Fund |
Principal
U.S. Listing Exchange |
Ticker |
Invesco
BulletShares 2023 Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSCN |
Invesco
BulletShares 2024 Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSCO |
Invesco
BulletShares 2025 Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSCP |
Invesco
BulletShares 2026 Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSCQ |
Invesco
BulletShares 2027 Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSCR |
Invesco
BulletShares 2028 Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSCS |
Invesco
BulletShares 2029 Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSCT |
Invesco
BulletShares 2030 Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSCU |
Invesco
BulletShares 2031 Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSCV |
Invesco
BulletShares 2023 High Yield Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSJN |
Invesco
BulletShares 2024 High Yield Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSJO |
Invesco
BulletShares 2025 High Yield Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSJP |
Invesco
BulletShares 2026 High Yield Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSJQ |
Invesco
BulletShares 2027 High Yield Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSJR |
Invesco
BulletShares 2028 High Yield Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSJS |
Invesco
BulletShares 2029 High Yield Corporate Bond ETF |
The
Nasdaq Stock Market LLC |
BSJT |
Invesco
BulletShares 2023 Municipal Bond ETF |
The
Nasdaq Stock Market LLC |
BSMN |
Invesco
BulletShares 2024 Municipal Bond ETF |
The
Nasdaq Stock Market LLC |
BSMO |
Invesco
BulletShares 2025 Municipal Bond ETF |
The
Nasdaq Stock Market LLC |
BSMP |
Invesco
BulletShares 2026 Municipal Bond ETF |
The
Nasdaq Stock Market LLC |
BSMQ |
Invesco
BulletShares 2027 Municipal Bond ETF |
The
Nasdaq Stock Market LLC |
BSMR |
Invesco
BulletShares 2028 Municipal Bond ETF |
The
Nasdaq Stock Market LLC |
BSMS |
Invesco
BulletShares 2029 Municipal Bond ETF |
The
Nasdaq Stock Market LLC |
BSMT |
Invesco
BulletShares 2030 Municipal Bond ETF |
The
Nasdaq Stock Market LLC |
BSMU |
Invesco
BulletShares 2031 Municipal Bond ETF |
The
Nasdaq Stock Market LLC |
BSMV |
Invesco
BulletShares 2023 USD Emerging Markets Debt ETF |
The
Nasdaq Stock Market LLC |
BSCE |
Invesco
BulletShares 2024 USD Emerging Markets Debt ETF |
The
Nasdaq Stock Market LLC |
BSDE |
Invesco
Defensive Equity ETF |
NYSE
Arca, Inc. |
DEF |
Invesco
International Developed Dynamic Multifactor ETF |
Cboe
BZX Exchange, Inc. |
IMFL |
Invesco
Investment Grade Defensive ETF |
NYSE
Arca, Inc. |
IIGD |
Invesco
Investment Grade Value ETF |
NYSE
Arca, Inc. |
IIGV |
Invesco
RAFITM
Strategic Developed ex-US ETF |
The
Nasdaq Stock Market LLC |
ISDX |
Invesco
RAFITM
Strategic Emerging Markets ETF |
The
Nasdaq Stock Market LLC |
ISEM |
Invesco
RAFITM
Strategic US ETF |
The
Nasdaq Stock Market LLC |
IUS |
Invesco
RAFITM
Strategic US Small Company ETF |
The
Nasdaq Stock Market LLC |
IUSS |
Invesco
Russell 1000®
Dynamic Multifactor ETF |
Cboe
BZX Exchange, Inc. |
OMFL |
Invesco
Russell 2000®
Dynamic Multifactor ETF |
Cboe
BZX Exchange, Inc. |
OMFS |
Fund |
2022 |
2021 |
Invesco
BulletShares 2030 Municipal Bond ETF (BSMU)(1) |
28% |
0% |
Invesco
International Developed Dynamic Multifactor ETF (IMFL)(2) |
337% |
73% |
Invesco
Russell 1000 Dynamic Multifactor ETF (OMFL)(3) |
336% |
126% |
Invesco
Russell 2000 Dynamic Multifactor ETF (OMFS)(4) |
265% |
127% |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
Ronn
R. Bagge—1958
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Vice
Chair of
the
Board;
Chair
of the
Nominating
and
Governance
Committee
and
Trustee |
Vice
Chair since
2018;
Chair of
the
Nominating
and
Governance
Committee
and
Trustee
since
2016 |
Founder
and Principal,
YQA
Capital Management
LLC
(1998-Present);
formerly,
Owner/CEO of
Electronic
Dynamic
Balancing
Co., Inc. (high-
speed
rotating equipment
service
provider). |
234 |
Chair
(since 2021) and
member
(since 2017)
of
the Joint Investment
Committee,
Mission
Aviation
Fellowship
and
MAF Foundation;
Trustee,
Mission
Aviation
Fellowship
(2017-Present). |
Todd
J. Barre—1957
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee |
Since
2016 |
Formerly,
Assistant
Professor
of Business,
Trinity
Christian
College (2010-2016);
Vice
President
and Senior
Investment
Strategist
(2001-2008),
Director of |
234 |
None. |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
Open
Architecture and
Trading
(2007-2008),
Head
of Fundamental
Research
(2004-2007)
and
Vice President and
Senior
Fixed Income
Strategist
(1994-2001),
BMO
Financial
Group/Harris
Private
Bank. |
|
|
Edmund
P.
Giambastiani, Jr.—1948
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee |
Since
2019 |
President,
Giambastiani
Group
LLC (national
security
and energy
consulting)
(2007-
Present);
Director, First
Eagle
Alternative Credit
LLC
(2020-Present);
Advisory
Board Member,
Massachusetts
Institute of
Technology
Lincoln
Laboratory
(federally-
funded
research
development)
(2010-
Present);
Defense
Advisory
Board Member,
Lawrence
Livermore
National
Laboratory (2013-
Present);
formerly,
Director,
The Boeing
Company
(2009-2021);
Trustee,
MITRE
Corporation
(federally
funded
research
development)
(2008-
2020);
Director, THL
Credit,
Inc. (alternative
credit
investment
manager)
(2016-2020);
Chair
(2015-2016), Lead
Director
(2011-2015) and
Director
(2008-2011),
Monster
Worldwide, Inc.
(career
services); United
States
Navy, career
nuclear
submarine officer
(1970-2007);
Seventh Vice
Chair
of the Joint Chiefs
of
Staff (2005-2007); first
NATO
Supreme Allied
Commander
Transformation
(2003-
2005);
Commander, U.S.
