RNS Number : 5213X
HSBC Holdings PLC
24 November 2017
 
 

HSBC HOLDINGS PLC

 

24 November 2017

 

Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs

The following acquisitions relating to dividends of US$0.50 ordinary shares (the "Shares") were made on 22 November 2017:

Directors

Name

Price per Share / ADS1

Shares acquired

Kathleen Casey

US$49.00001

 

18 American Depositary Shares 1

(representing 90 ordinary shares of US$0.50 each)

Henri de Castries

US$9.8000

172

 

Stuart Gulliver

US$9.8000

30,623

Irene Lee

US$9.8000

106

 

Iain Mackay

US$9.8000

17,121

Heidi Miller

US$49.00001

8 American Depositary Shares 1

(representing 40 ordinary shares of US$0.50 each)

Marc Moses

US$9.8000

17,308

Other PDMRs

Name

Price per Share

Shares acquired

Samir Assaf

US$9.8000

16,876

 

Peter Boyles

US$9.8000

£7.4037

4,033

2,963

Patrick Burke

US$9.8000

£7.4010

4,703

2,098

John Flint

US$9.8000

6,251

 

Andy Maguire

US$9.8000

2,776

 

Paulo Maia

US$9.8000

£7.4037

£7.4205

2,611

2,158

4

Noel Quinn

US$9.8000

 

3,463

Antonio Simoes

US$9.8000

3,548

 

Peter Wong

US$9.8000

£7.4037

10,744

8,467

 

Persons closely associated ("CAP") with the PDMR

Name

Price per Share

Shares acquired

Camay Wong

(CAP of Peter Wong)

US$9.8000

 

246

1 American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.

The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

            Kathleen Casey

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Non-executive Director

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each

GB0005405286

Outside a trading venue

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$49.00

18

$882.00

 

Aggregated

$49.00

18

$882.00

 

                 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

            Henri de Castries

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Non-executive Director

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$9.80

172

$1,685.60

 

Aggregated

$9.80

172

$1,685.60

 

                 

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

            Stuart Gulliver

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Group Chief Executive

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$ 9.80

30,623

$300,105.40

 

Aggregated

$9.80

30,623

$300,105.40

 

                 

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

            Irene Lee

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Non-executive Director

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$9.80

106

$1,038.80

 

Aggregated

$9.80

106

$1,038.80

 

                 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

             Iain Mackay 

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Group Finance Director

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$9.80

17,121

$167,785.80

 

Aggregated

$9.80

17,121

$167,785.80

 

                 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

            Heidi Miller 

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Non-executive Director

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each.

GB0005405286

Outside a trading venue

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$49.00

8

$392.00

 

Aggregated

$49.00

8

$392.00

 

                 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

             Marc Moses 

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Group Chief Risk Officer

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$9.80

17,308

$169,618.40

 

Aggregated

$9.80

17,308

$169,618.40

 

                 

 

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

             Samir Assaf

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Chief Executive, Global Banking and Markets  

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$9.80

16,876

$165,384.80

 

Aggregated

$9.80

16,876

$165,384.80

 

                 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

             Peter Boyles

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Chief Executive, Global Private Banking

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

£7.40

2,963

£21,937.16

 

Aggregated

£7.404

2,963

£21,937.16

 

                 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$9.80

4,033

$39,523.40

 

Aggregated

$9.80

4,033

$39,523.40

 

                 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

            Patrick Burke

 

 

 

 

 

2 - Reason for the notification

 

Position/status

President and Chief Executive of HSBC US

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

£7.40

2,098

£15,527.30

 

Aggregated

£7.401

2,098

£15,527.30

 

                 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$9.80

4,703

$46,089.40

 

Aggregated

$9.80

4,703

$46,089.40

 

                 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

             John Flint

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Chief Executive, Retail Banking and Wealth Management

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD -United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$9.80

6,251

$61,259.80

 

Aggregated

$9.80

6,251

$61,259.80

 

                 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

             Andy Maguire

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Group Chief Operating Officer

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$9.80

2,776

$27,204.80

 

Aggregated

$9.80

2,776

$27,204.80

 

                 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

             Paulo Maia

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Chief Executive, Latin America

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

£7.40

2,158

£ 15,977.18

 

£7.42

4

£ 29.68

 

Aggregated

£7.404

2,162

£ 16,006.87

 

                 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$9.80

2,611

$25,587.80

 

Aggregated

$9.80

2,611

$25,587.80

 

                 

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

             Noel Quinn

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Chief Executive, Global Commercial Banking

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$9.80

3,463

$33,937.40

 

Aggregated

$9.80

3,463

$33,937.40

 

                 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

             Antonio Simoes

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Chief Executive, HSBC Bank plc 

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$9.80

3,548

$34,770.40

 

Aggregated

$9.80

3,548

$34,770.40

 

                 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

             Peter Wong

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited 

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

£7.40

8,467

£ 62,687.13

 

Aggregated

£7.404

8,467

£ 62,687.13

 

                 

 

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

 

Volume

Total

 

$9.80

10,744

$105,291.20

 

Aggregated

$9.80

10,744

$105,291.20

 

                 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

             Camay Wong

 

 

 

 

 

2 - Reason for the notification

 

Position/status

Person closely associated with Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited     

 

 

Initial notification/amendment

Initial Notification

 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc

 

 

Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency

 

2017-11-22

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD -United States Dollar

 

Nature of Transaction:

 

Acquisition

 

Price

Volume

Total

$9.80

246

$2,410.80

 

Aggregated

$9.80

246

$2,410.80

 

                 

 

 

 

 

 

For any queries related to this notification, please contact:

JJ Williams

Shareholder Services

020 3268 3568


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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