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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock | $20.08 | 06/01/2020 | A (2) | 5,976 | 06/01/2021 | 09/30/2029 (3) | Common Stock | 5,976 | $ 0 | 5,976 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McNabb Duncan J. 1100 N. WOOD DALE ROAD WOOD DALE, IL 60191 |
X |
/s/ Kai England, Power of Attorney | 06/03/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 0.914 shares acquired on 08/03/2017; 0.834 shares acquired on 11/06/2017; 0.972 shares acquired on 02/08/2018; 6.758 shares acquired on 08/03/2018; 6.645 shares acquired on 11/07/2018; 11.627 shares acquired on 02/13/2019; 13.312 shares acquired on 05/21/2019; 14.837 shares acquired on 08/05/2019; 15.501 shares acquired on 10//21/2019; 13.732 shares acquired on 01/14/2020 and 33.479 shares acquired on 4/9/2020 under the AAR CORP. dividend reinvestment plan. |
(2) | Award of stock pursuant to Restricted Stock Agreement in transaction exempt under Rule 16b-3. |
(3) | Phantom Stock units are payable in stock on a 1-for-1 basis or cash at the grantee's election upon retirement/termination as a director. |