HSBC HOLDINGS PLC
27 February 2019
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs") and Persons Closely Associated with PMDRs
1. Long Term Incentive Awards
On 25 February 2019, long term incentive awards ("LTI awards") were made to the Executive Directors named below, as part of variable pay for the performance year ended 31 December 2018. An LTI award is an award of US$0.50 ordinary shares ("Shares") in HSBC Holdings plc (the "Company"), with a three year forward-looking performance period commencing on 1 January 2019 and ending on 31 December 2021.
At the end of this performance period, the number of Shares that vest will be determined based upon an assessment by the Group Remuneration Committee of performance against financial and non-financial measures, as detailed in the Directors' Remuneration Report in the Annual Report and Accounts 2018. Subject to that assessment, the shares will vest in five equal annual instalments commencing from March 2022. Upon each vesting, a one year retention period applies.
Directors
| Name | Shares awarded |
| John Flint | 788,933 |
| Marc Moses | 458,567 |
2. Annual Incentive Awards
On 25 February 2019, awards of (i) immediately vested and (ii) deferred Shares were made under the HSBC Share Plan 2011. These awards relate to the performance year ended 31 December 2018 and comprise part of the Group's annual incentive arrangements. The awards were determined by assessing performance during the year against financial and non-financial metrics. For Executive Directors who served during the year ended 31 December 2018, the performance assessment is detailed in the Directors' Remuneration Report in the Annual Report and Accounts 2018. Upon vesting, a one year retention period applies.
(i) Immediately vested awards
Directors
| Name | Shares awarded | Shares sold in respect of Income Tax and Social Security liabilities at £6.2239 per share | Net shares vested |
| John Flint | 155,252 | 72,969 | 82,283 |
| Marc Moses | 106,174 | 49,902 | 56,272 |
Other PDMRs
| Name | Shares awarded | Shares sold in respect of Income Tax and Social Security liabilities at £6.2239 per share | Net shares vested |
| Samir Assaf | 131,589 | 61,847 | 69,742 |
| Patrick Burke | 81,150 | 43,189 | 37,961 |
| Andy Maguire | 84,002 | 39,481 | 44,521 |
| Paulo Maia | 35,720 | 12,502 | 23,218 |
| Charlie Nunn | 64,415 | 30,276 | 34,139 |
| Noel Quinn | 73,165 | 34,388 | 38,777 |
| Antonio Simoes | 40,747 | 19,152 | 21,595 |
| Ian Stuart | 43,882 | 20,625 | 23,257 |
| Peter Wong | 96,159 | 14,424 | 81,735 |
(ii) Deferred Awards
Awards vest in five equal annual tranches commencing in March 2022. Upon vesting, a one year retention period applies.
Other PDMRs
| Name | Shares awarded |
| Samir Assaf | 252,846 |
| Patrick Burke* | 141,089 |
| Andy Maguire | 161,408 |
| Paulo Maia* | 62,104 |
| Charlie Nunn | 123,772 |
| Noel Quinn | 140,585 |
| Antonio Simoes | 78,294 |
| Ian Stuart | 84,320 |
| Peter Wong* | 167,184 |
| * | Awards vest in five equal annual tranches commencing in March 2020. |
Awards were made in London and are based upon the closing Share price on the London Stock Exchange on 22 February 2019 of £6.2350.
3. Share Dealing
On 26 February 2019, Jackson Tai acquired 2,088 American Depositary Shares ("ADS")1,2, representing 10,440 Ordinary Shares at US$40.7800 per ADS.
1ADS are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.
2Jackson Tai's interests in the ADS are as follows:
· 15 ADS are held jointly with his spouse.
· He has a non-beneficial interest in 107 ADS, of which he is a custodian.
· 1,966 ADS are held in a trust, for which Jackson Tai is a trustee and the sole beneficiary.
