1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Michael Wells
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Executive (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2018 under the Prudential Long Term Incentive
Plan by the trustee
of
the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2018 under the Annual Incentive Plan by the
Trustee
(iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above only to cover withholding tax and
fees
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
221,721
|
||
(ii)
|
Nil
|
59,344
|
||
(iii)
|
GBP
14.9984
|
132,234
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
281,065
GBP 14.9984
|
||
e)
|
Date of the transactions
|
2021-05-17
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Mark FitzPatrick
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Financial Officer and Chief Operating Officer
(PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2018 under the Prudential Long Term Incentive
Plan by the trustee
of
the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2018 under the Annual Incentive Plan by the
Trustee
(iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above only to cover withholding tax and
fees
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
91,685
|
||
(ii)
|
Nil
|
34,289
|
||
(iii)
|
GBP
14.9984
|
59,269
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
125,974
GBP 14.9984
|
||
e)
|
Date of the transactions
|
2021-05-17
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
James Turner
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Risk and Compliance Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2018 under the Prudential Long Term Incentive
Plan by the trustee
of
the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Sale of shares in relation to the transaction described in (i)
above only to cover withholding tax and fees
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
47,545
|
||
(ii)
|
GBP
14.9984
|
11,276
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
47,545
GBP 14.9984
|
||
e)
|
Date of the transactions
|
2021-05-17
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Nicolaos Nicandrou
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief Executive, Prudential Corporation Asia (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2018 under the Prudential Long Term Incentive
Plan by the
trustee
of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2018 under the Annual Incentive Plan by the
Trustee
(iii)
Sale of shares in relation to the transaction described in (i)
above only to cover withholding tax and fees
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
119,407
|
||
(ii)
|
Nil
|
38,511
|
||
(iii)
|
GBP
14.9984
|
9,363
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
157,918
GBP 14.9984
|
||
e)
|
Date of the transactions
|
2021-05-17
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Laura Prieskorn
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief Executive Officer of Jackson Holdings LLC (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2018 under the Prudential Long Term Incentive
Plan by the
trustee
of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Sale of shares in relation to the transaction described in (i)
above only to cover withholding tax and fees
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
44,252
|
||
(ii)
|
GBP
14.9984
|
18,474
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
44,252
GBP 14.9984
|
||
e)
|
Date of the transactions
|
2021-05-17
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Al-Noor Ramji
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Digital Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2018 under the Prudential Long Term Incentive
Plan by the
trustee
of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2018 under the Annual Incentive Plan by the
Trustee
(iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above only to cover withholding tax and
fees
|
||
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
51,293
|
||
(ii)
|
Nil
|
21,902
|
||
|
GBP
14.9984
|
34,437
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
73,195
GBP 14.9984
|
||
e)
|
Date of the transactions
|
2021-05-17
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Jolene Chen
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Human Resources Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2018 under the Prudential Long Term Incentive
Plan by the
trustee
of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2019 under the PCA Deferred Bonus Plan by the
Trustee
(iii)
Acquisition of shares for nil consideration following the release
of an award made in 2018 under the PCA Long Term Incentive Plan by
the trustee of
the
Prudential plc Employee Share Trust (the "Trustee")
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
8,360
|
||
(ii)
|
Nil
|
46,634
|
||
(iii)
|
Nil
|
23,752
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
78,746
N/A
|
||
e)
|
Date of the transactions
|
2021-05-17
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Michael Wells
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Executive (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2024 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2024
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.05
|
305,382
|
||
(ii)
|
GBP
15.05
|
28,074
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
333,456
GBP 15.05
|
||
e)
|
Date of the transactions
|
2021-05-17
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Mark FitzPatrick
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Financial Officer and Chief Operating Officer
(PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2024 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2024
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.05
|
126,245
|
||
(ii)
|
GBP
15.05
|
24,570
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
150,815
GBP 15.05
|
||
e)
|
Date of the transactions
|
2021-05-17
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
James Turner
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Risk and Compliance Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2024 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2024
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.05
|
111,215
|
||
(ii)
|
GBP
15.05
|
24,889
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
136,104
GBP 15.05
|
||
e)
|
Date of the transactions
|
2021-05-17
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Nicolaos Nicandrou
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief Executive, Prudential Corporation Asia (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2024 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2024
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.05
|
165,836
|
||
(ii)
|
GBP
15.05
|
33,225
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
199,061
GBP 15.05
|
||
e)
|
Date of the transactions
|
2021-05-17
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Al-Noor Ramji
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Digital Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2024 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2024
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.05
|
72,159
|
||
(ii)
|
GBP
15.05
|
15,773
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
87,932
GBP 15.05
|
||
e)
|
Date of the transactions
|
2021-05-17
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Jolene Chen
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Human Resources Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2024 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2024
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.05
|
52,679
|
||
(ii)
|
GBP
15.05
|
6,657
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
59,336
GBP 15.05
|
||
e)
|
Date of the transactions
|
2021-05-17
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
|
PRUDENTIAL
PUBLIC LIMITED COMPANY
|
|
|
|
By: /s/ Sylvia Edwards
|
|
|
|
Sylvia
Edwards
|
|
Deputy
Group Secretary
|