Standard Chartered PLC - Director/PDMR Shareholding
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | |||||||
| a) � | Name � � | Sunil Kaushal � | ||||||
| 2 � | Reason for the notification � | |||||||
| a) � | Position/status � � | Regional CEO, Africa and Middle East | ||||||
| b) � | Initial notification /Amendment � � | Initial | ||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | |||||||
| a) � | Name � � | Standard Chartered PLC | ||||||
| b) � | LEI � | U4LOSYZ7YG4W3S5F2G91 | ||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � � | |||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � | Ordinary Shares of US$0.50 each � ISIN: GB0004082847 � | ||||||
| b) � | Nature of the transaction � � | i) Purchase of ordinary shares | ||||||
| c) � | Price(s) and volume(s) � � | �
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| d) � | Aggregated information � - Aggregated volume � - Price | �
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| e) � | Date of the transaction � | 10 March 2020 | ||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | ||||||||||
| a) � | Name � � | Tanuj Kapilashrami | |||||||||
| 2 � | Reason for the notification � | ||||||||||
| a) � | Position/status � � | Group Head, Human Resources | |||||||||
| b) � | Initial notification /Amendment � � | Initial | |||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | ||||||||||
| a) � | Name � � | Standard Chartered PLC | |||||||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � � | ||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 � | |||||||||
| b) � | Nature of the transaction � � | i) Exercise of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan � ii) Sale of shares to cover tax in relation to the transaction described in i) above � | |||||||||
| c) � | Price(s) and volume(s) � � | �
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| d) � | Aggregated information � - Aggregated volume � - Price | �
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| e) � | Date of the transaction � | 11 March 2020 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | ||||||||||
| a) � | Name � � | Mark Smith | |||||||||
| 2 � | Reason for the notification � | ||||||||||
| a) � | Position/status � � | Group Chief Risk Officer | |||||||||
| b) � | Initial notification /Amendment � � | Initial | |||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | ||||||||||
| a) � | Name � � | Standard Chartered PLC | |||||||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � � | ||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 � | |||||||||
| b) � | Nature of the transaction � � | i) Exercise of restricted shares granted in March 2016 under the 2011 Standard Chartered Share Plan � ii) Sale of shares to cover tax in relation to the transaction described in i) above | |||||||||
| c) � | Price(s) and volume(s) � � | �
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| d) � | Aggregated information � - Aggregated volume � - Price | �
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| e) � | Date of the transaction � | 11 March 2020 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | ||||||||||
| a) � | Name � � | Simon Cooper | |||||||||
| 2 � | Reason for the notification � | ||||||||||
| a) � | Position/status � � | CEO, Corporate, Commercial and Institutional Banking | |||||||||
| b) � | Initial notification /Amendment � � | Initial | |||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | ||||||||||
| a) � | Name � � | Standard Chartered PLC | |||||||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � � | ||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 � | |||||||||
| b) � | Nature of the transaction � � | i) Exercise of restricted shares granted in May 2016 under the 2011 Standard Chartered Share Plan � ii) Exercise of upfront shares granted in March 2019 under the 2011 Standard Chartered Share Plan � | |||||||||
| c) � | Price(s) and volume(s) � � | �
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| d) � | Aggregated information � - Aggregated volume � - Price | �
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| e) � | Date of the transaction � | 11 March 2020 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | |||||
| a) � | Name � � | Michael Gorriz | ||||
| 2 � | Reason for the notification � | |||||
| a) � | Position/status � � | Group Chief Information Officer | ||||
| b) � | Initial notification /Amendment � � | Initial | ||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | |||||
| a) � | Name � � | Standard Chartered PLC | ||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | ||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � � | |||||
| a) � | Description of the financial instrument, type of instrument � Identification code � � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 � | ||||
| b) � | Nature of the transaction � � | Exercise of upfront shares granted in March 2019 under the 2011 Standard Chartered Share Plan � | ||||
| c) � | Price(s) and volume(s) � � | �
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| d) � | Aggregated information � - Aggregated volume � - Price | �
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| e) � | Date of the transaction � | 11 March 2020 | ||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | |||||
| a) � | Name � � | Judy Hsu | ||||
| 2 � | Reason for the notification � | |||||
| a) � | Position/status � � | Regional CEO, ASEAN & South Asia | ||||
| b) � | Initial notification /Amendment � � | Initial | ||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | |||||
| a) � | Name � � | Standard Chartered PLC | ||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | ||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � � | |||||
| a) � | Description of the financial instrument, type of instrument � Identification code � � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 � | ||||
| b) � | Nature of the transaction � � | Exercise of upfront shares granted in March 2019 under the 2011 Standard Chartered Share Plan � | ||||
| c) � | Price(s) and volume(s) � � | �
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| d) � | Aggregated information � - Aggregated volume � - Price | �
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| e) � | Date of the transaction � | 11 March 2020 | ||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||
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