TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
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1. Identity of the issuer or the underlying issuer | Standard Chartered PLC LEI: U4LOSYZ7YG4W3S5F2G91 | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | | |||
An event changing the breakdown of voting rights | X | |||
Other (please specify): | | | ||
3. Full name of person(s) subject to the | Aberdeen Asset Managers Limited (and/or acting for its affiliates) as discretionary investment manager on behalf of multiple portfolios | |||
4. Full name of shareholder(s) | | |||
5. Date of the transaction and date on | 29 November 2016 | |||
6. Date on which issuer notified: |
6 January 2017
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7. Threshold(s) that is/are crossed or |
Increasing above 5% | |||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type of
| Situation previous | Resulting situation after the triggering transaction | |||||||||||||||
Number | Number | Number | Number of voting | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
GB0004082847 (UK Listed) | 182,524,174 | 152,260,213 | 182,451,585 | | 152,691,659 | | 4.65% | ||||||||||
GB0004082847 (HK Listed)
| 9,752,556 | 5,485,341 | 9,752,556 | | 5,485,341 | | 0.17% | ||||||||||
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B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial | Expiration | Exercise/ | Number of voting | % of voting | |||||||||||||
Rights to recall lent shares (UK listed line) | | | 4,190,343 | 0.13% | |||||||||||||
Rights to recall lent shares (HK listed line) | | | 1,883,640 | 0.06% | |||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial | Exercise price | Expiration date xvii | Exercise/ | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| | | | | Nominal | Delta | |||||||||||
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Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
164,250,983 | 5.00% | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | | |
11. Number of voting rights proxy holder will cease to hold: | | |
12. Date on which proxy holder will cease to hold voting rights: | | |
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| This notification was submitted late to Standard Chartered due to an internal issue where a change in the voting rights attached to shares in an underlying portfolio was not identified on the day that the change occurred.
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14. Contact name: |
Lee Davis | |
15. Contact telephone number: |
020 7885 7456 | |