|
Ticker
Symbol By Class | ||||||
Fund |
A |
C |
C1(2)
|
M |
R6 |
S |
Y |
Equity
Income Fund#
|
RSQAX |
REQSX |
RSQOX |
RAAUX |
RUCRX |
RLISX |
REAYX |
Sustainable
Equity Fund*
|
REQAX |
REQCX |
REQOX |
RDFUX |
RUDRX |
REQTX |
REUYX |
U.S.
Strategic Equity Fund |
RSEAX |
RSECX |
RSEQX |
RUSTX |
RESRX |
RSESX |
RUSPX |
U.S.
Small Cap Equity Fund |
RLACX |
RLECX |
RLAOX |
RUNTX |
RSCRX |
RLESX |
REBYX |
International
Developed
Markets
Fund
|
RLNAX |
RLNCX |
RLNOX |
RNTTX |
RIDRX |
RINTX |
RINYX |
Global
Equity Fund |
RGEAX |
RGECX |
RGEQX |
RGDTX |
RGLRX |
RGESX |
RLGYX |
Emerging
Markets Fund |
REMAX |
REMCX |
REMOX |
RMMTX |
REGRX |
REMSX |
REMYX |
Tax-Managed
U.S. Large Cap Fund |
RTLAX |
RTLCX |
RTLOX |
RTMTX |
— |
RETSX |
— |
Tax-Managed
U.S. Mid & Small Cap Fund |
RTSAX |
RTSCX |
RTSOX |
RTOUX |
— |
RTSSX |
— |
Tax-Managed
International Equity Fund |
RTNAX |
RTNCX |
RTNOX |
RTIUX |
— |
RTNSX |
— |
Tax-Managed
Real Assets Fund |
RTXAX |
RTXCX |
RTXDX |
RTXMX |
— |
RTXSX |
— |
Opportunistic
Credit Fund(1)
|
RGCAX |
RGCCX |
RGCOX |
RGOTX |
RGCRX |
RGCSX |
RGCYX |
Unconstrained
Total Return Fund |
RUTAX |
RUTCX |
RUTOX |
RUCTX |
RUTRX |
RUTSX |
RUTYX |
Strategic
Bond Fund
|
RFDAX |
RFCCX |
RFDOX |
RSYTX |
RSBRX |
RFCTX |
RFCYX |
Investment
Grade Bond Fund |
RFAAX |
RFACX |
RFAOX |
RIWTX |
RIGRX |
RFATX |
RFAYX |
Short
Duration Bond Fund |
RSBTX |
RSBCX |
RSBOX |
RSDTX |
RDBRX |
RFBSX |
RSBYX |
Tax-Exempt
High Yield Bond Fund |
RTHAX |
RTHCX |
RTHOX |
RHYTX |
— |
RTHSX |
— |
Tax-Exempt
Bond Fund
|
RTEAX |
RTECX |
RTEOX |
RBCUX |
— |
RLVSX |
— |
Global
Infrastructure Fund |
RGIAX |
RGCIX |
RGIOX |
RGFTX |
RGIRX |
RGISX |
RGIYX |
Global
Real Estate Securities Fund |
RREAX |
RRSCX |
RREOX |
RETTX |
RRSRX |
RRESX |
RREYX |
Real
Assets Fund |
RAOAX |
RAOCX |
RAODX |
RAOMX |
RAORX |
RAOSX |
— |
Multi-Strategy
Income Fund |
RMYAX |
RMYCX |
RMYOX |
RGYTX |
RMIRX |
RMYSX |
RMYYX |
Multi-Asset
Growth Strategy Fund |
RAZAX |
RAZCX |
RAZOX |
RMATX |
RMGRX |
RMGSX |
RMGYX |
Name,
Age, Address |
Position(s)
Held
With
Fund and
Length
of
Time
Served |
Term
of Office* |
Principal
Occupation(s)
During
the Past 5 Years |
No.
of
Portfolios
in
Russell
Investments
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past 5
Years |
INTERESTED
TRUSTEE |
|
|
|
| |
Vernon
Barback#
Born
August 24, 1956
1301
Second Avenue,
18th
Floor,
Seattle,
WA 98101 |
•President
and
Chief
Executive
Officer
since
2022
•Trustee
since
2021 |
•Until
successor is
chosen
and
qualified
by
Trustees
•Until
successor is
duly
elected and
qualified |
•President
and CEO, RIC
and
RIF
•Chief
Administrative
Officer,
Russell
Investments
•From
2016 – 2019,
President,
Russell
Investments
•From
2019-2021, Vice
Chairman,
Russell
Investments
•Until
2020, Director,
NorthStar
Topco, LLC
(technology
and services
outsourcing
company) |
40 |
•Until
2020,
Director
of
NorthStar
Topco,
LLC
(technology
and
services
outsourcing
company) |
Name,
Age, Address |
Position(s)
Held
With
Fund and
Length
of
Time
Served |
Term
of Office* |
Principal
Occupation(s)
During
the Past 5 Years |
No.
of Portfolios
in
Russell Investments
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past 5
Years |
INDEPENDENT
TRUSTEES
|
|
|
|
| |
Kristianne
Blake
Born
January 22, 1954
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
•Trustee
since
2000
•Chairman
of the
Audit
Committee
since
2021 |
•Until
successor is
duly
elected and
qualified
•Until
successor is
duly
elected and
qualified |
•Lead
Independent
Director,
Avista Corp.
(electric
utilities)
•Until
May 2017,
Director
and Chairman
of
the Audit Committee,
Avista
Corp. (electric
utilities)
•Until
September 2018,
Regent,
University of
Washington
•President,
Kristianne
Gates
Blake, P.S.
(accounting
services) |
40 |
•Lead
Independent
Director,
Avista
Corp
(electric
utilities)
•Until
May 2017,
Director,
Avista
Corp
(electric
utilities) |
Michelle
L. Cahoon
Born
July 5, 1966
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
•Trustee
since
2021 |
•Until
successor is
duly
elected and
qualified |
•Retired
•From
January to March
2019,
Consulting Chief
Financial
Officer,
Driehaus
Capital
Management
LLC
(investment
adviser)
•Until
2018, Chief
Financial
Officer and
Treasurer,
Driehaus
Capital
Management
LLC
and Driehaus
Securities
LLC (broker
dealer)
•Until
2018, Vice
President
and Treasurer,
Driehaus
Mutual Funds
(investment
company)
•Trustee
and Audit
Committee
Chair
Fairway
Private Equity
&
Venture Capital
Opportunities
Fund
(investment
company) |
40 |
•Trustee
and Audit
Committee
Chair
Fairway
Private
Equity
& Venture
Capital
Opportunities
Fund
(investment
company) |
Michael
Day
Born
October 23, 1957
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
•Trustee
since
2021 |
•Until
successor is
duly
elected and
qualified |
•President
and Chief
Executive
Officer, Topa
Insurance
Group
(insurance
company)
|
40 |
•Director,
Topa
Insurance
Group
(insurance
company)
•Director,
Puppet,
Inc.
(information
technology
company)
•Director,
Somos,
Inc.
(information
technology
company)
•Until
2019,
Director,
Recology
(waste
management
company) |
Katherine
W. Krysty
Born
December 3, 1951
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
•Trustee
since
2014
•Chairman
of the
Regulatory
and
Investment
Compliance
Committee
since
2020 |
•Until
successor is
duly
elected and
qualified
•Until
successor is
duly
elected and
qualified |
•Retired |
40 |
None |
Name,
Age, Address |
Position(s)
Held
With
Fund and
Length
of
Time
Served |
Term
of Office* |
Principal
Occupation(s)
During
the Past 5 Years |
No.
of Portfolios
in
Russell Investments
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past 5
Years |
INDEPENDENT
TRUSTEES |
|
|
|
| |
Julie
Dien Ledoux
Born
August 17, 1969
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
•Trustee
since
2019
•Vice
Chairman of
the
Regulatory
and
Investment
Compliance
Committee
since
2022 |
•Until
successor is
duly
elected and
qualified
•Until
successor is
duly
elected and
qualified |
•Until
March 2018,
Trustee
of Avenue
Credit
Strategies Fund
(investment
company)
•Until
November 2017,
Trustee
of Avenue
Income
Credit Strategies
Fund
(investment
company) |
40 |
•Until
March
2018,
Trustee of
Avenue
Credit
Strategies
Fund
(investment
company)
•Until
November
2017,
Trustee of
Avenue
Income
Credit
Strategies
Fund
(investment
company) |
Jeremy
May
Born
March 30, 1970
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
•Trustee
since
2021 |
•Until
successor is
duly
elected and
qualified |
•Founder
and Chief
Executive
Officer,
Paralel
Technologies
LLC
(information
technology
company)
•Until
March 2021, Chief
Operating
Officer of
Magnifi
LLC
(information
technology
company)
•Until
2019, President
ALPS
Portfolio
Solutions
and Executive
Vice
President of ALPS
Advisors
and ALPS
Holdings
(investment
company) |
40 |
•Trustee
and
Chairman
of Bow
River
Capital
Evergreen
Fund
(investment
company)
•Trustee
and
Chairman
of New
Age
Alpha ETF
Trust
(investment
company)
Until
March
2021,
Interested
Director
of
Reaves
Utility
Income
Trust
(investment
company)
•Until
February
2021,
Interested
Director
of ALPS
Series
Trust
(investment
company)
•Until
2019,
Interested
Director
of
RiverNorth
Opportunities
Fund
(investment
company) |
Jeannie
Shanahan
Born
February 15, 1964
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
•Trustee
since
2021 |
•Until
successor is
duly
elected and
qualified |
•Until
2021, President of
Twin
Star Consulting,
LLC
(consulting
company)
•Until
November 2018,
Senior
Vice President
and
Chief Governance
Officer
–CCAR of
Northern
Trust Company
(financial
services
company) |
40 |
None |
Raymond
P. Tennison, Jr.
Born
December 21, 1955
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
•Trustee
since
2000
•Chairman
since
2021 |
•Until
successor is
duly
elected and
qualified
•Approved
Annually |
•Retired |
40 |
None |
Jack
R. Thompson
Born
March 21, 1949
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
•Trustee
since
2005
•Vice
Chairman
since
2021
•Chairman
of the
Nominating
and
Governance
Committee
since
2021 |
•Until
successor is
duly
elected and
qualified
•Approved
Annually
•Until
successor is
duly
elected and
qualified |
•Retired |
40 |
None |
Name,
Age, Address |
Position(s)
Held
With
Fund
and
Length
of
Time Served |
Term
of Office |
Principal
Occupation(s)
During
the Past 5 Years |
OFFICERS |
|
| |
Vernon
Barback
Born
August 24, 1956
1301
Second Avenue,
18th
Floor,
Seattle,
WA 98101 |
•President
and Chief
Executive
Officer
since
2022 |
•Until
successor is
chosen
and qualified
by
Trustees |
•President
and CEO, RIC and RIF
•Chief
Administrative Officer, Russell Investments
•From
2016 – 2019, President, Russell Investments
•From
2019-2021, Vice Chairman, Russell Investments
•Until
2020, Director, NorthStar Topco, LLC (technology
and
services outsourcing company) |
Cheryl
Wichers
Born
December 16, 1966
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
•Chief
Compliance
Officer
since 2005 |
•Until
removed by
Independent
Trustees |
•Chief
Compliance Officer, RIC and RIF
•Chief
Compliance Officer, RIFUS
•2011
to 2016, Chief Compliance Officer, U.S. One, LLC |
Mark
E. Swanson
Born
November 26, 1963
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
•Treasurer,
Chief
Accounting
Officer
and
Chief Financial
Officer
since 1998 |
•Until
successor is
chosen
and qualified
by
Trustees |
•Global
Head of Fund Services, Russell Investments
•President,
Chief Executive Officer, Treasurer, Chief
Accounting
Officer and CFO, RIC and RIF
•Director
and President, RIFUS
•Director,
RIM, Russell Investments Trust Company
(“RITC”)
and RIFIS
•President
and Chief Executive Officer, RIC and RIF, June
2016
to June 2017 and February 2020 to February 2022 |
Kate
El-Hillow
Born
August 17, 1974
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
•Chief
Investment
Officer
since 2021 |
•Until
removed by
Trustees |
•Until
2021, Deputy Chief Investment Officer, Senior
Portfolio
Manager, Head of Strategy Selection and Head of
Portfolio
Management & Risk, Goldman Sachs
•Global
Chief Investment Officer, Russell Investments
•Chief
Investment Officer, RIC and RIF
•President,
RIM |
Mary
Beth Albaneze
Born
April 25, 1969
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
•Secretary
and Chief
Legal
Officer since
2010 |
•Until
successor is
chosen
and qualified
by
Trustees |
•Associate
General Counsel, Russell Investments
•Secretary,
RIM, RIFUS and RIFIS
•Secretary
and Chief Legal Officer, RIC and RIF
•Secretary,
U.S. One, LLC |
|
AGGREGATE
COMPENSATION
FROM
RIC |
PENSION
OR
RETIREMENT
BENEFITS
ACCRUED
AS
PART OF RIC
EXPENSES |
ESTIMATED
ANNUAL
BENEFITS
UPON
RETIREMENT |
TOTAL
COMPENSATION
FROM
RIC AND
RUSSELL
INVESTMENTS
FUND
COMPLEX
PAID
TO TRUSTEES |
INTERESTED
TRUSTEE |
|
|
|
|
Vernon
Barback1
|
N/A |
N/A |
N/A |
N/A |
INDEPENDENT
TRUSTEES |
|
|
|
|
Thaddas
L. Alston2
|
$53,649
|
$0
|
$0
|
$59,050
|
Kristianne
Blake |
$235,173
|
$0
|
$0
|
$258,900
|
Cheryl
Burgermeister3
|
$131,823
|
$0
|
$0
|
$145,120
|
Michelle
L. Cahoon4
|
$114,078
|
$0
|
$0
|
$125,600
|
Michael
Day1
|
$22,544
|
$0
|
$0
|
$24,800
|
Katherine
W. Krysty |
$210,826
|
$0
|
$0
|
$232,100
|
Julie
Dien Ledoux |
$197,200
|
$0
|
$0
|
$217,100
|
Jeremy
May1
|
$22,544
|
$0
|
$0
|
$24,800
|
Jeannie
Shanahan1
|
$22,544
|
$0
|
$0
|
$24,800
|
Raymond
P. Tennison, Jr. |
$257,603
|
$0
|
$0
|
$283,600
|
Jack
R. Thompson |
$249,730
|
$0
|
$0
|
$274,933 |
|
DOLLAR
RANGE OF EQUITY
SECURITIES
IN EACH FUND |
AGGREGATE
DOLLAR
RANGE
OF
EQUITY
SECURITIES
IN
ALL REGISTERED
INVESTMENT
COMPANIES
OVERSEEN
BY
TRUSTEES IN
RUSSELL
INVESTMENTS
FUND
COMPLEX | |
INTERESTED
TRUSTEE | |||
Vernon
Barback#
|
Tax-Managed
U.S. Mid & Small Cap Fund |
$1-$10,000 |
$10,001-$50,000 |
Tax-Managed
U.S. Large Cap Fund |
$1-$10,000 | ||
Opportunistic
Credit Fund |
$1-$10,000 | ||
Tax-Managed
International Equity Fund |
$1-$10,000 | ||
INDEPENDENT
TRUSTEES | |||
Kristianne
Blake |
Tax-Exempt
Bond Fund |
Over
$100,000 |
Over
$100,000 |
Tax-Managed
U.S. Mid & Small Cap Fund |
$50,001-$100,000 | ||
Tax-Managed
U.S. Large Cap Fund |
Over
$100,000 | ||
Michelle
L. Cahoon*
|
None |
None |
None |
Michael
Day#
|
None |
None |
None |
Katherine
W. Krysty |
Tax-Exempt
Bond Fund |
Over
$100,000 |
Over
$100,000 |
Short
Duration Bond Fund |
$1-$10,000 | ||
Strategic
Bond Fund |
$1-$10,000 | ||
Julie
Dien Ledoux |
U.S.
