UNILEVER PLC
|
|
/S/ R SOTAMAA
By R SOTAMAA
CHIEF LEGAL OFFICER AND GROUP SECRETARY
|
Exhibit
|
99.1
|
Stock Exchange announcement dated
|
05
February 2020
|
entitled
|
Director/PDMR
Shareholding
|
Exhibit
|
99.2
|
Stock Exchange announcement dated
|
11
February 2020
|
entitled
|
Director/PDMR
Shareholding
|
Exhibit
|
99.3
|
Stock Exchange announcement dated
|
18
February 2020
|
entitled
|
Director/PDMR
Shareholding
|
Exhibit
|
99.4
|
Stock Exchange announcement dated
|
20
February 2020
|
entitled
|
Director/PDMR
Shareholding
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Leena
Nair
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
HR Officer (a member of the Unilever Leadership Executive
("ULE"))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
Sale of
shares
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£45.902696
|
1,650
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
1,650
£75,739.45
|
|
f)
|
Date of
the transaction
|
2020-02-04
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Graeme
Pitkethly
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Financial Officer (Director)
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Purchase
of shares under the Unilever PLC Share Incentive Plan.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£46.615
|
2
|
||
e)
|
Aggregated information
- Volume
- Total
|
2
£93.23
|
|
f)
|
Date of the transaction
|
2020-02-10
|
|
g)
|
Place of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Conny
Braams
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Digital and Marketing Officer (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
A
conditional rights award from February 2017 under the Unilever
Global Share Incentive Plan 2007 has vested. Share choice was
offered which allows to choose to receive net shares in the share
types originally granted (Unilever N.V. (NV) and Unilever PLC
(PLC)) or one share type only (NV or PLC). Ms Braams elected to
receive only NV shares. The original awards of PLC shares are
cancelled and reduced to nil.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
0
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
0
£0.00
|
|
f)
|
Date of
the transaction
|
2020-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Marc
Engel
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Supply Chain Officer (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
A
conditional rights award from February 2017 under the Unilever
Global Share Incentive Plan 2007 has vested. Share choice was
offered which allows to choose to receive net shares in the share
types originally granted (Unilever N.V. (NV) and Unilever PLC
(PLC)) or one share type only (NV or PLC). Mr Engel elected to
receive only NV shares. The original awards of PLC shares are
cancelled and reduced to nil.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
0
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
0
£0.00
|
|
f)
|
Date of
the transaction
|
2020-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Sunny
Jain
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
Beauty & Personal Care (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC American Depositary Receipts each representing 1 ordinary 3 1/9
pence share
CUSIP904767704
|
|
b)
|
Nature
of the transaction
|
A transition award of June 2019, under the Unilever Share Plan
2017, has vested. The original conditional share award has
led to a vesting of 11,061 Unilever PLC American Depositary
Receipts, each representing 1 Ordinary 3 1/9 pence share, based on
a performance factor of 119% including dividend
reinvestment.
|
|
c)
|
Currency
|
USD -
United States Dollar
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
$60.53
|
11,061
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
11,061
$669,522.33
|
|
f)
|
Date of
the transaction
|
2020-02-13
|
|
g)
|
Place
of the transaction
|
New
York Stock Exchange - XNYS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Alan
Jope
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Executive Officer (Director)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC American Depositary Receipts each representing 1 ordinary 3 1/9
pence share
CUSIP904767704
|
|
b)
|
Nature
of the transaction
|
A
conditional rights award from February 2017 under the Unilever
Global Share Incentive Plan 2007 has vested. Share choice was
offered which allows to choose to receive net shares in the share
types originally granted (Unilever N.V. New York (NVNY) and
Unilever PLC ADR (PLC ADR)) or one share type only (NVNY or PLC
ADR). Mr Jope elected to receive only NV NY shares. The original
awards of PLC ADR shares are cancelled and reduced to
nil.
|
|
c)
|
Currency
|
USD -
United States Dollar
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
$0.00
|
0
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
0
$0.00
|
|
f)
|
Date of
the transaction
|
2020-02-13
|
|
g)
|
Place
of the transaction
|
New
York Stock Exchange - XNYS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Peter
Ter Kulve
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
Home Care (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
A
conditional rights award from February 2017 under the Unilever
Global Share Incentive Plan 2007 has vested. Share choice was
offered which allows to choose to receive net shares in the share
types originally granted (Unilever N.V. (NV) and Unilever PLC
(PLC)) or one share type only (NV or PLC). Mr Ter
Kulve elected to receive only NV shares. The original awards
of PLC shares are cancelled and reduced to nil.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
0
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
0
£0.00
|
|
f)
|
Date of
the transaction
|
2020-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Sanjiv
Mehta
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
South Asia (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
A conditional rights award from February 2017 under the Unilever
Global Share Incentive Plan 2007 has vested. The original
conditional share award has led to a vesting of 3,765 Unilever PLC
Ordinary share of 3 1/9p each based on a performance factor of 123%
including dividend reinvestment.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£46.12
|
3,765
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
3,765
£173,641.80
|
|
f)
|
Date of
the transaction
|
2020-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Leena
Nair
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
HR Officer (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
A conditional rights award from February 2017 under the Unilever
Global Share Incentive Plan 2007 has vested. The original
conditional share award has led to a vesting of 6,743 Unilever PLC
Ordinary share of 3 1/9p each based on a performance factor of 119%
including dividend reinvestment
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£46.12
|
6,743
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
6,743
£310,987.16
|
|
f)
|
Date of
the transaction
|
2020-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Nitin
Paranjpe
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Operating Officer (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
A
conditional rights award from February 2017 under the Unilever
Global Share Incentive Plan 2007 has vested. Share choice was
offered which allows to choose to receive net shares in the share
types originally granted (Unilever N.V. (NV) and Unilever PLC
(PLC)) or one share type only (NV or PLC).
Mr Paranjpe elected to receive only NV shares. The
original awards of PLC shares are cancelled and reduced to
nil.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
0
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
0
£0.00
|
|
f)
|
Date of
the transaction
|
2020-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Graeme
Pitkethly
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Financial Officer (Director)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
A
conditional rights award from February 2017 under the Unilever
Global Share Incentive Plan 2007 has vested. Mr Pitkethly elected
to receive PLC shares only. As a result he received 19,603
Unilever PLC Ordinary shares of 3 1/9p each based on a performance
factor of 119% including dividend reinvestment and shares withheld
to meet tax liabilities.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£46.12
|
19,603
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
19,603
£904,090.36
|
|
f)
|
Date of
the transaction
|
2020-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ritva
Sotamaa
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Legal Officer and Group Secretary ( a member of the Unilever
Leadership Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
A
conditional rights award from February 2017 under the Unilever
Global Share Incentive Plan 2007 has vested. Share choice was
offered which allows to choose to receive net shares in the share
types originally granted (Unilever N.V. (NV) and Unilever PLC
(PLC)) or one share type only (NV or PLC).
Ms Sotamaa elected to receive only NV shares. The
original awards of PLC shares are cancelled and reduced to
nil.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
0
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
0
£0.00
|
|
f)
|
Date of
the transaction
|
2020-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Susan
Kilsby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-Executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Purchase
of shares.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£45.6737
|
1,250
|
||
e)
|
Aggregated information
- Volume
- Total
|
1,250
£57,092.13
|
|
f)
|
Date of the transaction
|
2020-02-20
|
|
g)
|
Place of the transaction
|
London
Stock Exchange - XLON
|