UNILEVER PLC
|
|
/S/ R SOTAMAA
By R SOTAMAA
CHIEF LEGAL OFFICER AND GROUP SECRETARY
|
Exhibit
|
99.1
|
Stock Exchange announcement dated
|
1 April
2020
|
entitled
|
Completion of Horlicks acquisition from GSK
|
Exhibit
|
99.2
|
Stock Exchange announcement dated
|
9 April
2020
|
entitled
|
Director/PDMR
Shareholding
|
Exhibit
|
99.3
|
Stock Exchange announcement dated
|
27
April 2020
|
entitled
|
Listing Rule 9.2.6E statement
|
Exhibit
|
99.4
|
Stock Exchange announcement dated
|
29
April 2020
|
entitled
|
Director/PDMR
Shareholding
|
Exhibit
|
99.5
|
Stock Exchange announcement dated
|
30
April 2020
|
entitled
|
Membership of Board Committees
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Graeme
Pitkethly
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Financial Officer (Director)
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Purchase
of shares under the Unilever PLC Share Incentive Plan.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£40.67
|
3
|
||
e)
|
Aggregated information
- Volume
- Total
|
3
£122.01
|
|
f)
|
Date of the transaction
|
2020-04-08
|
|
g)
|
Place of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Fabian
Garcia
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
North America (a member of the Unilever Leadership Executive
("ULE"))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC American Depositary Receipts each representing 1 ordinary 3 1/9
pence share
CUSIP904767704
|
|
b)
|
Nature
of the transaction
|
Transition
award of conditional Unilever PLC ADRs with a potential
maximum vesting level of 200%; the transition award will vest in 4
equal tranches.
|
|
c)
|
Currency
|
USD -
United States Dollar
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
$0.00
|
43,539
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
43,539
$0.00
|
|
f)
|
Date of
the transaction
|
2020-04-24
|
|
g)
|
Place
of the transaction
|
New
York Stock Exchange - XNYS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Sunny
Jain
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
Beauty & Personal Care (a member of the Unilever Leadership
Executive ("ULE"))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC American Depositary Receipts each representing 1 ordinary 3 1/9
pence share
CUSIP904767704
|
|
b)
|
Nature
of the transaction
|
1.
8,528 shares acquired as part of investment of annual bonus
(investment shares) under the Management Co-Investment Plan 2010
(MCIP) operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix;
2.
17,056 shares is the total maximum grant of 200% (initial grant
8,528) which is a conditional grant of matching shares under the
MCIP operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix. ULE members receive a corresponding number
of performance-related shares (matching shares) under the MCIP.
Matching shares will be awarded in the same form as the investment
shares (i.e. in NV or PLC shares or a 50/50 mix).
|
|
c)
|
Currency
|
USD -
United States Dollar
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
$51.58
|
8,528
|
||
$0.00
|
8,528
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
17,056
$439,874.24
|
|
f)
|
Date of
the transaction
|
2020-04-24
|
|
g)
|
Place
of the transaction
|
New
York Stock Exchange - XNYS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Sanjiv
Mehta
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
South Asia (a member of the Unilever Leadership Executive
("ULE"))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
1.
4,604 shares acquired as part of investment of annual bonus
(investment shares) under the Management Co-Investment Plan 2010
(MCIP) operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix;
2.
9,208 shares is the total maximum grant of 200% (initial grant
4,604) which is a conditional grant of matching shares under the
MCIP operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix. ULE members receive a corresponding number
of performance-related shares (matching shares) under the MCIP.
Matching shares will be awarded in the same form as the investment
shares (i.e. in NV or PLC shares or a 50/50 mix)
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£40.92
|
4,604
|
||
£0.00
|
4,604
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
9,208
£188,395.68
|
|
f)
|
Date of
the transaction
|
2020-04-24
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Leena
Nair
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
HR Officer (a member of the Unilever Leadership Executive
("ULE"))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
1.
4,310 PLC shares acquired as part of investment of annual bonus
(investment shares) under the Management Co-Investment Plan 2010
(MCIP) operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix; This ULE member acquired PLC shares in a
50/50 mix;
2.
8,620 shares is the total maximum grant of 200% (initial grant
4,310) which is a conditional grant of matching shares under the
MCIP operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix. ULE members receive a corresponding number
of performance-related shares (matching shares) under the MCIP.
Matching shares will be awarded in the same form as the investment
shares (i.e. in NV or PLC shares or a 50/50 mix)
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£40.92
|
4,310
|
||
£0.00
|
4,310
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
8,620
£176,365.20
|
|
f)
|
Date of
the transaction
|
2020-04-24
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Graeme
Pitkethly
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Director
(CFO, a member of the Unilever Leadership Executive
("ULE"))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
1.
15,863 PLC shares acquired as part of investment of annual bonus
(investment shares) under the Management Co-Investment Plan 2010
(MCIP) operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix; This ULE member chose to receive PLC shares
only;
2.
31,726 shares is the total maximum grant of 200% (initial grant
15,863) which is a conditional grant of matching shares under the
MCIP operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix. ULE members receive a corresponding number
of performance-related shares (matching shares) under the MCIP.
Matching shares will be awarded in the same form as the investment
shares (i.e. in NV or PLC shares or a 50/50 mix).
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£40.92
|
15,863
|
||
£0.00
|
15,863
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
31,726
£649,113.96
|
|
f)
|
Date of
the transaction
|
2020-04-24
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Richard
Slater
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
R&D Officer (a member of the Unilever Leadership Executive
("ULE"))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
1.
8,051 PLC shares acquired as part of investment of annual bonus
(investment shares) under the Management Co-Investment Plan 2010
(MCIP) operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix; This ULE member chose to receive PLC shares
only.
2.
16,102 shares is the total maximum grant of 200% (initial grant
8,051) which is a conditional grant of matching shares under the
MCIP operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix. ULE members receive a corresponding number
of performance-related shares (matching shares) under the MCIP.
Matching shares will be awarded in the same form as the investment
shares (i.e. in NV or PLC shares or a 50/50 mix)
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
40.92
|
8,051
|
||
£0.00
|
8,051
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
16,102
£329,446.92
|
|
f)
|
Date of
the transaction
|
2020-04-24
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|