FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a - 16 or 15d - 16 of
 
the Securities Exchange Act of 1934
 
 
 
For the month of March
 
HSBC Holdings plc
 
42nd Floor, 8 Canada Square, London E14 5HQ, England
 
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
 
Form 20-F X Form 40-F  
 
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
 
Yes  No X
 
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-   ).
 
 
 
  
 
HSBC HOLDINGS PLC
 
13 March 2020
 
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")
 
 
 
1.   Annual Incentive awards (Performance Year 2017)
 
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2018 as a part of variable pay for the performance year ended 31 December 2017.
 
On 11 March 2020, the second tranche of the Awards granted in 2018 vested and the following transactions took place in London:
 
 
Other PDMRs
 
Name
 
Total number of Shares vested
 
 
Number of Shares sold at £4.847773 per Share1
 
Georges Elhedery
21,645
4,866
Paulo Maia
10,145
3,551
Stephen Moss
13,660
6,421
Charlie Nunn
9,807
4,610
Barry O'Byrne
7,692
3,616
Peter Wong
22,809
3,422
 
1 Includes shares sold to cover withholding tax.
 
 
2.   Annual Incentive awards (Performance Year 2016)
 
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2017 as a part of variable pay for the performance year ended 31 December 2016.
 
 
On 12 March 2020, tranches of the Awards granted in 2017 vested and the following transactions took place in London:
 
 
Directors
 
Name
 
Additional Shares issued in lieu of the 2019 4th interim dividend1
 
Total number of Shares vested
 
Number of Shares sold at £4.524582 per Share2
 
Noel Quinn
 
 
2,626
 
17,114
 
8,044
 

 
Other PDMRs
 
Name
 
Additional Shares issued in lieu of the 2019 4th interim dividend1
 
Total number of Shares vested
 
Number of Shares sold at £4.524582 per Share2
 
Georges Elhedery
 
1,365
 
15,026
 
2,372
 
Pam Kaur
 
2,005
 
13,069
 
6,143
 
Paulo Maia
 
 
1,183
 
13,017
 
4,556
Stephen Moss
 
 
1,294
 
14,241
 
6,694
Charlie Nunn
 
 
725
 
7,971
 
3,747
Barry O'Byrne
 
 
453
 
14,753
 
6,934
Ian Stuart
 
 
1,708
 
11,138
 
5,235
Peter Wong
 
 
2,284
 
25,134
 
3,771
 
1 At US$6.6338 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 27 February and 4 March 2020, converted into USD.
2 Includes shares sold to cover withholding tax.
 
The Directors are required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for six months from the original vesting date.
 
 
3.   Replacement Awards
 
On 12 March 2020, deferred replacement awards (the "Replacement Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") that were granted to PDMRs as a result of their HSBC appointments vested and the following transactions took place in London:
 
 
Directors
 
Name
 
Additional Shares issued in lieu of the 2019 4th interim dividend1
 
Total number of Shares vested
 
Number of Shares sold at £4.524582 per Share2
 
Ewen Stevenson3
 
-
 
84,397
 
39,667
Ewen Stevenson4
 
-
 
64,022
 
30,091
 
Other PDMRs
 
Name
 
Additional Shares issued in lieu of the 2019 4th interim dividend1
 
Total number of Shares vested
 
Number of Shares sold at £4.524582 per Share2
 
Barry O'Byrne5
 
185
 
6,028
 
2,834
 
Michael Roberts6
 
-
 
106,262
 
52,037
 
Michael Roberts7
 
-
 
64,010
 
31,346
 
Michael Roberts8
 
-
 
52,291
 
25,607
 
Michael Roberts9
 
-
 
60,096
 
29,430
 
 
1 At US$6.6338 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 27 February and 4 March 2020, converted into USD.
2 Includes shares sold to cover withholding tax.
3 The final tranche of the 28 May 2019 Replacement Award for Performance Year 2014. A six-month retention period will apply.
The first tranche of 28 May 2019 Replacement Award for Performance Year 2015. A six-month retention period will apply.
Full vesting of 14 August 2017 Replacement Award for Performance Year 2015.
Full vesting of 11 November 2019 Replacement Award for Performance Year 2015.
The first tranche of the 11 November 2019 Replacement Award for Performance Year 2016.
The first tranche of the 11 November 2019 Replacement Award for Performance Year 2017.
The first tranche of the 11 November 2019 Replacement Award for Performance Year 2018.
 
 
The vesting price for awards on 11 March 2020 is based on the closing Share price on the London Stock Exchange on 10 March 2020 of £4.7850. The vesting price for awards on 12 March 2020 is based on the closing Share price on the London Stock Exchange on 11 March 2020 of £4.8550.
 
