RNS Number : 4752S
HSBC Holdings PLC
16 March 2021
 

 

 

 

HSBC HOLDINGS PLC

 

16 March 2021

 

Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")

 

 

1.   Annual Incentive awards (Performance Year 2016)

Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2017 as a part of variable pay for the performance year ended 31 December 2016.

On 12 March 2021, tranches of the Awards granted in 2017 vested and the following transactions took place in London:

Directors

Name

Additional Shares issued in lieu of the 2020 interim dividend1

Total number of Shares vested

Number of Shares sold at £4.271242 per Share2

Noel Quinn

363

14,851

6,980

Other PDMRs

Name

Additional Shares issued in lieu of the 2020 interim dividend1

Total number of Shares vested

Number of Shares sold at £4.271242 per Share2

Colin Bell

269

11,028

5,184

Georges Elhedery

327

13,389

3,149

Pam Kaur

277

11,341

5,331

Nuno Matos

265

10,843

3,888

Stephen Moss

310

12,689

5,964

Ian Stuart

236

9,666

4,544

Peter Wong

547

22,395

3,360

 

1 At US$5.98174 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 24 February and 2 March 2021, converted into USD. The additional Shares are included in the 'Total number of Shares vested' number.

2 Includes shares sold to cover withholding tax.

 

The PDMRs are required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for six months from the original vesting date.

 

 

2.   Annual Incentive awards (Performance Year 2018)

 

Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2019 as a part of variable pay for the performance year ended 31 December 2018.

On 12 March 2021, tranches of the Awards granted in 2019 vested and the following transactions took place in London:

Name

Total number of Shares vested

 

Number of Shares sold at £4.271242 per Share1

Georges Elhedery2

 

17,193

 

7,645

Greg Guyett3

 

33,327

 

15,664

Nuno Matos3

 

25,236

 

10,065

 Stephen Moss2

 

17,082

 

8,029

Barry O'Byrne2

 

9,754

 

4,585

Peter Wong3

 

33,436

 

5,015

 

1 Includes shares sold to cover withholding tax.

2 Required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for six months from the original vesting date.

3 Required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for twelve months from the original vesting date.

 

 

3.   Replacement Awards

 

On 12 March 2021, deferred replacement awards (the "Replacement Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") that were granted to PDMRs as a result of their HSBC appointments vested and the following transactions took place in London:

Directors

Name

Total number of Shares vested

Number of Shares sold at £4.271242 per Share1

Ewen Stevenson2

64,023

30,091

Ewen Stevenson3

122,448

57,551

Ewen Stevenson4

35,576

16,721

Other PDMRs

Name

Total number of Shares vested

Number of Shares sold at £4.271242 per Share1

Michael Roberts5

64,011

33,011

Michael Roberts6

52,291

26,966

Michael Roberts7

60,096

30,992

 

1 Includes shares sold to cover withholding tax.

2 The final tranche of the 28 May 2019 Replacement Award for Performance Year 2015. A six-month retention period will apply.

3 The first tranche of the 28 May 2019 Replacement Award for Performance Year 2016. A six-month retention period will apply.

4 The first tranche of the 28 May 2019 Replacement Award for Performance Year 2017. A twelve-month retention period will apply.

5 The final tranche of the 11 November 2019 Replacement Award for Performance Year 2016.

6 The second tranche of the 11 November 2019 Replacement Award for Performance Year 2017.

7 The second tranche of the 11 November 2019 Replacement Award for Performance Year 2018.

 

 

4.   Group Performance Share Plan awards (Performance Year 2015)

Deferred awards under the Group Performance Share Plan ("GPSP Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2016 as a part of variable pay for the performance year ended 31 December 2015.

The GPSP Awards vested on 15 March 2021 and the following transactions took place in London. The Shares must be retained while the individual is employed by HSBC. The GPSP Awards were determined by assessing performance against financial and non-financial metrics, as detailed in the Directors' Remuneration Report in the Annual Report and Accounts 2015.

Name

Additional Shares issued in lieu of the 2020 interim dividend1

Total number of Shares vested

 Number of Shares sold at £4.246419 per Share2

Pam Kaur

725

29,654

13,938

Peter Wong

1,533

62,698

-

 

1 At US$5.98174 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 24 February and 2 March 2021, converted into USD. The additional Shares are included in the 'Total number of Shares vested' number.

2 Includes shares sold to cover withholding tax.

 

 

5.   Group Performance Share awards (Performance Year 2015)

Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2016 as a part of variable pay for the performance year ended 31 December 2016.

The Awards vested on 15 March 2021 and the following transactions took place in London:

Directors

Name

Additional Shares issued in lieu of the 2020 interim dividend1

Total number of Shares vested

 Number of Shares sold at £4.246419 per Share2

Noel Quinn

975

39,885

18,746

Other PDMRs

Name

Additional Shares issued in lieu of the 2020 interim dividend1

Total number of Shares vested

 Number of Shares sold at £4.246419 per Share2

Stephen Moss

871

35,625

16,744

 

1 At US$5.98174 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 24 February and 2 March 2021, converted into USD. The additional Shares are included in the 'Total number of Shares vested' number.

