Exhibit
No. 1
|
Total
Voting Rights dated 01 October 2019
|
Exhibit
No. 2
|
Director/PDMR
Shareholding dated 02 October 2019
|
Exhibit
No. 3
|
Holding(s)
in Company dated 04 October 2019
|
Exhibit
No. 4
|
Publication
of Suppl.Prospcts dated 28 October 2019
|
Exhibit
No. 5
|
Director/PDMR
Shareholding dated 29 October 2019
|
Exhibit
No. 6
|
Director/PDMR
Shareholding dated 30 October 2019
|
|
BARCLAYS
PLC
|
|
(Registrant)
|
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
|
Investor Relations
|
Media Relations
|
Lisa
Bartrip
|
Tom
Hoskin
|
+44 (0)
20 7773 0708
|
+44 (0)
20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes
Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Executive Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2019. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year). After the settlement of tax and social security,
the individual described above received 81,520 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5138
per share
|
194,048
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2019. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year). After the settlement of tax and social security,
the individual described above received 72,211 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5138
per share
|
136,246
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Mark
Ashton-Rigby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2019. The Shares are subject to a holding
period with restrictions lifting in equal tranches over three or
five years. After the settlement of tax and social security, the
individual described above received 57,021 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5138
per share
|
107,585
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
N/A
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul
Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President
of Barclays Bank PLC
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2019. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year). After the settlement of tax and social security,
the individual described above received 80,531 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5138
per share
|
181,662
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Alistair
Currie
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Head of
Corporate Banking
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 June 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 31,940 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5038
per share
|
60,263
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Alistair
Currie
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Head of
Corporate Banking
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2019. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year). After the settlement of tax and social security,
the individual described above received 31,729 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5138
per share
|
59,865
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Stephen
Dainton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Global
Head of Markets
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2019. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year). After the settlement of tax and social security,
the individual described above received 119,257
Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£
1.5138
|
225,013
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
N/A
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Matthew
Hammerstein
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO,
Barclays Bank UK PLC
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 June 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 17,622 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5038
per share
|
33,249
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Matthew
Hammerstein
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO,
Barclays Bank UK PLC
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2019. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year). After the settlement of tax and social security,
the individual described above received 17,506 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5138
per share
|
33,029
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bob
Hoyt
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
General Counsel
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2019. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year). After the settlement of tax and social security,
the individual described above received 83,152 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5138
per share
|
156,889
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Joseph
McGrath
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Global
Head of Banking
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 June 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 122,141 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5038
per share
|
239,351
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Joseph
McGrath
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Global
Head of Banking
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2019. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year). After the settlement of tax and social security,
the individual described above received 123,903
Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5138
per share
|
242,804
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura
Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2019. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year). After the settlement of tax and social security,
the individual described above received 39,388 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5138
per share
|
74,316
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram
Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2019. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year). After the settlement of tax and social security,
the individual described above received 63,458 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5138
per share
|
119,731
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok
Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Global
Head of Consumer Banking and Payments
