UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13A-16 OR 15D-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

April 02, 2020

 

Barclays PLC

(Name of Registrant)

 

1 Churchill Place

London E14 5HP

England

(Address of Principal Executive Office)

 

Indicate by check mark whether the registrant files or will file annual reports

under cover of Form 20-F or Form 40-F.

 

Form 20-F x Form 40-F

 

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes No x

 

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b):

 

This Report on Form 6-K is filed by Barclays PLC.

 

This Report comprises:

 

Information given to The London Stock Exchange and furnished pursuant to

General Instruction B to the General Instructions to Form 6-K.

 

EXHIBIT INDEX

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

	BARCLAYS PLC
	(Registrant)

 

 

 

Date: April 02, 2020

 

 

	By: /s/ Karen Rowe --------------------------------
	Karen Rowe
	Assistant Secretary

 

 

12 March 2020

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

Barclays PLC (the "Company") announces certain transactions by persons discharging managerial responsibility ("PDMRs") in ordinary shares of the Company with a nominal value of 25 pence each ("Shares").

1.     On 9 March 2020 the Company granted conditional awards to acquire Shares under:

 

a.     the Barclays Long Term Incentive Plan ("LTIP");

b.     the Barclays Group Share Value Plan ("SVP"); and

c.     the Barclays Group Deferred Share Value Plan ("DSVP"),

 

in respect of the deferred Share portion of PDMRs' variable remuneration for 2019. These awards are subject to continued employment over the deferral period and, in the case of the LTIP are based on performance in 2019 and are subject to the satisfaction of performance conditions over the 3 year performance period (2020 - 2022).

Director/ PDMR	SVP/DSVP  (Shares)	LTIP (Shares)	Total gross (shares)	Gross value at award (£)	Net value at award (£)
Jes Staley	1,124,436	4,117,455	5,241,891	£4,542,200	n/a
Tushar Morzaria	651,938	2,773,959	3,425,897	£2,943,000	n/a
Mark Ashton-Rigby	1,204,952		1,204,952	£1,070,600	n/a
Paul Compton	1,940,602		1,940,602	£1,895,600	n/a
Alistair Currie	361,739		361,739	£289,500	n/a
Stephen Dainton	935,999		935,999	£822,500	n/a
Matthew Hammerstein	307,834		307,834	£246,360	n/a
Bob Hoyt	558,552		558,552	£545,600	n/a
Joseph McGrath	2,303,983		2,303,983	£2,042,458	n/a
Laura Padovani	305,960		305,960	£244,860	n/a
Tristram Roberts	749,893		749,893	£650,000	n/a
Ashok Vaswani	1,128,377		1,128,377	£1,000,600	n/a
C.S. Venkatakrishnan	1,041,944		1,041,944	£920,600	n/a
Total	12,616,209	6,891,414	19,507,623	£17,213,878	n/a

 

In line with our standard approach, the number of Shares awarded is based on the 10 a.m. Share price on the London Stock Exchange on 9 March 2020 of £1.2446, discounted from the spot rate at grant to reflect the absence of dividend equivalents during the deferral period.

While the share price has trended lower recently due to various global factors, we believe that these are mostly not specific to Barclays.  It is also noted that under the LTIP for Executive Directors, the Committee has full discretion to ensure that the final outcomes are warranted based on the performance of the Group in light of all relevant factors and that there have not been any windfall gains.

 

2.     On 9 March 2020 the trustee of the Barclays Group (PSP) Employees' Benefit Trust ("Trustee") notified the Company that on that date it delivered Shares in respect of the delivery of the non-deferred Share portion of PDMRs' variable remuneration for 2019 performance year (the Share Incentive Award (Holding Period) Shares ("SIA (HP)")). The Shares are subject to a 12 month holding period during which they cannot be charged, pledged, transferred or otherwise encumbered.

