RNS Number : 6834F
Standard Chartered PLC
10 March 2020
�

Standard Chartered PLC - Director/PDMR Shareholding

������

1

�

Details of the person discharging managerial responsibilities / person closely associated

�

a)

�

Name

�

�

Andy Halford (allocated shares held through Computershare Investor Services PLC)

�

2

�

Reason for the notification

�

a)

�

Position/status

�

�

Group Chief Financial Officer

b)

�

Initial notification /Amendment

�

�

Initial

3

�

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

�

a)

�

Name

�

�

Standard Chartered PLC

b)

�

LEI

�

U4LOSYZ7YG4W3S5F2G91

4

�

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

�

�

a)

�

Description of the financial instrument, type of instrument

�

Identification code

�

Ordinary Shares of US$0.50 each

�

ISIN: GB0004082847

�

b)

�

Nature of the transaction

�

�

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

�

ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2019 Annual Report

�

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

�

c)

�

Price(s) and volume(s)

�

�

�

Price �

Volume

i)

5.196

39,607

ii)

5.196

50,626

iii)

5.196

499,881

d)

�

Aggregated information

�

- Aggregated volume

�

- Price

�

Price �

Volume

i)

5.196

39,607

ii)

5.196

50,626

iii)

5.196

499,881

e)

�

Date of the transaction

�

9 March 2020

f)

Place of the transaction

XLON London Stock Exchange

�

�

1

�

Details of the person discharging managerial responsibilities / person closely associated

�

a)

�

Name

�

�

Tracey McDermott

2

�

Reason for the notification

�

a)

�

Position/status

�

�

Group Head, Corporate Affairs, Brand & Marketing, Conduct, Financial Crime and Compliance

b)

�

Initial notification /Amendment

�

�

Initial

3

�

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

�

a)

�

Name

�

�

Standard Chartered PLC

b)

�

LEI

�

�

U4LOSYZ7YG4W3S5F2G91

4

�

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

�

�

a)

�

Description of the financial instrument, type of instrument

�

Identification code

�

�

Ordinary Shares of US$0.50 each

�

�

ISIN: GB0004082847

�

b)

�

Nature of the transaction

�

�

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

�

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

�

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

�

c)

�

Price(s) and volume(s)

�

�

�

Price �

Volume

i)

5.196

27,239

ii)

5.196

46,661

iii)

5.196

95,759

d)

�

Aggregated information

�

- Aggregated volume

�

- Price

�

Price �

Volume

i)

5.196

27,239

ii)

5.196

46,661

iii)

5.196

95,759

e)

�

Date of the transaction

�

9 March 2020

f)

Place of the transaction

XLON London Stock Exchange

�

�

�

�

1

�

Details of the person discharging managerial responsibilities / person closely associated

�

a)

�

Name

�

�

Bill Winters (allocated shares held through Computershare Investor Services PLC)

�

2

�

Reason for the notification

�

a)

�

Position/status

�

�

Group Chief Executive Officer

b)

�

Initial notification /Amendment

�

�

Initial

3

�

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

�

a)

�

Name

�

�

Standard Chartered PLC

b)

�

LEI

�

U4LOSYZ7YG4W3S5F2G91

4

�

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

�

�

a)

�

Description of the financial instrument, type of instrument

�

Identification code

�

Ordinary Shares of US$0.50 each

�

ISIN: GB0004082847

�

b)

�

Nature of the transaction

�

�

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

�

ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2019 Annual Report.

�

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

�

c)

�

Price(s) and volume(s)

�

�

�

Price �

Volume

i)

5.196

63,820

ii)

5.196

120,871

iii)

5.196

805,475

d)

�

Aggregated information

�

- Aggregated volume

�

- Price

�

Price �

Volume

i)

5.196

63,820

ii)

5.196

120,871

iii)

5.196

805,475

e)

�

Date of the transaction

�

9 March 2020

f)

Place of the transaction

XLON London Stock Exchange

�

�

�

1

�

Details of the person discharging managerial responsibilities / person closely associated

�

a)

�

Name

�

�

Benjamin Hung

2

�

Reason for the notification

�

a)

�

Position/status

�

�

Regional CEO, Greater China & North Asia and CEO, Retail Banking, and Wealth Management

b)

�

Initial notification /Amendment

�

�

Initial

3

�

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

�

a)

�

Name

�

�

Standard Chartered PLC

b)

�

LEI

�

�

U4LOSYZ7YG4W3S5F2G91

4

�

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

�

�

a)

�

Description of the financial instrument, type of instrument

�

Identification code

�

�

Ordinary Shares of US$0.50 each

�

�

ISIN: GB0004082847

�

b)

�

Nature of the transaction

�

�

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

�

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

�

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

�

c)

�

Price(s) and volume(s)

�

�

�

Price �

Volume

i)

5.196

69,812

ii)

5.196

74,567

iii)

5.196

153,031

d)

�

Aggregated information

�

- Aggregated volume

�

- Price

�

Price �

Volume

i)

5.196

69,812

ii)

5.196

74,567

iii)

5.196

153,031

e)

�

Date of the transaction

�

9 March 2020

f)

