|
Class |
Ticker
Symbol |
Alger
Capital Appreciation
Fund
(“Capital Appreciation
Fund”) |
A
C
Z |
ACAAX
ALCCX
ACAZX |
Alger
International Focus
Fund
(“International Focus
Fund”) |
A
B
C
I
Z |
ALGAX
AFGPX
ALGCX
AIGIX
ALCZX |
Alger
Mid Cap Focus Fund
(“Mid
Cap Focus Fund”) |
A
C
I
Y
Z |
ALOAX
ALOCX
AFOIX
ALOYX
AFOZX |
Alger
Mid Cap Growth Fund
(“Mid
Cap Growth Fund”) |
A
B
C
Z |
AMGAX
AMCGX
AMGCX
AMCZX |
Alger
Weatherbie Enduring
Growth
Fund (“Enduring
Growth
Fund”) |
A
C
I
Y
Z |
ALEAX
ALECX
ALEIX
ALEYX
ALEZX |
|
Class |
Ticker
Symbol |
Alger
Weatherbie Specialized
Growth
Fund (“Specialized
Growth
Fund”) |
A
C
I
Y
Z |
ALMAX
ALMCX
ASIMX
ASYMX
ASMZX |
Alger
Small Cap Growth Fund
(“Small
Cap Growth Fund”) |
A
B
C
Y
Z |
ALSAX
ALSCX
AGSCX
ASCYX
ASCZX |
Alger
Small Cap Focus Fund
(“Small
Cap Focus Fund”) |
A
C
I
Y
Z |
AOFAX
AOFCX
AOFIX
AOFYX
AGOZX |
Alger
Health Sciences Fund
(“Health
Sciences Fund”) |
A
C
Z |
AHSAX
AHSCX
AHSZX |
Alger
Growth & Income Fund
(“Growth
& Income Fund”) |
A
C
Z |
ALBAX
ALBCX
AGIZX |
Alger
35 Fund |
Z |
ATVPX |
Effective
on or about April 21, 2023, Alger Weatherbie Enduring Growth Fund will be
liquidated. On January
6,
2023, the Fund was closed to further investment, excluding reinvestment of
any dividends and
distributions. |
|
Broker
Commissions Paid for 2020 |
| ||||
|
Paid
to Alger LLC |
Soft
Dollar Transactions | ||||
|
Total
Paid
by
the
Fund |
Dollar
Amount
Paid
to
Alger
LLC |
%
of
Brokerage
Commissions
Paid
to
Alger
LLC |
%
of
Dollar
Amount
of
Transactions
Effected
through
Alger
LLC |
Value
of
Transactions |
Commissions |
Capital
Appreciation Fund |
$1,920,221 |
$440,030 |
23% |
20% |
$1,128,240,731 |
$425,184 |
International
Focus Fund |
445,071 |
4,871 |
1% |
3% |
- |
- |
Mid
Cap Growth Fund |
376,106 |
70,053 |
19% |
17% |
213,902,599 |
127,487 |
Mid
Cap Focus Fund |
264,003 |
26,487 |
10% |
12% |
104,371,497 |
64,622 |
Specialized
Growth Fund |
699,899 |
- |
0% |
0% |
326,764,211 |
256,311 |
Small
Cap Growth Fund |
159,512 |
24,763 |
16% |
17% |
42,477,246 |
44,192 |
Small
Cap Focus Fund |
2,421,476 |
253,111 |
10% |
12% |
1,181,593,828 |
767,297 |
Health
Sciences Fund |
356,119 |
29,684 |
8% |
10% |
137,890,781 |
68,891 |
Growth
& Income Fund |
18,100 |
1,729 |
10% |
10% |
9,216,418 |
5,909 |
Alger
25* |
8,168 |
3,069 |
38% |
41% |
2,327,229 |
848 |
Alger
35 |
8,473 |
486 |
6% |
7% |
2,806,586 |
1,344 |
|
$6,677,148 |
$854,283 |
13% |
15% |
$3,149,591,126 |
$1,762,085 |
|
Broker
Commissions Paid for 2021 |
| ||||
|
Paid
to Alger LLC |
Soft
Dollar Transactions | ||||
|
Total
Paid
by
the
Fund |
Dollar
Amount
Paid
to
Alger
LLC |
%
of
Brokerage
Commissions
Paid
to
Alger
LLC |
%
of
Dollar
Amount
of
Transactions
Effected
through
Alger
LLC |
Value
of
Transactions |
Commissions |
Capital
Appreciation Fund |
$1,775,325 |
$313,010 |
18% |
14% |
$1,590,940,985 |
$529,603 |
International
Focus Fund |
470,619 |
- |
0% |
0% |
- |
- |
Mid
Cap Growth Fund |
465,342 |
82,380 |
18% |
20% |
194,963,401 |
107,138 |
Mid
Cap Focus Fund |
1,745,744 |
271,423 |
16% |
16% |
512,220,643 |
395,381 |
Specialized
Growth Fund |
1,004,748 |
- |
0% |
0% |
706,114,957 |
393,917 |
Small
Cap Growth Fund |
319,727 |
51,412 |
16% |
16% |
96,306,331 |
69,974 |
Small
Cap Focus Fund |
4,111,699 |
562,826 |
14% |
16% |
