FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
REPORT OF FOREIGN ISSUER
 
Pursuant to Rule 13a-16 or 15d-16
 
of the Securities Exchange Act of 1934
 
For the month of
December, 2016
 
 
                      
UNILEVER PLC    
(Translation of registrant's name into English)
 
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND
 
(Address of principal executive offices)
 
 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
 
Form 20-F..X.. Form 40-F.....
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
 
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes ..... No .X..
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- _______
 
Exhibit 99 attached hereto is incorporated herein by reference.
 
 
Signatures
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
UNILEVER PLC
 
/S/ T E LOVELLBy  T E LOVELLSECRETARY
Date:
13 December 2016
 
EXHIBIT INDEX
 
 
EXHIBIT NUMBER      EXHIBIT DESCRIPTION 
99                                Notice to London Stock Exchange
 
             
Exhibit 99
 
This Report on Form 6-K contains the following:
 
Exhibit 1:Stock Exchange announcement dated 9 November 2016 entitled 'Director/PDMR shareholding' Exhibit 2:Stock Exchange announcement dated 25 November 2016 entitled 'Tax Case in Brazil' Exhibit 3:Stock Exchange announcement dated 30 November 2016 entitled 'Unilever Annual Investor Event 2016' Exhibit 4:Stock Exchange announcement dated 12 December 2016 entitled 'Director/PDMR shareholding' 
 
 
 
Exhibit 1:
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
 Graeme Pitkethly
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief Financial Officer (Director)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
 
 
Identification code
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
Purchase of shares under the Unilever PLC Share Incentive Plan.
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
3365.8088p
 
 4
e)
 
Aggregated information
 
 
 
- Volume
 
4
 
 
- Total
 
£134.63
 
f)
 
Date of the transaction
 
 
2016-11-08
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON
 
 
 
 
 
Exhibit 2:
 
London/Rotterdam,
25 November
 
2016.
 
In our third quarter trading statement we advised that an indirect tax case in Brazil which had been determined in Unilever's favour in a prior judicial review would be heard in a higher court in the fourth quarter.  
 
The case has now been heard and we have received an adverse judgement by the Brazilian judicial court. Whilst Unilever intends to appeal this ruling at the Brazilian Supreme Court, it now needs to either provide a guarantee to the Brazilian government or pay a judicial deposit to the court equating to the potential amount owing, within 30 days of the official court notification. Given any penalty payments are much reduced if a deposit is made, Unilever has decided to pay the judicial deposit of approximately €590m, which will be recognised as a non current financial asset and hence there will be no impact on reported Free Cash Flow.
 
As we still believe our case remains strong we are continuing to include this in our contingent liabilities and there is no charge to the P&L as a result of this latest judgement.
 
[ends]
 
 
Cautionary Statement/Safe Harbour
This announcement may contain forward-looking statements, including 'forward-looking statements' within the meaning of the United States Private Securities Litigation Reform Act of 1995. Words such as 'will', 'aim', 'expects', 'anticipates', 'intends', 'looks', 'believes', 'vision', or the negative of these terms and other similar expressions of future performance or results, and their negatives, are intended to identify such forward-looking statements. These forward-looking statements are based upon current expectations and assumptions regarding anticipated developments and other factors affecting the Unilever Group (the "Group"). They are not historical facts, nor are they guarantees of future performance.
 
Because these forward-looking statements involve risks and uncertainties, there are important factors that could cause actual results to differ materially from those expressed or implied by these forward-looking statements. Among other risks and uncertainties, the material or principal factors which could cause actual results to differ materially are: Unilever's global brands not meeting consumer preferences; Unilever's ability to innovate and remain competitive; Unilever's investment choices in its portfolio management; inability to find sustainable solutions to support long-term growth; customer relationships; the recruitment and retention of talented employees; disruptions in our supply chain; the cost of raw materials and commodities; the production of safe and high quality products; secure and reliable IT infrastructure; successful execution of acquisitions, divestitures and business transformation projects; economic and political risks and natural disasters; financial risks; failure to meet high and ethical standards; and failure to comply with laws and regulations, including tax laws. These forward-looking statements speak only as of the date of this document. Except as required by any applicable law or regulation, the Group expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Group's expectations with regard thereto or any change in events, conditions or circumstances on which any such statement is based. Further details of potential risks and uncertainties affecting the Group are described in the Group's filings with the London Stock Exchange, Euronext Amsterdam and the US Securities and Exchange Commission, including in the Group's Annual Report on Form 20-F for the year ended 31 December 2015 and the Annual Report and Accounts 2015.
 
