UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported) April 28, 2016

 

NRG ENERGY, INC.

(Exact name of Registrant as specified in its charter)

 

Delaware

 

001-15891

 

41-1724239

(State or other jurisdiction of
incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

211 Carnegie Center, Princeton, New Jersey 08540

(Address of principal executive offices, including zip code)

 

(609) 524-4500

(Registrant’s telephone number, including area code)

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

NRG Energy, Inc. (the “Company”) held its Annual Meeting of Stockholders on April 28, 2016, in Philadelphia, Pennsylvania.  Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders.

 

(a) Proposal 1 — Election of thirteen directors

 

Name

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-
Votes

 

E. Spencer Abraham

 

250,084,915

 

27,355,106

 

421,762

 

20,427,148

 

Kirbyjon H. Caldwell

 

274,399,592

 

3,048,595

 

413,753

 

20,426,991

 

Lawrence S. Coben

 

273,774,260

 

3,674,449

 

413,231

 

20,426,991

 

Howard E. Cosgrove

 

273,088,145

 

4,361,706

 

411,989

 

20,427,091

 

Terry G. Dallas

 

274,807,785

 

2,582,813

 

471,342

 

20,426,991

 

Mauricio Gutierrez

 

275,787,237

 

1,663,317

 

411,386

 

20,426,991

 

William E. Hantke

 

272,989,060

 

4,445,371

 

427,409

 

20,427,091

 

Paul W. Hobby

 

273,783,544

 

3,666,892

 

411,504

 

20,426,991

 

Edward R. Muller

 

274,116,388

 

3,332,377

 

413,175

 

20,426,991

 

Anne C. Schaumburg

 

273,843,152

 

3,702,092

 

316,596

 

20,427,091

 

Evan J. Silverstein

 

274,812,527

 

2,602,654

 

446,759

 

20,426,991

 

Thomas H. Weidemeyer

 

272,352,075

 

5,092,769

 

417,096

 

20,426,991

 

Walter R. Young

 

272,243,831

 

5,191,862

 

426,147

 

20,427,091

 

 

With respect to the foregoing Proposal 1, all thirteen directors were elected and each received the affirmative vote of a majority of the votes cast at the Annual Meeting.

 

(b) Proposal 2 — Re-approval of the performance goals under the NRG Energy, Inc. Amended and Restated Long-Term Incentive Plan solely for purposes of Section 162(m) of the Internal Revenue Code of 1986, as amended

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

271,135,295

 

6,273,463

 

453,182

 

20,426,991

 

 

The foregoing Proposal 2 was approved.

 

(c) Proposal 3 — Advisory vote on the compensation of the Company’s named executive officers

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

255,949,216

 

21,492,031

 

420,693

 

20,426,991

 

 

The foregoing Proposal 3 was approved.

 

(d) Proposal 4 — Ratification of the Appointment of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for 2016 fiscal year

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

296,270,381

 

1,736,187

 

282,363

 

0

 

 

The foregoing Proposal 4 was approved.

 

(e) Proposal 5 — Stockholder proposal regarding proxy access

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

240,595,437

 

13,131,055

 

24,134,997

 

20,427,442

 

 

The foregoing Proposal 5 was approved.

 

2



 

(f) Proposal 6 — Stockholder proposal regarding disclosure of political expenditures

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

115,522,914

 

118,192,329

 

44,148,359

 

20,425,329

 

 

The foregoing Proposal 6 was not approved.

 

3



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

NRG Energy, Inc.

 

(Registrant)

 

 

 

By:

/s/ Brian E. Curci

 

 

Brian E. Curci

 

 

Corporate Secretary

 

 

 

Dated: May 2, 2016

 

 

 

4