Strategic Equity Fund |
Over
$100,000 |
Over
$100,000 |
Jeremy
May#
|
None |
None |
None |
Jeannie
Shanahan#
|
None |
None |
None |
Raymond
P. Tennison, Jr. |
Global
Real Estate Securities Fund |
$50,001-$100,000 |
Over
$100,000 |
Sustainable
Equity Fund |
Over
$100,000 | ||
Tax-Exempt
Bond Fund |
$50,001-$100,000 | ||
Jack
R. Thompson |
Tax-Exempt
High Yield Bond Fund |
Over
$100,000 |
Over
$100,000 |
Russell
Investment Management, LLC (“RIM”) | |
Administrator
and Transfer and Dividend
Disbursing
Agent |
Russell
Investments Fund Services, LLC
(“RIFUS”) |
Money
Managers |
Multiple
professional discretionary
and/or non-discretionary
investment
management
organizations |
Custodian
and Portfolio Accountant
|
State
Street Bank and Trust Company
|
Distributor |
Russell
Investments Financial Services, LLC
(“RIFIS”) |
Fund |
Asset
Level |
Fee |
Equity
Income Fund |
All
assets |
0.55% |
Fund |
Asset
Level |
Fee |
Sustainable
Equity Fund |
All
assets |
0.55% |
U.S.
Strategic Equity Fund |
First
$1.0 billion |
0.75% |
Next
$2.0 billion |
0.71% | |
Next
$3.0 billion |
0.68% | |
In
excess of $6.0 billion |
0.66% | |
U.S.
Small Cap Equity Fund |
All
assets |
0.70% |
International
Developed Markets Fund |
All
assets |
0.70% |
Global
Equity Fund |
First
$1.0 billion |
0.95% |
Next
$2.0 billion |
0.91% | |
Next
$3.0 billion |
0.88% | |
In
excess of $6.0 billion |
0.86% | |
Emerging
Markets Fund |
First
$1.0 billion |
1.15% |
Next
$2.0 billion |
1.11% | |
Next
$3.0 billion |
1.08% | |
In
excess of $6.0 billion |
1.06% | |
Tax-Managed
U.S. Large Cap Fund |
First
$1.0 billion |
0.70% |
Next
$2.0 billion |
0.66% | |
Next
$3.0 billion |
0.63% | |
Next
$2.0 billion |
0.61% | |
In
excess of $8.0 billion |
0.59% | |
Tax-Managed
U.S. Mid & Small Cap Fund |
First
$1.0 billion |
0.98% |
Next
$2.0 billion |
0.94% | |
Next
$3.0 billion |
0.91% | |
In
excess of $6.0 billion |
0.89% | |
Tax-Managed
International Equity Fund |
First
$1.0 billion |
0.85% |
Next
$2.0 billion |
0.81% | |
Next
$3.0 billion |
0.78% | |
In
excess of $6.0 billion |
0.76% | |
Tax-Managed
Real Assets Fund |
First
$1.0 billion |
0.85% |
Next
$2.0 billion |
0.81% | |
Next
$3.0 billion |
0.78% | |
In
excess of $6.0 billion |
0.76% | |
Opportunistic
Credit Fund |
First
$1.0 billion |
1.00% |
Next
$2.0 billion |
0.96% | |
Next
$3.0 billion |
0.93% | |
In
excess of $6.0 billion |
0.91% | |
Unconstrained
Total Return Fund |
First
$1.0 billion |
1.00% |
Next
$2.0 billion |
0.96% | |
Next
$3.0 billion |
0.93% | |
In
excess of $6.0 billion |
0.91% | |
Strategic
Bond Fund |
First
$1.0 billion |
0.50% |
Next
$2.0 billion |
0.46% | |
Next
$3.0 billion |
0.43% | |
In
excess of $6.0 billion |
0.41% | |
Investment
Grade Bond Fund |
All
assets |
0.25% |
Short
Duration Bond Fund |
First
$1.0 billion |
0.45% |
Next
$2.0 billion |
0.41% | |
Next
$3.0 billion |
0.38% | |
In
excess of $6.0 billion |
0.36% | |
Tax-Exempt
High Yield Bond Fund |
All
assets |
0.50% |
Fund |
Asset
Level |
Fee |
Tax-Exempt
Bond Fund |
All
assets |
0.30% |
Global
Infrastructure Fund |
First
$1.0 billion |
1.25% |
Next
$2.0 billion |
1.21% | |
Next
$3.0 billion |
1.18% | |
In
excess of $6.0 billion |
1.16% | |
Global
Real Estate Securities Fund |
First
$1.0 billion |
0.80% |
Next
$2.0 billion |
0.76% | |
Next
$3.0 billion |
0.73% | |
In
excess of $6.0 billion |
0.71% | |
Real
Assets Fund |
First
$1.0 billion |
0.75% |
Next
$2.0 billion |
0.71% | |
Next
$3.0 billion |
0.68% | |
In
excess of $6.0 billion |
0.66% | |
Multi-Strategy
Income Fund |
First
$1.0 billion |
0.75% |
Next
$2.0 billion |
0.71% | |
Next
$3.0 billion |
0.68% | |
In
excess of $6.0 billion |
0.66% | |
Multi-Asset
Growth Strategy Fund |
First
$1.0 billion |
0.85% |
Next
$2.0 billion |
0.81% | |
Next
$3.0 billion |
0.78% | |
In
excess of $6.0 billion |
0.76% |
|
$
Amount Paid |
Annual
rate
(as
a % of average daily net assets) | ||||
Fund |
2021 |
2020 |
2019 |
2021 |
2020 |
2019 |
Equity
Income Fund |
$1,359,618
|
$1,325,503
|
$1,899,716
|
0.55% |
0.55% |
0.55% |
Sustainable
Equity Fund |
1,582,943 |
1,572,702 |
2,500,761 |
0.55% |
0.55% |
0.55% |
U.S.
Strategic Equity Fund |
27,261,609 |
22,089,604 |
18,535,769 |
0.71% |
0.72% |
0.73% |
U.S.
Small Cap Equity Fund |
10,736,501 |
9,693,406 |
11,126,642 |
0.70% |
0.70% |
0.70% |
International
Developed Markets Fund |
13,957,953 |
13,370,515 |
16,473,463 |
0.70% |
0.70% |
0.70% |
Global
Equity Fund |
9,552,543 |
6,716,983 |
14,667,867 |
0.94% |
0.95% |
0.94% |
Emerging
Markets Fund |
16,338,740 |
17,056,621 |
20,179,513 |
1.14% |
1.14% |
1.14% |
Tax-Managed
U.S. Large Cap Fund |
34,592,230 |
25,595,499 |
21,675,540 |
0.65% |
0.66% |
0.67% |
Tax-Managed
U.S. Mid & Small Cap Fund |
11,833,788 |
7,739,733 |
6,838,123 |
0.97% |
0.98% |
0.98% |
Tax-Managed
International Equity Fund |
20,729,139 |
14,913,110 |
12,825,284 |
0.83% |
0.83% |
0.84% |
Tax-Managed
Real Assets Fund(1)
|
5,491,562 |
3,813,547 |
1,264,997 |
0.85% |
0.85% |
0.85% |
Opportunistic
Credit Fund |
6,911,287 |
6,107,559 |
5,844,036 |
1.00% |
1.00% |
1.00% |
Unconstrained
Total Return Fund |
4,173,515 |
6,572,076 |
6,415,926 |
1.00% |
1.00% |
1.00% |
Strategic
Bond Fund |
17,130,690 |
16,434,367 |
19,022,610 |
0.47% |
0.47% |
0.47% |
Investment
Grade Bond Fund |
1,940,521 |
1,991,342 |
2,367,978 |
0.25% |
0.25% |
0.25% |
Short
Duration Bond Fund |
1,912,946 |
1,938,217 |
2,487,835 |
0.45% |
0.45% |
0.45% |
Tax-Exempt
High Yield Bond Fund |
6,914,605 |
5,124,795 |
4,224,499 |
0.50% |
0.50% |
0.50% |
Tax-Exempt
Bond Fund |
11,022,475 |
9,270,565 |
7,899,538 |
0.30% |
0.30% |
0.30% |
Global
Infrastructure Fund |
1,477,154 |
2,229,823 |
6,376,827 |
1.25% |
1.25% |
1.25% |
|
$
Amount Paid |
Annual
rate
(as
a % of average daily net assets) | ||||
Fund |
2021 |
2020 |
2019 |
2021 |
2020 |
2019 |
Global
Real Estate Securities Fund |
5,541,802 |
5,072,222 |
7,777,215 |
0.80% |
0.80% |
0.80% |
Real
Assets Fund(2)
|
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Multi-Strategy
Income Fund |
5,459,819 |
6,705,668 |
8,944,783 |
0.75% |
0.75% |
0.74% |
Multi-Asset
Growth Strategy Fund |
10,312,408 |
13,990,888 |
17,663,146 |
0.84% |
0.83% |
0.83% |
|
$
Amount Retained |
Annual
rate
(as
a % of average daily net assets) | ||||
Fund |
2021 |
2020 |
2019 |
2021 |
2020 |
2019 |
Equity
Income Fund |
$1,211,521
|
$1,144,645
|
$1,593,338
|
0.49% |
0.47% |
0.46% |
Sustainable
Equity Fund |
1,183,746
|
1,168,547
|
1,875,358
|
0.41% |
0.41% |
0.41% |
U.S.
Strategic Equity Fund |
24,883,122
|
20,189,687
|
16,050,696
|
0.65% |
0.66% |
0.63% |
U.S.
Small Cap Equity Fund |
6,862,507
|
6,237,017
|
6,778,332
|
0.45% |
0.45% |
0.43% |
International
Developed Markets Fund |
11,260,540
|
10,669,372
|
12,982,037
|
0.56% |
0.56% |
0.55% |
Global
Equity Fund |
7,992,555
|
5,507,419
|
11,351,079
|
0.79% |
0.78% |
0.73% |
Emerging
Markets Fund |
12,660,113
|
12,938,106
|
14,687,952
|
0.88% |
0.86% |
0.83% |
Tax-Managed
U.S. Large Cap Fund |
29,778,467
|
21,606,969
|
17,640,755
|
0.56% |
0.56% |
0.55% |
Tax-Managed
U.S. Mid & Small Cap Fund |
9,887,672
|
6,486,374
|
5,667,857
|
0.81% |
0.82% |
0.81% |
Tax-Managed
International Equity Fund |
17,118,531
|
12,364,184
|
10,688,907
|
0.68% |
0.69% |
0.70% |
Tax-Managed
Real Assets Fund(1)
|
4,263,275
|
2,877,405
|
964,071
|
0.66% |
0.64% |
0.65% |
Opportunistic
Credit Fund |
5,788,601
|
5,107,111
|
4,727,547
|
0.84% |
0.84% |
0.81% |
Unconstrained
Total Return Fund |
3,417,811
|
4,930,942
|
4,420,148
|
0.82% |
0.75% |
0.69% |
Strategic
Bond Fund |
15,699,010
|
14,913,413
|
17,050,469
|
0.43% |
0.42% |
0.42% |
Investment
Grade Bond Fund |
1,690,333
|
1,715,240
|
2,031,153
|
0.22% |
0.22% |
0.21% |
Short
Duration Bond Fund |
1,802,785
|
1,824,082
|
2,249,181
|
0.42% |
0.42% |
0.41% |
Tax-Exempt
High Yield Bond Fund |
4,324,323
|
3,193,426
|
2,603,151
|
0.31% |
0.31% |
0.31% |
Tax-Exempt
Bond Fund |
7,791,782
|
6,515,141
|
5,493,342
|
0.21% |
0.21% |
0.21% |
Global
Infrastructure Fund |
1,213,204
|
1,812,824
|
5,190,842
|
1.03% |
1.02% |
1.02% |
Global
Real Estate Securities Fund |
4,540,025
|
4,146,759
|
6,188,778
|
0.66% |
0.65% |
0.64% |
Real
Assets Fund(2)
|
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Multi-Strategy
Income Fund |
3,592,262
|
4,550,918
|
5,827,608
|
0.49% |
0.51% |
0.49% |
Multi-Asset
Growth Strategy Fund |
7,291,286
|
10,021,240
|
12,811,191
|
0.60% |
0.60% |
0.60% |
|
$
Amount Paid |
Annual
rate
(as
a % of average daily net assets) | ||||
Fund |
2021 |
2020 |
2019 |
2021 |
2020 |
2019 |
Equity
Income Fund |
$118,860
|
$117,096
|
$167,006
|
0.05% |
0.05% |
0.05% |
Sustainable
Equity Fund |
138,376 |
139,233 |
219,874 |
0.05% |
0.05% |
0.05% |
U.S.
Strategic Equity Fund |
1,840,502 |
1,488,585 |
1,230,059 |
0.05% |
0.05% |
0.05% |
U.S.
Small Cap Equity Fund |
737,570 |
672,807 |
768,627 |
0.05% |
0.05% |
0.05% |
International
Developed Markets Fund |
961,584 |
928,682 |
1,138,000 |
0.05% |
0.05% |
0.05% |
Global
Equity Fund |
487,125 |
343,837 |
755,678 |
0.05% |
0.05% |
0.05% |
Emerging
Markets Fund |
692,722 |
729,606 |
858,699 |
0.05% |
0.05% |
0.05% |
Tax-Managed
U.S. Large Cap Fund |
2,546,954 |
1,874,837 |
1,561,708 |
0.05% |
0.05% |
0.05% |
Tax-Managed
U.S. Mid & Small Cap Fund |
586,305 |
383,883 |
337,438 |
0.05% |
0.05% |
0.05% |
Tax-Managed
International Equity Fund |
1,209,609 |
870,965 |
740,367 |
0.05% |
0.05% |
0.05% |
Tax-Managed
Real Assets Fund(1)
|
311,416 |
218,243 |
74,037 |
0.05% |
0.05% |
0.05% |
Opportunistic
Credit Fund |
333,205 |
297,043 |
282,612 |
0.05% |
0.05% |
0.05% |
Unconstrained
Total Return Fund |
201,752 |
319,741 |
310,269 |
0.05% |
0.05% |
0.05% |
Strategic
Bond Fund |
1,774,874 |
1,711,880 |
1,976,213 |
0.05% |
0.05% |
0.05% |
Investment
Grade Bond Fund |
374,370 |
387,526 |
458,052 |
0.05% |
0.05% |
0.05% |
Short
Duration Bond Fund |
205,044 |
209,560 |
267,348 |
0.05% |
0.05% |
0.05% |
Tax-Exempt
High Yield Bond Fund |
666,695 |
498,708 |
408,643 |
0.05% |
0.05% |
0.05% |
Tax-Exempt
Bond Fund |
1,766,568 |
1,502,604 |
1,273,544 |
0.05% |
0.05% |
0.05% |
Global
Infrastructure Fund |
57,011 |
86,614 |
246,687 |
0.05% |
0.05% |
0.05% |
Global
Real Estate Securities Fund |
333,006 |
308,024 |
470,376 |
0.05% |
0.05% |
0.05% |
Real
Assets Fund(2)
|
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Multi-Strategy
Income Fund |
351,189 |
434,624 |
580,750 |
0.05% |
0.05% |
0.05% |
Multi-Asset
Growth Strategy Fund |
590,816 |
815,955 |
1,026,126 |
0.05% |
0.05% |
0.05% |
Each
Fund (except the Tax-Managed Real Assets Fund,
Global
Infrastructure Fund, Global Real Estate Securities
Fund,
Real Assets Fund, Multi-Strategy Income Fund
and
Multi-Asset Growth Strategy Fund) |
Performance
is generally assessed 50% relative to the
Fund’s
primary or secondary benchmark index and 50%
relative
to the Fund’s relevant peer group. |
Tax-Managed
Real Assets Fund, Global Infrastructure
Fund,
Global Real Estate Securities Fund and Real
Assets
Fund
|
Performance
is generally assessed relative to the Fund’s
benchmark
index. |
Multi-Strategy
Income Fund and Multi-Asset Growth
Strategy
Fund |
Performance
is generally assessed relative to the Fund’s
custom
composite index. |
Equity
Income Fund |
Russell
1000®
Value Index |
Morningstar
Large Value | |
Sustainable
Equity Fund |
Russell
1000®
Index |
Morningstar
Large Blend | |
U.S.