Joint
Forces Command
(2002-2005). |
234 |
Trustee,
U.S. Naval
Academy
Foundation
Athletic
& Scholarship
Program
(2010-
Present);
formerly,
Trustee,
certain funds
of
the Oppenheimer
Funds
complex (2013-
2019);
Advisory Board
Member,
Maxwell
School
of Citizenship
and
Public Affairs of
Syracuse
University
(2012-2016). |
Victoria
J. Herget—1951 |
Trustee |
Since
2019 |
Formerly,
Managing |
234 |
Trustee
(2000-Present) |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
|
|
Director
(1993-2001),
Principal
(1985-1993),
Vice
President (1978-
1985)
and Assistant Vice
President
(1973-1978),
Zurich
Scudder
Investments
(investment
adviser)
(and its
predecessor
firms). |
|
and
Chair (2010-2017),
Newberry
Library;
Trustee,
Chikaming
Open
Lands (2014-
Present);
formerly,
Trustee,
Mather
LifeWays
(2001-2021);
Trustee,
certain funds
in
the Oppenheimer
Funds
complex (2012-
2019);
Board Chair
(2008-2015)
and
Director
(2004-2018),
United
Educators
Insurance
Company;
Independent
Director,
First
American Funds
(2003-2011);
Trustee
(1992-2007),
Chair of
the
Board of Trustees
(1999-2007),
Investment
Committee
Chair
(1994-1999) and
Investment
Committee
member
(2007-2010),
Wellesley
College;
Trustee,
BoardSource
(2006-2009);
Trustee,
Chicago
City Day
School
(1994-2005). |
Marc
M. Kole—1960
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chair
of the
Audit
Committee
and
Trustee |
Chair
of the
Audit
Committee
and
Trustee
since
2016 |
Formerly,
Managing
Director
of Finance (2020-
2021)
and Senior Director
of
Finance (2015-2020),
By
The Hand Club for
Kids
(not-for-profit); Chief
Financial
Officer, Hope
Network
(social services)
(2008-2012);
Assistant
Vice
President and
Controller,
Priority Health
(health
insurance) (2005-
2008);
Regional Chief
Financial
Officer, United
Healthcare
(2005); Chief
Accounting
Officer, Senior
Vice
President of Finance,
Oxford
Health Plans
(2000-2004);
Audit
Partner,
Arthur Andersen
LLP
(1996-2000). |
234 |
Formerly,
Treasurer
(2018-2021),
Finance
Committee
Member
(2015-2021)
and Audit
Committee
Member
(2015),
Thornapple
Evangelical
Covenant
Church;
Board and
Finance
Committee
Member
(2009-2017)
and
Treasurer (2010-
2015,
2017),
NorthPointe
Christian
Schools. |
Yung
Bong Lim—1964
c/o
Invesco Capital
Management
LLC
3500
Lacey Road, |
Chair
of the
Investment
Oversight
Committee
and |
Chair
of the
Investment
Oversight
Committee
and |
Managing
Partner, RDG
Funds
LLC (real estate)
(2008-Present);
formerly,
Managing
Director, Citadel |
234 |
Board
Director, Beacon
Power
Services, Corp.
(2019-Present);
formerly,
Advisory |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
Suite
700
Downers
Grove, IL 60515 |
Trustee |
Trustee
since
2016 |
LLC
(1999-2007). |
|
Board
Member,
Performance
Trust
Capital
Partners, LLC
(2008-2020). |
Joanne
Pace—1958
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee |
Since
2019 |
Formerly,
Senior Advisor,
SECOR
Asset
Management,
LP (2010-
2011);
Managing Director
and
Chief Operating
Officer,
Morgan Stanley
Investment
Management
(2006-2010);
Partner and
Chief
Operating Officer,
FrontPoint
Partners, LLC
(alternative
investments)
(2005-2006);
Managing
Director
(2003-2005),
Global
Head of Human
Resources
and member of
Executive
Board and
Operating
Committee
(2004-2005),
Global Head
of
Operations and Product
Control
(2003-2004),
Credit
Suisse (investment
banking);
Managing
Director
(1997-2003),
Controller
and Principal
Accounting
Officer (1999-
2003),
Chief Financial
Officer
(temporary
assignment)
for the
Oversight
Committee,
Long
Term Capital
Management
(1998-1999),
Morgan
Stanley. |
234 |
Board
Director, Horizon
Blue
Cross Blue Shield
of
New Jersey (2012-
Present);
Governing
Council
Member
(2016-Present)
and
Chair
of Education
Committee
(2017-
2021),
Independent
Directors
Council
(IDC);
Council
Member,
New York-
Presbyterian
Hospital’s
Leadership
Council on
Children’s
and
Women’s
Health
(2012-Present);
formerly,
Advisory
Board
Director, The
Alberleen
Group LLC
(2012-2021);
Board
Member,
100 Women
in
Finance (2015-
2020);
Trustee, certain
funds
in the
Oppenheimer
Funds
complex
(2012-2019);
Lead
Independent
Director
and Chair of
the
Audit and
Nominating
Committee
of
The Global Chartist
Fund,
LLC,
Oppenheimer
Asset
Management
(2011-
2012);
Board Director,
Managed
Funds
Association
(2008-
2010);
Board Director
(2007-2010)
and
Investment
Committee
Chair
(2008-2010),
Morgan
Stanley
Foundation. |
Gary
R. Wicker—1961
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee |
Since
2016 |
Senior
Vice President of
Global
Finance and Chief
Financial
Officer, RBC
Ministries
(publishing
company)
(2013-Present);
formerly,
Executive Vice
President
and Chief |
234 |
Board
Member and
Treasurer,
Our Daily
Bread
Ministries
Canada
(2015-
Present);
Board and
Finance
Committee
Member,
West |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
Financial
Officer,
Zondervan
Publishing (a
division
of Harper
Collins/NewsCorp)
(2007-
2012);
Senior Vice
President
and Group
Controller
(2005- 2006),
Senior
Vice President and
Chief
Financial Officer
(2003-2004),
Chief
Financial
Officer (2001-
2003),
Vice President,
Finance
and Controller
(1999-2001)
and Assistant
Controller
(1997-1999),
divisions
of The Thomson
Corporation
(information
services
provider); Senior
Audit
Manager (1994-
1997),
PricewaterhouseCoopers
LLP. |
|
Michigan
Youth For
Christ
(2010-Present). |
Donald
H. Wilson—1959
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chair
of the
Board
and
Trustee |
Chair
and
Trustee
since
2016 |
Chair,
President and Chief
Executive
Officer,
McHenry
Bancorp Inc. and
McHenry
Savings Bank
(subsidiary)
(2018-
Present);
formerly, Chair
and
Chief Executive
Officer,
Stone Pillar
Advisors,
Ltd. (2010-
2017);
President and
Chief
Executive Officer,
Stone
Pillar Investments,
Ltd.
(advisory services to
the
financial sector) (2016-
2018);
Chair, President
and
Chief Executive
Officer,
Community
Financial
Shares, Inc. and
Community
Bank—
Wheaton/Glen
Ellyn
(subsidiary)
(2013-2015);
Chief
Operating Officer,
AMCORE
Financial, Inc.
(bank
holding company)
(2007-2009);
Executive
Vice
President and Chief
Financial
Officer,
AMCORE
Financial, Inc.
(2006-2007);
Senior Vice
President
and Treasurer,
Marshall &
Ilsley Corp.
(bank
holding company) |
234 |
Director,
Penfield
Children’s
Center
(2004-Present);
Board
Chair,
Gracebridge
Alliance,
Inc.
