FORM 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

 

 

REPORT OF FOREIGN ISSUER

Pursuant to Rule 13a-16 or 15d-16

under the Securities Exchange Act of 1934

For the month of May 2016

Commission File Number 1-32575

 

 

Royal Dutch Shell plc

(Exact name of registrant as specified in its charter)

 

 

30, Carel van Bylandtlaan, 2596 HR The Hague

The Netherlands

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F  x            Form 40-F  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨.             No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-             

 

 

 


The following is the text of an announcement released to the London Stock Exchange by Royal Dutch Shell plc on May 18, 2016

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii    Royal Dutch Shell plc    
   
2 Reason for the notification (please tick the appropriate box or boxes):     
   
An acquisition or disposal of voting rights    x    
   
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached    ¨    
   
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments    ¨    
   
An event changing the breakdown of voting rights    ¨    
   
Other (please specify):    ¨    
   
3. Full name of person(s) subject to the notification obligation:    BlackRock, Inc.
   
4. Full name of shareholder(s) (if different from 3.):     
   
5. Date of the transaction and date on which the threshold is crossed or reached: v    17 May 2016
   
6. Date on which issuer notified:    18 May 2016
   
7. Threshold(s) that is/are crossed or reached:    Voting rights attached to shares holding for BlackRock, Inc. has gone below 5%


8. Notified details:   
 
A: Voting rights attached to shares   

Class/type of shares

 

if possible using the ISIN CODE

   Situation previous to the
triggering transaction
   Resulting situation after the triggering transaction  
  

Number of

Shares

  

Number of

Voting Rights

  

Number

of shares  

     Number of voting
rights
     % of voting
rights
 
         Direct      Direct      Indirect      Direct      Indirect  
GB00B03MLX29    237,927,217    237,927,217      N/A         N/A         245,741,458         N/A         3.06
GB00B03MM408    236,008,110    236,008,110      N/A         N/A         118,023,427         N/A         1.47

 

B: Qualifying Financial Instruments   
 
Resulting situation after the triggering transaction   
Type of financial instrument    Expiration  
date
  

Exercise/

Conversion  
Period

  

Number of voting

rights that may be

acquired if the

instrument is

exercised/ converted.

   % of voting
rights
 
Securities Lending              134,418,201        1.67
American Depository Receipt (GB00B03MLX29)              3,199,404        0.03
American Depository Receipt (GB00B03MM408)              1,638,668        0.02

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
 
Resulting situation after the triggering transaction
Type of financial instrument    Exercise  
price
   Expiration  
date
   Exercise/
Conversion  
period
   Number of voting rights  
instrument refers to
   % of voting rights
                           Nominal      Delta  
CFD                   2,967,664    0.03%    0.03%

 

Total (A+B+C)     
   
Number of voting rights    Percentage of voting rights
505,988,822    6.30%


9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

 

See Annex

 

         

 

Proxy Voting:
   
10. Name of the proxy holder:     
   
11. Number of voting rights proxy holder will cease to hold:     
   
12. Date on which proxy holder will cease to hold voting rights:     

 

13. Additional information:     
   
14. Contact name:   

Mark Edwards

Royal Dutch Shell plc

   
15. Contact telephone number:    +44 20 7934 2817


Name    % of voting
rights if it
equals or is
higher than the  
notifiable
threshold
   % of voting rights  
through financial  
instruments if it
equals or is higher  
than the notifiable  
threshold
   Total of both if
it equals or is
higher than the
notifiable
threshold

BlackRock, Inc.

              

Trident Merger, LLC

              

BlackRock Investment Management, LLC

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock International Holdings, Inc.

              

BR Jersey International Holdings L.P.

              

BlackRock Group Limited

              

BlackRock Investment Management (UK) Limited

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock Holdco 4, LLC

              

BlackRock Holdco 6, LLC

              

BlackRock Delaware Holdings Inc.

              

BlackRock Fund Advisors

              

BlackRock Institutional Trust Company, National Association

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock International Holdings, Inc.