Strategic Equity Fund |
Russell
1000®
Index |
Morningstar
Large Blend | |
U.S.
Small Cap Equity Fund |
Russell
2000®
Index |
Morningstar
Small Blend | |
International
Developed Markets Fund |
MSCI
World ex USA Index (net) |
Morningstar
Foreign Large Blend | |
Global
Equity Fund |
MSCI
World Index (net) |
Morningstar
World Stock | |
Emerging
Markets Fund |
MSCI
Emerging Markets Index (net) |
Morningstar
Diversified Emerging Mkts | |
Tax-Managed
U.S. Large Cap Fund |
S&P
500®
Index |
Morningstar
Large Blend | |
Tax-Managed
U.S. Mid & Small Cap Fund |
Russell
2500®
Index |
Morningstar
Small Blend | |
Tax-Managed
International Equity Fund |
MSCI
ACWI ex USA Index (net) |
Blend
of 80% Morningstar Foreign Large Blend
and
20% Diversified Emerging Markets | |
Tax-Managed
Real Assets Fund |
MSCI
World Net Dividend Index |
Opportunistic
Credit Fund |
50%
ICE BofA Developed Markets High Yield
Constrained
Index Hedged (USD)/20% JP
Morgan
EMBI Global Diversified Index/20%
Bloomberg
U.S. 1-3 Month Treasury Bill
Index/10%
Bloomberg U.S. Corporate Index. |
Morningstar
Multisector Bond |
Unconstrained
Total Return Fund |
ICE
BofA 3-Month U.S. Treasury Bill Index |
Morningstar
Nontraditional Bond | |
Strategic
Bond Fund |
Bloomberg
U.S. Aggregate Bond Index |
Morningstar
Intermediate Core-Plus Bond | |
Investment
Grade Bond Fund |
Bloomberg
U.S. Aggregate Bond Index |
Morningstar
Intermediate Core Bond | |
Short
Duration Bond Fund |
ICE
BofA 1-3 Yr U.S. Treasuries Index |
Morningstar
Short-Term Bond | |
Tax-Exempt
High Yield Bond Fund |
40%
Bloomberg Municipal Bond Index/ 60%
Bloomberg
|
High
Yield Municipal Bond Index | |
Morningstar
High Yield Muni | |
Tax-Exempt
Bond Fund |
Bloomberg
Municipal Bond 1-15 Yr Blend (1-17)
Index
|
Morningstar
Muni National Interm | |
Global
Infrastructure Fund |
S&P
Global Infrastructure Index |
Global
Real Estate Securities Fund |
FTSE
EPRA/NAREIT Developed Real Estate
Index
(net) |
Real
Assets Fund |
MSCI
World Net Dividend Index |
Multi-Strategy
Income Fund |
33%
MSCI AC World Index High Dividend, 7%
FTSE
EPRA NAREIT Developed REITS
Index,
30% Bloomberg US Aggregate Index,
18%
Global High Yield Index Hedged and
12%
JPM EMBI Div Index Hedged |
Multi-Asset
Growth Strategy Fund |
55%
MSCI AC World Index, 5% FTSE EPRA
NAREIT,
20% Bloomberg Aggregate Bond
Index
and 20% Global High Yield
Index |
RIM
Managers Of The Funds |
Dollar
Range Of Equity Securities In The
Funds
Managed By The RIM Manager | |
Rob
Balkema |
$10,001-$50,000 |
Multi-Strategy
Income Fund |
$10,001-$50,000 |
Multi-Asset
Growth Strategy Fund | |
Jon
Eggins |
$100,001-$500,000 |
Global
Equity Fund |
$10,001-$50,000 |
International
Developed Markets Fund | |
$100,001-$500,000 |
Tax-Managed
International Equity Fund | |
Bruce
A. Eidelson |
$100,001-$500,000 |
Global
Real Estate Securities Fund |
Gerard
Fitzpatrick |
None |
Strategic
Bond Fund |
None |
Unconstrained
Total Return Fund | |
None |
Short
Duration Bond Fund | |
None |
Tax-Exempt
Bond Fund | |
None |
Tax-Exempt
High Yield Bond Fund | |
Nick
Haupt#
|
None |
Equity
Income Fund |
None |
Sustainable
Equity Fund | |
None |
U.S.
Strategic Equity Fund | |
None |
Tax-Managed
U.S. Large Cap Fund | |
Kathrine
Husvaeg |
None |
Emerging
Markets Fund |
Albert
Jalso |
None |
Strategic
Bond Fund |
None |
Investment
Grade Bond Fund | |
None |
Opportunistic
Credit Fund | |
$1-$10,000 |
Tax-Exempt
Bond Fund | |
$100,001-$500,000 |
Tax-Exempt
High Yield Bond Fund | |
Venkat
Kopanathi |
None |
Multi-Strategy
Income Fund |
None |
Multi-Asset
Growth Strategy Fund | |
Jordan
McCall#
|
$10,001-$50,000 |
Global
Equity Fund |
None |
International
Developed Markets Fund | |
$1-$10,000 |
Tax-Managed
International Equity Fund | |
Patrick
Nikodem |
None |
Tax-Managed
Real Assets Fund |
None |
Global
Infrastructure Fund | |
$1-$10,000 |
Global
Real Estate Securities Fund | |
None |
Real
Assets Fund*
| |
Gregory
Nott |
None |
Strategic
Bond Fund |
None |
Investment
Grade Bond Fund | |
None |
Short
Duration Bond Fund | |
Helena
Ravanas |
None |
Unconstrained
Total Return Fund |
Megan
Roach |
None |
Equity
Income Fund |
$1-$10,000 |
Sustainable
Equity Fund | |
None |
U.S.
Strategic Equity Fund | |
$1-$10,000 |
U.S.
Small Cap Equity Fund | |
$50,001-$100,000 |
Tax-Managed
U.S. Large Cap Fund | |
$1-$10,000 |
Tax-Managed
U.S. Mid & Small Cap Fund | |
Soeren
Soerensen |
None |
Emerging
Markets Fund |
RIM
Manager |
Number
of
Registered
Investment
Companies |
Assets
Under
Management
(in
millions) |
Number
of
Pooled
Investment
Vehicles |
Assets
Under
Management
(in
millions) |
Other
Types
of
Accounts |
Assets
Under
Management
(in
millions) |
Asset
Total
(in
millions) |
Rob
Balkema |
-- |
-- |
2 |
$6,428.7
|
13 |
$4,527.4
|
$10,956.1 |
Jon
Eggins |
2 |
$733.6 |
3 |
$3,912.5
|
1 |
$1,318.8
|
$4,646.1 |
Bruce
A. Eidelson |
1 |
$1,105.4 |
6 |
$3,912.5 |
-- |
-- |
$4,927.9 |
Gerard
Fitzpatrick |
1 |
$1,022.2
|
10 |
$5,048.1
|
4 |
$7,289.2
|
$8,860.4 |
Nick
Haupt*
|
-- |
-- |
-- |
-- |
-- |
-- |
-- |
Kathrine
Husvaeg |
-- |
-- |
6 |
$3,268.1
|
1 |
$692.2 |
$3,906.3 |
Albert
Jalso#
|
-- |
-- |
8 |
$8,234.9 |
1 |
$1,888.2 |
$10,123.1 |
Venkat
Kopanathi |
9 |
$3,364.6
|
11 |
$2,327.6
|
-- |
-- |
$5,692.2 |
Jordan
McCall*
|
1 |
$330.1 |
5 |
$2,217.3 |
-- |
-- |
$2,547.4 |
Patrick
Nikodem |
1 |
$1,105.4
|
10 |
$3,565.2
|
-- |
-- |
$4,580.6 |
Gregory
Nott#
|
-- |
-- |
27 |
$8,796.8 |
-- |
-- |
$8,796.8 |
Helena
Ravanas#
|
-- |
-- |
-- |
-- |
-- |
-- |
-- |
Megan
Roach |
2 |
$883.4 |
7 |
$2,497.9 |
3 |
$50.4 |
$3,431.7 |
Soeren
Soerensen |
-- |
-- |
-- |
-- |
-- |
-- |
-- |
|
$
Amount Paid |
Annual
rate
(as
a % of average daily net assets) | ||||
Fund |
2021 |
2020 |
2019 |
2021 |
2020 |
2019 |
Equity
Income Fund |
$148,097 |
$180,858 |
$306,378 |
0.06% |
0.07% |
0.09% |
Sustainable
Equity Fund |
399,197
|
404,155
|
625,403
|
0.14% |
0.14% |
0.14% |
U.S.
Strategic Equity Fund |
2,378,487
|
1,899,917
|
2,485,073
|
0.06% |
0.06% |
0.10% |
U.S.
Small Cap Equity Fund |
3,873,994
|
3,456,389
|
4,348,310
|
0.25% |
0.25% |
0.27% |
International
Developed Markets Fund |
2,697,413
|
2,701,144
|
3,491,426
|
0.14% |
0.14% |
0.15% |
Global
Equity Fund |
1,559,988
|
1,209,563
|
3,316,788
|
0.15% |
0.17% |
0.21% |
Emerging
Markets Fund |
3,678,627
|
4,118,515
|
5,491,561
|
0.26% |
0.27% |
0.31% |
Tax-Managed
U.S. Large Cap Fund |
4,813,763
|
3,988,530
|
4,034,785
|
0.09% |
0.10% |
0.12% |
Tax-Managed
U.S. Mid & Small Cap Fund |
1,946,116
|
1,253,359
|
1,170,266
|
0.16% |
0.16% |
0.17% |
Tax-Managed
International Equity Fund |
3,610,608
|
2,548,925
|
2,136,377
|
0.14% |
0.14% |
0.14% |
Tax-Managed
Real Assets Fund(1)
|
1,228,287
|
936,142
|
300,926
|
0.19% |
0.21% |
0.20% |
Opportunistic
Credit Fund |
1,122,686
|
1,000,448
|
1,116,489
|
0.16% |
0.16% |
0.19% |
Unconstrained
Total Return Fund |
755,704
|
1,641,134
|
1,995,778
|
0.18% |
0.25% |
0.31% |
Strategic
Bond Fund |
1,431,680
|
1,520,955
|
1,972,141
|
0.04% |
0.04% |
0.05% |
Investment
Grade Bond Fund |
250,188
|
276,102
|
336,825
|
0.03% |
0.03% |
0.04% |
Short
Duration Bond Fund |
110,161
|
114,135
|
238,654
|
0.03% |
0.03% |
0.04% |
Tax-Exempt
High Yield Bond Fund |
2,590,282
|
1,931,368
|
1,621,349
|
0.19% |
0.19% |
0.19% |
Tax-Exempt
Bond Fund |
3,230,693
|
2,755,425
|
2,406,196
|
0.09% |
0.09% |
0.09% |
Global
Infrastructure Fund |
263,950
|
416,999
|
1,185,985
|
0.22% |
0.23% |
0.23% |
Global
Real Estate Securities Fund |
1,001,777
|
925,463
|
1,588,437
|
0.14% |
0.15% |
0.16% |
Real
Assets Fund(2)
|
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Multi-Strategy
Income Fund |
1,867,557
|
2,154,750
|
3,117,175
|
0.26% |
0.24% |
0.26% |
Multi-Asset
Growth Strategy Fund |
3,021,122
|
3,969,648
|
4,851,955
|
0.25% |
0.24% |
0.23% |
Fund
and Class
|
Amount
Waived |
Equity
Income Fund – Class M |
0.10% |
Equity
Income Fund – Class R6 |
0.02% |
Equity
Income Fund – Class S |
0.04% |
Sustainable
Equity Fund – Class M |
0.10% |
Sustainable
Equity Fund – Class R6 |
0.02% |
Sustainable
Equity Fund – Class S |
0.04% |
U.S.
Strategic Equity Fund – Class A, C, C1, R6 & S |
0.02% |
U.S.
Strategic Equity Fund – Class M |
0.12% |
U.S.
Small Cap Equity Fund – Class M |
0.14% |
U.S.
Small Cap Equity Fund – Class R6 |
0.02% |
U.S.
Small Cap Equity Fund – Class S |
0.04% |
International
Developed Markets Fund - Class M |
0.14% |
International
Developed Markets Fund - Class R6 |
0.02% |
International
Developed Markets Fund - Class S |
0.04% |
Global
Equity Fund - Class M |
0.10% |
Global
Equity Fund - Class R6 |
0.02% |
Emerging
Markets Fund - Class A, C, C1, R6 & S |
0.02% |
Emerging
Markets Fund - Class M |
0.12% |
Tax-Managed
U.S. Large Cap Fund – Class M |
0.10% |
Tax-Managed
U.S. Mid & Small Cap Fund – Class A |
0.02% |
Tax-Managed
U.S. Mid & Small Cap Fund – Class C, C1 & S |
0.05% |
Tax-Managed
U.S. Mid & Small Cap Fund – Class M |
0.15% |
Tax-Managed
International Equity Fund – Class M |
0.10% |
Tax-Managed
Real Assets Fund - Class M |
0.10% |
Opportunistic
Credit Fund – Class A, C, C1 & S |
0.12% |
Opportunistic
Credit Fund – Class M |
0.17% |
Opportunistic
Credit Fund – Class R6 |
0.02% |
Unconstrained
Total Return Fund – Class M |
0.10% |
Unconstrained
Total Return Fund – Class R6 |
0.02% |
Strategic
Bond Fund – Class A, C & C1 |
0.04% |
Strategic
Bond Fund – Class M |
0.16% |
Strategic
Bond Fund – Class R6 |
0.02% |
Strategic
Bond Fund – Class S |
0.06% |
Investment
Grade Bond Fund – Class M |
0.14% |
Investment
Grade Bond Fund – Class R6 |
0.02% |
Investment
Grade Bond Fund – Class S |
0.04% |
Short
Duration Bond Fund – Class A, C, C1 & S |
0.12% |
Short
Duration Bond Fund – Class M |
0.17% |
Short
Duration Bond Fund – Class R6 |
0.02% |
Fund
and Class |
Amount
Waived |
Tax-Exempt
High Yield Bond Fund - Class M |
0.10% |
Tax-Exempt
High Yield Bond Fund - Class S |
0.03% |
Tax-Exempt
Bond Fund – Class A |
0.02% |
Tax-Exempt
Bond Fund – Class C, C1 & S |
0.06% |
Tax-Exempt
Bond Fund – Class M |
0.16% |
Global
Infrastructure Fund – Class A, C, C1, R6 & S |
0.02% |
Global
Infrastructure Fund – Class M |
0.12% |
Global
Real Estate Securities Fund – Class M |
0.10% |
Global
Real Estate Securities Fund – Class R6 |
0.02% |
Real
Assets Fund - Class M |
0.10% |
Real
Assets Fund - Class R6 |
0.02% |
Multi-Strategy
Income Fund – Class M |
0.10% |
Multi-Strategy
Income Fund – Class R6 |
0.02% |
Multi-Asset
Growth Strategy Fund - Class M |
0.10% |
Multi-Asset
Growth Strategy Fund - Class R6 |
0.02% |
|
10/31/21 |
10/31/20 |
10/31/19 |
Equity
Income Fund |
$166,783
|
$161,525
|
$226,504
|
Sustainable
Equity Fund |
223,609 |
217,964 |
244,587 |
U.S.
Strategic Equity Fund |
48,303 |
40,418 |
48,774 |
U.S.