(2015-Present). |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
(1995-2006). |
|
|
Name,
Address and
Year
of Birth
of
Interested Trustee* |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served** |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Interested
Trustee |
Other
Directorships
Held
by
Interested
Trustee
During
the Past 5 Years |
Anna
Paglia—1974
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite700
Downers
Grove, IL 60515 |
Trustee,
President
and
Principal
Executive
Officer |
Trustee
since
2022;
President
and
Principal
Executive
Officer
since
2020 |
President
and Principal
Executive
Officer (2020-
Present)
and Trustee
(2022-present),
Invesco
Exchange-Traded
Fund
Trust,
Invesco Exchange-
Traded
Fund Trust II,
Invesco
India Exchange-
Traded
Fund Trust,
Invesco
Actively Managed
Exchange-Traded
Fund
Trust,
Invesco Actively
Managed
Exchange-
Traded
Commodity Fund
Trust
and Invesco
Exchange-Traded
Self-
Indexed
Fund Trust;
Managing
Director and
Global
Head of ETFs and
Indexed
Strategies, Chief
Executive
Officer and
Principal
Executive Officer,
Invesco
Capital
Management
LLC (2020-
Present);
Chief Executive
Officer,
Manager and
Principal
Executive Officer,
Invesco
Specialized
Products,
LLC (2020-
Present);
formerly, Vice
President,
Invesco
Indexing
LLC (2020-2022);
Secretary,
Invesco
Exchange-Traded
Fund
Trust,
Invesco Exchange-
Traded
Fund Trust II,
Invesco
India Exchange-
Traded
Fund Trust and
Invesco
Actively Managed
Exchange-Traded
Fund
Trust
(2011-2020), |
234 |
None. |
Name,
Address and
Year
of Birth
of
Interested Trustee* |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served** |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Interested
Trustee |
Other
Directorships
Held
by
Interested
Trustee
During
the Past 5 Years |
|
|
|
Invesco
Actively Managed
Exchange-Traded
Commodity
Fund Trust
(2014-2020)
and Invesco
Exchange-Traded
Self-
Indexed
Fund Trust (2015-
2020);
Head of Legal
(2010-2020)
and
Secretary
(2015-2020),
Invesco
Capital
Management
LLC;
Manager
and Assistant
Secretary,
Invesco
Indexing
LLC (2017-2020);
Head
of Legal and
Secretary,
Invesco
Specialized
Products, LLC
(2018-2020);
Partner, K&L
Gates
LLP (formerly, Bell
Boyd
& Lloyd LLP) (2007-
2010);
and Associate
Counsel
at Barclays
Global
Investors
Ltd. (2004-2006). |
|
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5
Years |
Adrien
Deberghes — 1967
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President |
Since
2020 |
Vice
President, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2020-Present); Head of the Fund Office of the CFO, Fund
Administration
and Vice President, Invesco Advisers, Inc. (2020-
Present);
Principal Financial Officer, Treasurer and Vice President,
The
Invesco Funds (2020-Present); formerly, Senior Vice
President
and Treasurer, Fidelity Investments (2008-2020). |
Kelli
Gallegos — 1970
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President
and
Treasurer |
Since
2018 |
Vice
President, Invesco Advisers, Inc. (2020-Present); Principal
Financial
and Accounting Officer- Pooled Investments, Invesco
Specialized
Products, LLC (2018-Present); Vice President and
Treasurer,
Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2018-Present); Principal Financial and Accounting Officer-
Pooled
Investments, Invesco Capital Management LLC (2018-
Present);
Vice President and Assistant Treasurer (2008-Present),
The
Invesco Funds; formerly, Principal Financial Officer (2016-
2020)
and Assistant Vice President (2008-2016), The Invesco
Funds;
Assistant Treasurer, Invesco Specialized Products, LLC
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5
Years |
|
|
|
(2018);
Assistant Treasurer, Invesco Exchange-Traded Fund
Trust,
Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust and Invesco Actively Managed
Exchange-Traded
Fund Trust (2012-2018), Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust (2014-2018)
and
Invesco Exchange-Traded Self-Indexed Fund Trust (2016-
2018);
and Assistant Treasurer, Invesco Capital Management LLC
(2013-2018). |
Adam
Henkel — 1980
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Secretary |
Since
2020 |
Head
of Legal and Secretary, Invesco Capital Management LLC
and
Invesco Specialized Products, LLC (2020-present); Secretary,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2020-Present);
Assistant
Secretary, Invesco Capital Markets, Inc. (2020-Present);
Assistant
Secretary, The Invesco Funds (2014-Present); Manager
and
Assistant Secretary, Invesco Indexing LLC (2020-Present);
Assistant
Secretary, Invesco Investment Advisers LLC (2020-
Present);
formerly, Assistant Secretary of Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust and Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust (2014-2020);
Chief
Compliance Officer of Invesco Capital Management LLC
(2017);
Chief Compliance Officer of Invesco Exchange-Traded
Fund
Trust, Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust, Invesco Actively Managed
Exchange-Traded
Fund Trust and Invesco Actively Managed
Exchange-Traded
Commodity Fund Trust (2017); Senior Counsel,
Invesco,
Ltd. (2013-2020); Assistant Secretary, Invesco
Specialized
Products, LLC (2018-2020). |
Peter
Hubbard — 1981
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2016 |
Vice
President, Invesco Specialized Products, LLC (2018-
Present);
Vice President, Invesco Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust II, Invesco India Exchange-
Traded
Fund Trust, Invesco Actively Managed Exchange-Traded
Fund
Trust (2009-Present), Invesco Actively Managed Exchange-
Traded
Commodity Fund Trust (2014-Present) and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2016-Present); Vice
President
and Director of Portfolio Management, Invesco Capital
Management
LLC (2010-Present); Vice President, Invesco
Advisers,
Inc. (2020-Present); formerly, Vice President of Portfolio
Management,
Invesco Capital Management LLC (2008-2010);
Portfolio
Manager, Invesco Capital Management LLC (2007-
2008);
Research Analyst, Invesco Capital Management LLC
(2005-2007);
Research Analyst and Trader, Ritchie Capital, a
hedge
fund operator (2003-2005). |
Sheri
Morris — 1964
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President |
Since
2016 |
Head
of Global Fund Services, Invesco Ltd. (2019-Present); Vice
President,
OppenheimerFunds, Inc. (2019-Present); President and
Principal
Executive Officer, The Invesco Funds (2016-Present);
Senior
Vice President, Invesco Advisers, Inc. (formerly known as
Invesco
Institutional (N.A.), Inc.) (registered investment adviser)
(2020-Present);
Director, Invesco Trust Company (2022-Present);
and
Vice President, Invesco Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust II, Invesco India Exchange-
Traded
Fund Trust, Invesco Actively Managed Exchange-Traded
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5
Years |
|
|
|
Fund
Trust (2012-Present), Invesco Actively Managed Exchange-
Traded
Commodity Fund Trust (2014-Present) and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2016-Present);
formerly,
Treasurer (2008-2020), Vice President and Principal
Financial
Officer, The Invesco Funds (2008-2016); Treasurer,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust and
Invesco
Actively Managed Exchange-Traded Fund Trust (2011-
2013);
Vice President, Invesco Aim Advisers, Inc., Invesco Aim
Capital
Management, Inc. and Invesco Aim Private Asset
Management,
Inc.; Treasurer, Assistant Vice President and
Assistant
Treasurer, The Invesco Funds and Assistant Vice
President,
Invesco Advisers, Inc., Invesco Aim Capital
Management,
Inc. and Invesco Aim Private Asset Management,
Inc.;
Vice President, Invesco Advisers, Inc.