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2019. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year). After the settlement of tax and social security,
the individual described above received 72,211 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5138
per share
|
136,246
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S. Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2019. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year). After the settlement of tax and social security,
the individual described above received 86,956 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
£1.5138
per share
|
177,533
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2019-09-30
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Lisa Bartrip
|
Tom Hoskin
|
+44 (0)20 7773 0708
|
+44 (0)20 7116 4755
|
NOTIFICATION OF MAJOR HOLDINGS (to be sent to
the relevant issuer and to the FCA in Microsoft Word
format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
Barclays
PLC
|
|||||
1b. Please indicate if the issuer is a non-UK
issuer (please mark
with an "X" if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
|
||||||
An
acquisition or disposal of voting rights
|
X
|
|||||
An
acquisition or disposal of financial instruments
|
|
|||||
An
event changing the breakdown of voting rights
|
|
|||||
Other
(please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
The Capital Group Companies, Inc. ("CGC")
|
|||||
City
and country of registered office (if applicable)
|
Los
Angeles, CA 90071, USA
|
|||||
4. Full name of shareholder(s) (if different from
3.)v
|
||||||
Name
|
|
|||||
City
and country of registered office (if applicable)
|
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
19
September 2019
|
|||||
6. Date on which issuer notified
(DD/MM/YYYY):
|
20
September 2019
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of
voting rights attached to shares (total of 8. A)
|
%
of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuervii
|
||
Resulting
situation on the date on which threshold was crossed or
reached
|
4.9597%
|
0.0000%
|
4.9597%
|
17,249,256,017
|
||
Position
of previous notification (if
applicable)
|
6.9829%
|
0.0000%
|
6.9829%
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|||||||||
A: Voting rights attached to shares
|
|||||||||
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|||||||
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
||||||
Ordinary
Shares
ISIN:
GB0031348658
|
|
855,367,561
|
|
4.9587%
|
|||||
ADR
ISIN:
|
|
143,824
|
|
0.0010%
|
|||||
|
|
|
|
|
|||||
SUBTOTAL 8. A
|
855,511,385
|
4.9597%
|
|||||||
|
|||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||
N/A
|
|
|
|
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
|
|
SUBTOTAL 8. B 1
|
|
|
|||||
|
|||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
||||
N/A
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
SUBTOTAL 8.B.2
|
|
|
||||
|
|||||||||
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with
an "X")
|
||||
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|||
Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal entityxiv (please add additional rows as
necessary)
|
X
|
|||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
The Capital Group Companies, Inc.
Holdings by CG Management companies are set out
below:
|
|
|
|
|
● Capital International, Inc.1
|
|
|
|
|
● Capital International Limited1
|
|
|
|
|
● Capital International Sàrl1
|
|
|
|
|
● Capital Research and Management Company2
|
|
|
|
|
1Indirect subsidiaries of Capital Research and Management
Company.
2Subsidiary of The Capital Group Companies,
Inc.
|
||||
10. In case of proxy voting, please identify:
|
||||
Name of
the proxy holder
|
|
|||
The
number and % of voting rights held
|
|
|||
The
date until which the voting rights will be held
|
|
|||
|
||||
11. Additional informationxvi
|
||||
The
Capital Group Companies, Inc. ("CGC") is the parent company of
Capital Research and Management Company ("CRMC") and Capital Bank
& Trust Company ("CB&T"). CRMC is a U.S.-based investment
management company that serves as investment manager to the
American Funds family of mutual funds, other pooled investment
vehicles, as well as individual and institutional clients.
CRMC and its investment manager affiliates manage equity assets for
various investment companies through three divisions, Capital
Research Global Investors, Capital International Investors and
Capital World Investors. CRMC is the parent company of
Capital Group International, Inc. ("CGII"), which in turn is the
parent company of four investment management companies ("CGII
management companies"): Capital International, Inc., Capital
International Limited, Capital International Sàrl and Capital
International K.K. CGII management companies and CB&T
primarily serve as investment managers to institutional and high
net worth clients. CB&T is a U.S.-based investment
management company that is a registered investment adviser and an
affiliated federally chartered bank.
Neither
CGC nor any of its affiliates own shares of your company for its
own account. Rather, the shares reported on this Notification
are owned by accounts under the discretionary investment management
of one or more of the investment management companies described
above.
|
Place of completion
|
Los
Angeles, CA, USA
|
Date of completion
|
20
September 2019
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Dawn
Fitzpatrick
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Purchase
of Shares by UBS Private Wealth Management on behalf of the
individual named above.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares purchased
|
£1.7039
|
473,406
|
||
£1.7057
|
435,594
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
909,000
£1.7048
|
|
e)
|
Date of the transaction
|
2019-10-28
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Lisa Bartrip
|
Tom Hoskin
|
+44 (0)20 7773 0708
|
+44 (0)20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura
Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Disposal
of Shares by Barclays Wealth Nominees Limited on behalf of the
individual named above.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.7099
|
35,087
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2019-10-29
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Lisa Bartrip
|
Tom Hoskin
|
+44 (0)20 7773 0708
|
+44 (0)20 7116 4755
|