Small Cap Equity Fund |
80,587 |
69,110 |
106,312 |
International
Developed Markets Fund |
73,132 |
78,158 |
125,211 |
Global
Equity Fund |
30,582 |
35,652 |
49,843 |
Emerging
Markets Fund |
49,160 |
50,594 |
79,781 |
Tax-Managed
U.S. Large Cap Fund |
293,715 |
228,446 |
217,978 |
Tax-Managed
U.S. Mid & Small Cap Fund |
110,517 |
83,643 |
99,746 |
Tax-Managed
International Equity Fund |
62,455 |
45,761 |
40,637 |
Tax-Managed
Real Assets Fund(1)
|
3,595 |
2,046 |
366 |
Opportunistic
Credit Fund |
21,756 |
23,883 |
30,183 |
Unconstrained
Total Return Fund |
1,547 |
1,739 |
1,399 |
Strategic
Bond Fund |
123,006 |
140,982 |
173,020 |
Investment
Grade Bond Fund |
49,701 |
57,135 |
67,438 |
Short
Duration Bond Fund |
167,873 |
170,791 |
184,288 |
Tax-Exempt
High Yield Bond Fund |
40,095 |
27,085 |
19,174 |
Tax-Exempt
Bond Fund |
188,094 |
169,485 |
174,835 |
Global
Infrastructure Fund |
19,268 |
21,338 |
30,245 |
Global
Real Estate Securities Fund |
82,708 |
98,729 |
140,024 |
Multi-Strategy
Income Fund |
39,328 |
45,882 |
58,875 |
Multi-Asset
Growth Strategy Fund |
2,101 |
3,321 |
1,970 |
Fund |
10/31/21 |
10/31/20 |
10/31/19 |
Equity
Income Fund |
$54,565
|
$45,759
|
$58,568
|
Sustainable
Equity Fund |
57,153
|
50,807
|
54,986
|
U.S.
Strategic Equity Fund |
27,533
|
18,649
|
22,209
|
U.S.
Small Cap Equity Fund |
46,477
|
33,404
|
42,659
|
International
Developed Markets Fund |
56,993
|
50,599
|
64,595
|
Global
Equity Fund |
22,000
|
20,446
|
28,277
|
Emerging
Markets Fund |
34,859
|
31,226
|
38,327
|
Tax-Managed
U.S. Large Cap Fund |
220,370
|
154,216
|
114,467
|
Tax-Managed
U.S. Mid & Small Cap Fund |
65,401
|
42,840
|
37,151
|
Tax-Managed
International Equity Fund |
65,324
|
41,920
|
31,237
|
Tax-Managed
Real Assets Fund(1)
|
11,349
|
5,007
|
803
|
Opportunistic
Credit Fund |
7,336
|
8,002
|
12,569
|
Unconstrained
Total Return Fund |
410
|
683
|
1,048
|
Strategic
Bond Fund |
69,446
|
72,041
|
79,314
|
Investment
Grade Bond Fund |
19,979
|
18,767
|
20,306
|
Short
Duration Bond Fund |
39,786
|
37,324
|
34,955
|
Tax-Exempt
High Yield Bond Fund |
48,470
|
19,795
|
11,991
|
Fund |
10/31/21 |
10/31/20 |
10/31/19 |
Tax-Exempt
Bond Fund |
94,114
|
77,001
|
65,269
|
Global
Infrastructure Fund |
11,717
|
12,325
|
16,275
|
Global
Real Estate Securities Fund |
37,738
|
37,157
|
46,609
|
Multi-Strategy
Income Fund |
12,640
|
16,927
|
24,435
|
Multi-Asset
Growth Strategy Fund |
4,911
|
5,291
|
5,438 |
Fund |
Class
C |
Equity
Income Fund |
$55,594
|
Sustainable
Equity Fund |
74,536
|
U.S.
Strategic Equity Fund |
16,101
|
U.S.
Small Cap Equity Fund |
26,862
|
International
Developed Markets Fund |
24,377
|
Global
Equity Fund |
10,194
|
Emerging
Markets Fund |
16,387
|
Tax-Managed
U.S. Large Cap Fund |
97,905
|
Tax-Managed
U.S. Mid & Small Cap Fund |
36,839
|
Tax-Managed
International Equity Fund |
20,818
|
Tax-Managed
Real Assets Fund |
1,198
|
Opportunistic
Credit Fund |
7,252
|
Unconstrained
Total Return Fund |
516
|
Strategic
Bond Fund |
41,002
|
Investment
Grade Bond Fund |
16,567
|
Fund |
Class
C |
Short
Duration Bond Fund |
55,958
|
Tax-Exempt
High Yield Bond Fund |
13,365
|
Tax-Exempt
Bond Fund |
62,698
|
Global
Infrastructure Fund |
6,423
|
Global
Real Estate Securities Fund |
27,569
|
Multi-Strategy
Income Fund |
13,109
|
Multi-Asset
Growth Strategy Fund |
700 |
Fund |
Gross
Income1
|
Revenue
Split2
|
Cash
Collateral
Management
Fees3
|
Rebates
to
Borrowers |
Total
Costs
of
Securities
Lending
Activities |
Net
Income
from
Securities
Lending
Activities |
Sustainable
Equity Fund |
$1,734
|
$154
|
$197
|
$0
|
$350
|
$1,384
|
U.S.
Strategic Equity Fund |
193,765
|
16,174
|
32,008
|
0
|
48,182
|
145,583
|
U.S.
Small Cap Equity Fund |
748,808
|
70,206
|
46,624
|
0
|
116,830
|
631,978
|
International
Developed Markets Fund |
574,499
|
55,595
|
18,531
|
0
|
74,127
|
500,372
|
Global
Equity Fund |
95,870
|
8,809
|
7,771
|
0
|
16,579
|
79,290
|
Emerging
Markets Fund |
45,052
|
3,870
|
6,343
|
0
|
10,213
|
34,838
|
Tax-Managed
U.S. Mid & Small Cap Fund |
282,767
|
24,668
|
35,959
|
0
|
60,627
|
222,140
|
Global
Infrastructure Fund |
7,091
|
584
|
1,247
|
0
|
1,831
|
5,260
|
Global
Real Estate Securities Fund |
23,090
|
1,822
|
4,862
|
0
|
6,684
|
16,405
|
Multi-Strategy
Income Fund |
92,133
|
8,586
|
6,230
|
0
|
14,816
|
77,317
|
Multi-Asset
Growth Strategy Fund |
71,733
|
6,432
|
7,374
|
0
|
13,806
|
57,927 |
Amount
of
investment |
Front-end
sales
charge
as a %
of
offering price |
Front-end
sales
charge
as a % of
net
amount
invested |
Broker/Dealer
commission
as
a % of
offering
price |
Less
than $500,000 |
2.50% |
2.56% |
2.00% |
$500,000
or more |
--0-- |
--0-- |
up
to 0.75% |
Amount
of
investment |
Front-end
sales
charge
as a %
of
offering price |
Front-end
sales
charge
as a % of
net
amount
invested |
Broker/Dealer
commission
as
a % of
offering
price |
Less
than $50,000 |
3.75% |
3.90% |
3.00% |
$50,000
but less than $100,000 |
3.50% |
3.63% |
2.75% |
$100,000
but less than $250,000 |
2.50% |
2.56% |
2.00% |
$250,000
but less than $500,000 |
2.00% |
2.04% |
1.60% |
$500,000
but less than $1,000,000 |
1.50% |
1.52% |
1.20% |
$1,000,000
or more |
--0-- |
--0-- |
up
to 1.00% |
Amount
of
investment |
Front-end
sales
charge
as a %
of
offering price |
Front-end
sales
charge
as a % of
net
amount
invested |
Broker/Dealer
commission
as
a % of
offering
price |
Less
than $50,000 |
5.75% |
6.10% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
3.75% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
2.75% |
$250,000
but less than $500,000 |
2.50% |
2.56% |
2.00% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.60% |
$1,000,000
or more |
--0-- |
--0-- |
up
to 1.00% |
|
10/31/21 |
10/31/20 |
Equity
Income Fund |
19% |
33% |
Sustainable
Equity Fund |
131% |
90% |
U.S.
Strategic Equity Fund |
38% |
60% |
U.S.
Small Cap Equity Fund |
110% |
132% |
International
Developed Markets Fund |
34% |
57% |
Global
Equity Fund |
49% |
77% |
Emerging
Markets Fund |
52% |
58% |
Tax-Managed
U.S. Large Cap Fund |
22% |
40% |
Tax-Managed
U.S. Mid & Small Cap Fund |
35% |
81% |
Tax-Managed
International Equity Fund |
48% |
100% |
Tax-Managed
Real Assets Fund |
40% |
81% |
Opportunistic
Credit Fund |
51% |
63% |
Unconstrained
Total Return Fund |
275% |
186% |
Strategic
Bond Fund |
89% |
88% |
Investment
Grade Bond Fund |
91% |
109% |
Short
Duration Bond Fund |
109% |
116% |
Tax-Exempt
High Yield Bond Fund |
14% |
40% |
Tax-Exempt
Bond Fund |
19% |
43% |
Global
Infrastructure Fund |
66% |
79% |
Global
Real Estate Securities Fund |
81% |
88% |
|
10/31/21 |
10/31/20 |
Real
Assets Fund(1)
|
N/A |
N/A |
Multi-Strategy
Income Fund |
191% |
174% |
Multi-Asset
Growth Strategy Fund |
207% |
195% |
Entity
Receiving Portfolio Holdings |
Disclosure
Purpose |
Bloomberg
AIM |
Fund
positioning/holdings services |
Bloomberg
Portfolio |
Holdings
analysis |
Axioma |
Holdings/portfolio
analysis, model optimization |
Advent
Software, Inc. |
Recon,
accounting services |
Acuity
Knowledge Partners |
Fund
reporting services |
Confluence
Technologies, Inc. (CTI) |
Fund
performance calculator, financial reporting software
provider |
Dynamo
Software |
Fair
value data analysis for Wellington Management
Company
LLP |
Electra
Information Systems |
Sub-advisor
middle office services |
FactSet
Research Systems, Inc. |
Holdings/portfolio
analysis |
Financial
Recovery Technologies, Inc. |
Securities
litigation monitoring and class action claims
recovery |
Fund
Assist |
Fund
marketing report production |
Glass
Lewis & Co., LLC |
Proxy
voting services |
Goldman
Sachs |
Securities
lending agent |
Hexaware |
Data
operations support services |
IHS
Markit |
Enterprise
data management |
ISS |
Class
action filing services |
Lipper
Analytical Services |
Fund
rating services |
Morningstar
Inc. |
Fund
rating services |
PricewaterhouseCoopers
LLP |
Audit
services |
Risk
Metrics |
Risk
management services |
SS&C |
Middle
office provider; benchmark performance, holdings,
performance,
reconciliation |
State
Street (Boston) |
Custody,
fund accounting, pricing/valuation, fund
compliance
testing, liquidity risk management |
State
Street (Sacramento) |
Pricing
services |
|
2021 |
2020 |
2019 |
Equity
Income Fund |
$34,426
|
$77,892
|
$122,823
|
Sustainable
Equity Fund |
62,285 |
75,986 |
96,748 |
U.S.
Strategic Equity Fund |
596,796 |
870,491 |
1,396,522 |
U.S.
Small Cap Equity Fund |
2,020,167 |
2,487,649 |
2,858,502 |
International
Developed Markets Fund |
1,019,161 |
1,481,097 |
1,906,191 |
Global
Equity Fund |
546,466 |
800,326 |
837,210 |
Emerging
Markets Fund |
1,921,777 |
1,980,906 |
3,138,623 |
Tax-Managed
U.S. Large Cap Fund |
456,072 |
800,918 |
675,243 |
Tax-Managed
U.S. Mid & Small Cap Fund |
621,403 |
1,395,931 |
707,503 |
Tax-Managed
International Equity Fund |
2,150,960 |
2,646,382 |
1,855,787 |
Tax-Managed
Real Assets Fund(1)
|
340,377 |
583,260 |
346,927 |
Opportunistic
Credit Fund |
63,452 |
59,176 |
48,658 |
Unconstrained
Total Return Fund |
14,637 |
46,111 |
125,650 |
Strategic
Bond Fund |
466,121 |
605,626 |
862,666 |
Investment
Grade Bond Fund |
57,905 |
81,123 |
100,908 |
Short
Duration Bond Fund |
69,512 |
28,822 |
31,621 |
Tax-Exempt
High Yield Bond Fund |
5,267 |
3,284 |
2,907 |
Tax-Exempt
Bond Fund |
39,835 |
21,072 |
12,420 |
Global
Infrastructure Fund |
91,276 |
205,554 |
724,617 |
Global
Real Estate Securities Fund |
525,348 |
576,356 |
881,745 |
Real
Assets Fund(2)
|
N/A |
N/A |
N/A |
Multi-Strategy
Income Fund |
725,270 |
978,858 |
756,125 |
Multi-Asset
Growth Strategy Fund |
1,444,559 |
2,199,198 |
2,226,282 |
Fund
Name |
RIM/Money
Manager |
Affiliated
Broker |
2021
Total
(USD) |
Percent
of
Fund's
Commission |
Percent
of
Fund's
Principal |
Equity
Income Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
6,106 |
17.737% |
8.214% |
Total: |
6,106 |
17.737% |
8.214% | ||
Sustainable
Equity
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
6,756 |
10.846% |
4.303% |
|
Jacobs
Levy Equity
Management
Inc |
|
|
|
|
|
|
UBS
Financial Services Inc |
101 |
0.162% |
0.079% |
Total: |
6,857 |
11.008% |
4.382% | ||
U.S.
Strategic Equity
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
107,109 |
17.947% |
8.261% |
Total: |
107,109 |
17.947% |
8.261% | ||
U.S.
Small Cap Equity
Fund |
|
|
|
|
|
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
326,686 |
16.171% |
7.087% |
|
Jacobs
Levy Equity
Management
Inc |
|
|
|
|
|
|
Raymond
James & Associates Inc |
104 |
0.005% |
0.003% |
|
|
UBS
Financial Services Inc |
946 |
0.047% |
0.080% |
|
|
Wells
Fargo Clearing Services, LLC |
31 |
0.002% |
0.003% |
|
|
|
1,081 |
0.054% |
0.086% |
Total: |
327,767 |
16.225% |
7.173% | ||
International
Developed
Markets
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
129,764 |
12.732% |
3.288% |
Total: |
129,764 |
12.732% |
3.288% | ||
Global
Equity Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
75,333 |
13.786% |
4.508% |
Total: |
75,333 |
13.786% |
4.508% | ||
Emerging
Markets
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
249,051 |
12.959% |
6.165% |
Total: |
249,051 |
12.959% |
6.165% | ||
Tax-Managed
U.S.
Large
Cap Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
Fund
Name |
RIM/Money
Manager |
Affiliated
Broker |
2021
Total
(USD) |
Percent
of
Fund's
Commission |
Percent
of
Fund's
Principal |
|
|
Russell
Investments Implementation
Services,
LLC |
112,503 |
24.668% |
18.062% |
Total: |
112,503 |
24.668% |
18.062% | ||
Tax-Managed
U.S.