(2009-2020). |
Rudolf
E. Reitmann — 1971
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2016 |
Head
of Global Exchange Traded Funds Services, Invesco
Specialized
Products, LLC (2018-Present); Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust (2013-Present),
Invesco
Actively Managed Exchange-Traded Commodity Fund
Trust
(2014-Present) and Invesco Exchange-Traded Self-Indexed
Fund
Trust (2016-Present); Head of Global Exchange Traded
Funds
Services, Invesco Capital Management LLC (2013-
Present);
Vice President, Invesco Capital Markets, Inc. (2018-
Present). |
Melanie
Zimdars — 1976
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Chief
Compliance
Officer |
Since
2017 |
Chief
Compliance Officer, Invesco Specialized Products, LLC
(2018-Present);
Chief Compliance Officer, Invesco Capital
Management
LLC (2017-Present); Chief Compliance Officer,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2017-Present);
formerly,
Vice President and Deputy Chief Compliance Officer,
ALPS
Holding, Inc. (2009-2017); Mutual Fund Treasurer/ Chief
Financial
Officer, Wasatch Advisors, Inc. (2005-2008); Compliance
Officer,
U.S. Bancorp Fund Services, LLC
(2001-2005). |
Name
of Trustee |
Dollar
Range of
Equity
Securities Per Fund |
Aggregate
Dollar
Range
of Equity
Securities
in All
Registered
Investment
Companies
Overseen
by
Trustee in Fund Family |
Independent
Trustees |
|
|
Ronn
R. Bagge |
Invesco
BulletShares 2023 Corporate Bond ETF |
Over
$100,000 |
|
Over
$100,000 |
|
|
Invesco
BulletShares 2024 Corporate Bond ETF |
|
|
Over
$100,000 |
|
Name
of Trustee |
Dollar
Range of
Equity
Securities Per Fund |
Aggregate
Dollar
Range
of Equity
Securities
in All
Registered
Investment
Companies
Overseen
by
Trustee in Fund Family |
|
|
|
Todd
J. Barre |
None |
Over
$100,000 |
|
|
|
Edmund
P. Giambastiani, Jr. |
None |
$10,001 -
$50,000 |
|
|
|
Victoria
J. Herget |
None |
Over
$100,000 |
|
|
|
Marc
M. Kole |
None |
Over
$100,000 |
|
|
|
Yung
Bong Lim |
None |
Over
$100,000 |
|
|
|
Joanne
Pace |
None |
Over
$100,000 |
|
|
|
Gary
R. Wicker |
None |
Over
$100,000 |
|
|
|
Donald
H. Wilson |
None |
Over
$100,000 |
|
|
|
Interested
Trustee |
|
|
Anna
Paglia(1) |
None |
Over
$100,000 |
|
|
|
Name
of Trustee |
Aggregate
Compensation
From
Funds |
Pension
or Retirement
Benefits
Accrued as Part of
Fund
Expenses |
Total
Compensation Paid
From
Fund Complex (1) |
Independent
Trustees |
|
|
|
Ronn
R. Bagge |
$50,613 |
N/A |
$360,000 |
Todd
J. Barre |
$47,801 |
N/A |
$340,000 |
Edmund
P. Giambastiani, Jr. |
$47,801 |
N/A |
$340,000 |
Victoria
J. Herget |
$47,801 |
N/A |
$340,000 |
Marc
M. Kole |
$52,722 |
N/A |
$375,000 |
Yung
Bong Lim |
$50,613 |
N/A |
$360,000 |
Joanne
Pace |
$47,801 |
N/A |
$340,000 |
Gary
R. Wicker |
$47,801 |
N/A |
$340,000 |
Donald
H. Wilson |
$64,669 |
N/A |
$460,000 |
Interested
Trustee |
|
|
|
Kevin
M. Carome(2) |
N/A |
N/A |
N/A |
Anna
Paglia(3)
|
N/A |
N/A |
N/A |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
21.12% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
19.18% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
10.95% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.71% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.16% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
31.67% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
16.90% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
10.01% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.82% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
20.67% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.30% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
9.67% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.76% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.72% |
US
Bank NA
425
Walnut St Fl 14
Cincinnati,
OH 45202 |
5.34% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.02% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
20.12% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.29% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
8.36% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
8.19% |
Name
& Address |
%
Owned |
US
Bank NA
425
Walnut St Fl 14
Cincinnati,
OH 45202 |
6.97% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.01% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.06% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
19.55% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
8.72% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
7.90% |
Bank
of New York
One
Wall Street
New
York, NY 10286 |
7.59% |
TD
Ameritrade Clearing Inc
4211
South 102nd Street
Omaha,
NE 68127 |
6.25% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.93% |
US
Bank NA
425
Walnut St Fl 14
Cincinnati,
OH 45202 |
5.84% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.46% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
19.06% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.67% |
Bank
of New York
One
Wall Street
New
York, NY 10286 |
9.46% |
US
Bank NA
425
Walnut St Fl 14
Cincinnati,
OH 45202 |
7.44% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.50% |
Name
& Address |
%
Owned |
Interactive
Brokers LLC
One
Pickwick Plaza
Greenwich,
CT 06830 |
6.05% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.84% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.61% |
Name
& Address |
%
Owned |
US
Bank NA
425
Walnut St Fl 14
Cincinnati,
OH 45202 |
17.39% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
17.22% |
Bank
of New York
One
Wall Street
New
York, NY 10286 |
13.96% |
Interactive
Brokers LLC
One
Pickwick Plaza
Greenwich,
CT 06830 |
7.27% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
5.65% |
Name
& Address |
%
Owned |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
19.06% |
US
Bank NA
425
Walnut St Fl 14
Cincinnati,
OH 45202 |
18.96% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
9.77% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
6.78% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.77% |
Janney
Montgomery Scott LLC
1717
Arch Street
Philadelphia,
PA 19103 |
5.26% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
5.16% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
37.19% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
17.98% |
US
Bank NA
425
Walnut St Fl 14
Cincinnati,
OH 45202 |
15.86% |
TD
Ameritrade Clearing Inc
4211
South 102nd Street
Omaha,
NE 68127 |
7.24% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
27.46% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
12.02% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
10.18% |
UBS
Financial
1200
Harbor Blvd Dte 6
Weehawken,
NJ 07086 |
8.49% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.87% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.70% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.67% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
23.67% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd
Street
Omaha,
NE 68127 |
12.24% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.83% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
8.34% |
Name
& Address |
%
Owned |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.26% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.93% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.23% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
17.62% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd
Street
Omaha,
NE 68127 |
14.67% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.82% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
10.00% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.55% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.90% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
5.27% |
Morgan
Stanley
1585
Broadway
New
York NY 10036 |
5.23% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
19.79% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
13.19% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd
Street
Omaha,
NE 68127 |
12.53% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.96% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
10.64% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
17.65% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
11.74% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
10.84% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.25% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd
Street
Omaha,
NE 68127 |
9.63% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.61% |
Edward
Jones
12555
Manchester Rd.
St.
Louis, MO 63131 |
5.12% |
Name
& Address |
%
Owned |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
13.02% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
12.80% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
12.39% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
10.70% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
8.20% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd
Street
Omaha,
NE 68127 |
8.14% |
Morgan
Stanley
1585
Broadway
New
York NY 10036 |
6.58% |
J.P.
Morgan Securities LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
5.26% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.20% |
Name
& Address |
%
Owned |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
24.43% |
Goldman
Sachs
200
West Street
New
York, NY 10004 |
19.41% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
12.56% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
11.81% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
8.71% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
6.29% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
20.98% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
18.48% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
10.93% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.17% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.19% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.07% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.44% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
26.15% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
19.57% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.19% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.48% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.52% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
5.65% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.27% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
21.44% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
18.71% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.58% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.62% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.58% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.81% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.21% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
16.23% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
14.42% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
10.95% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
8.51% |
Name
& Address |
%
Owned |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.55% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.08% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
19.95% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
15.59% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
14.59% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
8.85% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.53% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
5.68% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
22.36% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
14.87% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
10.86% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.80% |
Stifel,
Nicolaus & Co, Inc
One
Financial Plaza
501
N Broadway
St
Louis, MO 63102 |
6.94% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.62% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.83% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
5.07% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
25.48% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
13.37% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
12.53% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
7.26% |
Stifel,
Nicolaus & Co, Inc.
One
Financial Plaza
501
N. Broadway
St.
Louis, MO 63102 |
5.70% |
J.P.
Morgan Securities LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
5.63% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.31% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
5.02% |
Name
& Address |
%
Owned |
J.P.
Morgan Securities LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
26.91% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
19.69% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
8.32% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
6.64% |
TD
Ameritrade Clearing, Inc
4211
S 102nd Street
Omaha,
NE 68127 |
6.12% |
Jane
Street
250
Vesey Street
New
York, NY 10281 |
6.01% |
Name
& Address |
%
Owned |
RBC
Capital Markets
Royal
Bank Plaza
200
Bay Street
Toronto,
ON M5J 2W7 |
5.27% |
Name
& Address |
%
Owned |
J.P.
Morgan Securities LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
29.56% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
23.45% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
12.35% |
TD
Ameritrade Clearing, Inc
4211
S 102nd Street
Omaha,
NE 68127 |
10.53% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.72% |
Name
& Address |
%
Owned |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
22.33% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.92% |
Goldman
Sachs
200
West Street
New
York, NY 10004 |
12.37% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
10.39% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
7.98% |
J.P.
Morgan Securities LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
7.03% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
22.00% |
UMB
Financial
1010
Grand Boulevard
Kansas
City, MO 64106 |
13.62% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
9.64% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
8.28% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
7.32% |
Bank
of New York
One
Wall Street
New
York, NY 10286 |
6.74% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.69% |
CIBC
World Markets Corp.
