HSBC HOLDINGS PLC
15 March 2018
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")
1. Annual Incentive awards (Performance Year 2015)
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2016 as a part of variable pay for the performance year ended 31 December 2015.
On 13 March 2018, the second tranche of the Awards granted in 2016 vested and the following transactions took place in London. The remainder of the Awards will vest in 2019:
Directors
|
Name
|
Additional Shares issued in lieu of the 2017 4th interim dividend1
|
Total number of Shares vested
|
Number of Shares sold at £7.0074 per Share2
|
|
John Flint
|
2,025
|
49,417
|
23,226
|
|
Iain Mackay
|
1,099
|
26,821
|
12,606
|
|
Marc Moses
|
850
|
20,760
|
20,760
|
Other PDMRs
|
Name
|
Additional Shares issued in lieu of the 2017 4th interim dividend1
|
Total number of Shares vested
|
Number of Shares sold at £7.0074 per Share2
|
|
Samir Assaf
|
2,826
|
68,945
|
32,405
|
|
Peter Boyles
|
1,246
|
30,413
|
13,686
|
|
Patrick Burke
|
2,292
|
55,933
|
29,768
|
|
Andy Maguire
|
1,672
|
40,793
|
19,173
|
|
Paulo Maia
|
1,110
|
27,093
|
9,483
|
|
Charlie Nunn
|
575
|
14,016
|
6,588
|
|
Noel Quinn
|
1,333
|
32,537
|
15,293
|
|
Antonio Simoes
|
1,544
|
37,678
|
17,709
|
|
Peter Wong
|
2,113
|
51,568
|
7,736
|
1
At
US$10.0177 per Share being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 22 February and 28 February 2018 converted into USD.
2
Includes shares sold to cover withholding tax.
The Directors may separately retain such number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for six months from the original vesting date.
2. Annual Incentive awards (Performance Year 2014)
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2015 as a part of variable pay for the performance year ended 31 December 2014.
On 14 March 2018, the final tranche of the Awards granted in 2015 vested and the following transactions took place in London.
Directors
|
Name
|
Additional Shares issued in lieu of the 2017 4th interim dividend1
|
Total number of Shares vested
|
Number of Shares sold at £6.9321 per Share2
|
|
John Flint
|
581
|
28,298
|
13,301
|
|
Iain Mackay
|
380
|
18,503
|
8,697
|
|
Marc Moses
|
453
|
22,059
|
22,059
|
Other PDMRs
|
Name
|
Additional Shares issued in lieu of the 2017 4th interim dividend1
|
Total number of Shares vested
|
Number of Shares sold at £6.9321 per Share2
|
|
Samir Assaf
|
922
|
44,937
|
21,121
|
|
Peter Boyles
|
448
|
21,792
|
9,807
|
|
Patrick Burke
|
509
|
24,797
|
13,197
|
|
Andy Maguire
|
543
|
26,419
|
12,417
|
|
Paulo Maia
|
201
|
9,810
|
3,553
|
|
Charlie Nunn
|
131
|
6,388
|
3,003
|
|
Noel Quinn
|
338
|
16,470
|
5,703
|
|
Antonio Simoes
|
357
|
17,373
|
8,166
|
|
Peter Wong
|
803
|
39,086
|
5,863
|
1
At
US$10.0177 per Share being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 22 February and 28 February 2018 converted into USD.
2
Includes shares sold to cover withholding tax.
The Directors may separately retain such number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for six months from the original vesting date.