 
 
 
 
 
Exhibit 3:
 
Unilever Annual Investor Event 2016
 
 
London/Rotterdam, 30 November 2016.
 
 
Unilever will today hold its annual investor event.
 
The presentations will set out the next stage in Unilever's evolution through the Connected 4 Growth programme.  This is expected to enable continued growth ahead of markets, an acceleration of core operating margin improvement and strong cash flow.
 
There will be a webcast starting at around 8.20am (GMT) today at
https://www.unilever.com/investor-relations/results-and-publications/presentations-and-speeches/Unilever-Investor-Seminar-2016.html
 
[ends]
 
 
Cautionary Statement/Safe Harbour
 
This announcement may contain forward-looking statements, including 'forward-looking statements' within the meaning of the United States Private Securities Litigation Reform Act of 1995. Words such as 'will', 'aim', 'expects', 'anticipates', 'intends', 'looks', 'believes', 'vision', or the negative of these terms and other similar expressions of future performance or results, and their negatives, are intended to identify such forward-looking statements. These forward-looking statements are based upon current expectations and assumptions regarding anticipated developments and other factors affecting the Unilever Group (the "Group"). They are not historical facts, nor are they guarantees of future performance.
 
Because these forward-looking statements involve risks and uncertainties, there are important factors that could cause actual results to differ materially from those expressed or implied by these forward-looking statements. Among other risks and uncertainties, the material or principal factors which could cause actual results to differ materially are: Unilever's global brands not meeting consumer preferences; Unilever's ability to innovate and remain competitive; Unilever's investment choices in its portfolio management; inability to find sustainable solutions to support long-term growth; customer relationships; the recruitment and retention of talented employees; disruptions in our supply chain; the cost of raw materials and commodities; the production of safe and high quality products; secure and reliable IT infrastructure; successful execution of acquisitions, divestitures and business transformation projects; economic and political risks and natural disasters; financial risks; failure to meet high and ethical standards; and failure to comply with laws and regulations, including tax laws. These forward-looking statements speak only as of the date of this document. Except as required by any applicable law or regulation, the Group expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Group's expectations with regard thereto or any change in events, conditions or circumstances on which any such statement is based. Further details of potential risks and uncertainties affecting the Group are described in the Group's filings with the London Stock Exchange, Euronext Amsterdam and the US Securities and Exchange Commission, including in the Group's Annual Report on Form 20-F for the year ended 31 December 2015 and the Annual Report and Accounts 2015.
 
 
 
 
 
Exhibit 4:
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
 David Blanchard
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief R&D Officer (a member of the Unilever Leadership Excecutive)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
 
 
Identification code
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
             

             171 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
             
             112 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)
             
             96 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)
             
             430 shares (reinvestment dividend on (freely transferable) shares
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
3111.0p
 809
 
e)
 
Aggregated information
 
 
 
- Volume
 
809
 
 
- Total
 
£25,167.99
 
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
 Marc Engel
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief Supply Chain Officer (a member of the Unilever Leadership Excecutive)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
 
Identification code
           GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
             

             133 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
             
             57 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)
             
            48 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)
             
             162 shares (reinvestment dividend on (freely transferable) shares
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
3111.0p
 
 400
e)
 
Aggregated information
 
 
 
- Volume
 
400
 
 
- Total
 
£12,444.00
 
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
 Kevin Havelock
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
President, Refreshment (a member of the Unilever Leadership Excecutive)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
 
 
Identification code
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
             

             171 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
             
             79 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)
             
             67 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)
             
             422 shares (reinvestment dividend on (freely transferable) shares
             
             308 shares (Dividends earned were reinvested as additional shares under the Senior Executive Retirement Arrangement (SERA))
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
3111.0p
 
 1,047
e)
 
Aggregated information
 
 
- Volume
 
1,047
 
 
- Total
 
£32,572.17
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Alan Jope
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
President, Personal Care (a member of the Unilever Leadership Excecutive)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
 
Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share
 
 
Identification code
 
CUSIP904767704
 
b)
 
Nature of the transaction
 
 
             

             208 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
             
             79 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)
             
             46 shares (reinvestment dividend on (freely transferable) shares
 
c)
Currency
USD - United States Dollar
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
39.86
 
 333
e)
 
Aggregated information
 
 
 
- Volume
 
333
 
 
- Total
 
$13,273.38
 
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
New York Stock Exchange - XNYS
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
 Kees Kruythoff
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
President, North America (a member of the Unilever Leadership Excecutive)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
 