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
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| Name of natural person | John Flint | | |||||||
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| 2 - Reason for the notification | |||||||||
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| Position/status | Group Chief Executive | ||||||||
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| Initial notification/amendment
| Initial Notification
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| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
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| Full name of the entity | HSBC Holdings plc | ||||||||
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
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| 4 - Details of the transaction(s) | |||||||||
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| Transaction(s) summary table | |||||||||
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| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Acquisition | | Price
| Volume | Total
| | |||
| | | £6.24 | 944,185 | £5,886,993.48 | | ||||
| | Aggregated | £6.235 | 944,185 | £5,886,993.48 | | ||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Disposal | | Price
| Volume | Total
| | |||
| | | £6.22 | 72,969 | £454,151.76 | | ||||
| | Aggregated | £6.224 | 72,969 | £454,151.76 | | ||||
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| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
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| Name of natural person | Marc Moses | | |||||||
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| 2 - Reason for the notification | |||||||||
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| Position/status | Group Chief Risk Officer | ||||||||
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| Initial notification/amendment
| Initial Notification
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| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
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| Full name of the entity | HSBC Holdings plc | ||||||||
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
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| 4 - Details of the transaction(s) | |||||||||
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| Transaction(s) summary table | |||||||||
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| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Acquisition | | Price
| Volume | Total
| | |||
| | | £6.24 | 564,741 | £3,521,160.14 | | ||||
| | Aggregated | £6.235 | 564,741 | £3,521,160.14 | | ||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Disposal | | Price
| Volume | Total
| | |||
| | | £6.22 | 49,902 | £310,585.06 | | ||||
| | Aggregated | £6.224 | 49,902 | £310,585.06 | | ||||
| | | | | | | | |||
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| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
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| Name of natural person | Samir Assaf | | |||||||
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| 2 - Reason for the notification | |||||||||
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| Position/status | Chief Executive, Global Banking and Markets | ||||||||
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| Initial notification/amendment
| Initial Notification
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| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
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| Full name of the entity | HSBC Holdings plc | ||||||||
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
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| 4 - Details of the transaction(s) | |||||||||
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| Transaction(s) summary table | |||||||||
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| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Acquisition | | Price
| Volume | Total
| | |||
| | | £6.24 | 384,435 | £2,396,952.22 | | ||||
| | Aggregated | £6.235 | 384,435 | £2,396,952.22 | | ||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Disposal | | Price
| Volume | Total
| | |||
| | | £6.22 | 61,847 | £384,929.54 | | ||||
| | Aggregated | £6.224 | 61,847 | £384,929.54 | | ||||
| | | | | | | | |||
| | | | | | | | |||
| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
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| Name of natural person | Patrick Burke | | |||||||
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| 2 - Reason for the notification | |||||||||
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| Position/status | President and Chief Executive of HSBC US | ||||||||
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| Initial notification/amendment
| Initial Notification
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| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
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| Full name of the entity | HSBC Holdings plc | ||||||||
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
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| 4 - Details of the transaction(s) | |||||||||
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| Transaction(s) summary table | |||||||||
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| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Acquisition | | Price
| Volume | Total
| | |||
| | | £6.24 | 222,239 | £1,385,660.16 | | ||||
| | Aggregated | £6.235 | 222,239 | £1,385,660.16 | | ||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Disposal | | Price
| Volume | Total
| | |||
| | | £6.22 | 43,189 | £268,804.02 | | ||||
| | Aggregated | £6.224 | 43,189 | £268,804.02 | | ||||
| | | | | | | | |||
| | | | | | | | |||
| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
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| Name of natural person | Andy Maguire | | |||||||
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| 2 - Reason for the notification | |||||||||
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| Position/status | Group Chief Operating Officer | ||||||||
