UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
 
For the month of September 2018
 
Commission File Number:  001-10691
 
DIAGEO plc
(Translation of registrant’s name into English)
 
 
Lakeside Drive, Park Royal, London NW10 7HQ
(Address of principal executive offices)
 
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
 
Form 20-F   X                                                                  Form 40-F  
 
Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):   
 
Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):   
 
 
 
 
 
List identifying information required to be furnished
by Diageo plc pursuant to Rule 13a-16 or 15d-16 of
The Securities Exchange Act 1934
(1 – 30 September 2018)
 
 
Information
 
Public Announcements/Press
Required by/when
 
The Stock Exchange, London
 
 
Announcement
Total Voting Rights
03 September 2018
 
AnnouncementTransaction in Own Shares
03 September 2018
 
Announcement 
Director/PDMR Shareholding
04 September 2018
 
AnnouncementDirector/PDMR Shareholding
04 September 2018
 
AnnouncementTransaction in Own Shares
04 September 2018
 
AnnouncementDirector/PDMR Shareholding
05 September 2018
 
Announcement 
Director/PDMR Shareholding
05 September 2018
 
AnnouncementDirector/PDMR Shareholding
05 September 2018
 
AnnouncementTransaction in Own Shares
05 September 2018
 
AnnouncementDirector/PDMR Shareholding
06 September 2018
 
AnnouncementDirector/PDMR Shareholding
06 September 2018
 
AnnouncementTransaction in Own Shares
06 September 2018
 
Announcement 
Transaction in Own Shares
07 September 2018
 
AnnouncementDirector/PDMR Shareholding
10 September 2018
 
AnnouncementTransaction in Own Shares
10 September 2018
 
AnnouncementDirector/PDMR Shareholding
11 September 2018
 
AnnouncementTransaction in Own Shares
11 September 2018
AnnouncementTransaction in Own Shares
12 September 2018
 
AnnouncementTransaction in Own Shares
13 September 2018
 
AnnouncementTransaction in Own Shares
14 September 2018
 
AnnouncementTransaction in Own Shares
17 September 2018
 
AnnouncementTransaction in Own Shares
18 September 2018
AnnouncementTransaction in Own Shares
19 September 2018
 
AnnouncementTrading Update
20 September 2018
 
AnnouncementResult of AGM
21 September 2018
 
AnnouncementTransaction in Own Shares
21 September 2018
 
AnnouncementTransaction in Own Shares
25 September 2018
AnnouncementTransaction in Own Shares
25 September 2018
 
AnnouncementTransaction in Own Shares
26 September 2018
 
AnnouncementTransaction in Own Shares
27 September 2018
 
AnnouncementTransaction in Own Shares
28 September 2018
 
 
 
 
 
 
 
 
 
 
 
 
 
Diageo PLC – Total Voting Rights
Dated 03 September 2018
 
 
Diageo plc
LEI: 213800ZVIELEA55JMJ32
 
Total Voting Rights and Capital
 
In conformity with Paragraph 5.6.1R of the Disclosure Guidelines and Transparency Rules and Article 15 of the Transparency Directive, Diageo plc (the "Company") would like to notify the market of the following:
 
The Company's issued capital as at 31 August 2018 consisted of 2,690,090,297 Ordinary Shares of 28 101/108 pence each ("Ordinary Shares"), with voting rights. 233,924,640 Ordinary Shares were held in Treasury, in respect of which, voting rights were not exercised.
 
Therefore, the total number of voting rights in the Company was 2,456,165,657 and this figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA's Disclosure Guidelines and Transparency Rules.
 
 
James Edmunds
Deputy Company Secretary
 
3 September 2018
 
 
 
Diageo PLC – Transaction in Own Shares
Dated 03 September 2018
 
 
Transaction in Own Shares
September 03, 2018
● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ●
Diageo plc ("Diageo") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange and other recognised investment exchanges from Citigroup Global Markets Limited. Such purchase was effected pursuant to instructions issued by Diageo on 9th August 2018, as announced on 10th August 2018: 
 
 
Aggregated information on shares purchased according to trading venues:
 
Date of purchase
 
Number of shares purchased
Highest price paid:
(GBp)
Lowest price paid:
(GBp)
Volume weighted average price paid per share
(GBp)
Venue
September 03, 2018
251,489
2,719.00
2,695.50
2,709.13
XLON
September 03, 2018
166,495
2,719.00
2,693.50
2,709.00
CHIX
September 03, 2018
32,016
2,719.00
2,696.50
2,709.23
BATE
 
 
Diageo intends to cancel the purchased shares. 
 