Place of the transaction

XLON London Stock Exchange

�

�

�

�

1

�

Details of the person discharging managerial responsibilities / person closely associated

�

a)

�

Name

�

�

Tracy Clarke

2

�

Reason for the notification

�

a)

�

Position/status

�

�

Regional CEO Europe and Americas

b)

�

Initial notification /Amendment

�

�

Initial

3

�

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

�

a)

�

Name

�

�

Standard Chartered PLC

b)

�

LEI

�

�

U4LOSYZ7YG4W3S5F2G91

4

�

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

�

�

a)

�

Description of the financial instrument, type of instrument

�

Identification code

�

�

Ordinary Shares of US$0.50 each

�

�

ISIN: GB0004082847

�

b)

�

Nature of the transaction

�

�

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

�

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

�

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

�

c)

�

Price(s) and volume(s)

�

�

�

Price �

Volume

i)

5.196

34,892

ii)

5.196

51,721

iii)

5.196

138,765

d)

�

Aggregated information

�

- Aggregated volume

�

- Price

�

Price �

Volume

i)

5.196

34,892

ii)

5.196

51,721

iii)

5.196

138,765

e)

�

Date of the transaction

�

9 March 2020

f)

Place of the transaction

XLON London Stock Exchange

�

�

�

�

1

�

Details of the person discharging managerial responsibilities / person closely associated

�

a)

�

Name

�

�

Simon Cooper

2

�

Reason for the notification

�

a)

�

Position/status

�

�

CEO, Corporate, Commercial and Institutional Banking

b)

�

Initial notification /Amendment

�

�

Initial

3

�

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

�

a)

�

Name

�

�

Standard Chartered PLC

b)

�

LEI

�

�

U4LOSYZ7YG4W3S5F2G91

4

�

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

�

�

a)

�

Description of the financial instrument, type of instrument

�

Identification code

�

Ordinary Shares of US$0.50 each

�

�

ISIN: GB0004082847

�

b)

�

Nature of the transaction

i) Grant of upfront shares under the 2011 Standard Chartered Share Plan

�

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

�

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

�

c)

�

Price(s) and volume(s)

�

Price �

Volume

i)

5.196

213,445

ii)

5.196

218,207

iii)

5.196

348,964

d)

�

Aggregated information

�

- Aggregated volume

�

- Price

�

Price �

Volume

i)

5.196

213,445

ii)

5.196

218,207

iii)

5.196

348,964

e)

�

Date of the transaction

�

9 March 2020

f)

Place of the transaction

XLON London Stock Exchange

�

�

�

�

1

�

Details of the person discharging managerial responsibilities / person closely associated

�

a)

�

Name

�

�

Michael Gorriz

2

�

Reason for the notification

�

a)

�

Position/status

�

�

Group Chief Information Officer

b)

�

Initial notification /Amendment

�

�

Initial

3

�

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

�

a)

�

Name

�

�

Standard Chartered PLC

b)

�

LEI

�

�

U4LOSYZ7YG4W3S5F2G91

4

�

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

�

�

a)

�

Description of the financial instrument, type of instrument

�

Identification code

�

�

Ordinary Shares of US$0.50 each

�

�

ISIN: GB0004082847

�

b)

�

Nature of the transaction

�

�

i) Grant of upfront shares under the 2011 Standard Chartered Share Plan

�

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

�

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

�

c)

�

Price(s) and volume(s)

�

�

�

Price �

Volume

i)

5.196

66,990

ii)

5.196

48,360

iii)

5.196

149,770

d)

�

Aggregated information

�

- Aggregated volume

�

- Price

�

Price �

Volume

i)

5.196

66,990

ii)

5.196

48,360

iii)

5.196

149,770

e)

�

Date of the transaction

�

9 March 2020

f)

Place of the transaction

XLON London Stock Exchange

�

�

�

�

1

�

Details of the person discharging managerial responsibilities / person closely associated

�

a)

�

Name

�

�

Judy Hsu

2

�

Reason for the notification

�

a)

�

Position/status

�

�

Regional CEO, ASEAN & South Asia

b)

�

Initial notification /Amendment

�

�

Initial

3

�

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

�

a)

�

Name

�

�

Standard Chartered PLC

b)

�

LEI

�

�

U4LOSYZ7YG4W3S5F2G91

4

�

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

�

�

a)

�

Description of the financial instrument, type of instrument

�

Identification code

�

�

Ordinary Shares of US$0.50 each

�

�

ISIN: GB0004082847

�

b)

�

Nature of the transaction

�

�

i) Grant of upfront shares under the 2011 Standard Chartered Share Plan

�

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

�

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

�

c)

�

Price(s) and volume(s)

�

�

�

Price �

Volume

i)

5.196

95,338

ii)

5.196

90,321

iii)

5.196

170,160

d)

�

Aggregated information

�

- Aggregated volume

�

- Price

�

Price �

Volume

i)

5.196

95,338

ii)

5.196

90,321

iii)

5.196

170,160

e)

�

Date of the transaction

�

9 March 2020

f)

Place of the transaction

XLON London Stock Exchange

�

�

�

�

1

�

Details of the person discharging managerial responsibilities / person closely associated