1,940,482,297 |
1,196,012 |
Health
Sciences Fund |
716,576 |
75,124 |
10% |
17% |
191,168,477 |
181,652 |
Growth
& Income Fund |
9,372 |
- |
0% |
0% |
3,165,354 |
1,149 |
Alger
35 |
28,928 |
8,041 |
28% |
27% |
4,342,730 |
2,755 |
|
$10,648,080 |
$1,364,216 |
13% |
14% |
$5,239,705,175 |
$2,877,581 |
|
Broker
Commissions Paid for 2022 |
| ||||
|
Paid
to Alger LLC |
Soft
Dollar Transactions | ||||
|
Total
Paid
by
the
Fund |
Dollar
Amount
Paid
to
Alger
LLC |
%
of
Brokerage
Commissions
Paid
to
Alger
LLC |
%
of
Dollar
Amount
of
Transactions
Effected
through
Alger
LLC |
Value
of
Transactions |
Commissions |
Capital
Appreciation Fund |
$1,779,110 |
$255,413 |
14% |
14% |
$698,810,420 |
$303,264 |
International
Focus Fund |
258,588 |
300 |
0% |
0% |
- |
- |
Mid
Cap Focus Fund |
1,439,667 |
195,114 |
14% |
17% |
573,972,609 |
386,864 |
Mid
Cap Growth Fund |
416,723 |
77,465 |
19% |
20% |
210,861,281 |
91,639 |
Enduring
Growth Fund** |
2,181 |
- |
0% |
0% |
- |
- |
Specialized
Growth Fund |
2,144,853 |
- |
0% |
0% |
174,020,528 |
171,236 |
Small
Cap Growth Fund |
131,577 |
15,989 |
12% |
14% |
50,403,380 |
55,639 |
Small
Cap Focus Fund |
2,944,853 |
389,927 |
13% |
14% |
1,389,829,625 |
995,073 |
Health
Sciences Fund |
876,879 |
127,351 |
15% |
21% |
67,475,003 |
103,002 |
Growth
& Income Fund |
35,669 |
2,116 |
6% |
4% |
12,245,423 |
3,477 |
Alger
35 |
59,804 |
12,239 |
20% |
23% |
5,311,224 |
3,793 |
|
$10,089,904 |
$1,075,914 |
11% |
14% |
$3,182,929,493 |
$2,113,987 |
Growth
& Income Fund |
Dollar
Value of Securities Owned |
Bank
of America Corp. |
$3,647,825 |
Morgan
Stanley |
$5,792,492 |
JP
Morgan Chase & Co. |
$6,805,324 |
International
Focus Fund |
Dollar
Value of Securities Owned |
Banco
BTG Pactual SA |
$3,870,841 |
Fund |
Class
A |
Class
C |
Class
I |
Alger
Capital Appreciation Fund |
$2,640,895 |
$1,355,838 |
$— |
Alger
International Focus Fund |
$306,055 |
$27,143 |
$2,946 |
Alger
Mid Cap Focus Fund |
$8,148 |
$26,883 |
$231,467 |
Alger
Mid Cap Growth Fund |
$447,070 |
$57,169 |
$— |
Alger
Weatherbie Enduring Growth Fund |
$265 |
$691 |
$173 |
Alger
Weatherbie Specialized Growth Fund |
$403,250 |
$616,426 |
$113,085 |
Alger
Small Cap Growth Fund |
$439,718 |
$263,326 |
$— |
Alger
Small Cap Focus Fund |
$793,617 |
$1,532,577 |
$536,246 |
Alger
Health Sciences Fund |
$261,071 |
$93,963 |
$— |
Alger
Growth & Income Fund |
$273,790 |
$200,406 |
$— |
Fund |
Carryforward
Amounts |
Alger
International Focus Fund |
$19,502,757 |
Alger
Mid Cap Growth Fund |
$12,514,732 |
Alger
Small Cap Growth Fund |
$19,735,640 |
Fund |
Class
B |
Alger
International Focus Fund |
$164,185 |
Alger
Mid Cap Growth Fund |
$121,314 |
Alger
Small Cap Growth Fund |
$37,291 |
|
Capital
Appreciation
Fund |
International
Focus
Fund |
Mid
Cap
Growth
Fund |
Weatherbie
Specialized
Fund |
Small
Cap
Growth
Fund |
Advertising
& Promotion |
$74,816 |
$8,512 |
$12,945 |
$11,831 |
$12,901 |
Compensation
to Dealers |
2,763,357 |
306,784 |
447,427 |
440,465 |
415,018 |
Compensation
to Sales Personnel |
136,625 |
15,568 |
23,711 |
21,520 |
23,598 |
Printing |
6,947 |
782 |
1,200 |
1,092 |
1,206 |
Total
Selling Expenses |
$2,981,745 |
$331,646 |
$485,283 |
$474,908 |
$452,723 |
|
Small
Cap
Focus
Fund |
Health
Sciences
Fund |
Growth
&
Income
Fund |
Mid
Cap
Focus