A full breakdown of the individual trades is attached to this announcement.
 
 
 
http://www.rns-pdf.londonstockexchange.com/rns/6327Z_1-2018-9-3.pdf
 
 
 
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
 
 
 
LEI number of Diageo plc: 213800ZVIELEA55JMJ32
Classification: Acquisition or disposal of the issuer's own shares
 
 
 
 
Diageo PLC – Director/PDMR Shareholding
Dated 04 September 2018
 
 
Diageo plc
LEI: 213800ZVIELEA55JMJ32
 
Director/PDMR Shareholding
 
On 3 September 2018, free share awards of Ordinary Shares were made under the Diageo Share Incentive Plan.
 
The notifications below, which have been made in accordance with the requirement of the EU Market Abuse Regulation, provides further details.
 
 
James Edmunds
Deputy Company Secretary
 
4 September 2018
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Kathryn Mikells
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Chief Financial Officer
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
Award of free shares under the Diageo Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
£27.15
 
110
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Dan Mobley
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
Award of free shares under the Diageo Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
£27.15
 
110
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Victoria Frame
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
Award of free shares under the Diageo Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
£27.15
 
110
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Mairéad Nayager
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
Award of free shares under the Diageo Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
£27.15
 
110
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Dayalan Nayager
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Person closely associated with Mairéad Nayager
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
Award of free shares under the Diageo Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
£27.15
 
110
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Siobhán Moriarty
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
Award of free shares under the Diageo Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
£27.15
 
110
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
David Cutter
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
Award of free shares under the Diageo Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
£27.15
 
110
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
 
Diageo PLC – Director/PDMR Shareholding
Dated 04 September 2018
 
 
Diageo plc
LEI: 213800ZVIELEA55JMJ32
 
Director/PDMR Shareholding
 
On 3 September 2018, an award of Ordinary Shares was made under the Diageo Irish Profit Sharing Scheme ("Irish Profit Share").
 
The notifications below, which have been made in accordance with the requirement of the EU Market Abuse Regulation, provides further details.
 
 
James Edmunds
Deputy Company Secretary
 
4 September 2018
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
John O'Keeffe
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
Award under the Diageo Irish Profit Sharing Scheme
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
€30.25
 
419
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
 
Diageo PLC – Transaction in Own Shares
Dated 04 September 2018
 
 
Transaction in Own Shares
September 04, 2018
● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ●
Diageo plc ("Diageo") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange and other recognised investment exchanges from Citigroup Global Markets Limited. Such purchase was effected pursuant to instructions issued by Diageo on 9th August 2018, as announced on 10th August 2018:
 
  
Aggregated information on shares purchased according to trading venues:
 
Date of purchase
 
Number of shares purchased
Highest price paid:
(GBp)
Lowest price paid:
(GBp)
Volume weighted average price paid per share
(GBp)
Venue
September 04, 2018
233,983
2,738.00
2,709.50
2,722.85
XLON
September 04, 2018
167,563
2,738.00
2,709.50
2,722.76
CHIX
September 04, 2018
46,335
2,737.50
2,710.50
2,722.53
BATE
 
 
Diageo intends to cancel the purchased shares.
 
 
 
A full breakdown of the individual trades is attached to this announcement.
 
http://www.rns-pdf.londonstockexchange.com/rns/7663Z_1-2018-9-4.pdf 
 
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
 
 
 
LEI number of Diageo plc: 213800ZVIELEA55JMJ32
Classification: Acquisition or disposal of the issuer's own shares
 
 
 
Diageo PLC – Director/PDMR Shareholding
Dated 05 September 2018
 
 
Diageo plc
LEI: 213800ZVIELEA55JMJ32
 
Director/PDMR Shareholding
 
On 3 September 2018, various awards of Restricted Stock Units under the Diageo 2014 Long Term Incentive Plan vested.
 
