Value Fund |
$5,558 |
$886 |
$6,184 |
$3,903 |
$3,496 |
$518 |
Invesco
Comstock Fund |
20,391 |
3,524 |
8,002 |
8,309 |
24,753 |
7,181 |
Invesco
Dividend Income Fund |
2,960 |
6,648 |
5,358 |
10,191 |
9,515 |
4,641 |
Invesco
Energy Fund |
798 |
4,468 |
82 |
3,132 |
3,304 |
1,619 |
Invesco
Small Cap Value Fund |
1,770 |
2,165 |
328 |
809 |
506 |
135 |
Invesco
Technology Fund |
5,249 |
2,666 |
1,734 |
1,886 |
416 |
2,575 |
Invesco
Value Opportunities Fund |
2,004 |
3,370 |
4,964 |
296 |
628 |
445 |
Fund
Name |
Aggregate
Front-End
Sales
Charges on
Class
A Shares |
Class
A Front-End
Sales
Charges
Retained
by Distributor* | ||||||
|
April
30, 2022 |
April
30, 2021 |
Six-Months
Ended
April
30,
2020 |
October
31,
2019 |
April
30,2022 |
April
30, 2021 |
Six-Months
Ended
April
30,
2020 |
October
31,
2019 |
Invesco
Comstock Select Fund** |
$308,750 |
$239,776 |
$165,074 |
$328,503 |
$54,731 |
$44,644 |
$32,411 |
$78,445 |
|
|
|
|
|
|
|
|
|
Fund
Name |
Aggregate
Front-End
Sales
Charges on
Class
A Shares |
Class
A Front-End
Sales
Charges
Retained
by Distributor* | ||||||
|
April
30, 2022 |
April
30, 2021 |
Ten-Months
Ended
April
30,
2020 |
June
30,
2019 |
April
30, 2022 |
April
30, 2021 |
Ten-Months
Ended
April
30,
2020 |
June
30,
2019 |
Invesco
Gold & Special Minerals Fund** |
$1,269,120 |
$1,756,749 |
$731,095 |
$356,782 |
$182,232 |
$233,009 |
$97,613 |
$78,033 |
Fund
Name |
Class
A
Contingent
Deferred
Sales
Charges Retained
by
Distributor |
Class
C
Contingent
Deferred
Sales
Charges Retained
by
Distributor |
Class
R
Contingent
Deferred
Sales
Charges Retained
by
Distributor | |||||||||
|
April
30, 2022 |
April
30, 2021 |
Six-Months
Ended
April
30,
2020 |
October
31,
2019 |
April
30,2022 |
April
30, 2021 |
Six-Months
Ended
April
30,
2020 |
October
31,
2019 |
April
30,2022 |
April
30, 2021 |
Six-Months
Ended
April
30,
2020 |
October
31,
2019 |
Invesco
Comstock
Select
Fund** |
$4 |
$939 |
$685 |
$4,094 |
$485 |
$639 |
$319 |
$2,551 |
$0 |
$0 |
$0 |
$0 |
Fund
Name |
Class
A
Contingent
Deferred
Sales
Charges Retained
by
Distributor |
Class
C
Contingent
Deferred
Sales
Charges Retained
by
Distributor |
Class
R
Contingent
Deferred
Sales
Charges Retained
by
Distributor | |||||||||
|
April
30, 2022 |
April
30, 2021 |
Six-Months
Ended
April
30,
2020 |
June
30,
2019 |
April
30, 2022 |
April
30, 2021 |
Six-Months
Ended
April
30,
2020 |
June
30,
2019 |
April
30, 2021 |
April
30, 2021 |
Six-Months
Ended
April
30,
2020 |
June
30,
2019 |
Invesco
Gold
&
Special
Minerals
Fund** |
$33,374 |
$14,022 |
$56,222 |
$0 |
$22,448 |
$24,941 |
$5,685 |
$9,989 |
$0 |
$0 |
$0 |
$0 |