|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $30.4157 | 07/01/2019 | M | 574 (1) | 05/01/2013 | 05/01/2023 | Common Stock | 574 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $31.71 | 07/01/2019 | M | 553 (1) | 06/03/2013 | 06/03/2023 | Common Stock | 553 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $32.04 | 07/01/2019 | M | 546 (1) | 07/01/2013 | 07/01/2023 | Common Stock | 546 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $33.3243 | 07/01/2019 | M | 525 (1) | 09/01/2011 | 09/01/2021 | Common Stock | 525 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $35.5886 | 07/01/2019 | M | 490 (1) | 08/01/2013 | 08/01/2023 | Common Stock | 490 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $37.6257 | 07/01/2019 | M | 465 (1) | 08/01/2011 | 08/01/2021 | Common Stock | 465 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $41.2857 | 07/01/2019 | M | 423 (1) | 09/03/2013 | 09/03/2023 | Common Stock | 423 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $46.3743 | 07/01/2019 | M | 378 (1) | 10/01/2013 | 10/01/2023 | Common Stock | 378 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $47.0386 | 07/01/2019 | M | 371 (1) | 11/01/2013 | 11/01/2023 | Common Stock | 371 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $48.0743 | 07/01/2019 | M | 364 (1) | 05/01/2014 | 05/01/2024 | Common Stock | 364 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $48.83 | 07/01/2019 | M | 357 (4) | 12/01/2014 | 12/01/2024 | Common Stock | 357 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $51.8314 | 07/01/2019 | M | 336 (1) | 01/02/2014 | 01/02/2024 | Common Stock | 336 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $51.9886 | 07/01/2019 | M | 336 (1) | 12/02/2013 | 12/02/2023 | Common Stock | 336 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $52.0986 | 07/01/2019 | M | 336 (1) | 04/01/2014 | 04/01/2024 | Common Stock | 336 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $55.4871 | 07/01/2019 | M | 315 (4) | 11/03/2014 | 11/03/2024 | Common Stock | 315 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $57.7686 | 07/01/2019 | M | 305 (1) | 02/03/2014 | 02/03/2024 | Common Stock | 305 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $60.2943 | 07/01/2019 | M | 291 (1) | 06/02/2014 | 06/02/2024 | Common Stock | 291 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $60.7714 | 07/01/2019 | M | 287 (1) | 08/01/2014 | 08/01/2024 | Common Stock | 287 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $62.6857 | 07/01/2019 | M | 280 (4) | 10/01/2014 | 10/01/2024 | Common Stock | 280 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $63.6557 | 07/01/2019 | M | 277 (1) | 03/03/2014 | 03/03/2024 | Common Stock | 277 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $67.5857 | 07/01/2019 | M | 259 (1) | 07/01/2014 | 07/01/2024 | Common Stock | 259 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $68.0857 | 07/01/2019 | M | 256 (4) | 09/02/2014 | 09/02/2024 | Common Stock | 256 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $374.6 | 07/01/2019 | A | 167 (5) | 07/01/2019 | 07/01/2029 | Common Stock | 167 | $ 0 | 167 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MATHER ANN 100 WINCHESTER CIRCLE LOS GATOS, CA 95032 |
X |
By: Veronique Bourdeau, Authorized Signatory For: Ann Mather | 07/17/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The original Form 4, filed on July 3, 2019, is being amended by this Form 4 amendment to correct an administrative error in which this transaction was not disclosed. Transaction made pursuant to a duly adopted trading plan under Rule 10b5-1(c). |
(2) | The grant indicated was previously reported and is being amended only to state that this transaction was made pursuant to a duly adopted trading plan under Rule 10b5-1(c). |
(3) | These transactions were previously and correctly reported in the original Form filed on July 3, 2019. They are being included here due to the functionality of our administration platform. |
(4) | The grant indicated was previously reported and is being amended to state that this transaction was made pursuant to a duly adopted trading plan under Rule 10b5-1(c). The exercisable date reported in the original Form 4 for this option is also being corrected to reflect the date reported in this amended form. |
(5) | The original Form 4, filed on July 3, 2019, is being amended by this Form 4 amendment to correct an administrative error in which this transaction was not disclosed. |