Fund |
Weatherbie
Enduring
Fund |
Total |
Advertising
& Promotion |
$24,652 |
$7,558 |
$7,543 |
$211 |
$6 |
$160,975 |
Compensation
to Dealers |
879,799 |
274,082 |
256,137 |
10,269 |
1,356 |
5,794,694 |
Compensation
to Sales Personnel |
44,955 |
13,894 |
13,927 |
399 |
11 |
294,208 |
Printing |
2,360 |
708 |
687 |
18 |
— |
15,000 |
Total
Selling Expenses |
$951,766 |
$296,242 |
$278,294 |
$10,897 |
$1,373 |
$6,264,877 |
|
International
Focus
Fund |
Mid
Cap
Growth
Fund |
Small
Cap
Growth
Fund |
Total |
Advertising
& Promotion |
$1,148 |
$847 |
$272 |
$2,267 |
Compensation
to Dealers |
11,654 |
48,147 |
36,113 |
95,914 |
Compensation
to Sales Personnel |
2,099 |
1,564 |
499 |
4,162 |
Interest |
666,178 |
427,486 |
674,234 |
1,767,898 |
Printing |
106 |
81 |
26 |
213 |
Total
Selling Expenses |
$681,185 |
$478,125 |
$711,144 |
$1,870,454 |
|
Capital
Appreciation
Fund |
International
Focus
Fund |
Mid
Cap
Growth
Fund |
Weatherbie
Specialized
Fund |
Small
Cap
Growth
Fund |
Advertising
& Promotion |
$10,068 |
$198 |
$417 |
$4,598 |
$1,923 |
Compensation
to Dealers |
1,134,705 |
25,976 |
41,385 |
496,371 |
207,555 |
Compensation
to Sales Personnel |
18,307 |
356 |
763 |
8,358 |
3,516 |
Printing |
938 |
18 |
39 |
426 |
180 |
Total
Selling Expenses |
$1,164,018 |
$26,548 |
$42,604 |
$509,753 |
$213,174 |
|
Small
Cap
Focus
Fund |
Health
Sciences
Fund |
Growth
&
Income
Fund |
Mid
Cap
Focus
Fund |
Weatherbie
Enduring
Fund |
Total |
Advertising
& Promotion |
$11,758 |
$690 |
$1,345 |
$179 |
$6 |
$31,182 |
Compensation
to Dealers |
1,472,931 |
73,864 |
181,664 |
9,856 |
— |
3,644,307 |
Compensation
to Sales Personnel |
21,428 |
1,267 |
2,494 |
324 |
11 |
56,824 |
Printing |
1,118 |
65 |
123 |
14 |
— |
2,921 |
Total
Selling Expenses |
$1,507,235 |
$75,886 |
$185,626 |
$10,373 |
$17 |
$3,735,234 |
|
International
Focus
Fund |
Weatherbie
Specialized
Fund |
Small
Cap
Focus
Fund |
MidCap
Focus
Fund |
Weatherbie
Enduring
Fund |
Total |
Advertising
& Promotion |
$81 |
$3,306 |
$16,506 |
$6,614 |
$6 |
$26,513 |
Compensation
to Dealers |
11,232 |
135,519 |
578,653 |
279,966 |
— |
1,005,370 |
Compensation
to Sales Personnel |
148S |
5,982 |
30,090 |
11,962 |
11 |
48,192 |
Printing |
7 |
304 |
1,597 |
592 |
— |
2,501 |
Total
Selling Expenses |
$11,468 |
$145,111 |
$626,846 |
$299,134 |
$17 |
$1,082,576 |
Name,
(Year of Birth), and
Address(1) |
Position(s)
Held
with
the
Trust
and
Length
of
Time
Served |
Principal
Occupation(s) During
Past
Five Years |
Number
of
Funds
in
the Alger
Fund
Complex(3)
which
are
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
Past
Five
Years |
Interested
Trustee(2): |
|
|
|
|
Hilary
M. Alger (1961) |
Trustee
since
2003 |
Non-profit
Fundraising Consultant since
2015,
Schultz & Williams; Non-profit
Fundraising
Consultant since 2014, Hilary
Alger
Consulting; Emeritus Trustee since
2020
and Trustee from 2013 to 2020,
Philadelphia
Ballet; School Committee
Member
since 2017, Germantown Friends
School. |
30 |
Board
of Directors, Alger
Associates,
Inc.; Director
of
Target Margin Theater |
Non-Interested
Trustees: |
|
|
|
|
Charles
F. Baird, Jr. (1953) |
Trustee
since
2000 |
Managing
Partner of North Castle Partners
(private
equity securities group). |
30 |
|
Roger
P. Cheever (1945) |
Trustee
since
2000 |
Retired;