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Noel Quinn
 
 
 
 
2 - Reason for the notification
 
Position/status
Interim Group Chief Executive
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$6.63
2,626
US$17,420.36
 
 
Aggregated
US$6.634
2,626
US$17,420.36
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.86
17,114
£83,088.47
 
 
Aggregated
£4.855
17,114
£83,088.47
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.52
8,044
£36,395.74
 
 
Aggregated
£4.525
8,044
£36,395.74
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Ewen Stevenson
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Financial Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisitions under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.86
148,419
£720,574.24
 
 
Aggregated
£4.855
148,419
£720,574.24
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.52
69,758
£315,625.79
 
 
Aggregated
£4.525
69,758
£315,625.79
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Georges Elhedery
 
 
 
 
2 - Reason for the notification
 
Position/status
Co-Head of Global Banking and Markets
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.78
21,645
£103,571.32
 
 
Aggregated
£4.785
21,645
£103,571.32
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.85
4,866
£23,589.26
 
 
Aggregated
£4.848
4,866
£23,589.26
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$6.63
1,365
US$9,055.14
 
 
Aggregated
US$6.634
1,365
US$9,055.14
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.86
15,026
£72,951.23
 
 
Aggregated
£4.855
15,026
£72,951.23
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.52
2,372
£10,732.31
 
 
Aggregated
£4.525
2,372
£10,732.31
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Pam Kaur
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Risk Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$6.63
2,005
US$13,300.77
 
 
Aggregated
US$6.634
2,005
US$13,300.77
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.86
13,069
£63,450.00
 
 
Aggregated
£4.855
13,069
£63,450.00
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.52
6,143
£27,794.51
 
 
Aggregated
£4.525
6,143
£27,794.51
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Paulo Maia
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Latin America, HSBC and Executive Chairman, HSBC Mexico
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.78
10,145
£48,543.82
 
 
Aggregated
£4.785
10,145
£48,543.82
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.85
3,551
£17,214.44
 
 
Aggregated
£4.848
3,551
£17,214.44
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$6.63
1,183
US$7,847.79
 
 
Aggregated
US$6.634
1,183
US$7,847.79
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.86
13,017
£63,197.54
 
 
Aggregated
£4.855
13,017
£63,197.54
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.52
4,556
£20,614.00
 
 
Aggregated
£4.525
4,556
£20,614.00
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Stephen Moss
 
 
 
 
2 - Reason for the notification
 
Position/status
Regional Chief Executive for Europe; the Middle East, North Africa and Turkey; Latin America; and Canada
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.78
13,660
£65,363.10
 
 
Aggregated
£4.785
13,660
£65,363.10
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.85
6,421
£31,127.55
 
 
Aggregated
£4.848
6,421
£31,127.55
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$6.63
1,294
US$8,584.14
 
 
Aggregated
US$6.634
1,294
US$8,584.14
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.86
14,241
£69,140.06
 
 
Aggregated
£4.855
14,241
£69,140.06
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.52
6,694
£30,287.55
 
 
Aggregated
£4.525
6,694
£30,287.55
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Charlie Nunn
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Wealth and Personal Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.78
9,807
£46,926.50
 
 
Aggregated
£4.785
9,807
£46,926.50
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.85
4,610
£22,348.23
 
 
Aggregated
£4.848
4,610
£22,348.23
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$6.63
725
US$4,809.50
 
 
Aggregated
US$6.634
725
US$4,809.50
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.86
7,971
£38,699.20
 
 
Aggregated
£4.855
7,971
£38,699.20
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.52
3,747
£16,953.61
 
 
Aggregated
£4.525
3,747
£16,953.61
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Barry O'Byrne
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Commercial Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.78
7,692
£36,806.22
 
 
Aggregated
£4.785
7,692
£36,806.22
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.85
3,616
£17,529.55
 
 
Aggregated
£4.848
3,616
£17,529.55
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$6.63
638
US$4,232.36
 
 
Aggregated
US$6.634
638
US$4,232.36
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisitions under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.86
20,781
£100,891.76
 
 
Aggregated
£4.855
20,781
£100,891.76
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.52
9,768
£44,196.12
 
 
Aggregated
£4.525
9,768
£44,196.12
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Ian Stuart
 
 
 
 
2 - Reason for the notification
 
Position/status
CEO, HSBC UK Bank plc
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$6.63
1,708
US$11,330.53
 
 
Aggregated
US$6.634
1,708
US$11,330.53
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.86
11,138
£54,074.99
 
 
Aggregated
£4.855
11,138
£54,074.99
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.52
5,235
£23,686.19
 
 
Aggregated
£4.525
5,235
£23,686.19
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Michael Roberts
 
 
 
 
2 - Reason for the notification
 
Position/status
President and Chief Executive Officer, HSBC USA
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisitions under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.86
282,659
£1,372,309.44
 
 
Aggregated
£4.855
282,659
£1,372,309.44
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.52
138,420
£626,292.64
 
 
Aggregated
£4.525
138,420
£626,292.64
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Peter Wong
 
 
 
 
2 - Reason for the notification
 
Position/status
Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.79
22,809
£109,141.07
 
 
Aggregated
£4.785
22,809
£109,141.07
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.85
3,422
£16,589.08
 
 
Aggregated
£4.848
3,422
£16,589.08
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$6.63
2,284
US$15,151.60
 
 
Aggregated
US$6.634
2,284
US$15,151.60
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC Share Plan 2011
 
Price
 
Volume
Total
 
 
 
 
£4.86
25,134
£122,025.57
 
 
Aggregated
£4.855
25,134
£122,025.57
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2020-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£4.52
3,771
£17,062.20
 
 
Aggregated
£4.525
3,771
£17,062.20
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
For any queries related to this notification, please contact: 
 
 
Larissa Wilson
Shareholder Services 
020 7991 0595
 
 
 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
HSBC Holdings plc
 
 
 
By:
 
Name: Aileen Taylor
 
Title: Group Company Secretary and Chief Governance Officer
 
 
 
Date: 13 March 2020