2 Includes shares sold to cover withholding tax.

 

 

6.   Annual Incentive awards (Performance Year 2019)

 

Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2020 as a part of variable pay for the performance year ended 31 December 2019.

On 15 March 2021, the first tranche of the Awards granted in 2020 vested and the following transactions took place in London:

Name

Total number of Shares vested

 

Number of Shares sold at £4.246419 per Share1

Nuno Matos

 

29,854

 

13,974

 Stephen Moss

 

17,975

 

8,449

Michael Roberts

 

43,943

 

22,662

Peter Wong

 

39,324

 

5,899

 

1 Includes shares sold to cover withholding tax.

 

The PDMRs are required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for twelve months from the original vesting date.

 

 

The vesting price for awards on 12 and 15 March 2021 is based on the closing Share price on the London Stock Exchange on 8 March 2021 of £4.5550.

 

 

The following disclosures are made in accordance with the UK version of the EU Market Abuse Regulation 596/2014.

 

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person

Noel Quinn

 

 

 

 

2 - Reason for the notification

Position/status

Group Chief Executive

 

 

Initial notification/amendment

 

Initial Notification

 

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

 

 

 

US$5.98

363

US$2,171.37

 

 

Aggregated

US$5.982

363

US$2,171.37

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

14,851

£67,646.30

 

 

Aggregated

£4.555

14,851

£67,646.30

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.27

6,980

£29,813.27

 

 

Aggregated

£4.271

6,980

£29,813.27

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

 

 

 

US$5.98

975

US$5,832.20

 

 

Aggregated

US$5.982

975

US$5,832.20

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

39,885

£181,676.18

 

 

Aggregated

£4.555

39,885

£181,676.18

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.25

18,746

£79,603.37

 

 

Aggregated

£4.246

18,746

£79,603.37

 

 

 

 

 

 

 

 

 

                 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person

Ewen Stevenson

 

 

 

 

2 - Reason for the notification

Position/status

Group Chief Financial Officer

 

 

Initial notification/amendment

 

Initial Notification

 

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisitions under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

222,047

£1,011,424.08

 

 

Aggregated

£4.555

222,047

£1,011,424.08

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.27

104,363

£445,759.63

 

 

Aggregated

£4.271

104,363

£445,759.63

 

 

 

 

                 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person

Colin Bell

 

 

 

 

2 - Reason for the notification

Position/status

Chief Executive, HSBC Bank plc and HSBC Europe

 

 

Initial notification/amendment

 

Initial Notification

 

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

 

 

 

US$5.98

269

US$1,609.09

 

 

Aggregated

US$5.982

269

US$1,609.09

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

11,028

£50,232.54

 

 

Aggregated

£4.555

11,028

£50,232.54

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.27

5,184

£22,142.12

 

 

Aggregated

£4.271

5,184

£22,142.12

 

 

 

 

 

 

 

 

                   

 

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person

Georges Elhedery

 

 

 

 

2 - Reason for the notification

Position/status

Co-Chief Executive, Global Banking and Markets

 

 

Initial notification/amendment

 

Initial Notification

 

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

 

 

 

US$5.98

327

US$1,956.03

 

 

Aggregated

US$5.982

327

US$1,956.03

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

30,582

£139,301.01

 

 

Aggregated

£4.555

30,582

£139,301.01

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.27

10,794

£46,103.79

 

 

Aggregated

£4.271

10,794

£46,103.79

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

                   

 

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person

Greg Guyett

 

 

 

 

2 - Reason for the notification

Position/status

Co-Chief Executive, Global Banking and Markets

 

 

Initial notification/amendment

 

Initial Notification

 

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

33,327

£151,804.48

 

 

Aggregated

£4.555

33,327

£151,804.48

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.27

15,664

£66,904.73

 

 

Aggregated

£4.271

15,664

£66,904.73

 

 

 

 

 

 

 

 

                 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person

Pam Kaur

 

 

 

 

2 - Reason for the notification

Position/status

Group Chief Risk Officer

 

 

Initial notification/amendment

 

Initial Notification

 

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

 

 

 

US$5.98

277

US$1,656.94

 

 

Aggregated

US$5.982

277

US$1,656.94

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

11,341

£51,658.26

 

 

Aggregated

£4.555

11,341

£51,658.26

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.27

5,331

£22,769.99

 

 

Aggregated

£4.271

5,331

£22,769.99

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

 

 

 

US$5.98

725

US$4,336.76

 

 

Aggregated

US$5.982

725

US$4,336.76

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

29,654

£135,073.97

 

 