The notifications below, which have been made in accordance with the requirement of the EU Market Abuse Regulation, provides further details.
 
 
James Edmunds
Deputy Company Secretary
 
5 September 2018
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
David Cutter
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1. Vesting of award of Restricted Stock Units under the Diageo 2014 Long Term Incentive Plan
 
  2.  Sale of shares to cover tax liabilities
 
 
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1.
 
Nil
 
32,257
 
2.
 
£27.106
 
15,523
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
London Stock Exchange (XLON)
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Samuel Fischer
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
Vesting of award of Restricted Stock Units under the Diageo 2014 Long Term Incentive Plan
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
Nil
 
31,453
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Anand Kripalu
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
      1.  Vesting award of Restricted Stock Units under the Diageo 2014 Long Term Incentive Plan
      2.  Sale of shares to cover tax liabilities
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1.
 
Nil
 
15,179
 
2.
 
£27.106
 
5,228
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
London Stock Exchange (XLON)
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Deirdre Mahlan
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1. Vesting of award of Restricted Stock Units under the Diageo 2014 Long Term Incentive Plan
2. Sale of shares to cover tax liabilities
 
 
 
 
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
Nil
 
107,234
 
2. 
£27.106
 
50,280
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
London Stock Exchange (XLON)
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Siobhán Moriarty
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
     1.  Vesting of award of Restricted Stock Units under the Diageo 2014 Long Term Incentive Plan
 
     2.  Sale of shares to cover tax liabilities
 
 
 
 
 
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1.
 
Nil
 
35,346
 
2.
 
£27.106
 
16,655
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
London Stock Exchange (XLON)
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Mairéad Nayager
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1. Vesting of award of Restricted Stock Units under the Diageo 2014 Long Term Incentive Plan
2.   Sale of shares to cover tax liabilities
 
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1.
 
Nil
 
2,535
 
2.
 
£27.106
 
1,194
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
London Stock Exchange (XLON)
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
John O'Keeffe
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
    1.  Vesting of award of Restricted Stock Units under the Diageo 2014 Long Term Incentive Plan
 
    2.  Sale of shares to cover tax liabilities
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1.
Nil
 
27,614
 
2.
£27.106
 
14,396
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
London Stock Exchange (XLON)
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Dayalan Nayager
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Person closely associated with Mairéad Nayager
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1. Vesting of award of Restricted Stock Units under the Diageo 2014 Long Term Incentive Plan
2. Sale of shares to cover tax liabilities
 
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1.
 
Nil
 
315
 
2.
 
£27.106
 
149
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
London Stock Exchange (XLON)
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Dayalan Nayager
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Person closely associated with Mairéad Nayager
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1. Vesting of award of Restricted Stock Units under the Diageo 2014 Long Term Incentive Plan
2. Sale of shares to cover tax liabilities
 
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1.
 
Nil
 
1,355
 
2.
 
£27.106
 
639
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
London Stock Exchange (XLON)
 
 
 
 
 
 
Diageo PLC – Director/PDMR Shareholding
Dated 05 September 2018
 
 
Diageo plc
LEI: 213800ZVIELEA55JMJ32
 
Director/PDMR Shareholding
 
On 3 September 2018, the following awards were granted to directors and persons discharging managerial responsibilities over either Ordinary Shares or American Depositary Shares under the Diageo plc 2014 Long Term Incentive Plan:
 
1.     options which are exercisable between 3 September 2021 and 2 September 2028, subject to the satisfaction of performance conditions.
 
2.     conditional awards which will vest on 3 September 2021, subject to the satisfaction of performance conditions.
 
3.     conditional awards in the form of Restricted Stock Units which will vest on 3 September 2021.
 
The notifications below, which have been made in accordance with the requirement of the EU Market Abuse Regulation, provides further details.
 
 
James Edmunds
Deputy Company Secretary
 
5 September 2018
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Ivan Menezes
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Chief Executive
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
American Depositary Shares
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1.
 
$141.17
 
42,848
 
2.
 