              

BR Jersey International Holdings L.P.

              

BlackRock Australia Holdco Pty. Ltd.

              

BlackRock Investment Management (Australia) Limited

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock International Holdings, Inc.

              


Name    % of voting
rights if it
equals or is
higher than the  
notifiable
threshold
   % of voting rights  
through financial  
instruments if it
equals or is higher  
than the notifiable  
threshold
   Total of both if
it equals or is
higher than the
notifiable
threshold

BR Jersey International Holdings L.P.

              

BlackRock (Singapore) Holdco Pte. Ltd.

              

BlackRock Asia-Pac Holdco, LLC

              

BlackRock HK Holdco Limited

              

BlackRock Cayco Limited

              

BlackRock Trident Holding Company Limited

              

BlackRock Japan Holdings GK

              

BlackRock Japan Co., Ltd.

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock International Holdings, Inc.

              

BR Jersey International Holdings L.P.

              

BlackRock Group Limited

              

BlackRock Advisors (UK) Limited

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock Holdco 4, LLC

              

BlackRock Holdco 6, LLC

              

BlackRock Delaware Holdings Inc.

              

BlackRock Fund Advisors

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock Capital Holdings, Inc.

              

BlackRock Advisors, LLC

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock International Holdings, Inc.

              

BR Jersey International Holdings L.P.

              

BlackRock Holdco 3, LLC

              

BlackRock Canada Holdings LP

              

BlackRock Canada Holdings ULC

              

BlackRock Asset Management Canada Limited

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock International Holdings, Inc.

              


Name    % of voting
rights if it
equals or is
higher than the  
notifiable
threshold
   % of voting rights  
through financial  
instruments if it
equals or is higher  
than the notifiable  
threshold
   Total of both if
it equals or is
higher than the
notifiable
threshold

BR Jersey International Holdings L.P.

              

BlackRock Group Limited

              

BlackRock Investment Management (UK) Limited

              

BlackRock Asset Management Deutschland AG

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock International Holdings, Inc.

              

BR Jersey International Holdings L.P.

              

BlackRock Group Limited

              

BlackRock (Netherlands) B.V.

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock International Holdings, Inc.

              

BR Jersey International Holdings L.P.

              

BlackRock Group Limited

              

BlackRock International Limited

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock International Holdings, Inc.

              

BR Jersey International Holdings L.P.

              

BlackRock (Singapore) Holdco Pte. Ltd.

              

BlackRock Asia-Pac Holdco, LLC

              

BlackRock HK Holdco Limited

              

BlackRock Asset Management North Asia Limited

              
                

BlackRock, Inc.

              

Xulu, Inc.

              
                

BlackRock, Inc.

              

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock International Holdings, Inc.

              

BR Jersey International Holdings L.P.

              

BlackRock (Singapore) Holdco Pte. Ltd.

              

BlackRock (Singapore) Limited

              
                

BlackRock, Inc.

              


Name    % of voting
rights if it
equals or is
higher than the  
notifiable
threshold
   % of voting rights  
through financial  
instruments if it
equals or is higher  
than the notifiable  
threshold
   Total of both if
it equals or is
higher than the
notifiable
threshold

BlackRock Holdco 2, Inc.

              

BlackRock Financial Management, Inc.

              

BlackRock Capital Holdings, Inc.

              

BlackRock Advisors, LLC

              

BlackRock Capital Management, Inc.

              


This Report on Form 6-K is incorporated by reference into:

a) the Registration Statement on Form F-3 of Royal Dutch Shell plc and Shell International Finance B.V. (Registration Numbers 333-199736 and 333-199736-01); and

b) the Registration Statements on Forms S-8 of Royal Dutch Shell plc (Registration Numbers 333-126715, 333-141397, 333-171206, 333-192821 and 333-200953).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Royal Dutch Shell plc

(Registrant)

By:  

/s/ M Edwards

  Name:   M Edwards
  Title:   Deputy Company Secretary

Date: May 19, 2016