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| Initial notification/amendment
| Initial Notification
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| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
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| Full name of the entity | HSBC Holdings plc | ||||||||
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
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| 4 - Details of the transaction(s) | |||||||||
| | |||||||||
| Transaction(s) summary table | |||||||||
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| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Acquisition | | Price
| Volume | Total
| | |||
| | | £6.24 | 245,410 | £1,530,131.35 | | ||||
| | Aggregated | £6.235 | 245,410 | £1,530,131.35 | | ||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Disposal | | Price
| Volume | Total
| | |||
| | | £6.22 | 39,481 | £245,725.80 | | ||||
| | Aggregated | £6.224 | 39,481 | £245,725.80 | | ||||
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| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
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| Name of natural person | Paulo Maia | | |||||||
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| 2 - Reason for the notification | |||||||||
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| Position/status | Chief Executive, Latin America | ||||||||
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| Initial notification/amendment
| Initial Notification
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| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
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| Full name of the entity | HSBC Holdings plc | ||||||||
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
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| 4 - Details of the transaction(s) | |||||||||
| | |||||||||
| Transaction(s) summary table | |||||||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Acquisition | | Price
| Volume | Total
| | |||
| | | £6.24 | 97,824 | £609,932.64 | | ||||
| | Aggregated | £6.235 | 97,824 | £609,932.64 | | ||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Disposal | | Price
| Volume | Total
| | |||
| | | £6.22 | 12,502 | £77,811.20 | | ||||
| | Aggregated | £6.224 | 12,502 | £77,811.20 | | ||||
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| | | | | | | | |||
| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
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| Name of natural person | Charlie Nunn | | |||||||
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| 2 - Reason for the notification | |||||||||
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| Position/status | Chief Executive, Retail Banking and Wealth Management | ||||||||
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| Initial notification/amendment
| Initial Notification
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| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
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| Full name of the entity | HSBC Holdings plc | ||||||||
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
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| 4 - Details of the transaction(s) | |||||||||
| | |||||||||
| Transaction(s) summary table | |||||||||
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| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Acquisition | | Price
| Volume | Total
| | |||
| | | £6.24 | 188,187 | £1,173,345.94 | | ||||
| | Aggregated | £6.235 | 188,187 | £1,173,345.94 | | ||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Disposal | | Price
| Volume | Total
| | |||
| | | £6.22 | 30,276 | £188,434.80 | | ||||
| | Aggregated | £6.224 | 30,276 | £188,434.80 | | ||||
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| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
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| Name of natural person | Noel Quinn | | |||||||
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| 2 - Reason for the notification | |||||||||
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| Position/status | Chief Executive, Global Commercial Banking | ||||||||
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| Initial notification/amendment
| Initial Notification
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| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
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| Full name of the entity | HSBC Holdings plc | ||||||||
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
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| 4 - Details of the transaction(s) | |||||||||
| | |||||||||
| Transaction(s) summary table | |||||||||
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| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Acquisition | | Price
| Volume | Total
| | |||
| | | £6.24 | 213,750 | £1,332,731.25 | | ||||
| | Aggregated | £6.235 | 213,750 | £1,332,731.25 | | ||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Disposal | | Price
| Volume | Total
| | |||
| | | £6.22 | 34,388 | £214,027.47 | | ||||
| | Aggregated | £6.224 | 34,388 | £214,027.47 | | ||||
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| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
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| Name of natural person | Antonio Simoes | | |||||||
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| 2 - Reason for the notification | |||||||||
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| Position/status | Chief Executive, Global Private Banking | ||||||||
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| Initial notification/amendment
| Initial Notification
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| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
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| Full name of the entity | HSBC Holdings plc | ||||||||
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
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| 4 - Details of the transaction(s) | |||||||||