425
Lexington Ave 5th Floor
New
York, NY 10017 |
5.04% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
26.39% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
19.00% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
7.97% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.96% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.45% |
Name
& Address |
%
Owned |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
96.27% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
63.51% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
14.08% |
Name
& Address |
%
Owned |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
5.24% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
72.63% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.54% |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
5.04% |
Name
& Address |
%
Owned |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
64.93% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
9.87% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
9.60% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.62% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
73.26% |
Bank
of New York 1
One
Wall Street
New
York, NY 10286 |
7.49% |
Bank
of New York 2
One
Wall Street
New
York, NY 10286 |
5.56% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
46.20% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
17.28% |
Name
& Address |
%
Owned |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
12.22% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
8.44% |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
5.53% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
44.97% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
16.47% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
14.87% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
6.75% |
Name
& Address |
%
Owned |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
36.77% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
13.96% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
10.77% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.52% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.59% |
Name
& Address |
%
Owned |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
26.93% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
23.01% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
15.32% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
11.84% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
7.23% |
Peter
Hubbard |
Dollar
Range | |||||
Fund |
$1
to
$10,000 |
$10,001
to
$50,000 |
$50,001
to
$100,000 |
$100,001
to
$500,000 |
$500,001
to
$1,000,000 |
over
$1,000,000 |
Invesco
International Developed Dynamic Multifactor ETF |
X |
|
|
|
|
|
Fund |
Advisory
Fee |
Invesco
BulletShares 2023 Corporate Bond ETF |
0.10% |
Invesco
BulletShares 2024 Corporate Bond ETF |
0.10% |
Invesco
BulletShares 2025 Corporate Bond ETF |
0.10% |
Invesco
BulletShares 2026 Corporate Bond ETF |
0.10% |
Invesco
BulletShares 2027 Corporate Bond ETF |
0.10% |
Invesco
BulletShares 2028 Corporate Bond ETF |
0.10% |
Invesco
BulletShares 2029 Corporate Bond ETF |
0.10% |
Invesco
BulletShares 2030 Corporate Bond ETF |
0.10% |
Invesco
BulletShares 2031 Corporate Bond ETF |
0.10% |
Invesco
BulletShares 2023 High Yield Corporate Bond ETF |
0.42% |
Invesco
BulletShares 2024 High Yield Corporate Bond ETF |
0.42% |
Invesco
BulletShares 2025 High Yield Corporate Bond ETF |
0.42% |
Invesco
BulletShares 2026 High Yield Corporate Bond ETF |
0.42% |
Invesco
BulletShares 2027 High Yield Corporate Bond ETF |
0.42% |
Invesco
BulletShares 2028 High Yield Corporate Bond ETF |
0.42% |
Invesco
BulletShares 2029 High Yield Corporate Bond ETF |
0.42% |
Invesco
BulletShares 2023 Municipal Bond ETF |
0.18% |
Invesco
BulletShares 2024 Municipal Bond ETF |
0.18% |
Invesco
BulletShares 2025 Municipal Bond ETF |
0.18% |
Invesco
BulletShares 2026 Municipal Bond ETF |
0.18% |
Invesco
BulletShares 2027 Municipal Bond ETF |
0.18% |
Invesco
BulletShares 2028 Municipal Bond ETF |
0.18% |
Invesco
BulletShares 2029 Municipal Bond ETF |
0.18% |
Invesco
BulletShares 2030 Municipal Bond ETF |
0.18% |
Invesco
BulletShares 2031 Municipal Bond ETF |
0.18% |
Invesco
BulletShares 2023 USD Emerging Markets Debt ETF |
0.29% |
Invesco
BulletShares 2024 USD Emerging Markets Debt ETF |
0.29% |
Invesco
Defensive Equity ETF |
0.50% |
Invesco
International Developed Dynamic Multifactor ETF |
0.34% |
Invesco
Investment Grade Defensive ETF |
0.13% |
Invesco
Investment Grade Value ETF |
0.13% |
Invesco
RAFITM
Strategic Developed ex-US ETF |
0.23% |
Invesco
RAFITM
Strategic Emerging Markets ETF |
0.35% |
Invesco
RAFITM
Strategic US ETF |
0.19% |
Invesco
RAFITM
Strategic US Small Company ETF |
0.23% |
Invesco
Russell 1000®
Dynamic Multifactor ETF |
0.29% |
Fund |
Advisory
Fee |
Invesco
Russell 2000®
Dynamic Multifactor ETF |
0.39% |
Fund
Name |
Advisory
Fees Paid for the
Fiscal
Year Ended |
(Waivers)
and/or Recaptured Fees for the
Fiscal
Year Ended* | ||||
August
31,
2022 |
August
31,
2021 |
August
31,
2020 |
August
31,
2022 |
August
31,
2021 |
August
31,
2020 | |
Invesco
BulletShares 2023 Corporate Bond ETF |
$2,303,095 |
$1,704,103 |
$1,082,585 |
$(8,351
) |
$(6,321) |
$(8,798) |
Invesco
BulletShares 2024 Corporate Bond ETF |
$2,248,486 |
$1,324,569 |
$842,253 |
$(8,371) |
$(4,414) |
$(9,780) |
Invesco
BulletShares 2025 Corporate Bond ETF |
$1,265,550 |
$887,857 |
$451,363 |
$(3,181) |
$(1,584) |
$(4,122) |
Invesco
BulletShares 2026 Corporate Bond ETF |
$823,811 |
$414,454 |
$203,475 |
$(2,167) |
$(919) |
$(1,995) |
Invesco
BulletShares 2027 Corporate Bond ETF |
$404,494 |
$292,720 |
$141,144 |
$(343) |
$(483) |
$(1,333) |
Invesco
BulletShares 2028 Corporate Bond ETF |