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
|
1 - Details of the person discharging managerial responsibilities / person closely associated
|
|
|
Name of natural person
|
John Flint
|
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
|
Position/status
|
Group Chief Executive
|
|
|
|
|
Initial notification/amendment
|
Initial Notification
|
|
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
2,025
|
US$20,285.84
|
|
Aggregated
|
US$10.018
|
2,025
|
US$20,285.84
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£7.06
|
49,417
|
£348,686.35
|
|
Aggregated
|
£7.056
|
49,417
|
£348,686.35
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£7.01
|
23,226
|
£162,753.87
|
|
Aggregated
|
£7.007
|
23,226
|
£162,753.87
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
581
|
US$5,820.28
|
|
Aggregated
|
US$10.018
|
581
|
US$5,820.28
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£6.98
|
28,298
|
£197,463.44
|
|
Aggregated
|
£6.978
|
28,298
|
£197,463.44
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.93
|
13,301
|
£92,203.86
|
|
Aggregated
|
£6.932
|
13,301
|
£92,203.86
|
| |
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities / person closely associated
|
|
|
Name of natural person
|
Iain Mackay
|
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
|
Position/status
|
Group Finance Director
|
|
|
|
|
Initial notification/amendment
|
Initial Notification
|
|
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
1,099
|
US
$11,009.45
|
|
Aggregated
|
US$10.018
|
1,099
|
US$11,009.45
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£7.06
|
26,821
|
£189,248.98
|
|
Aggregated
|
£7.056
|
26,821
|
£189,248.98
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£7.01
|
12,606
|
£88,335.28
|
|
Aggregated
|
£7.007
|
12,606
|
£88,335.28
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
380
|
US
$3,806.73
|
|
Aggregated
|
US$10.018
|
380
|
US$3,806.73
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£6.98
|
18,503
|
£129,113.93
|
|
Aggregated
|
£6.978
|
18,503
|
£129,113.93
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.93
|
8,697
|
£60,288.47
|
|
Aggregated
|
£6.932
|
8,697
|
£60,288.47
|
| |
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities / person closely associated
|
|
|
Name of natural person
|
Marc Moses
|
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
|
Position/status
|
Group Chief Risk Officer
|
|
|
|
|
Initial notification/amendment
|
Initial Notification
|
|
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
850
|
US
$8,515.05
|
|
Aggregated
|
US$10.018
|
850
|
US$8,515.05
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£7.06
|
20,760
|
£146,482.56
|
|
Aggregated
|
£7.056
|
20,760
|
£146,482.56
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£7.01
|
20,760
|
£145,473.62
|
|
Aggregated
|
£7.007
|
20,760
|
£145,473.62
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
453
|
US
$4,538.02
|
|
Aggregated
|
US$10.018
|
453
|
US$4,538.02
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£6.98
|
22,059
|
£153,927.70
|
|
Aggregated
|
£6.978
|
22,059
|
£153,927.70
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.93
|
22,059
|
£152,915.19
|
|
Aggregated
|
£6.932
|
22,059
|
£152,915.19
|
| |
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities / person closely associated
|
|
|
Name of natural person
|
Samir Assaf
|
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
|
Position/status
|
Chief Executive, Global Banking and Markets
|
|
|
|
|
Initial notification/amendment
|
Initial Notification
|
|
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
2,826
|
US
$28,310.02
|
|
Aggregated
|
US$10.018
|
2,826
|
US$28,310.02
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£7.06
|
68,945
|
£486,475.92
|
|
Aggregated
|
£7.056
|
68,945
|
£486,475.92
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£7.01
|
32,405
|
£227,074.80
|
|
Aggregated
|
£7.007
|
32,405
|
£227,074.80
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
922
|
US$9,236.32
|
|
Aggregated
|
US$10.018
|
922
|
US$9,236.32
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£6.98
|
44,937
|
£313,570.39
|
|
Aggregated
|
£6.978
|
44,937
|
£313,570.39
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.93
|
21,121
|
£146,412.88
|
|
Aggregated
|
£6.932
|
21,121
|
£146,412.88
|
| |
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities / person closely associated
|
|
|
Name of natural person
