UNILEVER PLC
|
|
/S/ R SOTAMAA
By R SOTAMAA
CHIEF LEGAL OFFICER AND GROUP SECRETARY
|
Exhibit
|
99.1
|
Stock Exchange announcement dated
|
09
February 2021
|
entitled
|
Director/PDMR
Shareholding
|
Exhibit
|
99.2
|
Stock Exchange announcement dated
|
22
February 2021
|
entitled
|
Director/PDMR
Shareholding
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Susan Kilsby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-Executive Director
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Purchase of shares.
|
|
c)
|
Currency
|
GBP - British Pound
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£40.031
|
1,000
|
||
e)
|
Aggregated information
- Volume
- Total
|
1,000
£40,031
|
|
f)
|
Date of the transaction
|
2021-02-08
|
|
g)
|
Place of the transaction
|
London Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
John Rishton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-Executive Director
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Purchase of shares.
|
|
c)
|
Currency
|
GBP - British Pound
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£39.51
|
1,256
|
||
e)
|
Aggregated information
- Volume
- Total
|
1,256
£49,624.56
|
|
f)
|
Date of the transaction
|
2021-02-09
|
|
g)
|
Place of the transaction
|
London Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Graeme Pitkethly
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Financial Officer (Director)
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Purchase of shares under the Unilever PLC Share Incentive
Plan.
|
|
c)
|
Currency
|
GBP - British Pound
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£40.024
|
3
|
||
e)
|
Aggregated information
- Volume
- Total
|
3
£120.07
|
|
f)
|
Date of the transaction
|
2021-02-08
|
|
g)
|
Place of the transaction
|
London Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Conny Braams
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Digital and Marketing Officer (a member of the Unilever
Leadership Executive)
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 90%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017.
|
|
c)
|
Currency
|
GBP - British Pound and EUR - Euro
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£40.06
€46.015
|
1,518.613281
1,514.934452
|
||
e)
|
Aggregated information
- Volume
- Total
|
1,518.613281 / 1,514.934452
£60,835.65/ €69,709.71
|
|
f)
|
Date of the transaction
|
2021-02-16
|
|
g)
|
Place of the transaction
|
London Stock Exchange - XLON and
Amsterdam Stock Exchange - XAMS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Marc Engel
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Supply Chain Officer (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 83%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017.
|
|
c)
|
Currency
|
EUR - Euro
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
€46.015
|
7,778.713622
|
||
e)
|
Aggregated information
- Volume
- Total
|
7,778.713622
€357,937.51
|
|
f)
|
Date of the transaction
|
2021-02-16
|
|
g)
|
Place of the transaction
|
Amsterdam Stock Exchange - XAMS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Sunny Jain
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President, Beauty & Personal Care (a member of the Unilever
Leadership Executive)
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
A transition award of June 2019, under the Unilever Share Plan
2017, has vested (at the performance ratio of 83%).
|
|
c)
|
Currency
|
USD - United States Dollar
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
$55.74
|
15,953
|
||
e)
|
Aggregated information
- Volume
- Total
|
15,953
$889,220.22
|
|
f)
|
Date of the transaction
|
2021-02-16
|
|
g)
|
Place of the transaction
|
New York Stock Exchange - XNYS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Alan Jope
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Executive Officer (Director)
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Unilever PLC ADR shares of 3 1/9p each have vested (at the
performance ratio of 83%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017.
|
|
c)
|
Currency
|
USD - United States Dollar
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
$55.74
|
7,985
|
||
e)
|
Aggregated information
- Volume
- Total
|
7,985
$445,083.90
|
|
f)
|
Date of the transaction
|
2021-02-16
|
|
g)
|
Place of the transaction
|
New York Stock Exchange - XNYS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Peter Ter Kulve
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President, Home Care (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 90%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017.
|
|
c)
|
Currency
|
EUR - Euro
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
€46.015
|
6,129.150675
|
||
e)
|
Aggregated information
- Volume
- Total
|
6,129.150675
€282,032.87
|
|
f)
|
Date of the transaction
|
2021-02-16
|
|
g)
|
Place of the transaction
|
Amsterdam Stock Exchange - XAMS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Sanjiv Mehta
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President, South Asia (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 90%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017.
|
|
c)
|
Currency
|
GBP - British Pound and EUR - Euro
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£40.06
€46.015
|
2,072.211849
2,067.191756
|
||
e)
|
Aggregated information
- Volume
- Total
|
2,072.211849 / 2,067.191756
£83,012.81 / €95,121.83
|
|
f)
|
Date of the transaction
|
2021-02-16
|
|
g)
|
Place of the transaction
|
London Stock Exchange - XLON and
Amsterdam Stock Exchange - XAMS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Leena Nair
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief HR Officer (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 83%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017.
|
|
c)
|
Currency
|
GBP - British Pound and EUR - Euro
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£40.06
€46.015
|
3,552.395632
3,543.790376
|
||
e)
|
Aggregated information
- Volume
- Total
|
3,552.395632 / 3,543.790376
£142,308.97 / €163,067.51
|
|
f)
|
Date of the transaction
|
2021-02-16
|
|
g)
|
Place of the transaction
|
London Stock Exchange - XLON and
Amsterdam Stock Exchange - XAMS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Nitin Paranjpe
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Operating Officer (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 83%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017.
|
|
c)
|
Currency
|
EUR - Euro
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
€46.015
|
9,050.582313
|
||
e)
|
Aggregated information
- Volume
- Total
|
9,050.582313
€416,462.55
|
|
f)
|
Date of the transaction
|
2021-02-16
|
|
g)
|
Place of the transaction
|
Amsterdam Stock Exchange - XAMS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Graeme Pitkethly
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Financial Officer (Director)
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
i) Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 83%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017.
ii) In addition Unilever PLC Ordinary shares of 3 1/9p each have
vested (at the performance ratio of 52%) based on the February 2017
conditional rights awards pursuant to the Global Share Incentive
Plan 2007.
|
|
c)
|
Currency
|
GBP - British Pound and EUR - Euro
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
i)
£40.06
€46.015
ii)
£39.80
€45.805
|
i)
5,043.100002
7,321.031813
ii)
5,030.884341
7,316.706983
|
||
e)
|
Aggregated information
- Volume
- Total
|
i) 5,043.100002 / 7,321.031813
ii) 5,030.884341 / 7,316.706983
i) £202,026.59/ €231,496.14
ii) £291,377.07/ €335,141.76
|
|
f)
|
Date of the transaction
|
i) 2021-02-16
ii) 2021-02-17
|
|
g)
|
Place of the transaction
|
London Stock Exchange - XLON and
Amsterdam Stock Exchange - XAMS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ritva Sotamaa
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Legal Officer and Group Secretary ( a member of the Unilever
Leadership Executive)
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 83%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017.
|
|
c)
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Currency
|
GBP - British Pound and EUR - Euro
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£40.06
€46.015
|
2,841.916358
2,835.032103
|
||
e)
|
Aggregated information
- Volume
- Total
|
2,841.916358 / 2,835.032103
£113,847.17 / €130,454.00
|
|
f)
|
Date of the transaction
|
2021-02-16
|
|
g)
|
Place of the transaction
|
London Stock Exchange - XLON and
Amsterdam Stock Exchange - XAMS
|