FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a - 16 or 15d - 16 of
 
the Securities Exchange Act of 1934
 
 
 
For the month of March
 
HSBC Holdings plc
 
42nd Floor, 8 Canada Square, London E14 5HQ, England
 
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
 
Form 20-F X Form 40-F  
 
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
 
Yes  No X
 
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-   ).
 
  
HSBC HOLDINGS PLC
 
16 March 2021
 
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")
 
 
1.   Annual Incentive awards (Performance Year 2016)
 
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2017 as a part of variable pay for the performance year ended 31 December 2016.
 
 
On 12 March 2021, tranches of the Awards granted in 2017 vested and the following transactions took place in London:
 
 
Directors
 
Name
 
Additional Shares issued in lieu of the 2020 interim dividend1
 
Total number of Shares vested
 
Number of Shares sold at £4.271242 per Share2
 
Noel Quinn
 
363
14,851
6,980
 
Other PDMRs
 
Name
 
Additional Shares issued in lieu of the 2020 interim dividend1
 
Total number of Shares vested
 
Number of Shares sold at £4.271242 per Share2
 
Colin Bell
 
269
 
11,028
 
5,184
 
Georges Elhedery
 
327
 
13,389
 
3,149
 
Pam Kaur
 
277
 
11,341
 
5,331
 
Nuno Matos
 
265
10,843
3,888
Stephen Moss
 
310
12,689
5,964
Ian Stuart
 
236
9,666
4,544
Peter Wong
 
547
22,395
3,360
 
1 At US$5.98174 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 24 February and 2 March 2021, converted into USD. The additional Shares are included in the 'Total number of Shares vested' number.
2 Includes shares sold to cover withholding tax.
 
The PDMRs are required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for six months from the original vesting date.
 
 
2.   Annual Incentive awards (Performance Year 2018)
 
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2019 as a part of variable pay for the performance year ended 31 December 2018.
 
On 12 March 2021, tranches of the Awards granted in 2019 vested and the following transactions took place in London:
 
Name
 
Total number of Shares vested
 
 
Number of Shares sold at £4.271242 per Share1
 
Georges Elhedery2
 
17,193
 
7,645
Greg Guyett3
 
33,327
 
15,664
Nuno Matos3
 
25,236
 
10,065
 Stephen Moss2
 
17,082
 
8,029
Barry O'Byrne2
 
9,754
 
4,585
Peter Wong3
 
33,436
 
5,015
 
1 Includes shares sold to cover withholding tax.
Required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for six months from the original vesting date.
3 Required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for twelve months from the original vesting date.
 
 
3.   Replacement Awards
 
On 12 March 2021, deferred replacement awards (the "Replacement Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") that were granted to PDMRs as a result of their HSBC appointments vested and the following transactions took place in London:
 
 
Directors
 
Name
 
Total number of Shares vested
 
Number of Shares sold at £4.271242 per Share1
 
Ewen Stevenson2
 
64,023
30,091
Ewen Stevenson3
 
122,448
57,551
Ewen Stevenson4
 
35,576
16,721
 
Other PDMRs
 
Name
 
Total number of Shares vested
 
Number of Shares sold at £4.271242 per Share1
 
Michael Roberts5
 
64,011
 
33,011
 
Michael Roberts6
 
52,291
 
26,966
 
Michael Roberts7
 
60,096
 
30,992
 
 
1 Includes shares sold to cover withholding tax.
2 The final tranche of the 28 May 2019 Replacement Award for Performance Year 2015. A six-month retention period will apply.
The first tranche of the 28 May 2019 Replacement Award for Performance Year 2016. A six-month retention period will apply.
The first tranche of the 28 May 2019 Replacement Award for Performance Year 2017. A twelve-month retention period will apply.
The final tranche of the 11 November 2019 Replacement Award for Performance Year 2016.
6 The second tranche of the 11 November 2019 Replacement Award for Performance Year 2017.
The second tranche of the 11 November 2019 Replacement Award for Performance Year 2018.
 
 
4.   Group Performance Share Plan awards (Performance Year 2015)
 
 
Deferred awards under the Group Performance Share Plan ("GPSP Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2016 as a part of variable pay for the performance year ended 31 December 2015.
 
