RNS Number : 4848K
HSBC Holdings PLC
10 April 2018
 

 

 

 

HSBC HOLDINGS PLC

 

10 April 2018

 

Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs

 

The following transactions relating to dividends of US$0.50 ordinary shares (the "Shares") were made on 6 April 2018:

 

 

Directors                                      

Name

Shares acquired/allocated

Price per Share/ADS

Kathleen Casey

39 American Depositary Shares (representing 195 ordinary shares of US$0.50 each) 

US$50.09031

 

Henri de Castries

358

US$10.0177

John Flint

7,031

US$10.0177

Irene Lee

221

US$10.0177

Iain Mackay

27,249

US$10.0177

Heidi Miller

17 American Depositary Shares (representing 85 ordinary shares of US$0.50 each)

US$47.29501

Marc Moses

27,248

US$10.0177

Mark Tucker

5,785

US$10.0177

1 American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.

Other PDMRs                                

Name

Shares acquired/allocated

Price per Share

Samir Assaf

19,992

US$10.0177

Peter Boyles

4,891

6,425

US$10.0177

£6.6662

Patrick Burke

2,989

6,305

US$10.0177

£6.6554

Andy Maguire

3,550

US$10.0177

Paulo Maia

2,935

11

4,677

US$10.0177

£6.6571

£6.6662

Charlie Nunn

537

US$10.0177

Noel Quinn

3,813

US$10.0177

Antonio Simoes

3,981

US$10.0177

Peter Wong

                           20,352

18,358

US$10.0177

£6.6662

 

 



 

Persons closely associated ("CAP") with a PDMR      

Name

Shares acquired/allocated

Price per Share

Camay Wong (CAP of Peter Wong)

511

US$10.0177

 

 

The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Kathleen Casey





2 - Reason for the notification


Position/status

Non-executive Director



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc Ordinary shares of US$0.50 each

GB0005405286

Outside of a trading venue

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$50.09

39

US$1,953.52



Aggregated

US$50.090

39

US$1,953.52

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Henri de Castries





2 - Reason for the notification


Position/status

Non-executive Director



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

358

US$3,586.34



Aggregated

US$10.018

358

US$3,586.34

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

John Flint





2 - Reason for the notification


Position/status

Group Chief Executive



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

7,031

US$70,434.45



Aggregated

US$10.018

7,031

US$70,434.45

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Irene Lee





2 - Reason for the notification


Position/status

Non-executive Director



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

221

US$2,213.91



Aggregated

US$10.018

221

US$2,213.91

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Iain Mackay





2 - Reason for the notification


Position/status

Group Finance Director



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

27,249

US$272,972.31



Aggregated

US$10.018

27,249

US$272,972.31

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Heidi Miller





2 - Reason for the notification


Position/status

Non-executive Director



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc Ordinary shares of US$0.50 each

GB0005405286

Outside a trading venue

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$47.30

17

US$804.02



Aggregated

US$47.295

17

US$804.02

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Marc Moses





2 - Reason for the notification


Position/status

Group Chief Risk Officer



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

27,248

US$272,962.29



Aggregated

US$10.018

27,248

US$272,962.29

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Mark Tucker





2 - Reason for the notification


Position/status

Non-executive Group Chairman



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

5,785

US$57,952.39



Aggregated

US$10.018

5,785

US$57,952.39

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Samir Assaf





2 - Reason for the notification


Position/status

Chief Executive, Global Banking and Markets



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

19,992

US$200,273.86



Aggregated

US$10.018

19,992

US$200,273.86

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Peter Boyles





2 - Reason for the notification


Position/status

Chief Executive of Global Private Banking



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

4,891

US$48,996.57



Aggregated

US$10.018

4,891

US$48,996.57

 



 

 







Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.67

6,425

£42,830.34



Aggregated

£6.666

6,425

£42,830.34

 

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Patrick Burke





2 - Reason for the notification


Position/status

President and Chief Executive of HSBC US



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

2,989

US$29,942.91



Aggregated

US$10.018

2,989

US$29,942.91

 



 

 







Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.66

6,305

£41,962.30



Aggregated

£6.655

6,305

£41,962.30

 

 

 








 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Andy Maguire





2 - Reason for the notification


Position/status

Group Chief Operating Officer



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

3,550

US$35,562.84



Aggregated

US$10.018

3,550

US$35,562.84

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Paulo Maia





2 - Reason for the notification


Position/status

Chief Executive, Latin America



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

2,935

US$29,401.95



Aggregated

US$10.018

2,935

US$29,401.95

 



 

 







Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.66

11

£73.23



Aggregated

£6.657

11

£73.23

 


 

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.67

4,677

£31,177.82



Aggregated

£6.666

4,677

£31,177.82

 









 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Charlie Nunn





2 - Reason for the notification


Position/status

Chief Executive, Retail Banking and Wealth Management



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

537

US$5,379.50



Aggregated

US$10.018

537

US$5,379.50

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Noel Quinn





2 - Reason for the notification


Position/status

Chief Executive, Global Commercial Banking



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

3,813

US$38,197.49



Aggregated

US$10.018

3,813

US$38,197.49

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Antonio Simoes





2 - Reason for the notification


Position/status

Chief Executive, HSBC Bank plc



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

3,981

US$39,880.46



Aggregated

US$10.018

3,981

US$39,880.46

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Peter Wong





2 - Reason for the notification


Position/status

Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

20,352

US$203,880.23



Aggregated

US$10.018

20,352

US$203,880.23

 



 

 






 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.67

18,358

£122,378.10



Aggregated

£6.666

18,358

£122,378.10

 

 

 


 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Camay Wong





2 - Reason for the notification


Position/status

Closely associated person of Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2018-04-06

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$10.02

511

US$5,119.04



Aggregated

US$10.018

511

US$5,119.04

 









 

 

For any queries related to this notification, please contact:  

 

JJ Williams

Shareholder Services 

020 3268 3568

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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