Associate Vice President for
Development
Strategy from 2020 to 2021
and
Associate Vice President for Principal
Gifts
from 2008 to 2020, Harvard
University. |
30 |
Board
of Directors, Alger
SICAV
Fund |
David
Rosenberg (1962) |
Trustee
since
2007 |
Associate
Professor of Law since August
2000,
Zicklin School of Business, Baruch
College,
City University of New York. |
30 |
|
Nathan
E. Saint-Amand M.D.
(1938) |
Trustee
since
1986 |
Medical
doctor in private practice since
1970;
Member of the Board of the
Manhattan
Institute (non-profit policy
research)
since 1988. |
30 |
|
Name
(Year of Birth),
Position
with
Trust
and Address(1) |
Principal
Occupations |
Officer
Since |
Officers(2): |
|
|
Hal
Liebes (1964)
President,
Principal
Executive Officer |
Executive
Vice President, Chief Operating Officer (“COO”), Secretary and Managing
Member,
Alger Management; Managing Member, Alger LLC; COO and Secretary, Alger
Associates,
Inc.; COO, Secretary and Manager, Alger Alternative Holdings, LLC and
Alger
Alternative
Holdings II, LLC; Director, Alger SICAV and Alger International Holdings;
Vice
President,
COO, Managing Member and Secretary, Alger Capital, LLC and Alger Group
Holdings,
LLC; Executive Director and Chairman, Alger Management, Ltd.; Manager and
Secretary,
Weatherbie Capital, LLC, Alger-Weatherbie Holdings, LLC and Alger Apple
Real
Estate
LLC; Manager, Alger Partners Investors I LLC, Alger Partners Investors II
LLC and
Alger
Partners Investors KEIGF; Secretary, Alger Boulder I LLC; Director and
Secretary,
The
Foundation for Alger Families. |
2005 |
Tina
Payne (1974)
Secretary,
Chief
Compliance Officer,
Chief
Legal Officer |
Senior
Vice President, General Counsel, Chief Compliance Officer (“CCO”) and
Assistant
Secretary,
Alger Management; Senior Vice President, General Counsel, and Secretary,
Alger
LLC;
CCO and Authorized Signer, Alger Management, Ltd.; Vice President and
Assistant
Secretary,
Alger Group Holdings, LLC; Assistant Secretary, Weatherbie Capital, LLC,
Alger
Alternative
Holdings, LLC, Alger Alternative Holdings II, LLC and Alger-Weatherbie
Holdings,
LLC. |
2017 |
Michael
D. Martins (1965)
Treasurer,
Principal
Financial Officer |
Senior
Vice President, Alger Management. |
2005 |
Sergio
M. Pavone (1961)
Assistant
Treasurer |
Vice
President, Alger Management. |
2007 |
Mia
G. Pillinger (1989)
Assistant
Secretary |
Vice
President, Associate Counsel of Alger Management since 2020. Formerly,
Associate at
Willkie
Farr & Gallagher, LLP, from 2016 to 2020. |
2020 |
Sushmita
Sahu (1981)
AML
Compliance Officer |
Vice
President, Alger Management. |
2021 |
Name
of Person |
Aggregate
Compensation
from
The Alger Funds* |
Total
Compensation
Paid
to Trustee from
The
Alger Fund Complex* |
Charles
F. Baird, Jr |
$74,012 |
$165,500 |
Roger
P. Cheever |
$77,676 |
$174,000 |
David
Rosenberg |
$68,177 |
$152,500 |
Nathan
E. Saint-Amand |
$73,886 |
$165,500 |
|
Hilary
M.
Alger |
Charles
F.
Baird,
Jr. |
Roger
P.
Cheever |
David
Rosenberg |
Nathan
E.