Mid
& Small Cap
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
111,668 |
17.970% |
8.120% |
Total: |
111,668 |
17.970% |
8.120% | ||
Tax-Managed
International
Equity
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
239,351 |
11.128% |
6.765% |
Total: |
239,351 |
11.128% |
6.765% | ||
Tax-Managed
Real
Assets
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
53,267 |
15.649% |
10.959% |
Total: |
53,267 |
15.649% |
10.959% | ||
Opportunistic
Credit
Fund |
|
|
|
|
|
|
DuPont
Capital
Management
Corporation |
|
|
|
|
|
|
UBS
Financial Services Inc |
6,500 |
10.244% |
0.024% |
|
|
Wells
Fargo Clearing Services LLC |
20 |
0.031% |
0.008% |
|
|
|
6,520 |
10.275% |
0.032% |
Total: |
6,520 |
10.275% |
0.032% | ||
Investment
Grade
Bond
Fund |
|
|
|
|
|
|
Schroder
Investment
Management
North
America
Inc. |
|
|
|
|
|
|
UBS
Financial Services Inc |
2,785 |
4.810% |
0.000% |
Total: |
2,785 |
4.810% |
0.000% | ||
Short
Duration Bond
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
47,617 |
68.503% |
6.095% |
Total: |
47,617 |
68.503% |
6.095% | ||
Global
Infrastructure
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
12,110 |
13.268% |
4.886% |
Total: |
12,110 |
13.268% |
4.886% | ||
Global
Real Estate
Securities
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
76,937 |
14.645% |
6.382% |
Total: |
76,937 |
14.645% |
6.382% |
Fund
Name |
RIM/Money
Manager |
Affiliated
Broker |
2021
Total
(USD) |
Percent
of
Fund's
Commission |
Percent
of
Fund's
Principal |
Multi-Strategy
Income
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
94,430 |
13.020% |
0.442% |
|
First
Eagle Alternative
Credit,
LLC |
|
|
|
|
|
|
UBS
Financial Services Inc |
1,946 |
0.268% |
0.00% |
Total: |
96,376 |
13.288% |
0.442% | ||
Multi-Asset
Growth
Strategy
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
188,019 |
13.016% |
0.851% |
|
First
Eagle Alternative
Credit,
LLC |
|
|
|
|
|
|
UBS
Financial Services Inc |
1,291 |
0.089% |
0.00% |
Total: |
189,310 |
13.105% |
0.851% |
Fund
Name |
RIM/Money
Manager |
Affiliated
Broker |
2020
Total
(USD) |
Percent
of
Fund's
Commission |
Percent
of
Fund's
Principal |
Equity
Income Fund |
|
|
| ||
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
11,431 |
14.675% |
5.673% |
Total: |
11,431 |
14.675% |
5.673% | ||
Sustainable
Equity Fund |
|
|
| ||
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
6,575 |
8.652% |
2.750% |
|
Jacobs
Levy Equity
Management
Inc |
|
|
|
|
|
|
Raymond
James & Associates Inc |
65 |
0.085% |
0.006% |
|
|
UBS
Financial Services Inc |
220 |
0.290% |
0.093% |
|
|
|
285 |
0.375% |
0.099% |
Total: |
6,860 |
9.027% |
2.849% | ||
U.S.
Strategic Equity Fund |
|
|
| ||
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
146,693 |
16.852% |
9.605% |
Total: |
146,693 |
16.852% |
9.605% | ||
U.S.
Small Cap Equity Fund |
|
|
| ||
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
404,503 |
16.260% |
10.019% |
|
Jacobs
Levy Equity
Management
Inc |
|
|
|
|
|
|
Raymond
James & Associates Inc |
894 |
0.036% |
0.014% |
|
|
UBS
Financial Services Inc |
1,596 |
0.064% |
0.105% |
|
|
Wells
Fargo Clearing Services, LLC |
24 |
0.001% |
0.000% |
|
|
|
2,514 |
0.101% |
0.119% |
Total: |
407,017 |
16.361% |
10.138% | ||
International
Developed Markets Fund |
|
|
| ||
|
RIM |
|
|
|
Fund
Name |
RIM/Money
Manager |
Affiliated
Broker |
2020
Total
(USD) |
Percent
of
Fund's
Commission |
Percent
of
Fund's
Principal |
|
|
Russell
Investments Implementation
Services,
LLC |
196,595 |
13.274% |
3.528% |
Total: |
196,595 |
13.274% |
3.528% | ||
Global
Equity Fund |
|
|
| ||
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
90,165 |
11.266% |
3.866% |
Total: |
90,165 |
11.266% |
3.866% | ||
Emerging
Markets Fund |
|
|
| ||
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
191,143 |
9.649% |
4.413% |
|
Numeric
Investors LLC |
|
|
|
|
|
|
UBS
Financial Services Inc |
1,316 |
0.066% |
0.116% |
|
|
Wells
Fargo Clearing Services LLC |
215 |
0.011% |
0.020% |
|
|
|
1,531 |
0.077% |
0.136% |
Total: |
192,674 |
9.726% |
4.549% | ||
Tax-Managed
U.S. Large Cap Fund |
|
|
| ||
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
99,035 |
12.365% |
14.612% |
Total: |
99,035 |
12.365% |
14.612% | ||
Tax-Managed
U.S. Mid & Small Cap Fund |
|
|
| ||
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
246,850 |
17.684% |
10.018% |
Total: |
246,850 |
17.684% |
10.018% | ||
Tax-Managed
International Equity Fund |
|
|
| ||
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
443,409 |
16.755% |
10.872% |
Total: |
443,409 |
16.755% |
10.872% | ||
Tax-Managed
Real Assets Fund |
|
|
| ||
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
97,761 |
16.761% |
6.042% |
Total: |
97,761 |
16.761% |
6.042% | ||
Opportunistic
Credit Fund |
|
|
| ||
|
DuPont
Capital
Management
Corporation |
|
|
|
|
|
|
UBS
Financial Services Inc |
6,742 |
11.393% |
0.015% |
Total: |
6,742 |
11.393% |
0.015% | ||
Global
Infrastructure Fund |
|
|
| ||
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
5,840 |
2.841% |
1.132% |
|
First
Sentier Investors
(Australia)
IM Ltd |
|
|
|
|
|
|
UBS
Financial Services Inc |
2,019 |
0.982% |
0.453% |
|
|
Wells
Fargo Clearing Services LLC |
187 |
0.091% |
0.020% |
|
|
|
2,206 |
1.073% |
0.473% |
Total: |
8,046 |
3.914% |
1.605% | ||
Global
Real Estate Securities Fund |
|
|
| ||
|
RIM |
|
|
|
Fund
Name |
RIM/Money
Manager |
Affiliated
Broker |
2020
Total
(USD) |
Percent
of
Fund's
Commission |
Percent
of
Fund's
Principal |
|
|
Russell
Investments Implementation
Services,
LLC |
90,401 |
15.685% |
8.312% |
Total: |
90,401 |
15.685% |
8.312% | ||
Multi-Strategy
Income Fund |
|
|
| ||
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
114,177 |
11.664% |
0.262% |
Total: |
114,177 |
11.664% |
0.262% | ||
Multi-Asset
Growth Strategy Fund |
|
|
| ||
|
RIM |
|
|
| |
|
|
Russell
Investments Implementation
Services,
LLC |
282,491 |
12.845% |
0.518% |
Total: |
282,491 |
12.845% |
0.518% |
Fund
Name |
RIM/Money
Manager |
Affiliated
Broker |
2019
Total
(USD) |
Percent
of
Fund's
Commission |
Percent
of
Fund's
Principal |
Equity
Income Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
61,973 |
50.457% |
31.722% |
Total: |
61,973 |
50.457% |
31.722% | ||
Sustainable
Equity
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
8,872 |
9.17% |
3.576% |
Total: |
8,872 |
9.17% |
3.576% | ||
U.S.
Strategic Equity
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
309,691 |
22.176% |
20.504% |
Total: |
309,691 |
22.176% |
20.504% | ||
U.S.
Small Cap Equity
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
549,699 |
19.23% |
14.57% |
Total: |
549,699 |
19.23% |
14.57% | ||
International
Developed
Markets
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
505,459 |
26.517% |
7.955% |
Total: |
505,459 |
26.517% |
7.955% | ||
Global
Equity Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
115,465 |
13.792% |
6.34% |
Total: |
115,465 |
13.792% |
6.34% | ||
Emerging
Markets
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
369,825 |
11.783% |
4.764% |
Total: |
369,825 |
11.783% |
4.764% |
Fund
Name |
RIM/Money
Manager |
Affiliated
Broker |
2019
Total
(USD) |
Percent
of
Fund's
Commission |
Percent
of
Fund's
Principal |
Tax-Managed
U.S.
Large
Cap Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
116,993 |
17.326% |
12.704% |
Total: |
116,993 |
17.326% |
12.704% | ||
Tax-Managed
U.S.
Mid
& Small Cap
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
121,540 |
17.179% |
10.175% |
Total: |
121,540 |
17.179% |
10.175% | ||
Tax-Managed
International
Equity
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
189,984 |
10.237% |
5.684% |
Total: |
189,984 |
10.237% |
5.684% | ||
Tax-Managed
Real
Assets
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
28,069 |
8.091% |
2.184% |
Total: |
28,069 |
8.091% |
2.184% | ||
Strategic
Bond Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
222,308 |
25.77% |
1.636% |
Total: |
222,308 |
25.77% |
1.636% | ||
Global
Infrastructure
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
30,968 |
4.274% |
1.932% |
Total: |
30,968 |
4.274% |
1.932% | ||
Global
Real Estate
Securities
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
106,330 |
12.059% |
6.094% |
Total: |
106,330 |
12.059% |
6.094% | ||
Multi-Strategy
Income
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
187,281 |
24.769% |
0.597% |
Total: |
187,281 |
24.769% |
0.597% | ||
Multi-Asset
Growth
Strategy
Fund |
|
|
|
|
|
|
RIM |
|
|
|
|
|
|
Russell
Investments Implementation
Services,
LLC |
254,705 |
11.441% |
0.515% |
Total: |
254,705 |
11.441% |
0.515% |
|
|
|
|
|
Broker |
Equity
Income
Fund |
Sustainable
Equity
Fund |
U.S.
Strategic
Equity
Fund |
U.S.
Small
Cap
Equity
Fund |
Avantax
Investment Services, Inc. |
|
|
|
2,631,801 |
Barclays
Capital, Inc |
|
|
|
|
Citigroup,
Inc |
3,825,101 |
233,692 |
66,353,211 |
|
Credit
Suisse First Boston Corp. |
|
|
|
|
Fifth
Third Securities, Inc |
322,209 |
|
3,149,613 |
|
Goldman,
Sachs & Co. |
|
216,182 |
9,281,774 |
|
J.P.
Morgan Securities, Inc |
4,687,775 |
731,886 |
44,282,508 |
|
Jefferies
Group, Inc. |
|
|
|
|
LPL
Financial LLC |
|
|
|
|
Macquarie
Group Limited |
|
-142,792 |
|
|
Merrill
Lynch, Pierce, Fenner &
Smith,
Inc |
1,980,529 |
272,012 |
41,657,519 |
|
Morgan
Stanley & Co.
Incorporated |
674,031 |
|
19,892,966 |
|
Nomura
Bank |
|
|
|
|
Northwestern
Mutual Investment
Services,
LLC |
|
|
|
|
Pershing
LLC |
|
|
2,033,106 |
|
Pruco
Securities, LLC. |
76,815 |
|
1,784,681 |
|
Royal
Bank of Canada |
|
|
|
|
State
Street Global Markets, LLC |
138,956 |
3,031,004 |
1,368,170 |
|
U.S.
Bancorp Investments, Inc |
1,991,123 |
4,649,154 |
6,513,682 |
|
UBS
Securities LLC |
|
|
|
|
Valic
Financial Advisors, Inc
|
|
|
1,509,927 |
|
Wells
Fargo Advisors LLC |
6,346,807 |
402,732 |
60,754,291 |
|
|
|
|
|
|
|
|
Broker |
International
Developed
Markets
Fund |
Global
Equity
Fund |
Tax-Managed
U.S.
Large
Cap
Fund |
Tax-Managed
U.S.
Mid
&
Small
Cap
Fund |
Tax-Managed
International
Equity
Fund |
Tax-Managed
Real
Assets
Fund |
Avantax
Investment Services, Inc. |
|
|
|
|
|
|
Barclays
Capital, Inc |
6,271,856 |
|
|
|
7,574,669 |
|
Citigroup,
Inc |
|
6,127,369 |
6,441,839 |
|
|
|
Credit
Suisse First Boston Corp. |
3,299,721 |
|
|
|
2,660,481 |
|
Fifth
Third Securities, Inc |
|
255,782 |
9,726,822 |
|
|
|
Goldman,
Sachs & Co. |
|
895,316 |
4,989,548 |
|
|
|
J.P.
Morgan Securities, Inc |
|
8,058,222 |
50,011,199 |
|
|
|
Jefferies
Group, Inc. |
|
|
|
199,778 |
|
|
LPL
Financial LLC |
|
|
|
|
|
|
Macquarie
Group Limited |
|
|
|
|
1,271,796 |
78,390 |
Merrill
Lynch, Pierce, Fenner &
Smith,
Inc |
|
1,598,145 |
39,187,484 |
|
|
|
Morgan
Stanley & Co.
Incorporated |
|
802,301 |
16,614,387 |
|
|
|
Nomura
Bank |
2,143,640 |
1,116,818 |
|
|
2,129,758 |
|
Northwestern
Mutual Investment
Services,
LLC |
|
|
|
|
|
|
|
|
|
|
|
|
|
Broker |
International
Developed
Markets
Fund |
Global
Equity
Fund |
Tax-Managed
U.S.
Large
Cap
Fund |
Tax-Managed
U.S.
Mid
&
Small
Cap
Fund |
Tax-Managed
International
Equity
Fund |
Tax-Managed
Real
Assets
Fund |
Pershing
LLC |
|
485,440 |
|
|
|
|
Pruco
Securities, LLC. |
|
481,139 |
7,400,422 |
|
|
|
Royal
Bank of Canada |
8,321,776 |
1,747,335 |
|
|
11,146,323 |
|
State
Street Global Markets, LLC |
|
357,737 |
4,230,259 |
|
|
|
U.S.
Bancorp Investments, Inc |
|
733,556 |
26,703,160 |
|
|
|
UBS
Securities LLC |
20,885,433 |
7,198,035 |
|
|
16,830,037 |
|
Valic
Financial Advisors, Inc
|
|
530,746 |
|
|
|
|
Wells
Fargo Advisors LLC |
|
7,193,710 |
64,656,417 |
|
|
|
|
|
|
|
|
|
|
Broker |
Opportunistic
Credit
Fund |
Unconstrained
Total
Return
Fund
|
Strategic
Bond
Fund |
Investment
Grade
Bond
Fund |
Short
Duration
Bond
Fund |
Global
Infrastructure
Fund |
Avantax
Investment Services, Inc. |
|
|
|
|
|
|
Barclays
Capital, Inc |
624,734 |
196,760 |
10,207,720 |
1,422,190 |
2,865,797 |
|
Citigroup,
Inc |
4,282,714 |
|
16,346,005 |
4,535,268 |
4,515,586 |
|
Credit
Suisse First Boston Corp. |
266,955 |
534,710 |
21,745,657 |
5,053,570 |
1,507,319 |
|
Fifth
Third Securities, Inc |
|
|
|
|
|
|
Goldman,
Sachs & Co. |
7,690,894 |
|
9,924,881 |
4,143,690 |
6,662,619 |
|
J.P.
Morgan Securities, Inc |
14,191,463 |
100,750 |
91,094,427 |
22,646,016 |
9,967,189 |
|
Jefferies
Group, Inc. |
212,894 |
|
7,798,926 |
428,417 |
|
|
LPL
Financial LLC |
237,930 |
|
317,363 |
|
|
|
Macquarie
Group Limited |
|
396,268 |
|
350,727 |
|
35,180 |
Merrill
Lynch, Pierce, Fenner &
Smith,
Inc |
586,333 |
|
26,540,339 |
5,658,047 |
7,367,363 |
|
Morgan
Stanley & Co.
Incorporated |
3,356,084 |
|
25,546,893 |
2,893,641 |
9,606,738 |
|
Nomura
Bank |
327,827 |
|
1,398,275 |
584,798 |
|
|
Northwestern
Mutual Investment
Services,
LLC |
|
|
2,667,697 |
|
555,099 |
|
Pershing
LLC |
|
|
|
|
1,687,024 |
|
Pruco
Securities, LLC. |
|
|
|
|
|
|
Royal
Bank of Canada |
|
|
|
|
1,095,424 |
|
State
Street Global Markets, LLC |
|
|
|
|
1,143,016 |
|
U.S.
