SECURITIES AND EXCHANGE COMMISSION 
 
Washington, D.C. 20549 
 
FORM 6-K 
 
REPORT OF FOREIGN PRIVATE ISSUER 
 
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934 
 
For the month of April, 2020
 
PRUDENTIAL PUBLIC LIMITED COMPANY 
 
(Translation of registrant's name into English) 
 
1 Angel Court, London,
England, EC2R 7AG
(Address of principal executive offices)


 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X           Form 40-F


Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes              No X


 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Michael Wells
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Annual Incentive Plan to be released in April 2023
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 10.49
83,782
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
83,782
 
10.49
e)
 
Date of the transactions
 
2020-04-09
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mark FitzPatrick
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Financial Officer and Chief Operating Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Annual Incentive Plan to be released in April 2023
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 10.49
48,780
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
48,780
 
GBP 10.49
e)
 
Date of the transactions
 
2020-04-09
f)
 
Place of the transactions
 
London Stock Exchange


 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
James Turner
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Risk and Compliance Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Annual Incentive Plan to be released in April 2023
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 10.49
42,125
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
42,125
 
GBP 10.49
e)
 
Date of the transactions
 
2020-04-09
f)
 
Place of the transactions
 
London Stock Exchange
 

 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Michael Falcon
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Executive Officer of Jackson Holdings LLC (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
American Depositary Receipt ("ADR")
 
 
74435K204
 
b)
 
Nature of the transactions
 
 
(i)         Receipt of an award under the Prudential Long Term Incentive Plan to vest in April 2023 subject to the achievement of performance criteria
(ii)        Receipt of an award under the Annual Incentive Plan to be released in April 2023
(iii)       Receipt of an award under the Restricted Stock Plan 2015 to be released in April 2023
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
USD 25.87
123,695
 
(ii)
USD 25.87
 
65,021
(iii)
USD 25.87
121,072
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
309,788
 
USD 25.87
e)
 
Date of the transactions
 
2020-04-09
f)
 
Place of the transactions
 
New York Stock Exchange
 
 
 
 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Nicolaos Nicandrou
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Executive, Prudential Corporation Asia (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Prudential Long Term Incentive Plan to vest in April 2023 subject to the achievement of performance criteria
(ii)   Receipt of an award under the Annual Incentive Plan to be released in April 2023
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 10.49
273,381
 
(ii)
GBP 10.49
 
75,965
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
349,346
 
GBP 10.49
e)
 
Date of the transactions
 
2020-04-09
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Al-Noor Ramji
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Digital Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Prudential Long Term Incentive Plan to vest in April 2023 subject to the achievement of performance criteria
(ii)   Receipt of an award under the Annual Incentive Plan to be released in April 2023
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 10.49
103,527
 
(ii)
GBP 10.49
 
55,958
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
159,485
 
GBP 10.49
e)
 
Date of the transactions
 
2020-04-09
f)
 
Place of the transactions
London Stock Exchange
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Jolene Chen
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Human Resources Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)         Receipt of an award under the Prudential Long Term Incentive Plan to vest in April 2023 subject to the achievement of performance criteria
(ii)        Receipt of an award under the Annual Incentive Plan to be released in April 2023
(iii)       Receipt of an award under the PCA Deferred Bonus Plan to be released in April 2022
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 10.49
86,841
 
(ii)
GBP 10.49
8,650
 
(iii)
GBP 10.49
 
59,050
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
154,541
 
GBP 10.49
e)
 
Date of the transactions
 
2020-04-09
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Michael Wells
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential Group Share Incentive Plan
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
GBP 10.405
 
19
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
19
 
GBP 10.405
 
e)
 
Date of the transaction
 
2020-04-08
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mark FitzPatrick
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Financial Officer and Chief Operating Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential Group Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
GBP 10.405
19
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
19
 
GBP 10.405
e)
 
Date of the transaction
 
2020-04-08
f)
 
Place of the transaction
 
London Stock Exchange
 
 
 
 
 
 
Additional information
 
The Prudential plc Remuneration Committee will consider all relevant factors when the 2020 Prudential Long Term Incentive Plan awards vest in April 2023 and may reduce vesting levels to ensure that PDMRs do not benefit from windfall gains. These factors will include the timing and extent of the recovery of the share prices of Prudential, its peer group and the indices on which it is listed, the performance of the Company over the period 2020 - 2022 and any other considerations that the Committee deems relevant. 
 
In the case of shares being granted under the Prudential Long Term Incentive Plan these awards are subject to a further 2 year holding period which cannot be charged, pledged, transferred or otherwise encumbered following release.
 
Prudential plc is not affiliated in any manner with Prudential Financial, Inc., a company whose principal place of business is in the United States of America nor with the Prudential Assurance Company, a subsidiary of M&G plc, a company incorporated in the United Kingdom.
 
Contact
 
Jennie Webb, Share Plans and Share Capital Manager, +44 (0)20 3977 9750
Chris Smith, Deputy Group Secretary, +44 (0)20 3977 9639
 
 
 
 
 
 
 
 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
 
 
Date: 09 April 2020
 
 
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
 
 
By: /s/ Chris Smith
 
 
 
Chris Smith
 
Deputy Group Secretary