$141.17
 
42,848
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Kathryn Mikells
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Chief Financial Officer
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
American Depositary Shares
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
$141.17
 
42,848
 
2. 
$141.17
 
42,848
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Deirdre Mahlan
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
American Depositary Shares
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
 
$141.17
 
29,696
 
2.  
 
$141.17
 
29,696
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Alberto Gavazzi
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
American Depositary Shares
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
 
$141.17
 
15,052
 
2.  
 
$141.17
 
13,547
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Anand Kripalu
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
 
£25.69
 
20,879
 
2.  
 
£25.69
 
17,399
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Brian Franz
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
American Depositary Shares
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
 
$141.17
 
12,331
 
2.  
 
$141.17
 
11,098
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Dan Mobley
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
£25.69
 
33,086
 
2. 
£25.69
 
29,778
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
David Cutter
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
 
£25.69
 
35,989
 
2.  
 
£25.69
 
32,390
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
John Kennedy
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
American Depositary Shares
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
 
$141.17
 
18,514
 
2.  
 
$141.17
 
16,663
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
John O'Keeffe
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
 
£25.69
 
41,336
 
2.  
 
£25.69
 
37,203
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Mairéad Nayager
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
American Depositary Shares
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over American Depositary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
 
$141.17
 
39,898
 
2.  
 
$141.17
 
35,908
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Sam Fischer
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
 
£25.69
 
41,148
 
2.  
 
£25.69
 
37,034
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Siobhán Moriarty
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
 
£25.69
 
42,731
 
2.  
 
£25.69
 
38,458
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Syl Saller
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
 
£25.69
 
11,557
 
2. 
 
£25.69
 
10,401
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Tory Frame
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Grant of options under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
2.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
 
£25.69
 
31,420
 
2.  
 
£25.69
 
28,278
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Dayalan Nayager
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Person closely associated with Mairéad Nayager
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Grant of conditional award under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
2.  Grant of conditional award as Restricted Stock Units under the Diageo 2014 Long Term Incentive Plan over Ordinary Shares
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
 
1. 
£25.69
 
10,509
 
2.  
£27.15
 
5,303
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
 
Diageo PLC – Director/PDMR Shareholding
Dated 05 September 2018
 
 
Diageo plc
LEI: 213800ZVIELEA55JMJ32
 
Director/PDMR Shareholding
 
On 3 September 2018, conditional awards were granted to directors and persons discharging managerial responsibilities over either Ordinary Shares or American Depositary Shares under the Diageo plc 2018 Exceptional Stock Award Plan.  The awards are subject to the satisfaction of performance conditions.
 
The notifications below, which have been made in accordance with the requirement of the EU Market Abuse Regulation, provides further details.
 
 
James Edmunds
Deputy Company Secretary
 
5 September 2018
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Alberto Gavazzi
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
American Depositary Shares
 
b)
 
Nature of the transaction
 
Grant of conditional award under the Diageo 2018 Exceptional Stock Award Plan over American Depositary Shares
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
$140.89
 
24,132
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Anand Kripalu
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
Grant of conditional award under the Diageo 2018 Exceptional Stock Award Plan over Ordinary Shares
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
£27.15
 
11,119
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Brian Franz
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
American Depositary Shares
 
b)
 
Nature of the transaction
 
Grant of conditional award under the Diageo 2018 Exceptional Stock Award Plan over American Depositary Shares
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
$140.89
 
4,942
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Dan Mobley
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
Grant of conditional award under the Diageo 2018 Exceptional Stock Award Plan over Ordinary Shares
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
£27.15
 
9,392
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
David Cutter
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
Identification code
 
Ordinary shares of 28 101/108 pence
GB0002374006
 
b)
 
Nature of the transaction
 
Grant of conditional award under the Diageo 2018 Exceptional Stock Award Plan over Ordinary Shares
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
 
£27.15
 
13,621
 
d)
 
Aggregated information 
- Aggregated volume- Price
 
N/A
 
e)
 
Date of transaction
 
2018-09-03
 
f)
 
Place of transaction
 
Outside a trading venue
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
John Kennedy
 
2.
 
Reason for the notification
 
a)
 
Position / status