Saint-Amand |
Capital
Appreciation Fund |
E |
E |
A |
A |
A |
International
Focus Fund |
E |
A |
A |
A |
A |
Mid
Cap Focus Fund |
E |
A |
D |
A |
A |
Mid
Cap Growth Fund |
E |
A |
A |
A |
A |
Enduring
Growth Fund |
E |
A |
A |
A |
A |
Specialized
Growth Fund |
E |
D |
D |
A |
D |
Small
Cap Growth Fund |
E |
C |
A |
A |
A |
Small
Cap Focus Fund |
E |
E |
A |
B |
A |
Health
Sciences Fund |
A |
E |
A |
B |
C |
Growth
& Income Fund |
E |
A |
E |
C |
A |
Alger
35 Fund |
E |
A |
A |
A |
A |
Aggregate
Equity Securities of Funds in the Alger Fund Complex |
E |
E |
E |
C |
E |
Fund |
Annual
Fee as a Percentage
of
Average Daily Net Assets |
Alger
Capital Appreciation Fund |
.81% for
assets up to $2 billion;
.65% for
assets between $2 billion and $3 billion;
.60% for
assets between $3 billion and $4 billion;
.55% for
assets between $4 billion and $5 billion;
.45% for
assets in excess of $5 billion |
Alger
International Focus Fund |
.71% for
assets up to $1 billion;
.60% for
assets in excess of $1 billion |
Alger
Mid Cap Focus Fund* |
.70% for
assets up to $250 million;
.50% for
assets in excess of $250 million |
Alger
Mid Cap Growth Fund |
.76% for
assets up to $1 billion;
.70% for
assets in excess of $1 billion |
Alger
Weatherbie Enduring Growth Fund |
.70% for
assets up to $250 million;
.50% for
assets in excess of $250 million |
Alger
Weatherbie Specialized Growth Fund |
.81% for
assets up to $1 billion;
.75% for
assets in excess of $1 billion |
Alger
Small Cap Growth Fund |
.81% for
assets up to $1 billion;
.75% for
assets in excess of $1 billion |
Alger
Small Cap Focus Fund |
.75% |
Alger
Health Sciences Fund |
.55% |
Alger
Growth & Income Fund |
.50% |
Alger
35 Fund** |
.45% |
Fund |
Class |
Waiver |
Alger Capital
Appreciation Fund1 |
Z |
0.04% |
Alger
International Focus Fund2 |
I |
0.54% |
Z |
0.13% | |
Alger Mid Cap
Focus Fund3 |
A |
0.53% |
C |
1.28% | |
I |
0.58% | |
Y |
0.07% | |
Z |
0.37% | |
Alger Mid Cap
Growth Fund4 |
Z |
0.23% |
Alger
Weatherbie Enduring Growth Fund |
A |
1.15% |
C |
1.85% | |
I |
1.10% | |
Y |
0.70% | |
Z |
0.75% | |
Alger
Weatherbie Specialized Growth Fund5 |
Y |
0.07% |
Alger Small
Cap Growth Fund6 |
Y |
0.03% |
Z |
0.18% | |
Alger Small
Cap Focus Fund7 |
Y |
0.10% |
Alger Health
Sciences Fund8 |
Z |
0.20% |
Fund |
2022 |
2021 |
2020 |
Alger
Capital Appreciation Fund |
$18,966,853 |
$24,040,397 |
$23,089,935 |
Alger
International Focus Fund |
$1,163,396 |
$1,406,325 |
$979,111 |
Alger
Mid Cap Focus Fund |
$3,638,059 |
$4,041,718 |
$938,266 |
Alger
Mid Cap Growth Fund |
$1,794,863 |
$2,287,642 |
$1,476,240 |
Alger
Weatherbie Enduring Growth Fund |
$26,859 |
$— |
$— |
Alger
Weatherbie Specialized Growth Fund |
$8,738,128 |
$11,557,216 |
$5,833,828 |
Alger
Small Cap Growth Fund |
$3,846,321 |
$4,958,536 |
$1,878,223 |
Alger
Small Cap Focus Fund |
$32,446,171 |
$58,391,557 |
$35,082,647 |
Alger
Health Sciences Fund |
$1,235,763 |
$1,747,715 |
$1,384,198 |
Alger
Growth & Income Fund |
$985,435 |
$695,601 |
$557,987 |
Alger
35 Fund |
$146,126 |
$87,862 |
$92,501 |
Fund |
2022 |
2021 |
2020 |
Alger
Capital Appreciation Fund |
$179,703 |
$— |
$— |
Alger
International Focus Fund |
$133,498 |
$7,047 |
$14,995 |
Alger
Mid Cap Focus Fund |
$83 |
$15 |
$57,824 |
Alger
Mid Cap Growth Fund |
$80,610 |
$— |
$139 |
Alger
Weatherbie Enduring Growth Fund |
$166,730 |
$— |
$— |
Alger
Weatherbie Specialized Growth Fund |
$21,864 |
$8,083 |
$15,769 |
Alger
Small Cap Growth Fund |
$26,687 |
$— |
$17,370 |
Alger
Small Cap Focus Fund |
$— |
$— |
$7,468 |
Alger
Health Sciences Fund |
$— |
$— |
$— |
Alger
Growth & Income Fund |
$— |
$486 |
$10,208 |
Alger
35 Fund |
$126,948 |
$150,818 |
$129,916 |
Fund |
2022 |
2021 |
2020 |
Alger
Capital Appreciation Fund |
$670,692 |
$886,499 |
$845,064 |
Alger
International Focus Fund |
$45,061 |
$54,470 |
$37,923 |
Alger
Mid Cap Focus Fund |
$172,443 |
$194,682 |
$36,862 |
Alger
Mid Cap Growth Fund |
$64,946 |
$82,777 |
$53,417 |
Alger
Weatherbie Enduring Growth Fund |
$1,055 |
$— |
$— |
Alger
Weatherbie Specialized Growth Fund |
$300,216 |
$401,773 |
$198,071 |
Alger
Small Cap Growth Fund |
$130,585 |
$168,345 |
$63,767 |
Alger
Small Cap Focus Fund |
$1,189,693 |
$2,141,024 |
$1,286,364 |
Alger
Health Sciences Fund |
$61,788 |
$87,386 |
$69,210 |
Alger
Growth & Income Fund |
$54,199 |
$38,258 |
$30,689 |
Alger
35 Fund |
$8,930 |
$8,020 |
$3,180 |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||
|
|
|
|
|||
Gregory
Adams* |
4 |
$627,518,396 |
3 |
$119,994,840 |
6 |
$15,231,794 |
Joshua
D. Bennettx† |
2 |
$479,812,083 |
5 |
$224,820,958 |
17 |
$1,071,967,960 |
Dan
C. Chung*# |
10 |
$7,341,680,009 |
8 |
$1,051,329,750 |
51 |
$2,219,607,427 |
Ankur
Crawford# |
5 |
$7,207,352,907 |
10 |
$1,251,221,567 |
57 |
$2,415,930,652 |
H.