Bancorp Investments, Inc |
|
|
|
|
1,532,050 |
|
UBS
Securities LLC |
2,118,022 |
|
3,499,309 |
|
3,508,697 |
|
Valic
Financial Advisors, Inc
|
|
|
347,891 |
|
795,395 |
|
Wells
Fargo Advisors LLC |
9,875,771 |
|
20,211,538 |
2,245,755 |
7,180,162 |
|
|
|
|
|
Broker |
Global
Real
Estate
Securities
Fund |
Multi-Strategy
Income
Fund |
Multi-Asset
Growth
Strategy
Fund |
Avantax
Investment Services, Inc. |
|
1,231,318 |
838,423 |
Barclays
Capital, Inc |
|
639,448 |
423,299 |
Citigroup,
Inc |
|
1,723,441 |
1,481,684 |
Credit
Suisse First Boston Corp. |
|
2,253,061 |
194,440 |
Fifth
Third Securities, Inc |
|
|
|
Goldman,
Sachs & Co. |
|
1,809,871 |
3,766,872 |
J.P.
Morgan Securities, Inc |
|
2,091,277 |
330,694 |
Jefferies
Group, Inc. |
|
|
|
|
|
|
|
Broker |
Global
Real
Estate
Securities
Fund |
Multi-Strategy
Income
Fund |
Multi-Asset
Growth
Strategy
Fund |
LPL
Financial LLC |
|
|
|
Macquarie
Group Limited |
|
216,750 |
|
Merrill
Lynch, Pierce, Fenner &
Smith,
Inc |
|
2,965,212 |
2,295,849 |
Morgan
Stanley & Co.
Incorporated |
|
43,263 |
|
Nomura
Bank |
1,162,873 |
502,161 |
518,437 |
Northwestern
Mutual Investment
Services,
LLC |
|
|
|
Pershing
LLC |
|
|
|
Pruco
Securities, LLC. |
|
651,463 |
|
Royal
Bank of Canada |
|
158,534 |
|
State
Street Global Markets, LLC |
|
|
|
U.S.
Bancorp Investments, Inc |
|
330,689 |
|
UBS
Securities LLC |
|
1,098,750 |
|
Valic
Financial Advisors, Inc
|
|
640,050 |
1,010,084 |
Wells
Fargo Advisors LLC |
|
2,423,800 |
972,781 |
|
2021 |
2020 |
2019 |
U.S.
Small Cap Equity Fund |
$967 |
$0 |
$0 |
International
Developed Markets Fund |
113,702 |
189,379 |
192,532 |
Global
Equity Fund |
66,864 |
67,099 |
62,374 |
Emerging
Markets Fund |
89,993 |
76,676 |
103,536 |
Tax-Managed
International Equity Fund |
128,574 |
138,689 |
106,618 |
Tax-Managed
Real Assets Fund(1)
|
22,263 |
22,087 |
31,206 |
Strategic
Bond Fund |
32 |
0 |
0 |
Global
Infrastructure Fund |
12,346 |
19,919 |
26,068 |
Global
Real Estate Securities Fund |
54,818 |
49,520 |
65,354 |
Multi-Strategy
Income Fund |
30,256 |
30,894 |
24,066 |
Multi-Asset
Growth Strategy Fund |
72,403 |
74,815 |
88,396 |
|
No
Expiration |
No
Expiration |
|
Fund |
Short
Term |
Long
Term |
TOTAL |
Tax-Managed
U.S.
Large
Cap Fund |
$43,595,356
|
$-
|
$43,595,356
|
Tax-Managed
International
Equity
Fund |
263,887,494
|
-
|
263,887,494
|
|
No
Expiration |
No
Expiration |
|
Fund |
Short
Term |
Long
Term |
TOTAL |
Tax-Managed
Real
Assets
Fund |
16,152,547
|
-
|
16,152,547
|
Opportunistic
Credit
Fund |
8,961,565
|
36,049,890
|
45,011,455
|
Unconstrained
Total
Return
Fund |
-
|
18,094,998
|
18,094,998
|
Tax-Exempt
High Yield
Bond
Fund |
13,695,272
|
-
|
13,695,272
|
Tax-Exempt
Bond Fund |
24,771,749
|
2,572,312
|
27,344,061 |
EMERGING
MARKETS FUND CLASS A
- RBC CAPITAL MARKETS LLC ATTN MUTUAL FUND OPS MANAGER
60
S 6TH ST-P08 MINNEAPOLIS MN 55402-4413, 6.79% |
|
EMERGING
MARKETS FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 16.08% |
|
EMERGING
MARKETS FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
63.42% |
|
EMERGING
MARKETS FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
6.86% |
|
EMERGING
MARKETS FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
15.09% |
|
EMERGING
MARKETS FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 15.97% |
|
EMERGING
MARKETS FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 22.31% |
|
EMERGING
MARKETS FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
29.49% |
|
EMERGING
MARKETS FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
20.15% |
|
EMERGING
MARKETS FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
23.09% |
|
EMERGING
MARKETS FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE
OF
OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY
NJ 07310-1995,
41.15% |
|
EMERGING
MARKETS FUND CLASS R6
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN STREET SAN
FRANCISCO CA
94105-1905,
7.54% |
|
EMERGING
MARKETS FUND CLASS R6
- AUL GROUP RETIREMENT ANNUITY SEPARATE ACCOUNT II ATTN
SEPARATE
ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
8.59% |
|
EMERGING
MARKETS FUND CLASS R6
- MATRIX TRUST COMPANY CUST. FBO CREATIVE DIE MOLD CORP
401K
PSP 717 17TH STREET SUITE 1300 DENVER CO 80202-3304,
83.87% |
|
EMERGING
MARKETS FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 5.30% |
|
EMERGING
MARKETS FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
9.30% |
|
EMERGING
MARKETS FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
12.09% |
|
EMERGING
MARKETS FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE
OF
OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY
NJ 07310-1995,
17.73% |
|
EMERGING
MARKETS FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 38.19% |
|
EMERGING
MARKETS FUND CLASS Y
- RIF BALANCED STRATEGY FUND RUSSELL INVESTMENTS - INV
DIVISION
FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
6.80% |
|
EMERGING
MARKETS FUND CLASS Y
- EQUITY GROWTH STRATEGY FUND RUSSELL INVESTMENTS - INV
DIVISION
FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
9.88% |
|
EMERGING
MARKETS FUND CLASS Y
- GROWTH STRATEGY FUND RUSSELL INVESTMENTS - INV DIVISION
FUND
OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
18.45% |
|
EMERGING
MARKETS FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY AS DISCRETIONARY
INVESTMENT
MANAGER FBO ALTAMED HEALTH SERVICE CORP 2040 CAMFIELD AVE LOS ANGELES CA
90040-1502,
22.73% |
|
EMERGING
MARKETS FUND CLASS Y
- BALANCED STRATEGY FUND RUSSELL INVESTMENTS - INV
DIVISION
FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
26.41% |
|
EQUITY
INCOME FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
6.38% |
|
EQUITY
INCOME FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
8.14% |
|
EQUITY
INCOME FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
67.50% |
|
EQUITY
INCOME FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
7.08% |
|
EQUITY
INCOME FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF
OUR
CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
9.01% |
|
EQUITY
INCOME FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM
92500015
ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL 33716-1102,
12.88% |
|
EQUITY
INCOME FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
24.91% |
|
EQUITY
INCOME FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
37.24% |
|
EQUITY
INCOME FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO CA
92121-3091,
5.50% |
|
EQUITY
INCOME FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM
92500015
ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL 33716-1102,
5.57% |
|
EQUITY
INCOME FUND CLASS S
- CHARLES SCHWAB & CO., INC SPECIAL CUSTODY ACCOUNT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA
94105-1905,
7.18% |
|
EQUITY
INCOME FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS
ATTN
MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
8.37% |
|
EQUITY
INCOME FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
15.51% |
|
EQUITY
INCOME FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF
OUR
CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
18.65% |
|
EQUITY
INCOME FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
19.61% |
|
EQUITY
INCOME FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY FOR AGFIRST FBO AGFIRST
FARM
CREDIT BANK SUPP EXEC TRUST 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
18.03% |
|
EQUITY
INCOME FUND CLASS Y
- WELLS FARGO BANK NA FBO KBIC DEFINED BENEFIT PLAN 26103000 PO
BOX
1533 MINNEAPOLIS MN 55480-1533, 35.52% |
|
EQUITY
INCOME FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY FOR SPIRE ALABAMA INC
FBO
ALABAMA GAS CORP RET HOURLY EMPLOYEE BENEFIT PLANS TRUST 1301 2ND AVE FL
18 SEATTLE WA
98101-3814,
46.45% |
|
GLOBAL
EQUITY FUND CLASS A
- RBC CAPITAL MARKETS LLC ATTN MUTUAL FUND OPS MANAGER 60 S
6TH
ST-P08 MINNEAPOLIS MN 55402-4413, 7.08% |
|
GLOBAL
EQUITY FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
9.48% |
|
GLOBAL
EQUITY FUND CLASS A
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF
OUR
CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
13.57% |
|
GLOBAL
EQUITY FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
14.67% |
|
GLOBAL
EQUITY FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
42.83% |
|
GLOBAL
EQUITY FUND CLASS C
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO CA
92121-3091,
5.08% |
|
GLOBAL
EQUITY FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
10.62% |
|
GLOBAL
EQUITY FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
12.81% |
|
GLOBAL
EQUITY FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF
OUR
CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
16.44% |
|
GLOBAL
EQUITY FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
18.87% |
|
GLOBAL
EQUITY FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM
92500015
ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL 33716-1102,
33.45% |
|
GLOBAL
EQUITY FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA
94105-1905,
5.44% |
|
GLOBAL
EQUITY FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS
ATTN
MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
6.42% |
|
GLOBAL
EQUITY FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
15.32% |
|
GLOBAL
EQUITY FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF
OUR
CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
67.74% |
|
GLOBAL
EQUITY FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
7.01% |
|
GLOBAL
EQUITY FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM
92500015
ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL 33716-1102,
7.23% |
|
GLOBAL
EQUITY FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS
ATTN
MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
7.43% |
|
GLOBAL
EQUITY FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
14.01% |
|
GLOBAL
EQUITY FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF
OUR
CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
17.15% |
|
GLOBAL
EQUITY FUND CLASS S
- CHARLES SCHWAB & CO., INC SPECIAL CUSTODY ACCOUNT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA
94105-1905,
23.44% |
|
GLOBAL
EQUITY FUND CLASS Y
- RIF BALANCED STRATEGY FUND RUSSELL INVESTMENTS - INV
DIVISION
FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
7.14% |
|
GLOBAL
EQUITY FUND CLASS Y
- RIF GROWTH STRATEGY FUND RUSSELL INVESTMENTS - INV DIVISION
FUND
OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
7.28% |
|
GLOBAL
EQUITY FUND CLASS Y
- EQUITY GROWTH STRATEGY FUND RUSSELL INVESTMENTS - INV
DIVISION
FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
15.83% |
|
GLOBAL
EQUITY FUND CLASS Y
- BALANCED STRATEGY FUND RUSSELL INVESTMENTS - INV DIVISION
FUND
OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
27.97% |
|
GLOBAL
EQUITY FUND CLASS Y
- GROWTH STRATEGY FUND RUSSELL INVESTMENTS - INV DIVISION
FUND
OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
31.53% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS A
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE
ACCT
FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102,
5.25% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS A
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN
DIEGO
CA 92121-3091, 5.63% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 10.58% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
23.70% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
47.18% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
7.43% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
10.92% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 12.96% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE
ACCT
FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102,
18.93% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
37.50% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
19.97% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
69.77% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE
ACCT
FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102,
5.38% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
8.23% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN
DIEGO
CA 92121-3091, 9.02% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 11.49% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
23.56% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
30.10% |
|
GLOBAL
INFRASTRUCTURE FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY AS
DISCRETIONARY
INVESTMENT MANAGER FBO ALTAMED HEALTH SERVICE CORP 2040 CAMFIELD AVE LOS
ANGELES
CA 90040-1502, 99.80% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
85.70% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS
HOUSE
ACCT FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG
FL
33716-1102,
9.15% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY NJ 07310-1995, 9.92% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL
CUSTODY
ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523,
14.45% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
58.08% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C
FBO
CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
19.20% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
22.80% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 38.50% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS R6
- GREAT-WEST TRUST COMPANY LLC TTEE F
EMPLOYEE
BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO
80111-5002, 5.78% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS R6
- MATRIX TRUST COMPANY CUST. FBO CREATIVE DIE
MOLD
CORP 401K PSP 717 17TH STREET SUITE 1300 DENVER CO 80202-3304,
10.20% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS R6
- AUL AMERICAN UNIT INVESTMENT TRUST ATTN
SEPARATE
ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
11.60% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS R6
- MATRIX TRUST COMPANY CUST FBO MILLEN,
WHITE,
ZELANO & BRANIGAN, P PO BOX 52129 PHOENIX AZ 85072-2129,
12.23% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS R6
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 55.32% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS S
- CHARLES SCHWAB & CO., INC SPECIAL CUSTODY
ACCOUNT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN STREET
SAN
FRANCISCO
CA 94105-1905, 5.62% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR
SAN
DIEGO CA 92121-3091, 5.74% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS
HOUSE
ACCT FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG
FL
33716-1102,
6.84% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C
FBO
CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
16.92% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
25.94% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 26.88% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY AS
DISCRETIONARY
INVESTMENT MANAGER FBO ALTAMED HEALTH SERVICE CORP 2040 CAMFIELD AVE LOS
ANGELES
CA 90040-1502, 5.44% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS Y
- MODERATE STRATEGY FUND RUSSELL
INVESTMENTS
- INV DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE
WA
98101-3814,
5.50% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS Y
- EQUITY GROWTH STRATEGY FUND RUSSELL
INVESTMENTS
- INV DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE
WA
98101-3814,
15.89% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS Y
- BALANCED STRATEGY FUND RUSSELL
INVESTMENTS
- INV DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE
WA
98101-3814,
33.83% |
|
GLOBAL
REAL ESTATE SECURITIES FUND CLASS Y
- GROWTH STRATEGY FUND RUSSELL INVESTMENTS -
INV
DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA
98101-3814, 37.09% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL
CUSTODY
ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA
94105-1905, 5.28% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS A
- RBC CAPITAL MARKETS LLC ATTN MUTUAL
FUND
OPS MANAGER 60 S 6TH ST-P08 MINNEAPOLIS MN 55402-4413,
5.76% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT
LOUIS MO
63103-2523,
14.29% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY
