NOTIFICATION AND P UBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
On 3 April 2017 the trustees of the British American Tobacco Employee Share Ownership Plan and the British American Tobacco International Employee Share Ownership Plan awarded the following number of British American Tobacco p.l.c. 25p ordinary shares to the following Executive Directors and persons discharging managerial responsibilities under the 2017 Share Reward Scheme and the 2017 International Share Reward Scheme.
ļæ½
ļæ½
|
1 ļæ½ |
Details of the person discharging managerial responsibilities / person closely associated ļæ½ |
|||||
|
a) ļæ½ |
Name ļæ½ ļæ½ |
Nicandro Durante ļæ½ |
||||
|
2 ļæ½ |
Reason for the notification ļæ½ |
|||||
|
a) ļæ½ |
Position/status ļæ½ ļæ½ |
Chief Executive |
||||
|
b)
|
Initial notification /Amendment
|
Initial notification |
||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
|
a)
|
Name
|
British American Tobacco p.l.c. |
||||
|
b)
|
LEI
|
213800FKA5MF17RJKT63 |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
||||
|
b)
|
Nature of the transaction
|
Award of shares under the 2017 Share Reward Scheme. |
||||
|
c)
|
Price(s) and volume(s)
|
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
67
£53.00
|
||||
|
e)
|
Date of the transaction
|
2017-04-03 |
||||
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
|
a)
|
Name
|
John Benedict Stevens
|
||||
|
2
|
Reason for the notification
|
|||||
|
a)
|
Position/status
|
Finance Director |
||||
|
b)
|
Initial notification /Amendment
|
Initial notification |
||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
|
a)
|
Name
|
British American Tobacco p.l.c. |
||||
|
b)
|
LEI
|
213800FKA5MF17RJKT63 |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
||||
|
b)
|
Nature of the transaction
|
Award of shares under the 2017 Share Reward Scheme. |
||||
|
c)
|
Price(s) and volume(s)
|
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
67
£53.00
|
||||
|
e)
|
Date of the transaction
|
2017-04-03 |
||||
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
|
a)
|
Name
|
Jerome Abelman
|
||||
|
2
|
Reason for the notification
|
|||||
|
a)
|
Position/status
|
Director, Legal & External Affairs and General Counsel |
||||
|
b)
|
Initial notification /Amendment
|
Initial notification |
||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
|
a)
|
Name
|
British American Tobacco p.l.c. |
||||
|
b)
|
LEI
|
213800FKA5MF17RJKT63 |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
||||
|
b)
|
Nature of the transaction
|
Award of shares under the 2017 Share Reward Scheme. |
||||
|
c)
|
Price(s) and volume(s)
|
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
67
£53.00
|
||||
|
e)
|
Date of the transaction
|
2017-04-03 |
||||
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
|
1
|
Details of the person discharging managerial responsibilities/person closely associated |
|||||
|
a) |
Name |
Jack Bowles |
||||
|
2 |
Reason for the notification |
|||||
|
a) |
Position/status |
Regional Director, Asia-Pacific |
||||
|
b) |
Initial notification /Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
|
a) |
Name |
British American Tobacco p.l.c. |
||||
|
b) |
LEI |
213800FKA5MF17RJKT63 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Transaction 1 |
||||||
|
a) |
Description of the financial instrument, type of instrument
Identification code |
GB0002875804 |
||||
|
b) |
Nature of the transaction |
Award of shares under the 2017 International Share Reward Scheme. |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information
- Aggregated volume
- Price
|
67
£53.00
|
||||
|
e) |
Date of the transaction |
2017-04-03 |
||||
|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
||||
|
1
|
Details of the person discharging managerial responsibilities/person closely associated |
|||||
|
a) |
Name |
Alan Davy |
||||
|
2 |
Reason for the notification |
|||||
|
a) |
Position/status |
Director, Operations |
||||
|
b) |
Initial notification /Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
|
a) |
Name |
British American Tobacco p.l.c. |
||||
|
b) |
LEI |
213800FKA5MF17RJKT63 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
a) |
Description of the financial instrument, type of instrument
Identification code |
GB0002875804 |
||||
|
b) |
Nature of the transaction |
Award of shares under the 2017 Share Reward Scheme. |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information
- Aggregated volume
- Price
|
67
£53.00
|
||||
|
e) |
Date of the transaction |
2017-04-03 |
||||
|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
|
a)
|
Name
|
Giovanni Giordano
|
||||
|
2
|
Reason for the notification
|
|||||
|
a)
|
Position/status
|
Director, Group Human Resources |
||||
|
b)
|
Initial notification /Amendment
|
Initial notification |
||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
|
a)
|
Name
|
British American Tobacco p.l.c. |
||||
|
b)
|
LEI
|
213800FKA5MF17RJKT63 |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
|
||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
||||
|
b)
|
Nature of the transaction
|
Award of shares under the 2017 Share Reward Scheme. |
||||
|
c)
|
Price(s) and volume(s)
|
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
67
£53.00
|
||||
|
e)
|
Date of the transaction
|
2017-04-03 |
||||
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
|
1
|
Details of the person discharging managerial responsibilities/person closely associated |
|||||
|
a) |
Name |
Andrew Gray |
||||
|
2 |
Reason for the notification |
|||||
|
a) |
Position/status |
Director, Marketing |
||||
