TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer | WM MORRISON SUPERMARKETS | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | x | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | x | ||||
An event changing the breakdown of voting rights | | ||||
Other (please specify): | | | |||
3. Full name of person(s) subject to the | Deutsche Bank AG | ||||
4. Full name of shareholder(s) | Deutsche Bank AG, London Branch
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5. Date of the transaction and date on | 20/10/2016 | ||||
6. Date on which issuer notified: | 24/10/2016 | ||||
7. Threshold(s) that is/are crossed or | Below 9% | ||||
8. Notified details: | |||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||
Class/type of
| Situation previous | Resulting situation after the triggering transaction | |||||||||||||||||
Number | Number | Number | Number of voting | % of voting rights x | |||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||
GB0006043169 | 109,294,910 | 109,294,910 | 103,202,452 | 103,202,452 | 0 | 4.42% | 0 | ||||||||||||
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B: Qualifying Financial Instruments | |||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||
Type of financial | Expiration | Exercise/ | Number of voting | % of voting | |||||||||||||||
Call Options |
16-Dec-16 |
Anytime |
1,000,000 |
0.04% | |||||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||
Type of financial | Exercise price | Expiration date xvii | Exercise/ | Number of voting rights instrument refers to
| % of voting rights xix, xx
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Swaps OTC Call Options |
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11-Oct-21 07-Dec-16 |
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91,284,348 2,783,479 | Nominal | Delta | |||||||||||||
3.91% 0.12% | 3.91% 0.12% | ||||||||||||||||||
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Total (A+B+C) | |||||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||||
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9. Chain of controlled undertakings through which the voting rights and/or the | ||
Deutsche Bank AG, London Branch - 8.49%
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Proxy Voting: | ||
10. Name of the proxy holder: | | |
11. Number of voting rights proxy holder will cease | | |
12. Date on which proxy holder will cease to hold | | |
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14. Contact name: | Stacy Otieno | |
15. Contact telephone number: | 02075476268 | |