$242,600 |
$197,650 |
$91,086 |
$(356) |
$(349) |
$(1,184) |
Invesco
BulletShares 2029 Corporate Bond ETF |
$129,598 |
$79,609 |
$14,538 |
$(265) |
$(113) |
$(218) |
Invesco
BulletShares 2030 Corporate Bond ETF(2) |
$61,449 |
$16,986 |
N/A |
$(160) |
$(23) |
N/A |
Invesco
BulletShares 2031 Corporate Bond ETF(1) |
$17,842 |
N/A |
N/A |
$(61) |
N/A |
N/A |
Invesco
BulletShares 2023 High Yield Corporate Bond ETF |
$2,982,985 |
$2,221,906 |
$1,380,502 |
$(5,010) |
$(8,276) |
$(18,405) |
Invesco
BulletShares 2024 High Yield Corporate Bond ETF |
$1,876,511 |
$1,083,424 |
$599,637 |
$(2,638) |
$(3,488) |
$(5,792) |
Invesco
BulletShares 2025 High Yield Corporate Bond ETF |
$1,421,605 |
$891,527 |
$435,669 |
$(2,027) |
$(2,256) |
$(3,343) |
Invesco
BulletShares 2026 High Yield Corporate Bond ETF |
$679,759 |
$321,736 |
$213,846 |
$(1,053) |
$(423) |
$(1,554) |
Invesco
BulletShares 2027 High Yield Corporate Bond ETF |
$194,012 |
$109,833 |
$55,177 |
$(183) |
$(61) |
$(401) |
Invesco
BulletShares 2028 High Yield Corporate Bond ETF(2) |
$80,068 |
$40,806 |
N/A |
$(102) |
$(49) |
N/A |
Invesco
BulletShares 2029 High Yield Corporate Bond ETF(1) |
$
34,328 |
N/A |
N/A |
(42) |
N/A |
N/A |
Invesco
BulletShares 2023 Municipal Bond ETF |
$89,914 |
$47,341 |
$17,900 |
N/A |
N/A |
$(3) |
Invesco
BulletShares 2024 Municipal Bond ETF |
$93,717 |
$44,851 |
$17,492 |
N/A |
N/A |
$(43) |
Invesco
BulletShares 2025 Municipal Bond ETF |
$
93,713 |
$45,224 |
$16,958 |
N/A |
N/A |
$(24) |
Invesco
BulletShares 2026 Municipal Bond ETF |
$55,339 |
$36,211 |
$17,180 |
N/A |
N/A |
$(12) |
Invesco
BulletShares 2027 Municipal Bond ETF |
$36,783 |
$30,894 |
$9,686 |
N/A |
N/A |
$(1) |
Invesco
BulletShares 2028 Municipal Bond ETF |
$35,979 |
$18,071 |
$8,453 |
N/A |
N/A |
$(3) |
Invesco
BulletShares 2029 Municipal Bond ETF |
$30,745 |
$16,857 |
$8,427 |
N/A |
N/A |
$(2) |
Invesco
BulletShares 2030 Municipal Bond ETF(2)
|
$22,526 |
$10,073 |
N/A |
N/A |
N/A |
N/A |
Invesco
BulletShares 2031 Municipal Bond ETF(1) |
$14,696 |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
BulletShares 2023 USD Emerging Markets Debt ETF |
$98,984 |
$61,099 |
$30,019 |
$(66) |
$(99) |
$(197) |
Invesco
BulletShares 2024 USD Emerging Markets Debt ETF |
$
91,900 |
$53,608 |
$36,778 |
$(61) |
$(57) |
$(247) |
Invesco
Defensive Equity ETF |
$1,391,997 |
$1,330,523 |
$1,360,018 |
$(31) |
$(220) |
$(405) |
Invesco
International Developed Dynamic Multifactor ETF(3) |
$416,620 |
$215,165 |
N/A |
$(75) |
$(128) |
N/A |
Invesco
Investment Grade Defensive ETF |
$116,277 |
$115,474 |
$98,292 |
$(154) |
$(232) |
$(551) |
Invesco
Investment Grade Value ETF |
$56,733 |
$56,113 |
$53,470 |
$(17) |
$(125) |
$(344) |
Invesco
RAFI™
Strategic Developed ex-US ETF |
$785,840 |
$664,562 |
$531,618 |
$(123) |
$(218) |
$(660) |
Invesco
RAFI™
Strategic Emerging Markets ETF |
$104,575 |
$84,735 |
$82,686 |
$(50) |
$(26) |
$(11) |
Invesco
RAFI™
Strategic US ETF |
$337,823 |
$307,127 |
$241,119 |
$(48) |
$(95) |
$(176) |
Invesco
RAFI™
Strategic US Small Company ETF |
$118,027 |
$80,714 |
$59,267 |
$(20) |
$(11) |
$(28) |
Invesco
Russell 1000 Dynamic Multifactor ETF |
$5,607,368 |
$3,916,120 |
$3,227,299 |
$(623) |
$(624) |
$(1,200) |
Invesco
Russell 2000 Dynamic Multifactor ETF |
$618,078 |
$303,563 |
$173,150 |
$(37) |
$(21) |
$(52) |
Fund |
2022 |
2021 |
2020 |
Invesco
Defensive Equity ETF |
$31,600 |
$31,284 |
$33,795 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
BulletShares
2023
Corporate Bond
ETF |
$433,102.31 |
$10,563.98 |
$42,678.00 |
$0.00 |
$0.00 |
$284,643.20 |
$0.00 |
$337,885.18 |
$95,217.13 |
Invesco
BulletShares
2024
Corporate Bond
ETF |
$447,431.28 |
$8,236.76 |
$43,194.00 |
$0.00 |
$0.00 |
$321,725.96 |
$0.00 |
$373,156.72 |
$74,274.56 |
Invesco
BulletShares
2025
Corporate Bond
ETF |
$460,604.57 |
$9,209.35 |
$43,270.00 |
$0.00 |
$0.00 |
$325,092.17 |
$0.00 |
$377,571.52 |
$83,033.05 |
Invesco
BulletShares
2026
Corporate Bond
ETF |
$444,513.82 |
$9,245.76 |
$43,030.00 |
$0.00 |
$0.00 |
$308,870.17 |
$0.00 |
$361,145.93 |
$83,367.89 |
Invesco
BulletShares
2027
Corporate Bond
ETF |
$443,955.30 |
$15,710.85 |
$41,373.00 |
$0.00 |
$0.00 |
$245,319.18 |
$0.00 |
$302,403.03 |
$141,552.27 |
Invesco
BulletShares
2028
Corporate Bond
ETF |
$275,277.89 |
$4,418.41 |
$20,757.00 |
$0.00 |
$0.00 |
$210,272.86 |
$0.00 |
$235,448.27 |
$39,829.62 |
Invesco
BulletShares
2029
Corporate Bond
ETF |
$6,703.16 |
$165.44 |
$5,053.00 |
$0.00 |
$0.00 |
($10.63) |
$0.00 |
$5,207.81 |
$1,495.35 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
BulletShares
2030
Corporate Bond
ETF(1) |
$32,566.26 |
$501.67 |
$3,033.00 |
$0.00 |
$0.00 |
$24,492.00 |
$0.00 |
$28,026.67 |
$4,539.59 |
Invesco
BulletShares
2031
Corporate Bond
ETF(2) |
$2,639.65 |
$374.06 |
$212.00 |
$0.00 |
$0.00 |
($1,318.49) |
$0.00 |
($732.43) |
$3,372.08 |
Invesco
BulletShares
2023
High Yield
Corporate
Bond ETF |
$576,161.97 |
$29,033.73 |
$70,405.00 |
$0.00 |
$0.00 |
$215,282.11 |
$0.00 |
$314,720.84 |
$261,441.13 |
Invesco
BulletShares
2024
High Yield
Corporate
Bond ETF |
$470,123.12 |
$51,488.09 |
$56,138.00 |
$0.00 |
$0.00 |
($101,023.06) |
$0.00 |
$6,603.03 |
$463,520.09 |
Invesco
BulletShares
2025
High Yield
Corporate
Bond ETF |
$358,144.07 |
$24,706.96 |
$41,290.00 |
$0.00 |
$0.00 |
$69,661.47 |
$0.00 |
$135,658.43 |
$222,485.64 |
Invesco
BulletShares
2026
High Yield
Corporate
Bond ETF |
$209,595.56 |
$12,134.26 |
$20,774.00 |
$0.00 |
$0.00 |
$67,384.88 |
$0.00 |
$100,293.14 |
$109,302.42 |
Invesco
BulletShares
2027
High Yield
Corporate
Bond ETF |
$53,140.53 |
$3,206.69 |
$6,824.00 |
$0.00 |
$0.00 |
$14,197.46 |
$0.00 |
$24,228.15 |
$28,912.38 |
Invesco
BulletShares
2028
High Yield
Corporate
Bond ETF(1) |