|
Peter Boyles
|
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
|
Position/status
|
Chief Executive of Global Private Banking
|
|
|
|
|
Initial notification/amendment
|
Initial Notification
|
|
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
1,246
|
US
$12,482.05
|
|
Aggregated
|
US$10.018
|
1,246
|
US$12,482.05
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£7.06
|
30,413
|
£214,594.13
|
|
Aggregated
|
£7.056
|
30,413
|
£214,594.13
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£7.01
|
13,686
|
£95,903.28
|
|
Aggregated
|
£7.007
|
13,686
|
£95,903.28
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
448
|
US
$4,487.93
|
|
Aggregated
|
US$10.018
|
448
|
US$4,487.93
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£6.98
|
21,792
|
£152,064.58
|
|
Aggregated
|
£6.978
|
21,792
|
£152,064.58
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.93
|
9,807
|
£67,983.10
|
|
Aggregated
|
£6.932
|
9,807
|
£67,983.10
|
| |
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities / person closely associated
|
|
|
Name of natural person
|
Patrick Burke
|
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
|
Position/status
|
President and Chief Executive of HSBC US
|
|
|
|
|
Initial notification/amendment
|
Initial Notification
|
|
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
2,292
|
US$22,960.57
|
|
Aggregated
|
US$10.018
|
2,292
|
US$22,960.57
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£7.06
|
55,933
|
£394,663.25
|
|
Aggregated
|
£7.056
|
55,933
|
£394,663.25
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£7.01
|
29,768
|
£208,596.28
|
|
Aggregated
|
£7.007
|
29,768
|
£208,596.28
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
509
|
US$5,099.01
|
|
Aggregated
|
US$10.018
|
509
|
US$5,099.01
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£6.98
|
24,797
|
£173,033.47
|
|
Aggregated
|
£6.978
|
24,797
|
£173,033.47
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.93
|
13,197
|
£91,482.92
|
|
Aggregated
|
£6.932
|
13,197
|
£91,482.92
|
| |
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities / person closely associated
|
|
|
Name of natural person
|
Andy Maguire
|
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
|
Position/status
|
Group Chief Operating Officer
|
|
|
|
|
Initial notification/amendment
|
Initial Notification
|
|
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
1,672
|
US$16,749.59
|
|
Aggregated
|
US$10.018
|
1,672
|
US$16,749.59
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£7.06
|
40,793
|
£287,835.41
|
|
Aggregated
|
£7.056
|
40,793
|
£287,835.41
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£7.01
|
19,173
|
£134,352.88
|
|
Aggregated
|
£7.007
|
19,173
|
£134,352.88
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
543
|
US$5,439.61
|
|
Aggregated
|
US$10.018
|
543
|
US
$5,439.61
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£6.98
|
26,419
|
£184,351.78
|
|
Aggregated
|
£6.978
|
26,419
|
£184,351.78
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.93
|
12,417
|
£86,075.89
|
|
Aggregated
|
£6.932
|
12,417
|
£86,075.89
|
| |
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities / person closely associated
|
|
|
Name of natural person
|
Paulo Maia
|
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
|
Position/status
|
Chief Executive, Latin America
|
|
|
|
|
Initial notification/amendment
|
Initial Notification
|
|
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
1,110
|
US$11,119.65
|
|
Aggregated
|
US$10.018
|
1,110
|
US
$11,119.65
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£7.06
|
27,093
|
£191,168.21
|
|
Aggregated
|
£7.056
|
27,093
|
£191,168.21
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£7.01
|
9,483
|
£66,451.17
|
|
Aggregated
|
£7.007
|
9,483
|
£66,451.17
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
201
|
US
$2,013.56
|
|
Aggregated
|
US$10.018
|
201
|
US
$2,013.56
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£6.98
|
9,810
|
£68,454.18
|
|
Aggregated
|
£6.978
|
9,810
|
£68,454.18
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.93
|
3,553
|
£24,629.75
|
|
Aggregated
|
£6.932
|
3,553
|
£24,629.75
|
| |
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities / person closely associated
|
|
|
Name of natural person
|
Charlie Nunn
|
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
|
Position/status
|
Chief Executive, Retail Banking and Wealth Management
|