NJ
07399-2052, 63.90% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS C
- RBC CAPITAL MARKETS LLC ATTN MUTUAL
FUND
OPS MANAGER 60 S 6TH ST-P08 MINNEAPOLIS MN 55402-4413,
5.09% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL
CUSTODY
ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA
94105-1905, 8.30% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY NJ 07310-1995, 10.83% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL
FUNDS
HOUSE ACCT FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST
PETERSBURG FL
33716-1102,
15.91% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT
LOUIS MO
63103-2523,
22.66% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY
NJ
07399-2052, 33.91% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL
CUSTODY
A/C FBO CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA
94105-1905,
22.01% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY
NJ
07399-2052, 22.12% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 38.96% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE
DR
SAN DIEGO CA 92121-3091, 6.24% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL
FUNDS
HOUSE ACCT FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST
PETERSBURG FL
33716-1102,
7.30% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
12.87% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 16.51% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL
CUSTODY
A/C FBO CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA
94105-1905,
17.37% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT
LOUIS MO
63103-2523,
29.23% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY FOR
SPIRE
ALABAMA INC FBO ALABAMA GAS CORP RET SALARIED EMPLOYEE BENEFIT PLANS TRUST
1301 2ND
AVE
FL 18 SEATTLE WA 98101-3814, 10.50% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY FOR
SPIRE
ALABAMA INC FBO ALABAMA GAS CORP RET HOURLY EMPLOYEE BENEFIT PLANS TRUST
1301 2ND
AVE
FL 18 SEATTLE WA 98101-3814, 15.55% |
|
INTERNATIONAL
DEVELOPED MARKETS FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY AS
DISCRETIONARY
INVESTMENT MANAGER FBO ALTAMED HEALTH SERVICE CORP 2040 CAMFIELD AVE LOS
ANGELES
CA 90040-1502, 63.49% |
|
INVESTMENT
GRADE BOND FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 10.09% |
|
INVESTMENT
GRADE BOND FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
79.23% |
|
INVESTMENT
GRADE BOND FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
5.58% |
|
INVESTMENT
GRADE BOND FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
10.23% |
|
INVESTMENT
GRADE BOND FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 13.73% |
|
INVESTMENT
GRADE BOND FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE
ACCT
FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102,
21.26% |
|
INVESTMENT
GRADE BOND FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
46.17% |
|
INVESTMENT
GRADE BOND FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
10.90% |
|
INVESTMENT
GRADE BOND FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
27.21% |
|
INVESTMENT
GRADE BOND FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
48.23% |
|
INVESTMENT
GRADE BOND FUND CLASS R6
- MATRIX TRUST COMPANY CUST. FBO CALL HENRY INC
401(K)
P/S PLAN 717 17TH STREET SUITE 1300 DENVER CO 80202-3304,
5.62% |
|
INVESTMENT
GRADE BOND FUND CLASS R6
- MATRIX TRUST COMPANY CUST. FBO CREATIVE DIE MOLD
CORP
401K PSP 717 17TH STREET SUITE 1300 DENVER CO 80202-3304,
88.74% |
|
INVESTMENT
GRADE BOND FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
6.22% |
|
INVESTMENT
GRADE BOND FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
7.70% |
|
INVESTMENT
GRADE BOND FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
19.18% |
|
INVESTMENT
GRADE BOND FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 51.81% |
|
INVESTMENT
GRADE BOND FUND CLASS Y
- LEGAL FOUNDATION OF WASHINGTON ATTN CAITLIN DAVIS
CARLSON
1325 4TH AVE STE 1335 SEATTLE WA 98101-2509, 10.00% |
|
INVESTMENT
GRADE BOND FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY FOR AGFIRST FBO
AGFIRST
FARM CREDIT BANK SUPP EXEC TRUST 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
12.16% |
|
INVESTMENT
GRADE BOND FUND CLASS Y
- RIF MODERATE STRATEGY FUND RUSSELL INVESTMENTS -
INV
DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA
98101-3814, 35.02% |
|
INVESTMENT
GRADE BOND FUND CLASS Y
- BERRIEN COUNTY HEALTHCARE TRUST BERRIEN COUNTY
ADMINISTRATION
CTR 701 MAIN ST SAINT JOSEPH MI 49085-1316, 38.14% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
11.74% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL
CUSTODY
ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523,
80.86% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS C
- CETERA INVESTMENT SVCS (FBO) KEITH E MANUEL
KERNERSVILLE
NC 27284-9989, 8.04% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS C
- CETERA INVESTMENT SVCS (FBO) RODNEY W
HARRIS
REIDSVILLE NC 27320-1629, 8.06% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS
HOUSE
ACCT FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG
FL
33716-1102,
12.51% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL
CUSTODY
ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523,
14.53% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS C
- CETERA INVESTMENT SVCS (FBO) GILBERT L
CRUMPTON
JR EDEN NC 27288-8105, 20.90% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS C
- CETERA INVESTMENT SVCS (FBO) LINDA HIATT
GREENSBORO
NC 27403-1519, 24.55% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
22.40% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C
FBO
CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
23.09% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 37.74% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR
SAN
DIEGO CA 92121-3091, 7.06% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS
HOUSE
ACCT FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG
FL
33716-1102,
7.88% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 13.04% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
13.25% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C
FBO
CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
13.98% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL
CUSTODY
ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523,
33.01% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS Y
- RIF GROWTH STRATEGY FUND RUSSELL
INVESTMENTS
- INV DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE
WA
98101-3814,
13.39% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS Y
- EQUITY GROWTH STRATEGY FUND RUSSELL
INVESTMENTS
- INV DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE
WA
98101-3814,
24.94% |
|
MULTI-ASSET
GROWTH STRATEGY FUND CLASS Y
- GROWTH STRATEGY FUND RUSSELL INVESTMENTS -
INV
DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA
98101-3814, 58.32% |
|
MULTI-STRATEGY
INCOME FUND CLASS A
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE
ACCT
FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102,
6.73% |
|
MULTI-STRATEGY
INCOME FUND CLASS A
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO
CA
92121-3091, 9.58% |
|
MULTI-STRATEGY
INCOME FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
10.00% |
|
MULTI-STRATEGY
INCOME FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
11.04% |
|
MULTI-STRATEGY
INCOME FUND CLASS A
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
11.80% |
|
MULTI-STRATEGY
INCOME FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 49.02% |
|
MULTI-STRATEGY
INCOME FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
5.89% |
|
MULTI-STRATEGY
INCOME FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
15.51% |
|
MULTI-STRATEGY
INCOME FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
16.66% |
|
MULTI-STRATEGY
INCOME FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE
ACCT
FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102,
22.19% |
|
MULTI-STRATEGY
INCOME FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 36.97% |
|
MULTI-STRATEGY
INCOME FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
18.59% |
|
MULTI-STRATEGY
INCOME FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
21.21% |
|
MULTI-STRATEGY
INCOME FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
39.96% |
|
MULTI-STRATEGY
INCOME FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
5.94% |
|
MULTI-STRATEGY
INCOME FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
8.16% |
|
MULTI-STRATEGY
INCOME FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
9.03% |
|
MULTI-STRATEGY
INCOME FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 62.11% |
|
MULTI-STRATEGY
INCOME FUND CLASS Y
- RIF MODERATE STRATEGY FUND RUSSELL INVESTMENTS -
INV
DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA
98101-3814, 6.26% |
|
MULTI-STRATEGY
INCOME FUND CLASS Y
- CONSERVATIVE STRATEGY FUND RUSSELL INVESTMENTS -
INV
DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA
98101-3814, 13.30% |
|
MULTI-STRATEGY
INCOME FUND CLASS Y
- RIF BALANCED STRATEGY FUND RUSSELL INVESTMENTS -
INV
DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA
98101-3814, 13.51% |
|
MULTI-STRATEGY
INCOME FUND CLASS Y
- MODERATE STRATEGY FUND RUSSELL INVESTMENTS - INV
DIVISION
FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
14.34% |
|
MULTI-STRATEGY
INCOME FUND CLASS Y
- BALANCED STRATEGY FUND RUSSELL INVESTMENTS - INV
DIVISION
FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
52.59% |
|
OPPORTUNISTIC
CREDIT FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 28.07% |
|
OPPORTUNISTIC
CREDIT FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
50.53% |
|
OPPORTUNISTIC
CREDIT FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
11.92% |
|
OPPORTUNISTIC
CREDIT FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 12.00% |
|
OPPORTUNISTIC
CREDIT FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 14.34% |
|
OPPORTUNISTIC
CREDIT FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
14.59% |
|
OPPORTUNISTIC
CREDIT FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
43.04% |
|
OPPORTUNISTIC
CREDIT FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
19.10% |
|
OPPORTUNISTIC
CREDIT FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
24.51% |
|
OPPORTUNISTIC
CREDIT FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
42.89% |
|
OPPORTUNISTIC
CREDIT FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
11.25% |
|
OPPORTUNISTIC
CREDIT FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
13.20% |
|
OPPORTUNISTIC
CREDIT FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
16.54% |
|
OPPORTUNISTIC
CREDIT FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 43.99% |
|
OPPORTUNISTIC
CREDIT FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY FOR RUSSELL
INVESTMENTS
GROUP INC FBO RUSSELL INVESTMENTS RETIREMENT PLAN 1301 2ND AVE FL 18
SEATTLE
WA
98101-3814, 99.87% |
|
SHORT
DURATION BOND FUND CLASS A
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 5.28% |
|
SHORT
DURATION BOND FUND CLASS A
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
5.40% |
|
SHORT
DURATION BOND FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
8.98% |
|
SHORT
DURATION BOND FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 17.18% |
|
SHORT
DURATION BOND FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
55.82% |
|
SHORT
DURATION BOND FUND CLASS C
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO
CA
92121-3091, 6.02% |
|
SHORT
DURATION BOND FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
7.86% |
|
SHORT
DURATION BOND FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
10.90% |
|
SHORT
DURATION BOND FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
17.86% |
|
SHORT
DURATION BOND FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 17.93% |
|
SHORT
DURATION BOND FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 36.43% |
|
SHORT
DURATION BOND FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN STREET SAN
FRANCISCO CA
94105-1905,
14.89% |
|
SHORT
DURATION BOND FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
30.51% |
|
SHORT
DURATION BOND FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
44.25% |
|
SHORT
DURATION BOND FUND CLASS R6
- MATRIX TRUST COMPANY AS AGENT FOR ADVISOR TRUST,
INC.
WEST FORK FAMILY MEDICINE 401(K) 717 17TH STREET, SUITE 1300 DENVER CO
80202-3304, 6.19% |
|
SHORT
DURATION BOND FUND CLASS R6
- MATRIX TRUST COMPANY AS AGENT FOR ADVISOR TRUST,
INC.
O'ROURKE FAMILY & COSMETIC DENTISTR Y, PC 401(K) PLAN 717 17TH STREET,
SUITE 1300 DENVER
CO
80202-3304, 11.84% |
|
SHORT
DURATION BOND FUND CLASS R6
- MATRIX TRUST COMPANY AS AGENT FOR ADVISOR TRUST,
INC.
DELTA MEDICAL SYSTEMS, INC. 401(K) 717 17TH STREET, SUITE 1300 DENVER CO
80202-3304, 23.77% |
|
SHORT
DURATION BOND FUND CLASS R6
- MATRIX TRUST COMPANY CUST. FBO CREATIVE DIE MOLD
CORP
401K PSP 717 17TH STREET SUITE 1300 DENVER CO 80202-3304,
56.96% |
|
SHORT
DURATION BOND FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
7.05% |
|
SHORT
DURATION BOND FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
19.34% |
|
SHORT
DURATION BOND FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 24.90% |
|
SHORT
DURATION BOND FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE
OF
OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY
NJ 07310-1995,
27.40% |
|
SHORT
DURATION BOND FUND CLASS Y
- CONSERVATIVE STRATEGY FUND RUSSELL INVESTMENTS - INV
DIVISION
FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
10.41% |
|
SHORT
DURATION BOND FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY FOR SPIRE ALABAMA
INC
FBO ALABAMA GAS CORP RET SALARIED EMPLOYEE BENEFIT PLANS TRUST 1301 2ND
AVE FL 18
SEATTLE
WA 98101-3814, 11.14% |
|
SHORT
DURATION BOND FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY FOR SPIRE ALABAMA
INC
FBO ALABAMA GAS CORP RET HOURLY EMPLOYEE BENEFIT PLANS TRUST 1301 2ND AVE
FL 18
SEATTLE
WA 98101-3814, 15.97% |
|
SHORT
DURATION BOND FUND CLASS Y
- UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C
EBOC
UBSFSI 1000 HARBOR BLVD WEEHAWKEN NJ 07086-6761,
52.25% |
|
STRATEGIC
BOND FUND CLASS A
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM
92500015
ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL 33716-1102,
8.67% |
|
STRATEGIC
BOND FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
11.50% |
|
STRATEGIC
BOND FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
65.38% |
|
STRATEGIC
BOND FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
6.58% |
|
STRATEGIC
BOND FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
15.58% |
|
STRATEGIC
BOND FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF
OUR
CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
18.57% |
|
STRATEGIC
BOND FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM
92500015
ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL 33716-1102,
20.64% |
|
STRATEGIC
BOND FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
30.47% |
|
STRATEGIC
BOND FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS
ATTN
MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
20.82% |
|
STRATEGIC
BOND FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
21.07% |
|
STRATEGIC
BOND FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF
OUR
CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
39.76% |
|
STRATEGIC
BOND FUND CLASS R6
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA
94105-1905,
6.27% |
|
STRATEGIC
BOND FUND CLASS R6
- MATRIX TRUST COMPANY AS AGENT FOR ADVISOR TRUST, INC.
DELTA
MEDICAL SYSTEMS, INC. 401(K) 717 17TH STREET, SUITE 1300 DENVER CO
80202-3304, 8.49% |
|
STRATEGIC
BOND FUND CLASS R6
- AUL GROUP RETIREMENT ANNUITY SEPARATE ACCOUNT II ATTN
SEPARATE
ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
11.45% |
|
STRATEGIC
BOND FUND CLASS R6
- MATRIX TRUST COMPANY CUST. FBO CREATIVE DIE MOLD CORP 401K
PSP
717 17TH STREET SUITE 1300 DENVER CO 80202-3304,
26.84% |
|
STRATEGIC
BOND FUND CLASS R6
- MATRIX TRUST COMPANY AS AGENT FOR ADVISOR TRUST, INC.