 

Director/ PDMR	Gross - SIA (HP) (Shares)	SIA (HP) (Shares) sold to cover tax and social security liability	Net - SIA (HP) (Shares)	Gross value (£)	Net value (£)
Jes Staley	160,694	92,816	67,878	£200,000	£84,481
Tushar Morzaria	160,694	75,526	85,168	£200,000	£106,001
Mark Ashton-Rigby	160,694	75,526	85,168	£200,000	£106,001
Paul Compton	160,694	89,458	71,236	£200,000	£88,661
Alistair Currie	155,069	72,882	82,187	£193,000	£102,290
Stephen Dainton	160,694	75,526	85,168	£200,000	£106,001
Matthew Hammerstein	131,962	62,022	69,940	£164,240	£87,048
Bob Hoyt	160,694	75,526	85,168	£200,000	£106,001
Joseph McGrath	165,184	76,050	89,134	£205,589	£110,937
Laura Padovani	131,158	61,644	69,514	£163,240	£86,518
Tristram Roberts	160,694	75,526	85,168	£200,000	£106,001
Ashok Vaswani	160,694	75,526	85,168	£200,000	£106,001
C.S. Venkatakrishnan	160,694	81,986	78,708	£200,000	£97,960
Total	2,029,619	990,014	1,039,605	£2,526,069	£1,293,901

The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 9 March 2020 of £1.2446. 

 

3.     On 9 March 2020 the Trustee notified the Company that on that date it delivered Shares in respect of the quarterly payment of the Share element of PDMRs' fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).

Director/ PDMR	Gross - Fixed Pay (Shares)	Shares sold to cover income tax and  social security liability	Net - Fixed Pay (Shares)	Gross value (£)	Net value (£)
Jes Staley	236,019	138,920	97,099	£293,750	£120,850
Tushar Morzaria	165,715	77,886	87,829	£206,250	£109,312
Mark Ashton-Rigby	140,607	66,085	74,522	£175,000	£92,751
Paul Compton	220,954	123,005	97,949	£275,000	£121,908
Alistair Currie	72,814	34,222	38,592	£90,625	£48,032
Stephen Dainton	273,682	128,630	145,052	£340,625	£180,532
Matthew Hammerstein	40,173	18,881	21,292	£50,000	£26,501
Bob Hoyt	190,824	89,687	101,137	£237,500	£125,876
Joseph McGrath	277,219	127,631	149,588	£345,028	£186,178
Laura Padovani	90,390	42,483	47,907	£112,500	£59,626
Tristram Roberts	145,629	68,445	77,184	£181,250	£96,064
Ashok Vaswani	165,715	77,886	87,829	£206,250	£109,312
C.S. Venkatakrishnan	215,932	110,168	105,764	£268,750	£131,634
Total	2,235,673	1,103,929	1,131,744	£2,782,528	£1,408,576

 

The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 9 March 2020 of £1.2446.

 

4.     On 9 March 2020 the Trustee notified the Company that on that date it delivered Shares in respect of the release of Share awards granted in prior years (including the buy-out of former-employer awards forfeited on joining Barclays) under:

 

a.     the SVP;

b.     Schedule 1 to the SVP (the "JSVP");

c.     the DSVP; and

d.     Schedule 1 to the DSVP (the "JDSVP"). 

 

Director/ PDMR	SVP/ DSVP (Shares)	JSVP/ JDSVP (Shares)	Total Gross (Shares)	Shares sold to cover income tax and  social security liability	Total net (Shares)	Gross value (£)	Net value (£)
Jes Staley	221,975		221,975	128,012	93,963	£276,271	£116,947
Tushar Morzaria	159,951		159,951	75,176	84,775	£199,076	£105,511
Mark Ashton-Rigby	394,429	132,862	527,291	247,826	279,465	£656,267	£347,823
Paul Compton	659,356		659,356	367,063	292,293	£820,635	£363,788
Alistair Currie	61,157	21,495	82,652	38,846	43,806	£102,869	£54,521
Stephen Dainton	231,575		231,575	108,840	122,735	£288,219	£152,756
Matthew Hammerstein	55,406		55,406	26,040	29,366	£68,959	£36,549
Bob Hoyt	367,066		367,066	172,520	194,546	£456,851	£242,132
Joseph McGrath	615,994		615,994	283,603	332,391	£766,667	£413,694
Laura Padovani	12,705		12,705	5,971	6,734	£15,813	£8,382
Tristram Roberts	157,805		157,805	74,168	83,637	£196,405	£104,095
Ashok Vaswani	237,418		237,418	111,586	125,832	£295,491	£156,611
C.S. Venkatakrishnan	193,564	171,253	364,817	186,128	178,689	£454,052	£222,397
Total	3,368,401	325,610	3,694,011	1,825,779	1,868,232	£4,597,575	£2,325,206

 

The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 9 March 2020 of £1.2446. 

