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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Opt - Stock Option | $77.93 | 02/16/2016 | A | 5,667 | (4) | 02/16/2026 | Class A ordinary shares | 5,667 | $ 0 | 5,667 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Guilfoyle James D 4TH FLOOR ONE VINE STREET LONDON, X0 W1J 0AH |
SVP, Global I&D, Supply Chain |
/s/ Amanda K. Maki, Attorney in Fact | 02/18/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares earned in connection with the qualified performance-based stock previously granted and unreportable on February 12, 2013 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 16, 2016 following certification by the Issuer's compensation committee. |
(2) | Includes 4,246 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,004 granted November 28, 2011 vest on November 28, 2016; 584 granted on February 28, 2012 vest on February 28, 2017; 446 granted on February 12, 2013 vest on February 12, 2018; 331 granted on February 20, 2014 vest on February 20, 2017; 328 granted on February 17, 2015 vest on February 17, 2018; 92 granted on June 1, 2015 vest on June 1, 2018. The 1,461 RSUs reported on this Form 4 vest on February 16, 2019. |
(3) | Represents shares required to satisfy tax withholding obligations in connection with the vesting of 1,740 shares of qualified performance-based stock granted to the Reporting Person on February 12, 2013. |
(4) | Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 16, 2016. |