�

a)

�

Name

�

�

David Whiteing

2

�

Reason for the notification

�

a)

�

Position/status

�

�

Group Chief Operating Officer

b)

�

Initial notification /Amendment

�

�

Initial

3

�

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

�

a)

�

Name

�

�

Standard Chartered PLC

b)

�

LEI

�

�

U4LOSYZ7YG4W3S5F2G91

4

�

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

�

�

a)

�

Description of the financial instrument, type of instrument

�

Identification code

�

�

Ordinary Shares of US$0.50 each

�

�

ISIN: GB0004082847

�

b)

�

Nature of the transaction

�

�

i) Grant of upfront shares under the 2011 Standard Chartered Share Plan

�

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

�

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

�

c)

�

Price(s) and volume(s)

�

�

�

Price �

Volume

i)

5.196

74,182

ii)

5.196

68,191

iii)

5.196

136,574

d)

�

Aggregated information

�

- Aggregated volume

�

- Price

�

Price �

Volume

i)

5.196

74,182

ii)

5.196

68,191

iii)

5.196

136,574

e)

�

Date of the transaction

�

9 March 2020

f)

Place of the transaction

XLON London Stock Exchange

�

�

�

�

1

�

Details of the person discharging managerial responsibilities / person closely associated

�

a)

�

Name

�

�

Sunil Kaushal

2

�

Reason for the notification

�

a)

�

Position/status

�

�

Regional CEO, Africa & Middle East

b)

�

Initial notification /Amendment

�

�

Initial

3

�

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

�

a)

�

Name

�

�

Standard Chartered PLC

b)

�

LEI

�

�

U4LOSYZ7YG4W3S5F2G91

4

�

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

�

�

a)

�

Description of the financial instrument, type of instrument

�

Identification code

�

�

Ordinary Shares of US$0.50 each

�

�

ISIN: GB0004082847

�

b)

�

Nature of the transaction

�

�

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

�

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

�

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

�

c)

�

Price(s) and volume(s)

�

�

�

Price �

Volume

i)

5.196

54,169

ii)

5.196

42,556

iii)

5.196

114,175

d)

�

Aggregated information

�

- Aggregated volume

�

- Price

�

Price �

Volume

i)

5.196

54,169

ii)

5.196

42,556

iii)

5.196

114,175

e)

�

Date of the transaction

�

9 March 2020

f)

Place of the transaction

XLON London Stock Exchange

�

�

�

�

1

�

Details of the person discharging managerial responsibilities / person closely associated

�

a)

�

Name

�

�

Mark Smith

2

�

Reason for the notification

�

a)

�

Position/status

�

�

Group Chief Risk Officer

b)

�

Initial notification /Amendment

�

�

Initial

3

�

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

�

a)

�

Name

�

�

Standard Chartered PLC

b)

�

LEI

�

�

U4LOSYZ7YG4W3S5F2G91

4

�

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

�

�

a)

�

Description of the financial instrument, type of instrument

�

Identification code

�

�

Ordinary Shares of US$0.50 each

�

�

ISIN: GB0004082847

�

b)

�

Nature of the transaction

�

�

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

�

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

�

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

�

c)

�

Price(s) and volume(s)

�

�

�

Price �

Volume

i)

5.196

39,338

ii)

5.196

58,311

iii)

5.196

156,445

d)

�

Aggregated information

�

- Aggregated volume

�

- Price

�

Price �

Volume

i)

5.196

39,338

ii)

5.196

58,311

iii)

5.196

156,445

e)

�

Date of the transaction

�

9 March 2020

f)

Place of the transaction

XLON London Stock Exchange

�

�

�

�

1

�

Details of the person discharging managerial responsibilities / person closely associated

�

a)

�

Name

�

�

Tanuj Kapilashrami

2

�

Reason for the notification

�

a)

�

Position/status

�

�

Group Head, Human Resources

b)

�

Initial notification /Amendment

�

�

Initial

3

�

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

�

a)

�

Name

�

�

Standard Chartered PLC

b)

�

LEI

�

�

U4LOSYZ7YG4W3S5F2G91

4

�

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

�

�

a)

�

Description of the financial instrument, type of instrument

�

Identification code

�

�

Ordinary Shares of US$0.50 each

�

�

ISIN: GB0004082847

�

b)

�

Nature of the transaction

�

�

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

�

ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan

�

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

�

iv) Exercise of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan

�

v) Sale of shares to cover tax in relation to the transaction described in iv) above

�

c)

�

Price(s) and volume(s)

�

�

�

Price �

Volume

i)

5.196

36,394

ii)

5.196

74,392

iii)

5.196

103,847

iv)

4.673

9,239

v)

4.673

4,352

d)

�

Aggregated information

�

- Aggregated volume

�

- Price

�

Price �

Volume

i)

5.196

36,394

ii)

5.196

74,392

iii)

5.196

103,847

iv)

4.673

9,239

v)

4.673

4,352

e)

�

Date of the transaction

�

9 March 2020

f)

Place of the transaction

XLON London Stock Exchange

�


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�
END
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