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1.a.  Barclays Long Term Incentive Plan ("LTIP")

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Jes Staley
2	Reason for the notification
a)	Position/status	Group Chief Executive Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Long Term Incentive Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years, subject to performance conditions being met.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	4,117,455
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Tushar Morzaria
2	Reason for the notification
a)	Position/status	Group Finance Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Long Term Incentive Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years subject to performance conditions being met.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	2,773,959
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

1.b. Barclays Group Share Value Plan ("SVP")

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Jes Staley
2	Reason for the notification
a)	Position/status	Group Chief Executive Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in two tranches over two years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	1,124,436
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Tushar Morzaria
2	Reason for the notification
a)	Position/status	Group Finance Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in two tranches over two years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	651,938
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

1.c. Barclays Group Deferred Share Value Plan ("DSVP")

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Mark Ashton-Rigby
2	Reason for the notification
a)	Position/status	Group Chief Operating Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	1,204,952
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Paul Compton
2	Reason for the notification
a)	Position/status	President of Barclays Bank PLC
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	1,940,602
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Alistair Currie
2	Reason for the notification
a)	Position/status	Head of Corporate Banking
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	361,739
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Stephen Dainton
2	Reason for the notification
a)	Position/status	Global Head of Markets
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	935,999
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Matthew Hammerstein
2	Reason for the notification
a)	Position/status	CEO, Barclays Bank UK PLC
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	307,834
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Bob Hoyt
2	Reason for the notification
a)	Position/status	Group General Counsel
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above conditional awards to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	558,552
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Joseph McGrath
2	Reason for the notification
a)	Position/status	Global Head of Banking
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above conditional awards to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	2,303,983
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Laura Padovani
2	Reason for the notification
a)	Position/status	Group Chief Compliance Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	305,960
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name		Tristram Roberts
2	Reason for the notification
a)	Position/status		Group HR Director
b)	Initial notification /Amendment		Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name		Barclays PLC
b)	LEI		213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code		Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction		The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)	Price(s) and volume(s)		Price(s)		Volume(s): Number of Shares received
			£1.2446 per Share		749,893
d)	Aggregated information   - Aggregated volume   - Price		Not applicable
e)	Date of the transaction		2020-03-09
f)	Place of the transaction		Outside a trading venue
1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Ashok Vaswani
2	Reason for the notification
a)	Position/status	Global Head of Consumer Banking and Payments
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)	Price(s) and volume(s)	Price(s)		Volume(s): Number of Shares received
		£1.2446 per Share		1,128,377
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	C.S. Venkatakrishnan
2	Reason for the notification
a)	Position/status	Group Chief Risk Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	1,041,944
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	Outside a trading venue

 

2.    Share Incentive Award (Holding Period) Shares ("SIA (HP)"))

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Jes Staley
2	Reason for the notification
a)	Position/status	Group Chief Executive Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4 .1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument     Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")     GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	160,694
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)
4 .2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")     GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£1.2446 per Share	92,816
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Tushar Morzaria
2	Reason for the notification
a)	Position/status	Group Finance Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4.1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	160,694
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)
4.2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£1.2446 per Share	75,526
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Mark Ashton-Rigby
2	Reason for the notification
a)	Position/status	Group Chief Operating Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4.1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period lifting during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	160,694
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)
4.2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£1.2446 per Share	75,526
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Paul Compton
2	Reason for the notification
a)	Position/status	President of Barclays Bank PLC
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4.1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")     GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period lifting during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	160,694
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)
4.2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")     GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£1.2446 per Share	89,458
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Alistair Currie
2	Reason for the notification
a)	Position/status	Head of Corporate Banking
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4.1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")     GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period lifting during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	155,069
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)
4.2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")     GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£1.2446 per Share	72,882
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Stephen Dainton
2	Reason for the notification
a)	Position/status	Global Head of Markets
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4.1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")     GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	160,694
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)
4.2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")     GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£1.2446 per Share	75,526
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Matthew Hammerstein
2	Reason for the notification
a)	Position/status	CEO, Barclays Bank UK PLC
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4.1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.2446 per Share	131,962
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)
4.2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£1.2446 per Share	62,022
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)