TR-1: notification of major interests in shares
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Helios Underwriting plc
| ||
| 2. Reason for the notification (please tick the appropriate box or boxes) | | ||
| An acquisition or disposal of voting rights | ü | ||
| An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
| An event changing the breakdown of voting rights | |||
| Other (please specify):___________________________________________ | |||
| 3. Full name of person(s) subject to the notification obligation: | Helium Special Situations Fund | ||
| 4. Full name of shareholder(s) (if different from 3.):
| | ||
| 5. Date of the transaction (and date on which the threshold is crossed or reached if different): | 06/10/2016 | ||
| 6. Date on which issuer notified: | 06/10/2016 | ||
| 7. Threshold(s) that is/are crossed or reached: | 6% | ||
| 8. Notified details: |
n/a |
| |
1.
1. 1. 1.
| A: Voting rights attached to shares | ||||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the Triggering transaction | Resulting situation after the triggering transaction | ||||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | ||||
| Direct | Direct | Indirect | Direct | Indirect | ||||
| GB00B23XLS45 | 0 | 0 | 866'667 | 866'667 | - | 6.14% | - | |
| B: Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument | Expiration date | Exercise/ Conversion Period/ Date | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
| - | - | - | - | - |
| Total (A+B) | |
| Number of voting rights | % of voting rights |
| 866'667 | 6.14% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
| n/a |
| Proxy Voting: | |
| 10. Name of the proxy holder: | n/a |
| 11. Number of voting rights proxy holder will cease to hold: | n/a |
| 12. Date on which proxy holder will cease to hold voting rights: | n/a |
| 13. Additional information: | - |
| 14. Contact name: | Christian Benz, ISPartners (Co-Advisor to the Helium Special Situations Fund) |
| 15. Contact telephone number: | +41 43 888 7342 |