|
b) |
Initial notification /Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
|
a) |
Name |
British American Tobacco p.l.c. |
||||
|
b) |
LEI |
213800FKA5MF17RJKT63 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
a) |
Description of the financial instrument, type of instrument
Identification code |
GB0002875804 |
||||
|
b) |
Nature of the transaction |
Award of shares under the 2017 Share Reward Scheme. |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information
- Aggregated volume
- Price
|
67
£53.00
|
||||
|
e) |
Date of the transaction |
2017-04-03 |
||||
|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
|
a)
|
Name
|
Tadeu Marroco
|
||||
|
2
|
Reason for the notification
|
|||||
|
a)
|
Position/status
|
Regional Director, Western Europe |
||||
|
b)
|
Initial notification /Amendment
|
Initial notification |
||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
|
a)
|
Name
|
British American Tobacco p.l.c. |
||||
|
b)
|
LEI
|
213800FKA5MF17RJKT63 |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
||||
|
b)
|
Nature of the transaction
|
Award of shares under the 2017 Share Reward Scheme. |
||||
|
c)
|
Price(s) and volume(s)
|
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
67
£53.00
|
||||
|
e)
|
Date of the transaction
|
2017-04-03 |
||||
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
|
1
|
Details of the person discharging managerial responsibilities/person closely associated |
|||||
|
a) |
Name |
David O'Reilly |
||||
|
2 |
Reason for the notification |
|||||
|
a) |
Position/status |
Group Scientific Director |
||||
|
b) |
Initial notification /Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
|
a) |
Name |
British American Tobacco p.l.c. |
||||
|
b) |
LEI |
213800FKA5MF17RJKT63 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
a) |
Description of the financial instrument, type of instrument
Identification code |
GB0002875804 |
||||
|
b) |
Nature of the transaction |
Award of shares under the 2017 Share Reward Scheme. |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information
- Aggregated volume
- Price
|
67
£53.00
|
||||
|
e) |
Date of the transaction |
2017-04-03 |
||||
|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
||||
|
1
|
Details of the person discharging managerial responsibilities/person closely associated |
|||||
|
a) |
Name |
Ricardo Oberlander |
||||
|
2 |
Reason for the notification |
|||||
|
a) |
Position/status |
Regional Director, Americas |
||||
|
b) |
Initial notification /Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
|
a) |
Name |
British American Tobacco p.l.c. |
||||
|
b) |
LEI |
213800FKA5MF17RJKT63 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
a) |
Description of the financial instrument, type of instrument
Identification code |
GB0002875804 |
||||
|
b) |
Nature of the transaction |
Award of shares under the 2017 Share Reward Scheme. |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information
- Aggregated volume
- Price
|
67
£53.00
|
||||
|
e) |
Date of the transaction |
2017-04-03 |
||||
|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
|
a)
|
Name
|
Naresh Sethi
|
||||
|
2
|
Reason for the notification
|
|||||
|
a)
|
Position/status
|
Director, Business Development
|
||||
|
b)
|
Initial notification /Amendment
|
Initial notification |
||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
|
a)
|
Name
|
British American Tobacco p.l.c. |
||||
|
b)
|
LEI
|
213800FKA5MF17RJKT63 |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
||||
|
b)
|
Nature of the transaction
|
Award of shares under the 2017 Share Reward Scheme. |
||||
|
c)
|
Price(s) and volume(s)
|
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
67
£53.00
|
||||
|
e)
|
Date of the transaction
|
2017-04-03 |
||||
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
|
a)
|
Name
|
Johan Vandermeulen
|
||||
|
2
|
Reason for the notification
|
|||||
|
a)
|
Position/status
|
Regional Director, Eastern Europe, Middle East and Africa |
||||
|
b)
|
Initial notification /Amendment
|
Initial notification |
||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
|
a)
|
Name
|
British American Tobacco p.l.c. |
||||
|
b)
|
LEI
|
213800FKA5MF17RJKT63 |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
||||
|
b)
|
Nature of the transaction
|
Award of shares under the 2017 Share Reward Scheme. |
||||
|
c)
|
Price(s) and volume(s)
|
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
67
£53.00
|
||||
|
e)
|
Date of the transaction
|
2017-04-03 |
||||
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
|
1
|
Details of the person discharging managerial responsibilities/person closely associated |
|||||
|
a) |
Name |
Kingsley Wheaton |
||||
|
2 |
Reason for the notification |
|||||
|
a) |
Position/status |
Managing Director, Next Generation Products |
||||
|
b) |
Initial notification /Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
|
a) |
Name |
British American Tobacco p.l.c. |
||||
|
b) |
LEI |
213800FKA5MF17RJKT63 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
a) |
Description of the financial instrument, type of instrument
Identification code |
GB0002875804 |
||||
|
b) |
Nature of the transaction |
Award of shares under the 2017 Share Reward Scheme. |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information
- Aggregated volume
- Price
|
67
£53.00
|
||||
|
e) |
Date of the transaction |
2017-04-03 |
||||
|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
||||
|
Name of officer of issuer responsible for making notification: Bridget Creegan Date of notification: 6 April 2017 |