 
Identification code
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
             

             173 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
             
             25 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
3111.0p
 
 198
e)
 
Aggregated information
 
 
 
- Volume
 
198
 
 
- Total
 
£6,159.78
 
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
 Leena Nair
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief HR Officer (a member of the Unilever Leadership Excecutive)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
 
Identification code
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
             

             91 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
             
             46 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)
             
             39 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)
             
             161 shares (reinvestment dividend on (freely transferable) shares
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
3111.0p
 
 337
e)
 
Aggregated information
 
 
 
 
- Volume
 
337
 
- Total
 
£10,484.07
 
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
 Nitin Paranjpe
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
President, Home Care (a member of the Unilever Leadership Excecutive)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
 
 
Identification code
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
             

             221 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
             
             41 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)
             
             34 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)
             
            166 shares (reinvestment dividend on (freely transferable) shares
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
 
 Price(s) Volume(s)3111.00p 462  
e)
 
Aggregated information
 
 
 
- Volume
 
462
 
 
- Total
 
£14,372.82
 
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Graeme Pitkethly
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief Financial Officer (Director)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
 
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
 
 
 
Identification code
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
             
             254 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
             
             100 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)
             
             86 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)
             
             306 shares (reinvestment dividend on (freely transferable) shares
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
3111.0p
 
 746
e)
 
Aggregated information
 
 
 
 
- Volume
 
746
 
- Total
 
£23,208.06
 
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Graeme Pitkethly
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief Financial Officer (Director)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
 
Identification code
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
Purchase of shares (Dividend Reinvestment) under the Unilever PLC Share Incentive Plan.
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
3112.50p
 
 3
e)
 
Aggregated information
 
 
 
- Volume
 
3
 
 
- Total
 
£93.34
 
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Graeme Pitkethly
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief Financial Officer (Director)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
 
 
Identification code
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
Purchase of shares under the Unilever PLC Share Incentive Plan.
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
3108.3362p
 
 4
 
e)
 
Aggregated information
 
 
 
 
- Volume
 
4
 
 
- Total
 
£124.33
 
f)
 
Date of the transaction
 
 
2016-12-08
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
 Paul Polman
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief Executive Officer (Director)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
 
b)
 
Nature of the transaction
 
 
             
             1,258 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
             
             2,828 shares (reinvestment dividend on (freely transferable) shares
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
3111.0p
 
 4,086
e)
 
Aggregated information
 
 
- Volume
 
- Total
 
 
 
 
 
4,086
 
£127,115.46
 
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
 Amanda Sourry
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
President, Foods (a member of the Unilever Leadership Excecutive)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
 
 
Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share
 
CUSIP904767704
 
 
b)
 
Nature of the transaction
 
 
             
             121 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
             
             44 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)
 
c)
Currency
USD - United States Dollar
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
39.86
 165
e)
 
Aggregated information
 
 
- Volume
 
- Total
 
 
 
 
 
165
 
$6,576.90
 
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
New York Stock Exchange - XNYS
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
 Ritva Sotamaa
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief Legal Officer (a member of the Unilever Leadership Excecutive)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
 
b)
 
Nature of the transaction
 
 
             

             231 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
             
             82 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)
             
             71 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)
             
            126 shares (reinvestment dividend on (freely transferable) shares
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
3111.0p
 
 510
e)
 
Aggregated information
 
 
- Volume
 
- Total
 
 
 
 
 
510
 
£15,866.10
 
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
 Keith Weed
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief Marketng & Communications Officer (a member of the Unilever Leadership Excecutive)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
 
b)
 
Nature of the transaction
 
 
             
            171 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
             
             200 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)
             
             523 shares (Dividends earned were reinvested as additional shares under the Senior Executive Retirement Arrangament (SERA))
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
3111.0p
 
 894
e)
 
Aggregated information
 
 
- Volume
 
- Total
 
 
 
 
 
894
 
£27,812.34
 
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
 Jan Zijderveld
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
President, Europe (a member of the Unilever Leadership Excecutive)
b)
 
Initial notification /Amendment
 
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Unilever PLC
b)
 
LEI
 
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
 
b)
 
Nature of the transaction
 
 
             

             188 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
             
             46 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
 Volume(s)
 
 
3111.0p
 
 234
e)
 
Aggregated information
 
 
- Volume
 
- Total
 
 
 
 
 
234
 
£7,279.74
 
f)
 
Date of the transaction
 
 
2016-12-07
g)
 
Place of the transaction
 
 
London Stock Exchange - XLON