WOODFIN
ORTHODONTICS, P.A. EMPLOYEE PROFIT SHARING PLAN 717 17TH STREET, SUITE
1300 DENVER
CO
80202-3304, 35.40% |
|
STRATEGIC
BOND FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO CA
92121-3091,
7.12% |
|
STRATEGIC
BOND FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM
92500015
ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL 33716-1102,
7.34% |
|
STRATEGIC
BOND FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS
ATTN
MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
16.54% |
|
STRATEGIC
BOND FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF
OUR
CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
17.19% |
|
STRATEGIC
BOND FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
19.08% |
|
STRATEGIC
BOND FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
24.41% |
|
STRATEGIC
BOND FUND CLASS Y
- CONSERVATIVE STRATEGY FUND RUSSELL INVESTMENTS - INV
DIVISION
FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
8.92% |
|
STRATEGIC
BOND FUND CLASS Y
- MODERATE STRATEGY FUND RUSSELL INVESTMENTS - INV DIVISION
FUND
OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
9.32% |
|
STRATEGIC
BOND FUND CLASS Y
- GROWTH STRATEGY FUND RUSSELL INVESTMENTS - INV DIVISION
FUND
OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
10.16% |
|
STRATEGIC
BOND FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY AS DISCRETIONARY
INVESTMENT
MANAGER FBO ALTAMED HEALTH SERVICE CORP 2040 CAMFIELD AVE LOS ANGELES CA
90040-1502,
13.87% |
|
STRATEGIC
BOND FUND CLASS Y
- LOAN COLLATERAL ACCOUNT PNC BANK, NATIONAL ASSOCIATION
EDUCATIONAL
TESTING SERVICE 600 CUTHBERT BLVD 5TH FLOOR HADDON TOWNSHIP NJ 08108-3642,
16.05% |
|
STRATEGIC
BOND FUND CLASS Y
- BALANCED STRATEGY FUND RUSSELL INVESTMENTS - INV DIVISION
FUND
OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
36.19% |
|
SUSTAINABLE
EQUITY FUND CLASS A
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
5.61% |
|
SUSTAINABLE
EQUITY FUND CLASS A
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO CA
92121-3091,
7.06% |
|
SUSTAINABLE
EQUITY FUND CLASS A
- RBC CAPITAL MARKETS LLC ATTN MUTUAL FUND OPS MANAGER
60
S 6TH ST-P08 MINNEAPOLIS MN 55402-4413, 10.31% |
|
SUSTAINABLE
EQUITY FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
11.77% |
|
SUSTAINABLE
EQUITY FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 15.91% |
|
SUSTAINABLE
EQUITY FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
44.49% |
|
SUSTAINABLE
EQUITY FUND CLASS C
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO CA
92121-3091,
5.24% |
|
SUSTAINABLE
EQUITY FUND CLASS C
- RBC CAPITAL MARKETS LLC ATTN MUTUAL FUND OPS MANAGER
60
S 6TH ST-P08 MINNEAPOLIS MN 55402-4413, 5.71% |
|
SUSTAINABLE
EQUITY FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
6.49% |
|
SUSTAINABLE
EQUITY FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
7.10% |
|
SUSTAINABLE
EQUITY FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 14.53% |
|
SUSTAINABLE
EQUITY FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
22.59% |
|
SUSTAINABLE
EQUITY FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 34.06% |
|
SUSTAINABLE
EQUITY FUND CLASS S
- CHARLES SCHWAB & CO., INC SPECIAL CUSTODY ACCOUNT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN STREET SAN
FRANCISCO CA
94105-1905,
7.52% |
|
SUSTAINABLE
EQUITY FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
7.64% |
|
SUSTAINABLE
EQUITY FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
8.61% |
|
SUSTAINABLE
EQUITY FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 9.30% |
|
SUSTAINABLE
EQUITY FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 16.47% |
|
SUSTAINABLE
EQUITY FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE
OF
OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY
NJ 07310-1995,
25.44% |
|
SUSTAINABLE
EQUITY FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY FOR SPIRE ALABAMA
INC
FBO ALABAMA GAS CORP RET HOURLY EMPLOYEE BENEFIT PLANS TRUST 1301 2ND AVE
FL 18
SEATTLE
WA 98101-3814, 100.00% |
|
TAX-EXEMPT
BOND FUND CLASS A
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO CA
92121-3091,
7.22% |
|
TAX-EXEMPT
BOND FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 14.72% |
|
TAX-EXEMPT
BOND FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
61.77% |
|
TAX-EXEMPT
BOND FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM
92500015
ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL 33716-1102,
5.28% |
|
TAX-EXEMPT
BOND FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
6.18% |
|
TAX-EXEMPT
BOND FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT
OF
OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
10.81% |
|
TAX-EXEMPT
BOND FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 13.94% |
|
TAX-EXEMPT
BOND FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
55.84% |
|
TAX-EXEMPT
BOND FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
19.77% |
|
TAX-EXEMPT
BOND FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
20.27% |
|
TAX-EXEMPT
BOND FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF
OUR
CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
47.00% |
|
TAX-EXEMPT
BOND FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM
92500015
ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL 33716-1102,
6.75% |
|
TAX-EXEMPT
BOND FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 10.17% |
|
TAX-EXEMPT
BOND FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
14.04% |
|
TAX-EXEMPT
BOND FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO CA
92121-3091,
16.32% |
|
TAX-EXEMPT
BOND FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF
OUR
CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
17.07% |
|
TAX-EXEMPT
BOND FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
26.72% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
38.04% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL
CUSTODY
ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523,
51.27% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND CLASS C
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN
DIEGO
CA 92121-3091, 7.68% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY NJ 07310-1995, 11.34% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
56.20% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C
FBO
CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
19.76% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
20.74% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 47.02% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS
HOUSE
ACCT FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG
FL
33716-1102,
7.39% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C
FBO
CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
16.52% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 18.50% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN
DIEGO
CA 92121-3091, 18.55% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
26.01% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL
CUSTODY
A/C FBO CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA
94105-1905,
6.78% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY
NJ
07399-2052, 77.29% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS C
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE
DR
SAN DIEGO CA 92121-3091, 7.95% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY NJ 07310-1995, 9.34% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY
NJ
07399-2052, 68.90% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL
CUSTODY
A/C FBO CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA
94105-1905,
18.61% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY
NJ
07399-2052, 19.63% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 50.72% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT
LOUIS MO
63103-2523,
6.60% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL
FUNDS
HOUSE ACCT FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST
PETERSBURG FL
33716-1102,
7.31% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL
CUSTODY
A/C FBO CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA
94105-1905,
16.04% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 16.11% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE
DR
SAN DIEGO CA 92121-3091, 16.44% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY
NJ
07399-2052, 29.28% |
|
TAX-MANAGED
REAL ASSETS FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
94.33% |
|
TAX-MANAGED
REAL ASSETS FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
8.13% |
|
TAX-MANAGED
REAL ASSETS FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
90.25% |
|
TAX-MANAGED
REAL ASSETS FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
18.70% |
|
TAX-MANAGED
REAL ASSETS FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
18.75% |
|
TAX-MANAGED
REAL ASSETS FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
51.16% |
|
TAX-MANAGED
REAL ASSETS FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE
ACCT
FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102,
7.88% |
|
TAX-MANAGED
REAL ASSETS FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
10.41% |
|
TAX-MANAGED
REAL ASSETS FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
20.32% |
|
TAX-MANAGED
REAL ASSETS FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN
DIEGO
CA 92121-3091, 20.44% |
|
TAX-MANAGED
REAL ASSETS FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
22.13% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS A
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY NJ 07310-1995, 5.24% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
10.92% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL
CUSTODY
ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523,
12.06% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
60.77% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS C
- RBC CAPITAL MARKETS LLC ATTN MUTUAL FUND OPS
MANAGER
60 S 6TH ST-P08 MINNEAPOLIS MN 55402-4413, 5.92% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL
CUSTODY
ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523,
8.33% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY NJ 07310-1995, 8.37% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT
FBO
CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
8.88% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS C
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN
DIEGO
CA 92121-3091, 9.46% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS
HOUSE
ACCT FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG
FL
33716-1102,
13.65% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
44.45% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C
FBO
CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
18.12% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
19.31% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 50.09% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL
CUSTODY
ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523,
6.84% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE
ACCT
FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102,
7.39% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
13.97% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN
DIEGO
CA 92121-3091, 14.50% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 16.29% |
|
TAX-MANAGED
U.S. LARGE CAP FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
30.02% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS A
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR
SAN
DIEGO CA 92121-3091, 5.13% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS A
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY NJ 07310-1995, 5.39% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL
CUSTODY
ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523,
8.13% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY
A/C
FBO CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA
94105-1905, 28.00% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
48.78% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY
ACCT
FBO CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
6.60% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY NJ 07310-1995, 6.78% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS C
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE
DR
SAN DIEGO CA 92121-3091, 7.95% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS C
- RBC CAPITAL MARKETS LLC ATTN MUTUAL
FUND
OPS MANAGER 60 S 6TH ST-P08 MINNEAPOLIS MN 55402-4413,
8.93% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL
CUSTODY
ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523,
11.28% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS
HOUSE
ACCT FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG
FL
33716-1102,
13.19% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
40.35% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY
A/C
FBO CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA
94105-1905, 16.29% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
17.28% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 55.13% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS
HOUSE
ACCT FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG
FL
33716-1102,
6.15% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY
A/C
FBO CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA
94105-1905, 12.06% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR
SAN
DIEGO CA 92121-3091, 12.92% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL
CUSTODY
ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523,
15.86% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 16.48% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
27.33% |
|
U.S.
SMALL CAP EQUITY FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
5.59% |
|
U.S.
SMALL CAP EQUITY FUND CLASS A
- RBC CAPITAL MARKETS LLC ATTN MUTUAL FUND OPS
MANAGER
60 S 6TH ST-P08 MINNEAPOLIS MN 55402-4413, 10.80% |
|
U.S.
SMALL CAP EQUITY FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 15.18% |
|
U.S.
SMALL CAP EQUITY FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
57.57% |
|
U.S.
SMALL CAP EQUITY FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905,
5.06% |
|
U.S.
SMALL CAP EQUITY FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
7.62% |
|
U.S.
SMALL CAP EQUITY FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 13.72% |
|
U.S.
SMALL CAP EQUITY FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 29.24% |
|
U.S.
SMALL CAP EQUITY FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
36.52% |
|
U.S.
SMALL CAP EQUITY FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
19.95% |
|
U.S.
SMALL CAP EQUITY FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
23.61% |
|
U.S.
SMALL CAP EQUITY FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
40.88% |
|
U.S.
SMALL CAP EQUITY FUND CLASS R6
- MID ATLANTIC TRUST COMPANY FBO THE WEALTHY
CONTRACTOR
INC. 401(K) 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH PA 15222-4228,
7.75% |
|
U.S.
SMALL CAP EQUITY FUND CLASS R6
- AUL GROUP RETIREMENT ANNUITY SEPARATE ACCOUNT II
ATTN
SEPARATE ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
12.89% |
|
U.S.
SMALL CAP EQUITY FUND CLASS R6
- AUL AMERICAN UNIT INVESTMENT TRUST ATTN SEPARATE
ACCOUNTS
PO BOX 368 INDIANAPOLIS IN 46206-0368, 13.65% |
|
U.S.
SMALL CAP EQUITY FUND CLASS R6
- MATRIX TRUST COMPANY CUST. FBO CREATIVE DIE MOLD
CORP
401K PSP 717 17TH STREET SUITE 1300 DENVER CO 80202-3304,
62.65% |
|
U.S.
SMALL CAP EQUITY FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE
OF
OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY
NJ 07310-1995,
11.45% |
|
U.S.
SMALL CAP EQUITY FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
11.94% |
|
U.S.
SMALL CAP EQUITY FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
13.40% |
|
U.S.
SMALL CAP EQUITY FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 43.84% |
|
U.S.
SMALL CAP EQUITY FUND CLASS Y
- MODERATE STRATEGY FUND RUSSELL INVESTMENTS - INV
DIVISION
FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
6.18% |
|
U.S.
SMALL CAP EQUITY FUND CLASS Y
- EQUITY GROWTH STRATEGY FUND RUSSELL INVESTMENTS -
INV
DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA
98101-3814, 13.26% |
|
U.S.
SMALL CAP EQUITY FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY AS DISCRETIONARY
INVESTMENT
MANAGER FBO ALTAMED HEALTH SERVICE CORP 2040 CAMFIELD AVE LOS ANGELES CA
90040-1502,
20.06% |
|
U.S.
SMALL CAP EQUITY FUND CLASS Y
- GROWTH STRATEGY FUND RUSSELL INVESTMENTS - INV
DIVISION
FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
25.02% |
|
U.S.
SMALL CAP EQUITY FUND CLASS Y
- BALANCED STRATEGY FUND RUSSELL INVESTMENTS - INV
DIVISION
FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
28.31% |
|
U.S.
STRATEGIC EQUITY FUND CLASS A
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO
CA
92121-3091, 6.73% |
|
U.S.
STRATEGIC EQUITY FUND CLASS A
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
7.66% |
|
U.S.
STRATEGIC EQUITY FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
10.73% |
|
U.S.
STRATEGIC EQUITY FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
21.59% |
|
U.S.
STRATEGIC EQUITY FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 44.04% |
|
U.S.
STRATEGIC EQUITY FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
9.87% |
|
U.S.
STRATEGIC EQUITY FUND CLASS C
- RBC CAPITAL MARKETS LLC ATTN MUTUAL FUND OPS
MANAGER
60 S 6TH ST-P08 MINNEAPOLIS MN 55402-4413, 14.21% |
|
U.S.
STRATEGIC EQUITY FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
14.26% |
|
U.S.
STRATEGIC EQUITY FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 16.67% |
|
U.S.
STRATEGIC EQUITY FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
16.99% |
|
U.S.
STRATEGIC EQUITY FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 20.17% |
|
U.S.
STRATEGIC EQUITY FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
22.34% |
|
U.S.
STRATEGIC EQUITY FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
22.64% |
|
U.S.
STRATEGIC EQUITY FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
38.05% |
|
U.S.
STRATEGIC EQUITY FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO
CA
92121-3091, 5.54% |
|
U.S.
STRATEGIC EQUITY FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 6.17% |
|
U.S.
STRATEGIC EQUITY FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
10.89% |
|
U.S.
STRATEGIC EQUITY FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE
OF
OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY
NJ 07310-1995,
11.61% |
|
U.S.
STRATEGIC EQUITY FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
15.65% |
|
U.S.
STRATEGIC EQUITY FUND CLASS S
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 41.91% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS A
- JESSICA W GUNTER AS BENEF TO CLAIRE U WEEKS
(DECD
IRA) JTC CUST FBO GRANITEVILLE SC 29829-6010, 5.96% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS A
- WILLIAM ROSS WEEKS AS BENEF TO CLAIRE U WEEKS
(DECD
IRA) JTC CUST FBO GRANITEVILLE SC 29829-3539, 5.96% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS A
- EDWARD D JONES & CO FOR THE BENEFIT OF
CUSTOMERS
12555 MANCHESTER RD SAINT LOUIS MO 63131-3710, 7.79% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS A
- ADRIAN SHEEHAN (DEC'D) ROSLYN HEIGHTS NY
11577-1080,
27.41% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
51.53% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
40.77% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS C
- RUSSELL INVESTMENT MANAGEMENT LLC ATTN
MARK
SWANSON 1301 SECOND AVENUE 18TH FLOOR SEATTLE WA 98101-3814,
56.49% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS M
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C
FBO
CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
18.26% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS M
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
24.16% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS M
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 33.85% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS
HOUSE
ACCT FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG
FL
33716-1102,
13.00% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS S
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN
DIEGO
CA 92121-3091, 14.00% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
16.56% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C
FBO
CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905,
19.00% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 24.00% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS Y
- RIF GROWTH STRATEGY FUND RUSSELL
INVESTMENTS
- INV DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE
WA
98101-3814,
5.84% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS Y
- MODERATE STRATEGY FUND RUSSELL INVESTMENTS
-
INV DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA
98101-3814, 6.40% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS Y
- RIF BALANCED STRATEGY FUND RUSSELL
INVESTMENTS
- INV DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE
WA
98101-3814,
7.52% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS Y
- RUSSELL INVESTMENTS TRUST COMPANY AS
DISCRETIONARY
INVESTMENT MANAGER FBO ALTAMED HEALTH SERVICE CORP 2040 CAMFIELD AVE LOS
ANGELES
CA 90040-1502, 22.61% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS Y
- GROWTH STRATEGY FUND RUSSELL INVESTMENTS -
INV
DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA
98101-3814, 25.54% |
|
UNCONSTRAINED
TOTAL RETURN FUND CLASS Y
- BALANCED STRATEGY FUND RUSSELL INVESTMENTS
-
INV DIVISION FUND OF FUNDS PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA
98101-3814, 29.28% |
|
EMERGING
MARKETS FUND
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
30.24% |
|
GLOBAL
EQUITY FUND
- BALANCED STRATEGY FUND RUSSELL INVESTMENTS - INV DIVISION FUND OF
FUNDS
PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
25.12% |
|
GLOBAL
EQUITY FUND
- GROWTH STRATEGY FUND RUSSELL INVESTMENTS - INV DIVISION FUND OF
FUNDS
PORTFOLIO MANAGER 1301 2ND AVE FL 18 SEATTLE WA 98101-3814,
28.31% |
|
GLOBAL
INFRASTRUCTURE FUND
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF
OUR
CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
29.31% |
|
INVESTMENT
GRADE BOND FUND
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
43.70% |
|
MULTI-STRATEGY
INCOME FUND
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
40.32% |
|
OPPORTUNISTIC
CREDIT FUND
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
37.34% |
|
TAX-EXEMPT
BOND FUND
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR
CUSTOMER
ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995, 25.15% |
|
TAX-EXEMPT
BOND FUND
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
25.38% |
|
TAX-EXEMPT
HIGH YIELD BOND FUND
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE
OF
OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY
NJ 07310-1995,
26.65% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 25.41% |
|
TAX-MANAGED
INTERNATIONAL EQUITY FUND
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
27.23% |
|
TAX-MANAGED
REAL ASSETS FUND
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF
OUR
CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
30.18% |
|
TAX-MANAGED
U.S. LARGE CAP FUND
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
27.98% |
|
TAX-MANAGED
U.S. MID & SMALL CAP FUND
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
25.70% |
|
U.S.
SMALL CAP EQUITY FUND
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
33.94% |
|
U.S.
STRATEGIC EQUITY FUND
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523,
34.96% |
|