$13,935.10 |
$1,085.22 |
$1,453.00 |
$0.00 |
$0.00 |
$1,601.85 |
$0.00 |
$4,140.07 |
$9,795.03 |
Invesco
BulletShares2029
High
Yield
Corporate Bond
ETF(2) |
$51,333.15 |
$1,381.36 |
$111.00 |
$0.00 |
$0.00 |
$37,384.01 |
$0.00 |
$38,876.37 |
$12,456.78 |
Invesco
BulletShares
2023
USD Emerging
Markets
ETF |
$4,739.20 |
$1,039.91 |
$731.00 |
$0.00 |
$0.00 |
($6,396.06) |
$0.00 |
($4,625.15) |
$9,364.35 |
Invesco
BulletShares
2024
USD Emerging
Markets
ETF |
$8,781.67 |
$314.42 |
$790.00 |
$0.00 |
$0.00 |
$4,842.35 |
$0.00 |
$5,946.77 |
$2,834.90 |
Invesco
Defensive
Equity
ETF |
$72.31 |
$1.06 |
$63.00 |
$0.00 |
$0.00 |
($1.41) |
$0.00 |
$62.65 |
$9.66 |
Invesco
International
Developed
Dynamic
Multifactor
ETF(3) |
$22,159.60 |
$2,594.77 |
$1,700.00 |
$0.00 |
$0.00 |
($5,517.10) |
$0.00 |
($1,222.33) |
$23,381.93 |
Invesco
Investment
Grade
Defensive ETF |
$47,554.74 |
$975.01 |
$5,440.00 |
$0.00 |
$0.00 |
$32,340.72 |
$0.00 |
$38,755.73 |
$8,799.01 |
Invesco
Investment
Grade
Value ETF |
$27,963.62 |
$664.22 |
$2,984.00 |
$0.00 |
$0.00 |
$18,310.16 |
$0.00 |
$21,958.38 |
$6,005.24 |
Invesco
RAFI™
Strategic
Developed
ex-US
ETF |
$176,687.97 |
$18,009.60 |
$13,190.00 |
$0.00 |
$0.00 |
($16,721.14) |
$0.00 |
$14,478.46 |
$162,209.51 |
Invesco
RAFI™
Strategic
Emerging
Markets
ETF |
$3,749.63 |
$579.14 |
$634.00 |
$0.00 |
$0.00 |
($2,700.25) |
$0.00 |
($1,487.11) |
$5,236.74 |
Invesco
RAFI™
Strategic
US ETF |
$7,507.15 |
$638.42 |
$2,049.00 |
$0.00 |
$0.00 |
($953.58) |
$0.00 |
$1,733.84 |
$5,773.31 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
RAFI™
Strategic
US Small
Company
ETF |
$25,434.61 |
$1,969.69 |
$4,947.00 |
$0.00 |
$0.00 |
$585.63 |
$0.00 |
$7,502.32 |
$17,932.29 |
Invesco
Russell 1000®
Dynamic
Multifactor
ETF |
$177,090.14 |
$11,245.29 |
$47,905.00 |
$0.00 |
$0.00 |
$16,625.23 |
$0.00 |
$75,775.52 |
$101,314.62 |
Invesco
Russell 2000®
Dynamic
Multifactor
ETF |
$54,123.01 |
$6,321.56 |
$13,829.00 |
$0.00 |
$0.00 |
($23,135.31) |
$0.00 |
($2,984.75) |
$57,107.76 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Defensive
Equity
ETF |
$75.42 |
$2.03 |
$0.00 |
$8.33 |
$0.00 |
($35.84) |
$0.00 |
($25.48) |
$100.90 |
Invesco
RAFITM
Strategic
Developed
ex-US
ETF |
$1,331.60 |
$2.07 |
$0.00 |
$8.84 |
$0.00 |
$1,221.96 |
$0.00 |
$1,232.87 |
$98.73 |
Invesco
RAFITM
Strategic
Emerging
Markets
ETF |
$4,261.44 |
$40.62 |
$0.00 |
$165.18 |
$0.00 |
$2,162.09 |
$0.00 |
$2,367.89 |
$1,893.55 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
RAFITM
Strategic
US ETF |
$16,956.62 |
$67.01 |
$0.00 |
$280.76 |
$0.00 |
$13,479.20 |
$0.00 |
$13,826.97 |
$3,129.65 |
Invesco
RAFITM
Strategic
US Small
Company
ETF |
$51,465.05 |
$169.16 |
$0.00 |
$745.11 |
$0.00 |
$42,322.69 |
$0.00 |
$43,236.96 |
$8,228.09 |
Invesco
Russell 1000®
1000
Dynamic
Multifactor
ETF |
$278,191.10 |
$1,142.39 |
$0.00 |
$4,590.99 |
$0.00 |
$220,860.45 |
$0.00 |
$226,593.83 |
$51,597.27 |
Invesco
Russell 2000®
Dynamic
Multifactor
ETF |
$104,606.58 |
$588.27 |
$0.00 |
$2,413.27 |
$0.00 |
$71,729.80 |
$0.00 |
$74,731.34 |
$29,875.24 |
Fund |
Underlying
Index |
Invesco
BulletShares 2023
Corporate
Bond ETF |
Nasdaq
BulletShares®
USD Corporate Bond 2023 Index |
Invesco
BulletShares 2024
Corporate
Bond ETF |
Nasdaq
BulletShares®
USD Corporate Bond 2024 Index |
Invesco
BulletShares 2025
Corporate
Bond ETF |
Nasdaq
BulletShares®
USD Corporate Bond 2025 Index |
Invesco
BulletShares 2026
Corporate
Bond ETF |
Nasdaq
BulletShares®
USD Corporate Bond 2026 Index |
Invesco
BulletShares 2027
Corporate
Bond ETF |
Nasdaq
BulletShares®
USD Corporate Bond 2027 Index |
Invesco
BulletShares 2028
Corporate
Bond ETF |
Nasdaq
BulletShares®
USD Corporate Bond 2028 Index |
Invesco
BulletShares 2029
Corporate
Bond ETF |
Nasdaq
BulletShares®
USD Corporate Bond 2029 Index |
Invesco
BulletShares 2030
Corporate
Bond ETF |
Nasdaq
BulletShares®
USD Corporate Bond 2030 Index |
Invesco
BulletShares 2031
Corporate
Bond ETF |
Nasdaq
BulletShares®
USD Corporate Bond 2031 Index |
Invesco
BulletShares 2023 High
Yield
Corporate Bond ETF |
Nasdaq
BulletShares®
USD High Yield Corporate Bond 2023 Index |
Invesco
BulletShares 2024 High
Yield
Corporate Bond ETF |
Nasdaq
BulletShares®
USD High Yield Corporate Bond 2024 Index |
Invesco
BulletShares 2025 High
Yield
Corporate Bond ETF |
Nasdaq
BulletShares®
USD High Yield Corporate Bond 2025 Index |
Invesco
BulletShares 2026 High
Yield
Corporate Bond ETF |
Nasdaq
BulletShares®
USD High Yield Corporate Bond 2026 Index |
Invesco
BulletShares 2027 High
Yield
Corporate Bond ETF |
Nasdaq
BulletShares®
USD High Yield Corporate Bond 2027 Index |
Invesco
BulletShares 2028 High
Yield
Corporate Bond ETF |
Nasdaq
BulletShares®
USD High Yield Corporate Bond 2028 Index |
Invesco
BulletShares 2029 High
Yield
Corporate Bond ETF |
Nasdaq
BulletShares®
USD High Yield Corporate Bond 2029 Index |
Invesco
BulletShares 2023
Municipal
Bond ETF |
Invesco
BulletShares®
Municipal Bond 2023 Index |
Invesco
BulletShares 2024
Municipal
Bond ETF |
Invesco
BulletShares®
Municipal Bond 2024 Index |
Invesco
BulletShares 2025
Municipal
Bond ETF |
Invesco
BulletShares®
Municipal Bond 2025 Index |
Invesco
BulletShares 2026
Municipal
Bond ETF |
Invesco
BulletShares®
Municipal Bond 2026 Index |
Invesco
BulletShares 2027
Municipal
Bond ETF |
Invesco
BulletShares®
Municipal Bond 2027 Index |
Invesco
BulletShares 2028
Municipal
Bond ETF |
Invesco
BulletShares®
Municipal Bond 2028 Index |
Invesco
BulletShares 2029
Municipal
Bond ETF |
Invesco
BulletShares®
Municipal Bond 2029 Index |
Invesco
BulletShares 2030
Municipal
Bond ETF |
Invesco
BulletShares®
Municipal Bond 2030 Index |
Invesco
BulletShares 2031
Municipal
Bond ETF |
Invesco
BulletShares®
Municipal Bond 2031 Index |
Invesco
BulletShares 2023 USD