 
The GPSP Awards vested on 15 March 2021 and the following transactions took place in London. The Shares must be retained while the individual is employed by HSBC. The GPSP Awards were determined by assessing performance against financial and non-financial metrics, as detailed in the Directors' Remuneration Report in the Annual Report and Accounts 2015.
 
Name
 
Additional Shares issued in lieu of the 2020 interim dividend1
 
Total number of Shares vested
 
 Number of Shares sold at £4.246419 per Share2
 
Pam Kaur
 
725
29,654
13,938
Peter Wong
 
1,533
62,698
-
 
1 At US$5.98174 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 24 February and 2 March 2021, converted into USD. The additional Shares are included in the 'Total number of Shares vested' number.
Includes shares sold to cover withholding tax.
 
 
5.   Group Performance Share awards (Performance Year 2015)
 
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2016 as a part of variable pay for the performance year ended 31 December 2016.
 
The Awards vested on 15 March 2021 and the following transactions took place in London:
 
 
Directors
 
Name
 
Additional Shares issued in lieu of the 2020 interim dividend1
 
Total number of Shares vested
 
 Number of Shares sold at £4.246419 per Share2
 
Noel Quinn
 
975
39,885
18,746
 
Other PDMRs
 
Name
 
Additional Shares issued in lieu of the 2020 interim dividend1
 
Total number of Shares vested
 
 Number of Shares sold at £4.246419 per Share2
 
Stephen Moss
 
871
35,625
16,744
 
1 At US$5.98174 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 24 February and 2 March 2021, converted into USD. The additional Shares are included in the 'Total number of Shares vested' number.
Includes shares sold to cover withholding tax.
 
 
6.   Annual Incentive awards (Performance Year 2019)
 
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2020 as a part of variable pay for the performance year ended 31 December 2019.
 
On 15 March 2021, the first tranche of the Awards granted in 2020 vested and the following transactions took place in London:
 
Name
 
Total number of Shares vested
 
 
Number of Shares sold at £4.246419 per Share1
 
Nuno Matos
 
29,854
 
13,974
 Stephen Moss
 
17,975
 
8,449
Michael Roberts
 
43,943
 
22,662
Peter Wong
 
39,324
 
5,899
 
1 Includes shares sold to cover withholding tax.
 
The PDMRs are required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for twelve months from the original vesting date.
 
 
The vesting price for awards on 12 and 15 March 2021 is based on the closing Share price on the London Stock Exchange on 8 March 2021 of £4.5550.
 
 
The following disclosures are made in accordance with the UK version of the EU Market Abuse Regulation 596/2014.
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Noel Quinn
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Executive
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$5.98
363
US$2,171.37
 
 
Aggregated
US$5.982
363
US$2,171.37
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
14,851
£67,646.30
 
 
Aggregated
£4.555
14,851
£67,646.30
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.27
6,980
£29,813.27
 
 
Aggregated
£4.271
6,980
£29,813.27
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$5.98
975
US$5,832.20
 
 
Aggregated
US$5.982
975
US$5,832.20
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
39,885
£181,676.18
 
 
Aggregated
£4.555
39,885
£181,676.18
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.25
18,746
£79,603.37
 
 
Aggregated
£4.246
18,746
£79,603.37
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Ewen Stevenson
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Financial Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisitions under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
222,047
£1,011,424.08
 
 
Aggregated
£4.555
222,047
£1,011,424.08
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.27
104,363
£445,759.63
 
 
Aggregated
£4.271
104,363
£445,759.63
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Colin Bell
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, HSBC Bank plc and HSBC Europe
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$5.98
269
US$1,609.09
 
 
Aggregated
US$5.982
269
US$1,609.09
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
11,028
£50,232.54
 
 
Aggregated
£4.555
11,028
£50,232.54
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.27
5,184
£22,142.12
 
 
Aggregated
£4.271
5,184
£22,142.12
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Georges Elhedery
 
 
 
 
2 - Reason for the notification
 
Position/status
Co-Chief Executive, Global Banking and Markets
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$5.98
327
US$1,956.03
 
 
Aggregated
US$5.982
327
US$1,956.03
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
30,582
£139,301.01
 
 
Aggregated
£4.555
30,582
£139,301.01
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.27
10,794
£46,103.79
 
 
Aggregated
£4.271
10,794
£46,103.79
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Greg Guyett
 
 
 