George Daix† |
2 |
$479,812,083 |
5 |
$224,820,958 |
17 |
$1,071,967,960 |
Brandon
A. Geisler |
2 |
$180,645,197 |
|
1 |
$2,745,938 | |
Gregory
Jones |
2 |
$44,249,036 |
1 |
$7,480,265 |
1 |
$68,820 |
Patrick
Kelly# |
5 |
$7,207,352,907 |
10 |
$1,251,221,567 |
57 |
$2,415,930,652 |
Edward
Minnx^ |
1 |
$2,629,132 |
4 |
$255,056,760 |
18 |
$1,075,078,987 |
Pragna
Shere |
2 |
$44,249,036 |
1 |
$7,480,265 |
1 |
$68,820 |
Sanjiv
Talwar§ |
1 |
$259,662,540 |
1 |
$12,021,572 |
2 |
$7,348,492 |
Amy
Y. Zhang+ |
3 |
$367,975,736 |
2 |
$198,859,309 |
6 |
$231,299,881 |
Portfolio
Manager |
Fund |
Range |
Gregory
S. Adams |
Growth
& Income |
E |
Joshua
D. Bennett |
Enduring
Growth
Specialized
Growth |
E
E* |
Dan
C. Chung |
Capital
Appreciation
Mid
Cap Growth
Small
Cap Growth
Health
Sciences
Alger
35 |
E
E
E
G
G |
Ankur
Crawford |
Capital
Appreciation |
A |
H.
George Dai |
Enduring
Growth
Specialized
Growth |
D
E*
|
Portfolio
Manager |
Fund |
Range |
Brandon
A. Geisler |
Mid
Cap Growth |
F* |
Gregory
Jones |
International
Focus |
E* |
Patrick
Kelly |
Capital
Appreciation |
A |
Edward
Minn |
Specialized
Growth |
E* |
Pragna
Shere |
International
Focus |
E* |
Sanjiv
Talwar |
Health
Sciences |
F |
Amy
Y. Zhang |
Mid
Cap Focus
Small
Cap Growth
Small
Cap Focus |
E
B
E |
Fund |
2022 |
2021 |
2020 |
Alger
Capital Appreciation Fund |
$321,364 |
$430,219 |
$402,645 |
Alger
International Focus Fund |
$25,587 |
$31,109 |
$22,042 |
Alger
Mid Cap Focus Fund |
$63,093 |
$70,817 |
$13,404 |
Alger
Mid Cap Growth Fund |
$36,400 |
$46,896 |
$30,749 |
Alger
Weatherbie Enduring Growth Fund |
$395 |
$— |
$— |
Alger
Weatherbie Specialized Growth Fund |
$123,661 |
$166,958 |
$85,525 |
Alger
Small Cap Growth Fund |
$60,872 |
$79,962 |
$33,516 |
Alger
Small Cap Focus Fund |
$463,212 |
$837,472 |
$516,822 |
Alger
Health Sciences Fund |
$29,867 |
$41,953 |
$33,584 |
Alger
Growth & Income Fund |
$28,130 |
$21,029 |
$16,912 |
Alger
35 Fund |
$3,247 |
$3,173 |
$1,140 |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
A |
18.39% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
A |
5.39% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
19.32% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
17.32% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
16.28% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
C |
5.39 |
UBS
WM USA
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
C |
5.06 |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
13.63% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
Z |
11.01% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
Z |
7.31%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
LPL
Financial
FBO
Customer Accounts
9785
Towne Centre Drive
San
Diego, CA 92121 |
Z |
5.97% |
SEI
Private Trust Company
CO
Truist
1
Freedom Valley Dr.
