Name
|
Number of Shares vested
|
Noel
Quinn
|
61,830
|
Marc
Moses
|
42,268
|
Ewen
Stevenson
|
42,268
|
Name
|
Shares
awarded1
|
Citi
Awards Replaced
|
Michael
Roberts
|
106,262
|
Award
for the 2015 performance year 2
|
Michael
Roberts
|
128,021
|
Award
for the 2016 performance year 3
|
Michael
Roberts
|
158,460
|
Award
for the 2017 performance year 4
|
Michael
Roberts
|
240,387
|
Award
for the 2018 performance year 5
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Noel
Quinn
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Interim
Group Chief Executive
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2019-11-11
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition under the HSBC Share Plan 2011
|
|
£5.96
|
61,830
|
£368,259.48
|
|
||
|
Aggregated
|
£5.956
|
61,830
|
£368,259.48
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Marc
Moses
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Chief Risk Officer
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2019-11-11
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition under the HSBC Share Plan 2011
|
|
£5.96
|
42,268
|
£251,748.21
|
|
||
|
Aggregated
|
£5.956
|
42,268
|
£251,748.21
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Ewen
Stevenson
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Chief Financial Officer
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2019-11-11
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition under the HSBC Share Plan 2011
|
|
£5.96
|
42,268
|
£251,748.21
|
|
||
|
Aggregated
|
£5.956
|
42,268
|
£251,748.21
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Michael
Roberts
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
President
and Chief Executive Officer, HSBC USA
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2019-11-11
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition under the HSBC Share Plan 2011
|
|
£6.03
|
633,130
|
£3,817,773.90
|
|
||
|
Aggregated
|
£6.03
|
633,130
|
£3,817,773.90
|
|
||
|
|
|
|
|
|
|
HSBC
Holdings plc
|
|
|
|
|
By:
|
|
Name:
Richard Gray
|
|
Title:
Group Company Secretary
|
|
|
|
Date:
12 November
2019
|