For filings with the FCA include the annex
For filings with issuer ex clude the annex
TR-1: NOT I F IC A T ION OF M AJOR I NTEREST IN SH A RES i
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1 . Identity of the issuer or the underl ying i ssuer of existing shar es to whi ch voting rights are att ached: ii |
SPIRAX-SARCO ENGINEERING PLC |
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2 Re a son for the notification (plea se tick t he a p propri a te b ox or b o x es): |
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An acq uisition or disposal of v oting rig hts |
X |
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An acq uisition or disposal of q uali f ying fin anci al instru ments w hich m ay result in t he acq uisition of s hares a lready issu ed to w hich v oting ri g hts are att ach ed |
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An acq uisition or disposal of in struments with simil ar eco no mic effect to q uali f ying fin ancial instruments |
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An e v ent c h a n ging the breakd o wn of v oting rig hts |
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Other ( ple ase s peci f y): |
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3 . Full n ame of per s on( s) subj ect to the notification obligation: iii |
Fiera Capital Cor porati on |
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4 . Full n ame of s h areholder(s) (if differe nt from 3.): iv |
PORTFO L IO HOLDI N GS BN PP IP BELGIUM - G.A. 2 8 ,2 38 OIL INVES T MENT CORP OICL 1 1 3,7 72 1 9 3 NBC EURO PEAN EQUITY 9 ,6 62 CR BNC FON DS PRINCIPAL US 9 0,6 92 COAST CONSERVATION 3 ,5 66 FON DS FIERA ACTIONS 5 4,2 69 FIERA INTERNATION AL 2 1 5 ,4 78 8 3 7 FDS DIV EQUILIBRE IN TL 2 2,4 21 8 6 7 ACTIONS MON DIA LES 1 8 4 ,6 38 8 3 8 FDS DIV. CROISSANCE 1 3 ,4 72 FON DS ACTIONS 8,1 82 FON DS DE PLAC E MENT DU 1 3,4 54 D UFF & P H E LPS 1 1 ,3 03 FIERA CAP GLOBAL EQUITY 4 6 ,1 97 L EGACY PRIV ATE TRUST 2 ,8 30 FON DS FIERA ACTIONS 1 2 9,8 02 CHICAGO LABORERS' AND 1 6,4 21 |
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M ICROSOFT RUSS E LL 9 2,8 20 RUSSELL INVESTMENT 1 4 2,5 29 RIC IV P LC RUSSELL AL P HA 4,1 43 RIL STICHTING 5 4,2 23 RIL ALGEMEEN 6 ,3 24 RIC V RUSS E LL GSEO FU ND 1 3,6 56 RIM NATION AL PENSION 1 6 ,2 63 RUSSELL W ORLD EQUITY 1 8 ,6 31 RUSSELL (RCCF A ND RIC) - 1 7 3,7 90 H UNTINGTON INGA L LS 5 4,1 35 FIERA GL OBAL EQUITY FU ND 5 5 8,3 58 FON DS FIERA SCE P TRE 6 7,9 99 FIERA CAPITAL 4 ,0 79 TENNESSEE CONSO LIDATED 3 4 4,5 16 P UBLIC E M P LOYEE 1 0 0 ,6 39 AON HEWITT CIT - FIERA 4 6,4 51 M ARSHFIELD CLINIC SA LARY 2 2,7 76 CAISSE DE RETRAITE 1 1 2,7 19 FI DUCIE G LOBA LE DU R.B.A. 1 0,0 00 L ON DON LIFE BA LANCED 6 ,7 29 CAISSE PRIVE 1 1 0,6 01 GOL DMAN SACHS NON-US 6 0 ,9 00 GOL DMAN SACHS NON-US 1 1 ,6 07 GOL DMAN SACHS NON-US 2 7 ,9 09 FIERA GL OBAL EQUITY FU ND 4 8 ,3 51 INTERNATIONAL EQUITY 1 2 1,0 89 GLOBAL EQUITY LON G-ON LY 2 0 1,0 77 FIERA ASSET MANAGEMENT 2 8 0 ,4 65 L ORTRON HO LDING 8 ,1 00 GB DEFENSIVE 6,0 62 |
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T OTAL 3,6 9 1,3 38 |
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5 . Date of the tra n sa ction and date on w hi ch the threshold is cros sed or reac h ed: v |
June 23, 2 0 17 |
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6 . Date on w hich i ss u er notified: |
June 29, 2 0 17 |
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7 . Threshold(s) th at i s/are cros sed or reac h ed: v i , vii |
Cr ossed a bo ve 5% |
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8. Notified details: |
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A : Voting rights att ached to shar es v iii, ix |
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Clas s/t ype of shar es
i f po ss ible u sing the I SIN CO DE |
S ituation previous t o the t riggering t ransac tion |
Resulting si tuation after the triggering transac tion |
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Number of S hares |
Number of V oting Rights |
Number o f shar es |
Number of voting r ights |
% of voting rights x |
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Direct |
xi Direct |
x i i Indirect |
Direct |
Indirect |
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Or dina ry sha res
G B 00 B WFGQN14 |
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2,9 69,3 97 |
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3,691,338 |
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5.02% |
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B: Qualif ying Financial Instruments |
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Resulting si tuation after the triggering t ransac tion |
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T y pe of financial inst rument |
E xpiration date x i ii |
E xe rcise/ Conversion Period x i v |
Number of voting r ights that m ay be acquired if the inst rument is exercised/ con ver ted. |
% of voting r ights |
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C: Financial Instruments with similar economic eff ect to Qu alif ying Financ i al Instrum ents xv , x vi |
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Resulting si tuation after the triggering transac tion |
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T y pe of financial inst rument |
E xe rcise price |
E xpiration date x vii |
E xe rcise/ Conversion period x viii |
Number of voting rights inst rument refers to |
% of voting rights x i x , xx |
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Nominal |
Delta |
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Tot al ( A +B+ C) |
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Number of voting rights |
P ercentage of voting righ ts |
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3,691,338 |
5.02% |
9 . Chain of controll ed undertakings throu gh whi ch the voting rights and/or the financial instruments are eff ectiv e ly held, if applicabl e: x x i
Fiera Capital Cor porati on, a d uly register portfolio mana g er r e gistered in all t he provinces a nd territori es of Ca n a da, acts as in v estment ad viser and has in v estm ent discr etion a n d/or c on trol for all the s hare holders list ed in box 4 a bo v e.
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Proxy Voting: |
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10 . Name of the proxy holder: |
N/A |
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11 . Numb er of v oting rights proxy holder will c ea se to hold: |
N/A |
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12 . Date on which proxy holder will c e ase to hold voting rights: |
N/A |
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13 . Additional inform ation: |
N/A |
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14 . Contact name: |
Rebecca McLe od Vice Presid ent, Le g al and C orporate Affairs Fiera Capital Cor porati on |
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15 . Contact t e l ephone numbe r: |
514 . 95 4 . 6 4 7 3 (Ca na da) |