Standard Chartered PLC - Director/PDMR Shareholding
| 1
| Details of the person discharging managerial responsibilities / person closely associated
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| a)
| Name
| Michael Gorriz | ||||
| 2
| Reason for the notification
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| a)
| Position/status
| Group Chief Information Officer | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Standard Chartered PLC | ||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
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| b)
| Nature of the transaction
| Exercise of restricted shares granted in September 2015 under the 2011 Standard Chartered Share Plan
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| c)
| Price(s) and volume(s)
|
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| d)
| Aggregated information
- Aggregated volume
- Price |
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| e)
| Date of the transaction
| 24 September 2018 | ||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||||
| a)
| Name
| Bill Winters | ||||||||||||
| 2
| Reason for the notification
| |||||||||||||
| a)
| Position/status
| Group Chief Executive Officer | ||||||||||||
| b)
| Initial notification /Amendment
| Initial | ||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||||
| a)
| Name
| Standard Chartered PLC | ||||||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||||||||||
| b)
| Nature of the transaction
| i) Application of notional dividend shares to restricted shares granted in September 2015 under the 2011 Standard Chartered Share Plan
ii) Exercise of restricted shares granted in September 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
iii) Sale of shares to cover tax in relation to the transaction described in ii) above
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| c)
| Price(s) and volume(s)
|
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| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||||||||||
| e)
| Date of the transaction
| 24 September 2018 | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Byron Grote | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Non-Executive Director | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Standard Chartered PLC | ||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||
| b)
| Nature of the transaction
| Purchase of shares - Over-the-counter in New York as an "F share" (stock code: SCBFF)
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| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||
| e)
| Date of the transaction
| 21 September 2018 | ||||
| f) | Place of the transaction | New York - NASDAQ | ||||