Oaks,
PA 19456 |
Z |
5.91% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
Z |
5.25% |
Delaware
Charter Guarantee & Trust Company
FBO
Various Retirement Plans
ATTN:
NPIO Trade Desk
711
High St.
Des
Moines, IA 50392 |
Z |
5.12% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wuerttembergische
LV AG
c/o
BSW-RWF/AS
Sicherungsvermoegen
Postfach
D-71630
Ludwigsburg
Germany |
A |
36.65% |
Wuerttembergische
LV AG
c/o
BSW-RWF/AS
Sicherungsvermoegen
Postfach
D-71630
Ludwigsburg
Germany |
B |
93.08% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
37.28% |
UBS
WM USA
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
C |
24.16% |
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
ATTN
Mutual Fund Ops Manager
250
Nicollet Mall, Suite 1400
Minneapolis,
MN 55401 |
C |
10.85% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
5.81% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
5.76 |
Empower
Trust
FBO
Employee Benefits Clients 401K
8515
E Orchard Rd, 2T2
Greenwood
Village, CO 80111 |
I |
71.35%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
I |
5.83% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
Z |
21.09% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
Z |
14.75% |
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
ATTN
Mutual Fund Ops Manager
250
Nicollet Mall, Suite 1400
Minneapolis,
MN 55401 |
Z |
12.68% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
11.06% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
Z |
8.35% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
Z |
7.19% |
Alger
Capital, LLC
100
Pearl Street, 27th Floor
New
York, NY 10004 |
Z |
7.01% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
5.14% |
UBS
WM USA
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
Z |
5.06% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
A |
34.57% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
A |
18.86%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
A |
13.43% |
Charles
Schwab & Co., Inc.
ATTN
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
A |
9.41% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
A |
6.62% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
42.04% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
21.60% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
16.81% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
6.01% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
C |
5.75% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
C |
5.22% |
National
Financial Services
499
Washington Blvd.
Jersey
City, NJ 07310 |
I |
61.27% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
I |
16.40% |
State
Street Bank and Trust
As
Trustee and Custodian
1
Lincoln St.
Boston,
MA 02111 |
Y |
80.98% |
Alger
Capital, LLC
100
Pearl Street, 27th Floor
New
York, NY 10004 |
Y |
12.92%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
LPL
Financial
FBO
Customer Accounts
ATTN
Mutual Fund Operations
9785
Towne Centre Drive
San
Diego, CA 92121 |
Z |
25.57% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
Z |
13.30% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
10.67% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
9.23% |
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
P.O.
Box 2226
Omaha,
NE 68103 |
Z |
5.19% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
Z |
5.01% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wuerttembergische
LV AG
c/o
BSW-RWF/AS
Sicherungsvermoegen
Postfach
D-71630
Ludwigsburg
Germany |
A |
20.91% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
A |
5.49% |
Wuerttembergische
LV AG
c/o
BSW-RWF/AS
Sicherungsvermoegen
Postfach
D-71630
Ludwigsburg
Germany |
B |
90.15% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
30.85% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
24.61%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
18.84% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
5.75% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
Z |
25.37% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
Z |
11.74% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
7.78% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
5.60% |
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Customers
P.O.
Box 2226
Omaha,
NE 68103 |
Z |
5.16% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Alger
Capital, LLC
100
Pearl Street, 27th Floor
New
York, NY 10004 |
A |
61.22% |
Charles
Schwab & Co., Inc.
ATTN
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
A |
38.78% |
Alger
Capital, LLC
100
Pearl Street, 27th Floor
New
York, NY 10004 |
C |
100% |
Alger
Capital, LLC
100
Pearl Street, 27th Floor
New
York, NY 10004 |
I |
100% |
Alger
Capital, LLC
100
Pearl Street, 27th Floor
New
York, NY 10004 |
Y |
100% |
Alger
Capital, LLC
100
Pearl Street, 27th Floor
New
York, NY 10004 |
Z |
81.19%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
Z |
11.74% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
A |
12.96% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
A |
8.23% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
A |
7.99% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
A |
7.23% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
A |
6.17% |
National
Financial Svcs.
499
Washington Blvd.
Jersey
City, NJ 07310 |
A |
5.97% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
23.03% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
C |
22.89% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
12.54% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
6.72%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
C |
6.37% |
Empower
Trust
FBO
Employee Benefits Clients 401K
8515
E Orchard Rd, 2T2
Greenwood
Village, CO 80111 |
I |
18.60% |
Morgan
Stanley Smith Barney LLC
1
New York Plz.
New
York, NY 10004 |
I |
11.17% |
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Customers
P.O.
Box 2226
Omaha,
NE 68103 |
I |
6.99% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
I |
5.69% |
Capinco
c/o
US Bank NA
1555
N Rivercenter Drive, Ste 302
Milwaukee,
WI 53212 |
Y |
35.75% |
SEI
Private Trust Company
CO
Legacy SWP
1
Freedom Valley Dr.