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| Transaction(s) summary table | |||||||||
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| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Acquisition | | Price
| Volume | Total
| | |||
| | | £6.24 | 119,041 | £742,220.64 | | ||||
| | Aggregated | £6.235 | 119,041 | £742,220.64 | | ||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Disposal | | Price
| Volume | Total
| | |||
| | | £6.22 | 19,152 | £119,200.13 | | ||||
| | Aggregated | £6.224 | 19,152 | £119,200.13 | | ||||
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| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
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| Name of natural person | Ian Stuart | | |||||||
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| 2 - Reason for the notification | |||||||||
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| Position/status | Chief Executive, HSBC UK Bank plc | ||||||||
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| Initial notification/amendment
| Initial Notification
| ||||||||
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| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
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| Full name of the entity | HSBC Holdings plc | ||||||||
| | | ||||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
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| 4 - Details of the transaction(s) | |||||||||
| | |||||||||
| Transaction(s) summary table | |||||||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Acquisition | | Price
| Volume | Total
| | |||
| | | £6.24 | 128,202 | £799,339.47 | | ||||
| | Aggregated | £6.235 | 128,202 | £799,339.47 | | ||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Disposal | | Price
| Volume | Total
| | |||
| | | £6.22 | 20,625 | £128,367.94 | | ||||
| | Aggregated | £6.224 | 20,625 | £128,367.94 | | ||||
| | | | | | | | |||
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| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
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| Name of natural person | Peter Wong | | |||||||
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| 2 - Reason for the notification | |||||||||
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| Position/status | Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited | ||||||||
| | | ||||||||
| Initial notification/amendment
| Initial Notification
| ||||||||
| | | ||||||||
| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
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| Full name of the entity | HSBC Holdings plc | ||||||||
| | | ||||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
| | | ||||||||
| 4 - Details of the transaction(s) | |||||||||
| | |||||||||
| Transaction(s) summary table | |||||||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Acquisition | | Price
| Volume | Total
| | |||
| | | £6.24 | 263,343 | £1,641,943.60 | | ||||
| | Aggregated | £6.235 | 263,343 | £1,641,943.60 | | ||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2019-02-25 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |||
| | Nature of Transaction:
Disposal | | Price
| Volume | Total
| | |||
| | | £6.22 | 14,424 | £89,773.53 | | ||||
| | Aggregated | £6.224 | 14,424 | £89,773.53 | | ||||
| | | | | | | | |||
| | | | | | | | |||
| 1 - Details of the person discharging managerial responsibilities / person closely associated | ||||||||
| | ||||||||
| Name of natural person | Jackson Tai | | ||||||
| | | | ||||||
| 2 - Reason for the notification | ||||||||
| | ||||||||
| Position/status | Non-executive Director | |||||||
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| Initial notification/amendment
| Initial Notification | |||||||
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| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||
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| Full name of the entity | HSBC Holdings plc | |||||||
| | | |||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | |||||||
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| 4 - Details of the transaction(s) | ||||||||
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| Transaction(s) summary table | ||||||||
| | | | | | | | ||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | ||
| | 2019-02-26 | American Depositary Shares ("ADS"). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each. | GB0005405286 | The New York Stock Exchange | USD - United States Dollar | | ||
| | Nature of Transaction:
Acquisition | | Price
| Volume | Total
| | ||
| | | US$40.780 | 122 | US$4,975.16 | | |||
| | Aggregated | US$40.78 | 122 | US$4,975.16
| | |||
| | | | | | | | ||
| 1 - Details of the person discharging managerial responsibilities / person closely associated | ||||||||
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| Name of natural person | Jackson Tai | | ||||||
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| 2 - Reason for the notification | ||||||||
| | ||||||||
| Position/status | Trustee of JPT Pension Plan, person closely associated with Jackson Tai, Non-executive Director | |||||||
| | | |||||||
| Initial notification/amendment | Initial Notification | |||||||
| | | |||||||
| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||
| | ||||||||
| Full name of the entity | HSBC Holdings plc | |||||||
| | | |||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | |||||||
| | | |||||||
| 4 - Details of the transaction(s) | ||||||||
| | ||||||||
| Transaction(s) summary table | ||||||||
| | | | | | | | ||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | ||
| | 2019-02-26 | American Depositary Shares ("ADS"). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each. | GB0005405286 | The New York Stock Exchange | USD - United States Dollar | | ||
| | Nature of Transaction:
Acquisition | | Price
| Volume | Total
| | ||
| | | US$40.780 | 1,966 | US$80,173.48 | | |||
| | Aggregated | US$40.78 | 1,966 | US$80,173.48
| | |||
| | | | | | | | ||
For any queries related to this notification, please contact:
Larissa Wilson
Shareholder Services
020 7991 0595