 
2 - Reason for the notification
 
Position/status
Co-Chief Executive, Global Banking and Markets
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
33,327
£151,804.48
 
 
Aggregated
£4.555
33,327
£151,804.48
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.27
15,664
£66,904.73
 
 
Aggregated
£4.271
15,664
£66,904.73
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Pam Kaur
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Risk Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$5.98
277
US$1,656.94
 
 
Aggregated
US$5.982
277
US$1,656.94
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
11,341
£51,658.26
 
 
Aggregated
£4.555
11,341
£51,658.26
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.27
5,331
£22,769.99
 
 
Aggregated
£4.271
5,331
£22,769.99
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$5.98
725
US$4,336.76
 
 
Aggregated
US$5.982
725
US$4,336.76
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
29,654
£135,073.97
 
 
Aggregated
£4.555
29,654
£135,073.97
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.25
13,938
£59,186.59
 
 
Aggregated
£4.246
13,938
£59,186.59
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Nuno Matos
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Wealth and Personal Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$5.98
265
US$1,585.16
 
 
Aggregated
US$5.982
265
US$1,585.16
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
36,079
£164,339.84
 
 
Aggregated
£4.555
36,079
£164,339.84
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.27
13,953
£59,596.64
 
 
Aggregated
£4.271
13,953
£59,596.64
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
29,854
£135,984.97
 
 
Aggregated
£4.555
29,854
£135,984.97
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.25
13,974
£59,339.46
 
 
Aggregated
£4.246
13,974
£59,339.46
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Stephen Moss
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Middle East, North Africa and Turkey
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$5.98
310
US$1,854.34
 
 
Aggregated
US$5.982
310
US$1,854.34
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
29,771
£135,606.90
 
 
Aggregated
£4.555
29,771
£135,606.90
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.27
13,993
£59,767.49
 
 
Aggregated
£4.271
13,993
£59,767.49
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$5.98
871
US$5,210.10
 
 
Aggregated
US$5.982
871
US$5,210.10
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
53,600
£244,148.00
 
 
Aggregated
£4.555
53,600
£244,148.00
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.25
25,193
£106,980.03
 
 
Aggregated
£4.246
25,193
£106,980.03
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Barry O'Byrne
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Commercial Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
9,754
£44,429.47
 
 
Aggregated
£4.555
9,754
£44,429.47
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.27
4,585
£19,583.64
 
 
Aggregated
£4.271
4,585
£19,583.64
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Michael Roberts
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, US and Americas
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisitions under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
176,398
£803,492.89
 
 
Aggregated
£4.555
176,398
£803,492.89
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.27
90,969
£388,550.61
 
 
Aggregated
£4.271
90,969
£388,550.61
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
43,943
£200,160.36
 
 
Aggregated
£4.555
43,943
£200,160.36
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.25
22,662
£96,232.35
 
 
Aggregated
£4.246
22,662
£96,232.35
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Ian Stuart
 
 
 
 
2 - Reason for the notification
 
Position/status
CEO, HSBC UK Bank plc
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$5.98
236
US$1,411.69
 
 
Aggregated
US$5.982
236
US$1,411.69
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
9,666
£44,028.63
 
 
Aggregated
£4.555
9,666
£44,028.63
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.27
4,544
£19,408.52
 
 
Aggregated
£4.271
4,544
£19,408.52
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Peter Wong
 
 
 
 
2 - Reason for the notification
 
Position/status
Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$5.98
547
US$3,272.01
 
 
Aggregated
US$5.982
547
US$3,272.01
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
55,831
£254,310.20
 
 
Aggregated
£4.555
55,831
£254,310.20
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.27
8,375
£35,771.65
 
 
Aggregated
£4.271
8,375
£35,771.65
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$5.98
1,533
US$9,170.01
 
 
Aggregated
US$5.982
1,533
US$9,170.01
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.56
102,022
£464,710.21
 
 
Aggregated
£4.555
102,022
£464,710.21
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-03-15
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.25
5,899
£25,049.63
 
 
Aggregated
£4.246
5,899
£25,049.63
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
For any queries related to this notification, please contact: 
 
 
Larissa Wilson
Shareholder Services 
020 7991 0595
 
 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
HSBC Holdings plc
 
 
 
By:
 
Name: Aileen Taylor
 
Title: Group Company Secretary and Chief Governance Officer
 
 
 
Date: 16 March 2021