1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Michael Wells
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Executive (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Annual Incentive Plan to be released
in April 2023
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
10.49
|
83,782
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
83,782
10.49
|
||
e)
|
Date of the transactions
|
2020-04-09
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Mark FitzPatrick
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Financial Officer and Chief Operating Officer
(PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Annual Incentive Plan to be released
in April 2023
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
10.49
|
48,780
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
48,780
GBP 10.49
|
||
e)
|
Date of the transactions
|
2020-04-09
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
James Turner
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Risk and Compliance Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Annual Incentive Plan to be released
in April 2023
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
10.49
|
42,125
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
42,125
GBP 10.49
|
||
e)
|
Date of the transactions
|
2020-04-09
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Michael Falcon
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief Executive Officer of Jackson Holdings LLC (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
American Depositary Receipt ("ADR")
74435K204
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to vest in April 2023 subject to the achievement of performance
criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2023
(iii)
Receipt of an award under the Restricted Stock Plan 2015 to be
released in April 2023
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
USD
25.87
|
123,695
|
||
(ii)
|
USD
25.87
|
65,021
|
||
(iii)
|
USD
25.87
|
121,072
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
309,788
USD 25.87
|
||
e)
|
Date of the transactions
|
2020-04-09
|
||
f)
|
Place of the transactions
|
New York Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Nicolaos Nicandrou
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief Executive, Prudential Corporation Asia (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to vest in April 2023 subject to the achievement of performance
criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2023
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
10.49
|
273,381
|
||
(ii)
|
GBP
10.49
|
75,965
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
349,346
GBP 10.49
|
||
e)
|
Date of the transactions
|
2020-04-09
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Al-Noor Ramji
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Digital Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to vest in April 2023 subject to the achievement of performance
criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2023
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
10.49
|
103,527
|
||
(ii)
|
GBP
10.49
|
55,958
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
159,485
GBP 10.49
|
||
e)
|
Date of the transactions
|
2020-04-09
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Jolene Chen
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Human Resources Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to vest in April 2023 subject to the achievement of performance
criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2023
(iii)
Receipt of an award under the PCA Deferred Bonus Plan to be
released in April 2022
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
10.49
|
86,841
|
||
(ii)
|
GBP
10.49
|
8,650
|
||
(iii)
|
GBP
10.49
|
59,050
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
154,541
GBP 10.49
|
||
e)
|
Date of the transactions
|
2020-04-09
|
||
f)
|
Place of the transactions
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Michael Wells
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Executive (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition of shares through the Prudential Group Share Incentive
Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 10.405
|
19
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
19
GBP 10.405
|
|
e)
|
Date of the transaction
|
2020-04-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Mark FitzPatrick
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Financial Officer and Chief Operating Officer
(PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition of shares through the Prudential Group Share Incentive
Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 10.405
|
19
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
19
GBP 10.405
|
|
e)
|
Date of the transaction
|
2020-04-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
PRUDENTIAL
PUBLIC LIMITED COMPANY
|
|
|
|
By:
/s/ Chris Smith
|
|
|
|
Chris
Smith
|
|
Deputy
Group Secretary
|