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TR-1:NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||||||||||||||
1. Identity of the issuer or the underlying issuer | DE LA RUE PLC | ||||||||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||||||||
An acquisition or disposal of voting rights | x | ||||||||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | | ||||||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | | ||||||||||||||||
An event changing the breakdown of voting rights | | ||||||||||||||||
Other (please specify): | | | |||||||||||||||
3. Full name of person(s) subject to the | Neptune Investment Management Limited | ||||||||||||||||
4. Full name of shareholder(s) | n/a | ||||||||||||||||
5. Date of the transaction and date on | 8th November 2016 | ||||||||||||||||
6. Date on which issuer notified: | 9th November 2016 | ||||||||||||||||
7. Threshold(s) that is/are crossed or | Below 5% | ||||||||||||||||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type of
| Situation previous | Resulting situation after the triggering transaction | |||||||||||||||
Number | Number | Number | Number of voting | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
GB00B3DGH821 | 5,097,251 | 5,097,251 | 5,036,027 | 5,036,027 | n/a | 4.95% | n/a | ||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial | Expiration | Exercise/ | Number of voting | % of voting | |||||||||||||
n/a | n/a | n/a | n/a | n/a | |||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial | Exercise price | Expiration date xvii | Exercise/ | Number of voting rights instrument refers to
| % of voting rights xix, xx
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n/a | n/a | n/a | n/a | n/a | Nominal | Delta | |||||||||||
n/a | n/a | ||||||||||||||||
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Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
5,036,027 | 4.95% | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the | |||||||||||||||||
n/a | |||||||||||||||||
Proxy Voting: | |||||||||||||||||
10. Name of the proxy holder: | n/a | ||||||||||||||||
11. Number of voting rights proxy holder will cease | n/a | ||||||||||||||||
12. Date on which proxy holder will cease to hold | n/a | ||||||||||||||||
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14. Contact name: | Kieran Raymond | ||||||||||||||||
15. Contact telephone number: | 020 3249 0197 | ||||||||||||||||
Ed Peppiatt
Company Secretary
De La Rue plc
01256 605343
9 November 2016