Emerging
Markets Debt ETF |
Nasdaq
BulletShares®
USD Emerging Markets Debt 2023 Index |
Invesco
BulletShares 2024 USD
Emerging
Markets Debt ETF |
Nasdaq
BulletShares®
USD Emerging Markets Debt 2024 Index |
Invesco
Defensive Equity ETF |
Invesco
Defensive Equity Index |
Fund |
Underlying
Index |
Invesco
International Developed
Dynamic
Multifactor ETF |
FTSE
Developed ex US Invesco Dynamic Multifactor Index |
Invesco
Investment Grade
Defensive
ETF |
Invesco
Investment Grade Defensive Index |
Invesco
Investment Grade Value
ETF |
Invesco
Investment Grade Value Index |
Invesco
RAFITM
Strategic
Developed
ex-US
ETF |
Invesco
Strategic Developed ex-US Index |
Invesco
RAFITM
Strategic Emerging
Markets
ETF |
Invesco
Strategic Emerging Markets Index |
Invesco
RAFITM
Strategic US ETF |
Invesco
Strategic US Index |
Invesco
RAFITM
Strategic US Small
Company
ETF |
Invesco
Strategic US Small Company Index |
Invesco
Russell 1000®
Dynamic
Multifactor
ETF |
Russell
1000®
Invesco Dynamic Multifactor Index |
Invesco
Russell 2000®
Dynamic
Multifactor
ETF |
Russell
2000®
Invesco Dynamic Multifactor
Index |
Fund |
Total
$ Amount
of
Brokerage
Commissions
Paid |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
2022 |
2021 |
2020 |
2022 |
2021 |
2020 |
2022 |
2022 | |
Invesco
Defensive Equity ETF |
$65,608 |
$51,081 |
$83,995 |
$3,187 |
$12,255 |
$10,980 |
4.05% |
7.40% |
Invesco
International Developed Dynamic Multifactor ETF (1) |
$264,774 |
$64,957 |
$0 |
$0 |
$0 |
$0 |
- |
- |
Invesco
RAFI™ Strategic Developed ex-US ETF |
$51,490 |
$38,363 |
$50,590 |
$133 |
$1 |
$2,437 |
0.26% |
0.18% |
Invesco
RAFI™ Strategic Emerging Markets ETF |
$15,033 |
$8,878 |
$5,439 |
$77 |
$33 |
$677 |
0.51% |
0.68% |
Invesco
RAFI™ Strategic US ETF |
$3,619 |
$7,336 |
$9,327 |
$3,022 |
$346 |
$7,283 |
66.11% |
66.46% |
Invesco
RAFI™ Strategic US Small Company ETF |
$10,019 |
$10,222 |
$14,808 |
$9,411 |
$642 |
$8,679 |
93.78% |
91.63% |
Invesco
Russell 1000®
Dynamic Multifactor ETF |
$1,160,901 |
$489,919 |
$1,552,649 |
$733,357 |
$158,472 |
$289,506 |
53.05% |
61.24% |
Invesco
Russell 2000®
Dynamic Multifactor ETF |
$266,660 |
$90,585 |
$197,524 |
$119,930 |
$21,839 |
$81,746 |
39.56% |
42.25% |
Fund |
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
to BNYM) |
Invesco
BulletShares 2023 Corporate
Bond
ETF |
$500 |
$2,000 |
Invesco
BulletShares 2024 Corporate
Bond
ETF |
$500 |
$2,000 |
Invesco
BulletShares 2025 Corporate
Bond
ETF |
$500 |
$2,000 |
Invesco
BulletShares 2026 Corporate
Bond
ETF |
$500 |
$2,000 |
Invesco
BulletShares 2027 Corporate
Bond
ETF |
$500 |
$2,000 |
Invesco
BulletShares 2028 Corporate
Bond
ETF |
$250 |
$1,000 |
Invesco
BulletShares 2029 Corporate
Bond
ETF |
$250 |
$1,000 |
Invesco
BulletShares 2030 Corporate
Bond
ETF |
$250 |
$1,000 |
Invesco
BulletShares 2031 Corporate
Bond
ETF |
$400 |
$1,600 |
Invesco
BulletShares 2023 High Yield
Corporate
Bond ETF |
$500 |
$2,000 |
Invesco
BulletShares 2024 High Yield
Corporate
Bond ETF |
$500 |
$2,000 |
Invesco
BulletShares 2025 High Yield
Corporate
Bond ETF |
$500 |
$2,000 |
Invesco
BulletShares 2026 High Yield
Corporate
Bond ETF |
$250 |
$1,000 |
Invesco
BulletShares 2027 High Yield
Corporate
Bond ETF |
$250 |
$1,000 |
Invesco
BulletShares 2028 High Yield
Corporate
Bond ETF |
$250 |
$1,000 |
Invesco
BulletShares 2029 High Yield
Corporate
Bond ETF |
$400 |
$1,600 |
Invesco
BulletShares 2023 Municipal
Bond
ETF |
$250 |
$1,000 |
Invesco
BulletShares 2024 Municipal
Bond
ETF |
$250 |
$1,000 |
Invesco
BulletShares 2025 Municipal
Bond
ETF |
$250 |
$1,000 |
Invesco
BulletShares 2026 Municipal
Bond
ETF |
$250 |
$1,000 |
Invesco
BulletShares 2027 Municipal
Bond
ETF |
$250 |
$1,000 |
Invesco
BulletShares 2028 Municipal
Bond
ETF |
$250 |
$1,000 |
Invesco
BulletShares 2029 Municipal
Bond
ETF |
$250 |
$1,000 |
Invesco
BulletShares 2030 Municipal
Bond
ETF |
$250 |
$1,000 |
Invesco
BulletShares 2031 Municipal
Bond
ETF |
$600 |
$2,400 |
Fund |
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
to BNYM) |
Invesco
BulletShares 2023 USD
Emerging
Markets Debt ETF |
$250 |
$1,000 |
Invesco
BulletShares 2024 USD
Emerging
Markets Debt ETF |
$250 |
$1,000 |
Invesco
Defensive Equity ETF |
$500 |
$2,000 |
Invesco
International Developed
Dynamic
Multifactor ETF |
$5,500 |
$22,000 |
Invesco
Investment Grade Defensive
ETF |
$250 |
$1,000 |
Invesco
Investment Grade Value ETF |
$250 |
$1,000 |
Invesco
RAFITM
Strategic Developed
ex-US
ETF |
$6,100 |
$24,400 |
Invesco
RAFI™
Strategic Emerging
Markets
ETF |
$8,400 |
$33,600 |
Invesco
RAFITM
Strategic US ETF |
$1,100 |
$4,400 |
Invesco
RAFITM
Strategic
US Small
Company
ETF |
$2,600 |
$10,400 |
Invesco
Russell 1000®
Dynamic
Multifactor
ETF |
$1,500 |
$6,000 |
Invesco
Russell 2000®
Dynamic
Multifactor
ETF |
$2,500 |
$10,000 |
|
|
|
I. |
Introduction |
A-1 |
A. |
Our
Commitment to Environmental, Social and Governance Investment Stewardship
and
Proxy
Voting |
A-1 |
B. |
Applicability
of Policy |
A-2 |
|
|
|
II. |
Global
Proxy Voting Operational Procedures |
A-3 |
A. |
Proprietary
Proxy Voting Platform |
A-3 |
B. |
Oversight
of Voting Operations |
A-3 |
C. |
Disclosures
and Record Keeping |
A-3 |
D. |
Global
Invesco Proxy Advisory Committee |
A-4 |
E. |
Market
and Operational Limitations |
A-5 |
F. |
Securities
Lending |
A-5 |
G. |
Conflicts
of Interest |
A-5 |
H. |
Use
of Proxy Advisory Services |
A-7 |
I. |
Review
of Policy |
A-7 |
|
|
|
III. |
Our
Good Governance Principles |
A-8 |
A. |
Transparency |
A-8 |
B. |
Accountability |
A-8 |
C. |
Board
Composition and Effectiveness |
A-10 |
D. |
Long
Term Stewardship of Capital |
A-12 |
E. |
Environmental,
Social and Governance Risk Oversight |
A-13 |
F. |
Executive
Compensation and Alignment |
A-13 |
|
Exhibit
A |
A-15 |