Aggregated

£4.555

29,654

£135,073.97

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.25

13,938

£59,186.59

 

 

Aggregated

£4.246

13,938

£59,186.59

 

 

 

 

 

 

 

 

 

                   

 

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person

Nuno Matos

 

 

 

 

2 - Reason for the notification

Position/status

Chief Executive, Wealth and Personal Banking

 

 

Initial notification/amendment

 

Initial Notification

 

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

 

 

 

US$5.98

265

US$1,585.16

 

 

Aggregated

US$5.982

265

US$1,585.16

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

36,079

£164,339.84

 

 

Aggregated

£4.555

36,079

£164,339.84

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.27

13,953

£59,596.64

 

 

Aggregated

£4.271

13,953

£59,596.64

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

29,854

£135,984.97

 

 

Aggregated

£4.555

29,854

£135,984.97

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.25

13,974

£59,339.46

 

 

Aggregated

£4.246

13,974

£59,339.46

 

 

 

 

 

 

 

 

 

                   

 

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person

Stephen Moss

 

 

 

 

2 - Reason for the notification

Position/status

Chief Executive, Middle East, North Africa and Turkey

 

 

Initial notification/amendment

 

Initial Notification

 

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

 

 

 

US$5.98

310

US$1,854.34

 

 

Aggregated

US$5.982

310

US$1,854.34

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

29,771

£135,606.90

 

 

Aggregated

£4.555

29,771

£135,606.90

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.27

13,993

£59,767.49

 

 

Aggregated

£4.271

13,993

£59,767.49

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

 

 

 

US$5.98

871

US$5,210.10

 

 

Aggregated

US$5.982

871

US$5,210.10

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

53,600

£244,148.00

 

 

Aggregated

£4.555

53,600

£244,148.00

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.25

25,193

£106,980.03

 

 

Aggregated

£4.246

25,193

£106,980.03

 

 

 

 

 

 

 

 

 

                   

 

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person

Barry O'Byrne

 

 

 

 

2 - Reason for the notification

Position/status

Chief Executive, Global Commercial Banking

 

 

Initial notification/amendment

 

Initial Notification

 

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

9,754

£44,429.47

 

 

Aggregated

£4.555

9,754

£44,429.47

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.27

4,585

£19,583.64

 

 

Aggregated

£4.271

4,585

£19,583.64

 

 

 

 

 

 

 

 

                 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person

Michael Roberts

 

 

 

 

2 - Reason for the notification

Position/status

Chief Executive, US and Americas

 

 

Initial notification/amendment

 

Initial Notification

 

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisitions under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

176,398

£803,492.89

 

 

Aggregated

£4.555

176,398

£803,492.89

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.27

90,969

£388,550.61

 

 

Aggregated

£4.271

90,969

£388,550.61

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

43,943

£200,160.36

 

 

Aggregated

£4.555

43,943

£200,160.36

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.25

22,662

£96,232.35

 

 

Aggregated

£4.246

22,662

£96,232.35

 

 

 

 

 

 

 

 

                     

 

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person

Ian Stuart

 

 

 

 

2 - Reason for the notification

Position/status

CEO, HSBC UK Bank plc

 

 

Initial notification/amendment

 

Initial Notification

 

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

 

 

 

US$5.98

236

US$1,411.69

 

 

Aggregated

US$5.982

236

US$1,411.69

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

9,666

£44,028.63

 

 

Aggregated

£4.555

9,666

£44,028.63

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.27

4,544

£19,408.52

 

 

Aggregated

£4.271

4,544

£19,408.52

 

 

 

 

                 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person

Peter Wong

 

 

 

 

2 - Reason for the notification

Position/status

Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited

 

 

Initial notification/amendment

 

Initial Notification

 

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

 

 

 

US$5.98

547

US$3,272.01

 

 

Aggregated

US$5.982

547

US$3,272.01

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

55,831

£254,310.20

 

 

Aggregated

£4.555

55,831

£254,310.20

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-12

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.27

8,375

£35,771.65

 

 

Aggregated

£4.271

8,375

£35,771.65

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

 

 

 

US$5.98

1,533

US$9,170.01

 

 

Aggregated

US$5.982

1,533

US$9,170.01

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Acquisition under the HSBC Share Plan 2011

 

Price

 

Volume

Total

 

 

 

 

£4.56

102,022

£464,710.21

 

 

Aggregated

£4.555

102,022

£464,710.21

 

 

 

 

 

 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

 

2021-03-15

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

 

Nature of Transaction:

 

Disposal

 

Price

 

Volume

Total

 

 

 

 

£4.25

5,899

£25,049.63

 

 

Aggregated

£4.246

5,899

£25,049.63

 

 

 

 

 

 

 

 

 

                   

 

 

For any queries related to this notification, please contact: 

 

Larissa Wilson

Shareholder Services 

020 7991 0595

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END
 
 
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