Oaks,
PA 19456 |
Y |
27.47% |
Edward
D Jones and Co.
Shareholder
Accounting
ATTN:
Mutual Funds
201
Progress Pkwy
Maryland
Hts., MO 63043 |
Y |
22.98% |
Empower
Trust
FBO
Employee Benefits Clients 401K
8515
E Orchard Rd, 2T2
Greenwood
Village, CO 80111 |
Y |
8.50% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
20.44% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
Z |
14.28% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
Z |
12.72%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
Z |
8.33% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
Z |
6.76% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
Z |
6.56% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
5.66% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
A |
8.34% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
A |
6.05% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
A |
5.73% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
A |
5.62% |
Wuerttembergische
LV AG
c/o
BSW-RWF/AS
Sicherungsvermoegen
Postfach
D-71630
Ludwigsburg
Germany |
B |
82.65% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
23.55% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
17.63% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
C |
16.84%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
7.04% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
6.97% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
C |
5.52% |
TIAA
For
the Sole Benefit of Customers
ATTN:
Trust Operations
211
N. Broadway, Suite 1000
Saint
Louis, MO 63102 |
Y |
91.57% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
23.41% |
Pershing
LLC
PO
Box 2052
Jersey
City, NJ 07303 |
Z |
21.08% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
Z |
17.74% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
Z |
9.88% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
6.65% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
A |
16.08% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
A |
10.59%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
A |
7.34% |
Charles
Schwab & Co., Inc.
ATTN
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
A |
5.94% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
25.55% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
C |
12.14% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
10.33% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
8.45% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
C |
7.25% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
C |
7.22% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
6.30% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
C |
5.44% |
Charles
Schwab & Co., Inc.
ATTN
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
I |
31.97% |
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
P.O.
Box 2226
Omaha,
NE 68103 |
I |
10.46% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
I |
9.53%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Matrix
Trust Company
FBO
Twin City Pipe Trades Pension Supply
P.O.
Box 52129
Phoenix,
AZ 85072 |
Y |
24.10% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Y |
16.69% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
Y |
9.13% |
PIMS
Prudential Retirement
As
Nominee For The TTEE Cust Pl 111
2800
High Meadow Circle
Auburn
Hills, MI 48326 |
Y |
6.96% |
Northern
Trust Co.
FBO
SWMF TR
P.O.
Box 92956
Chicago,
IL 60675 |
Y |
6.55% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
Z |
15.71% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
Z |
11.14% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
11.04% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
10.06% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
Z |
9.41% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
Z |
7.75% |
UBS
WM USA
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
Z |
7.47%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Charles
Schwab & Co., Inc.
ATTN
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
Z |
6.69% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
A |
10.24% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
A |
8.94% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
A |
8.90% |
Charles
Schwab & Co., Inc.
ATTN:
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
A |
5.47% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
A |
5.01% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
27.70% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
14.96% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
14.00% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
C |
7.03% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
5.16% |
LPL
Financial
4707
Executive Drive
San
Diego, CA 92121 |
Z |
16.13% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
Z |
14.01%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
12.99% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
12.47% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
Z |
11.34% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
Z |
6.23% |
UBS
WM USA
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
Z |
5.56% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
A |
11.93% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
A |
8.68% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
A |
6.01% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
A |
5.96% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
A |
5.08% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
24.54% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
C |
13.75%
|
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
10.24% |
UBS
WM USA
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
C |
7.76% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
7.59% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
6.68% |
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
ATTN
Mutual Fund Ops Manager
250
Nicollet Mall, Suite 1400
Minneapolis,
MN 55401 |
C |
6.63% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
Z |
20.97% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
18.82% |
Pershing
LLC
PO
Box 2052
Jersey
City, NJ 07303 |
Z |
12.61% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
Z |
11.84% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
Z |
10.33% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
6.86% |
Name
and Address |
Fund
Class |
Percentage
of
Total
Shares Held |
Alger
Capital, LLC
100
Pearl Street, 27th Floor
New
York, NY 10004 |
Z |
60.03%
|
Name
and Address |
Fund
Class |
Percentage
of
Total
Shares Held |
Brown
Brother Harriman and Co.
FBO
The Alger Portfolios, Alger Large Cap Growth Portfolio
140
Broadway
New
York, NY 10005 |
Z |
21.08% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
Z |
7.59% |
Name
and Address |
Percentage
of
Total
Shares Held |
Wuerttembergische
LV AG
c/o
BSW-RWF/AS
Sicherungsvermoegen
Postfach
D-71630
Ludwigsburg
Germany |
38.49% |
Name
and Address |
Percentage
of
Total
Shares Held |
Alger
Capital, LLC
100
Pearl Street, 27th Floor
New
York, NY 10004 |
82.83% |
Name
and Address |
Percentage
of
Total
Shares Held |
Alger
Capital, LLC
100
Pearl Street, 27th Floor
New
York, NY 10004 |
60.03% |