|
|
|
|
Initial notification/amendment
|
Initial Notification
|
|
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
575
|
US
$5,760.18
|
|
Aggregated
|
US$10.018
|
575
|
US
$5,760.18
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£7.06
|
14,016
|
£98,896.90
|
|
Aggregated
|
£7.056
|
14,016
|
£98,896.90
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£7.01
|
6,588
|
£46,164.75
|
|
Aggregated
|
£7.007
|
6,588
|
£46,164.75
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
131
|
US$1,312.32
|
|
Aggregated
|
US$10.018
|
131
|
US$1,312.32
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£6.98
|
6,388
|
£44,575.46
|
|
Aggregated
|
£6.978
|
6,388
|
£44,575.46
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.93
|
3,003
|
£20,817.10
|
|
Aggregated
|
£6.932
|
3,003
|
£20,817.10
|
| |
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities / person closely associated
|
|
|
Name of natural person
|
Noel Quinn
|
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
|
Position/status
|
Chief Executive, Global Commercial Banking
|
|
|
|
|
Initial notification/amendment
|
Initial Notification
|
|
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
1,333
|
US
$13,353.59
|
|
Aggregated
|
US$10.018
|
1,333
|
US$13,353.59
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£7.06
|
32,537
|
£229,581.07
|
|
Aggregated
|
£7.056
|
32,537
|
£229,581.07
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£7.01
|
15,293
|
£107,164.17
|
|
Aggregated
|
£7.007
|
15,293
|
£107,164.17
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
338
|
US
$3,385.98
|
|
Aggregated
|
US$10.018
|
338
|
US$3,385.98
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£6.98
|
16,470
|
£114,927.66
|
|
Aggregated
|
£6.978
|
16,470
|
£114,927.66
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.93
|
5,703
|
£39,533.77
|
|
Aggregated
|
£6.932
|
5,703
|
£39,533.77
|
| |
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities / person closely associated
|
|
|
Name of natural person
|
Antonio Simoes
|
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
|
Position/status
|
Chief Executive, HSBC Bank plc
|
|
|
|
|
Initial notification/amendment
|
Initial Notification
|
|
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
1,544
|
US
$15,467.33
|
|
Aggregated
|
US$10.018
|
1,544
|
US$15,467.33
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£7.06
|
37,678
|
£265,855.97
|
|
Aggregated
|
£7.056
|
37,678
|
£265,855.97
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£7.01
|
17,709
|
£124,094.05
|
|
Aggregated
|
£7.007
|
17,709
|
£124,094.05
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
357
|
US
$3,576.32
|
|
Aggregated
|
US$10.018
|
357
|
US$3,576.32
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£6.98
|
17,373
|
£121,228.79
|
|
Aggregated
|
£6.978
|
17,373
|
£121,228.79
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.93
|
8,166
|
£56,607.53
|
|
Aggregated
|
£6.932
|
8,166
|
£56,607.53
|
| |
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities / person closely associated
|
|
|
Name of natural person
|
Peter Wong
|
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
|
Position/status
|
Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
|
|
|
|
|
Initial notification/amendment
|
Initial Notification
|
|
|
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
2,113
|
US$21,167.40
|
|
Aggregated
|
US$10.018
|
2,113
|
US
$21,167.40
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£7.06
|
51,568
|
£363,863.81
|
|
Aggregated
|
£7.056
|
51,568
|
£363,863.81
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-13
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£7.01
|
7,736
|
£54,209.25
|
|
Aggregated
|
£7.007
|
7,736
|
£54,209.25
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
Nature of Transaction:
Award of dividend shares
|
|
Price
|
Volume
|
Total
|
|
US$10.02
|
803
|
US
$8,044.21
|
|
Aggregated
|
US$10.018
|
803
|
US
$8,044.21
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Vesting of award
|
|
Price
|
Volume
|
Total
|
|
£6.98
|
39,086
|
£272,742.11
|
|
Aggregated
|
£6.978
|
39,086
|
£272,742.11
|
| |
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-03-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.93
|
5,863
|
£40,642.90
|
|
Aggregated
|
£6.932
|
5,863
|
£40,642.90
|
| |
|
|
|
|
|
|
|
|
For
any queries related to this notification please contact:
Larissa Wilson
Shareholder Services
020 7991 0595